Raymond James Financial Services, Inc.
Industry: Company
DescriptionHeadquarters: St. Petersburg, FL Founded: 1974 Parent organization: Raymond James Subsidiaries: Treasury Bond Receipts, Raymond James Financial Services, Inc., Asset Management Arm
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Raymond James Financial Services, Inc. Employees
Raymond James Financial Services, Inc. 2010 - Present
JPMorgan Chase 2006 - 2010
Fifth Third Securities 2002 - 2006
Bank One 1994 - 2002
Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Series 7, Retirement, Mutual Funds, Estate Planning, Investment Advisory, Fixed Annuities, Asset Allocation, Portfolio Management, Series 63, Securities, Asset Management, Life Insurance, Financial Services, IRAs, Investment Strategies, Wealth Management..., ETFs, Series 65, High Net Worth..., Variable Annuities, Long Term Care Insurance, Pensions, Finance, 401k, Financial Planning
Education
University of Cincinnati College of Business
Business/Managerial Economics
Raymond James Financial Services, Inc. May 2015 - Present
Raymond James Financial Services, Inc. September 2013 - May 2015
Raymond James Financial Services, Inc. March 2013 - September 2013
Raymond James Financial Services, Inc. October 2011 - March 2013
Raymond James Financial Services, Inc. March 2008 - October 2011
Raymond James Financial Services, Inc. January 2008 - March 2008
Raymond James Financial Services, Inc. September 2006 - December 2007
Education
University of Florida - Warrington College Of Business 2007 — 2008
MBA
University of South Florida - College of Business Administration 2001 — 2005
B.S., Management and Marketing
Expense Reduction Advisors, LLC September 2012 - Present
Legacy Wealth Advisors, LLC February 2012 - December 2014
Freedom Financial Services, Inc, An Independent Firm November 2005 - December 2014
Raymond James Financial Services, Inc. November 2005 - February 2012
UBS Wealth Management November 2000 - November 2005
Merrill Lynch May 1994 - November 2000
HJ Russell & Company 1990 - 1994
Price Waterhouse 1976 - 1978
Education
University of Alabama 1973 — 1976
BS, Accounting
Raymond James Financial Services, Inc. April 2002 - Present
Lykins Financial Group, CPAs April 1999 - March 2002
Skills
Investments, Insurance, Finance, Leadership, Business Development, Financial Advisory, Strategic Planning, Investment Management, Wealth, Tax
Education
Ohio University 1993 — 1997
Bachelor of Business Administration (B.B.A.), Finance
Law & Associates, Inc August 2013 - Present
Raymond James Financial Services, Inc. August 2013 - Present
Skills
Microsoft Office, Finance, Financial Accounting, PowerPoint, Quick Learner, Hard and efficient..., Can work in group...
Education
Kent State University 2011 — 2013
Bachelor of Business Administration (B.B.A.), Finance
Texas Bank and Trust Company September 2012 - Present
Raymond James Financial Services, Inc. June 2011 - Present
Texas Bank and Trust Company June 2007 - June 2011
Texas State Bank August 2003 - June 2007
Secured Trust Bank December 1996 - August 2003
Skills
Investments, Finance, Securities, Financial Services, Financial Advisory, Wealth Management, Banking, Financial Analysis, Estate Planning, Financial Risk, Strategic Financial..., Retirement Planning
Education
University of Texas at Tyler 1982 — 1984
BBA, Accounting
Tyler Junior College 1981 — 1982
Associate's degree, Accounting
PricewaterhouseCoopers September 2010 - Present
PricewaterhouseCoopers LLP August 2003 - September 2010
Kennedy Space Center Visitor Complex / NASA Public Visitor Program 2002 - 2003
PricewaterhouseCoopers 1999 - 2001
Raymond James Financial Services, Inc. 1992 - 1999
Skills
Project Management, Corporate Communications, Management, Business Process..., Internal Communications, Social Media, Marketing, Strategy, Process Improvement, Public Relations, Program Management, Marketing Communications, Content Management
Education
University of Florida
BS, Business Administration - Marketing
Raymond James Financial Services, Inc. January 2003 - Present
Progressive Bank 2000 - Present
Legg Mason November 1999 - January 2003
American Express Financial Advisors October 1998 - November 1999
Skills
Portfolio Management, Investment Advisory, Wealth, Insurance, Financial Analysis, Finance, Financial Planners, Financial Planning, Investment Management, 401k, Wealth Management..., Series 7, Bonds, Stocks, ETFs, Long-term Care, Life Insurance, Series 65, Long Term Care Insurance, Disability Insurance, Series 9/10
Education
Louisiana Tech University 1969 — 1973
Bachelor of Arts, Architecture
Packerland Brokerage Services, Inc.,Okauchee WI February 2012 - Present
Sierra Financial June 2005 - March 2013
Raymond James Financial Services, Inc. April 2001 - June 2005
Merrill Lynch October 1998 - April 2001
Skills
Investments, Retirement Planning
Education
Beloit College 1972 — 1976
B.A.
Wisconsin Lutheran High School 1968 — 1972
Raymond James Financial Services, Inc. August 2011 - Present
Skills
Securities, Financial Modeling, Mutual Funds, Investment Management, Series 7, Series 66, Equities, Fixed Income, Portfolio Management, Strategic Financial..., Corporate Finance
Education
Bucknell University 2007 — 2011
BSBA, Business Management
Fox Chapel 2003 — 2007
Raymond James Financial Services, Inc. 2003 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2002 - Present
A.G. Edwards & Sons, Inc. July 1994 - May 2002
Dean Witter Reynolds, Inc. June 1991 - July 1994
First Securities Company, Bond Division of First Horizon Bank December 1986 - June 1991
WALA TV March 1982 - November 1986
WLEX-TV January 1981 - March 1982
WVLK AM FM September 1979 - January 1981
WWKY September 1978 - September 1979
WOMI AM FM January 1978 - August 1978
Skills
Securities, Estate Planning, Uniform Combined State..., Wealth Management, Insurance, Mutual Funds
Education
Spring Hill College 2001 — 2008
M.A., Theology
Fordham University 1972 — 1976
B.A., Communications
Raymond James Financial Services, Inc. January 2009 - Present
Skills
Investment Advisory, Securities, Wealth Management, Series 7
Education
Middle Tennessee State University 2006 — 2009
BBA, Finance
Mobile Meals, Inc. November 2014 - Present
City of Barberton - Parks & Recreation February 2011 - Present
Summa Barberton & Summa Wadsworth Hospitals January 2011 - Present
Raymond James Financial Services, Inc. May 2002 - Present
Barberton City School District January 2006 - January 2014
Barberton Community Foundation September 2003 - January 2014
Skills
Investments, Wealth Management, Fundraising, Finance, Financial Advisory, Securities, Nonprofits, Business Planning, Non-profits, Management, Program Management, Team Leadership, Government, Tax, Training, Strategic Planning
Education
Ashland University 1995 — 1999
Master of Business Administration (M.B.A.), Executive Mangement
Tiffin University 1985 — 1989
Bachelor's degree, Criminal Justice/Law Enforcement Administration
Phillips Financial, An Independent Firm 1982 - Present
Raymond James Financial Services, Inc. 1998 - Present
Starkville Bridges Out of Poverty Initiative 2011 - 2014
Skills
Wealth Management..., Investments, Wealth Management, Strategic Financial..., Business Planning, Financial Advisory, Finance, Wealth, Securities, Estate Planning, Public Speaking, Financial Services, Retirement Planning, Tax, Asset Management, Portfolio Management, 401k, Investment Advisory, Financial Planners, Mutual Funds, Series 7, Retirement, Wealth Enhancement and..., Legacy and Estate..., Strategic Planning, FINRA, Investment Management, Investment Strategies, IRAs, Asset Allocation, Series 63
Education
Southern Illinois University, Carbondale 1978 — 1980
MS
Mississippi State University 1974 — 1978
BA
Raymond James Financial Services, Inc. April 2000 - Present
Skills
Wealth Management, 401k Implimentation and..., Estate Planning, Retirement Planning, Strategic Financial..., Asset Allocation, Investment Advisory, Financial Advisory, Investment Strategies, Financial Modeling, Asset Management, Portfolio Management, Mutual Funds, Fixed Income, Alternative Investments, Equities, Securities, Series 7, Series 63, Investments, Financial Analysis
Education
Boston University - School of Management 1990 — 1994
Bachelor of Arts (B.A.), Finance, General
The Hebrew University
The Hebrew University
Indiana University December 2008 - Present
Raymond James Financial Services, Inc. May 2004 - Present
LaSalle St Securities June 1998 - May 2004
Skills
Retirement, Strategic Financial..., Long-term Care, Life Insurance, Retirement Planning, Fixed Annuities, Investments, Long Term Care Insurance, Insurance, Term Life Insurance, Health Insurance, 401k, Employee Benefits, Series 7, Disability Insurance, Risk Management, Financial Planners, Benefits Administration, Financial Analysis, Wealth, Finance
Education
Indiana University Bloomington 1981 — 1985
Bachelor's degree, Marketing
Indiana University Bloomington 1981 — 1985
BS, Marketing
Raymond James Financial Services, Inc. January 2002 - Present
Keating & Associates, Inc. July 2000 - Present
Skills
Financial Advisory, Securities, Financial Goals, Insurance, Employee Benefits, Wealth Management, Finance, Strategic Financial..., Retirement, Estate Planning, Fixed Annuities, Asset Allocation, Investments, Small Business, Retirement Planning, Wealth, 401k, Financial Planning
Education
Kansas State University
Bachelor of Science in Business Administration, Finance, Economics
Raymond James Financial Services, Inc. March 2009 - Present
O'Dell Capital Management March 2009 - Present
Edward Jones June 1991 - March 2009
Skills
Portfolio Management, Financial Advisory, Securities, Investments, Asset Allocation, Investment Strategies, Retirement Planning, Banking, Finance
Education
College for Financial Planning 2001 — 2001
AAMS, Accredited Asset Management Specialist
Truman State University 1987 — 1991
BS, Business Administration
Raymond James Financial Services, Inc. March 2013 - Present
Wells Fargo Advisors April 1999 - March 2013
A.G. Edwards 1999 - 2007
Service Corporation International 1994 - 1998
Paine Webber January 1993 - July 1995
Skills
Personal Financial..., Estate Planning, Retirement Planning, Investment Advisory..., Asset Management, Asset Allocation, Long-term Care, Life Insurance, Securities, Portfolio Management, Financial Advisory, Investments, Investment Advisory, Series 7, Series 63, Retirement, Finance, Mutual Funds, Wealth Management, Fixed Annuities, 401k, Uniform Combined State..., IRAs, Series 65, Financial Planners, Wealth Management..., 529 Plans, Wealth Accumulation, ETFs, Investment Strategies, 401k Rollovers, Saving for Education, Variable Annuities, Wealth, Strategic Financial..., Long Term Care Insurance, Certified Financial..., Financial Planning
Education
New Mexico State University 1984 — 1988
Bachelor of Business Administration (BBA), Marketing
North Texas State Unviersity 1983 — 1984
Pension Benefit Guaranty Corporation January 2011 - January 2013
Cherry Asset Management, a division of Cherry, Inc. July 2009 - January 2011
Northern Trust Value Investors, a division of Northern Trust Corp. April 2005 - August 2008
Northern Trust Value Investors, a division of Northern Trust Corp. September 2002 - April 2005
Klayman & Toskes, P.A. July 2001 - August 2002
AXA Financial, Inc. (formerly The MONY Group, Inc.) October 2000 - April 2001
Raymond James Financial Services, Inc. May 1999 - October 2000
Education
Columbia University - Columbia Business School 2011 — 2013
Master of Business Administration, Executive Program
University of Florida - Warrington College Of Business 1996 — 2000
Bachelor of Science in Business Administration, Finance
