Raymond James & Associates
Industry: Management services company
DescriptionHeadquarters: St. Petersburg, FL Founded: 1962 Parent organization: Raymond James Subsidiaries: Mummert & Company Corporate Finance GmbH,
Raymond James & Associates List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Raymond James & Associates. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Raymond James & Associates Salaries. You can even request information on how much does Raymond James & Associates pay if you want to. Learn about salaries, pros and cons of working for Raymond James & Associates directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
362 Raymond James & Associates employees in database. Find out everything there's to know about Raymond James & Associates employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Raymond James & Associates Employees
Raymond James & Associates March 2007 - Present
Wachovia Securities April 1995 - March 2007
Smith Barney January 1991 - April 1995
Ryan Beck & Co. July 1983 - January 1991
Education
College for Financial Planning
Investments, Insurance, Retirement, Income Tax and Estate Planning
Crest Financial Strategies, LLC July 2010 - Present
Raymond James & Associates June 2006 - July 2010
FIVESTONESmusic June 2002 - April 2006
Parthenon Publishing 2004 - 2006
Skills
Wealth Management, Retirement Planning, Fixed Annuities, Retirement, Strategic Financial..., Series 7, Estate Planning, Disability Insurance, Long-term Care, Mutual Funds, Investment Advisory, Insurance
Education
Belmont University
Strategic Solutions September 2013 - Present
Genesis PURE September 2013 - Present
Edelman Financial Services 2007 - 2011
Fidelity Investments 2006 - 2007
Fidelity Investments 2005 - 2006
Chevy Chase Bank 2005 - 2005
Chevy Chase Bank 2004 - 2005
Crate & Barrel 2003 - 2004
Raymond James & Associates 2001 - 2004
Raymond James & Associates 1999 - 2001
Skills
CRM, Financial Services, Strategic Financial..., Investments, Portfolio Management, Leadership, Finance, B2B, B2B Marketing Strategy, Strategic Consulting, Process Consulting, Strategy Building, Solution Selling, Solution Implementation, Creative Solutions, Employee Training, Operations Management, Operational Planning, Venture Capital, Start-up Consulting, Risk Management, Operational Risk..., CRM Integration, Direct Sales, Sales Presentations, Small Business, Customer Service, Customer Acquisition, Compliance, FINRA, Value Based Selling, Lease Negotiations, Business Development, Business Planning, Building High..., Building Relationships, Maintaining Strong..., Account Management, Networking, Financial Planning
Education
St. Mary's College of Maryland
Bachelors of Arts, Economics and Business Administration
National Conservatory of Dramatic Arts 2011 — 2012
Fine Arts, 4.0
LPL Financial September 2014 - Present
Raymond James & Associates March 2008 - September 2014
Covenant Wealth Management of Raymond James & Associates March 2008 - September 2014
ING March 2004 - March 2008
ING July 1999 - March 2004
OneAmerica September 1997 - July 1999
OneAmerica June 1994 - September 1997
Skills
Strategic Financial..., Retirement Planning, 401k, Retirement, Investments, Retirement Plan..., Financial Advisory, Pensions, Defined Contribution, Profit Sharing, IRAs, Investment Advisory, Series 63, Series 7
Education
Ball State University - College of Business 1988 — 1992
B.S., Finance
Kobie Marketing December 2011 - Present
Kobie Marketing January 2007 - December 2011
AAA Auto Club South May 2006 - January 2007
AAA Auto Club South November 2000 - May 2006
Raymond James & Associates August 2004 - December 2004
Florida Department of Labor September 1997 - August 1998
Skills
Quality Assurance, Loyalty Programs, Customer Service, Call Centers, Customer Experience, Customer Satisfaction, Outlook, Microsoft Office, Call Center, Brand Loyalty, Call Center Development, Software Quality..., B2B, Manual Testing, Regression Testing, Customer Service..., Test Cases, Functional Testing, Hardware Testing, Teamwork, Data Entry, CRM, Team Leadership, SDLC, User Acceptance Testing, Mobile Testing, Test Planning, sql, Sales, E-commerce, Marketing Research, SQL, Training, Credit Cards, Leadership, Online Marketing
Education
American InterContinental University 2005 — 2006
MBA, Business Management
University of South Florida 2002 — 2004
BS, Marketing
St. Petersburg College 2001 — 2002
AA, Business Administration
Florida Southern College 1998 — 1999
Northeast High
Raymond James & Associates November 2012 - Present
Morgan Stanley Wealth Management May 2009 - November 2012
Citi Smith Barney August 2007 - May 2009
Skills
Series 7, Wealth Management, Investments, Financial Services, Securities, Customer Service, Team Building, Team Leadership, CRM, International Trade, Restricted Stock, Employee Stock Options, Spanish-English, Microsoft Office, Outlook, Back Office, Series 63
Education
California State University-Hayward 2005 — 2007
Bachelor of Applied Science (B.A.Sc.), Psychology
Ohlone College 2003 — 2005
Associate of Science (A.S.), Psychology
Raymond James & Associates June 1987 - Present
self employed July 1969 - 2014
Consolidated Freightways June 1977 - June 1987
Skills
Wealth Management, Dorsey Wright Point &..., Retirement Planning, Portfolio Management, Asset Allocation, Investment Advisory, Investment Strategies, Strategic Financial..., Asset Management, Equities, Series 63, Securities, Retirement
Education
Kaplan University 2005 — 2005
Wealth Management Certificate
Dorsey, Wright & Associates
Certificate, Point and Figure methodology
Oakland University
Bachelor of Science (B.S.), Business Management
University of Michigan
Certificate, Real Estate
Michigan State University 1968 — 1970
Marketing
Eastern Michigan University 1966 — 1967
Psychology
Raymond James & Associates November 2013 - Present
UBS Financial Services April 2010 - November 2013
UBS Financial Services June 2006 - September 2009
Stephens Inc January 2004 - April 2006
Stephens Inc September 2000 - January 2004
SunTrust Equitable Securities July 1995 - September 2000
Independent Insurance and Investment Agent November 1994 - July 1995
Skills
Trading, Equity Research, Series 63, Securities, Finance, Trading Systems, Training, Series 7, Microsoft Office, Financial Services, Portfolio Management, Retirement Planning, Back Office, Settlement, Customer Service, PeopleSoft, Microsoft Excel, Wealth Management, Microsoft Word, Stocks, PowerPoint, Strategic Financial..., Equities, Options, FINRA, Mutual Funds, Asset Allocation, Investments, Banking, Relationship Management, Wealth Management..., Investment Advisory, Fixed Income, Asset Management, Retirement, Capital Markets, Corporate Finance, Investment Banking, 401k, Process Improvement, Institutional, Equity Trading, Insurance, Uniform Combined State..., Financial Advisory, Investment Strategies, Investment Management, IRAs, Bloomberg Terminal
Education
Cumberland University 1984 — 1988
Bachelor of Science (B.S.), Business Administration Major
St. Bernard Academy 1980 — 1984
Bachelor of Science (BS), Business Administration and Management, General
WAH Home Careers Quality AuditorDelphi PackardOctober 2006 - August 2010
Raymond James & Associates April 2001 - January 2004
U.S. Immigration and Customs Enforcement (ICE) 1988 - 1990
Education
Ashford University
Full Sail University
University of Detroit Mercy
Raymond James & Associates 1998 - Present
Skills
Estate Planning, Investments, Securities, Investment Strategies, Financial Advisory, Financial Risk, High Net Worth..., Investment Advisory, Portfolio Management, Finance, New Business Development, Asset Management, Contract Negotiation, Management, Strategic Planning, Financial Analysis
Education
Baylor University 1986 — 1990
Bachelor of Business Administration (BBA), Finance and Real Estate
Aristocrat January 2013 - Present
Aristocrat April 2011 - January 2013
Aristocrat December 2007 - March 2011
SunGard HE October 2006 - December 2007
College of Southern Nevada October 2006 - December 2007
University of Nevada, Las Vegas 2006 - 2006
Missouri Western State University August 2005 - December 2005
Missouri Western State University August 2004 - December 2005
Raymond James & Associates March 2003 - July 2004
St. Petersburg College August 2002 - May 2004
Skills
ADDIE, Instructional Technology, Instructional Design, Higher Education, Distance Learning, Blended Learning, Research, Evaluation, Performance Improvement, Agile Project Management, Project Planning, Project Implementation, Project Execution, Program Management, Technical Writing, Learning Management, Organizational..., Lean Initiatives, Captivate, Adobe Creative Suite, SCORM, E-Learning, Project Management, Training, Instructor-led Training, Leadership Development, Management, Training Delivery, Technical Training, Learning Management..., Testing, Lean Manufacturing, Curriculum Development, Strategic Planning, Software Documentation, SnagIt, Dreamweaver, Needs Analysis, Hands-on Training, Web 2.0, Organizational Learning, Employee Training, Performance Consulting, Workshop Facilitation, Analysis, Curriculum Design, Visio, Staff Development, Casino, Technical Documentation
Education
Capella University 2007 — 2013
PhD
Lesley University 2002 — 2004
M.Ed.
