Raymond James Financial Services, Inc. Member FINRA/SIPC
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Raymond James Financial Services, Inc. Member FINRA/SIPC Employees
Vance Wealth Group, Inc. August 2008 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2008 - Present
Arthur J. Gallagher & Co. June 2008 - August 2008
Starbucks Coffee Company March 2006 - May 2008
Education
California State University-Northridge 2007 — 2009
Bachelor's of Science, Business Management
Raymond James Financial Services, Inc. Member FINRA/SIPC October 2014 - Present
Raymond James Financial Inc. October 2012 - October 2014
The Mergis Group, a Randstad Company 2010 - November 2012
Kforce Inc. January 2010 - September 2010
Tampa Bay Buccaneers July 2008 - December 2009
Skills
Securities Market, Financial Advisory, Securities, Stocks, Finance Consulting, Bonds, Municipal Bonds, Government Bonds, Securities Regulation, Financial Audits, Financial Regulation, Compliance, Securities License, Compliance Operations, Accounting, Client Development, Sales, Salesforce.com, New Business Development, Business Development, Consulting, Accounting Consulting
Education
University of South Florida 2005 — 2009
BS, Marketing, Minor in Finance
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2013 - Present
Merrill Lynch January 2011 - May 2013
Trujillo & Associates Insurance March 2010 - January 2011
Wells Fargo Bank July 2008 - March 2010
Skills
Retirement Planning, Series 7, Investments, Strategic Financial..., Credit, Loans, Banking, Portfolio Management, Financial Analysis, Wealth Management, Mutual Funds, Asset Allocation, Retirement, Finance, Asset Management, Securities
Education
CSU Chico 2008 — 2010
MBA, Business Administration
California State University-Bakersfield 2006 — 2007
BS, Business Administration/ Finance
LAbite July 2015 - Present
Farmers Insurance February 2015 - August 2015
Buckstash May 2014 - March 2015
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2014 - September 2014
American Golf Corporation August 2012 - May 2014
Crunchies Food Company May 2010 - July 2011
Albertsons June 2008 - March 2009
Skills
Golf, Sports, Event Management, Event Planning, Sales, Customer Service, Hospitality, Marketing, Social Media Marketing, Budgets, Coaching, Social Media, Sports Marketing, QuickBooks
Education
California State University-Northridge 2014 — 2016
Bachelor's Degree, B.S., Finance
Santa Monica College 2012 — 2014
Associate of Science (AS), Business Administration
California Department of Insurance
Life and Health Insurance License #0K04792
Raymond James Financial Services, Inc. Member FINRA/SIPC August 1986 - Present
Shearson Lehman Brothers 1981 - 1986
Skills
Investment Management, Alternative Investments, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Investments, Strategic Financial..., Estate Planning, Investment Advisory, Investment Strategies, Series 7, Securities, Fixed Annuities, Portfolio Management, Life Insurance, Variable Annuities, Retirement Planning, Financial Planning
Education
Institute of Investment Management Consulting 2005 — 2006
IMC, Investment Management Consultant
College for Financial Planning 1998 — 1999
AAMS, Accredited Asset Management Specialist
College for Financial Planning 1986 — 1987
CFP, Certified Financial Planner
University of Dubuque
Bachelor's degree, Psycholgy
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2006 - Present
Financial Industry Regulatory Authority January 1997 - Present
Columbia Management October 1985 - December 2002
Skills
Financial Advisory, Portfolio Management, Finance, Securities, Financial Modeling, Management, Public Speaking, Business Development, Strategic Planning, Business Planning, Program Management, Wealth Management, Microsoft Office, Retirement Planning, Research, Budgets, Investment Advisory, Instructional Design, Investment Strategies, Asset Allocation
Education
Bentley University 1981 — 1985
Bachelor's Degree, Business Administration and Management, General
U.S. Bank September 2013 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC July 2012 - August 2013
Queen City Financial Advisors May 2009 - June 2012
Securities America, Inc. Member FINRA/SIPC November 2008 - May 2009
Brecek & Young December 2002 - November 2008
Skills
Securities, Wealth Management, Financial Advisory, Finance, Series 7, Retirement Planning, Investments, Mutual Funds, Series 63, Portfolio Management, Strategic Financial..., Series 65, Estate Planning, Asset Allocation, Financial Planning, Management, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick 2000 — 2002
Bachelor of Science (BS), Marketing
Jackson State University 1996 — 1999
Marketing
Tremper High School 1993 — 1996
Raymond James Financial Services, Inc. Member FINRA/SIPC November 2009 - Present
Skills
Financial Planners, Strategic Planning, Insurance, Marketing, Public Speaking, PowerPoint, Microsoft Excel, Sales
Education
Abilene Christian University 2005 — 2009
B.B.A., Marketing
Raymond James Financial Services, Inc. Member FINRA/SIPC June 1994 - Present
Skills
Finance, Investments, Financial Planning, Personal Financial..., Small Business..., Portfolio Management, Retirement Planning, Wealth Management, Mutual Funds, Insurance, Financial Services, Financial Analysis, Team Building, Budgets
Education
Texas Lutheran University 1982 — 1986
Bachelor of Arts (BA), Accounting
Raymond James Financial Services, Inc. Member FINRA/SIPC June 2003 - Present
UBS February 1997 - June 2003
Merrill Lynch March 1990 - February 1997
Skills
Investments, Mutual Funds, Alternative Investments, Strategic Financial..., Financial Advisory, Securities, Retirement, Finance, Management, Series 7, Customer Acquisition, Fixed Annuities, Retirement Income..., Estate and Legacy..., Extensive knowledge of..., Wealth Management, Retirement Planning, Asset Allocation, Estate Planning, Asset Management, Series 63
Education
California State University-Long Beach 1975 — 1978
Bachelor of Science in Business Administration, Management
University of California, Irvine 1972 — 1974
Humanities
Raymond James Financial Services, Inc. 2003 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2002 - Present
A.G. Edwards & Sons, Inc. July 1994 - May 2002
Dean Witter Reynolds, Inc. June 1991 - July 1994
First Securities Company, Bond Division of First Horizon Bank December 1986 - June 1991
WALA TV March 1982 - November 1986
WLEX-TV January 1981 - March 1982
WVLK AM FM September 1979 - January 1981
WWKY September 1978 - September 1979
WOMI AM FM January 1978 - August 1978
Skills
Securities, Estate Planning, Uniform Combined State..., Wealth Management, Insurance, Mutual Funds
Education
Spring Hill College 2001 — 2008
M.A., Theology
Fordham University 1972 — 1976
B.A., Communications
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2006 - Present
Heritage Family of Funds, Raymond James Financial, Inc. Member FINRA/SIPC November 1997 - January 2006
Raymond James Financial Inc. Member FINRA/SIPC November 1994 - November 1997
Skills
Evaluating Investment..., Constructing Investment..., Mutual Funds, Retirement Planning, College Education..., Strategic Financial..., Investments, Series 7, Financial Advisory, Securities, Financial Services, Retirement, Asset Allocation, Portfolio Management, ETFs, Fundamental and..., 401k, Wealth, Finance, Insurance, Investment Strategies, Asset Management, Series 63
Education
Auburn University 1987 — 1992
Bachelor's Degree, Marketing/Marketing Management, General
DIxie Hollins High School 1984 — 1987
HIgh school diploma
First Tech Federal Credit Union/Addison Avenue Investment Services June 2008 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC 2008 - Present
Fort Collins Pet Au Pairs May 2007 - Present
Chapel & Collins, LLC October 1999 - May 2008
Skills
Series 7, Series 66, Investments, Securities, Management, Retirement Planning, Customer Service, Leadership, Wealth Management
Education
Colorado State University 1990 — 1993
Bachelor of Business Administration (BBA), Human Resources Management and Services
Montana State University-Bozeman 1986 — 1988
Education/Teaching of Individuals in Elementary Special Education Programs
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2011 - Present
Education
College for Financial Planning 2007 — 2008
Certificate
College for Financial Planning 2006 — 2006
Certificate, Accredited Asset Management Specialist
University of Southern California - Marshall School of Business 1984 — 1987
B.S.