Raymond James Financial Services, Inc. September 2015 - Present
Austin Peay State University August 2014 - August 2015
Austin Peay State University August 2010 - May 2015
APSU Athletics Department June 2013 - June 2014
Skills
Customer Service, Microsoft Excel, Outlook, Microsoft Office, Microsoft Word, PowerPoint, English, Budgets, Strategic Planning, Windows, Negotiation, Financial Analysis, Research, Public Speaking, Management, Event Planning, Leadership, Social Media, Public Relations
Education
Austin Peay State University 2014 — 2015
Master of Science (M.S.), Management
Austin Peay State University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General, Junior
Raymond James & Associates, Inc. May 2014 - Present
Raymond James Financial Services, Inc. April 2012 - May 2014
USAA September 2010 - March 2012
Waddell & Reed January 2009 - June 2010
Ameriprise Financial Services, Inc. August 2007 - October 2008
Skills
Series 7, Series 66, Series 24, 2-15 Life, Health, and..., Financial Planning, Risk Management, Tax Planning, Retirement Planning, Investment Planning, Estate Planning, FINRA, Social Media, Outlook, Investments, Financial Advisory, Portfolio Management, Securities, Strategic Financial..., Uniform Combined State..., Asset Allocation, Financial Services, Mutual Funds
Education
Florida State University 2003 — 2007
Bachelor of Science (BS), Finance, General
Convention of States October 2014 - Present
Brentwood Asset Management Company, Inc. October 2000 - Present
Raymond James Financial Services, Inc. October 2000 - March 2014
Dain Rauscher Incorporated November 1992 - October 2000
PaineWebber May 1987 - November 1992
Rotan Mosle, Inc. February 1979 - May 1987
Rotan Mosle, Inc. June 1978 - February 1979
Skills
Comprehensive Financial..., Wealth Management, Retirement Planning, Financial Goals, Financial Modeling, Certified Financial..., Financial Planning, Finance, Due Diligence, Asset Management, Financial Advisory, Leadership, Portfolio Management, Investments
Education
University of Arizona 1976 — 1978
Business, Finance
Rollins College 1974 — 1976
Business
Raymond James Financial Services August 2014 - Present
Raymond James Financial Services September 2010 - July 2014
Raymond James Financial Services, Inc. January 2006 - September 2010
Raymond James Financial Services June 2004 - December 2005
T. Rowe Price 2000 - 2004
Skills
Series 24, Asset Managment, Series 7, Series 66, Securities, FINRA, Mutual Funds, Series 63, Uniform Combined State..., Investment Advisory, Wealth Management, Retirement Planning, Investments, Asset Allocation, Financial Services, Series 6
Education
Florida State University - College of Business
Bachelor of Science, Finance, Marketing
University of Tampa
MBA, Management
Raymond James Financial Services, Inc. June 2003 - Present
Skills
Retirement Planning, College Savings Plans, Wealth Management, Trust Services, Goal Setting, Finance, Securities, Marketing, Financial Planning
Education
University of South Florida 2001 — 2003
Bachelor of Arts (BA), Finance, General
State College of Florida-Manatee-Sarasota 1998 — 2001
Associate of Arts (AA), Business Administration and Management, General
Raymond James Financial Services, Inc. June 2005 - Present
Collier Financial Solutions, Inc June 2005 - Present
Bank of America Merrill Lynch April 1994 - April 2005
Morgan Stanley January 1988 - December 1990
Merrill Lynch July 1985 - January 1988
Skills
Retirement Planning, 401k, Investment Advisory, IRAs, Estate Planning, Retirement, High Net Worth..., Asset Allocation, 401k Rollovers, Investment Strategies, 529 Plans, Deferred Compensation, Money Management, Wealth Accumulation, Roth IRA, Comprehensive Wealth..., Retirement Income..., Long Term Care, Private Wealth..., Wealth Transfer, Wealth Preservation, Asset Management, Insurance Planning, IRA's, Financial Planning, Annuities
Education
Marshall University 1974 — 1976
Business, Management, Marketing
The American College
CFP, Certification for CFP Board
Raymond James Financial Services, Inc. 1988 - Present
Skills
Strategic Financial..., Retirement Income..., Asset and Portfolio..., Risk Management, Corporate Stock Option..., Net Unrealized...
Education
University of California, Berkeley
Bachelor of Arts (BA), Economics
Raymond James Financial Services, Inc. August 1994 - Present
Piper Jaffray November 1985 - August 1994
Skills
Retirement Planning, Mutual Funds, Securities, Wealth Management, Retirement, Series 63, Series 7, Series 24, Uniform Combined State..., Asset Allocation
Education
Idaho State University
Bachelor's degree, Political Science and Economics
Raymond James Financial Services, Inc. July 1985 - Present
Education
East Tennessee State University 1971 — 1975
Bachelor of Science (BS)
NEXT Financial Group, Inc. February 2005 - Present
Raymond James Financial Services, Inc. July 1997 - January 2005
PaineWebber April 1995 - June 1997
Principal Financial Securities January 1992 - April 1995
Texas Commerce Bank-McAllen Texas 1985 - 1990
Skills
Investments, Mutual Funds, Retirement Planning, Series 7, Investment Advisory, Asset Allocation, Wealth Management, Asset Managment, Securities, Portfolio Management, Investment Strategies, Series 63, Strategic Financial..., Retirement, 401k, Series 24, Life & Health Insurance..., ETFs, Variable Annuities, Life Insurance, Disability Insurance, IRAs, 401k Rollovers, Separately Managed..., Wealth Management..., Financial Planners, Wealth, Term Life Insurance, Health Insurance, Equities, Roth IRA, Fixed Income, Employee Benefits, 529 Plans, Asset Management, Financial Advisory, Fixed Annuities, Series 6, Uniform Combined State...
Education
The University of Texas-Pan American 1980 — 1985
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Mission High School 1972 — 1976
Graduate, General
Luna & Herren Investment Group February 2005 - Present
Raymond James Financial Services, Inc. February 2005 - Present
Prudential Securities / Wachovia Securities June 2000 - February 2005
J. C. Bradford & Co. October 1985 - June 2000
US Navy January 1975 - March 1981
Skills
Investments, Estate Planning, Retirement Planning, Wealth Management, Asset Managment, Securities, Mutual Funds, 401k, IRAs, Stocks, Insurance, Long Term Care Insurance
Education
Tennessee Technological University
Bachelor of Science (BS)
Raymond James Financial Services, Inc. October 1999 - Present
Skills
Investments, Retirement, Retirement Planning, Wealth Management, Portfolio Management, Strategic Financial..., Securities, Series 7, Financial Advisory, Mutual Funds, Series 63, Asset Allocation, Investment Advisory, FINRA, Fixed Annuities, Retirement Income..., Series 24, Uniform Combined State...
Education
College for Financial Planning 2005 — 2006
Certified Financial Planner™
Austin Peay State University
McGee Wealth Management 1992 - Present
Raymond James Financial Services, Inc. 1992 - Present
Skills
Wealth Management, Financial Advisory, Securities, Series 63, Wealth, Pensions, Management, FINRA, Long Term Care Insurance, Organizational..., Series 7, Asset Allocation, Investments, Certified Financial..., Life Insurance, Term Life Insurance, Retirement Planning, Customer Service, Asset Management, Small Business, Investment Advisory, Mutual Funds, Strategic Planning, Microsoft Excel, Alternative Investments, Estate Planning, Strategic Financial...
Education
Portland State University 1992 — 1995
Bachelor of Science (B.S.)
F & M Investment Services 2010 - Present
Raymond James Financial Services, Inc. August 2007 - Present
UBS Financial Services/Piper Jaffray & Co. 1997 - 2007
Bank of America Investment Services 1990 - 1997
Dean Witter Reynolds 1989 - 1990
Skills
Series 7, Insurance, Investments, Financial Advisory, Wealth Management..., Wealth Management, Risk Management, Commercial Lending, Retirement, Securities, Strategic Financial..., Equities, Credit, Asset Allocation, Disability Insurance, Fixed Annuities, Financial Analysis, Finance, Banking, Financial Planners, Loans, Relationship Management, Financial Services, Mortgage Lending, Alternative Investments, Investment Strategies, Asset Management, Life Insurance, Long-term Care, Wealth, Portfolio Management, Small Business, Investment Advisory, Employee Benefits, 401k, Commercial Banking, Estate Planning, Mutual Funds, Mergers & Acquisitions, Credit Analysis, Retirement Planning, Term Life Insurance
Education
San Diego State University-California State University
Bachelor of Arts Degree, Business Administration
Raymond James Financial Services, Inc. 2009 - Present
True North Capital Group, Inc., an independent firm 2009 - Present
Smith Barney 2001 - 2008
Prudential Securities 1994 - 2000
Skills
Retirement Planning, Strategic Financial..., Management, Small Business, Financial Advisory, Fixed Annuities, Investments, 401k, Investment Management, Wealth, Securities, Project Planning, Estate Planning, Analysis, Retirement
Education
Monfort College of Business 1981 — 1983
M.S., Business Administration
New Mexico State University 1977 — 1981
B.S., Chemical Engineering
Wagener-Lee, LLC An Independent Registered Investment Advisor September 2014 - Present
Raymond James Financial Services, Inc. September 2014 - Present
Mainstreet Wealth Management, LLC June 2013 - April 2014
Salisbury University/Anqing Normal University August 2012 - May 2013
Salisbury University January 2011 - August 2012
Senor cigars May 2010 - October 2011
US Army July 2002 - May 2008
Education
Salisbury University 2011 — 2013
Bachelor of Arts, International Relations
Wor-Wic Community College 2008 — 2011
Associate Degree, General Education
Basic Non-Commissioned Officer Course 2005 — 2005
Infantry Leadership, 91.25%
Warrior Leader Course 2005 — 2005
Waller & Wax Advisors, Inc. - An Independent Financial Planning Firm January 2002 - Present
Raymond James Financial Services, Inc. May 1996 - December 2002
Skills
Series 7, FINRA, Finance, Estate Planning, Investment Advisory, Strategic Financial..., Asset Allocation, Mutual Funds, Retirement, Investments, Alternative Investments, Fixed Annuities, Investment Strategies, Wealth Management..., Series 63, Financial Planners, Asset Management, Series 65, 401k, Wealth, Small Business, ETFs, Series 24, Uniform Combined State..., Financial Analysis, Equities, Options, Risk Management, Credit, Disability Insurance, Mergers & Acquisitions, Investment Management, Personal Finance, Insurance, Financial Services, Portfolio Management, Banking, Certified Financial..., 401k Rollovers, Long-term Care, IRAs, Private Equity, Life Insurance
Education
College for Financial Planning 2000 — 2001
CFP, Financial Planning
Tulane University - A.B. Freeman School of Business 1990 — 1994
BSM, Marketing
Boca Ciega
Western Reserve Resources Corporation May 2007 - Present
Raymond James Financial Services, Inc. May 2007 - Present
Laura Nicole Designs May 2008 - Present
Education
Spring Arbor University 2004 — 2007
Bachelors of Science, Psychology
Raymond James Financial Services, Inc. 2003 - Present
Plant Technology Inc. March 1986 - June 2003
Skills
Investment Advisory, Wealth Management, Retirement Planning, Retirement, Series 7
Education
Penn State University
Financial Planning and Services
The American College
Kirtland Financial Management August 1999 - Present
Independent Registered Investment Adviser May 1999 - Present
Raymond James Financial Services, Inc. August 1996 - Present
Skills
Retirement Planning, Wealth Management..., Estate Planning, Financial Goals, Asset Allocation, Financial Advisory, Series 7, Investment Management, Financial Planners, Wealth, Finance, Retirement, Securities, FINRA, Financial Planning, Mutual Funds, comprehensive financial..., world class customer..., fee based investment...
