RBC Capital Markets, LLC
Industry: Finance service company
DescriptionRBC Capital Markets is a global investment bank providing services in banking, finance and capital markets to corporations, institutional investors, asset managers and governments globally. Locations span 70 offices in 15 countries across North America, the UK, Europe and the Asia-Pacific region. Headquarters: Toronto, Canada Rating: A1 / AA- (Moody's / S&P) CEO: Doug McGregor (Nov 1, 2008–) Traded as: NYSE: RY; TSX: RY Number of employees: Over 7,200 Subsidiaries: RBC Correspondent Services, Inc., RBC Rundle,
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RBC Capital Markets, LLC Employees
RBC Capital Markets LLC July 2015 - Present
US Bancorp Investments, Inc March 2010 - June 2015
US Bancorp Investments, Inc August 2006 - March 2010
US Bancorp Investments, Inc February 2005 - August 2006
Skills
Leadership, Operations Management, Management, Call Centers, Vendor Management, Financial Services, Risk Management, Banking, Analysis, Customer Service, Investments, Team Leadership, Team Building, Finance, Process Improvement, Strategic Planning, Fixed Income, Microsoft Word, Financial Analysis, Business Analysis, Teamwork, Series 99, Data Analysis, Microsoft Office, Microsoft Excel, Capital Markets, Securities, Financial Reporting, Bloomberg
Education
Iowa State University
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Barclays Capital April 2012 - Present
RBC CAPITAL MARKETS, LLC October 2009 - April 2012
AXA ADVISORS, LLC September 2007 - May 2009
American Financial Marketing July 2006 - August 2007
QUESTAR CAPITAL/USALLIANZ SECURITIES INC April 2005 - June 2006
U.S. BANK December 2004 - April 2005
Wells Fargo products October 2002 - October 2004
Skills
Fixed Annuities, Securities, Retirement Planning, Strategic Financial..., Financial Analysis, Series 7, Insurance, Microsoft Excel, Investments, Microsoft Word, FINRA, Risk Management, Finance, Credit, Training, Portfolio Management, Management, Series 63, Hedge Funds, Mutual Funds, Time Management, Wealth Management, Banking, Sales, Financial Modeling, Alternative Investments, Process Improvement, Financial Services, Retirement, Equities, Financial Risk, Fixed Income, Analysis
Education
Saint Mary's University of Minnesota 2003 — 2005
Bachelors, Business & Marketing
RBC Capital Markets 2012 - Present
RBC Capital Markets, LLC September 2010 - February 2012
RBC Capital Markets, LLC January 2007 - September 2010
RBC Capital Markets, LLC August 1999 - January 2007
RBC Capital Markets, LLC 1998 - 1999
Skills
Sales, Alternative Investments, Equity Derivatives, Equities, FX Hedging, Trading, Fixed Income, MLP, Valuation Modeling, Pricing, Financial Reporting, Operations Management, Derivatives, Structured Products
Education
Baruch College
Master of Business Administration (MBA), Finance, General
SUNY Plattsburgh
Bachelor of Applied Science (BASc), Business Administration and Management, General
RBC Capital Markets, LLC November 2014 - Present
RBC Capital Markets, LLC August 2011 - November 2014
Ivy Securities, Inc. February 2011 - April 2011
Jefferies & Company May 2007 - December 2010
Kellogg Partners April 2006 - April 2007
Prudential Equity Group May 2002 - March 2006
ABN AMRO May 2001 - May 2002
ING October 2000 - April 2001
Merrill Lynch April 2000 - October 2000
ING May 1997 - April 2000
Skills
Equities, Options, Series 63, Management, Business Strategy, Business Planning, Accounting, Capital Markets, Fixed Income, Bloomberg, Hedge Funds, Derivatives, Investment Banking, Securities, Trading, Series 7, Trading Systems, Electronic Trading, Financial Markets, Asset Management, Account Reconciliation
Education
Saint John's University - Peter J. Tobin College of Business 1983 — 1987
B.S., Finance
Archbishop Molloy H.S. 1979 — 1983
High School diploma
SMBC Nikko Securities America April 2013 - Present
RBC Capital Markets, LLC September 2011 - August 2012
Sanford C. Bernstein March 2010 - September 2011
Tigris Financial Group Ltd. March 2009 - March 2010
Bear Stearns & Co September 2006 - December 2008
Lehman Brothers September 2004 - September 2006
Willkie Farr & Gallagher LLP September 2002 - September 2004
Education
University of Michigan Law School 1999 — 2002
Stony Brook University 1995 — 1997
BA, History, Political Science
RBC Capital Markets LLC February 2000 - Present
Education
Columbia Business School
MBA
Stanford University
MS, BS, Engineering
RBC Capital Markets, LLC December 2009 - Present
RBC Wealth Management 2005 - October 2008
Royal Bank of Canada 1998 - 2008
RBC Dain Rauscher April 2003 - May 2005
RBC Dain Rauscher May 2002 - April 2003
Skills
Compliance, Quality Assurance, Wikis, Coaching, Change Management, Project Management, Leadership, Team Leadership, Workshop Facilitation, Team Building, Needs Analysis, Program Management, Strategic Planning, Business Analysis, Organizational..., Customer Service, Talent Management, Training, Training Delivery, Employee Training, CRM
Education
University of St. Thomas - Opus College of Business 2006 — 2007
Masters in Business Communications
University of Minnesota-Twin Cities 1992 — 1997
Bachelor of Arts, Spanish