Sciences Po 1985 — 1986
Arcadia High School
Raymond James Financial Services, Inc. Member FINRA/SIPC July 1991 - Present
Skills
Financial Analysis, Marketing, Customer Service, Event Management
Education
University of Pittsburgh 1987 — 1990
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2008 - Present
Gursey, Schneider & Co., LLP 2006 - 2008
Doeren Mayhew 1997 - 2005
Education
Walsh College of Accountancy and Business Administration 1997 — 2001
Masters of Science, Taxation
Michigan State University 1992 — 1996
BA Accounting, Accounting, Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2012 - Present
Ameriprise Financial Services, Thurlow & Associates April 2003 - August 2012
Nevada State Bank March 1999 - January 2003
Edward Jones March 1994 - March 1999
Skills
Retirement Planning, 401k Rollovers, Strategic Financial..., IRAs, Wealth Accumulation, Financial Planners, Wealth, Personal Finance, Investment Advisory, 401k, Financial Advisory, Asset Allocation, Mutual Funds, Investment Strategies, Wealth Management..., Long-term Care, Life Insurance
Education
Boise State University 1972 — 1974
Secondary Teaching Credential
San Jose State University 1966 — 1970
BA, Journalism and political science
Westchester High School 1963 — 1966
diploma, General
Raymond James Financial Services, Inc., Member FINRA/SIPC November 2012 - Present
Wells Fargo Advisors September 2008 - November 2012
JPMorgan Chase May 2005 - September 2008
Morgan Stanley Wealth Management June 2004 - April 2005
Air Products and Chemicals May 2001 - May 2004
United States Air Force July 1996 - July 2000
Skills
Series 65, Series 7, Investment Banking, Private Equity, Strategic Financial..., Wealth Management, Investments, Portfolio Management, Tactical Asset..., Retirement, Estate Planning, Exchange Traded Funds, Bonds, Mutual Funds, 3rd Party Money Managers, 403 b, 401k, Fixed Annuities, Indexed Annuities, Variable Annuities, Life & Health Insurance..., Series 63, series 31, Military, Military Experience, Aerospace, Arizona Relocation, Aerospace Engineering, Non-profit Volunteer, Non-profit Leadership, Investment Management
Education
Arizona State University 2001 — 2004
Bachelor of Science (B.S.), Global Business Management
Raymond James Financial Services, Inc. Member FINRA/SIPC November 2004 - Present
Edward Jones June 2000 - November 2004
Pfizer Pharmaceuticals June 1996 - June 2000
US Navy July 1986 - July 1996
Skills
Financial Planning, Wealth Management, Certified Financial..., Investment Advisory, Estate Planning, Risk Management, Retirement Planning, Strategic Financial..., Securities, Financial Advisory
Education
Troy University 1992 — 1995
MSM, Management
Isenberg School of Management, UMass Amherst 1982 — 1986
BBA, Marketing, Psychology
Chapel & Collins, LLC December 1998 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC December 1999 - Present
Colorado State University June 2013 - Present
Community Foundation of Northern Colorado January 2009 - June 2014
Rotary Endowment Fund August 2009 - December 2013
Fort Collins Area Chamber of Commerce March 2005 - December 2013
The Center 2007 - December 2009
Sample & Bailey, P.C. October 1987 - August 2004
Skills
Budgets, Small Business, Strategic Planning, Mutual Funds, Estate Planning, Customer Service, Portfolio Management, Microsoft Excel, Financial Advisory, Community Outreach, Strategic Financial..., Project Management, Team Building, Retirement Planning, Event Management, Public Relations, Management, Leadership, Fundraising, Volunteer Management, Investment Management, Marketing, Microsoft Office, Investments, Non-profits, Business Development, Strategy, Sales, Event Planning, Leadership Development, Process Improvement, Wealth Management, Healthcare, Community Development, Program Development, Newsletters, Training, High Net Worth..., Finance, Income Tax, Accounts Receivable, Research, Social Media, Securities, Marketing Communications, Public Speaking, Personal Finance, Time Management, Credit, Wealth Management...
Education
Colorado Mesa University 1982 — 1984
BS, Accounting
Raymond James Financial Services, Inc. Member FINRA/SIPC October 2007 - Present
Osprey Partners Investment Management 1998 - 2006
Skills
Strategic Financial..., Financial Advisory, Wealth Management, Asset Allocation, Finance, Management, Investment Advisory, Asset Managment, Estate Planning, Securities, Corporate Finance, Portfolio Management, Financial Modeling, Investments, Retirement Planning
Education
University of Michigan - Stephen M. Ross School of Business
BBA, Finance
University of Tampa - John H. Sykes College of Business
M.B.A
Raymond James Financial Services, Inc., Member FINRA/SIPC June 2003 - Present
Eagle Asset Management 2000 - 2002
Skills
Retirement Planning, Investments, Strategic Financial..., Asset Allocation, Retirement, Series 7, Financial Advisory, Fixed Annuities, Finance, Marketing, Securities, Financial Analysis, Small Business, Strategic Planning, Public Speaking, Insurance, Nonprofits, Series 63, Portfolio Management, Risk Management, Financial Planning, Financial Services, Stock Management, Wealth Management..., Wealth Preservation..., Asset Management, College Funding..., Retirement Savings, College Savings Plans
Education
Eckerd College 1999 — 2001
B.A. with Distinction, Business & Management
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2005 - Present
Wachovia Bank January 2001 - January 2005
Morgan Stanely Dean Witter May 1998 - May 2000
Skills
Fixed Income, Portfolio Management, Asset Managment, Management, Investments, Alternative Investments, Wealth Management, Retirement Planning, Mutual Funds, Program Management, Asset Management, Estate Planning, Mergers & Acquisitions, Retirement, Series 7, Wealth, Investment Management, Bonds, FINRA, Strategic Financial..., Investment Advisory, Wealth Management..., Financial Planning
Education
Plymouth State University
BA, Psychology
Raymond James Financial Services, Inc., Member FINRA/SIPC June 2012 - Present
Edward Jones June 2000 - June 2012
Clark County School District January 1999 - June 2000
Skills
Retirement Planning, Estate Planning, Wealth Management
Education
College for Financial Planning 2006 — 2006
CFP Certification Professional Education Program, Financial Planning
University of Nevada 1994 — 1998
B.A., Education
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2008 - Present
A.G. Edwards April 1995 - May 2008
Skills
Retirement Planning, Estate Planning, Series 7, Investment Advisory, Financial Analysis, Strategic Financial..., Retirement, Portfolio Management, Financial Services, Wealth Management, Mutual Funds, Financial Advisory, Insurance, Asset Allocation, Small Business
Education
The Ohio State University 1987 — 1990
Bachelor of Science in Business Administration, Business
College for Financial Planning
Accredited Asset Management Specialist
Seneca Valley
Seneca Valley
Raymond James Financial Services, Inc. Member FINRA/SIPC May 1980 - Present
Concordia University September 1977 - August 1979
Arthur Anderson & Co. August 1976 - September 1977
Skills
Retirement Planning, Retirement, Strategic Financial..., Wealth Management, Financial Advisory, Insurance, Asset Allocation, Securities, Investments, Investment Advisory, Series 7, 401k, Finance, Fixed Annuities, Estate Planning, Portfolio Management, Asset Management, Life Insurance, Financial Services, IRAs, Mutual Funds, Uniform Combined State..., Disability Insurance, Series 63, Term Life Insurance, Financial Planners, FINRA, 401k Rollovers, Series 65
Education
Oklahoma State University 1975 — 1976
M.S., Accounting
University of Central Oklahoma - College of Business Administration 1973 — 1975
B.S., Accounting (Magna Cum Laude)
Garland Thayer Company, LLC January 2013 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC June 1992 - December 2012
Bear, Stearns Companies, Inc. January 1989 - September 1990
Education
Universit of Montana 1990 — 1992
BA, Economics and Political Science
Northeastern University 1988 — 1989
Economics
Culver Military Academy 1984 — 1987
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2000 - Present
United States Marine Corps March 1990 - September 1993
Skills
401k Rollovers, IRAs, Saving for Education, Wealth Accumulation, College Savings Plans, Wealth Management..., Uniform Combined State..., Roth IRA, Retirement Planning, Wealth Management, Investment Advisory, Retirement, Asset Allocation, Mutual Funds, Financial Advisory, Investment Strategies, Strategic Financial..., Estate Planning, Fixed Annuities, Investments, Financial Planners, FINRA, 529 Plans, Variable Annuities, 401k, ETFs, Wealth, Separately Managed..., Retirement Plan..., Personal Financial..., Financial Goals, Retirement Savings, Bonds, High Net Worth..., Securities
Education
George Mason University
Raymond James Financial Services, Inc. Member FINRA/SIPC December 2011 - Present
Delaware Air National Guard January 1993 - Present
Brian Roberts 2012 - 2013
Brian Roberts 2012 - 2013
Brian Roberts 2012 - 2013
Brian Roberts 2012 - 2013
Brian Roberts 2012 - 2013
Brian Roberts 2012 - 2013
Brian Roberts 2012 - 2013
Edward Jones February 2006 - December 2011
Skills
Accredited Asset..., Retirement Planning, Retirement, Estate Planning, Portfolio Management, Risk Assessment, Finance, Financial Advisory, Strategic Financial..., Securities, Personal Finance, Investment Strategies, Investments, IRAs, Management, Series 7
Education
Shippensburg University of Pennsylvania 2003 — 2005
Bachelor's of Science, Finance
Shippensburg University of Pennsylvania 2003 — 2005
Bachelor's of Arts, Communication
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2010 - Present
Merrill Lynch June 2004 - May 2010
Klein Bank and Trust Company June 2001 - 2004
Skills
Investments, Strategic Financial..., Finance, Financial Planning, Securities, Financial Advisory, Retirement Planning, Financial Services, Financial Analysis, Series 7, Wealth, Investment Management, Retirement, Wealth Management, Financial Risk, Strategic Planning, Microsoft Excel
Education
Indiana University Bloomington 1972 — 1976
Bachelor of Arts (BA), Psychology
Raymond James Financial Services, Inc. Member FINRA/SIPC December 2011 - Present
Raymond James June 2008 - December 2011
Stephens Inc. March 2004 - June 2008
Skills
Investment Advisory, Retirement Planning, Strategic Financial..., Financial Services, Strategic Planning, Asset Management, Portfolio Management
Education
Auburn University 1994 — 1998
BA, Literature
University of Arkansas 2003 — 2004
Master of Business Administration, Economics
Raymond James Financial Services, Inc. Member FINRA/SIPC September 2005 - Present
Edward Jones December 1998 - September 2005
Thrivent Financial for Lutherans May 1995 - December 1998
Skills
Wealth Management, Retirement, 401k Rollovers, Charitable Giving, Investment Advisory
Education
Texas A&M University-Commerce 1984 — 1987
Bachelor of Business Administration (BBA), Marketing
Berkner High School 1980 — 1983
Raymond James Financial Services, Inc. Member FINRA/SIPC March 1997 - Present
Skills
Retirement Planning, Fixed Annuities, Strategic Financial..., Series 7, Investments, Portfolio Management, Mutual Funds, Asset Allocation, Investment Strategies, Asset Managment, Asset Management, Series 24, Trading, Securities, Risk Management, Long-term Care, Retirement, Investment Advisory, Wealth Management, Series 63, Financial Planning
Education
Ferris State University 1991 — 1996
Finance and Business Administration.