Education
University of Miami 1971 — 1972
MA, Economics
The University of Georgia 1969 — 1971
BBA, Economics
Presbyterian College 1967 — 1969
Economics
Hamilton Financial Group October 1995 - Present
Raymond James Financial Services, Inc. January 2000 - Present
EisnerAmper LLP 1987 - 1991
Skills
Tax, GAAP, Tax Returns, Tax Preparation, Income Tax, Financial Reporting, Corporate Tax, General Ledger, Accounting, Auditing, Tax Research, Account Reconciliation, Financial Accounting, Financial Statements, Journal Entries
Education
The College of New Jersey 1983 — 1987
bs, Accounting
Raymond James Financial Services, Inc. March 2003 - Present
Prudential Securities October 1998 - March 2003
PaineWebber May 1993 - October 1998
Skills
Investments, Retirement Planning, Securities, Series 7, Mutual Funds, Wealth Management, Retirement, Investment Advisory, Insurance, Annuities, Retirement Income...
Education
University of California, Los Angeles 1986 — 1991
Bachelor's degree
Dana Hills High School 1982 — 1986
GE, GE, 9-12
Raymond James Financial Services, Inc. June 2009 - Present
Smith Barney May 1995 - June 2009
Education
Lehigh University 1975 — 1979
BS
Financial Planning Consultants, Inc. September 2002 - Present
Raymond James Financial Services, Inc. September 2002 - Present
Skills
Office Management, Customer Service, Accounts Payable, Human Resources, Accounting, Access, Administrative..., Spreadsheets, Office Administration, Management, Data Entry, Outlook, QuickBooks, Invoicing, Accounts Receivable, Payroll, Confidentiality, Telephone Skills, Leadership, Microsoft Word, Microsoft Excel, Expense Reports
Education
Indiana Business College 2001 — 2002
Associate Degree, Business Administration
Cornerstone Retirement Advisors, Inc. March 2013 - Present
Raymond James Financial Services, Inc. April 2006 - Present
The Financial Group, LLC - An Independent Firm December 2009 - March 2013
US Navy May 1990 - January 1994
Skills
Retirement Planning, Financial Planning, Retirement, Asset Management, Investment Strategies, Alternative Investments, Bonds, Risk Management, Strategic Financial..., Asset Managment, FINRA, Securities, Wealth, Estate Planning, Wealth Management..., Loans, Financial Planners, Series 7, Financial Analysis, Finance, Cash Management, Investment Advisory, Uniform Combined State..., Investment Management, Wealth Management, Series 63, Financial Services, Credit, Banking, Asset Allocation, Portfolio Management, Management, Fixed Annuities, IRAs, Financial Advisory, Investments, Mutual Funds
Education
Northern Kentucky University—Salmon P. Chase College of Law 1994 — 1998
JD, Law
The George Washington University - School of Business 1986 — 1990
BBA, Finance
Raymond James Financial Services, Inc. October 2009 - Present
First Financial Bank and First Financial Wealth Management September 2009 - Present
Irwin Union Investor Services November 1985 - September 2009
Arvin Industries September 1981 - November 1985
Skills
Retirement Planning, Banking, Investment Advisory, Wealth Management, Investments, Portfolio Management, Mutual Funds
Education
Purdue University 1968 — 1972
BS, Economics
Central Catholic High School
Vignocchi Insurance & Financial Services. September 1993 - Present
Harbor Financial Services, LLC, Vignocchi Financial February 2007 - July 2013
Raymond James Financial Services, Inc. May 1993 - March 2007
Raymond James & Associates August 1977 - September 1993
Skills
Retirement planning, Retirement guaranteed..., Comprehensive Wealth..., Securities, Financial Services, Finance, Retirement, Investment Advisory, Investment Strategies, Fixed Annuities, Tax, FINRA, Asset Management, 401k Rollovers, Wealth Management, 401k, Asset Allocation, Financial Advisory, Strategic Financial..., Estate Planning, Sales, Series 7, Wealth, Financial Planners, Mutual Funds, Long-term Care, Series 63, Financial Goals, Marketing, Bonds, Alternative Investments, Life Insurance, Strategic Planning, Investments, Portfolio Management, Savings, Term Life Insurance, Personal Finance, Investment Management, Pensions, Options, Stocks, Insurance, Protection, Whole Life, Equities, Retirement Planning, Loan Origination
Education
Northern Illinois University 1969 — 1971
BS Ed, Earth space science comprehensive major
Westmar college 1966 — 1968
teacher education, Science, Art, History, Psycology
lake forest High
Raymond James Financial Inc. April 2014 - Present
Raymond James Financial Services, Inc. September 2010 - April 2014
Webster University 2006 - 2014
Webster University 2006 - 2014
Raymond James Financial January 2004 - September 2010
Wharton High School August 1998 - June 2000
Skills
Adult Education, Staff Development, Teaching, Needs Analysis, Instructional Design, Leadership Development, Organizational..., Career Development, Training, Budgets, E-Learning, Coaching, Leadership, Workshop Facilitation, Interviews, Career Counseling, Human Resources, Performance Management, Captivate, Management, Organizational..., Talent Management, Employee Benefits, Onboarding, Team Building, Employee Training, Conflict Resolution, Employee Engagement, Succession Planning, Resume Writing, Change Management, Executive Coaching, Performance Improvement, Program Management, Training Delivery, Instructor-led Training
Education
Webster University 2003 — 2004
M.A., Human Resources Management
Webster University (AT) 2001 — 2003
M.A., Human Resources Development
Florida State University 1994 — 1998
B.S., Family and Consumer Sciences Education
Ameriprise Financial October 2009 - Present
The Referral Partnership 2012 - 2013
Ameriprise Advisor Services, Inc July 2004 - October 2009
Raymond James Financial Services, Inc. June 2002 - June 2004
Morgan Stanley DW, INC May 2001 - June 2002
Winning on Wall Street May 1998 - June 2000
Education
State University of New York at Albany 1994 — 1998
Raymond James Financial Services, Inc. October 2014 - Present
LPL Financial January 1997 - October 2014
Financial Network Investment Corporation, Member SIPC January 1984 - December 1996
Ford Financial Associates July 1981 - December 1983
Skills
Retirement Planning, Wealth Management, Finance, Mutual Funds, FINRA, Series 7, Series 63, Insurance, Investment Advisory, Process Improvement
Education
Hartwick College 1975 — 1979
BA, Economics
Fehrman Investment Group July 2009 - Present
Raymond James Financial Services, Inc. July 2009 - Present
SunTrust Investment Services November 1995 - July 2009
Skills
Financial Planning, Estate Planning, Asset Allocation, Asset Management, Retirement Planning, Investments, 401k, Strategic Financial..., Asset Managment, Securities, Investment Banking, Uniform Combined State..., Financial Advisory, Investment Strategies, Investment Advisory, Portfolio Management, Financial Planners, Fixed Annuities
Education
University of Georgia - Terry College of Business 1990 — 1993
BBA, Finance
Make Your Money Count, LLC 2007 - Present
Raymond James Financial Services, Inc. August 2009 - September 2014
Merrill Lynch September 2002 - August 2009
Skills
Strategic Financial..., Investments, Retirement, Financial Advisory, Portfolio Management, Securities, Strategic Planning, Investment Management, Public Speaking, Finance, Asset Management, Retirement Planning, Financial Planning, Estate Planning, Management, Mutual Funds
Education
College for Financial Planning 2004 — 2006
CFP, Financial Planning and Insurance, Retirement Planning, Investments, Estate Planning, Income Taxation
University of Wisconsin-River Falls
Raymond James Financial Services, Inc. January 2008 - Present
Raymond James and Associates, Inc. 2006 - 2008
Education
Montclair State University
Business / Accounting, Financial Planning
Raymond James Financial Services, Inc. May 2007 - Present
Navancer Group - An Indendent Firm May 2004 - Present
Mutual Service Corp. April 1994 - February 2004
North American Benefits Network February 1992 - May 1994
Skills
Series 7, Investment Advisory, Financial Analysis, Estate Planning, Disability Insurance, FINRA, Securities, Long-term Care, Asset Allocation, Fixed Annuities, Retirement Planning, Strategic Financial..., Financial Advisory, 401k, Portfolio Management
Education
The University of Akron 1986 — 1990
Bachelor’s Degree, Accounting
The American College 1991 — 1993
Chartered Financial Consultant, Finance and Financial Management Services
Raymond James Financial Services, Inc. February 2015 - Present
Ameriprise Financial Services, Inc. March 2014 - February 2015
Morgan Stanley June 2012 - February 2014
Cebert Wealth Management Group April 2007 - June 2012
Raymond James Financial, Inc. August 2006 - April 2007
LPL Financial May 2005 - September 2006
South Trust Securities Inc August 1998 - April 2005
Raymond James Financial, Inc. June 1993 - August 1998
Education
National Education Center - Bauder College 1985 — 1987
Associate of Arts (AA), Fashion Merchandising
Lakeview High School 1980 — 1985
High School Diploma
BSH Financial Services, LLC October 2008 - Present
Raymond James Financial Services, Inc. October 2008 - Present
Smith Barney February 2001 - October 2008
Olde Discount Stockbrokers January 1993 - February 2001
Skills
Estate Planning, Fixed Annuities, Portfolio Management, Retirement Planning, Financial Planning, Life Insurance, Long Term Care Insurance, 529 Plans, Variable Annuities, 401k Plans, Disability Insurance
Education
Indiana University-Purdue University at Indianapolis 1990 — 1992
B.S. Business, Finance
Indiana University Bloomington 1987 — 1989
Business
LegacyTexas August 2002 - Present
Raymond James Financial Services, Inc. August 2002 - Present
Skills
Retirement Planning, Portfolio Management, Strategic Financial..., Investment Advisory, Securities, Series 7, Financial Advisory, Investments, Wealth Management, FINRA, Loans, Retirement, 401k, Mutual Funds, Asset Management, Estate Planning, Finance, Insurance, Financial Services, Life Insurance, Asset Allocation, Series 24, Fixed Annuities, Variable Annuities, Relationship Management, Risk Management, Financial Analysis, Wealth Management..., Series 65, Alternative Investments, IRAs, ETFs
Education
Texas Tech University 1985 — 1990
BBA, Finance
Texas Tech University 1985 — 1990
BBA Finance, Family Financial Planning
