Rafferty Capital Markets
Industry: Capital market company
DescriptionFounded: 1987 Parent organization: Rafferty Holdings, LLC Subsidiaries: Rafferty Asset Management, LLC, Rafferty Capital Markets, Asset Management Arm
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Rafferty Capital Markets Employees
Employee
Years
Job
Industry
Daniel T. Moriarty Daniel T. Moriarty's Rafferty Capital Markets Experience April 2014 - June 2014
Job Video Editing | Sports Production | Advertising
Industry
Experience
Jalbert Productions July 2015 - August 2015
Rafferty Capital Markets April 2014 - June 2014
Bouchard Transportation Co., Inc. January 2014 - March 2014
Skills
Video Production, Photography, TV News Production, Photoshop, adobe premiere, Microsoft Word, Microsoft Excel, Social Media, Microsoft Office
Education
High Point University 2012 — 2015
Bachelor's Degree, Communication
Jalbert Productions July 2015 - August 2015
Rafferty Capital Markets April 2014 - June 2014
Bouchard Transportation Co., Inc. January 2014 - March 2014
Skills
Video Production, Photography, TV News Production, Photoshop, adobe premiere, Microsoft Word, Microsoft Excel, Social Media, Microsoft Office
Education
High Point University 2012 — 2015
Bachelor's Degree, Communication
Colin Sullivan's Rafferty Capital Markets Experience June 2011 - August 2011
Job Senior Associate, Deposits Project Delivery Team at Discover Financial Services
Industry Financial Services
Experience
Discover Financial Services March 2014 - Present
Discover Financial Services July 2012 - July 2014
Discover Financial Services July 2012 - March 2014
Robinson Community Learning Center September 2009 - May 2012
Rafferty Capital Markets June 2011 - August 2011
Skills
Project Management, Software Project..., Process Improvement, Business Strategy, Core Banking, Internet Banking, Retail Banking
Education
University of Notre Dame 2008 — 2012
Bachelor of Arts (B.A.), Economics and English, Cum Laude
Discover Financial Services March 2014 - Present
Discover Financial Services July 2012 - July 2014
Discover Financial Services July 2012 - March 2014
Robinson Community Learning Center September 2009 - May 2012
Rafferty Capital Markets June 2011 - August 2011
Skills
Project Management, Software Project..., Process Improvement, Business Strategy, Core Banking, Internet Banking, Retail Banking
Education
University of Notre Dame 2008 — 2012
Bachelor of Arts (B.A.), Economics and English, Cum Laude
Rick Moorhead Rick Moorhead's Rafferty Capital Markets Experience October 2004 - January 2011
Job Municipal Bond Broker at Dealerweb, Inc.
Industry Investment Banking
Experience
Tradeweb February 2011 - Present
Rafferty Capital Markets October 2004 - January 2011
Standard & Poor's February 1991 - September 2004
JJ Kenny Inc November 1982 - January 1991
Skills
Capital Markets, Portfolio Management, Securities, Mergers & Acquisitions, Alternative Investments, Hedge Funds, Fixed Income, Equities, Series 7, Series 63, Mutual Funds, Asset Management, Bonds, Bloomberg, Financial Markets
Education
Middlebury College 1978 — 1982
Bachelor of Arts (B.A.), American History (United States), Deans List
Tradeweb February 2011 - Present
Rafferty Capital Markets October 2004 - January 2011
Standard & Poor's February 1991 - September 2004
JJ Kenny Inc November 1982 - January 1991
Skills
Capital Markets, Portfolio Management, Securities, Mergers & Acquisitions, Alternative Investments, Hedge Funds, Fixed Income, Equities, Series 7, Series 63, Mutual Funds, Asset Management, Bonds, Bloomberg, Financial Markets
Education
Middlebury College 1978 — 1982
Bachelor of Arts (B.A.), American History (United States), Deans List
Connor Hickey's Rafferty Capital Markets Experience July 2010 - October 2010
Job Associate at First Republic Securities
Industry Financial Services
Experience
First Republic Bank March 2012 - Present
Churchill's Restaurant May 2004 - March 2012
Camp ANCHOR May 2004 - September 2011
Suksanareewittiya School; Bangkok, Thailand October 2010 - April 2011
Rafferty Capital Markets July 2010 - October 2010
Education
Boston College 2006 — 2010
Bachelor of Arts, Economics, History
Chaminade High School
First Republic Bank March 2012 - Present
Churchill's Restaurant May 2004 - March 2012
Camp ANCHOR May 2004 - September 2011
Suksanareewittiya School; Bangkok, Thailand October 2010 - April 2011
Rafferty Capital Markets July 2010 - October 2010
Education
Boston College 2006 — 2010
Bachelor of Arts, Economics, History
Chaminade High School
Patrick Fogarty Patrick Fogarty's Rafferty Capital Markets Experience May 1998 - February 2002
Job Senior Director at Alvarez & Marsal Inc
Industry Real Estate
Experience
Alvarez & Marsal September 2015 - Present
Fogarty Advisory Services, LLC March 2000 - Present
Advantage Title August 2014 - August 2015
First Nationwide Title Agency, LLC August 2012 - August 2014
First American Title Insurance Company - National Commercial Services Division May 2007 - October 2011
Rafferty Capital Markets May 1998 - February 2002
Donald Zucker Company April 1994 - March 1998
HSBC / Marine Midland Bank October 1986 - April 1994
Skills
Asset Management, Brokerage, Real Estate, Investments, Title Insurance, Investment Properties, Loans
Education
St. John's University 1982 — 1985
BS, Communication Science
Alvarez & Marsal September 2015 - Present
Fogarty Advisory Services, LLC March 2000 - Present
Advantage Title August 2014 - August 2015
First Nationwide Title Agency, LLC August 2012 - August 2014
First American Title Insurance Company - National Commercial Services Division May 2007 - October 2011
Rafferty Capital Markets May 1998 - February 2002
Donald Zucker Company April 1994 - March 1998
HSBC / Marine Midland Bank October 1986 - April 1994
Skills
Asset Management, Brokerage, Real Estate, Investments, Title Insurance, Investment Properties, Loans
Education
St. John's University 1982 — 1985
BS, Communication Science
Vincent Petrucci Vincent Petrucci's Rafferty Capital Markets Experience June 2011 - August 2011
Job Processor at YMCA Retirement Fund
Industry Market Research
Experience
YMCA Retirement Fund October 2014 - Present
The Ayco Company, L.P., a Goldman Sachs Company December 2013 - May 2014
Investors Capital Corp June 2013 - August 2013
Town of Southampton June 2013 - August 2013
Amway September 2012 - August 2013
Blue Sky restaurant May 2012 - August 2012
Rafferty Capital Markets June 2011 - August 2011
Blue Sky restaurant May 2010 - August 2010
M.J. Dowling's restaurant May 2009 - August 2009
Skills
Finance, Economics, Time Management, Statistics, Management
Education
State University of New York at Albany 2011 — 2014
Bachelor of science in Economics, Economics
YMCA Retirement Fund October 2014 - Present
The Ayco Company, L.P., a Goldman Sachs Company December 2013 - May 2014
Investors Capital Corp June 2013 - August 2013
Town of Southampton June 2013 - August 2013
Amway September 2012 - August 2013
Blue Sky restaurant May 2012 - August 2012
Rafferty Capital Markets June 2011 - August 2011
Blue Sky restaurant May 2010 - August 2010
M.J. Dowling's restaurant May 2009 - August 2009
Skills
Finance, Economics, Time Management, Statistics, Management
Education
State University of New York at Albany 2011 — 2014
Bachelor of science in Economics, Economics
Jack (John) Roulett Jack (John) Roulett's Rafferty Capital Markets Experience July 2012 - August 2012
Job Valuation Analyst at Duff & Phelps
Industry Financial Services
Experience
Duff & Phelps July 2014 - Present
McGraw Hill Financial June 2013 - August 2013
Rafferty Capital Markets July 2012 - August 2012
