RBS Securities Inc.
Industry: Mortgage loan company
DescriptionHeadquarters: Stamford, CT Founded: 1981 Parent organizations: Royal Bank of Scotland Group, RBS Holdings USA Inc.
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RBS Securities Inc. Employees
Employee
Years
Job
Industry
Joe Hesse Joe Hesse's RBS Securities Inc. Experience 2008 - 2014
Job Director of Operations Futures Clearing
Industry Financial Services
Experience
RBS Securities Inc. 2008 - 2014
The Royal Bank of Scotland 2007 - 2008
RBS Securities Inc. 2001 - 2006
Longitude 2000 - 2001
Greenwich NatWest (bought by RBS) 1998 - 2000
Greenwich NatWest (bought by RBS) 1997 - 1998
Greenwich NatWest Futures Inc. (bought by RBS) 1996 - 1997
NatWest Futures Inc. (bought by RBS) 1992 - 1996
Skills
Fixed Income, Capital Markets, Structured Products, Derivatives, Investment Banking, Operations Management, CRM, Management, Electronic Trading, Options, Trading Systems, Financial Markets, Trading, Risk Management, Equities, FX Options
Education
University of Illinois at Chicago
BS, Economics & Marketing
RBS Securities Inc. 2008 - 2014
The Royal Bank of Scotland 2007 - 2008
RBS Securities Inc. 2001 - 2006
Longitude 2000 - 2001
Greenwich NatWest (bought by RBS) 1998 - 2000
Greenwich NatWest (bought by RBS) 1997 - 1998
Greenwich NatWest Futures Inc. (bought by RBS) 1996 - 1997
NatWest Futures Inc. (bought by RBS) 1992 - 1996
Skills
Fixed Income, Capital Markets, Structured Products, Derivatives, Investment Banking, Operations Management, CRM, Management, Electronic Trading, Options, Trading Systems, Financial Markets, Trading, Risk Management, Equities, FX Options
Education
University of Illinois at Chicago
BS, Economics & Marketing
Tom Hagan Tom Hagan's RBS Securities Inc. Experience August 2011 - Present
Job Head of Technology for Regional Office of Global Bank | Innovative Technology Leader | Extensive Development Background
Industry Financial Services
Experience
RBS Securities, Inc August 2011 - Present
RBS Securities, Inc September 2007 - August 2011
RBS Greenwich Capital January 2003 - August 2007
Greenwich Capital Markets January 1999 - January 2003
Greenwich Capital Markets October 1996 - January 2000
Skills
Trading Systems, Bonds, Back Office, Middle Office, Credit Derivatives, Interest Rate..., JIRA, C#, .NET, Java, Software Development, Unix, Disaster Recovery, Software Project..., SDLC, SQL, Vendor Management, Sybase, Electronic Trading, Capital Markets, Fixed Income, Agile Methodologies, Leadership, Banking, Derivatives, Risk Management, Financial Risk, Investment Banking, Management, Start-ups, Trading, Financial Services
Education
Bard College
Bachelor of Arts (B.A.), Physics
Harvard Extension School
Certificate of Advanced Study in Applied Sciences, Computer Science
RBS Securities, Inc August 2011 - Present
RBS Securities, Inc September 2007 - August 2011
RBS Greenwich Capital January 2003 - August 2007
Greenwich Capital Markets January 1999 - January 2003
Greenwich Capital Markets October 1996 - January 2000
Skills
Trading Systems, Bonds, Back Office, Middle Office, Credit Derivatives, Interest Rate..., JIRA, C#, .NET, Java, Software Development, Unix, Disaster Recovery, Software Project..., SDLC, SQL, Vendor Management, Sybase, Electronic Trading, Capital Markets, Fixed Income, Agile Methodologies, Leadership, Banking, Derivatives, Risk Management, Financial Risk, Investment Banking, Management, Start-ups, Trading, Financial Services
Education
Bard College
Bachelor of Arts (B.A.), Physics
Harvard Extension School
Certificate of Advanced Study in Applied Sciences, Computer Science
Peter Duran Peter Duran's RBS Securities Inc. Experience May 2008 - April 2012
Job Senior Desktop Support Associate at Guggenheim Global Trading
Industry Information Technology and Services
Experience
Guggenheim Partners July 2012 - Present
The Princeton Group April 2012 - July 2012
RBS Securities Inc. May 2008 - April 2012
AYSO 2010 - 2012
QVT Financial LP February 2008 - May 2008
Gravitas Technology January 2008 - May 2008
UBS Investment Bank 1994 - 2007
UBS 1994 - 2007
Perot Systems 1998 - 2006
Union Bank of Switzerland 1994 - 1998
Skills