Kelly, Realtors October 2013 - Present
LearnVest Planning Services June 2013 - January 2014
LearnVest Planning Services July 2012 - January 2014
Raymond James Financial Services, Inc. August 2009 - July 2012
Extraco Banks March 2002 - July 2012
Edward Jones November 1999 - March 2002
KWTX-TV April 1996 - June 1999
Skills
Personal Finance, Retirement Planning, Investment Advisory, Insurance, Banking, Asset Allocation, Investment Strategies, Non-profit Fund..., Media/Public Speaking, Public Speaking, Portfolio Management, Strategic Financial..., Finance, Financial Advisory, Life Insurance, Securities, Small Business, Estate Planning, Series 7, Wealth Management, Financial Services, Mutual Funds, Retirement, Certified Financial..., Wealth Management..., 401k, Financial Planning
Education
Baylor University 1993 — 1997
Bachelor of Arts (BA), University Scholars
Caddo Magnet High School
WealthTarget Inestment Advisors, LLC July 2002 - Present
Raymond James Financial Services, Inc. January 1999 - Present
Robert Thomas Securities, Inc. June 1995 - January 1999
Skills
Retirement Planning, Investments, Investment Advisory, Financial Advisory, Finance, Securities, Investment Management, Tax, Series 7, Retirement, Wealth Management, Strategic Financial..., Asset Allocation, Mutual Funds, Fixed Annuities
Education
California State University-Bakersfield 1995 — 1997
Bachelors of Science, Business Administration-Finance
Raymond James Financial Services, Inc. March 2011 - Present
Rice University 2012 - 2014
Bank of America Merrill Lynch May 2004 - March 2011
Raymond James Financial April 1995 - May 2004
Zions Investment Securities July 1994 - April 1995
First Community Bank April 1993 - July 1994
Great American Bank / Liberty Financial Services October 1990 - April 1993
Waddell & Reed January 1990 - October 1990
US Navy July 1981 - October 1988
Skills
401k, Investment Management, Wealth Management..., Estate Planning, Financial Planning, Retirement Planning, Insurance Planning, Retirement Income..., Charitable Planning
Education
The American College 2010 — 2011
Masters of Science (MSM), Management w/emphasis in Leadership
University of Phoenix 2007 — 2010
Bachelors of Science (BS/F), Finance
Miramar College 1987 — 1989
Associates of Arts (AA), General Studies
Corona del Sol High School 1979 — 1981
General Studies
Raymond James Financial Services, Inc. June 1999 - Present
Bassett, Dawson & Foy, Inc. February 1997 - Present
Skills
Retirement, Retirement Planning, Investment Advisory, Investments, Insurance, Wealth Management, Asset Allocation, IRA Rollovers, Financial Planning, Insurance Planning, Retirement Income..., Wealth Accumulation
Education
University of Delaware 1995 — 1999
BA, Economics and Criminal Justice
Pennsbury High School
Raymond James Financial Services, Inc. August 2010 - Present
First Investors Corporation October 1985 - August 2010
Education
The American College 1996 — 1999
CFP, Financial Planning
Raymond James Financial Services, Inc. March 1992 - Present
A.G. Edwards January 1983 - June 1985
Skills
Investments, Finance, Wealth Management, Retirement Planning, Series 7, Mutual Funds, Financial Planning, Portfolio Management, Investment Advisory, Retirement, Asset Allocation, Securities, Series 63, Microsoft Office, Customer Service, Public Speaking
Education
Pace University 1964 — 1968
Bachelor's degree, Marketing
CBA class of 1963, Lincroft,NJ 1960 — 1963
Eagle Wealth Strategies - An Independent Firm January 1989 - Present
Raymond James Financial Services, Inc. 1989 - Present
EF Hutton 1982 - 1989
Skills
Retirement Planning, Retirement, Strategic Financial..., Strategic Planning, Financial Services, Estate Planning, Certified Financial..., Wealth Management..., Wealth Management, Financial Advisory, Financial Planners, Investment Strategies, Investments, Portfolio Management, Investment Advisory, Securities, Finance, Banking, Insurance, Mutual Funds, Wealth Accumulation, 401k, Asset Allocation, Uniform Combined State..., IRAs, Wealth, Long-term Care, Fixed Annuities, Public Speaking, Series 63, Series 7
Education
Rowan University
BS, Management
Raymond James Financial Services, Inc. March 1999 - Present
United States Marine Corps 1990 - 2000
AG Edwards 1998 - 1999
Merrill Lynch 1994 - 1998
Education
Webster University 1991 — 1993
Master of Business Administration (M.B.A.)
Auburn University 1986 — 1990
Bachelor of Science (B.S.), Management
JP Morgan Chase Bank N.A. April 2015 - Present
JPMorgan Chase Bank N.A. May 2014 - April 2015
AXA Advisors November 2013 - May 2014
Raymond James Financial Services, Inc. September 2012 - September 2013
Merrill Lynch June 2008 - September 2012
Merrill Lynch April 2007 - June 2008
Education
University of California, Irvine 2004 — 2008
Deloitte September 2015 - Present
University at Albany August 2013 - May 2015
Deloitte & Touche, LLP June 2014 - July 2014
LeverPoint Management, LLC January 2014 - May 2014
The Ayco Company, L.P. May 2011 - August 2013
Global Equity Fund January 2011 - April 2011
Global Financial Advisors August 2010 - December 2010
Raymond James Financial Services, Inc. May 2010 - September 2010
Skills
Series 7, Microsoft Excel, Bloomberg, Equity Research, Financial Accounting, Financial Statement..., Microsoft Office
Education
State University of New York at Albany
Master of Science, Accounting
Brigham Young University
Bachelor of Science, Business Management: Finance
Raymond James Financial Services, Inc. September 2010 - Present
Sterling Fox Financial Services September 2010 - Present
Edward Jones Investments January 2000 - September 2010
Holly Springs Chamber of Commerce 2007 - 2008
IBM April 1988 - January 2000
Skills
Tax, Money Management, Managing Accounts, Series 7, Retirement Planning, Strategic Financial..., Retirement, Portfolio Management, Estate Planning, Financial Advisory, Finance, Uniform Combined State..., Series 63, Fixed Annuities, Alternative Investments, Financial Planners, Wealth Management, Asset Allocation, 401k Rollovers, 401k, FINRA, Investment Advisory, Mutual Funds, Securities, Investment Strategies, Insurance, Asset Management, Investments, Wealth Management..., IRAs, Series 24, Investment Management, Wealth, Variable Annuities, Wealth Accumulation, Long-term Care, Roth IRA, Disability Insurance, Life Insurance, Long Term Care Insurance, Financial Services, Term Life Insurance, Stocks, 529 Plans, Financial Planning
Education
University of New Haven 1989 — 1991
MBA, Finance
Brigham Young University 1984 — 1988
BS, Business Management
Trumbull High School
Raymond James Financial Services, Inc. May 2015 - Present
Raymond James Financial Services Advisors, Inc. July 2014 - May 2015
Raymond James Financial Services Advisors, Inc. July 2013 - July 2014
Raymond James Financial Services 2011 - July 2013
Gulfcoast Legal Services, Inc May 2010 - August 2010
The Hartford 2007 - 2008
Skills
Public Speaking and..., Strategic Communications, Analitical, Innovativeness, Diligent, Client-focused, Coachable
Education
Stetson University College of Law 2008 — 2011
J.D., Law
Marist College 2004 — 2008
B.A./B.A, Economics and Political Science
Frampton Kimmel Group - An Independent Firm June 2002 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC October 1995 - Present
Raymond James Financial Services, Inc. October 1995 - Present
- 2003 - 2011
Members Investment Services October 1995 - May 2002
Skills
Public Speaking, Team Building, Leadership, Strategic Planning, Small Business, Marketing, Sales, Social Media Marketing, Marketing Strategy, Customer Service
Education
College for Financial Planning 2009 — 2010
Masters in Personal Financial Planning
College for Financial Planning 1999 — 2003
CFP® Designation, Financial Planning
The University of Akron 1978 — 1982
BS in Industrial Management, Business
Woodridge HS
Raymond James Financial Services 2011 - Present
Raymond James Financial Services, Inc. 1998 - Present
Raymond James Financial Services July 1992 - Present
Baikie & Alcantara Investments January 1987 - June 1992
Dean Witter August 1981 - January 1987
Skills
High Net Worth..., Retirement Planning, Strategic Financial..., Investments, Estate Planning, Financial Analysis, Asset Management, Financial Planning, Stockbroking, Trust Services, Philanthropy
Education
College for Financial Planning
CRPC, Retirement Planning
University of California, Berkeley 1975 — 1984
M.F.A., Sculpture
North Financial Consultants LLC December 2008 - Present
Raymond James Financial Services, Inc. October 2004 - December 2008
Morgan Keegan & Company, Inc. August 2000 - October 2004
A.G. Edwards & Sons, Inc. July 1998 - August 2000
Raymond James & Associates, Inc. November 1993 - July 1998
Skills
Annuities, Mutual Funds, 401k, 529 Plans, Roth IRA
Education
Florida Atlantic University 1989 — 1992
BA, Finance
Raymond James Financial Services, Inc. March 2001 - Present
Skills
Investments, Financial Advisory, Strategic Planning, Estate Planning, Retirement Planning, Strategic Financial..., Public Speaking, Customer Service, Project Planning, Financial Analysis, Business Planning, Process Improvement, Employee Benefits, Personal Finance, Retirement, Risk Management, Program Development, Entrepreneurship, Succession Planning, Asset Managment
Education
Arizona State University - W. P. Carey School of Business 1990 — 1996
Masters Health Services Administration
Hudson Valley Community College 1974 — 1976
AAS
Colonie Central High School 1970 — 1974
HS Diploma
Raymond James Financial Services
Kauffman Wealth Services, Inc., an Independent Firm November 1988 - Present
Raymond James Financial Services, Inc. November 1988 - Present
Union Station Homeless Services January 2015 - Present
Social Venture Partners Santa Barbara 2013 - 2014
Hearts Adaptive Riding 2009 - 2014
Social Venture Partners Santa Barbara 2012 - 2013
Social Venture Partners Santa Barbara 2009 - 2012
SB Newcomers 2007 - 2008
Skills
Series 7, Securities, Strategic Financial..., Wealth Management, Investments, Financial Advisory, Insurance, Disability Insurance, Wealth Management..., FINRA, Asset Allocation, Investment Advisory, Retirement Planning, Alternative Investments, Asset Management, Public Speaking, Instructor in Financial...