Raymond James Financial Services, Inc. Member FINRA/SIPC December 2003 - Present
Allmerica Financial August 2002 - December 2003
American Expess Financial Advisors June 2000 - August 2002
Skills
Retirement, Mutual Funds, Fixed Annuities, Series 7, Retirement Planning
Education
Luther College 1997 — 2000
Bachelor's, Business & Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC June 1994 - Present
Prime Charter Ltd 1992 - 1994
Skills
Investments, Mutual Funds, Portfolio Management, Investment Strategies, Alternative Investments, Series 7
Education
University of Maryland College Park 1985 — 1989
BA, Government and Politics
Raymond James Financial Services, Inc. Member FINRA/SIPC October 2000 - Present
Education
Michigan State University 1983 — 1987
BA, Finance, Economics
Wayne State University 1990 — 1991
MBA, Finance, Accounting
Raymond James Financial Services, Inc. Member FINRA/SIPC September 2005 - Present
The Bonita Springs Area Chamber of Commerce February 2012 - Present
Rotary Club Bonita Springs Noon January 2009 - July 2012
Morgan Stanley February 1994 - September 2005
Skills
Portfolio Management, Series 7, Asset Management, Investments, Wealth Management, Financial Planning, Retirement Planning, Equities, Securities, Mutual Funds, Asset Allocation, Fixed Income, Financial Analysis, Insurance, Estate Planning, Investment Advisory, Retirement, Bonds, Series 63, Annuities, Investment Strategies, Financial Advisory, IRA's, Wealth Transfer, Comprehensive Wealth..., Wealth Accumulation, Separately Managed..., Insurance Planning, ETFs, Alternative Investments, Stocks, 401k Rollovers, Retirement Income..., Annuity, FINRA, Roth IRA, College Savings Plans, 401k, Private Wealth..., High Net Worth..., Investment Policy, Series 24, Strategic Financial..., Wealth Management..., Wealth, Uniform Combined State..., Small Business, Series 65, Investment Management, Mortgage Lending
Education
BS -Business & Communications 1979 — 1982
Business and Communications
Florida State University 1979 — 1982
Raymond James Financial Services, Inc. Member FINRA/SIPC 2004 - Present
Education
Oklahoma City University 2003 — 2004
MBA, Finance
Henderson State University 2000 — 2003
BBA, Marketing/Psychology
JP Morgan Chase Bank, N.A. April 2014 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2009 - December 2013
Morgan Stanley August 2007 - May 2009
Morgan Stanley April 2005 - May 2006
Infinity Broadcasting May 2004 - February 2005
Education
University of South Florida 2002 — 2004
2004, Economics and International Business
Florida State University 2000 — 2002
Business
Raymond James Financial Services, Inc. Member FINRA/SIPC 1988 - Present
Franke, Laurion and Stanley Financial Services 1988 - 2002
PaineWebber, Inc. 1980 - 1988
Skills
Retirement Planning, Mutual Funds, Investments, Securities, Bonds, Stocks, Fixed Annuities, 529 Plans, 401k, Investment Management, Financial Services, Wealth Management..., Variable Annuities, IRAs
Education
University of Minnesota-Twin Cities 1970 — 1983
Bachelor of Science, Cum Laude, Organizational Behavior
Bloomington Lincoln High School 1967 — 1970
Raymond James Financial Services, Inc., Member FINRA/SIPC October 2007 - Present
PrimeTrust Bank 2002 - 2007
Franklin National Bank 1999 - 2002
J. C. Bradford & Co. 1990 - 1999
Skills
Series 7, 401k Rollovers, IRAs, Uniform Combined State..., Investment Advisory, Investments, Retirement Planning, Portfolio Management, Asset Allocation, Retirement, Securities, Asset Management, Financial Advisory, Wealth Management, Estate Planning, Financial Services, Investment Management, 401k, Series 24, Financial Planners, Wealth Management..., Investment Strategies, Finance, Roth IRA, Financial Analysis, Bonds, ETFs
Education
Lipscomb University 1969 — 1975
B.S., Business & Finance
Shorebridge Wealth Management, LLC, an independent firm June 2013 - Present
Raymond James Financial Services, Inc. - Member FINRA/SIPC June 2013 - Present
Hunter Associates, Inc. January 1993 - June 2013
Meridian Bank September 1990 - January 1993
Skills
Portfolio Management, Retirement Income..., Financial Planning, Risk Management, Equities, Retirement, Financial Markets, Investments, Insurance, Trading, Strategic Planning, Strategic Financial..., Investment Management, Mutual Funds, Retirement Planning, Wealth Management, Derivatives
Education
Dickinson College 1986 — 1990
BA, Economics
The Securities Industry Institute - The Wharton School 1996 — 1998
SIFMA/Wharton Certificate
College for Financial Planning 1996 — 1998
CFP® Certification Professional Education Program, Financial Planning
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2009 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC November 1998 - Present
Education
George Fox University 1985 — 1988
BA, Christian Educational Ministries
Raymond James Financial Services, Inc. Member FINRA/SIPC June 1995 - Present
Raymond James & Associates, Inc January 1989 - May 1995
Education
Dowling College 1983 — 1987
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2007 - Present
Northwestern Mutual Financial Services June 1986 - May 2007
Skills
Retirement Planning, Retirement, Strategic Financial..., Series 7, Wealth Management, Customer Service, Securities, Finance, Mutual Funds, Financial Advisory, Asset Allocation, Risk Management, Life Insurance, Wealth, Investments, Fixed Annuities, Pensions, Insurance, 401k, Investment Advisory, Estate Planning
Education
Kent State University 1983 — 1987
Bachelors of Business Administration, Marketing and Finance
Bryn Mawr College 1991 — 1992
Chartered Financial Consultant (ChFC) and Chartered Lif Underwriter, CLU, Financial Planning and Insurance Planning
Raymond James Financial Services, Inc. Member FINRA/SIPC December 2011 - Present
Prosper Economic Development Corporation September 2009 - Present
Southwest Securities September 2001 - December 2011
RBC Capital Markets 1997 - 2002
Skills
Series 7, Series 63, Securities, Equities, Investments, Investment Advisory, Wealth Management, Mutual Funds, Asset Allocation, 401k, Team Building, Due Diligence, Loans, Retirement Planning, Fixed Annuities, Valuation, Alternative Investments, Private Equity, Trading, Portfolio Management, Strategic Financial..., Risk Management, Financial Advisory, Bonds, Finance, Retirement, Capital Markets, Asset Management, FINRA, Options, Estate Planning, Financial Planners, Financial Analysis, Cash Management, Mortgage Lending, Investment Strategies, Relationship Management, Financial Modeling, Fixed Income, Tax, Credit, Financial Services, Life Insurance, ETFs, Hedge Funds, Investment Management, Brokerage, Series 24, Banking, Investment Banking
Education
University of North Texas 1994 — 1995
Bachelor of Business Administration (BBA)
Texas Tech University 1990 — 1994
BBA, Business
Raymond James Financial Services, Inc. Member FINRA/SIPC July 1996 - Present
Education
University of Memphis, Miami University
Raymond James Financial Services, Inc. Member FINRA/SIPC February 2007 - Present
AG Edwards and Sons August 2003 - February 2007
Fidelity Investments June 1992 - June 2002
Dean Witter Reynolds May 1983 - April 1989
Skills
Retirement, Estate Planning, Insurance, Retirement Planning, Series 7, Retirement Income..., Asset Allocation, Charitable Giving, Investment Advisory, Mutual Funds, 401k, Annuities, IRA's, Wealth Management, Wealth Transfer, Series 63, Investment Strategies, Stocks, Securities, Investments, Personal Finance, Wealth, Alternative Investments, Bonds, Long Term Care, Fixed Income, Portfolio Management, Equities, Options, Asset Management, Financial Planning, Asset, Money, Financial Markets, Investment Banking, Financial Advisory, Wealth Accumulation, Pensions, ETFs, Insurance Planning, High Net Worth..., Financial Advice, Annuity, Hedge Funds, FINRA, 401k Rollovers, Comprehensive Wealth..., Investment Products, Roth IRA, Private Wealth...