S&P Capital IQ December 2010 - July 2012
Skills
Microsoft Excel, Data Analysis, Economics, Microsoft Office, Financial Analysis, PowerPoint, Time Management, Equities, Microsoft Word, Public Speaking, Fundraising, English, Access, Market Research, Outlook, Facebook, Data Entry, Event Planning, Analysis, Research, Customer Service, Community Outreach, Social Media, Teamwork, Capital IQ, Team Leadership, Social Networking, Marketing, Statistics, Leadership, Public Relations, Databases, Nonprofits, Higher Education, Sales, Social Media Marketing, Salesforce.com, SPSS
Education
Boston College 2010 — 2014
Bachelor’s Degree, Economics and Communications Double Major, 3.3 GPA
University College Dublin 2012 — 2012
Semester Abroad, Business/Managerial Economics
Garden City High School 2006 — 2010
High School, Principal's List, First Honors
Duff & Phelps July 2014 - Present
McGraw Hill Financial June 2013 - August 2013
Rafferty Capital Markets July 2012 - August 2012
S&P Capital IQ December 2010 - July 2012
Skills
Microsoft Excel, Data Analysis, Economics, Microsoft Office, Financial Analysis, PowerPoint, Time Management, Equities, Microsoft Word, Public Speaking, Fundraising, English, Access, Market Research, Outlook, Facebook, Data Entry, Event Planning, Analysis, Research, Customer Service, Community Outreach, Social Media, Teamwork, Capital IQ, Team Leadership, Social Networking, Marketing, Statistics, Leadership, Public Relations, Databases, Nonprofits, Higher Education, Sales, Social Media Marketing, Salesforce.com, SPSS
Education
Boston College 2010 — 2014
Bachelor’s Degree, Economics and Communications Double Major, 3.3 GPA
University College Dublin 2012 — 2012
Semester Abroad, Business/Managerial Economics
Garden City High School 2006 — 2010
High School, Principal's List, First Honors
Garrett Going's Rafferty Capital Markets Experience September 2004 - Present
Job VP at Rafferty Capital
Industry Investment Banking
Experience
Rafferty Capital Markets September 2004 - Present
Garrett Martin Equity Trading January 2002 - September 2004
AB Wattley 2000 - 2003
Skills
ETFs, Series 7, Equity Trading, Bloomberg, Series 63, Series 24, Series 55
Education
McDaniel College 1985 — 1989
Saint Marys 1982 — 1984
Saint Davids 1978 — 1981
Buckley 1974 — 1978
Rafferty Capital Markets September 2004 - Present
Garrett Martin Equity Trading January 2002 - September 2004
AB Wattley 2000 - 2003
Skills
ETFs, Series 7, Equity Trading, Bloomberg, Series 63, Series 24, Series 55
Education
McDaniel College 1985 — 1989
Saint Marys 1982 — 1984
Saint Davids 1978 — 1981
Buckley 1974 — 1978
Alina Ranjbaran's Rafferty Capital Markets Experience June 2013 - January 2014
Job Student at Harvard University
Industry
Experience
eBay Inc May 2015 - August 2015
SMPL Technologies June 2014 - August 2014
Harvard-Radcliffe Orchestra January 2014 - August 2014
Dunster House Opera April 2013 - May 2014
Rafferty Capital Markets June 2013 - January 2014
Harvard-Radcliffe Orchestra January 2013 - January 2014
Stony Brook University June 2011 - August 2012
Brookhaven National Laboratory June 2010 - November 2011
Skills
Research, Data Analysis, Microsoft Office, Programming, Statistics, Python, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Matlab, Stata, C, R, LaTeX, Economics, Fundraising, HTML, Science, Statistical Modeling, CSS, Photoshop, SQL
Education
Harvard University 2012 — 2016
Bachelor of Arts (B.A.), Statistics
Garden City High School 2008 — 2012
The Juilliard School 2007 — 2012
Pre-College Division
eBay Inc May 2015 - August 2015
SMPL Technologies June 2014 - August 2014
Harvard-Radcliffe Orchestra January 2014 - August 2014
Dunster House Opera April 2013 - May 2014
Rafferty Capital Markets June 2013 - January 2014
Harvard-Radcliffe Orchestra January 2013 - January 2014
Stony Brook University June 2011 - August 2012
Brookhaven National Laboratory June 2010 - November 2011
Skills
Research, Data Analysis, Microsoft Office, Programming, Statistics, Python, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Matlab, Stata, C, R, LaTeX, Economics, Fundraising, HTML, Science, Statistical Modeling, CSS, Photoshop, SQL
Education
Harvard University 2012 — 2016
Bachelor of Arts (B.A.), Statistics
Garden City High School 2008 — 2012
The Juilliard School 2007 — 2012
Pre-College Division
Christopher Carfagno Christopher Carfagno's Rafferty Capital Markets Experience May 2010 - September 2011
Job Portfolio Specialist at BlackRock
Industry Financial Services
Experience
BlackRock June 2012 - Present
Rafferty Capital Markets May 2010 - September 2011
BGC Partners March 2007 - March 2010
Citigroup October 2005 - March 2007
Skills
Equities, Fixed Income, Derivatives, Equity Derivatives, Credit Derivatives, Back Office, Rates, Series 7, Series 63, Bloomberg, Securities, Trading, Bonds, Emerging Markets, Options, Portfolio Management
Education
Montclair State University 1999 — 2002
BS, Biology and Chemistry
Passed Level I of the CFA
BlackRock June 2012 - Present
Rafferty Capital Markets May 2010 - September 2011
BGC Partners March 2007 - March 2010
Citigroup October 2005 - March 2007
Skills
Equities, Fixed Income, Derivatives, Equity Derivatives, Credit Derivatives, Back Office, Rates, Series 7, Series 63, Bloomberg, Securities, Trading, Bonds, Emerging Markets, Options, Portfolio Management
Education
Montclair State University 1999 — 2002
BS, Biology and Chemistry
Passed Level I of the CFA
Adam Borowski, CFA, CAIA Adam Borowski, CFA, CAIA's Rafferty Capital Markets Experience May 2010 - August 2010
Job HEC Paris MIF Candidate
Industry Financial Services
Experience
Insight Venture Partners June 2015 - Present
PwC January 2015 - March 2015
T3 Live June 2014 - November 2014
T3 Trading Group, LLC September 2012 - May 2014
PwC January 2012 - May 2012
AdamStar Construction and Development June 2008 - December 2011
Rafferty Capital Markets May 2010 - August 2010
Skills
Financial Modeling, Bloomberg, Financial Analysis, Equities, Hedge Funds, Fixed Income, Capital Markets, Series 7, Valuation, Derivatives, Alternative Investments, Equity Research, Securities, Portfolio Management, Financial Markets, Trading, Real Estate, Real Estate Development, Real Estate Economics, Commercial Real Estate
Education
HEC Paris 2015 — 2016
Master's degree, International Finance
New York University - Leonard N. Stern School of Business 2010 — 2011
Master's Degree, Accounting, 3.7/4.0
New York University - Leonard N. Stern School of Business 2007 — 2011
Bachelor's Degree, Accounting and Finance, 3.5/4.0
East China Normal University 2009 — 2009
Study Abroad, International Business
Insight Venture Partners June 2015 - Present
PwC January 2015 - March 2015
T3 Live June 2014 - November 2014
T3 Trading Group, LLC September 2012 - May 2014
PwC January 2012 - May 2012
AdamStar Construction and Development June 2008 - December 2011
Rafferty Capital Markets May 2010 - August 2010
Skills
Financial Modeling, Bloomberg, Financial Analysis, Equities, Hedge Funds, Fixed Income, Capital Markets, Series 7, Valuation, Derivatives, Alternative Investments, Equity Research, Securities, Portfolio Management, Financial Markets, Trading, Real Estate, Real Estate Development, Real Estate Economics, Commercial Real Estate
Education
HEC Paris 2015 — 2016
Master's degree, International Finance
New York University - Leonard N. Stern School of Business 2010 — 2011
Master's Degree, Accounting, 3.7/4.0
New York University - Leonard N. Stern School of Business 2007 — 2011
Bachelor's Degree, Accounting and Finance, 3.5/4.0
East China Normal University 2009 — 2009
Study Abroad, International Business