Education
College for Financial Planning 1984 — 1992
Masters Degree & Certification in Financial Planning, Wealth Management & Financial Planning
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 1978 — 1980
MBA-Masters of Business Administration, Marketing, Finance
University of California, Santa Barbara 1973 — 1977
Bachelors of Arts, Business Economics, Political Science
Raymond James Financial Services, Inc. March 1992 - Present
Leon County Republican Executive Committee 2002 - October 2012
Florida Office of Financial Regulation 1995 - 1996
Skills
Retirement Planning, Equities, Investment Management, Investments, Pensions, Fixed Annuities, Estate Planning, Variable Annuities, Life Insurance, Insurance, Trusts
Education
Florida State University 1992 — 1994
Bachelor of Science (BS), Business/Finance
Mactus Group January 2013 - Present
CompuCom May 2012 - December 2012
Raymond James Financial Services, Inc. July 2005 - December 2010
Skills
Asset Managment, Investments, Microsoft Office, Portfolio Management, Strategic Financial..., Financial Modeling, Wealth Management, Asset Management, Social Media, Financial Analysis, Analysis, Business Analysis, Financial Services, Nonprofits, Public Speaking, Microsoft Excel
Education
Seattle Pacific University - School of Business and Economics 2001 — 2005
Raymond James Financial Services, Inc. September 2010 - Present
The Woodstock Land Conservancy December 2009 - April 2014
Ulster BOCES May 2013 - August 2013
M. C. Miller Middle School September 2012 - May 2013
John Jay Senior High School January 2013 - March 2013
Ulster BOCES July 2012 - August 2012
Morgan Stanley Smith Barney June 2007 - June 2010
the Kingston Uptown Business Association March 2006 - March 2009
Mid-Hudson Valley Association of Fundraising Professionals March 2004 - March 2009
Kingston Land Trust 2008 - 2009
Skills
Investments, Fundraising, Strategic Planning, Public Speaking, Non-profits, Strategic Financial..., Retirement Planning, Asset Allocation, Financial Analysis, Education, Science Education, Montessori, Community Outreach, Nonprofits, Budgets, Research
Education
SUNY New Paltz 2012 — 2013
Master of Arts in Teaching (MA), Adolescence Education: Earth Science
Bates College 1988 — 1993
Bachelor of Science, Environmental Sciences
Horace Greely High School 1984 — 1988
High School Regents Honors Diploma with Advanced Designation
Baldini Investment Management August 2013 - Present
Raymond James Financial Services, Inc. March 2008 - Present
Skills
Retirement Planning, Portfolio Management, Investment Advisory, 401k Rollovers, IRAs, Tactical Asset..., Retirement Income...
Education
University of California, Los Angeles 1974 — 1976
Master’s Degree, Italian Language and Literature
Tulane University 1970 — 1974
Bachelor’s Degree, Italian Language and Literature
Marcum Financial Services LLC January 2015 - Present
Raymond James Financial Services, Inc. May 2015 - Present
Israel - US Capital Partners October 2013 - August 2014
Bar Ilan University 2012 - April 2014
Aviation Transaction Consultants April 2008 - August 2011
Miami University August 2007 - May 2011
Global Capital Markets June 2010 - September 2010
Fuoco Group June 2009 - September 2009
Skills
Finance, Accounting, Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Bloomberg, Derivatives, Economics, Equities, Investment Management, Financial Planning, Wealth Preservation..., International Tax, Expatriate Tax, Expatriate Management, Millennials, solopreneurs
Education
Bar-Ilan University 2012 — 2014
MBA, International Business
Miami University 2007 — 2011
Bachelor of Arts (BA), Finance, General
Syosset High School
Raymond James Financial Services, Inc. 2010 - Present
Ameriprise Financial Services, Inc. 2008 - 2010
Skills
Certified Financial..., Simple IRA, Bloomberg, Wealth Accumulation..., Securities, Financial Modeling, SEP IRA, Finance, Financial Advisory, Mutual Funds, Retirement Planning, Insurance, Fixed Annuities, Investment Strategies, Investment Advisory
Education
The University of South Dakota 2004 — 2008
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Raymond James Financial Services, Inc. November 2009 - Present
Morgan Stanley Smith Barney April 2005 - November 2009
Precision Sales, Inc. January 2000 - April 2005
Skills
Retirement, Retirement Planning, Wealth Management, Strategic Financial..., Investment Advisory, Finance, Investments, Life Insurance, Series 7, 401k Rollovers, IRAs, Asset Allocation, Investment Management, Investment Strategies, Fixed Annuities, Roth IRA, Series 63, Mutual Funds, 401k, Mortgage Lending, Long-term Care, Financial Advisory, Estate Planning, Income Protection, Wealth Accumulation, Wealth Management..., Pensions, Financial Planners
Education
Colorado State University-Pueblo 1998 — 2000
Masters in Business Administration
Colorado State University 1993 — 1996
Bachelors of Science, Exercise & Sports Science
South High/Roncalli
Raymond James Financial Services, Inc. February 2002 - Present
UBS October 1992 - February 2002
Skills
Portfolio Management, Investments, Retirement Planning, Retirement Income..., Investment Strategies, Asset Allocation, Estate Planning, Retirement, Financial Planners, Investment Management, Financial Advisory, Financial Analysis, IRAs, Securities
Education
Boston University
Financial Planning
Central Michigan University
BSBA, Economics, Finance
John Glenn High School
Five Points Financial Services, LLC November 2011 - Present
Raymond James Financial Services, Inc. October 2010 - November 2011
Wells Fargo Advisors September 2008 - October 2010
BofA Merrill Lynch April 2004 - September 2008
Skills
Securities, Investments, Retirement Planning, Mutual Funds, Alternative Investments, Financial Services, Finance, Small Business, Financial Advisory, FINRA, Management, Tax, Bonds
Education
Fordham University 1985 — 1989
Bachelor of Arts (B.A.), Economics, American Studies & Philosophy
Raymond James Financial Services, Inc. February 2002 - Present
Raymond James Financial Inc. January 2011 - June 2012
Morgan Stanley October 1998 - December 2001
Skills
Series 7, Series 63, Securities, Investments, Strategic Financial..., Series 24, Mutual Funds, Finance, Financial Advisory, Insurance, Management, Investment Advisory, Fixed Annuities, Estate Planning, FINRA, Wealth Management, Options, Asset Allocation
Education
University of Florida 1994 — 1998
BS, Economics
Clearwater Central Catholic 1990 — 1994
Wharton School of Business
Raymond James Financial Services, Inc. June 2015 - Present
Wells Fargo Advisors May 2009 - June 2015
Wachovia Securities March 2003 - May 2009
Edward Jones August 1999 - March 2003
Skills
Retirement Planning, Asset Allocation, Income for Life, Investments, Portfolio Management, College Education..., Wealth Management...
Education
Georgia College and State University 1992 — 1996
Bachelor of Science (B.S.), Junior High/Intermediate/Middle School Education and Teaching
Raymond James Financial Services, Inc. October 2002 - Present
Lucas Milhaupt March 2000 - September 2002
Cooper Power Systems October 1997 - March 2000
Cooper Industries March 1995 - October 1997
KPMG Peat Marwick June 1991 - March 1995
Skills
Financial Advisory, Portfolio Management, Finance, Retirement, Strategic Financial..., Insurance, Financial Analysis, Retirement Planning, Wealth, Securities, Life Insurance, Series 7, Financial Planners, Small Business, Mutual Funds, Wealth Management, Financial Risk, Long-term Care, Tax, Investments, Investment Advisory, Disability Insurance, FINRA, Estate Planning, Mergers & Acquisitions, Asset Management, Asset Managment, Financial Planning, Financial Goals, Asset Allocation
Education
Marquette University 1998 — 2001
Master of Business Administration (M.B.A.)
University of Missouri-Columbia, College of Business 1987 — 1991
BS, Accountancy
Raymond James Financial Services, Inc. July 2003 - Present
Skills
MBA, CEBS, Series 7, Series 8, Series 65, Series 6, Series 63, Series 22
Education
Northern Illinois University 1982 — 1983
Master of Business Administration (M.B.A.)