Education
Adelphi University
Northport HS
Financial Advice and Services, Inc. An Independent Company March 2000 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2000 - Present
PaineWebber 1986 - 2000
Smith Barney 1976 - 1986
U.S. Army September 1968 - December 1969
Education
Eckerd College 1962 — 1967
Bachelor of Arts (B.A.), Learning & Motivational Psychology
Harriton Senior High School, Rosemont, PA 1959 — 1962
Cantella & Co., Inc. November 2013 - Present
Raymond James Financial Services, Inc. member FINRA/SIPC June 2010 - November 2013
Edward Jones January 2008 - June 2010
Centene Inc. March 2005 - June 2007
Anheuser-Busch 2000 - 2005
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Investments, Mutual Funds, Estate Planning, Financial Advisory, Investment Strategies, Securities, Finance, Insurance, Tax, Cash Flow
Education
University of Missouri-Saint Louis 1992 — 1999
Ph.D., Industrial/Organizational Psychology
The University of Akron 1989 — 1992
BA, Psychology
Raymond James Financial Services, Inc. Member FINRA/SIPC November 2008 - Present
Wachovia Securities January 2003 - November 2008
A.G. Edwards May 1989 - January 2003
Skills
Series 7, Investment Advisory, Financial Planning, Wealth Management, Retirement Planning
Education
John Carroll University 1961 — 1965
AB in Classics, Classical Languages
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2009 - Present
Bank of America Investment Services, Inc September 1989 - May 2009
Merrill Lynch April 1985 - September 1989
Skills
Investments, Estate Planning, Asset Allocation, Equities, Mutual Funds, Bonds, Wealth Management
Education
University of Houston 1979 — 1984
B.B.A., Finance
St. Thomas High School 1975 — 1979
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2005 - Present
Gibb Financial Services, Inc. January 2002 - May 2005
Tucker Anthony, Inc. April 1999 - December 2001
Hopper Soliday, Inc. September 1994 - April 1999
Dauphin Deposit Bank October 1988 - September 1994
Skills
Series 7, Retirement Planning, Mutual Funds, Bonds, ETFs, Real Estate Investment, Annuities, Investment Advisory, Stocks, Long Term Care, Rollovers, Retirement, Wealth Management, FINRA, Estate Planning, Securities, Investments, Financial Planning, Asset Management, Portfolio Management, Retirement Income..., Asset Allocation, Wealth Accumulation, Investment Strategies, Financial Advisory, 401k, Alternative Investments, Wealth Transfer, Insurance, Disability Insurance, Equities, Fixed Income, Financial Analysis, Risk Management, IRA's, 529 Plans, 401k Rollovers, Wealth, Roth IRA, Insurance Planning
Education
Penn State University 1976 — 1980
BS, Finance/Business Management
Hempfield High School 1972 — 1976
Blue Chip Partners, Inc., An Independent Investment Advisory Firm July 2004 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC July 1999 - Present
Center for Financial Planning, Inc. February 2002 - July 2004
Steinberg Investment Group, Ltd. January 1993 - February 2002
Honigman Miller Schwartz and Cohn LLP May 1990 - February 1993
Deloitte & Touche 1984 - 1986
Education
University of Michigan Law School 1988 — 1990
JD, Law
Wayne State University Law School 1987 — 1988
Law
Michigan State University 1980 — 1984
BBA, Accounting
Raymond James Financial Services, Inc., Member FINRA/SIPC September 1987 - Present
Skills
Retirement Planning, Investment Advisory, Wealth Management, Investment Strategies, Asset Allocation, Financial Advisory, Strategic Financial..., Mutual Funds, Investment Management, Retirement
Education
Babson College 1977 — 1980
MBA, Accounting and Finance
Wellesley College 1955 — 1959
BA, Economics
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2005 - Present
Merrill Lynch December 1999 - May 2005
The MONY Group January 1992 - December 1999
Education
Brigham Young University 1985 — 1991
B.S., Business Management
Raymond James Financial Services, Inc. Member FINRA/SIPC January 1990 - Present
MML Investors Services, Inc. December 1984 - January 1990
Education
Lehigh University 1979 — 1983
BA, Economics
Frampton Kimmel Group June 2002 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC July 1997 - Present
Raymond James Financial Services July 1997 - Present
Members Investment Services July 1997 - June 2002
Education
College for Financial Planning 1999 — 2003
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2001 - Present
Edward Jones January 1994 - January 2001
Skills
Asset Managment, Financial Planning, Retirement Planning, Mutual Funds, FINRA, Financial Advisory, Finance, Retirement, Series 7, Wealth Management, Securities, Investments, Strategic Financial..., Strategic Planning
Education
University of Oklahoma - Price College of Business 1984 — 1988
BA, Business
California Registered Advisor - Investment Advisor Representative
General Securities Principal
General Securities Representative
Municipal Securities Limited Principal
National Futures Association
National Futures Association Approved Person
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2007 - Present
Arlington Special Education PTA July 2012 - June 2014
Autism Society of America January 2005 - June 2009
Waddell & Reed May 1988 - July 2007
Skills
Estate Planning, Public Speaking, Special Needs Planning
Education
College for Financial Planning 1989 — 1992
CERTIFIED FINANCIAL PLANNER (TM)
Georgetown University 1983 — 1987
BA, Psychology and English
Saint Anselm's Abbey School
Raymond James Financial Services, Inc. Member FINRA/SIPC March 1996 - Present
Wachovia, A Wells Fargo Company October 1993 - March 1996
Malloy Incorporated September 1989 - October 1993
Eastman Kodak September 1981 - August 1989
Ernst & Young June 1977 - July 1981
Skills
Estate Planning, Asset Management, Financial Analysis, Retirement, Investment Management, Financial Modeling, Risk Management, Insurance, High Net Worth..., 401k, Strategic Planning, Small Business
Education
University of Michigan - Stephen M. Ross School of Business 1986 — 1990
MBA, Finance, Marketing
Alma College 1973 — 1977
BBA, Major in Business, Accounting
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2011 - Present
Orange County Library System May 2014 - Present
Orange County Government March 2014 - Present
Community Based Care of Central Florida November 2013 - Present
Orange County Library System May 2013 - Present
Skills
Certified Divorce..., Retirement, Wealth Management, Strategic Financial..., 401k Rollovers, Wealth Accumulation, Public Speaking, Portfolio Management, Financial Planners, Financial Planning, Retirement Income..., Wealth Preservation, Education, Insurance Planning, Wealth Transfer Planning, Seminar Speaker
Education
University of Central Florida - College of Business Administration 1987 — 1991
BSBA, Finance
Raymond James Financial Services, Inc., Member FINRA/SIPC October 1995 - Present
United Carolina Bank January 1994 - January 1995
Skills
Estate Planning, Insurance, 401k Rollovers, Investment Advisory, Financial Planning, Retirement Planning, College Education..., Long Term Care Insurance, Investments, Mutual Funds, Bonds, ETFs, Variable Annuities, Charitable Gift Planning, Risk Management, Small Business, Strategic Financial..., Portfolio Management, Wealth, Finance, Loans, Mortgage Lending, Financial Services, Wealth Management, Series 63, Financial Advisory, Securities, Series 7, Asset Allocation, Financial Analysis, 401k
Education
East Carolina University - College of Business 1988 — 1992
BSBA, Finance, Banking and Real Estate
Jesse O. Sanderson High School 1984 — 1988
Diploma
Raymond James Financial Services, Inc., Member FINRA/SIPC June 2005 - Present
Skills
Investments, Securities, Retirement Planning, Portfolio Assessment, Portfolio Performance..., Estate Planning, Account Management, Accounting, Series 7, Alternative Investments, CRM, Financial Services, Strategic Financial...
Education
Colorado State University 2010 — 2014
Master of Business Administration (MBA)
University of Colorado at Colorado Springs 2000 — 2005
Bachelor of Science (B.S.), Accounting
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2009 - Present
SmithBarney August 1998 - May 2009
Skills
Strategic Financial..., Investments, Portfolio Management, Retirement Planning, Series 7, Wealth Management, 401k Rollovers, Investment Advisory, Asset Allocation, Mutual Funds, IRAs, Series 63, Municipal Bonds, Financial Services, Investment Strategies, Risk Management, Financial Planning
Education
Montclair State University 1992 — 1995
Bachelor of Arts (B.A.), Political Science and Government
Montclair State University
Bachelor's degree, Political Science and Government
Raymond James Financial Services, Inc. Member FINRA/SIPC June 2001 - Present
Education
University of Alaska Fairbanks 1968 — 1972
BBA, Business & Economics
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2008 - Present
Skills
Investments, Series 7, Asset Management, Retirement Planning, Uniform Combined State..., Series 63, FINRA, Wealth Management, Asset Allocation, Investment Advisory, Series 65, Series 66
Education
Cairn University 1985 — 1989
Bachelor’s Degree, Education
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2011 - Present
Wells Fargo Advisors, LLC January 2006 - May 2011
J.A. Knickerbocker 1993 - 2005
The Chase Manhattan Bank 1986 - 1993
Skills
Investments, Securities, Alternative Investments, Wealth Accumulation, Retirement, Asset Allocation, Wealth Management, Mutual Funds, Series 7, Portfolio Management, Retirement Planning, 401k Rollovers, Financial Planning, IRA's, 401k, Annuities, Asset Management, Insurance, Savings, Financial Analysis, Retirement Income..., Problem Solving
Education
Oakland University 1990 — 1992
Financial Planning
Michigan State University 1982 — 1986
BA, Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC September 2004 - Present
FP Financial Services April 1999 - September 2004
Skills
Retirement, Strategic Financial..., Financial Advisory, Finance, Retirement Planning, Mutual Funds, Investment Management, Securities, Investments, Financial Planning, Estate Planning, Portfolio Management, Fixed Annuities, Asset Management, High Net Worth..., Asset Allocation, Wealth Management..., Alternative Investments, Long-term Care, Life Insurance, Wealth Management, Estate Settlement, Investment Advisory, Retirement Income...
Education
College for Financial Planning 1997 — 1999
CFP, Financial Planning
Purdue University 1988 — 1992
B.S., Management
Raymond James Financial Services, Inc. Member FINRA/SIPC November 2000 - Present
Skills
Portfolio Management, Investment Advisory, Investment Management, Risk Management, Wealth Management, Investment Strategies, Series 7, Estate Planning, Securities, Wealth, Financial Planners
Education
The University of Chicago Booth School of Business 2009 — 2009
CPWA(R), IMCA(SM) - Certified Private Wealth Advisor (SM) Designee
University of Pennsylvania - The Wharton School 2008 — 2008
CIMA(R), IMCA(SM) - Certified Investment Management Analyst(SM) Designee
University of Nevada Las Vegas Lee Business School 1988 — 1992
B.S., Hotel Admin.