University of South Florida 1991 — 1997
BS
Raymond James & Associates November 2008 - Present
Wachovia Securities Financial December 2004 - October 2008
Smith Barney June 2000 - December 2004
J.C. Bradford @Co. December 1997 - June 2000
Education
Elon University 1992 — 1996
Bachelor of Arts (BA)
Columbus Academy 1985 — 1992
Moisand Fitzgerald Tamayo LLC September 2010 - Present
American Cancer Society 2010 - 2014
Berman Hopkins Wright & LaHam December 2000 - March 2010
Raymond James & Associates 1994 - 1996
Harris Corporation 1991 - 1993
Smith Breeden Associates 1990 - 1991
Oxford Industries 1982 - 1989
Skills
Retirement Planning, Estate Planning, Strategic Financial..., Investments, Financial Planners, High Net Worth..., Investment Management, Financial Analysis, Retirement, Wealth, Analysis, Protection
Education
Duke University - The Fuqua School of Business 1989 — 1991
MBA, Masters in Business Administration with a focus on Investments
Auburn University
Bachelor of Science
Cocoa Beach Jr Sr High
Duke University
Raymond James & Associates August 2015 - Present
It Works! Independent Executive Distributor August 2012 - Present
Raymond James & Associates January 2015 - August 2015
Raymond James & Associates December 2012 - December 2014
Charter One December 2010 - December 2012
Premier Salon at Macy's Somerset October 2008 - December 2010
D'Lazo Hair Salon April 2008 - October 2008
Color Works Hair Company July 2007 - March 2008
Water Works Salon and Spa July 2004 - July 2007
JC Penney March 2001 - July 2004
Skills
Customer Service, Time Management, Styling, Social Media, PowerPoint, Fashion, Outlook, Customer Satisfaction, Retail, Makeup Artistry, Microsoft Word, Word Processing, Marketing, Social Networking, Sales, Social Media Marketing, Team Building, Teamwork, Coaching, Banking, Leadership Development, Public Speaking, New Business Development, Lifestyle, Data Entry, Beauty Industry, Microsoft Office, Leadership, Training, Management, Team Leadership, Fitness, Nutrition, Sales Management, Small Business, Wellness, Inventory Management, Advertising, Facebook, Problem Solving, Cosmetics, Entrepreneurship, Direct Sales
Education
Central Michigan University 1999 — 2004
BSBA, General Business
Raymond James & Associates August 2013 - Present
Raymond James & Associates January 2000 - March 2006
American Municipal Securities, Inc.. July 1983 - January 2000
Skills
Retirement Planning, Wealth Management, Financial Advisory, Portfolio Management, Wealth, Investments, Strategic Financial..., Series 7, Retirement, Management, Estate Planning, Securities, Financial Services, Wealth Management..., IRAs, FINRA, Bonds, Investment Advisory, Fixed Income, Asset Management, 401k, Variable Annuities, 401k Rollovers, ETFs, Stocks, Investment Management, Equities, Mutual Funds
Education
Eckerd College
Raymond James & Associates June 2015 - Present
Robert Half January 2015 - June 2015
Gap Inc./Old Navy July 2009 - June 2015
Coop's Health and Fitness July 2014 - October 2014
GNC October 2013 - July 2014
Zeta Tau Alpha Fraternity January 2013 - December 2013
Sports, Spine, and Industrial, Inc. May 2013 - July 2013
Skills
Visual Merchandising, Customer Service, Time Management, Retail Sales, Retail, Merchandising, Cashiering, PowerPoint, Store Management, Microsoft Word, Sales, Loss Prevention, Microsoft Office, Microsoft Excel
Education
Clemson University - College of Business and Behavioral Science 2011 — 2014
Bachelor's Degree, Psychology; Minor: Biological Sciences
Teknion March 2010 - Present
Knoll, Inc. September 2007 - March 2010
Raymond James & Associates May 2006 - September 2007
Teknion April 2004 - May 2006
BFI November 2002 - April 2004
Creative Office Pavilion May 2000 - November 2002
Skills
Space planning, Furnishings, Space-planning, Management, FF&E, Interior Architecture, Furniture, Interior Design, Strategy, Custom Furniture, Finish, Floor Plans, Submittals, Space Planning, LEED, Move Management, AutoCAD, Sales, Design Research, Flooring
Education
Florida State University
Bachelor of Science, Interior Design
Raymond James & Associates August 2015 - Present
Wake County Human Services June 2014 - August 2014
Zooza's Family Fun Center May 2012 - August 2012
Village Deli February 2011 - August 2011
Edge Cheer and Dance May 2010 - August 2010
Skills
Microsoft Office, Teamwork, Goal Oriented, Time Management, Microsoft Excel, Customer Service, Microsoft Word, Organization, Determination, Highly responsible, Success Driven, Social Skills, Analytical Skills, PowerPoint, Team Building, Critical Thinking, Leadership, People-oriented, Team-oriented, Integrity, Close Attention to..., Responsible, Sales, Public Speaking, Social Media, Event Planning, Social Networking
Education
East Carolina University - College of Business 2011 — 2015
Bachelor of Business Administration (BBA), Finance, Financial Services, Senior
Wake Forest-Roseville High School 2007 — 2011
Your Digital Doorway 2006 - Present
Innovairre - Mail America Communications, Inc. April 2008 - January 2015
Constant Focus Photography 2006 - August 2012
THE GO AGENCY February 2005 - February 2006
RAYMOND JAMES & ASSOCIATES May 2002 - January 2005
Bob Jones University Press March 2004 - December 2004
BOB JONES UNIVERSITY PRESS January 2000 - January 2002
Skills
Graphic Design, Advertising, Photography, HTML, Press Releases, Dreamweaver, Flash, Proofing, Adobe Creative Suite, InDesign, Illustrator, Photoshop, Web Design, Brochures, Layout, User Interface Design, QuarkXPress, Social Media Marketing, Social Media, PowerPoint, Creative Direction, Customer Relations, Mac, Production, Microsoft Office, Wordpress, Online Marketing, Writing, CSS, Logo Design, Word, Excel, Art Direction, Digital Photography, Adobe Captivate, Nexus, PREPS, Pitstop, Direct Mail, Direct Mail Campaigns, Direct Marketing, Digital Marketing, Video Editing, Art, Marketing
Education
Bob Jones University 2000 — 2004
BS, Graphic Design
Raymond James & Associates November 1995 - Present
E.F. Hutton May 1987 - November 1995
Procter & Gamble April 1984 - April 1987
Skills
CERTIFIED FINANCIAL..., Asset Allocation &..., Asset Management, Estate Planning, Asset Protection, Wealth Management, Investment Strategies &..., Retirement Planning, Retirement Income..., Retirement Cash Flow..., Long Term Care..., Life Insurance &..., Life Settlements, College Savings Plans, 529 Plans, Legacy Planning, Family Meetings, Charitable Giving..., Trust Planning, Corporate Executive..., Stock Option Analysis, 10b5-1 Plan Strategies, Tax Planning Strategies, 401k & 403b Rollovers &..., Social Security Planning, Bond Portfolio Analysis, Annuities, Financial Planning, Asset Allocation, Investment Strategies, Portfolio Management, Bonds, Cash Flow, Investment Advisory, Mutual Funds, Investments, Securities, Wealth Transfer, Insurance Planning, Series 7, IRA's, Wealth Accumulation, Alternative Investments, High Net Worth..., Private Wealth..., Wealth Preservation..., Succession Planning, Risk Management, Options, Tax
Education
College for Financial Planning 1992 — 1993
CFP® Certification, Financial Planning
University of Florida 1980 — 1984
Bachelor of Science, Journalism & Communications
Raymond James & Associates August 1987 - Present
Raymond James & Associates August 1987 - Present
Raymond James & Associates December 1998 - December 2008
Education
Florida Southern College 1972 — 1974
Bachelor of Arts, Journalism
Raymond James & Associates March 2012 - Present
Jones Lang LaSalle June 2010 - March 2012
Jones Lang LaSalle May 2005 - March 2011
Bayside Appraisal Services October 2002 - May 2005
Tampa Hillsborough Action Plan August 2000 - October 2002
American Acquisition Group, Inc. July 1997 - August 2000
Skills
Real Estate, Financial Analysis, Market Analysis, Negotiation, Investment Properties, Microsoft Office
Education
Florida Agricultural and Mechanical University
BS, Business Administration
University of Florida - Warrington College of Business Administration
Master of Business Administration
Essilor USA, OOGP Contact Lens Group July 2012 - Present
Jackson County January 2007 - July 2011
Coldwell Banker March 2004 - January 2007
Raymond James & Associates March 1984 - May 2003
Skills
Cost Accounting, Operations Management, Market Analysis, Financial Analysis, Financial Reporting
Education
Eckerd College 1987 — 1993
Bachelor's Degree, Business Management, Finance
Florida State University
Business Administration and Management, General
Raymond James Management Training
State of Oregon Department of Revenue
RiverPoint Capital Management, Inc. June 2014 - Present
Watermark Wealth Management January 2008 - June 2014
Raymond James & Associates May 2004 - January 2008
Strong Capital Management June 2002 - May 2004
Skills
Investments, Wealth Management, Strategic Financial..., Equities, Asset Allocation, Financial Analysis, Retirement Planning, Portfolio Management, Estate Planning, Finance, Investment Strategies, Financial Advisory, Entrepreneurship, Investment Advisory, Mutual Funds, 401k, Investment Management
Education
Indiana University - Kelley School of Business 1998 — 2002
B.S., Finance
Park Tudor H.S. 1992 — 1996
State of Michigan November 2012 - Present
Raymond James & Associates October 2012 - November 2012
CALNET March 2009 - October 2012
Team Logics 2006 - 2007
Skills
Security, Active Directory, Information Technology, Counter Surveillance, Force Protection, A+ Certified IT..., Field Service, Team Leadership, Intelligence Analysis, Security Clearance, Computer Hardware, Analysis, Troubleshooting, System Administration, IT Management, Intelligence, Government, SharePoint, Training, Program Management, Information Assurance, DoD, Network Security, Networking, Data Center, Windows Server, ITIL, VMware, Virtualization, Disaster Recovery, Microsoft Office, Leadership, Management, Customer Service, Research, Microsoft Excel
Education
University of Michigan 2008 — 2010
Master's degree, Computer Engineering
Davenport University 2004 — 2006
Bachelor of Applied Science (B.A.Sc.), Computer Engineering
Henry Ford Community College 2002 — 2004
Associate of Arts and Sciences (A.A.S.), Liberal Arts and Sciences/Liberal Studies
Raymond James & Associates February 2013 - Present
A.G. Edwards January 1996 - August 1997
Skills
Portfolio Management, Investments, Financial Advisory, Retirement Planning, Asset Management, Financial Analysis, Finance, Series 7, Mutual Funds, Securities, Strategic Planning, Estate Planning, Mortgage Lending, IRAs, Investment Management
Education
Louisiana Tech University
Louisiana State University
Centenary College of Louisiana
C.E. Byrd High School
Price Waterhouse Coopers February 2010 - Present
R&R Healthcare Communications September 2006 - December 2008
Raymond James & Associates September 2004 - December 2005
American Management Systems (AMS) January 1999 - July 2004
Skills
SEO, Corporate Social..., Marketing Communications, Marketing Strategy, Event Planning, Internal Communications, Strategic Planning, Marketing, Event Management, Public Relations, Corporate Communications, Strategic Communications, Advertising, Account Management, Social Media, Media Relations, Social Media Marketing, Budgets, Integrated Marketing, Email Marketing, New Business Development, Meeting Planning, Project Management, Online Marketing, Social Networking, Online Advertising
Education
George Mason University
BA, Mass Communication
Georgetown University
Certification, Editing and Publications
Raymond James & Associates December 1984 - Present