Northern Illinois University 1978 — 1981
Bachelor of Science (B.S.), Finance, General
Raymond James Financial Services, Inc. August 2014 - Present
Skills
Microsoft Word, Customer Service, Microsoft Office
Education
University of Alabama at Birmingham
Cetera Advisor Networks LLC January 2010 - Present
Raymond James Financial Services, Inc. August 1995 - January 2010
Skills
Retirement Planning, Investment Advisory, Retirement, Wealth Management, 401k, Estate Planning, Asset Allocation, Series 7, Mutual Funds, Investment Strategies, IRAs, Alternative Investments, Financial Services, Series 24, Financial Advisory, Series 63, Strategic Financial..., Investment Management, FINRA, Investments, Asset Management, Portfolio Management, Insurance, Term Life Insurance, Securities, Fixed Annuities, Pensions, Financial Planning, IRA's, Annuities, Long Term Care, Compliance
Education
University of Detroit Mercy 1957 — 1961
BS, Accounting
University of Detroit Mercy
Bachelor's degree in Accounting
Delaware Investments July 2015 - Present
Eagle Asset Management September 2013 - July 2015
Raymond James Financial Services, Inc. 2009 - August 2013
Raymond James Insurance Group 2008 - 2009
Protective Life 2007 - 2008
Skills
Certified Financial..., FINRA, Series 24, Series 7, Series 63, Securities, Mutual Funds, Series 65, Fixed Annuities, Uniform Combined State..., Insurance, 401k, Retirement, Investment Advisory, Retirement Planning
Education
University of Florida 2013 — 2015
Master of Business Administration (MBA)
Indiana University Bloomington
Bachelor's degree, General Studies
Indiana State University
Communication, General
Ellis Financial Group, An Independent Firm January 2015 - Present
Raymond James Financial Services, Inc. August 2005 - Present
Marvelous Multimedia, Inc May 1995 - June 2014
Weber State University August 1996 - August 2006
Northwestern Mutual February 2004 - August 2005
Skills
Strategic Financial..., Retirement, Estate Planning, Exit Strategies, Insurance, Securities, Portfolio Management, Investment Management, Long-term Care, Retirement Planning, Financial Advisory, Asset Managment
Education
The American College 2013 — 2016
Certified Financial Planner
Weber State University 1992 — 1996
BA, Technical Sales
University of Utah 1989 — 1990
Undergraduate Program
Alvarez & Marsal July 2014 - Present
Northern Trust Hedge Fund Services June 2013 - August 2013
Xnergy LLC February 2013 - May 2013
Capital Management Club, LLC January 2013 - May 2013
UBS Investment Bank October 2012 - October 2012
Northern Trust Hedge Fund Services May 2012 - August 2012
The Rockport Company May 2011 - August 2011
Raymond James Financial Services, Inc. May 2011 - August 2011
Skills
Equity Research, Bloomberg, Capital IQ, Equity Derivatives, Microsoft Excel, Markitwire, Citrix, Factset, Thomson One Analytics, Merger Market, SNL Financial, Hoovers, Bloomberg Terminal, Corporate Finance, Data Analysis, Entrepreneurship, Derivatives, Finance, Financial Analysis, Financial Modeling, Fixed Income, Hedge Funds, Investment Banking, Investments, Portfolio Management, Private Equity, Series 7, Valuation
Education
University of Wisconsin-Madison 2011 — 2013
Bachelor of Science (B.S.), Economics
Purdue University - Krannert School of Management 2009 — 2010
Bachelor of Business Administration (B.B.A.), Management
Purdue University
Sharon High School
Raymond James Financial Services, Inc. November 1999 - Present
Reliabank November 1999 - Present
Skills
Financial Advisory, Insurance, Securities, Wealth Management, Investment Advisory, Retirement, Financial Analysis, Retirement Planning, Estate Planning, Life Insurance, FINRA, Mutual Funds, Active Registrations in..., Raymond James Executive..., Rising Star Award 2008,..., Asset Management, Variable Annuities, Fixed Annuities
Education
The University of South Dakota 1994 — 1998
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Gardner Financial Services/ Gardner Advisors September 2015 - Present
Barrington Capital Management, Inc. February 1988 - Present
Barrington Capital Management, Inc. 2010 - Present
Financial Industry Regulatory Authority August 2009 - Present
Barrington Capital Management, Inc. August 2014 - Present
National Futures Association February 2012 - Present
Barrington Capital Management, Inc. June 2006 - Present
thinkorswim by TD Ameritrade, Inc. June 2006 - August 2010
Raymond James Financial Services, Inc. April 1998 - June 2004
Shearson Lehman American Express February 1985 - September 1987
Skills
Securities Expert..., Fiduciary Management, Investments, Certified Fraud Examiner, Financial Expert Witness, Fiduciary Standards of..., Securities, Investment Advisory, Arbitration, Mediation, Securities Arbitration, FINRA, Securities Fraud, Advanced Investment..., High-Impact..., Litigation Support, Portfolio Hedging, Registered Securities..., Expert Witness, Portfolio Management, Wealth Management, Fraud Detection, Options, Discovery Review &..., Litigation Consulting, Registered Options..., Investment Management, Asset Managment, Fixed Income, Financial Services, Strategic Financial..., Equities, Fixed Annuities, Retirement Planning, Due Diligence, Wealth Management..., Financial Advisory, Asset Management, Insurance, Stocks, Risk Management, Alternative Investments, Hedge Funds, ETFs, Credit & Debit Spreads, Stock Collars, Preferred Stocks, High Net Worth..., Commodities and Futures..., Mutual Funds
Education
Hamline University School of Law 2011 — 2014
Arbitration & Mediation Certificate, U.S. Arbitration Law and Practice Mediation
FINRA 2009 — 2010
FINRA Dispute Resolution Arbitrator, Dispute Resolution, Qualified through the National Arbitration and Mediation Committee - FINRA
International Association of Registered Financial Consultants 1997 — 1997
Registered Financial Consultant (RFC), Financial Planning
The American College 1983 — 1991
Life Underwriter Training Council Fellow, Insurance Risk Management
The American College 1982 — 1991
LUTCF, Financial Services
Harmon Financial Advisors, Inc., An Independent Registered Investment Advisor February 2010 - Present
Raymond James Financial Services, Inc. February 2010 - Present
Education
The University of Georgia 2005 — 2009
Bachelor of Business Administration (B.B.A.), Banking and Finance
The University of Georgia 2005 — 2009
Bachelor of Science in Family and Consumer Sciences (B.S.F.C.S.), Family Financial Planning
Raymond James Financial Services, Inc. October 2000 - Present
American Investment Services, Inc. May 1995 - October 2000
Skills
Retirement Planning, Asset Allocation, Social Security Planning, 401k Rollovers, IRA rollovers, Income Planning, Estate Planning, Education Planning, Mutual Funds, Financial Planning
Education
College for Financial Planning 1994 — 1994
CFP designation
The University of North Dakota 1982 — 1987
Bachelor of Business Administration (BBA), Finance, General
Raymond James Financial Services, INC. January 2014 - Present
Raymond James Financial Inc. September 2011 - December 2013
Skills
Securities, Series 7, FINRA, Series 24, AML, Investments, Risk Management, Financial Services, Due Diligence, Management, Creative Problem Solving, Microsoft Office, Microsoft Excel, Microsoft Word, Relationship Management, Building Relationships
Education
Florida State University 2003 — 2007
Bachelor's degree, Business Administration and Management, General
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2006 - Present
Raymond James Financial Services, Inc. September 2002 - July 2006
The Robinson Humphrey Co LLC April 1995 - September 2002
Skills
Wealth Management, Asset Management, Retirement Income..., Educational Planning, Insurance Planning, Estate Planning
Education
Mercer University - Stetson School of Business and Economics 1993 — 1995
MBA, Finance
United States Naval Academy 1983 — 1987
BS, Computer Science
Raymond James Financial Services, Inc. November 2007 - Present
Skills
Certified Financial..., CLU, Financial Planning, Financial Advisory, Investment Management, Retirement Planning, College Education..., Portfolio Management, Financial Modeling, Asset Allocation, Investments, Strategic Financial..., Wealth Management, Investment Advisory, Retirement, Estate Planning, Investment Strategies, Business Planning, Life Insurance, Disability Insurance, Long Term Care Insurance, Business Continuity..., Business Transition..., Buy-sell Agreements, Executive Compensation..., Key Person Insurance, Risk Management, ChFC, Stock Option, Employee Stock Options, Retirement Income...
Education
Penn State University 2001 — 2007
Doctor of Philosophy (Ph.D.), Physiology
University of Maryland College Park 1997 — 2001
Bachelor of Science (B.Sc.), Kinesiology
Raymond James Financial Services, Inc. November 1999 - Present
D. Canada Financial Group November 1999 - Present
Edward Jones 1998 - 1999
Bank of America 1991 - 1998
Skills
Series 7, Series 24, Series 65, Series 63, Retirement Planning, Financial Advisory, Securities, Investment Advisory, Wealth Management, Retirement, Mutual Funds
Education
Concord Law School - Kaplan University 2006 — 2009
Juris Doctor
College for Financial Planning 1991 — 1992
CFP®, CERTIFIED FINANCIAL PLANNER™
San Diego State University-California State University 1984 — 1988
BS, Business Admin. / Finance
Raymond James Financial Services, Inc. October 2014 - Present
LPL Financial Services March 2002 - October 2014
Skills
Management
Education
Dominican College of Blauvelt
BS, Business/Marketing
Paramus Catholic
Bergenfield High School
Raymond James Financial Services, Inc June 1988 - Present
Raymond James Financial Services, Inc. April 1982 - June 1988
Skills
Retirement Planning, Portfolio Management, Securities, Financial Advisory, Estate Planning, Mutual Funds, Wealth Management, Investments, Financial Planning, Retirement, Life Insurance, Office Management
Education
College for Financial Planning 1991 — 1993
Certified Financial Planner designee, Personal Financial Planning
University of Cincinnati 1976 — 1978
B.A., Political Science
Miami Valley School, Dayton, Ohio 1971 — 1974
Diploma
Raymond James Financial Services, Inc. January 1999 - Present
Intersecurities, Inc January 1996 - December 1998
Skills
Retirement Planning, Portfolio Management, Estate Planning, Education Funding
Education
Boston University 1984 — 1986
MSBA, Business
Tennessee Technological University - College of Business Administration 1977 — 1982
Business, Finance
Uhler and Vertich Financial Planners, LLC February 2002 - Present
Raymond James Financial Services, Inc. October 1990 - Present
The Winemerchant of Fort Myers September 1984 - August 1996
Securicorp, Inc. March 1985 - September 1990
University of Central Florida (Then Florida Technological Univ.) 1975 - 1976
Skills
Retirement Planning, Financial Planners, Estate Planning, Investments, Retirement, Securities, Investment Advisory, Wealth Management, Wealth Accumulation, Small Business, Entrepreneurship, Strategic Financial..., 401k, Finance, Investment Strategies, Wealth, Asset Allocation, Fixed Annuities, Mutual Funds, IRAs, Term Life Insurance, Not-For-Profit..., Personal Financial..., Series 7, Portfolio Management, Disability Insurance, Trusts, Series 63, Asset Management, Pensions, High Net Worth..., Alternative Investments, Long-term Care, Life Insurance, Mortgage Lending, FINRA
Education
Susquehanna University 1960 — 1970
Bachelor of Arts, Biological Sciences
Raymond James Financial Services, Inc. August 2010 - Present
Ent Federal Credit Union April 2005 - July 2010
Mission Federal Credit Union January 2003 - March 2005
US Allianz August 2001 - January 2003
CUNA Mutual Group May 1998 - August 2001
Education
College for Financial Planning 2008 — 2009
AWMA®, Accredited Wealth Management Advisor
Kaplan University 2006 — 2008
RFC®, Registered Financial Consultant
San Diego State University-California State University 1989 — 1992
Bachelors, Finance
Marrella Financial Group, LLC (Independent Firm) January 2001 - Present
Raymond James Financial Services, Inc. January 2001 - Present
Spear Leeds & Kellogg May 1995 - September 1998
Buffalo Partners June 1994 - January 1995
Fry & Golden February 1992 - June 1994
Skills
Estate Planning, Investments, Securities, Mutual Funds, Retirement Planning, Equities, Financial Advisory, Wealth Management, Strategic Financial..., Series 7, Investment Advisory, Asset Allocation, Alternative Investments, Wealth Management..., Investment Strategies, Portfolio Management, Asset Managment, Financial Planning, Wealth Transfer, Widows
Education
Pennsylvania State University, The Dickinson School of Law 1988 — 1991
J.D., Law
Albright College 1984 — 1988
B.S., Mathematics/Finance
Wilson Senior High School 1981 — 1984
HS Diploma
Raymond James Financial Services, Inc. September 2010 - Present
Midwest Bank & Trust May 1986 - 1998
Skills
Retirement Planning, Risk Management, Strategic Financial..., Microsoft Excel, QuickBooks, Wealth Management, Auditing, Accounting, Banking, Managerial Finance, Estate Planning, Commercial Banking, Loans, Financial Analysis, Mergers & Acquisitions, Management, Executive Management, Investments, Portfolio Management, Cash Flow, Cash Management, Insurance, Asset Management, Internal Controls, Credit, Financial Planning, Office Management
Education
Elmhurst College 1995 — 1997
BS, Economics
Elmwood Park High School 1981 — 1985
Raymond James Financial Services, Inc. August 2010 - Present
The City Club of Idaho Falls July 2010 - Present
All Your Business Matters, Inc February 2010 - December 2012
Vision Communications November 1999 - January 2010
Education
Idaho State University
Bachelor of Business Administration (BBA)
SagePoint Financial July 2014 - Present
Raymond James Financial Services, Inc. September 1997 - July 2014
Edward Jones September 1993 - September 1997
General Motors March 1985 - July 1993
General Motors October 1977 - March 1985
The Great Atlantic & Pacific Tea Company June 1974 - September 1977
Skills
Investments, Portfolio Management, Strategic Financial..., Retirement Planning, Wealth Management, Estate Planning, Financial Analysis, Asset Managment, Finance, Equities, Public Speaking, Strategic Planning, Business Strategy
Education
Michigan State University - The Eli Broad Graduate School of Management 1989 — 1990
Master of Business Administration (MBA), Finance, General
Western Michigan University - Haworth College of Business 1979 — 1981
Bachelor of Business Administration (BBA), Business Administration and Management, General
Raymond James Financial Services, Inc. January 2005 - Present
Bank of America March 2003 - December 2004
Merrill Lynch March 1995 - March 2003
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Retirement, Estate Planning, Financial Advisory, Portfolio Management, Investment Management, Securities, IRAs, Pensions, Personal Finance, Finance, Certified Financial...