Kirk Materne Kirk Materne's Rafferty Capital Markets Experience July 2009 - September 2010
Job Managing Director, Equity Research at Evercore Partners
Industry Research
Experience
Evercore Partners September 2010 - Present
Rafferty Capital Markets July 2009 - September 2010
Bank of America February 2002 - April 2009
Bank of America Securities 2002 - 2008
Banc of America Securities 2002 - 2008
Merrill Lynch 1999 - 2002
Skills
Equities, Equity Research, Financial Modeling, Strategic Planning, Valuation, Finance, Bloomberg, Capital Markets, Investment Banking, Portfolio Management
Education
University of North Carolina at Chapel Hill 1993 — 1997
BA, English, Business
University of North Carolina at Chapel Hill 1993 — 1997
BA, English, Business
Hotchkiss 1989 — 1993
Peck School 1981 — 1989
Evercore Partners September 2010 - Present
Rafferty Capital Markets July 2009 - September 2010
Bank of America February 2002 - April 2009
Bank of America Securities 2002 - 2008
Banc of America Securities 2002 - 2008
Merrill Lynch 1999 - 2002
Skills
Equities, Equity Research, Financial Modeling, Strategic Planning, Valuation, Finance, Bloomberg, Capital Markets, Investment Banking, Portfolio Management
Education
University of North Carolina at Chapel Hill 1993 — 1997
BA, English, Business
University of North Carolina at Chapel Hill 1993 — 1997
BA, English, Business
Hotchkiss 1989 — 1993
Peck School 1981 — 1989
Marilyn Pianelli Marilyn Pianelli's Rafferty Capital Markets Experience August 2010 - February 2012
Job Director of Broker Dealer and Institutional Sales at Alternative Executions
Industry Financial Services
Experience
Mercator Associates February 2012 - Present
Rafferty Capital Markets August 2010 - February 2012
LaBranche FInancial Services April 2007 - August 2010
Jefferies and company December 2002 - April 2007
Herzog 1998 - 2001
Skills
Electronic Trading, Equity Trading, Traders, Series 7, Series 63, Trading Systems, Uniform Combined State..., Options, Market Making, Derivatives, Securities, Fixed Income, Institutional, Bloomberg, FINRA, Series 24, Trading Strategies, Order Management, Middle Office, Portfolio Management, Institutional..., Proprietary Trading, ETFs, Trading, FX trading, Financial Markets, Market Data, Low Latency, Prime Brokerage, Equities, Capital Markets, Equity Derivatives, Credit Derivatives, Hedge Funds, Due Diligence, Back Office, Equity Research, Bloomberg Terminal, FX Options, Asset Management, Alternative Investments, Commodity, Bonds, Currency
Education
Rider University 1996 — 2000
Mercator Associates February 2012 - Present
Rafferty Capital Markets August 2010 - February 2012
LaBranche FInancial Services April 2007 - August 2010
Jefferies and company December 2002 - April 2007
Herzog 1998 - 2001
Skills
Electronic Trading, Equity Trading, Traders, Series 7, Series 63, Trading Systems, Uniform Combined State..., Options, Market Making, Derivatives, Securities, Fixed Income, Institutional, Bloomberg, FINRA, Series 24, Trading Strategies, Order Management, Middle Office, Portfolio Management, Institutional..., Proprietary Trading, ETFs, Trading, FX trading, Financial Markets, Market Data, Low Latency, Prime Brokerage, Equities, Capital Markets, Equity Derivatives, Credit Derivatives, Hedge Funds, Due Diligence, Back Office, Equity Research, Bloomberg Terminal, FX Options, Asset Management, Alternative Investments, Commodity, Bonds, Currency
Education
Rider University 1996 — 2000
Timothy Harder Timothy Harder's Rafferty Capital Markets Experience May 2010 - August 2010
Job Insurance and Financial Services Specialist
Industry Insurance
Experience
State Farm July 2015 - Present
United States Naval Academy Prep School July 2013 - July 2015
LB3 Lacrosse Club May 2012 - January 2014
Brown University August 2012 - June 2013
Major League Lacrosse May 2011 - August 2012
Syracuse University January 2012 - May 2012
BGC Partners August 2011 - January 2012
Rafferty Capital Markets May 2010 - August 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Research, Windows, Outlook, Teaching, Public Speaking, Strategic Planning, Coaching, Fundraising, Event Management, Data Analysis, Facebook, Wrestling, Social Media, Scuba Diving, Water Polo, Event Planning, Pilates, Sales, Nonprofits, Marketing, Social Networking
Education
Syracuse University - Martin J. Whitman School of Management 2007 — 2012
Bachelor of Applied Science (B.A.Sc.), Business Administration and Management, General
State Farm July 2015 - Present
United States Naval Academy Prep School July 2013 - July 2015
LB3 Lacrosse Club May 2012 - January 2014
Brown University August 2012 - June 2013
Major League Lacrosse May 2011 - August 2012
Syracuse University January 2012 - May 2012
BGC Partners August 2011 - January 2012
Rafferty Capital Markets May 2010 - August 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Research, Windows, Outlook, Teaching, Public Speaking, Strategic Planning, Coaching, Fundraising, Event Management, Data Analysis, Facebook, Wrestling, Social Media, Scuba Diving, Water Polo, Event Planning, Pilates, Sales, Nonprofits, Marketing, Social Networking
Education
Syracuse University - Martin J. Whitman School of Management 2007 — 2012
Bachelor of Applied Science (B.A.Sc.), Business Administration and Management, General
Christopher Guida Christopher Guida's Rafferty Capital Markets Experience July 2010 - Present
Job Government Bond Sales
Industry Financial Services
Experience
Rafferty Capital Markets July 2010 - Present
Hartwick College September 2009 - December 2009
Education
Hartwick College 2006 — 2010
B.A, Business Administration
New York State Regents
Rafferty Capital Markets July 2010 - Present
Hartwick College September 2009 - December 2009
Education
Hartwick College 2006 — 2010
B.A, Business Administration
New York State Regents
Peter Caputo's Rafferty Capital Markets Experience August 2010 - September 2014
Job Financial Services Professional
Industry Financial Services
Experience
Rafferty Capital Markets August 2010 - September 2014
LaBranche & Co. March 2007 - August 2010
Jefferies May 2004 - March 2007
Skills
Capital Markets, Hedge Funds, Trading Systems, Electronic Trading, Bloomberg, Fixed Income, Equities, Derivatives, Trading, Alternative Investments, Financial Markets, Equity Research, Equity Trading, Series 63, Securities, Series 7, Investments, Series 55, Risk Management, Operating Systems, Distressed Equities, Proprietary Trading, Financial Services, Investment Strategies, Market Making, Management, Due Diligence, FINRA
Education
Iona College 1988 — 1992
Bachelor's Degree, Communications
Rafferty Capital Markets August 2010 - September 2014
LaBranche & Co. March 2007 - August 2010
Jefferies May 2004 - March 2007
Skills
Capital Markets, Hedge Funds, Trading Systems, Electronic Trading, Bloomberg, Fixed Income, Equities, Derivatives, Trading, Alternative Investments, Financial Markets, Equity Research, Equity Trading, Series 63, Securities, Series 7, Investments, Series 55, Risk Management, Operating Systems, Distressed Equities, Proprietary Trading, Financial Services, Investment Strategies, Market Making, Management, Due Diligence, FINRA
Education
Iona College 1988 — 1992
Bachelor's Degree, Communications
Reid Wagner's Rafferty Capital Markets Experience June 2011 - July 2011
Job MBS Sales at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald October 2012 - Present
UBS Wealth Management August 2011 - December 2011
Rafferty Capital Markets June 2011 - July 2011
Skills
Bloomberg Terminal
Education
Vanderbilt University 2008 — 2012
Bachelor of Science (B.S.)