Skills
Retirement Planning, Estate Planning, Investment Advisory, Variable Annuities, Social Security
Education
Wayne State University 1971 — 1974
BS, Finance and Accounting
Lawrence Technological University
Oak Park High
Raymond James & Associates
Skills
Series 7, Securities, Separately Managed..., Mutual Funds, Financial Advisory, Alternative Investments, Finance, Retirement Planning, Wealth Management
Education
Florida State University 1967 — 1970
Marketing & Management
DTCC October 2012 - Present
Raymond James & Associates October 2010 - October 2012
Sherwin WilliamsCredit November 2006 - July 2009
Metro Health Hospital December 2001 - November 2006
Skills
Accounts Receivable, Cash Management, Microsoft Excel, Accounting, Cash, Bonds, Microsoft Word, General Ledger, Balance, Banking, Payroll, Bloomberg Terminal, Class Actions, Ten Key, Typing, DTC, Microsoft Office, Problem Solving, Cash Application, Credit, Month End Close, P&I Allocations, Journal Entries
Education
Kaplan University-Davenport Campus 2011 — 2015
Bachelor of Science (BS), Accounting
University of Michigan Law School June 2004 - Present
Kirkland & Ellis LLP 2002 - 2004
Raymond James & Associates August 1999 - May 2002
Goldman Sachs August 1993 - June 1995
Skills
Financial Management, Corporate Finance, Financial Analysis, Budget Process, Financial Modeling, Strategic Planning, Mergers & Acquisitions, Public Speaking, Research, Management, Leadership, Legal Research, Teaching, Legal Writing, Higher Education, Nonprofits, Corporate Law, Corporate Governance, Empirical Legal Research, Law and Economics, Investor Protection, Community Development
Education
Harvard Business School 1997 — 1999
MBA
Yale Law School 1995 — 1998
Doctor of Law (JD)
Florida Agricultural and Mechanical University 1989 — 1993
B.S., Business Administration
Raymond James & Associates January 2010 - Present
Education
Indiana University Bloomington 1993 — 1998
B.A., Secondary Mathematics Education
Equinox July 2014 - Present
Knight Frank January 2012 - July 2014
Bloomberg LP April 2010 - July 2010
Shorenstein Realty Services August 2006 - April 2009
Raymond James & Associates June 2004 - July 2006
Education
New York University - Leonard N. Stern School of Business 2009 — 2011
MBA, Global Business
Hong Kong University of Science and Technology - School of Business and Management 2011 — 2011
International Exchange
London School of Economics and Political Science 2010 — 2010
International Exchange
Florida State University 1999 — 2004
B.S., Finance & Marketing
Merrill Lynch October 2010 - Present
Raymond James & Associates May 2003 - October 2010
UBS PaineWebber September 1999 - May 2003
Skills
Retirement Planning, Investments, Strategic Financial..., Estate Planning, Portfolio Management, Finance, Insurance, Retirement, Financial Advisory, Employee Benefits, High Net Worth..., Tax, Investment Advisory, Bonds, Series 7, Wealth Management, Asset Management, Mutual Funds, Equities, Asset Allocation, Financial Planning
Education
Abilene Christian University 1994 — 1998
Enhanced Investment Partners LLC June 1990 - Present
Rowe Consulting Group LLC January 2011 - Present
Rowe Decision Analytics LLC. January 1988 - March 2011
Raymond James & Associates May 2005 - January 2011
Morgan Stanley June 1990 - May 2005
Prudential Securities January 1982 - June 1990
Skills
Mutual Funds, Series 7, Wealth Management, Alternative Investments, Investment Advisory, Investment Strategies, Investments, Investment Management, Equities, Portfolio Management, Retirement Planning, High Net Worth..., Pensions, ETFs, Financial Services, Asset Management, Defined Benefit, Emerging Markets, Hedge Funds, Fixed Income, Strategic Financial..., Institutional, Series 63, Asset Allocation, Financial Advisory, Securities, 401k, Retirement, Separately Managed..., Fund Of Funds, Wealth Management..., Bonds, Series 24, Institutional..., Risk Management, Series 65, FINRA, Trading, Financial Markets, Funding, Uniform Combined State..., Private Equity, Investment Advisory..., Wealth, Financial Risk, Capital Markets, Estate Planning, Equity Research, Private Placements, Options
Education
Illinois State University 1970 — 1972
B.S.
Lincoln College 1970 — 1972
Willis Consulting of Arizona March 2012 - Present
Daniels Wealth Management April 2010 - March 2012
Raymond James & Associates April 2008 - April 2010
Homecomings Financial April 2007 - October 2007
Axis Mortgage and Investments 2006 - 2007
GreenPoint Mortgage April 1996 - December 2005
Skills
Series 7, Executive Search, Series 66, Talent Acquisition, Coaching, Innovative Thinking, FA Recruiting, RIA, Bank Brokerage, Wire House Firms, Investment Banks, Independent Broker..., Regional Brokerage Firms, Investment Banking, Equities, Financial Analysis, Uniform Combined State..., Series 24, Alternative Investments, Series 63, Sales, Asset Allocation, Equity Research, Investment Strategies, Management, Finance, Brokerage, Capital Markets, Investment Advisory, Recruiting, Investments, Asset Management, Financial Services
Education
University of Nevada Las Vegas Lee Business School 1985 — 1987
City College of San Francisco 1981 — 1983
Hotel and Restaurant
Lincoln Financial Distributors May 2012 - Present
Sun Life October 2011 - January 2012
Sun Life Financial Distributors, Inc October 2011 - January 2012
Sun Life Financial October 2011 - December 2011
MetLife December 2006 - September 2011
MetLife Investors Distribution Company January 2006 - September 2011
AIG SunAmerica 2005 to 2006 January 2005 - December 2006
Raymond James & Associates January 2001 - January 2003
Skills
Series 7, Series 63, Annuity, Annuities, Wholesaling, Public Speaking, Retirement Income..., Financial Advisory, Fixed Annuities, Investments, Marketing, Mutual Funds, Retirement, Retirement Planning, Sales, Sales Operations, Variable Annuities, Wealth Management, Wholesale, 401k, Insurance
Education
Western Michigan University 1998 — 2001
Bachelor of Arts, Economics
Western Michigan University 1998 — 2001
Bachelor of Arts, Economics; Japanese language; economics
Kalamazoo College 1995 — 1996
Raymond James & Associates August 2005 - Present
McDonald Investments March 1998 - August 2005
Merrill Lynch August 1992 - March 1998
Skills
Retirement Planning, Investments, Finance, Financial Advisory, Securities, Estate Planning, Wealth Management, Mutual Funds, Series 7, Managerial Finance, Project Planning, Strategic Financial...
Education
Indiana University South Bend
Upsher-Smith Laboratories November 2013 - Present
E.Han-Burgess Consulting 2012 - Present
Raymond James & Associates 2006 - 2011
Dimensional Fund Advisors 2005 - 2006
Lehman Brothers 2001 - 2004
Skills
Investment Banking, Financial Modeling, Equity Research, Valuation, Financial Analysis, Emerging Markets, Corporate Finance, Strategy, Forecasting, Pharmaceutical Industry, Pharmaceutical Law, Pharmaceutical..., Generic Drugs, Specialty Pharmaceutical, Healthcare Consulting, Healthcare Analytics, Hatch-Waxman, Medical Devices, Healthcare Information..., Healthcare Industry, Investor Relations, Competitive Analysis, Venture Capital, Private Equity, Mergers & Acquisitions, Hedge Funds, Investments, Corporate Development, M&A experience, Financial Services, Economics, Competitive Intelligence, Market Research, Marketing Strategy, Management Consulting, Business Strategy, Market Analysis, Strategic Consulting, Analytics, Due Diligence, Management, Analysis, Leadership, Cross-functional Team..., Finance
Education
INSEAD
MBA, Business Administration and Management, General, Graduated with Distinction (top 10%)
New York University
Master of Science (MS)
University of California, Los Angeles
Spanish, Political Science
University of Miami
BAIS
Dearborn Chamber of Commerce January 2011 - Present
Arc of Dearborn January 2005 - Present
Raymond James & Associates May 2004 - Present
Hilliard Lyons November 1997 - May 2004
First of Michigan Corporation April 1994 - November 1997
Skills
Financial Planning, Retirement Plan..., Life & Health Insurance, Annuities, Tax Efficient Investing, Retirement Planning, Investments
Education
Central Michigan University 1986 — 1991
BS in BA
Raymond James January 2005 - Present
Raymond James & Associates 2005 - Present
The ManKind Project (MKP) 2002 - Present
Education
North Park University 1987 — 1989
Bachelor of Business Administration (B.B.A.), Economics
Clarion University of Pennsylvania 1983 — 1986
Bachelor of Business Administration (BBA), Economics
Raymond James & Associates April 2009 - Present
Merrill Lynch September 1988 - April 2009
PaineWebber July 1973 - September 1988
Skills
Investments, Securities, Retirement Planning, Series 7, Investment Advisory
Education
Central Michigan University 1970 — 1972
Masters Degree in Business Administration, Management
Ferris State University 1966 — 1968
Bachelors Degree in Business Administration, Management
State of Florida Child Support Enforcement February 2014 - May 2015
Goodwill Manasota November 2013 - January 2014
Children First July 2011 - December 2013
Children First, Inc March 2008 - April 2011
Raymond James & Associates May 1999 - March 2008
Skills
Event Planning, Public Speaking, Research, Social Media, Event Management, Teaching, Employee Relations, New Hire Orientations, Human Resources, Benefits Administration, HRIS, Project Management, Recruiting, HR Policies, Employee Benefits, Performance Management
Education
Florida Gulf Coast University 2010 — 2011
Family Development, Social Work
Raymond James & Associates Advisory Board MemberKids In DistressJanuary 1987 - Present
Education
Florida Atlantic University 1987 — 1990
Economics
General Assemb.ly August 2015 - Present
Raymond James & Associates 2014 - 2015
Education
Bates College 2010 — 2014
Bachelor of Arts (B.A.), Politics - Political Economy
University of Ghana 2013 — 2013
Legon Semester Abroad - Development, Political Economics, Sociology
Raymond James & Associates June 2009 - Present
AG Edwards May 1995 - June 2009
Education
Franklin Pierce University 1979 — 1984
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Raymond James & Associates January 2013 - Present
Skills
Retirement Planning, Financial Services, Portfolio Management, Financial Planning, Insurance, Wealth Management, Financial Analysis, Mutual Funds, Investments, Finance, SharePoint, Microsoft Office, Customer Service, Process Improvement
Education
Florida State University
Bachelor of Arts (B.A.), English Language and Literature, General
Raymond James & Associates April 2011 - Present
Kuhn & Carson, Investment Counsel 2008 - 2010
Woodward Financial Advisors 2003 - 2008
STW Fixed Income Managment January 1999 - August 2000
Jefferson Pilot Financial 1994 - 1998
ElectriCities of NC 1987 - 1994
J. Lee Peeler & Company 1982 - 1987
Union Commerce Bank 1980 - 1982
Skills
Financial Planning, Portfolio Management, Tax-advantaged..., Investments, Fixed Income Portfolio..., Retirement Planning, Long-term Care, Public Speaking, Investment Strategies, Securities, Finance, Financial Advisory
Education
Duke University - The Fuqua School of Business
MBA
Kenyon College
BA
Raymond James & Associates June 2014 - Present
Education
LIU Post 2006 — 2011
POSSIBLE February 2015 - Present
Move Your Hyde Power Yoga July 2014 - Present
POSSIBLE August 2014 - February 2015
POSSIBLE May 2014 - August 2014
Move Your Hyde Power Yoga November 2013 - May 2014
University of Cincinnati August 2013 - April 2014
Ernst & Young July 2012 - August 2013
J.Crew December 2011 - June 2012