Frampton Kimmel Group - An Independent Firm June 2002 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC October 1995 - Present
Raymond James Financial Services, Inc. October 1995 - Present
- 2003 - 2011
Members Investment Services October 1995 - May 2002
Skills
Public Speaking, Team Building, Leadership, Strategic Planning, Small Business, Marketing, Sales, Social Media Marketing, Marketing Strategy, Customer Service
Education
College for Financial Planning 2009 — 2010
Masters in Personal Financial Planning
College for Financial Planning 1999 — 2003
CFP® Designation, Financial Planning
The University of Akron 1978 — 1982
BS in Industrial Management, Business
Woodridge HS
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2005 - Present
Merrill Lynch December 1999 - May 2005
The MONY Group January 1998 - November 1999
Fidelity August 1996 - January 1998
Skills
Retirement Planning, Investments, Wealth Management, Finance, Customer Service, Strategic Planning, Mutual Funds, Series 7, Trading, Financial Analysis
Education
Westminster College 1997 — 2002
Masters of Business Administration
University of Utah 1994 — 1996
Bachelor of Science, Finance
Brigham Young University 1987 — 1993
Bachelor of Arts, Humanities
Raymond James Financial Services, Inc. Member FINRA/SIPC October 2003 - Present
Skills
Customer Service, Strategic Planning, Sales, Management, Leadership, Finance, Process Improvement, CRM, Marketing, Time Management, Training, Social Media, Advertising, Public Speaking
Education
Clark County Community College- Las Vegas, NV 1982 — 1983
Associate's Degree
University of Nevada-Las Vegas 1978 — 1980
Raymond James Financial Services, Inc. Member FINRA/SIPC February 2006 - Present
Morgan Stanley February 2001 - February 2006
Cardinal Health June 1998 - February 2001
Skills
Mutual Funds, Strategic Financial..., Investments, Financial Advisory, Wealth, ETFs, Retirement Planning, Securities, Portfolio Management, Asset Management, Estate Planning, Uniform Combined State..., Loans, Wealth Management..., Series 7, Finance, Investment Management, Financial Services, Series 63, Wealth Management, Investment Advisory, Series 65, Retirement, Series 24, 401k, IRAs, Asset Allocation, FINRA, Series 6, Fixed Annuities
Education
University of Pennsylvania - The Wharton School 2009 — 2010
CIMA®, Advanced Investment Analysis
Securities Related 2008 — 2008
Registered Principal, Financial Supervision
Institute of Investment Management at Raymond James 2006 — 2006
Investment Management Consultant, Investment Analysis and Selection
The American College 2005 — 2005
Estate Planning Consultant, Estate Planning
CFP Board 2004 — 2005
CFP®, Retirement Planning, Investments, Insurance, Income Taxation, Estate Planning
East Carolina University - College of Business 1995 — 1999
BSBA, Financial Services; Corporate Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC May 2008 - Present
Glencrest Investment Advisors November 2001 - May 2008
Smith Barney November 1998 - November 2001
Skills
Retirement Planning, Investments, Financial Goals, Wealth Management, Retirement, Asset Allocation, Strategic Financial..., Fiduciary Services, Fixed Annuities, Risk Management, Securities, Asset Management, Alternative Investments, Series 24, Strategy, Equities, Investment Management, Mutual Funds, Credit, Financial Planners, Investment Advisory, Finance, Series 63, Uniform Combined State..., 401k, Financial Services, Management, Financial Analysis, Wealth, ETFs, Portfolio Management, Investment Strategies, Financial Advisory, Defined Benefit, IRAs, Estate Planning, Retirement Plan..., Wealth Management..., Pensions, Employee Benefits, Series 7, Long-term Care, Series 6, Insurance, Life Insurance, Series 65, Wealth Accumulation, High Net Worth..., Financial Risk, 401k Rollovers
Education
California State University-San Bernardino - College of Business and Public Administration 1992 — 1994
BS, Business Administration
Raymond James Financial Services, Inc. Member FINRA/SIPC September 2012 - Present
Merrill Lynch June 2007 - September 2012
AG Edwards and Sons March 1992 - June 2007
Skills
Wealth, Finance, Series 7, Investments, Retirement Planning, Asset Allocation, Mutual Funds, Financial Advisory, Wealth Management, Securities
Education
California State University-Chico 1989 — 1992
Bachelor's degree, Financial Planning and Services
Placer High School
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2013 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2013 - July 2013
Skills
401k, 401k Rollovers, Securities, Investments, Wealth Management, Retirement Planning, Financial Advisory, Series 7, Asset Allocation, Mutual Funds, Investment Advisory, Alternative Investments, Portfolio Management, Equities, Strategic Financial..., Asset Management, Investment Strategies, Retirement, Fixed Income, Financial Analysis
Education
University of Central Florida 2009 — 2013
Bachelor's degree, Financial Sciences
Raymond James Financial Services, Inc. Member FINRA/SIPC September 2007 - Present
First Northern Bank September 2007 - Present
Invest Financial Corporation November 2002 - September 2007
Placer Sierra Bank 2002 - 2007
Wells Fargo Bank May 1998 - September 2001
Sacramento Savings 1989 - 1995
Thomas Underly Design & Management 1980 - 1983
Skills
Investments, Securities, Finance, Financial Services, Financial Advisory, Sales, Portfolio Management, Mutual Funds, Series 7, Series 63, Wealth Management
Education
Kaplan University 2012 — 2013
Wealth Management
Heald College 1995 — 1997
AA, Business Management
CA Life/Variable Insurance License
Kaplan University
Wealth Management Specialist, Investments and Securities
La Sierra Highschool
Series 7
Financial
Raymond James Financial Services, Inc. Member FINRA/SIPC 2002 - Present
American Business January 1994 - July 2000
Skills
Wealth Management, Customer Service, Retirement Planning, Series 7, Social Media, Leadership, Strategic Financial..., Investments, Investments and...
Education
Stony Brook University 1977 — 1981
Bachelor’s Degree
CFP Board of Standards
CFP
The American College
ChFC, CLU, RHU, REBC, LUTCF, Insurance, Investments, Taxes
Raymond James Financial Services, Inc. Member FINRA/SIPC April 2009 - Present
Smith Barney April 2002 - April 2009
Morgan Stanley February 1998 - April 2002
Education
University of South Carolina-Columbia 1989 — 1993
BA, Psychology
Raymond James Financial Services, Inc., Member FINRA/SIPC April 2006 - Present
First National Bank of Santa Fe September 2001 - April 2006
New Mexico Educators Federal Credit Union September 1999 - September 2001
Del Norte Credit Union September 1994 - September 1999
Fleet Bank May 1968 - August 1994
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Credit, Portfolio Management, Mutual Funds, Banking, Series 7, Mortgage Lending, Loans, Leadership, Financial Analysis, Investment Advisory, Securities, Estate Planning, Insurance, Refinance, Loan Origination, Financial Planners, Asset Management, Fundraising
Education
College for Financial Planning 1992 — 1995
CFP®, Certified Financial Planner
University of Colorado Boulder 1982 — 1984
Graduate Degree, Banking
Western Connecticut State University 1963 — 1984
Bachelor's Degree, Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC February 1999 - Present
Equitable/AXA January 1985 - February 1999
Chicago Public Schools September 1971 - March 1976
Skills
Series 7, IRA's, Retirement Planning, Personal Finance, 401k, Investment Advisory, Retirement, Annuities, Securities, Wealth Management, Mutual Funds, Long Term Care, Financial Planning, Investments, Portfolio Management, Estate Planning, Financial Advisory, Asset Allocation, Long-term Care, IRAs, Strategic Financial..., Asset Management, Finance, Financial Services, Investment Strategies
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1979 — 1984
MBA, Business
Northwestern University 1971 — 1972
MAT, Education
Northwestern University 1967 — 1971
BA, Foreign Language
Raymond James Financial Services, Inc. Member FINRA/SIPC October 2012 - Present
Ameriprise Financial April 2006 - October 2012
Skills
Securities, Finance, Investment Strategies, Financial Planners, Financial Services, Retirement Planning, Education Funding, IRAs, Asset Management, Wealth Management, Investment Advisory, Small Business, Financial Goals, Protection...
Education
College for Financial Planning
CFP® Certification Professional Education Program
North Carolina State University
Business Management, Concentration in Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC August 1999 - Present
Peter M. Bakker Agency, Inc. January 1990 - December 2014
John Hancock Life Insurance Company (U.S.A.) July 1985 - December 1989
Education
Bentley University 1981 — 1985
BS, Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC 2010 - Present
Morgan Stanley 2006 - 2010
Advest, Inc. 2003 - 2005
Prudential Financial 2002 - 2003
Skills
Finance, Strategic Financial..., Portfolio Management, Investments, Management, Analysis, Cross-functional Team..., Retirement Planning, CRM, Training, Sales, Asset Allocation, Financial Planning
Education
The Ohio State University - The Max M. Fisher College of Business 2010 — 2012
Master of Business Administration, Strategy and Leadership
The Ohio State University
CERTIFIED FINANCIAL PLANNER™ Certification Education Program
The Ohio State University - The Max M. Fisher College of Business
Bachelor of Science in Business Administration, Marketing
Bucyrus High School 1993 — 1997
Wellspring Personal Financial Services, LLC April 2014 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC 2014 - Present
Landaas & Company 1993 - 2014
Barnett Bank of Florida 1982 - 1993
Skills
Asset Allocation, Asset Management, Retirement Planning, 401k, Estate Planning, Financial Planning, Insurance & annuities
Education
University of Pennsylvania
Master's Degree, Economics
University of Wisconsin-Milwaukee
Bachelor's Degree, Economics
Raymond James Financial Services, Inc. Member FINRA/SIPC October 2014 - Present
The TJX Companies, Inc. October 2013 - July 2014
Raymond James Financial Services, Inc. Member FINRA/SIPC 2012 - 2013
Lacy Couture Apparel August 2010 - March 2012
BCBGMAXAZRIAGROUP January 2010 - May 2010
Tommy Hilfiger August 2009 - December 2009
Lacoste June 2009 - August 2009
Nordstrom June 2008 - September 2008
Skills
Management, Fashion Buying, Fashion Shows, Retail Sales, Finance, Small Business, Business Development, Visual Merchandising, Merchandising, Social Media Marketing, Retail, Apparel, Styling, Fashion, Marketing, Sales, Public Relations, Email Marketing, Trend Analysis, Trend Forecasting, Trend, Merchandise Planning, Store Management, Window Displays, Budgets, Retail Buying, Trade Shows, Inventory Management, Payroll, Store Operations, Social Networking, Shoes, Jewelry, Vendor Relationships, Photo Shoots
Education
Philadelphia University 2006 — 2010
Bachelor of Science (BS), Fashion Merchandising
Nuova Accademia di Belle Arti Milano 2008 — 2008
Study Abroad Program
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2001 - Present
Skills
Certified Financial..., Asset Mangement, Financial Planning, Retirement Planning, Retirement, Financial Advisory, Investment Management, Estate Planning, Strategic Financial...