London School of Economics and Political Science 2010 — 2010
Chaminade High School 2004 — 2008
Cantor Fitzgerald October 2012 - Present
UBS Wealth Management August 2011 - December 2011
Rafferty Capital Markets June 2011 - July 2011
Skills
Bloomberg Terminal
Education
Vanderbilt University 2008 — 2012
Bachelor of Science (B.S.)
London School of Economics and Political Science 2010 — 2010
Chaminade High School 2004 — 2008
Jennifer Regan Olenik Jennifer Regan Olenik's Rafferty Capital Markets Experience June 2008 - Present
Job Equity Sales Trader at Rafferty Capital Markets
Industry Investment Banking
Experience
Rafferty Capital Markets June 2008 - Present
Weiss Investment Management Services 2004 - 2008
Sanders Morris Harris 1993 - 2004
Skills
Equities, Equity Research, Asset Managment, Series 7, Investments, Valuation, Trading, Securities, Series 63, Bloomberg, Derivatives, Hedge Funds, Market Making
Education
University of Scranton 1989 — 1993
BA Int'l Language/Business, Business/French/Japanese
Rafferty Capital Markets June 2008 - Present
Weiss Investment Management Services 2004 - 2008
Sanders Morris Harris 1993 - 2004
Skills
Equities, Equity Research, Asset Managment, Series 7, Investments, Valuation, Trading, Securities, Series 63, Bloomberg, Derivatives, Hedge Funds, Market Making
Education
University of Scranton 1989 — 1993
BA Int'l Language/Business, Business/French/Japanese
Bill McGarr Bill McGarr's Rafferty Capital Markets Experience 2003 - 2009
Job Financial Services Administrative Executive
Industry Financial Services
Experience
Karp Volvo September 2012 - Present
Rallye Motors September 2013 - July 2015
Actionportraits.net 2009 - 2012
Rafferty Capital Markets 2003 - 2009
Chapdelaine & Co. 2000 - 2003
Cantor Fitzgerald 1988 - 2000
Skills
Securities, Series 63, Fixed Income, Equities, Derivatives, Asset Managment, Bloomberg, Options, High Yield, Electronic Trading, Portfolio Management, Series 7, Sales, Automotive, Hedge Funds, Finance, Luxury Cars, Customer Service
Education
Marist College
Bachelor of Business Administration (B.B.A.)
Karp Volvo September 2012 - Present
Rallye Motors September 2013 - July 2015
Actionportraits.net 2009 - 2012
Rafferty Capital Markets 2003 - 2009
Chapdelaine & Co. 2000 - 2003
Cantor Fitzgerald 1988 - 2000
Skills
Securities, Series 63, Fixed Income, Equities, Derivatives, Asset Managment, Bloomberg, Options, High Yield, Electronic Trading, Portfolio Management, Series 7, Sales, Automotive, Hedge Funds, Finance, Luxury Cars, Customer Service
Education
Marist College
Bachelor of Business Administration (B.B.A.)
Michael J. Quinn Michael J. Quinn's Rafferty Capital Markets Experience February 2008 - March 2010
Job Financial Professional / Canterbury Capital
Industry Financial Services
Experience
Chadwick Funding Inc. (Merchant Cash Advances & Services) July 2013 - January 2015
Laidlaw & Company UK Ltd. January 2012 - July 2013
Rodman & Renshaw June 2010 - December 2011
Rafferty Capital Markets February 2008 - March 2010
Susquehanna International Group, LLP (SIG) July 2002 - January 2008
Deutsche Bank (formerly NDB Capital Mkts.) March 1992 - July 2002
Skills
Equities, Funding, Customer Service, Small Business Lending, Merchant Services, Cash Flow, Institutional Sales, Research, Public Speaking, Capital Markets, Factoring, Underwriting, New Business Development, Networking, Equity Sales & Trading, Children Matters, Trading, Financial Markets, Investments, Hedge Funds, Business Development, Series 7, Bloomberg, Fixed Income, Finance, Asset Management, Series 63, Sales
Education
University of Rhode Island 1983 — 1987
Bachelor of Science (BS), Business Administration and Management / Finance, Deans List 1987
Bergen Catholic High School 1979 — 1983
Chadwick Funding Inc. (Merchant Cash Advances & Services) July 2013 - January 2015
Laidlaw & Company UK Ltd. January 2012 - July 2013
Rodman & Renshaw June 2010 - December 2011
Rafferty Capital Markets February 2008 - March 2010
Susquehanna International Group, LLP (SIG) July 2002 - January 2008
Deutsche Bank (formerly NDB Capital Mkts.) March 1992 - July 2002
Skills
Equities, Funding, Customer Service, Small Business Lending, Merchant Services, Cash Flow, Institutional Sales, Research, Public Speaking, Capital Markets, Factoring, Underwriting, New Business Development, Networking, Equity Sales & Trading, Children Matters, Trading, Financial Markets, Investments, Hedge Funds, Business Development, Series 7, Bloomberg, Fixed Income, Finance, Asset Management, Series 63, Sales
Education
University of Rhode Island 1983 — 1987
Bachelor of Science (BS), Business Administration and Management / Finance, Deans List 1987
Bergen Catholic High School 1979 — 1983
Christopher Sarkis's Rafferty Capital Markets Experience January 2012 - Present
Job Co Head of Equity Sales and Trading
Industry Banking
Experience
Rafferty Capital Markets January 2012 - Present
Cantor Fitzgerald and Co. October 2001 - December 2011
Hill Thompson 1998 - 2000
Hill, Thompson, Magid LP 1998 - 2000
Skills
Equity Research, Trading, Equity Trading, Risk Management, Alternative Investments, Asset Management, Bloomberg, Bonds, Capital Markets, Derivatives, ETFs, Electronic Trading, Equities, Hedge Funds
Education
Muhlenberg College 1992 — 1996
Iona College
University of Florida
bridgton academy
denison
duke
Rafferty Capital Markets January 2012 - Present
Cantor Fitzgerald and Co. October 2001 - December 2011
Hill Thompson 1998 - 2000
Hill, Thompson, Magid LP 1998 - 2000
Skills
Equity Research, Trading, Equity Trading, Risk Management, Alternative Investments, Asset Management, Bloomberg, Bonds, Capital Markets, Derivatives, ETFs, Electronic Trading, Equities, Hedge Funds
Education
Muhlenberg College 1992 — 1996
Iona College
University of Florida
bridgton academy
denison
duke
Herb McCooey's Rafferty Capital Markets Experience August 2008 - Present
Job VP Sales Trader at Rafferty Capitel
Industry Financial Services
Experience
Rafferty Capital Markets August 2008 - Present
BGC Partners January 2005 - September 2007
Education
Hobart and William Smith Colleges 2000 — 2004
Canterbury School 1999 — 2000
High School
Rafferty Capital Markets August 2008 - Present
BGC Partners January 2005 - September 2007
Education
Hobart and William Smith Colleges 2000 — 2004