RBC Capital Markets, LLC June 2013 - Present
GE Capital Corp August 2012 - June 2013
Calyon Corporate and Investment Bank 2006 - 2008
HSBC Securities 2003 - 2006
HSBC 2003 - 2006
Credit Suisse Asset Management 1999 - 2002
Dresdner Kleinwort Benson 1996 - 1999
Smith Barney 1990 - 1996
Smith Barney, Harris Upham, Inc. 1990 - 1996
Skills
Hedge Funds, Fund Of Funds, Investments, Due Diligence, Capital Markets, Portfolio Management, Alternative Investments, Credit, Credit Risk, Negotiation, ISDA, Derivatives, Emerging Markets, Securities, Asset Management, Risk Management, Risk, Banking, Credit Analysis, Financial Analysis, Loans, Swaps, Documentation, Financial Markets, Bonds, Bloomberg, FX, Market Risk, Fixed Income, Equity Derivatives, Financial Risk, Private Equity, Structured Finance, Investment Banking
Education
Kent State University
Bachelors, Economics
New York Institute of Finance
Credit Analysis Program
RBC Capital Markets, LLC May 2011 - Present
New York University January 2009 - Present
Columbia University August 2008 - Present
Skills
Financial Risk, Equities, Investments, Fixed Income, Derivatives, Financial Modeling, Capital Markets, Portfolio Management, Investment Banking, Asset Management, Valuation, Risk Management
Education
MIT 1973 — 1977
SB, Mathematics
RBC Capital Markets June 2003 - Present
RBC Capital Markets & Securities, New York City June 2003 - Present
RBC Capital Markets LLC June 2003 - Present
INVESTEC ERNST & COMPANY June 1996 - June 2003
Skills
Capital Markets, Middle Office, Fixed Income, Equities, Bloomberg, Back Office, Prime Brokerage, Settlement, Securities, Bonds, Equity Derivatives, Hedge Funds, Options, Swaps, Alternative Investments, Corporate Actions, Financial Markets, Interest Rate..., Structured Products, Credit Risk, Market Data, Portfolio Management, Financial Risk, Financial Modeling, Asset Management, Risk Management, Commodity, Valuation, Equity Trading, Series 99, Proficient in MS Office..., Collateral Management, Financial Services, Emerging Markets, Operational Risk
Education
Baruch College, City University of New York (CUNY) 1992 — 1996
BBA, Finance
Citibank N.A. October 2013 - Present
RBC Capital Markets LLC May 2011 - October 2013
SMBC CAPITAL MARKETS, INC June 2010 - May 2011
WASHINGTON MUTUAL BANK March 2007 - June 2009
Clearwire November 2006 - March 2007
Skills
AML, KYC, Risk Management, Analysis, Middle Office, Outlook, Microsoft Office, Customer Service, Sales, Typing, Phone Etiquette, Data Entry, Financial Risk, Due Diligence, OFAC, USA PATRIOT Act, Financial Regulation, Anti Money Laundering, Process Improvement, Suspicious Activity..., Back Office, Banking
Education
The Evergreen State College
Bachelor of Arts Degree, History
In-transition July 2011 - Present
Down on River Road 2011 - Present
RBC Capital Markets LLC August 2007 - July 2011
Texas Municipal League August 1994 - August 2007
City of Waco February 1972 - August 1994
Education
Texas Tech University
BS, Landscape Architecture/Park Administration
Wexford Capital February 2014 - Present
Maplelane Capital January 2013 - February 2014
RBC CAPITAL MARKETS, LLC May 2010 - November 2012
MILLENIUM, L.P December 2008 - April 2010
Satellite Asset Management July 2007 - December 2008
CR INTRINSIC INVESTORS, LLC January 2006 - May 2007
NEUBERGER BERMAN ALTERNATIVE INVESTMENTS January 2003 - January 2006
GOLDMAN, SACHS & CO January 1999 - July 2001
Skills
Portfolio Management, Equity Research, Financial Analysis, Financial Modeling, Equity Trading, Investments, Alternative Investments, Investment Management, Financial Accounting, Retail, Consumer Goods
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Finance/Accounting
Leonard N. Stern School of Business
Master of Business Administration, Finance & Accounting
Haverford College 1994 — 1998
Bachelor of Arts (B.A.), Political Science/International Economics
Haverford College
Bachelor of Arts, Political Science/International Economics
RBC Capital Markets, LLC October 2010 - Present
BNP Paribas Securities Corp October 2005 - July 2010
JP Morgan Securities, Inc July 2003 - October 2005
Natexis Bleichroeder, Inc May 2001 - July 2003
Skills
Bloomberg, DTC, Fixed Income, Settlements, Electronic Trading, Bonds, Equities, Derivatives, Securities, Reconciliations
Education
Pace University
MBA, Finance
SUNY at Stony Brook 1995 — 1999
BS, Business Management
RBC Capital Markets, LLC March 2013 - Present
Morgan Stanley September 2010 - March 2013
Wells Fargo Bank, N.A. September 2008 - August 2010
Morgan Stanley September 2007 - August 2008
Goldman Sachs Asset Management, L.P. March 2005 - September 2007
Skills
Structured Finance, Emerging Markets, Fixed Income, Equities, Commodity, Alternative Investments, Trading, Derivatives, Hedge Funds
Education
New York Law School
J.D.
Tufts University
B.A., magna cum laude
RBC Capital Markets LLC April 2002 - Present
Merrill Lynch June 2001 - April 2002
Skills
Equity Trading, Futures Trading
Education
Barnard College
Bachelor of Arts (B.A.), Economics
RBC Capital Markets, LLC August 2013 - Present
Education
University of Pennsylvania
The Wharton School of Business, Bachelor of Science (BS), Finance