Education
Minnesota State University, Mankato 1996 — 1998
BS
Anoka Ramsey Community College 1994 — 1996
AA
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2006 - Present
Raymond James Financial Services, Inc. September 2002 - July 2006
The Robinson Humphrey Co LLC April 1995 - September 2002
Skills
Wealth Management, Asset Management, Retirement Income..., Educational Planning, Insurance Planning, Estate Planning
Education
Mercer University - Stetson School of Business and Economics 1993 — 1995
MBA, Finance
United States Naval Academy 1983 — 1987
BS, Computer Science
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2009 - Present
FINRA June 2000 - Present
Smith Barney 1994 - 2009
Skills
Retirement Planning, Series 7, Estate Planning, Asset Allocation, Mutual Funds, Investments, Asset Managment, 401k, IRAs, 401k Rollovers, Financial Services, Portfolio Management, Equities, Long-term Care, Life Insurance, Bonds, Variable Annuities, Investment Management, ETFs, Wealth Management..., Wealth, Succession Planning, Investment Strategies, Fixed Annuities, Securities, Investment Advisory, Insurance, Strategic Financial..., Financial Advisory, Wealth Management, Retirement, Asset Management, Series 63
Education
Franklin University 1978 — 1981
Bachelor of Science
The Ohio State University
Raymond James Financial Services, Inc. Member FINRA/SIPC October 1997 - Present
Skills
Investments, Customer Service, Marketing, Negotiation, Strategic Planning, Team Building, Finance, Retirement, Financial Analysis
Education
University of Iowa 1987 — 1990
Finance, Finance
The University of Iowa 1986 — 1990
Bachelor of Business Administration (B.B.A.), Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC November 2011 - Present
5metoo March 2011 - August 2011
Autus Inc. March 2010 - March 2011
Credit Suisse August 2010 - August 2010
Chungdahm Institute September 2009 - August 2010
JoongAng Ilbo Culture Media Co., Ltd. May 2008 - July 2008
Education
Hamilton College 2005 — 2009
BA, Economics
Mercer Island High School
Raymond James March 2014 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2012 - Present
Edward Jones July 2011 - November 2011
Eureka Springs, Arkansas January 1993 - December 2001
Skills
Financial Analysis, Finance, Securities, Portfolio Management, Microsoft Excel, Customer Service, Retirement Planning, Insurance, Strategic Planning, Microsoft Office, Financial Advisory
Education
Pittsburg State University 1988 — 1992
Bachelor's degree, Finance, General
Missouri Southern State University 1989 — 1990
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2011 - Present
Southwest Stair Company January 2007 - January 2011
Southwest Stair, Inc / SME Steel 2007 - January 2011
ADUB Motorsports January 2005 - January 2006
AW Designs LLC. January 2004 - January 2006
Swift Motorcycle Company January 2000 - January 2004
Swift Transportation 1996 - 2000
Skills
Series 63, Retirement Planning, Series 7, Mutual Funds, Insurance, Fixed Annuities, Investment Advisory, Strategic Financial..., Negotiation, Asset Management, Financial Advisory, Wealth Management, Securities, Disability Insurance, Long-term Care, Alternative Investments, Investments, Capital Markets, Financial Services, Hedge Funds, Retirement, IRAs, New Business Development, Business Strategy, Equities, Finance, Financial Planners, Financial Analysis, Term Life Insurance, Portfolio Management, Asset Allocation, Small Business, 401k, Bonds, Series 65, Sales, Wealth, Credit, Life Insurance, Due Diligence, Pensions, Investment Strategies, Time Management, Uniform Combined State..., Investment Management, Corporate Finance, Asset Managment, Fixed Income, Employee Benefits, Financial Modeling
Education
University of Phoenix 2006 — 2008
BSM, Business
Raymond James Financial Services, Inc. Member FINRA/SIPC January 1996 - Present
The Zaugg Financial Group, Inc., an Independent Firm December 1995 - Present
IDS American Express December 1986 - December 1996
Skills
Estate Planning, Retirement Planning, Holistic Financial..., Wealth Management, Tax Planning, 401k, Mutual Funds, Investment Strategies, IRAs, Wealth Management..., Strategic Financial..., Financial Planners, Retirement, Investment Advisory, FINRA, Asset Allocation, Uniform Combined State..., Series 7, Investments, Securities, High Net Worth..., Wealth, Tax, Financial Advisory, Fixed Annuities, 401k Rollovers, Alternative Investments, Variable Annuities, Wealth Accumulation, Series 24, Long-term Care, Bonds, Long Term Care Insurance, Stocks, Investment Management, Insurance, Life Insurance, Disability Insurance, Personal Finance, Term Life Insurance, Finance, Estate Tax Planning, Pensions, Portfolio Management, Series 6, Options, Series 65, Equities, Financial Services, Asset Management
Education
Old Dominion University
University of Connecticut
Raymond James Financial Services, Inc. Member FINRA/SIPC October 1995 - Present
Welch Financial, Inc. October 1995 - Present
Raymond James & Associates October 1991 - September 1995
Skills
Investments, Wealth Management, Financial Advisory, Series 7, Series 63, Retirement Planning, Asset Allocation, Alternative Investments, Investment Strategies, Portfolio Management, Financial Planning, Private Equity, Investment Banking, IRAs, Equities, Finance, Insurance, Mergers & Acquisitions, Strategic Financial...
Education
Duke University 1979 — 1982
BA, Economics
Choate Rosemary Hall 1977 — 1979
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2007 - Present
Robert W. Baird & Co. and Northwestern Mutual Investment Services 1986 - 2007
Skills
Securities, Investments, Wealth, Finance, Asset Allocation, Series 7, Financial Advisory, Retirement Planning, Investment Advisory, Wealth Management, Mutual Funds, Strategic Financial..., Estate Planning, Series 63
Education
Raymond Institute of Investment Management Consulting
Investment Management Consultant
Miami University 1976 — 1980
B.S. Business, Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC January 1993 - Present
Stifel Nicolaus April 1987 - January 1993
Skills
Mutual Funds, Retirement Planning, Social Networking, Event Management, Executive Management, Budgets, Forecasting, Series 63, Marketing Strategy, Wealth Management, Strategic Partnerships, Facebook
Education
University of Illinois at Urbana-Champaign 1972 — 1976
Bachelor of Science, Communications
Raymond James Financial Services, Inc., member FINRA/SIPC December 2000 - Present
Investment Managers, Inc. 1985 - 2000
Skills
Strategic Financial..., 401k, Retirement, IRAs, Financial Planners, Roth IRA, 529 Plans, Investment Advisory, Wealth Accumulation, Mutual Funds, Wealth, 401k Rollovers, IRA's, Financial Planning, IRA Rollovers, Wealth Management, Term Life Insurance, Investment Strategies, Retirement Planning, Insurance Planning, Annuities, SEP, Wealth Transfer, Long Term Care, College Savings Plans, Annuity, Wealth Preservation
Education
Midland University 1970 — 1973
BS, Business Administration - Accounting
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2004 - Present
Hewitt Associates 1999 - 2004
Skills
Business Analysis, Finance, Investments, Project Management, Process Improvement, Securities, 401k, Vendor Management, Retirement Planning, Risk Management, Financial Analysis, Financial Advisory, Strategic Planning, Series 7
Education
University of Central Florida - College of Business Administration 1996 — 1999
Morgan Stanley November 2014 - Present
Paragon Solutions December 2012 - October 2014
Raymond James Financial Services, Inc., Member FINRA/SIPC July 2011 - November 2012
Penn State University September 2010 - May 2011
Skills
FINRA series 7, 66..., Marketing, Social Media, Microsoft Office, Data Analysis, Event Planning, Securities, Social Media Marketing, Microsoft Excel, Finance, Public Relations, PowerPoint, Time Management, Market Research
Education
Penn State University 2006 — 2010
Marketing, Psychology
Souderton
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2003 - Present
Skills
Securities
Education
Boston College Law School 1970 — 1973
JD
Syracuse University - Martin J. Whitman School of Management 1965 — 1969
BS, Business Administration
Raymond James Financial Services, Inc. Member FINRA/SIPC 1991 - Present
The Hay Group 1989 - 1990
Prudential-Bache Securities 1984 - 1989
Scudder, Stevens, & Clark 1982 - 1984
Skills
Retirement Planning, Investments, Wealth Management, Finance, Estate Planning, Portfolio Management, Financial Advisory, Securities, Series 7, Mutual Funds, Investment Advisory, Marketing, Small Business, Asset Allocation, Series 63, Strategic Financial...