Trading Systems, Disaster Recovery, Active Directory, Red Hat Linux, Bloomberg, Market Data, Networking, Technical Support, XP, Data Center, ITIL, Trading, Information Technology, Infrastructure, Servers, Unix, User Friendly, Desktop Application..., Vendor Management, Positive Personality, SharePoint, Incident Management, Technical Skillset, Executive Support, VMware
Education
City University of New York-Brooklyn College 1985 — 1991
BS, Computer and Information Science
Guggenheim Partners July 2012 - Present
The Princeton Group April 2012 - July 2012
RBS Securities Inc. May 2008 - April 2012
AYSO 2010 - 2012
QVT Financial LP February 2008 - May 2008
Gravitas Technology January 2008 - May 2008
UBS Investment Bank 1994 - 2007
UBS 1994 - 2007
Perot Systems 1998 - 2006
Union Bank of Switzerland 1994 - 1998
Skills
Trading Systems, Disaster Recovery, Active Directory, Red Hat Linux, Bloomberg, Market Data, Networking, Technical Support, XP, Data Center, ITIL, Trading, Information Technology, Infrastructure, Servers, Unix, User Friendly, Desktop Application..., Vendor Management, Positive Personality, SharePoint, Incident Management, Technical Skillset, Executive Support, VMware
Education
City University of New York-Brooklyn College 1985 — 1991
BS, Computer and Information Science
Chuin Lee Chuin Lee's RBS Securities Inc. Experience August 2010 - May 2012
Job Managing Director at Bank of America Merrill Lynch
Industry Law Practice
Experience
Bank of America Merrill Lynch February 2015 - Present
Bank of America Merrill Lynch June 2013 - January 2015
Barclays Capital Inc. May 2012 - May 2013
RBS Securities Inc. August 2010 - May 2012
Merrill Lynch September 2006 - July 2010
Shearman and Sterling LLP 1998 - 2006
Skills
Securities Regulation, Securities, Capital Markets, Corporate Governance, Structured Products, Cross-border..., Indices, Investment Advisory, Investment Strategies, Derivatives, Start-ups, Social Entrepreneurship, Women Owned Business
Education
Barrister, Middle Temple Inn of Court (UK) 1995 — 1996
Barrister, Law
University of Nottingham (UK) 1992 — 1995
LLB, Law
Bank of America Merrill Lynch February 2015 - Present
Bank of America Merrill Lynch June 2013 - January 2015
Barclays Capital Inc. May 2012 - May 2013
RBS Securities Inc. August 2010 - May 2012
Merrill Lynch September 2006 - July 2010
Shearman and Sterling LLP 1998 - 2006
Skills
Securities Regulation, Securities, Capital Markets, Corporate Governance, Structured Products, Cross-border..., Indices, Investment Advisory, Investment Strategies, Derivatives, Start-ups, Social Entrepreneurship, Women Owned Business
Education
Barrister, Middle Temple Inn of Court (UK) 1995 — 1996
Barrister, Law
University of Nottingham (UK) 1992 — 1995
LLB, Law
Diane Quick Diane Quick's RBS Securities Inc. Experience May 2008 - Present
Job Vice President at RBS Securities Inc.
Industry Banking
Experience
RBS Securities Inc. May 2008 - Present
ABN AMRO Inc. August 2005 - May 2008
ATA Airlines April 2001 - April 2005
Wm. C. Groebe Realtors February 1992 - April 2005
Skills
Derivatives, Options, Commodity, Equity Derivatives, Risk Management, FINRA, Legal Compliance, Negotiation, Contract Management, Onboarding, ISDA negotiations, CFTC, Futures Trading, Interest Rate Swaps, CME, Futures, Clearing Houses, Legal Documentation, Contract Negotiations, SEC, FIA, Compliance, Contracts Administrators, NFA
Education
Graham School of Management - St. Xavier University 2006 — 2007
MBA, eCommerce
St. Xavier University 2003 — 2005
BBA, Marketing
RBS Securities Inc. May 2008 - Present
ABN AMRO Inc. August 2005 - May 2008
ATA Airlines April 2001 - April 2005
Wm. C. Groebe Realtors February 1992 - April 2005
Skills
Derivatives, Options, Commodity, Equity Derivatives, Risk Management, FINRA, Legal Compliance, Negotiation, Contract Management, Onboarding, ISDA negotiations, CFTC, Futures Trading, Interest Rate Swaps, CME, Futures, Clearing Houses, Legal Documentation, Contract Negotiations, SEC, FIA, Compliance, Contracts Administrators, NFA
Education
Graham School of Management - St. Xavier University 2006 — 2007
MBA, eCommerce
St. Xavier University 2003 — 2005
BBA, Marketing
Seiya Inoue Seiya Inoue's RBS Securities Inc. Experience December 2014 - Present
Job USD Rates Sales / Japan Desk at RBS Securities Inc.