Bartlett & Company August 2010 - March 2011
Raymond James & Associates May 2009 - August 2009
Skills
Microsoft Office, Social Media, Social Networking, Auditing, Marketing Strategy, Analysis, Marketing, Advertising
Education
University of Cincinnati College of Business 2013 — 2014
Master's Degree, Marketing
University of Cincinnati College of Business 2010 — 2012
Bachelor of Business Administration (BBA), Finance, Information Systems
Indiana University - Kelley School of Business 2008 — 2009
Bachelor of Business Administration (BBA), Technology Management and Finance
Raymond James & Associates April 2009 - Present
Lake-Osceola State Bank June 2006 - December 2010
Skills
Investments, Finance, Securities, Customer Service, Banking, Series 7, Retirement Planning, Microsoft Excel, Microsoft Word, PowerPoint, Outlook, FINRA, Mutual Funds, Microsoft Office, Retirement, Uniform Combined State..., 401k, IRAs
Education
Ferris State University 2007 — 2010
Bachelors of Science, Finance; Investment Concentration
Raymond James & Associates May 2015 - Present
Ameriprise Financial Services, Inc. January 2015 - May 2015
Florida International University December 2014 - May 2015
Lindt & Sprungli February 2013 - February 2015
Skills
Public Speaking, Finance, Entrepreneurship, Time Management, Economics, Marketing, Social Media Marketing, Social Networking, Investments, Microsoft Excel, Customer Service
Education
Florida International University - College of Business 2012 — 2016
Bachelor's degree, Finance and Economics, 3.9/4.0
Raymond James & Associates April 2015 - Present
Invesco Ltd. May 2011 - April 2014
Atwell, LLC May 2010 - April 2011
Wells Fargo May 2009 - May 2010
Campaign for the 9th Congressional District of Tennessee January 2006 - November 2006
Education
Northern Arizona University, College of Business Administration 2007 — 2009
BSBA, Cum Laude, Finance and Marketing
Auburn University 2000 — 2004
Finance and Financial Management Services
Bannik Designs April 2014 - Present
Don't Poke the Dog November 2013 - Present
Michaels Arts and Crafts April 2012 - Present
Express Scripts July 2012 - November 2013
Raymond James & Associates 1995 - 2012
National Partnership Exchange June 1992 - May 1995
Skills
Creativity, Digital Photography, Microsoft Office, Word, Excel, Outlook, PowerPoint, Reuters, Series 7, Series 63, Teamwork, Detail Orientation, Problem Solving, Customer Service, Administrative Support, Art, Social Skills, Collectibles, People Skills, Kindness, Patience, Ceramic, Pottery, Billiards, Poker, Pets, Microsoft Excel, Microsoft Word, Administrative..., Investment Advisory, Finance, Securities, Mutual Funds, Equity Trading, Technical Analysis, Stocks, Photoshop, Vector Illustration, Photography, Graphic Design
Education
Arizona State University 2015 — 2017
Bachelor’s Degree, Graphic Information Technology
Mesa Community College 2013 — 2015
Associate's Degree, Digital Arts/Graphic Design, 3.8
Mohawk Valley Community College 1984 — 1989
Associate of Applied Science, Business/Fine Arts, 3.5
Munson Williams Proctor Institute 1981 — 1983
Courses in Drawing, Painting, Sculpture, Photography, Pottery & Art History
CRESCENDO FINANCE LLC June 2007 - Present
Raymond James & Associates July 2004 - April 2007
Smith Barney/Citigroup February 2001 - June 2004
Morgan Stanley/Dean Witter June 1993 - February 2001
Skills
Securities, Retirement, Portfolio Management, 401k Rollovers, Roth IRA, FINRA, 401k, Financial Advisory, Series 65, Strategic Financial..., Saving for Education, Investment Strategies, 529 Plans, College Savings Plans, Series 7, IRAs, Fixed Annuities, Retirement Planning, Investments, Investment Advisory, Insurance, Bonds, Financial Planners, Long-term Care, ETFs, Investment Advisory..., Stocks, Estate Planning, Series 63, Strategic Planning, Strategy, Options, Personal Financial..., Term Life Insurance, Life Insurance, Small Business, Wealth Management, Education Funding, College Education..., Investment Management, Separately Managed..., Employee Benefits, Wealth Accumulation, Municipal Bonds, Asset Allocation, Retirement Savings, Wealth Management..., Wealth, Long Term Care Insurance, Finance
Education
Eastern Michigan University 1980 — 1989
Master of Science, Accounting
Michigan State University 1972 — 1979
Ba/Ba, Music Education/Music Therapy
Partners Group April 2015 - Present
Raymond James & Associates July 2013 - March 2015
Morgan Creek Capital Management June 2012 - August 2012
GE Aviation May 2011 - August 2011
GE Capital May 2010 - August 2010
Skills
Investments, Financial Modeling, Valuation, Capital IQ, Bloomberg, SNL, Microsoft Office, Economics, International Business, Research, Mandarin, Organization, Crystal Ball
Education
University of North Carolina at Chapel Hill 2009 — 2013
Business Administration, Economics
The Chinese University of Hong Kong 2012 — 2012
Global Business Studies
Copenhagen Business School 2011 — 2011
International Business
The Stephens Group, LLC July 2015 - Present
Raymond James & Associates July 2012 - June 2015
CCG Advisors May 2011 - August 2011
Skills
Financial Modeling, Valuation, Bloomberg, Finance, Microsoft Excel
Education
Georgia Institute of Technology
BSBA with a Concentration in Finance, Highest Honors
Citi September 2013 - Present
Med-Craft, Inc. October 2012 - September 2013
Raymond James & Associates October 2010 - February 2011
Wachovia Securities LLC September 2008 - September 2010
Wachovia Bank N.A December 2006 - August 2008
WheelsNext, Inc January 2003 - November 2006
Comprehensive Medical Staffing, Inc. / Comprehensive Medical Services, Inc June 1998 - January 2003
Skills
Sales, Management, Finance, Marketing, Building Relationships, Customer Retention, Business Relationship..., Banking, Customer Service, Customer Satisfaction, Sales Presentations, Microsoft Office, Interpersonal Skill, Team Leadership, Teamwork, Series 7, Series 63, Series 65
Education
Florida International University
Bachelors Degree, Finance
Miami Dade Community College
Associate Degree, Arts
Westminister Christian High School
Diploma
VistaPay, LLC October 2013 - Present
Benchmark Payment Systems 2014 - 2015
Benchmark Payment Systems 2014 - 2015
IVP ANIMAL HEALTH December 2011 - January 2013
Vanguard Payment Systems August 2005 - November 2011
WELLCARE HEALTH PLANS February 2004 - August 2005
BIJOUX INC August 2000 - January 2004
RAYMOND JAMES & ASSOCIATES August 1998 - May 1999
Skills
New Business Development, Business Strategy, Mergers & Acquisitions, Entrepreneurship, Strategic Planning, Business Development, Sales Management, Strategy, Strategic Partnerships, Leadership, Executive Management, E-commerce, Management, Finance, Cross-functional Team..., Business Planning, Financial Modeling, Sales, Due Diligence, Budgets, Marketing
Education
Emory University - Goizueta Business School 1999 — 2000
MBA, General Management & Finance
Emory University 1994 — 1998
BBA, Finance
CCC
Fortis Management Group, LLC September 2015 - Present
Fortis Management Group, LLC July 2015 - September 2015
Extendicare February 2012 - July 2015
Extendicare November 2009 - February 2012
Tendercare of Leelanau September 2008 - December 2009
Ufer & Co. Insurance September 2007 - September 2008
Raymond James & Associates May 2006 - September 2007
Baughman Capital Management September 2003 - May 2006
Heidi Kussurelis Agency, Nationwide Insurance November 2000 - September 2003
Skills
Long-term Care, Team Building, Event Planning, Event Management, Management, New Business Development, Marketing Strategy, Social Media, Marketing Communications, Advertising, Research, Social Networking, Business Planning, Medicaid, Elder Care, Training, Quality Improvement, Leadership, Retirement Homes, Nursing, Program Development, Physician Relations, Sales, Acute Care, Healthcare Industry, Case Managment, Healthcare Consulting, Case Management
Education
Eastern Michigan University 2005 — 2007
Bachelor of Arts (BA), Social Sciences and Business
Washtenaw Community College 2000 — 2002
Associate of Arts and Sciences (A.A.S.)
Raymond James & Associates 2006 - Present
Raymond James Morgan Keegan 2006 - 2013
Merrill Lynch 1994 - 2005
Synovus 1983 - 1993
Skills
Wealth Management, Portfolio Management, Estate Planning, Investment Strategies, Retirement Plan..., Investment Management, Banking, Bonds, Employee Benefits, Risk Management, Retirement Planning, Life Insurance, Asset Allocation, Asset Based Lending, Small Business Lending, Municipal Bonds, Derivatives, Private Equity, Financial Modeling, Financial Analysis, Asset Management, Financial Services, Personal Budgeting, Series 65, Wealth Management..., Investment Banking, Retirement, Finance, Mutual Funds
Education
College for Financial Planning
Accredited Asset Management Specialist, AAMS®, Asset Management
Kaplan University
Wealth Management Specialist, Wealth Management
Columbus State University
BBA, Finance
Diem Wealth Management February 2013 - Present
Diem Wealth Management--Helping People Secure Their Retirement June 2012 - Present
MatsonMoney--Save The Investor-Save the World 2010 - Present
Cantella January 2003 - June 2012
Raymond James & Associates July 1998 - November 2002
Roney & Company April 1994 - July 1998
Diem Financial Services October 1989 - July 1994
Bankers Life and Casualty December 1980 - October 1989
Skills
Wealth Management, Strategic Financial..., Investments, Fixed Annuities, Insurance, Life Insurance, Financial Planners, High Net Worth..., Retirement Planning, Retirement, Investment Advisory, Estate Planning, IRAs, Financial Advisory, Asset Managment, Portfolio Management, Long-term Care, Financial Services, Uniform Combined State..., College Savings Plans, Asset Allocation, Mutual Funds, Small Business, Finance, Strategic Planning, Management, Customer Service, Team Building, Leadership
Education
College for Financial Planning
CFP(R), Investments, Insurance, Taxation, Estate Planning, Retirement Plans
The American College
LUTCF, Business, Estate and Retirement Planning
The American College
ChFC, Advanced Financial Planning
University of Maryland University College
General Studies
SprayChic Airbrush Tanning April 2008 - Present
Raymond James & Associates July 2008 - July 2009
Quicken Loans December 2004 - May 2008
The Somerset Collection November 2001 - December 2004
Dunning Motors 1999 - 2000
Skills
Spray Tanning, Customer Service, Customer Satisfaction, Marketing, Leadership, Management, Facebook, Social Media, Time Management, Loans, Credit, Social Media Marketing, Refinance, Microsoft Office, Banking, Customer Retention, Spray Tan Master..., Loan Origination, FHA, Microsoft Excel, Residential Mortgages, Outlook, Business Development, Long-term Customer..., Social Networking, Finance, Business Planning, Business Strategy, Customer Relations, Marketing Strategy, Entrepreneurship, Advertising, HVLP, Apple Numbers, Apple Pages, iWeb SEO Tool, Airbrush Tanning, Beauty Industry
Education
Eastern Michigan University 1996 — 1998
Telecommunications & Film
Tecumseh High School 1992 — 1996
Diploma
Raymond James Financial Services, Inc. Member FINRA/SIPC October 1995 - Present
Welch Financial, Inc. October 1995 - Present
Raymond James & Associates October 1991 - September 1995
Skills
Investments, Wealth Management, Financial Advisory, Series 7, Series 63, Retirement Planning, Asset Allocation, Alternative Investments, Investment Strategies, Portfolio Management, Financial Planning, Private Equity, Investment Banking, IRAs, Equities, Finance, Insurance, Mergers & Acquisitions, Strategic Financial...