Education
UCLA Anderson School of Management 1980 — 1982
MBA, Finance and Accounting
Princeton University 1975 — 1979
B.S.E., Engineering
Raymond James Financial Services, Inc. Member FINRA/SIPC 2006 - Present
A.G. Edwards 2003 - 2006
Morgan Stanley 2001 - 2003
UBS 1999 - 2001
MC 100, Inc. 1992 - 1999
Skills
Wealth Management for..., Financial Services, Executive Management, Succession Planning, Estate Planning, Wealth, Asset Management, Estate Tax Planning, Retirement Planning, Wealth Management
Education
Loyola College in Maryland 1983 — 1985
Master of Business Administration (M.B.A.), Executive MBA
San Diego State University-California State University 1974 — 1977
Bachelor's Degree, Business Administration (Management)
Raymond James Financial Services, Inc., member FINRA/SIPC May 2011 - Present
Wells Fargo Advisors May 2008 - May 2011
A G Edwards & Sons June 2003 - May 2008
Skills
Series 7, Series 66, Finance, Sales, Series 63, Asset Allocation, Mutual Funds, Retirement Planning, Series 65, Securities, Wealth Management, Retirement, Investment Advisory, 401k, Fixed Annuities, Series 6, Financial Advisory
Education
James Madison University 1981 — 1983
Bachelor's degree, Fashion Merchandising
Raymond James Financial Services, Inc. Member FINRA/SIPC April 2010 - Present
Upland Police Foundation 2007 - Present
Morgan Stanley Smith Barney July 2005 - April 2010
American Funds July 2001 - July 2004
University of Phoenix June 1997 - August 2000
Skills
Strategic Financial..., Mutual Funds, Retirement Planning, Investments, Asset Allocation, Financial Advisory, Estate Planning, Portfolio Management, Investment Strategies, Retirement, Banking, Insurance, Wealth, Series 63
Education
Certified Financial Planner Board of Standards, Inc 2009 — 2009
CFP® Designatgion, Financial Planning
University of California, Irvine 2009 — 2009
Certified Financial Planner Board of Standards Coursework
Kaplan University CFP Course 2006 — 2008
CFP Prep, Financial Planning
University of La Verne 2003 — 2006
MBA, Marketing, Management, Leadership
University of Phoenix 1999 — 2002
BSBM, Management
University of Nevada-Las Vegas - College of Business 1994 — 1996
Upland High School 1990 — 1994
HS Diploma, College Prep/ General Studies-
Raymond James Financial Services, Inc. Member FINRA/SIPC February 2002 — Present
Hofstra University September 2008 — Present
Swiss American Securities Inc. June 1994 — January 2002
Standard & Poor's April 1992 — June 1994
Bank of America June 1989 — April 1992
Skills
Asset Managment, Equities, Finance, Portfolio Management, Investments, Series 7, Securities, Options, Trading, Estate Planning, Investment Strategies, Analysis, Insurance, Trusts
Education
University of Rochester 1985 — 1989
BA, Economics
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2005 - Present
Raymond James Financial Services 2005 - Present
RBC Dain Rauscher 1989 - 2005
Education
MISSOURI WESTERN STATE UNIVERSITY 1967 — 1972
Stop for Insurance, LLC October 2012 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2001 - October 2012
Ameritech May 1998 - March 2000
Ameritech Services (now AT&T) 1998 - 2000
Ameritech Information Industry Services 1969 - 1999
AT&T 1976 - 1979
Skills
Strategic Financial..., Protection..., Wealth Accumulation, Life Insurance, Health Insurance, Disability Insurance, Long-term Care Insurance, Risk Management
Education
Loyola University of Chicago 1973 — 1976
Master of Business Administration (MBA), Operations Research
University of Illinois at Urbana-Champaign 1964 — 1969
Bachelor's degree, Industrial Engineering
Raymond James Financial Services, Inc., Member FINRA/SIPC June 1996 - Present
Skills
Series 7, Mutual Funds, Asset Allocation, Retirement, Investment Strategies, Series 63, Strategic Financial..., Wealth Management, Investments, Securities, Investment Advisory, Uniform Combined State..., Financial Advisory, IRAs
Education
California State University-Sacramento 1992 — 1996
Bachelor of Science, Finance
California State University-Sacramento 1992 — 1996
Bachelor of Science (B.S.), Business Administration, Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2007 - Present
Education
University of Oklahoma College of Law 2001 — 2004
JD, Law
Trinity University 1997 — 2001
BS, Finance
Bishop McGuinness
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2005 - Present
Agilent Technologies August 1999 - February 2003
Hewlett-Packard May 1992 - August 1999
Skills
Brand Management, Sales, Financial Analysis, Financial Goals, Managerial Finance, Essbase, Retirement Planning, Forecasting, Financial Reporting, Wealth Management, Merchandising, Strategic Financial..., Investment Management, Mutual Funds, Accounting
Education
University of Idaho 1986 — 1991
Bachelor of Science (BS), Finance
The Meakem Group September 2012 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC September 2012 - Present
The Meakem Group of Wells Fargo Advisors, LLC March 2006 - September 2012
Spriggs & Hollingsworth February 2004 - December 2005
McKenna Long & Aldridge LLP September 1998 - February 2004
Court of Appeals of Virginia September 1997 - August 1998
Education
Boston University School of Law 1995 — 1997
J.D., magna cum laude
The College of William and Mary 1988 — 1992
Bachelor's Degree, Economics and Biology
Holton-Arms School 1978 — 1988
High School
Raymond James Financial Services, Inc. Member FINRA/SIPC October 1999 - Present
Skills
Retiremet Plan Rollovers, Retirement Income..., Pre-Retirement Income..., Life Insurance, Strategic Financial..., Financial Goals, Retirement Planning, Estate Planning, Investments, Portfolio Management, Rollovers, Financial Advisory, Insurance, Securities, Financial Services, Finance, Retirement, Risk Management
Education
Chestnut Hill College 1981 — 1985
BS, Political Science, Minor in History
College for Financial Planning
Chartered Retirement Planning Counselor
Raymond James Financial Services, Inc. Member FINRA/SIPC September 2001 - Present
Education
Sam Houston State University 1994 — 1996
B.S., Industrial Management / Business
Raymond James Financial Services, Inc. Member FINRA/SIPC 1997 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC 1997 - Present
Education
Wharton School of Business
Certified Investment Management Analyst Designation
Raymond James Financial Services, Inc., Member FINRA/SIPC January 2011 - Present
University of Alabama August 2007 - January 2011
U.S. Naval Academy June 2006 - August 2007
Education
Central Michigan University 2003 — 2004
Master's Degree, Business Administration and Management, General
University of Minnesota-Twin Cities 1997 — 2001
Bachelor's Degree, Finance
Raymond James April 2015 - Present
Welcome Warehouse January 2009 - Present
Children's Hunger Alliance January 2008 - Present
Heartfelt Expressions June 2009 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC 1999 - August 2014
Foley & Foley Wealth Strategies, An Independent Firm September 1991 - August 2014
Raymond James 1999 - 2014
Welcome Warehouse 2009 - 2011
Steinhaus Financial September 1991 - January 1999
The Planning Factory January 1983 - November 1990
Skills
Customer Service, Marketing, Event Planning, Fundraising, Small Business, Team Building, Public Relations, Event Management, Strategic Planning, Leadership, Training, Management, CRM, Time Management, Teamwork
Education
Goldey-Beacom College 1974 — 1976
AA, Business Law
Brandywine High School 1971 — 1974
General
FINRA
Series 63
NASD
Series 7 Designation
Raymond James Financial Services, Inc. member FINRA/SIPC May 2011 - Present
North Central Mental Health June 2009 - June 2011
Weber Associates June 2008 - June 2009
Columbus Community Relations Commission September 2005 - June 2008
Skills
Public Speaking, Nonprofits, Event Planning, Microsoft Excel, Customer Service, Leadership Development, Strategic Planning, Fundraising, Sales
Education
The Ohio State University 2004 — 2008
Bachelors of Social and Behavioral Science, Political Science
Raymond James Financial Services, Inc. Member FINRA/SIPC October 1990 - Present
Investacorp, Inc. December 1988 - October 1990
Skills
Retirement Planning, Strategic Financial..., Retirement, Wealth Management, Series 7, Investment Advisory, Estate Planning, Investments, Asset Allocation, Financial Advisory, Fixed Annuities, 401k, Investment Strategies, Portfolio Management, Insurance
Education
Cleary University
BA, magna cum laude, Business
College for Financial Planning 1983 — 1984
CERTIFIED FINANCIAL PLANNER™, Financial Planning
Clarenceville High School 1966 — 1970
H.S. Diploma, College Prep
Raymond James Financial Services, Inc., Member FINRA/SIPC March 2007 - Present
Raymond James & Associates June 2002 - March 2007
Raymond James & Associates June 1997 - June 2002
Raymond James & Associates January 1981 - June 1997
Skills
Finance, Securities, Investment Strategies, Financial Advisory, Series 7, Investments, Investment Advisory, Alternative Investments, Portfolio Management, ETFs, Asset Allocation, Wealth Management, Mutual Funds, Equities, Series 63, Insurance, Asset Managment
Education
Michigan Theological Seminary 1997 — 1999
Oakland University School of Business Administration
Bachelor of Science (BS), Economics--Finance Concentration
Raymond James Financial Services, Inc. Member FINRA/SIPC February 2000 - Present
Prudential Securities February 1996 - January 2000
Morgan Stanley Smith Barney December 1983 - February 1996
Education
Sauk Centre Senior High School
Alexandria Technical College
Raymond James Financial Services, Inc. Member FINRA/SIPC June 1999 - Present
Merrill Lynch June 1987 - June 1999
Education
Central Michigan University 1983 — 1987
Bachelor, Business Administration
Financial Industry Regulatory Authority August 2012 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC 2009 - August 2012
T. Rowe Price June 2004 - July 2009
SITEL/General Motors June 1999 - June 2004
Skills
Series 24, Series 7, Series 63, Asset Allocation, Financial Services, Investment Advisory, Investments, Mutual Funds, Retirement Planning, Securities
Education
University of South Florida 1999 — 2003
B.A., English and America Literature
Raymond James Financial Services, Inc. Member FINRA/SIPC December 2007 - Present
Skills
Finance, Financial Advisory, Securities, Mortgage Lending, Investment Advisory, Retirement Planning, Banking, Loans, Strategic Financial..., Portfolio Management, Financial Analysis, Estate Planning, Credit, Financial Modeling, Capital Markets
Education
George Mason University
BS, Finance/Investments
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2006 - Present
A.G.Edwards 1989 - 2006
Education
University of Colorado at Denver 1981 — 1985
Bachelor of Arts (B.A.), Geology
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2000 - Present
Education
University of Oklahoma 1978 — 1981
BBA, Accounting
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2013 - Present
Raymond James January 2001 - Present
Skills
Estate Planning, Retirement Planning, Investment Advisory, Retirement, Wealth, Strategic Financial..., Investments, Asset Allocation, Mutual Funds, Securities, Financial Advisory, Trusts, Series 7, Series 66, Series 9/10, Certified Financial..., Certified Private..., Certified Divorce..., Financial Planners
Education
Stetson University College of Law 1998 — 2000
JD, Law
Raymond James Financial Services, Inc., Member FINRA/SIPC January 2000 - Present
Education
Oklahoma State University 1980 — 1984
Bachelor of Business Administration (B.B.A.)