Canterbury School 1999 — 2000
High School
SHAWN WEADOCK's Rafferty Capital Markets Experience August 2010 - September 2014
Job Institutional Sales / Investment Banking
Industry Executive Office
Experience
Burnham Financial Services November 2014 - Present
Rafferty Capital Markets August 2010 - September 2014
Rafferty Capital Markets August 2010 - September 2014
LaBranche & Co. May 2006 - August 2010
Jefferies & Company 2002 - 2006
Herzog 1994 - 2002
Skills
Series 24, Series 7, Series 63, Series 55, Trading, Capital Markets, Equities, Equity Trading, Securities, Bloomberg, Hedge Funds, Electronic Trading, Trading Strategies, Customer Service, Proprietary Trading, Investments, Portfolio Management, Trading Systems, Options, Equity Research, Alternative Investments, FINRA, Derivatives, ETFs, Fixed Income, Financial Services, Mutual Funds, Market Making, Risk Management, Financial Markets, Bonds, Stocks, Traders, Private Equity, Investment Advisory, Funding, Asset Managment, Financial Advisory, Equity Derivatives, Asset Management, FX trading
Education
University of Delaware 1990 — 1993
Economics, Business
Marlboro High School
Burnham Financial Services November 2014 - Present
Rafferty Capital Markets August 2010 - September 2014
Rafferty Capital Markets August 2010 - September 2014
LaBranche & Co. May 2006 - August 2010
Jefferies & Company 2002 - 2006
Herzog 1994 - 2002
Skills
Series 24, Series 7, Series 63, Series 55, Trading, Capital Markets, Equities, Equity Trading, Securities, Bloomberg, Hedge Funds, Electronic Trading, Trading Strategies, Customer Service, Proprietary Trading, Investments, Portfolio Management, Trading Systems, Options, Equity Research, Alternative Investments, FINRA, Derivatives, ETFs, Fixed Income, Financial Services, Mutual Funds, Market Making, Risk Management, Financial Markets, Bonds, Stocks, Traders, Private Equity, Investment Advisory, Funding, Asset Managment, Financial Advisory, Equity Derivatives, Asset Management, FX trading
Education
University of Delaware 1990 — 1993
Economics, Business
Marlboro High School
Ian Horowitz, CFA's Rafferty Capital Markets Experience 2009 - 2011
Job Managing Partner at ICH Remediation Holdings LLC
Industry Investment Banking
Experience
ICH Remediation Holdings LLC December 2012 - Present
Topeka Capital Markets, Inc October 2011 - November 2012
Rafferty Capital Markets 2009 - 2011
Soleil Securities 2005 - 2009
First Investors Corporation 2004 - 2005
NorAm Biofuel, Inc. 2004 - 2005
Hintz, Holman, Robillard 2001 - 2003
oppenheimer funds 1999 - 2001
Berger Funds 1997 - 1998
Founders Asset Management 1996 - 1998
Skills
Equity Research, Equities, Investments, Portfolio Management, Capital Markets, Asset Management, Financial Modeling, Commodity, Finance, Valuation, Market Analysis, Agriculture, Series 7, Agribusiness, Corporate Finance, Mutual Funds, Capital Structure, Start-ups, Options, Portfolio Optimization, Hedge Funds, Securities, Private Equity, Financial Analysis, Mergers & Acquisitions, Bloomberg, Equity Research Analysis, Strategy, Derivatives, Analysis, Investment Banking, Trading, Equity Trading, Equity Valuation, Alternative Investments, Entrepreneurship, IPO, Financial Markets, Supervisory Analyst, Due Diligence, Financial Statements &..., Customer Service - Cost..., Portfolio Design, Commodity Analysis, Team Leadership &..., Project Leadership &..., Investor & Government..., Presentations, Small Business, Client Development
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1998 — 2000
MBA, Finance, Accounting
Dickinson College 1989 — 1993
BA, Political Science
ICH Remediation Holdings LLC December 2012 - Present
Topeka Capital Markets, Inc October 2011 - November 2012
Rafferty Capital Markets 2009 - 2011
Soleil Securities 2005 - 2009
First Investors Corporation 2004 - 2005
NorAm Biofuel, Inc. 2004 - 2005
Hintz, Holman, Robillard 2001 - 2003
oppenheimer funds 1999 - 2001
Berger Funds 1997 - 1998
Founders Asset Management 1996 - 1998
Skills
Equity Research, Equities, Investments, Portfolio Management, Capital Markets, Asset Management, Financial Modeling, Commodity, Finance, Valuation, Market Analysis, Agriculture, Series 7, Agribusiness, Corporate Finance, Mutual Funds, Capital Structure, Start-ups, Options, Portfolio Optimization, Hedge Funds, Securities, Private Equity, Financial Analysis, Mergers & Acquisitions, Bloomberg, Equity Research Analysis, Strategy, Derivatives, Analysis, Investment Banking, Trading, Equity Trading, Equity Valuation, Alternative Investments, Entrepreneurship, IPO, Financial Markets, Supervisory Analyst, Due Diligence, Financial Statements &..., Customer Service - Cost..., Portfolio Design, Commodity Analysis, Team Leadership &..., Project Leadership &..., Investor & Government..., Presentations, Small Business, Client Development
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1998 — 2000
MBA, Finance, Accounting
Dickinson College 1989 — 1993
BA, Political Science
Bradley Acker's Rafferty Capital Markets Experience February 2009 - November 2010
Job Electronic Sales at Royal Bank of Canada
Industry Financial Services
Experience
Royal Bank of Canada December 2010 - Present
Rafferty Capital Markets February 2009 - November 2010
Bear Stearns June 2004 - September 2008
Skills
Series 7, Customer Relations, Bloomberg, Word, Investments
Education
Northeastern University 1999 — 2004
BS, Political Science
Trinity Catholic High School 1995 — 1999
Royal Bank of Canada December 2010 - Present
Rafferty Capital Markets February 2009 - November 2010
Bear Stearns June 2004 - September 2008
Skills
Series 7, Customer Relations, Bloomberg, Word, Investments
Education
Northeastern University 1999 — 2004
BS, Political Science
Trinity Catholic High School 1995 — 1999
Catherine Curley's Rafferty Capital Markets Experience January 2011 - Present
Job Equity Trader / Institutional Equities/ Sales at Rafferty Capital Markets
Industry Financial Services
Experience
Rafferty Capital Markets January 2011 - Present
Kellogg Partners October 2008 - January 2011
Schonfeld Institutional Brokerage Services May 2005 - October 2008
Boston Institutional Services November 1995 - May 2005
Investors Bank & Trust June 1993 - November 1995
Skills