Education
University of Central Florida 1992 — 1994
MBA, Management
University of Toledo 1985 — 1990
Bachelors of Business Administration, Finance
Finestone Partners February 2013 - Present
Raymond James Financial Services, Inc. December 2012 - Present
Finestone Partners March 2012 - February 2013
Autosock Operations AS April 2012 - August 2012
Systematic Alpha Management, LLC December 2009 - May 2011
Thor Asset Management Inc December 2004 - December 2009
Thor Asset Management Inc December 2004 - May 2007
Skills
Decision Analysis, Series 3, Futures, Statistical Arbitrage, Trading, Alternative Investments, Hedge Funds, Bloomberg, Morningstar, Derivatives, Electronic Trading, Index Arbitrage, Trading Strategies, Global Teams, Research, Investment Management, Investment Strategies, Investments, High Frequency Trading, FINRA, CTA, Series 7, Financial Modeling, Corporate Finance, Portfolio Management, Axys, ACT!, Finance, Financial Risk, Asset Allocation, Quantitative Analytics, Mutual Funds, Strategy, Commodity, Portfolio Optimization, Fixed Income, Equity Research, Asset Management, Bloomberg Terminal, Capital Markets, Wealth Management
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2011 — 2013
MBA, Finance, 3.9
Russian State University of Trade and Economics 1999 — 2004
MS, Global Economics, 3.85
Citi September 2015 - Present
Raymond James Financial May 2006 - September 2015
Raymond James Financial Services, Inc. April 2005 - May 2006
Skills
Securities Regulation, Securities, FINRA, Arbitration, Series 24, Estate Planning, Securities Litigation, Corporate Law, Investments, Series 7
Education
Stetson University College of Law 2001 — 2004
JD
Florida State University 1996 — 2000
BS, Criminology and Psychology
Raymond James Financial Services, Inc. October 1987 - Present
Securities Network, Inc. 1985 - October 1987
FSC Securities Corporation 1982 - 1985
Northwestern Mutual Life 1978 - 1982
Owens-Illinois Glass Corporation 1975 - 1978
Skills
Investments, Portfolio Management, Finance, Strategic Planning, Insurance, Investment Advisory, Marketing, Mortgage Lending, Real Estate, Retirement Planning, Financial Advisory, Series 7, Wealth Management, Retirement, Mutual Funds, Strategic Financial..., Accounting
Education
Ford School 1982 — 1985
Securities Liscenses Series, 7, 24, 63 Registrations, Securities Liscenses Series, 7, 24, 63 Registrations
Denver College of Financial Planning 1982 — 1983
Certified Financial Planner I,II, III, Financial Planning
Bowling Green State University 1971 — 1975
Public Relations, Bachelors College of Business
Raymond James Financial Services, Inc. July 2009 - Present
Southwestern Investment Group/Raymond James Financial Services July 2009 - November 2012
Wiley Bros. - Aintree Capital October 2005 - July 2009
American Heart Association April 2002 - October 2005
Skills
Account Management, Customer Service, Marketing, Series 7, Sales, CRM, Insurance, Email Marketing, Marketing Strategy, Advertising, Microsoft Excel, Social Media, Budgets, Series 66, Public Relations, Operations Management, Financial Planners
Education
Middle Tennessee State University 1997 — 2001
Bachelor of Science (B.S.), Communication, Journalism, and Related Programs
Battle Ground Academy 1992 — 1997
Raymond James Financial Services, Inc. March 2010 - Present
Morgan Stanley January 2007 - February 2010
Merrill Lynch March 2003 - January 2007
Old Kent Bank / Fifth Third Bank October 1994 - February 2002
Husky Envelope Products February 1992 - June 1994
Manufacturers National Bank of Detroit June 1979 - February 1992
Skills
Equities, Wealth Management, Fixed Income, Equity Research, Alternative Investments, Investment Banking, Capital Markets, Mutual Funds, Life Insurance, Annuity Sales, Series 7, Series 66, Uniform Combined State..., Retirement, Investment Strategies, Investments, Finance, Retirement Planning, Financial Advisory, Securities, FINRA, Investment Advisory, Series 63, Asset Allocation
Education
University of Detroit Mercy 1977 — 1979
MBA, Finance
Michigan State University 1973 — 1977
Bachelor of Business Administration (B.B.A.), Marketing
Riverview Gabriel Richard Catholic High School 1969 — 1973
Raymond James Financial Services, Inc. February 2012 - Present
Edward Jones September 2005 - February 2012
Skills
401k Rollovers, Saving for Education, Series 7, Retirement Planning, College Savings Plans
Education
Arizona State University 1982 — 1986
BS, Finance
RMTG, PC, Certified Public Accountants 2007 - Present
Raymond James Financial Services, Inc. 2011 - 2015
Access National Bank 2009 - 2010
Spire Investment Partners 2008 - 2009
Thrivent Financial 2007 - 2008
Feld Entertainment 1999 - 2006
Feld Entertainment 1996 - 1999
Feld Entertainment 1992 - 1996
Feld Entertainment 1990 - 1992
Feld Entertainment 1986 - 1990
Skills
Strategic Financial..., Financial Advisory, Accounting, Portfolio Management, Securities, Financial Analysis, Retirement Planning, Financial Modeling, Finance, Tax, Cash Management, Investments, Business Planning, Risk Management, Budgets, Strategic Planning, Event Planning, Forecasting, Event Management, Executive Management, Analysis, Financial Planning
Education
American University
Master of Science in Taxation (MST)
Georgetown University
Executive Certificate, Financial Planning
University of Maryland - Robert H. Smith School of Business
BS, Accounting
Raymond James Financial Services, Inc. May 2012 - Present
Demand Media December 2007 - May 2012
Fluid Blue Media October 2004 - December 2008
Skills
Financial Advisory, Investment Management, Investment Strategies, Retirement Plan..., Retirement Planning, Asset Allocation, Wealth, Mutual Funds, Wealth Management, Strategic Financial..., Investments, Securities, Finance, Portfolio Management, Life Insurance
Education
Penn State University
Reputable and Established Firm Director of SupervisionJHS Capital Advisors, IncMarch 2010 - July 2012
Colonial Brokerage, Inc August 2008 - November 2009
Banc of America Investment Services, Inc March 2006 - May 2008
Banc of America Investment Services, Inc. October 2004 - March 2006
Raymond James Financial Services, Inc July 2000 - September 2004
Raymond James Financial Services, Inc. January 1997 - July 2000
Franklin Templeton Distributors August 1996 - January 1997
T. Rowe Price Associates October 1994 - August 1996
Skills
CAMS - Certified Anti..., Florida 2-15 Life..., FINRA Series 3, 4, 6,...