Education
Duke University 1979 — 1982
BA, Economics
Choate Rosemary Hall 1977 — 1979
CBRE April 2014 - Present
Work It Out Now December 2012 - May 2014
Law Office of Vanessa Gonzalez-Vinas, PA January 2010 - December 2012
Raymond James & Associates May 2010 - June 2010
Lowell International Realty January 2010 - March 2010
The Langhorne Company September 2008 - November 2009
The Pendas Law Firm May 2006 - July 2006
Law Offices of Gardana and Fabian May 2005 - August 2005
Skills
CRM software, Office Management, Legal Support, Mac OS X, HTML + CSS, JavaScript, Microsoft Office, CRM, Administrative..., Legal Assistance, Microsoft Excel, Software Documentation, QuickBooks, HTML, Payroll, Outlook, OS X, Legal Writing, Time Management, Microsoft Word, Accounting
Education
Florida International University 2015 — 2015
Master of Science (MS), Real Estate
Florida International University - College of Business 2007 — 2009
B.B.A., Finance
University of Central Florida 2004 — 2007
A.A., Political Science and Economics
Raymond James & Associates July 2013 - Present
Raymond James & Associates July 2012 - July 2013
Raymond James May 2007 - September 2011
Horizon Investments January 2007 - May 2007
Education
Davidson College 2003 — 2007
Bachelor of Arts, History
Houston High School, Germantown, TN 1999 — 2003
Raymond James & Associates
Skills
Portfolio Management, Investments, Strategic Planning, Finance, Securities, Financial Analysis
Education
Allegheny College 1977 — 1981
Bachelor of Science (BS), Economics
Stryker January 2013 - Present
Stryker June 2011 - March 2014
Stryker June 2011 - September 2011
Altria Sales & Distribution June 2010 - August 2010
Midwest Title Insurance Agency May 2009 - August 2009
Raymond James & Associates May 2007 - August 2008
Skills
CRM, Marketing, Sales Operations, Sales, Customer Service, Market Analysis, Retail, Microsoft Excel, Real Estate, Social Media, PowerPoint, Microsoft Office
Education
Indiana University - Kelley School of Business 2007 — 2011
Bachelor of Science, Business:Marketing, Psychology
Indiana University Bloomington 2007 — 2011
Bachelor's degree, Marketing
Raymond James & Associates August 2012 - Present
Wings Cancer Foundation August 2012 - Present
Morgan Stanley March 1999 - August 2012
Choctaw, Inc. November 1994 - March 1999
Price Waterhouse Coopers January 1992 - November 1994
Skills
Investments, Series 7, Retirement Planning, Wealth Management, Strategic Financial..., Financial Advisory, Series 63, Securities, Asset Management, Portfolio Management, Asset Allocation, Cash Management, Estate Planning, Finance, Financial Services, Mutual Funds, Uniform Combined State..., Retirement, Life Insurance, Fixed Income, Asset Managment, Financial Analysis, Fixed Annuities, Investment Advisory, Tax, Financial Modeling, Financial Planning
Education
Christian Brothers University 2004 — 2004
Certificate, Financial Planning
Certified Public Accountant
The University of Memphis 1986 — 1991
BBA, Accounting
Briarcrest Christian High School 1980 — 1986
Raymond James and Associates May 2005 - Present
Raymond James & Associates May 2005 - Present
Black Hills Corporation May 2004 - April 2005
United States Air Force May 2000 - May 2004
United States Air Force July 1997 - May 2000
Skills
NetApp, VMAX, SAN, VNX, VMware, Disaster Recovery, CX4, Brocade Fibre Switches, Fiber Optics, Customer Service, Project Management, Cisco UCS, Active Directory, Servers, Symmetrix, EMC Storage, Data Center, NAS, Technical Support, Hardware, HP, VMware ESX, Citrix, Business Continuity, IT Management, Microsoft Certified..., Virtualization, Storage Area Networks, Replication, Storage, Troubleshooting, Switches, Infrastructure
Education
Central Michigan University 2001 — 2003
Master of Science Degree, Administration/Management
Wayland Baptist University 2001 — 2003
Bachelor of Science Degree, Information Systems Management
Leadership and Management AcademyUS Air Force Leadership Academy
Raymond James & Associates September 2007 - Present
A.G. Edwards & Sons, Inc. January 1996 - September 2007
Deaconess Health System April 1983 - January 1996
Skills
Retirement Planning, Investments, Mutual Funds, Finance, Securities, Alternative Investments, Wealth Management, Insurance, Asset Allocation, Microsoft Office, Risk Management, Portfolio Management, Estate Planning, Strategic Financial..., Long Term Care Insurance, Financial Advisory, Financial Analysis, Investment Advisory
Education
Cornell University 1977 — 1979
MRP, Health Planning
Indiana University Bloomington 1972 — 1976
BS, Business Economics & Public Policy
F.J. Reitz High School 1968 — 1972
Raymond James & Associates September 2008 - Present
Wachovia Securities July 2006 - September 2008
A.G. Edwards & Sons, Inc. June 1999 - September 2008
PaineWebber 1995 - 1999
Kidder, Peabody/GE Capital 1987 - 1995
Skills
Series 7, Alternative Investments, Wealth Management, Investments, Fixed Annuities, Portfolio Management, Mutual Funds, Retirement, Retirement Planning, Hedge Funds, Securities, Asset Managment
Education
College for Financial Planning 1990 — 1994
CFP®, Professional education
GE Investment Corp. 1990 — 1990
GE trained in benefits and pensions
Kent State University 1981 — 1986
BBA, Finance
west holmes
Ballast Point Ventures June 2001 - Present
Raymond James & Associates July 1997 - June 2001
Hunter Capital Group June 1996 - June 1997
Wachovia Securities June 1994 - June 1996
Federal Reserve Bank of Atlanta May 1989 - August 1992
Skills
Venture Capital, Private Equity, Corporate Development, Mergers, Due Diligence, Valuation, Corporate Finance, Business Valuation, Financial Modeling, Investments, Private Placements, Growth Capital
Education
University of Virginia Darden School of Business 1992 — 1994
MBA, Business
Emory University 1984 — 1988
BA, Economics
QualCore Consulting, LLC January 2015 - Present
Anitram Properties June 2013 - Present
Fitch Ratings, Inc November 2007 - July 2011
Morgan Keegan & Company February 2000 - December 2001
University of West Florida January 2001 - April 2001
Raymond James & Associates January 1998 - January 2000
University of West Florida March 1996 - December 1997
Merit Behavioral Care Systems October 1992 - August 1995
Skills
Financial Analysis, Investments, Finance, Valuation, Loans, Investment Banking, Credit, Corporate Finance, Financial Structuring, Structured Finance, Mergers & Acquisitions, Business Development, Strategy, Bonds, Forecasting, Marketing Strategy, Analysis, Financial Risk, Wealth Management, Asset Management, Business Strategy, Portfolio Management, Capital Markets, Fixed Income, Financial Modeling, Bloomberg, Lean Six Sigma, Green Belt
Education
University of West Florida - College of Business
MBA, Finance
USF Continuing Education
Auburn University
BA, Psychology, Marketing, Speech Communications
Raymond James & Associates April 2007 - February 2012
Education
DePaul University 1996 — 2006
Bachelor's degree, Psychology
Financial Planning Technologies June 2003 - Present
JW Cole Financial, Inc. July 2013 - May 2014
Raymond James & Associates January 1997 - June 2003
Raymond James Financial, Inc January 1995 - January 1997
Raymond James Financial, Inc January 1992 - January 1995
Skills
Project Management, Software Training, .Net, Business Analysis, Public Speaking, Troubleshooting, Procurement, Portfolio Management, Hands-on Training, Wealth Management, SaaS, Investments, Start-ups, .NET, Asset Allocation, Management, Risk Management
Education
College for Financial Planning 2001 — 2003
CFP, Financial Planning
University of Florida 1988 — 1992
B.S., Economics
River Cities Capital Funds September 2014 - Present
River Cities Capital Funds June 2014 - September 2014
VAZATA (Ballast Point Ventures portfolio company) January 2013 - June 2013
Ballast Point Ventures October 2010 - November 2012
Raymond James & Associates January 2007 - October 2010
Skills
Venture Capital, Financial Modeling, Valuation, Private Equity, Financial Analysis, Due Diligence, Corporate Finance, Mergers, Corporate Development, Investment Banking, Business Valuation, Capital Markets, Alternative Investments, Investments, Mergers & Acquisitions, Cloud Computing, Start-ups, Bloomberg, Enterprise Software
Education
Duke University - The Fuqua School of Business 2013 — 2015
Master of Business Administration (MBA)
University of Florida 2003 — 2006
BS, Finance & Entrepreneurship, Cum Laude
Franklin Templeton Investments August 2015 - Present
Tech Data July 2013 - June 2014
Raymond James & Associates January 2012 - April 2013
Franklin Templeton (Milestone Technologies) September 2009 - January 2012
Skills
Computer Hardware, Network Systems, Microsoft Office, Routers, Switches, Desktop Application..., Networking, Active Directory, VMware, Microsoft Exchange, Windows Server, Citrix, Servers, Technical Support, DHCP, Windows 7, Windows XP Pro, DNS, Information Security, System Administration, Troubleshooting, Virtualization, Blackberry Enterprise..., Software Documentation, Network Administration, Network Security, Blackberry, TCP/IP, Information Technology, Integration, IT Strategy, Program Management, Process Improvement, Incident Management, HP, Laptops, Software Installation, Help Desk Support, Operating Systems, Customer Service, Cisco Technologies, Disaster Recovery, SharePoint, Cloud Computing, Vendor Management
Education
DeVry University-Florida 2009 — 2012
Associate of Science (A.S.), Computer Networking Systems
Sullivan & Cromwell LLP September 2008 - Present
U.S. Department of Justice July 2007 - August 2007
U.S. Securities & Exchange Commission May 2006 - August 2006
Time Warner Inc. March 2001 - March 2004
Morgan Stanley April 2000 - March 2001
Raymond James & Associates July 1999 - April 2000
Education
Duke University 2004 — 2008
JD/MBA
Harvard University 1995 — 1999
AB, Economics
Morgan Human Capital Management October 2013 - Present
Clear Channel Media & Entertainment June 2011 - October 2013
NAS Recruitment Communications 2010 - August 2011
CFS December 2006 - July 2010
MilitaryStars December 2005 - December 2006
Raymond James & Associates April 2004 - October 2005
United States Navy June 1995 - December 2003
Skills
Full-cycle Recruiting, Social Networking, Recruitment Advertising, Employer Branding, Business Relationship..., Talent Acquisition, Applicant Tracking..., Interviewing, Recruitment/Retention, Sourcing, Internet Recruiting, Talent Management, Cold Calling, Mentoring, Hiring, Account Management, New Business Development, Onboarding, Resume Writing, Career Counseling, Team Leadership, Executive Search, Social Media, Team Building, College Recruiting, Public Speaking, Recruiting, Interviews, Leadership, Human Resources, SDLC, Employee Relations, Networking, Process Improvement, Personnel Management, Management, Sales, Employee Benefits, Business Development, Training, Lead Generation, Advertising Sales, Staffing Services, Temporary Placement, Business Networking, Benefits Negotiation, Search, Employee Training, Executive Management, CRM
Education
Jacksonville University
BS, International Business
Lending Club February 2014 - Present
Morgan Stanley January 2008 - January 2014
Morgan Stanley January 2012 - February 2013