Series 7, Equity Trading, Series 63, Electronic Trading, Equities, Trading, Series 24, Trading Strategies, Equity Research, Trading Systems, Fidessa, Securities
Education
Regis College 1989 — 1993
BA
Rafferty Capital Markets January 2011 - Present
Kellogg Partners October 2008 - January 2011
Schonfeld Institutional Brokerage Services May 2005 - October 2008
Boston Institutional Services November 1995 - May 2005
Investors Bank & Trust June 1993 - November 1995
Skills
Series 7, Equity Trading, Series 63, Electronic Trading, Equities, Trading, Series 24, Trading Strategies, Equity Research, Trading Systems, Fidessa, Securities
Education
Regis College 1989 — 1993
BA
Robert McDermott's Rafferty Capital Markets Experience November 2009 - August 2011
Job Real Estate Advisor By the Sea Sotheby's International Realty
Industry Real Estate
Experience
By the Sea Sotheby's International Realty March 2014 - Present
Southern New Hampshire University June 2009 - October 2014
REMAX Advantage Real Estate - Beverly October 2012 - March 2014
Renewable Energy of Massachuusetts January 2009 - June 2012
Rafferty Capital Markets November 2009 - August 2011
CIBC World Markets March 1996 - January 2008
Skills
FINRA series 7,9,10,23,..., Equities, Trading Systems, Investments, Securities, Series 63, Bloomberg, Alternative Investments, Hedge Funds, Portfolio Management, Series 7, Equity Research, Trading, Real Estate, Management, Due Diligence, New Business Development, Asset Management, Equity Trading, Valuation, Sales, Options
Education
Southern New Hampshire University 1977 — 1981
Bachelor's degree, Economics/ Finance
By the Sea Sotheby's International Realty March 2014 - Present
Southern New Hampshire University June 2009 - October 2014
REMAX Advantage Real Estate - Beverly October 2012 - March 2014
Renewable Energy of Massachuusetts January 2009 - June 2012
Rafferty Capital Markets November 2009 - August 2011
CIBC World Markets March 1996 - January 2008
Skills
FINRA series 7,9,10,23,..., Equities, Trading Systems, Investments, Securities, Series 63, Bloomberg, Alternative Investments, Hedge Funds, Portfolio Management, Series 7, Equity Research, Trading, Real Estate, Management, Due Diligence, New Business Development, Asset Management, Equity Trading, Valuation, Sales, Options
Education
Southern New Hampshire University 1977 — 1981
Bachelor's degree, Economics/ Finance
Barbara Laudisi Martens's Rafferty Capital Markets Experience 2000 - Present
Job Senior Vice President at Rafferty Capital Markets
Industry Financial Services
Experience
Rafferty Capital Markets 2000 - Present
Education
Iona College 1992 — 1996
BA, Political Science
Bishop Kearney 1989 — 1992
Aquinas
Rafferty Capital Markets 2000 - Present
Education
Iona College 1992 — 1996
BA, Political Science
Bishop Kearney 1989 — 1992
Aquinas
Bill Painter, CFA, CMT's Rafferty Capital Markets Experience 2009 - 2010
Job Buy Side Asset Management | Equity Trading | Seeking New Opportunities
Industry Investment Management
Experience
Ardent Trading 2010 - 2011
Rafferty Capital Markets 2009 - 2010
Jefferies & Co. 2003 - 2009
Petros Capital 2000 - 2003
Federated Investors 1998 - 2000
Lehman Brothers 1995 - 1997
Goldman Sachs 1994 - 1995
State Teacher Retirement System of Ohio 1987 - 1994
Skills
Equities, Trading, Derivatives, Equity Trading
Education
The Ohio State University 1983 — 1987
BSBA, Dual Major - Finance and Accounting
Ardent Trading 2010 - 2011
Rafferty Capital Markets 2009 - 2010
Jefferies & Co. 2003 - 2009
Petros Capital 2000 - 2003
Federated Investors 1998 - 2000
Lehman Brothers 1995 - 1997
Goldman Sachs 1994 - 1995
State Teacher Retirement System of Ohio 1987 - 1994
Skills
Equities, Trading, Derivatives, Equity Trading
Education
The Ohio State University 1983 — 1987
BSBA, Dual Major - Finance and Accounting
Angelo R. Pirri's Rafferty Capital Markets Experience November 2011 - March 2013
Job HSBC Global Asset Management
Industry Financial Services
Experience
HSBC Global Asset Management March 2013 - Present
Rafferty Capital Markets November 2011 - March 2013
Deutsche Bank April 2010 - December 2011
Julius Baer Artio Global May 2006 - December 2009
Credit Suisse 2004 - 2005
Merrill Lynch May 1996 - January 2004
Skills
Hedge Funds, ETFs, Mutual Funds, Equities, Investment Management, Portfolio Management, Structured Products, Commodity, Alternative Investments, Series 7, Asset Allocation, Series 63, Asset Management, Wealth Management, Investments, Investment Strategies, Investment Advisory, Fixed Income, Financial Services
Education
University of San Francisco 1986 — 1986
Master of Business Administration (MBA), Graduate School Business
Università Commerciale 'Luigi Bocconi' 1981 — 1981
Bachelor of Business Administration (BBA), Business & Economics
UCSB 1977 — 1980
Economics
HSBC Global Asset Management March 2013 - Present
Rafferty Capital Markets November 2011 - March 2013
Deutsche Bank April 2010 - December 2011
Julius Baer Artio Global May 2006 - December 2009
Credit Suisse 2004 - 2005
Merrill Lynch May 1996 - January 2004
Skills
Hedge Funds, ETFs, Mutual Funds, Equities, Investment Management, Portfolio Management, Structured Products, Commodity, Alternative Investments, Series 7, Asset Allocation, Series 63, Asset Management, Wealth Management, Investments, Investment Strategies, Investment Advisory, Fixed Income, Financial Services
Education
University of San Francisco 1986 — 1986
Master of Business Administration (MBA), Graduate School Business
Università Commerciale 'Luigi Bocconi' 1981 — 1981
Bachelor of Business Administration (BBA), Business & Economics
UCSB 1977 — 1980
Economics
Howard G. Einhorn,Jr.'s Rafferty Capital Markets Experience August 2010 - October 2010
Job Certified Buyer Representative at Signature Premier Properties
Industry Real Estate
Experience
Signature Premier Properties July 2013 - Present
Signature Premier Properties August 2012 - Present
Rafferty Capital Markets August 2010 - October 2010
SilverSpring Partners,LLC April 2008 - July 2009
Skills
Hedge Funds, Alternative Investments, Fixed Income, Equities, Trading, Series 7, Investments, Asset Managment, Securities, Prime Brokerage, Trading Systems, Financial Markets, Derivatives, Real Estate Transactions, Asset Management, Teamwork, Real Estate Financing, Business Development, Purchasing Negotiation, Entrepreneurship, Strategy, Risk Management