Raymond James Financial Services, Inc. Member FINRA/SIPC 1990 - Present
Education
California State University-Northridge 1985 — 1989
BS, Finance and Real Estate
Raymond James Financial Services, INC. member FINRA/SIPC September 1998 - Present
Skills
Investments, Wealth Management...
Education
Ithaca College 1980 — 1985
BA Economics
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2014 - Present
Unilife Corporation November 2008 - November 2012
The Flynn Group June 2001 - April 2008
Rite Aid 1995 - 2001
Skills
Onboarding, Hiring, HRIS, Employee Relations, Benefits Administration, Recruiting, HR Policies, FMLA/EEO/WC/UC/OSHA, Employee Orientations, Customer Service, Human Resources, Payroll, Employee Benefits, Interviews, FMLA, New Hire Orientations, Deferred Compensation, Management, Talent Acquisition, Labor Relations, Temporary Staffing, Talent Management, Applicant Tracking...
Education
Penn State University
Bachelor of Business Administration (B.B.A.)
Raymond James Financial Services, Inc. Member FINRA/SIPC February 2013 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC July 2012 - Present
Premier Financial Group January 2002 - May 2011
Skills
Series 24, Series 7, Series 63, Series 65, Investment Advisory, Retirement Planning, Registered Paraplanner, CA Insurance License, Finance
Education
College for Financial Planning 2007 — 2008
Registered Paraplanner
California State University-Chico 1972 — 1974
Business Administration
Raymond James Financial Services, Inc. Member FINRA/SIPC August 1987 - Present
Raymond James Financial Services, Inc. August 1986 - Present
Vero Beach Police Foundation 2010 - 2011
Bridal Show for the Heritage Center 2009 - 2009
Skills
ERISA, 401k Rollovers, Asset Allocation, Estate Planning, Series 7, Retirement Planning, Wealth Management, IRAs, Retirement, 401k, Strategic Financial..., Investments, Investment Advisory, Roth IRA, Fixed Annuities, Asset Managment, Mortgage Lending, Portfolio Management, Equities, Alternative Investments, Insurance, Leadership, Securities, Financial Advisory, Mutual Funds, Wealth, Asset Management, Small Business, Financial Planners, Investment Strategies, Personal Finance, Life Insurance, Saving for Education, Disability Insurance, Series 63, Health Insurance, Estate Tax Planning, Wealth Accumulation, Series 65, Uniform Combined State..., Wealth Management..., Financial Analysis, Term Life Insurance
Education
The University of Texas at Austin 1977 — 1981
BA, Psychology
Raymond James Financial Services, Inc. Member FINRA/SIPC August 2005 - Present
Skills
Wealth Management, Investments, Retirement Planning, Series 7, Securities, Strategic Financial..., Mutual Funds, Portfolio Management, Investment Advisory, Estate Planning, Financial Advisory, Series 63, Alternative Investments, Strategic Planning, Retirement
Education
College for Financial Planning 2000 — 2004
Certified Financial Planner, Financial Planning and Services
The College of Wooster 1989 — 1993
BA, Urban Studies
Raymond James Financial Services, Inc. Member FINRA/SIPC December 1999 - Present
Skills
Series 7, 401k Rollovers, Wealth Management, Retirement, Mutual Funds, Fixed Annuities, Asset Allocation, Strategic Financial..., Estate Planning, Investment Strategies, Financial Advisory, Wealth, Retirement Planning, Investments, Securities
Education
The University of Connecticut 1974 — 1977
Master of Business Administration (MBA)
Raymond James Financial Services, Inc. Member FINRA/SIPC September 1993 - Present
Skills
Investment Management, Finance, Financial Advisory, Communications, Leadership, Sales & Marketing, Youth activities
Education
St. Thomas University 1986 — 1987
MS, Sports Administration
University of Northern Iowa 1982 — 1986
BA, Public Relations/Communications
McGavran Financial Group Securities offered through Raymond James Financial Services, Inc. November 1999 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC November 1999 - Present
Skills
New Business Development, Insurance, Business Strategy, Health Insurance, Customer Service, Strategic Planning, Investments, Strategic Financial..., Life Insurance, Risk Management, Small Business, Retirement Planning, Employee Benefits, Retirement, Financial Planning
Education
Pittsburg State University 1985 — 1990
Bachelor of Science (BS), Marketing Finance
Raymond James Financial Services, Inc. Member FINRA/SIPC January 2010 - Present
A.G. Edwards & Sons, Inc. March 1997 - December 2009
Merrill Lynch October 1984 - February 1997
Skills
Wealth Management, Strategic Financial..., Retirement Planning, Asset Management, Portfolio Management, Asset Allocation, Investments, Securities
Education
University of Alabama
B.S. Accounting
Raymond James Financial Services, Inc. Member FINRA/SIPC January 1986 - Present
Skills
Financial and..., Personal Finance, Risk Management, Investments, Life Insurance, Equities, Notary Public, Series 24, Series 1, Series 5, Series 7, Series 63
Education
Loras College 1968 — 1972
Bachelor of Arts (BA), Sociology
Raymond James Financial Services, Inc. Member FINRA/SIPC November 2008 - Present
Education
Oklahoma State University
Bachelor's degree, HRAD minor in Business
Raymond James Financial Services, Inc. September 1996 - Present
Raymond James Financial Services. Inc. Member FINRA/SIPC September 1996 - Present
Skills
Financial Advisory, Finance, Retirement Planning, Securities, Wealth Management, Series 7, Process Improvement, Event Planning, Strategic Financial..., Mutual Funds, Investment Advisory, Marketing
Education
Southern Illinois University, Carbondale 1983 — 1984
Bachelor of Science, Finance and Financial Management Services
The University of Mississippi 1981 — 1983
Finance and Financial Management Services
Raymond James Financial Services, Inc., Member FINRA/SIPC October 1997 - Present
Amendola Financial Group, Inc. January 2004 - Present
Raymond James & Associates, Inc., Member New York Stock Exchange/SIPC October 1997 - December 2004
Skills
Certified Financial..., Wealth Management, Financial Advisor, Investment Strategies, Retirement Planning, Income Tax Planning, Social Security Planning, Medicare, TRICARE, Health Insurance, Asset Protection, Estate Tax Planning, Charitable Gift Planning, Elder Care, Life Transitions, Long Term Care Insurance, Assisted Living, Seniors, Life Insurance, Property & Casualty..., Umbrella Insurance, Strategic Planning, Financial Planning, Economics, Entrepreneurship, Leadership, Personal Finance, Corporate Finance, Strategic Financial...
Education
CTI® Coaches Training Institute® 2014 — 2015
Co-Active Coaching® Model
Florida State University 1992 — 1994
Bachelor of Science (BS), Finance and Financial Management Services
Raymond James Financial Services, Inc., Member FINRA/SIPC October 2009 - Present
Merrill Lynch May 2008 - November 2008
Morgan Stanley Wealth Management June 2005 - April 2008
Education
Lafayette College 1999 — 2003
Bachelor of Arts (BA), Psychology & Art (Double Major)
Raymond James Financial Services, Inc. member FINRA/SIPC August 2012 - Present
Bank of America March 1973 - July 2010
Skills
Banking, Credit, Loans, Mortgage Lending, Financial Services, Retail Banking, Relationship Management, Wealth Management, Investments, Finance
Education
San Bernardino Valley College 1980 — 1981
Accounting and Business/Management
Needles, California 1960 — 1972
High School Diploma, Business Administration and Management, General