Howe Barnes Hoefer & Arnett June 2006 - December 2007
Federal Reserve Bank of Chicago 2003 - 2006
Raymond James Financial June 2002 - June 2003
Raymond James & Associates June 2000 - June 2002
Skills
Strategy, Financial Modeling, Valuation, Investment Banking, Capital Markets, Corporate Finance, Series 7
Education
The University of Chicago - Booth School of Business 2004 — 2007
MBA
Eckerd College 1998 — 2002
Bachelor of Arts
Penn Capital Management August 2013 - Present
Raymond James January 2007 - July 2013
Raymond James & Associates April 2004 - January 2007
Morgan Stanley October 1999 - April 2004
Education
Brown University 1993 — 1998
Invest Financial January 2011 - Present
Raymond James & Associates June 2004 - December 2009
Raymond James Financial, Inc. December 1996 - June 2004
ExecuTrain 1994 - 1996
Skills
Training, Customer Service, Human Resources, SharePoint, Process Improvement, Visio, Risk Management, Management, Business Analysis, Leadership, Financial Services, Project Management, Microsoft Office, Team Building, Leadership Development, Needs Analysis, Performance Management, Microsoft Word, Software Documentation, Business Process..., PowerPoint, Analysis, Team Leadership, Microsoft Excel, Change Management, Outlook, Program Management
Education
University of South Florida 2004 — 2006
Masters, Management
Florida State University 1989 — 1993
BS, Communication
Bloomingdale High School 1987 — 1989
Raymond James & Associates, Inc January 2010 - Present
Raymond James & Associates May 2007 - December 2009
Raymond James & Associates, Inc September 2000 - April 2007
Off Fifth, Saks Fifth Avenue Outlet September 1998 - September 2000
Einstein Bros. / Noah's Bagel Corp 1995 - 1998
Boston Market September 1993 - August 1995
Skills
Performance Management, Employee Benefits, Human Resources, Personnel Management, Organizational..., Succession Planning, HRIS, Recruiting, Employee Relations, Talent Management, Process Improvement, Management, Onboarding, Deferred Compensation, Talent Acquisition
Education
Central Michigan University
Franklin Templeton Investments June 2008 - Present
Raymond James & Associates April 2005 - January 2007
Citigroup Capital Markets Inc. June 2002 - June 2004
Citigroup Capital Markets Inc. June 1999 - June 2002
Skills
Financial Modeling, Factset, Bloomberg, Valuation, Spreadsheets, Zephyr, Valuation Modeling, Stylus, Research, Series 7, Investments, Financial Analysis, Performance Attribution, Barclays Point, Pivot Tables, Vlookup, Chartered Financial..., Investment Management
Education
University of Tampa - John H. Sykes College of Business 2007 — 2008
Masters, Finance
Florida State University - College of Business 1997 — 1999
Bachelor's, Finance
Florida State University 1995 — 1999
B.S., Finance
Raymond James Financial, Inc. July 2015 - Present
Raymond James Financial Inc. December 2011 - July 2015
Raymond James & Associates April 2010 - March 2012
Raymond James & Associates October 2006 - April 2010
Raymond James & Associates October 2005 - October 2006
Kforce September 2003 - May 2005
Florida State Board of Administration 2001 - 2003
Walt Disney World Swan and Dolphin July 2002 - August 2002
Skills
Performance Management, Securities, Financial Analysis, Process Improvement, Series 7, Microsoft Office, Customer Service, Risk Management, Strategic Planning, Asset Managment, Data Analysis, Recruiting, Microsoft Excel, Project Management, PowerPoint, Change Management, Social Media
Education
Florida State University - College of Business 1999 — 2003
Bachelors of Science, Management
King High School 1995 — 1999
International Baccalaureate
Raymond James & Associates January 2007 - Present
Raymond James & Associates March 2006 - January 2007
Raymond James October 2005 - March 2006
RBC Dain Rauscher April 2005 - October 2005
RBC Dain Rauscher July 2002 - April 2005
Merrill Lynch May 2000 - July 2002
Education
University of South Florida
Florida State University - College of Business 1996 — 2000
Raymond James & Associates, Inc February 2011 - Present
Raymond James July 2009 - February 2011
Raymond James & Associates February 2005 - July 2009
Education
Clarion University of Pennsylvania 1986 — 1990
Raymond James & Associates December 2003 - Present
Raymond James & Associates October 2000 - December 2003
All Children's Hospital February 1999 - October 2000
All Children's Hospital September 1997 - February 1999
Pinellas County Schools August 1990 - August 1997
Skills
MS Project, SharePoint, Visio, Business Analysis, Process Improvement, Operating Systems, Product Management, Project Management, Windows, Testing, Training, Project Planning, Management, Analysis, Integration, Business Intelligence, CRM, Business Process, Account Management, Requirements Gathering, Enterprise Architecture, ITIL, Disaster Recovery, Access, Active Directory, Java, Information Technology, Business Process..., Security, Windows 7, Customer Service, Vendor Management, Requirements Analysis, Troubleshooting, Technical Support, Hardware
Education
Florida Metropolitan University 1998 — 2002
BA, Computer Science, 3.52
Raymond James & Associates October 2010 - Present
Canaccord Genuity 2004 - October 2010
SunTrust Robinson Humphrey 1999 - 2004
Tucker Anthony Incorporated 1995 - 1999
CS First Boston 1993 - 1995
Skills
Private Equity, Mergers, Fixed Income, Mergers & Acquisitions, Investment Banking, Due Diligence, Valuation, Venture Capital, Banking
Education
Harvard University 1989 — 1993
AB
Nobles
Aberdeen Asset Management March 2012 - Present
Keeley funds November 2009 - February 2012
Aberdeen Asset Management 2012 - 2012
Calamos Investments January 2009 - November 2009
Calamos Investments June 2007 - December 2008
Calamos Investments May 2004 - May 2007
Raymond James & Associates April 2002 - May 2004
Skills
Concise Communicator, Relationship Builder, Client Presentation, Mutual Funds
Education
Augustana College 1996 — 2000
Bachelor of Science, Finance and Marketing
Augustana College 1996 — 2000
Bachelor of Arts, Business Administration; Finance and Marketing
European Study Program through Augustana College 1999 — 1999
WellCare December 2012 - Present
Raymond James & Associates October 2008 - October 2012
Raymond James & Associates January 2005 - October 2008
Raymond James & Associates January 2002 - January 2005
Raymond James & Associates January 1999 - January 2002
Raymond James & Associates January 1997 - January 1999
Raymond James & Associates August 1994 - January 1999
Skills
ITIL, Incident Management, Asset, Visio, Asset Management, Process Improvement, Change Management, Procurement, Excel, PowerPoint, Word, Configuration Management, Microsoft Excel, Microsoft Word, Asset Managment, SharePoint, Management, Program Management, Leadership, Business Analysis, Analysis, IT Management, IT Operations, Active Directory, SDLC, IT Asset Management, Disaster Recovery, Software Documentation, IT Service Management, Integration, Requirements Analysis, Technical Support, Information Technology, IT Strategy, Vendor Management, Help Desk Support, PMP, Requirements Gathering, Business Process..., Hardware, Enterprise Architecture, Business Process, CMDB, Systems Analysis
Education
St. Petersburg College 2007 — 2008
Technology Management
Kent State University 1985 — 1987
Raymond James & Associates February 2012 - Present
Raymond James 2007 - February 2012
Prudential Equity Group 1996 - 2006
Education
SDA Bocconi 1995 — 1995
MIEM, Finance
University of Massachusetts, Amherst 1984 — 1995
Ph. D., Comparative Literature
New York University 1982 — 1984
MA, Comparative Literature
Georgetown University 1978 — 1980
BA, Government, Economics
Lehigh University 1976 — 1978
Chimerix, Inc. 2015 - Present
Salix Pharmaceuticals a division of Valeant Pharmaceuticals 2015 - 2015
Salix Pharmaceuticals 2014 - 2015
Medtronic 2012 - 2014
Florida Atlantic University 2009 - 2010
Raymond James & Associates 2008 - 2009
Skills
Marketing, Sales, Management, Strategic Planning, Retail, Market Research, Merchandising, Leadership, Sales Management, Microsoft Excel, Marketing Strategy, Research, Social Media, Sports, Public Speaking, Microsoft Office, Training, Budgets, Analysis, Sports Marketing, Event Management, Customer Service, Strategic Financial..., Forecasting, Business Development, Accounting, Managerial Finance, PowerPoint, Data Analysis, Medical Devices, Product Marketing, Corporate Development, Global Alliance..., Financial Modeling
Education
Florida Atlantic University 2009 — 2010
MS, Economics
University of San Francisco 2007 — 2009
MBA, Business Administration
Florida Atlantic University 2006 — 2007
BA, Honors: Economics
Georgetown University 2011 — 2012
Graduate Professional Certificate Sports Industry Studies, 4.0
American University 2004 — 2005
Business Administration
Raymond James & Associates February 2006 - Present
Fluor Corporation 1996 - 2006
Various High Schools December 1995 - June 1996
Education
Illinois State University 1992 — 1995
Bachelor of Science, Biology, General
College of Lake County 1990 — 1992
Associate of Science (A.S.), General Studies
Raymond James & Associates 2003 - Present
Morgan Keegan & Company January 2011 - April 2012
Morgan Keegan & Company January 2007 - January 2010
Morgan Keegan & Company January 2003 - January 2007
Skills
Wealth Management, Retirement Planning, Investments, Management, Training, Coaching
Education
Auburn University, College of Business
Bachelor's degree, Marketing
Olympus America, Inc. April 2014 - Present
OLYMPUS AMERICA, INC January 2007 - Present
POLYMEDCO, INC June 2005 - January 2007
FIRST TENNESSEE BROKERAGE November 2003 - June 2005
RAYMOND JAMES & ASSOCIATES June 2002 - November 2003
Skills
Cold Calling, Hospitals, Negotiation, Surgeons, Operating Room
Education
University of Tennessee-Knoxville 1999 — 2002
Bachelor of Science, Business Administration
Christian Brothers University 1998 — 1999
The Wilkinson Center December 2008 - Present
Raymond James & Associates 2005 - 2008
Skills
Adult Education, Teaching, Photoshop, Public Speaking
Education
Austin College 1972 — 1976
Exacta Capital Partners LP July 2012 - Present
Brean Murray, Carret & Co November 2005 - June 2012
CL King and Associates January 2003 - November 2005
Dresdner Kleinwort Wasserstein April 2000 - September 2002
Raymond James & Associates March 1997 - April 2000
Wilmington Trust Co December 1990 - May 1996
Skills
Equities, Hedge Funds, Investments, Finance, Analysis, Equity Research, Valuation, Bloomberg, Financial Modeling, Capital Markets, Series 7, Investment Banking, Portfolio Management, Securities, Fixed Income, Asset Management, Trading, Alternative Investments, Private Equity, Equity Valuation, Series 63
Education
Drexel University - LeBow College of Business 1991 — 1995
MBA, Business Administration/Accounting
University of Delaware - Lerner College of Business and Economics 1986 — 1990
BS, Finance & Economics
Raymond James & Associates January 2010 - Present
Wells Fargo Advisors LLC November 1997 - January 2010
USAF June 1991 - November 1996
Education
Drexel University 1985 — 1990
B.S., Mechanical/Aeronautical Engineering
William Blair & Company January 2014 - Present
Raymond James & Associates November 2007 - December 2013