Education
Adelphi University 1975 — 1976
LA, para-legal
Stony Brook University
B.A., ECONOMICS/POLITICAL SCIENCE
Signature Premier Properties July 2013 - Present
Signature Premier Properties August 2012 - Present
Rafferty Capital Markets August 2010 - October 2010
SilverSpring Partners,LLC April 2008 - July 2009
Skills
Hedge Funds, Alternative Investments, Fixed Income, Equities, Trading, Series 7, Investments, Asset Managment, Securities, Prime Brokerage, Trading Systems, Financial Markets, Derivatives, Real Estate Transactions, Asset Management, Teamwork, Real Estate Financing, Business Development, Purchasing Negotiation, Entrepreneurship, Strategy, Risk Management
Education
Adelphi University 1975 — 1976
LA, para-legal
Stony Brook University
B.A., ECONOMICS/POLITICAL SCIENCE
Daniel Levene's Rafferty Capital Markets Experience March 2009 - November 2009
Job Private Equity
Industry Financial Services
Experience
Citigroup November 2009 - August 2010
Rafferty Capital Markets March 2009 - November 2009
Merrill Lynch April 2004 - October 2008
Deustche Bank October 2002 - January 2004
Goldman Sachs August 1990 - February 2002
Education
University of Pennsylvania - The Wharton School (CA) 1987 — 1990
Bachelor of Science (B.S.), Economics
Vestal High School 1983 — 1986
High School
Citigroup November 2009 - August 2010
Rafferty Capital Markets March 2009 - November 2009
Merrill Lynch April 2004 - October 2008
Deustche Bank October 2002 - January 2004
Goldman Sachs August 1990 - February 2002
Education
University of Pennsylvania - The Wharton School (CA) 1987 — 1990
Bachelor of Science (B.S.), Economics
Vestal High School 1983 — 1986
High School
Gregory Kamph's Rafferty Capital Markets Experience December 2008 - Present
Job Sales Trader at Rafferty Capital Markets
Industry Investment Banking
Experience
Rafferty Capital Markets December 2008 - Present
Citi August 2004 - November 2008
Education
Siena College 2000 — 2004
B.S, Finance
Rafferty Capital Markets December 2008 - Present
Citi August 2004 - November 2008
Education
Siena College 2000 — 2004
B.S, Finance
Tom Garvey's Rafferty Capital Markets Experience November 2009 - October 2011
Job Equity Research Analyst at 1010data
Industry Financial Services
Experience
1010data October 2014 - October 2015
Entrepreneurial Lacrosse Endeavors June 2013 - June 2014
Rafferty Capital Markets November 2009 - October 2011
Hilton Capital Management September 2008 - October 2009
Legg Mason Capital Management September 2005 - August 2008
Skills
Valuation, Bloomberg, Hedge Funds, Series 7, Derivatives, Series 63, Equity Research, Options, Alternative Investments, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 2011 — 2013
Masters of Business Admininistration (MBA)
University of Melbourne - Melbourne Business School 2012 — 2012
Master of Business Administration (MBA)
The Johns Hopkins University 2001 — 2005
BA
1010data October 2014 - October 2015
Entrepreneurial Lacrosse Endeavors June 2013 - June 2014
Rafferty Capital Markets November 2009 - October 2011
Hilton Capital Management September 2008 - October 2009
Legg Mason Capital Management September 2005 - August 2008
Skills
Valuation, Bloomberg, Hedge Funds, Series 7, Derivatives, Series 63, Equity Research, Options, Alternative Investments, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 2011 — 2013
Masters of Business Admininistration (MBA)
University of Melbourne - Melbourne Business School 2012 — 2012
Master of Business Administration (MBA)
The Johns Hopkins University 2001 — 2005
BA
Christopher Ahern's Rafferty Capital Markets Experience May 2013 - Present
Job Equity Sales and Trading
Industry Financial Services
Experience
Rafferty Capital Markets May 2013 - Present
Gagnon Securities February 2012 - April 2013
Cantor Fitzgerald January 2002 - February 2011
Prudential Equity Group July 2000 - December 2000
Skills
Securities, Equities, Bloomberg, Trading, Series 7, Series 63, Equity Trading, Options, Fixed Income, Series 55, Fidessa, Hedge Funds, Electronic Trading, Trading Strategies, Asset Management, FINRA, Portfolio Management, ETFs, Equity Research, Capital Markets, Derivatives, Technical Analysis
Education
Boston College 1996 — 2000
BS, Finance
Xavier High School 1992 — 1996
Rafferty Capital Markets May 2013 - Present
Gagnon Securities February 2012 - April 2013
Cantor Fitzgerald January 2002 - February 2011
Prudential Equity Group July 2000 - December 2000
Skills
Securities, Equities, Bloomberg, Trading, Series 7, Series 63, Equity Trading, Options, Fixed Income, Series 55, Fidessa, Hedge Funds, Electronic Trading, Trading Strategies, Asset Management, FINRA, Portfolio Management, ETFs, Equity Research, Capital Markets, Derivatives, Technical Analysis
Education
Boston College 1996 — 2000
BS, Finance
Xavier High School 1992 — 1996
James M. Buckley's Rafferty Capital Markets Experience February 2007 - October 2011
Job Financial Service Representative
Industry Investment Banking
Experience
STATE FARM INSURANCE AND FINANCIAL SERVICES April 2015 - Present
Eurobrokers March 2014 - June 2014
DealerWeb Inc October 2011 - December 2013
Rafferty Capital Markets February 2007 - October 2011
Tullett Prebon February 1992 - February 2007
Cantor Fitzgerald December 1990 - February 1992
Chapdelaine & Co. August 1985 - December 1990
Skills
Bonds, Capital Markets, Series 7, Bloomberg, Series 63, Securities, Electronic Trading, Fixed Income, Asset Management, Equities, Business Development
Education
Cornell University 1977 — 1979
BS, Business Management
STATE FARM INSURANCE AND FINANCIAL SERVICES April 2015 - Present
Eurobrokers March 2014 - June 2014
DealerWeb Inc October 2011 - December 2013
Rafferty Capital Markets February 2007 - October 2011
Tullett Prebon February 1992 - February 2007
Cantor Fitzgerald December 1990 - February 1992
Chapdelaine & Co. August 1985 - December 1990
Skills
Bonds, Capital Markets, Series 7, Bloomberg, Series 63, Securities, Electronic Trading, Fixed Income, Asset Management, Equities, Business Development
Education
Cornell University 1977 — 1979
BS, Business Management
Jonathan Gamliel's Rafferty Capital Markets Experience June 2010 - August 2010
Job Aviation Consultant/Engagement Manager at IDMR Solutions Inc.