Education
Rutgers College
BA, History/English
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (B.A.), History
Civil Air Patrol August 1998 - Present
Raymond James Financial Services, Inc. February 1990 - Present
Raymond James Financial 1990 - Present
Texas Association of School Boards May 1999 - May 2006
LoneStar Investment Pool May 1999 - May 2006
Education
Pittsburg State University 1965 — 1970
BS/BA, Business Administration/Auditing
Raymond James Financial Services, Inc. March 2012 - Present
Skills
Financial Advisory, Securities, Wealth Management, Mutual Funds, Retirement Planning, College Savings Plans, Financial Planning, Financial Literacy, Life Insurance
Education
Florida Atlantic University - College of Business 2005 — 2007
Certified Financial Planner (TM) Certificate Program
Florida Atlantic University 1992 — 1996
Bachelor's Degree, Psychology
Tomlinson Financial March 2011 - Present
Cambridge Investment Research 2011 - Present
Raymond James Financial Services, Inc. October 1998 - March 2011
John G. Kinnard & Co. April 1988 - September 1998
US Bank 1984 - 1987
First Produce Bank 1979 - 1984
Skills
Business Management, Education, Investment Strategies, Retirement Income..., Transitions, Management, Retirement, Retirement Planning, Investments
Education
Metropolitan State University 1979 — 1982
B.A., Business and Psychology
University of Minnesota-Twin Cities
Business Administration and Management, General
Raymond James Financial Services, Inc. June 1999 - Present
Nutmeg Investment Group June 1999 - Present
Ceres Foundation 1999 - 2011
A.G. Edwards June 1993 - June 1999
Rumsey Hall School 1989 - 1993
Skills
Investments, Securities, Retirement, Asset Allocation, Estate Planning, Retirement Planning, Investment Advisory, Strategic Financial..., Insurance, Financial Analysis, Portfolio Management, Wealth Management, Financial Advisory, Mutual Funds, Asset Management, Financial Planning, Finance, Series 63, Series 7
Education
Western Connecticut State University 1990 — 1995
MBA, General
Tulane University 1982 — 1986
BS, History/Psychology
Westminster 1982 — 1986
Raymond James Financial Services, Inc. January 2013 - Present
Raymond James & Associates, Inc January 2011 - December 2012
Raymond James Financial June 2007 - January 2011
A. G. Edwards and Sons, Inc. March 2005 - June 2007
Mezrah Consulting February 2003 - March 2005
Texas State Senator David Sibley May 1999 - May 2000
Skills
Series 7, Strategic Financial..., Securities, Financial Analysis, Investments, Mutual Funds, Series 63, Wealth Management, Portfolio Management, Asset Managment, Financial Modeling, Investment Advisory, Asset Allocation, Insurance, Equities, Financial Services, Alternative Investments
Education
University of Tampa - John H. Sykes College of Business 2001 — 2003
MBA, Corporate Finance, Marketing, International Business
Baylor University - Hankamer School of Business 1997 — 2000
BBA, Economics, Management
Artisan Partners September 2012 - Present
Stark Investments June 2004 - July 2012
Raymond James Financial Services, Inc. December 2002 - June 2004
Starlight Children's Foundation September 2002 - January 2003
Skills
Hedge Funds, Equities, Financial Analysis, Options, Fixed Income, Securities, Investments, Bloomberg, Derivatives, Trading, Alternative Investments, Portfolio Management, Financial Modeling, Microsoft Excel, Finance, Asset Managment, Strategic Planning, Middle Office, Settlement, Bloomberg Terminal, Capital Markets, FX Options, Financial Markets, Mutual Funds, Bonds, ETFs
Education
DePaul University 2002 — 2004
BA, Finance
University of Minnesota-Twin Cities 2000 — 2002
BA, Chemistry
Raymond James Financial Services, Inc. August 2012 - Present
Raymond James & Associates, Inc. October 2006 - August 2012
Skills
Mutual Funds, Retirement Planning, Financial Advisory, Securities, Insurance, Investments, Retirement, Finance
Education
Rutgers University-New Brunswick 1968 — 1972
BA, Business/Education
Raymond James Financial Services, Inc. January 2003 - Present
Skills
Investment Advisory, Retirement Planning, IRAs, Fixed Annuities, Wealth Management, Asset Allocation, Series 7,24,51,63,66
Education
DePaul University 1982 — 1986
BS, Finance
Raymond James Financial Services, Inc. April 2004 - Present
Skills
Financial Planning, Investment Strategies, Portfolio Management, Estate Planning, Retirement Planning, Investment Advisory, Securities, Mutual Funds, Bonds, Wealth Management, Asset Management, Alternative Investments, Asset Allocation, Fixed Income, Financial Advisory, Investments, Equities, Fixed Annuities, Retirement, Financial Markets, Finance, Financial Services, Series 7, Strategic Financial..., Investment Management, Financial Analysis, Series 63, Equity Research
Education
Syracuse University 1983 — 1986
BA, Economics
West Hempstead High School 1977 — 1980
General Motors Company June 2008 - Present
Raymond James Financial Services, Inc. January 2007 - April 2008
American International Group Investments Europe Ltd. May 2007 - August 2007
Nordstrom 2004 - 2006
Education
University of Michigan - Stephen M. Ross School of Business 2011 — 2014
MBA (candidate)
Michigan State University 2004 — 2008
Bachelor of Arts, Finance
Raymond James Financial Services, Inc. May 2014 - Present
Wells Fargo Advisors LLC 2010 - May 2014
SunTrust Investment Services, Inc. February 1999 - May 2010
Skills
Wealth Management, Retirement Planning, Investments, Insurance, Investment Advisory, Financial Planning, Finance, Series 7, Asset Allocation, Portfolio Management, Mutual Funds, Banking, Series 63
Education
Florida State University 1973 — 1975
Bachelor's Degree, Business Administration, Management and Real Estate
Raymond James Financial Services, Inc. January 2006 - Present
Wealth Consulting Group, Independent Firm January 1996 - January 2006
Royal Alliance Associates INC November 1992 - January 1996
Skills
Investments, Leadership, Management, Marketing, Mutual Funds, Human Resources, 401k, Portfolio Management, Public Speaking, Retirement, Securities, Finance, Financial Services, Financial Advisory, Microsoft Office, Series 63, Series 7, Retirement Planning, Customer Service
Education
Cottey College 1989 — 1991
Associate's degree, Liberal Arts and Sciences/Liberal Studies
Crown Point High School 1985 — 1989
Calumet College of St. Joseph
Bachelor of Science, Organization Management
Raymond James Financial Services, Inc. 2000 - Present
Raymond James 2000 - 2010
Skills
Series 63, Securities, Mutual Funds, Series 24, Retirement, Investment Advisory, Asset Allocation, Wealth Management, Recruiting, Series 7, Retirement Planning, Investments
Education
University of Florida
Bachelor of Science (BS), Business/Managerial Economics
University of South Florida
Master of Business Administration (MBA), Finance and Financial Management Services
Raymond James Financial Services, Inc. Financial AdvisorWeissenburger Investments & Financial PlanningSeptember 2009 - Present
Morgan Stanley Smith Barney February 2000 - September 2009
Supervalu, Inc June 1995 - June 1999
Supervalu, Inc June 1993 - July 1995
Supervalu, Inc. September 1989 - June 1993
Supervalu, Inc. June 1988 - September 1989
Supervalu, Inc. January 1986 - June 1988
Krogers Supermarket 1978 - 1985
Skills
Sales, Retail, Asset Allocation, Retirement Planning, Series 7, Marketing, Financial Risk, Finance, Mutual Funds, Investment Strategies, Investments, Wealth Management, Series 65, Alternative Investments, Fixed Annuities, Retirement, Asset Management, Series 63, Customer Service, Management, Team Building
Education
University of Southern California 1981 — 1982
Food Industry Management Certificate Degree, Food Industry Management, 3.6
University of Pittsburgh 1974 — 1978
Bachelor of Science, 3.26
Drake University
Master of Business Administration (MBA), Business Administration and Management, General
Raymond James Financial Services, Inc. Member FINRA/SIPC August 1987 - Present
Raymond James Financial Services, Inc. August 1986 - Present
Vero Beach Police Foundation 2010 - 2011
Bridal Show for the Heritage Center 2009 - 2009
Skills
ERISA, 401k Rollovers, Asset Allocation, Estate Planning, Series 7, Retirement Planning, Wealth Management, IRAs, Retirement, 401k, Strategic Financial..., Investments, Investment Advisory, Roth IRA, Fixed Annuities, Asset Managment, Mortgage Lending, Portfolio Management, Equities, Alternative Investments, Insurance, Leadership, Securities, Financial Advisory, Mutual Funds, Wealth, Asset Management, Small Business, Financial Planners, Investment Strategies, Personal Finance, Life Insurance, Saving for Education, Disability Insurance, Series 63, Health Insurance, Estate Tax Planning, Wealth Accumulation, Series 65, Uniform Combined State..., Wealth Management..., Financial Analysis, Term Life Insurance
Education
The University of Texas at Austin 1977 — 1981
BA, Psychology
Biggin Financial, Ltd. (@ RJFS) March 2007 - Present
Raymond James Financial Services, Inc. March 2007 - Present
UBS January 2003 - March 2007
Education
Hofstra University
New York Institute of Technology
Raymond James Financial Services, Inc. June 2006 - Present
H & R Block Financial Advisors January 2000 - June 2006
Olde Discount January 1995 - January 2000
Skills
Investments, Mutual Funds, Insurance, Estate Planning, Strategic Financial..., Retirement, Portfolio Management, FINRA, Securities, Bonds, Stocks, Analysis, Financial Planners, Financial Markets, Fixed Annuities, Finance, Financial Advisory, Accounting, Series 7, Alternative Investments, 401k, Customer Service, Series 24, Financial Planning
Education
Quincy University 1993 — 1995
B.S., Finance
John Wood Community College 1991 — 1992
Associates, Business Management
Raymond James Financial Services, Inc. January 1996 - Present
Education
Cartersville High School
College for Financial Planning
Chartered Retirement Plans Specialist
University of Georgia - Terry College of Business
BBA, Economics
Raymond James Financial Services, Inc. November 2010 - Present
Ameriprise Financial Services, Inc. October 2008 - November 2010
Education
Allegheny College 2004 — 2008
BA, Economics
Raymond James Financial Services, Inc. July 2011 - Present
Western Springs School District #101 January 2001 - June 2011
Kokopelli/Embrace Your Style, LLC October 2000 - January 2009
PartyLite, Inc October 1995 - November 2000
Midwest Region May 1988 - August 1991
Hild Floor Machine Company, Inc April 1986 - May 1988
Kenall Manufacturing Company September 1984 - April 1986
Skills
Office Management, Administrative..., Outlook, Data Entry, Microsoft Office, Microsoft Word, Microsoft Excel, Travel Arrangements, Customer Service, PowerPoint, Marketing, Sales, Accounts Payable, Public Speaking, Administrative..., Payroll
Education
College of DuPage 2010 — 2011
Monmouth College 1980 — 1984
B.A, Business Administration and English
Raymond James Financial Services, Inc. June 2009 - Present
UBS January 2000 - May 2009
Chase Manhattan Bank September 1978 - June 1981
Education
Columbia University - Columbia Business School 1976 — 1978
MBA
University of Pennsylvania - The Wharton School 1968 — 1974
BS
Raymond James Financial Services, Inc. June 2008 - Present
Edward Jones February 2006 - June 2008
Gallagher Benefit Services January 1995 - December 2005
Skills
Insurance, Financial Services, Securities, Retirement, Investments, Mutual Funds, Health Insurance
Education
Northwood University 1990 — 1992
Associates degree, Automotive Marketing Management
Raymond James Financial Services, Inc. September 1996 - Present
Raymond James Financial Services. Inc. Member FINRA/SIPC September 1996 - Present
Skills
Financial Advisory, Finance, Retirement Planning, Securities, Wealth Management, Series 7, Process Improvement, Event Planning, Strategic Financial..., Mutual Funds, Investment Advisory, Marketing
Education
Southern Illinois University, Carbondale 1983 — 1984
Bachelor of Science, Finance and Financial Management Services
The University of Mississippi 1981 — 1983
Finance and Financial Management Services
Raymond James Financial Services, Inc. June 2003 - Present
Greater Community Financial LLC September 1997 - June 2003
LM Financial Partners - a Legg Mason Subsidiary March 1995 - September 1997
Washington Savings Bank October 1986 - March 1995
Skills
Mutual Funds, Wealth Management, Finance, Securities, Investments, Financial Risk, FINRA, Series 7, Series 24, Series 63, Asset Allocation, Alternative Investments, Retirement Planning, Investment Strategies, Uniform Combined State..., Equities
Education
College for Financial Planning 2000 — 2002
Personal Financial Planning
Fairleigh Dickinson University-College at Florham 1990 — 1994
Master of Business Administration (M.B.A.), Corporate Finance
Mount St. Mary's University 1981 — 1985
Bachelor of Science (BS), Business & Finance
Delbarton School 1977 — 1981
FOUR POINTS CAPITAL PARTNERS, INC March 2014 - Present
OLYMPIA CAPITAL MARKET GROUP, INC July 2011 - June 2012
JOSEPH GUNNAR & COMPANY, LLC June 2007 - May 2009
J.P. MORGAN CHASE, INC. December 2006 - April 2007
GUNN ALLEN FINANCIAL, INC June 2005 - December 2005
RAYMOND JAMES FINANCIAL SERVICES, INC. October 2004 - June 2005
Education
Hofstra University 2000 — 2004
Bachelor’s Degree, Bachelor's Degree in Finance