WR Hambrecht + Co February 2004 - September 2007
Banc of America Securities April 1997 - April 2002
JP Morgan & Co July 1987 - April 1997
Skills
Mergers, Banking, Equities, Risk Management, Mergers & Acquisitions, Hedge Funds, Private Equity, Investment Banking, Financial Analysis, Corporate Finance, Investments, Financial Modeling, Retail Banking, Accounting, Valuation, Capital Markets, Due Diligence, Securities, Alternative Investments
Education
Fordham Gabelli School of Business 1989 — 1992
MBA, International Finance
Lehigh University - College of Business and Economics 1983 — 1987
BS, Accounting
Raymond James & Associates December 2011 - Present
Timbervest September 2010 - November 2011
Ogilvy Public Relations Worldwide September 2008 - December 2008
Skills
Valuation, Investments, Financial Analysis, Due Diligence, Private Equity, Financial Modeling, Investment Banking, Marketing, Corporate Finance, Venture Capital, Mergers & Acquisitions, Finance, Asset Management, Equities, Portfolio Management
Education
Furman University 2006 — 2010
Business
Bolles School
The Bolles School
Naturally ME LLC January 2007 - Present
Merrill Lynch June 2000 - April 2006
Raymond James & Associates January 1998 - June 2000
Raymond James International, London Office June 1995 - January 1998
Education
Florida State University 1989 — 1994
BA, International Affairs
Raymond James & Associates June 2003 - Present
Skills
Investments, Financial Modeling, Valuation
Education
Duke University 1999 — 2003
B.S., Economics
Charlotte Country Day
Worthington Industries April 2014 - Present
PCM/SARCOM June 2012 - April 2014
PC Mall March 2008 - June 2012
Raymond James August 2000 - March 2008
Raymond James & Associates 2000 - 2008
Skills
Portfolio Management, Strategic Planning, Asset Managment, Private Equity, Investment Banking, Valuation, Business Development, Business Strategy, Financial Analysis, New Business Development, Sales Management, Financial Modeling, Customer Satisfaction, Corporate Development, Direct Sales, SaaS, Solution Selling, Product Management, Executive Management, Asset Management
Education
Duke University - The Fuqua School of Business 1996 — 1998
MBA, Finance
Miami University 1990 — 1994
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Raymond James & Associates July 2007 - October 2012
Education
Central Michigan University 1994 — 1996
B.S.B.A, Finance
Raymond James & Associates July 2001 - Present
Banc of America Securities September 1997 - April 2001
First Chicago July 1990 - September 1997
Skills
Investment Banking, Valuation, Public Finance, Management, Healthcare, Investments, Financial Modeling, Private Equity, Mergers & Acquisitions, Capital Markets, Financial Analysis, Portfolio Management, Due Diligence, Bonds
Education
Cornell University - Johnson Graduate School of Management 1977 — 1979
MBA, Hospital Administration
Northeastern University 1971 — 1976
B.S., Biology
Raymond James & Associates June 2007 - February 2009
Education
Baker College Business and Corporate Services 2010 — 2012
Bachelor of Business Administration (BBA), Business Leadership, 3.87
Harvard Business Review June 2012 - Present
International Planning Group 2012 - 2015
Raymond James & Associates May 2008 - March 2012
Wachovia, A Wells Fargo Company February 2007 - April 2008
Banif Securities 2005 - 2007
UBS March 2003 - June 2005
Credit Suisse Asset Management April 2001 - March 2003
Prudential Investments October 1996 - April 2001
Merrill Lynch October 1993 - October 1996
Citibank - Porto Alegre 1987 - 1988
Skills
Retirement Planning, Financial Planning, 401k Rollovers, Global Asset Allocation, Strategic Planning, Municipal Bonds, Estate Tax Planning, Global Fixed Income, Global Management, International Securities, Model Portfolios, Portfolio Strategy, Brazilian Portuguese, Spanish, International Bonds, Financial Advice, Portfolio Management, Bonds, Financial Advisory, Asset Allocation, Investment Advisory, Capital Markets, Fixed Income, Alternative Investments, Strategic Financial..., Mutual Funds, Wealth Management, Investment Banking, Asset Management, Wealth Management..., Finance, Business Planning, Insurance, Securities, Investment Strategies, Financial Markets, Series 7, Equities, High Net Worth..., Wealth, Private Banking, Life Insurance, Financial Planners, Hedge Funds, Structured Products, Estate Planning, Investments, Emerging Markets
Education
Barry University 2006 — 2007
CFP, Certified Financial Planner
Universidade Federal Rural do Rio de Janeiro 1976 — 1981
Agriculture Engineer, Engineering
Raymond James & Associates July 2013 - Present
Raymond James March 2008 - July 2013
Minacs October 1997 - July 2008
Skills
Customer Service, Process Improvement, Business Analysis, Microsoft Office, Public Speaking, New Business Development, Social Media
Education
Adrian College 1991 — 1994
Bachelor of Arts, Communications
Seattle Northwest Securities Corp July 2013 - Present
Piper Jaffray July 2013 - Present
Raymond James & Associates December 2010 - March 2012
Zions Bank June 1997 - June 2000
Skills
Investment Banking, Trading, Bloomberg, Investments, Project Finance, Financial Analysis, Public Accounting/Tax..., Fixed Income, Financial Reporting, Asset Management, Bonds, Capital Markets, Equities, Financial Modeling, Series 7, Due Diligence, Securities
Education
University of Utah - David Eccles School of Business 1996 — 1997
Master of Business Administration (MBA), Management of Technology/Marketing
Brigham Young University 1984 — 1989
Bachelor of Applied Science (B.A.Sc.), Accounting
Ascent Investment Advisors, LLC February 2009 - Present
Citigroup January 2008 - February 2009
Hunter Global Investors January 2006 - December 2007
TIAA-CREF August 1999 - January 2006
Eagle Asset Management January 1993 - July 1999
Raymond James & Associates 1986 - 1992
Skills
Equities, Asset Managment, Portfolio Management, Investments, Alternative Investments, Equity Research, Hedge Funds, Valuation, Capital Markets, Financial Modeling, Mergers & Acquisitions, Investment Banking, Securities, Bloomberg, IPO, Mutual Funds, Asset Management, Corporate Development, Risk Management, Investment Strategies, Financial Analysis, Private Placements, Investment Advisory, Emerging Markets, Asset Allocation, Investment Management, Private Equity, Finance, Real Estate
Education
Harvard Business School 1984 — 1986
MBA, Finance, Real Estate
United States Military Academy at West Point 1975 — 1979
BS, Electrical Engineering
Retired to the foothills of northern Georgia! March 2014 - Present
Raymond James & Associates November 2002 - March 2014
Tech Data September 1992 - July 2002
Florida Federal Saving Bank July 1982 - August 1991
Florida Federal Savings and Loan 1982 - 1991
Skills
Financial Reporting, Financial Analysis, Sarbanes-Oxley Act, Process Improvement, Accounting, Project Management, CAPP Certified, Auditing, Forecasting, General Ledger, Accounts Payable, Fixed Assets, Variance Analysis, Management, Customer Service, Accounts Receivable, Access, Account Reconciliation, Internal Controls, Financial Accounting, PeopleSoft, Finance, Strategic Financial..., Payroll, Cost Accounting, Managerial Finance, Internal Audit, Financial Audits, Analysis, Budgets, SAP, Financial Modeling, QuickBooks, Business Analysis, Financial Planning
Education
Eckerd College 1986 — 2001
BA, English, Marketing, Economics
IU/Purdue Extension, Ft. Wayne, IN
Raymond James Financial Services June 2005 - Present
Raymond James & Associates February 2000 - June 2005
Skills
Uniform Combined State..., Series 63, FINRA, Wealth Management..., Securities, Series 24, Retirement Planning, Mutual Funds, Asset Allocation, Series 65, Investment Advisory, Retirement, Financial Advisory, Strategic Financial..., Bonds, Alternative Investments, Investment Management, Investments, Investment Strategies
Education
Florida Atlantic University 1970 — 1972
BA, economics
Florida Atlantic University
Students Survival, Inc. February 2013 - Present
Maloney Household August 2014 - December 2014
Bloomin' Brands, Inc. June 2013 - August 2013
Hudson Middle School July 2012 - April 2013
Greater Hudson Little League August 2011 - October 2012
JW Mitchell High School February 2012 - June 2012
Raymond James & Associates March 2003 - February 2012
Ingram Micro October 1994 - January 2003
Skills
Process Improvement, Integration, SharePoint, Program Management, Project Management, Project Planning, SDLC, Visio, Change Management, Troubleshooting, CRM, Vendor Management, System Administration, MS Project, Management, Project Delivery, PMP, Software Project..., IT Strategy, Training, Leadership, Access, Team Leadership, Software Documentation, Analysis, Budgets, Business Process, Business Analysis, Business Process..., Cross-functional Team..., IT Management, Outsourcing, PMO, Requirements Analysis, Risk Management, Project Portfolio..., Start-ups, SAP, Agile Project Management, Software Development, Systems Analysis, Consulting, Contract Management, Databases, Team Building, Management Consulting, Strategy, Process Engineering, Six Sigma, Product Development
Education
Walden University 2013 — 2017
Doctor of Philosophy (PhD), Public Administration
Aspen University 2005 — 2008
MBA-PM, Project Management
Medaille College 1997 — 2003
BBA, Business
Erie Community College 1992 — 1994
AA, General Studies
Lone Star Funds April 2015 - Present
H.I.G. Capital July 2012 - April 2015
HM Capital Partners September 2007 - June 2010
Raymond James & Associates May 2006 - August 2007
Skills
Corporate Finance, Valuation, Investments, M&A experience, Financial Analysis, Financial Modeling, Private Equity, Due Diligence, Fixed Income, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 2010 — 2012
MBA
The University of Texas at Austin 2001 — 2005
BBA, MPA
Raymond James Financial Services, Inc., Member FINRA/SIPC March 2007 - Present
Raymond James & Associates June 2002 - March 2007
Raymond James & Associates June 1997 - June 2002
Raymond James & Associates January 1981 - June 1997
Skills
Finance, Securities, Investment Strategies, Financial Advisory, Series 7, Investments, Investment Advisory, Alternative Investments, Portfolio Management, ETFs, Asset Allocation, Wealth Management, Mutual Funds, Equities, Series 63, Insurance, Asset Managment
Education
Michigan Theological Seminary 1997 — 1999
Oakland University School of Business Administration
Bachelor of Science (BS), Economics--Finance Concentration
RAYMOND JAMES & ASSOCIATES October 1999 - Present
Education
Henry Ford Community College 2011 — 2014
BUSINESS ADMINISTRATION
Raymond James & Associates August 2008 - Present
UBS April 1994 - August 2008
Skills
Series 7, Retirement Planning, Asset Allocation, Investment Advisory, Wealth Management, Retirement, Investment Strategies
Education
Duke University 1979 — 1983
Bachelor of Science, Biology/Pre-Med
College for Financial Planning 2002 — 2004
Master of Science, Financial Planning
Raymond James & Associates July 2006 - Present
American National Bank 1992 - 1995
Education
Northwestern University - Kellogg School of Management 1995 — 1998
MBA, Finance
The London School of Economics and Political Science (LSE) 1992 — 1993
MSc, European Studies, (Econ.)