Industry Investment Banking
Experience
IDMR Solutions Inc. May 2014 - Present
GMAN Trading LLC September 2013 - May 2014
Investment Banking Institute March 2013 - September 2013
YR Equities June 2011 - March 2013
Rafferty Capital Markets June 2010 - August 2010
B&B Investment Group September 2008 - May 2009
Skills
Financial Modeling, Investment Banking, Valuation, Economics, Due Diligence, Strategy, Finance, Bloomberg, Trading, Bloomberg Terminal, Fixed Income, DCF, Portfolio Management, Corporate Finance, Equities, Business Strategy, Marketing, Financial Statement..., DCF Valuation, Comparable Analysis, Precedent Transactions, Equity Research Analysis, Real Estate, Business Analysis, Business Development, Engagement Management
Education
Investment Banking Institute 2012 — 2012
Investment Banking/Corporate Finance/Financial Modeling and Valuation
New York University 2007 — 2011
B.A, Economics, GPA: 3.5
Tel Aviv University - Lowy School of Overseas Students 2006 — 2007
IDMR Solutions Inc. May 2014 - Present
GMAN Trading LLC September 2013 - May 2014
Investment Banking Institute March 2013 - September 2013
YR Equities June 2011 - March 2013
Rafferty Capital Markets June 2010 - August 2010
B&B Investment Group September 2008 - May 2009
Skills
Financial Modeling, Investment Banking, Valuation, Economics, Due Diligence, Strategy, Finance, Bloomberg, Trading, Bloomberg Terminal, Fixed Income, DCF, Portfolio Management, Corporate Finance, Equities, Business Strategy, Marketing, Financial Statement..., DCF Valuation, Comparable Analysis, Precedent Transactions, Equity Research Analysis, Real Estate, Business Analysis, Business Development, Engagement Management
Education
Investment Banking Institute 2012 — 2012
Investment Banking/Corporate Finance/Financial Modeling and Valuation
New York University 2007 — 2011
B.A, Economics, GPA: 3.5
Tel Aviv University - Lowy School of Overseas Students 2006 — 2007
Timothy Langton's Rafferty Capital Markets Experience February 2003 - September 2007
Job Gfigroup CDS
Industry Banking
Experience
Gfigroup September 2007 - Present
Rafferty Capital Markets February 2003 - September 2007
Education
Towson University 1992 — 1996
Economic
Gfigroup September 2007 - Present
Rafferty Capital Markets February 2003 - September 2007
Education
Towson University 1992 — 1996
Economic
william barr's Rafferty Capital Markets Experience June 2014 - Present
Job Managing Partner
Industry Financial Services
Experience
Rafferty Capital Markets June 2014 - Present
X-Change Financial Access (XFA) April 2013 - June 2014
MKM Partners December 2011 - January 2013
BGC Partners December 2009 - November 2011
Pali Capital May 2006 - December 2009
Israel A. Englander & Co. November 2001 - May 2006
LaSalle Trading 1996 - 1998
Skills
Options, Derivatives, Series 7, Equities, Hedge Funds, Bloomberg, Trading, Structured Products, Electronic Trading, Fixed Income, Equity Derivatives, Capital Markets, Financial Structuring, Trading Systems, Financial Markets, Alternative Investments, Equity Trading, Series 63, ETFs, Hedging, Securities, Equity Research
Education
Rutgers University 1993 — 1996
BS, Finance
Rafferty Capital Markets June 2014 - Present
X-Change Financial Access (XFA) April 2013 - June 2014
MKM Partners December 2011 - January 2013
BGC Partners December 2009 - November 2011
Pali Capital May 2006 - December 2009
Israel A. Englander & Co. November 2001 - May 2006
LaSalle Trading 1996 - 1998
Skills
Options, Derivatives, Series 7, Equities, Hedge Funds, Bloomberg, Trading, Structured Products, Electronic Trading, Fixed Income, Equity Derivatives, Capital Markets, Financial Structuring, Trading Systems, Financial Markets, Alternative Investments, Equity Trading, Series 63, ETFs, Hedging, Securities, Equity Research
Education
Rutgers University 1993 — 1996
BS, Finance
William Vogt's Rafferty Capital Markets Experience June 2011 - July 2012
Job AVP Market Support at Dealerweb Inc.
Industry Financial Services
Experience
Dealerweb Inc. September 2012 - Present
Rafferty Capital Markets June 2011 - July 2012
Centerplate November 2010 - January 2011
Bluegrass Oxygen May 2010 - September 2010
University of Louisville Men's Basketball August 2006 - May 2010
Skills
Series 7, Financial Analysis, Finance, Securities, Marketing, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word
Education
University of Louisville 2006 — 2010
BS, Marketing
Kellenberg Memorial High School 2002 — 2006
Dealerweb Inc. September 2012 - Present
Rafferty Capital Markets June 2011 - July 2012
Centerplate November 2010 - January 2011
Bluegrass Oxygen May 2010 - September 2010
University of Louisville Men's Basketball August 2006 - May 2010
Skills
Series 7, Financial Analysis, Finance, Securities, Marketing, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word
Education
University of Louisville 2006 — 2010
BS, Marketing
Kellenberg Memorial High School 2002 — 2006
David Larkin's Rafferty Capital Markets Experience January 2005 - September 2006
Job KCG
Industry Financial Services
Experience
KCG Holdings, Inc. September 2011 - Present
Tora Trading Services October 2007 - January 2011
Rafferty Capital Markets January 2005 - September 2006
Education
Providence College 1998 — 2002
KCG Holdings, Inc. September 2011 - Present
Tora Trading Services October 2007 - January 2011
Rafferty Capital Markets January 2005 - September 2006
Education
Providence College 1998 — 2002
Patrick Moriarty's Rafferty Capital Markets Experience August 2011 - October 2011
Job AVP Straight Through Processing at Tradeweb
Industry Financial Services
Experience
Tradeweb October 2012 - Present
Dealerweb Inc August 2011 - September 2012
Rafferty Capital Markets August 2011 - October 2011
SportsNet New York June 2009 - August 2009
Skills
Fixed Income, Microsoft Excel, Social Media, Microsoft Word, Microsoft Office, Bonds, Electronic Trading
Education
Hobart College 2007 — 2011
Bachelor of Arts (B.A.), American/United States Studies
cold spring harbor high school 2000 — 2004
Bachelor of Science (BS)
Tradeweb October 2012 - Present
Dealerweb Inc August 2011 - September 2012
Rafferty Capital Markets August 2011 - October 2011
SportsNet New York June 2009 - August 2009
Skills
Fixed Income, Microsoft Excel, Social Media, Microsoft Word, Microsoft Office, Bonds, Electronic Trading
Education
Hobart College 2007 — 2011
Bachelor of Arts (B.A.), American/United States Studies
cold spring harbor high school 2000 — 2004
Bachelor of Science (BS)
David Mindnich's Rafferty Capital Markets Experience June 2007 - June 2009
Job C.H. Kauffman & Associates,Inc.
Industry Commercial Real Estate
Experience
C.H. Kauffman & Associates,Inc. February 2013 - Present
RMPC July 2009 - December 2012
Rafferty Capital Markets June 2007 - June 2009
Murphy & Durieu January 2006 - April 2007
First Brokers Securities April 1999 - December 2005
Garban Corporates LLC April 1996 - April 1999
Mabon Nugent & Co. December 1985 - April 1996
Skills
Microsoft Excel, Management, Microsoft Word, Microsoft Office, Leadership, Asset Management, Financial Analysis, Sales, Investments
Education
Rutgers, The State University of New Jersey-Newark 1980 — 1984
Bachelor's Degree, Finance
C.H. Kauffman & Associates,Inc. February 2013 - Present
RMPC July 2009 - December 2012
Rafferty Capital Markets June 2007 - June 2009
Murphy & Durieu January 2006 - April 2007
First Brokers Securities April 1999 - December 2005
Garban Corporates LLC April 1996 - April 1999
Mabon Nugent & Co. December 1985 - April 1996
Skills
Microsoft Excel, Management, Microsoft Word, Microsoft Office, Leadership, Asset Management, Financial Analysis, Sales, Investments
Education
Rutgers, The State University of New Jersey-Newark 1980 — 1984
Bachelor's Degree, Finance
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial