Punk, Ziegel & Company
Founded: 1990
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Punk, Ziegel & Company Employees
ManpowerGroup Solutions September 2012 - Present
Katie's Krops 2009 - 2015
Northwestern Mutual December 2005 - September 2011
SoundView Technology Group August 1996 - January 2004
Punk, Ziegel & Company November 1995 - August 1996
Weeden & Co. August 1994 - October 1995
Skills
Series 7, Investments, Budgeting, Investment Banking, Insurance, Budgets, Finance, Financial Services, Series 63, Start-ups, Securities, CRM, Marketing, Analysis, Equities, Trading Systems
Education
Penn State University 1982 — 1987
BA, Economics
Chanel High School 1978 — 1982
Business
Fifth Third Bank 2011 - Present
LICT Corporation 2008 - 2011
Punk, Ziegel & Company 2007 - 2008
HSBC Securities 2002 - 2007
JPMorgan Chase 1998 - 2001
The COBA Group 1993 - 1996
Education
Duke University - The Fuqua School of Business
MBA
Babson College
BS
Sinov Associates 1989 - Present
Fulcrum Securities, LLC January 2009 - December 2012
Northeast Securities 2002 - 2008
Punk, Ziegel & Company 2000 - 2002
Robb Peck McCooey 1998 - 2000
Swergold Chefitz & Sinsabaugh 1981 - 1989
Skills
Investment Banking, Venture Capital, Private Placements, Investments, IPO, Equities, Private Equity, Corporate Finance, Hedge Funds, Asset Managment, Mergers, Reverse Mergers, Securities, Financial Modeling, Alternative Investments, Valuation, Capital Markets, Trading, Capital, Corporate Development, Series 7, Options, Asset Management, Mergers & Acquisitions, Bloomberg, Due Diligence, FINRA, Funding, Investment Strategies, Emerging Markets, Equity Trading, Equity Research, Financial Advisory, Portfolio Management, Investment Management, Financial Services, Financial Structuring, Fixed Income, Financial Markets, Derivatives, Investment Advisory, Mutual Funds, Finance, Bonds, Asset Allocation, Wealth Management, Structured Finance, Commodity, Strategic Financial..., Series 63
Education
Purdue University 1960 — 1964
BS, Biology, Chemistry & Physics
The Ohio State University
Isgus America LLC June 2012 - Present
National Securities/ Brigantine Advisors July 2011 - February 2012
Jessup & Lamont October 2008 - June 2009
Ladenburg Thalmann February 2008 - September 2008
Punk, Ziegel & Company January 1998 - February 2008
Ryan Beck & Co. 1995 - 1998
Gruntal 1993 - 1995
SG Warburg 1990 - 1993
Drexel Burnham Lambert 1983 - 1990
Skills
Private Placements, Equities, Investment Banking, Financial Services, Trading, Banking, Series 7, Investments, Entrepreneurship, IPO, Venture Capital, Hedge Funds, Capital Markets, Start-ups, Finance, Institutional Sales, Valuation
Education
City University of New York City College
Ms.ED, Education
Temple University
Certificate in N-6 Education
University of Maryland College Park
BA, GVPT Soc. Educ.
other
other
Merrion Investment Management Co. March 2008 - Present
Merrion Securities, LLC 2011 - Present
Punk, Ziegel & Company July 2007 - January 2008
Bear Wagner Specialists July 1998 - June 2007
Skills
Equities, Asset Managment, Investments, Series 7, 55, 66, 79,..., Asset Management, Capital Markets, Securities, Valuation, Investment Banking, Trading, Private Equity, Investor Relations, Mergers & Acquisitions, Investment Management, Financial Advisory, Structured Finance, Alternative Investments
Education
Johns Hopkins School of Hygiene and Public Health 1996 — 1998
ScM, Biology
Bucknell University 1992 — 1996
BA, Biology
Westminster School 1989 — 1992
Lawrence Berkeley National Laboratory April 2011 - Present
Precourt Energy Efficiency Center June 2009 - August 2011
Behavior, Energy and Climate Change Conference (BECC) November 2009 - December 2010
Stanford University August 2001 - June 2009
Stanford University August 2001 - May 2009
Punk, Ziegel & Company June 2007 - August 2007
Cornerstone Research June 2000 - August 2000
Skills
Statistics, Energy, Grant Writing, Energy Efficiency, Analysis, Econometrics, Research
Education
Stanford University 2001 — 2009
PhD, Economics; Experimental Economics, Behavioral Economics, Environmental Economics, Microecon Theory
UC Berkeley 1996 — 2000
BA Economics, BA, Molecular and Cell Biology
Ackerman Asset Management, LLC December 2005 - Present
Smith Barney 2003 - 2005
Punk, Ziegel & Company 2001 - 2002
FBR 1998 - 2001
Legg Mason 1996 - 1998
First Consulting Group 1995 - 1996
NYU Medical Center 1988 - 1994
Skills
Portfolio Management, Investments, Equities
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
Duke University - The Fuqua School of Business 1986 — 1988
Master of Health Administration
Dickinson College 1982 — 1986
BS, Chemistry
Wells Fargo Advisors, LLC 2002 - 2014
Macon Dinners Out dba Super Suppers 2006 - 2011
Wachovia, A Wells Fargo Company 2000 - 2002
SunTrust Equitable Securities 1994 - 2000
Punk, Ziegel & Company 1990 - 1994
Needham & Company 1986 - 1990
Skills
Management, Securities, Equities, Asset Management, Finance, Investment Banking, Hedge Funds, Marketing, Leadership, Corporate Finance
Education
Mercer University
BA, Biology
Castlestone Advisors LLC 2004 - Present
InfoMedics 2000 - 2002
Punk, Ziegel & Company 1991 - 1992
Ernst & Young 1988 - 1989
The McLean Group 1983 - 1989
Nolan, Norton & Co. 1980 - 1984
IBM 1976 - 1980
Skills
Healthcare, Healthcare IT, Healthcare Information..., Medicare, Strategic Planning, Compliance, Start-ups, Business Strategy, Strategic Partnerships, Health Insurance, Business Development, Pharmaceutical Industry, Medicaid, Executive Management, Marketing, Leadership, Project Management, Process Improvement, Strategy, Management, Program Management
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1975 — 1976
MBA, Market research
Financial Guaranty Insurance Company September 1997 - March 2008
Financial Guaranty Insurance Company (FGIC) 1998 - 2008
Punk, Ziegel & Knoell 1990 - 1998
Punk, Ziegel & Company 1990 - 1996
Needham & Company August 1988 - December 1990
E.F. Hutton & Co., Inc. April 1984 - September 1988
Education
Brooklyn College 1973 — 1980
Ladenburg Thalmann & Co July 2008 - Present
Merriman Curhan Ford 2007 - 2008
Punk, Ziegel & Company 2000 - 2007
SG Cowen 1996 - 2000
Furman Selz 1994 - 1996
Morgan Stanley & Co 1990 - 1994
Skills
Venture Capital, Private Equity, Corporate Development, Private Placements, Investment Banking, IPO, Valuation, Mergers & Acquisitions, Start-ups, Mergers, Due Diligence, Financial Modeling, Asset Management, Investor Relations, Business Strategy, Restructuring, Business Valuation, Management Consulting, Corporate Finance, Equity Research, Capital Markets, Alternative Investments, Hedge Funds, Strategy, Entrepreneurship, M&A experience, LBO, Emerging Markets, Equities, Investments, Business Planning, Portfolio Management, Securities, Capital Raising, Equity Valuation, Financial Structuring, Capital, Investment Management, Divestitures, Funding, Equity Trading
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
Master of Business Administration (M.B.A.), Finance and Economics
University of Pittsburgh
Bachelor of Arts (B.A.), Economics
Roivant Sciences, Inc. September 2014 - Present
Memorial Sloan-Kettering Cancer Center (MSK) April 2011 - June 2014
Memorial Sloan-Kettering Cancer Center (MSK) June 2009 - April 2011
Punk, Ziegel & Company June 1998 - October 2008
Oppenheimer & Co., Inc./CIBC Oppenheimer October 1994 - June 1998
Memorial Sloan-Kettering Cancer Center July 1989 - October 1994
Skills
Technology Evaluation, Technology Development, Technology Transfer, Drug Discovery, Drug Development, Pharmaceutical Research, Pharmaceutical..., Biopharmaceuticals, Financial Analysis, Financial Modeling, Business Analysis, Business Strategy, Business Planning, Licensing, Pharmacology, Biotechnology, Cell Biology, Product Development, Biochemistry, Cell Culture, Pharmaceutical Industry, Molecular Biology, Clinical Trials, Immunology, Vaccines, Cancer, Lifesciences
Education
Massachusetts Institute of Technology 1982 — 1989
Ph.D., Biology
Princeton University 1978 — 1982
B.A., Biochemical Sciences
Advisors Capital Management March 2015 - Present
ABR Investment Strategy July 2013 - March 2015
High Peaks Analytics April 2013 - June 2013
Longbow Research December 2010 - April 2013
FTN Equity Capital Markets (a.k.a. Midwest Research) June 2006 - February 2010
Punk, Ziegel & Company May 2004 - June 2006
Albany NanoTech 2002 - 2004
University at Albany - State University of New York 1998 - 2004
CU-Boulder 1990 - 1998
Skills
Equity Research, Valuation, Financial Analysis, Economic Modeling, Financial Economics, Financial Modeling, Business Intelligence, Business Strategy, Business Analysis, Strategy, Start-ups, Mergers & Acquisitions, Venture Capital, Investment Banking, Competitive Analysis, Product Development, Business Development, Economics, Equity Valuation, Investments, Market Research, Finance, Semiconductors, Market Analysis, Private Equity, Forecasting, Analysis, Equities
Education
Union College, Schenectady, NY
Bachelor's Degree, Economics
University of Rochester
Doctor of Philosophy (Ph.D.), International Trade and Finance, Macroeconomics, Finance
HOOPER HOLMES, INC October 2007 - September 2008
J P MORGAN CHASE BANK September 2002 - September 2007
DAIWA SECURITIES AMERICA, INC August 1998 - September 2001
Punk, Ziegel & Company February 1996 - August 1998
Education
Lincoln Technical Institute 2010 — 2011
Graduated December 2011, LPN
Kingsborough Community College
Associates Degree, Education