Harvard University 1988 — 1992
BA, Social Studies (Government, Economics, Theory)
Raymond James & Associates April 2015 - Present
Wells Fargo March 2014 - April 2015
FirstMerit Bank December 2007 - December 2013
FirstMerit Bank September 2006 - December 2007
Education
The University of Akron 2003 — 2007
Paralegal, Paralegal Studies
Liberty University
Bachelor's degree, Banking, Corporate, Finance
US Insurance Auditors Inc January 2006 - Present
2006FOUNDATION LIFE SETTLEMENTS, INC February 2001 - January 2006
RAYMOND JAMES & ASSOCIATES January 1999 - January 2001
PRUDENTIAL SECURITIES (now Wachovia) January 1997 - January 1999
PAINE WEBBER SECURITIES January 1995 - January 1997
FLORIDA ATM SYSTEMS, INC January 1990 - January 1995
Skills
Estate Planning, Strategic Financial..., Sales Management, Business Analysis, Insurance, Real Estate Development, Business Acquisition, New Business Development, Sales, Strategy, Management, Account Management, Financial Services, Finance, Strategic Planning, Portfolio Management, Start-ups, Leadership, Financial Planning, Marketing Strategy, Investments
Education
Florida State University 1985 — 1990
Dual Bachelor of Science, Economics & Political Science
Florida State University 1985 — 1990
Bachelor of Science (BS), Economics and Political Science
Raymond James Financial Services January 2012 - Present
Raymond James & Associates August 2005 - December 2011
Raymond James Financial February 2003 - August 2005
GE Financial Assurance January 2001 - January 2003
GE Financial Assurance September 1999 - December 2000
GE Financial/Life of Virginia August 1997 - September 1999
Morgan Stanley July 1987 - April 1990
Skills
Insurance, Mutual Funds, Leadership, Management, Fixed Annuities, Sales, Banking, Financial Services, Life Insurance, Fixed Income
Education
University of Michigan 1986 — 1988
MBA
Denison University 1980 — 1984
BA, Economics and English
St. Petersburg College July 2013 - Present
University of South Florida February 2013 - Present
Self employed January 2013 - Present
Raymond James Trust July 1996 - December 2012
Raymond James & Associates October 1989 - June 1996
Financial Service Corporation August 1988 - June 1989
Shearson Lehman Brothers (now Morgan Stanley) June 1987 - June 1988
Arthur Young & Company (now Ernst & Young) January 1985 - June 1987
Kluwin Dunphy Hankin & McNulty (now Hinshaw Culbertson) May 1982 - December 1984
Skills
Estate Planning, Trusts, Charitable Giving, Wealth Management, Financial Planning, Charitable Trusts, Philanthropy, business law, Personal Income Tax, Strategic Financial..., Commercial Litigation, Retirement, Charities, Income Tax, Asset Management, Investments, Retirement Planning, Securities, Finance, Investment Advisory, Wealth, Asset Allocation, Mutual Funds, Wealth Management..., Series 7, Portfolio Management
Education
Securities Industry Institute - Wharton School 1995 — 1998
Certificate of Completion
Marquette University 1979 — 1982
JD, Law
Bradley University 1975 — 1979
BS, Accounting
Wallace Stewart, LLC April 2010 - Present
Raymond James & Associates 1998 - 2010
The Robinson Humphrey Company 1979 - 1998
Skills
Business Strategy, Portfolio Management, Hedge Funds, Management Consulting, Private Equity, Project Management, Strategic Planning, Fixed Income, Financial Analysis, Change Management, Risk Management, Strategy, Mergers & Acquisitions, Capital Markets, Alternative Investments, Derivatives, Wealth Management, Securities, Trading, Social Media
Education
Woodrow Wilson College of Law
JD, cum laude
Stetson University
BA, English
University of Wales, Bangor
Honors English and Honors Linguistics
Franklin Templeton Investments May 2004 - April 2015
Franklin Templeton Investments 2015 - 2015
Franklin Templeton Investments 2015 - 2015
Franklin Templeton Investments 2005 - 2009
Wells Fargo Funds 2001 - 2003
SunAmerica Mutual Funds 2000 - 2001
Raymond James & Associates 1988 - 2000
E.F. Hutton, Inc. 1986 - 1988
US Army September 1983 - September 1986
Skills
Mutual Funds, Nonprofits, Series 7, Asset Allocation, Securities, Retirement Planning, Wealth Management, Retirement, Bonds, Investment Management, Sales, Investment Advisory, IRAs, Portfolio Management, Financial Advisory, Investment Strategies, Relationship Management, Financial Services, Investments, 401k, Series 6
Education
Furman University 1979 — 1983
BA, Psychology
U.S. Securities and Exchange Commission February 2014 - Present
US Securities and Exchange Commission November 2011 - January 2014
US Securities and Exchange Commission August 2011 - November 2011
US Securities and Exchange Commission September 2010 - August 2011
Raymond James & Associates August 2009 - July 2010
Commodity Futures Trading Commission February 2008 - August 2009
US Securities and Exchange Commission February 2007 - February 2008
US Securities and Exchange Commission August 2005 - February 2007
US Securities and Exchange Commission July 2005 - August 2005
US Securities and Exchange Commission January 2004 - July 2005
Skills
Securities Regulation, Securities, Internal Investigations, Financial Regulation, Enforcement
Education
Yale Law School 1992 — 1995
J.D.
Dartmouth College 1987 — 1991
A.B., History
Brophy College Preparatory 1983 — 1987
Raymond James & Associates January 2009 - Present
RBC Wealth Management February 2006 - December 2008
Skills
Investments, Trading, Securities, Financial Advisory, Portfolio Management
Education
Hutchinson Community College 1983 — 1993
Associates, Business Administration and Management, General
FirstSouthwest February 2015 - Present
Capital Institutional Services, Inc. September 2012 - November 2014
Raymond James & Associates October 2001 - April 2012
Knight Capital Group September 1999 - September 2001
Robert Flemings 1998 - 1999
ING Barings 1995 - 1998
Credit Suisse, First Boston 1993 - 1995
Skills
Risk Management, CRM, Trading, Asset Management, Asset Managment, Fixed Income, Sales, Equities, Investment Banking, Portfolio Management, Hedge Funds, Series 63, Analysis, Options, Series 7, Valuation, Mutual Funds, Asset Allocation, Financial Reporting, Start-ups, Strategic Planning, Equity Trading, Series 24, Securities, ETFs, Alternative Investments, FINRA, Capital Markets, Bloomberg, Equity Research
Education
Barnard College
Bachelor's degree in Economics, Economics
Barnard College/Columbia University
Bachelor of Arts (B.A.), Economics with a minor in Art History, Full Academic Scholarship
Vess Oil Corporation July 2012 - Present
Vess Oil Corporation February 2010 - June 2012
Raymond James & Associates August 2003 - January 2010
Education
University of Virginia - Darden Graduate School of Business Administration 2001 — 2003
Master of Business Administration (M.B.A.)
Harvard College 1994 — 1998
Bachelor of Arts (B.A.), Economics
Third Avenue Management March 2006 - March 2014
Sanno Point Capital Management January 2005 - March 2006
Giuliani Capital Advisors LLC (f/k/a Ernst & Young Corporate Finance) April 2001 - January 2005
Cityspree, Inc March 2000 - March 2001
Raymond James & Associates May 1995 - March 2000
Smith Barney March 1994 - April 1995
Alex. Brown & Sons, Inc. March 1993 - March 1994
Goldman, Sachs & Co. May 1990 - February 1993
Skills
Value Investing, Distressed Debt, Equities, High Yield, Chartered Financial..., CIRA, Passed CDBV..., Special Situations, Alternative Investments, Hedge Funds, Valuation, Private Equity, Financial Modeling, Debt Restructuring, Restructuring, Equity Research, Investment Management, Fixed Income, Asset Management, Capital Markets, Leveraged Finance, Institutional..., Investment Banking, Corporate Finance, Investments, Bloomberg
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), 3.7 / 4.0
University of Delaware
Bachelor of Science (BS), Finance, Marketing, Economics, 3.6 / 4.0
Raymond James & Associates
Skills
Personal Financial..., Wealth Management, Investment Strategies, Investment Management, Retirement Planning, Qualified Retirement...
Education
Indiana University Bloomington
Bachelor's Degree