Industry Financial Services
Experience
RBS Securities Inc. December 2014 - Present
RBS Securities Japan Limited September 2011 - December 2014
The William C. Dunkelberg Owl Fund September 2010 - December 2010
Bank of America Merrill Lynch June 2010 - August 2010
The William C. Dunkelberg Owl Fund January 2010 - May 2010
New York Life Insurance Company December 2009 - May 2010
NIS Group June 2009 - July 2009
Skills
Bloomberg
Education
Temple University - Fox School of Business and Management 2009 — 2011
B.A.A., FInance
Delaware County Community College 2006 — 2009
A.S., Business Administration
RBS Securities Inc. December 2014 - Present
RBS Securities Japan Limited September 2011 - December 2014
The William C. Dunkelberg Owl Fund September 2010 - December 2010
Bank of America Merrill Lynch June 2010 - August 2010
The William C. Dunkelberg Owl Fund January 2010 - May 2010
New York Life Insurance Company December 2009 - May 2010
NIS Group June 2009 - July 2009
Skills
Bloomberg
Education
Temple University - Fox School of Business and Management 2009 — 2011
B.A.A., FInance
Delaware County Community College 2006 — 2009
A.S., Business Administration
Colin Simmons Colin Simmons's RBS Securities Inc. Experience April 2012 - July 2013
Job Attorney with experience in Contract/Corporate Law, Regulatory Compliance, Finance
Industry Legal Services
Experience
Sikorsky Aircraft November 2013 - Present
RBS Securities Inc. April 2012 - July 2013
Royal Bank of Scotland December 2010 - April 2012
The Royal Bank of Scotland May 2010 - December 2010
Royal Bank of Scotland September 2009 - May 2010
Strategic Advantages, LLC April 2009 - September 2009
Dreier LLP October 2008 - December 2008
New York City Law Department January 2008 - April 2008
Legal Aid Society June 2007 - August 2007
Law Offices of Brian J. Elbaum June 2006 - October 2006
Skills
Corporate Law, Legal Writing, Due Diligence, Legal Assistance, Legal Advice, Legal Research, Banking, Contract Law, Courts, Trials, Civil Litigation, Commercial Litigation, Banking Law, Supply Chain, Secured Transactions, International Trade, Global Cash Management, Analysis, Negotiation, Strategy, Legal Documents, Contract Management, Business Process...
Education
Brooklyn Law School 2005 — 2008
J.D., Law
Columbia University - School of International and Public Affairs 2003 — 2003
Summer Program, Political Science
Bates College 1998 — 2002
B.A., English
University of Oxford 2001 — 2001
Summer Program, English Literature
The Hotchkiss School 1995 — 1998
HS Diploma
Sikorsky Aircraft November 2013 - Present
RBS Securities Inc. April 2012 - July 2013
Royal Bank of Scotland December 2010 - April 2012
The Royal Bank of Scotland May 2010 - December 2010
Royal Bank of Scotland September 2009 - May 2010
Strategic Advantages, LLC April 2009 - September 2009
Dreier LLP October 2008 - December 2008
New York City Law Department January 2008 - April 2008
Legal Aid Society June 2007 - August 2007
Law Offices of Brian J. Elbaum June 2006 - October 2006
Skills
Corporate Law, Legal Writing, Due Diligence, Legal Assistance, Legal Advice, Legal Research, Banking, Contract Law, Courts, Trials, Civil Litigation, Commercial Litigation, Banking Law, Supply Chain, Secured Transactions, International Trade, Global Cash Management, Analysis, Negotiation, Strategy, Legal Documents, Contract Management, Business Process...
Education
Brooklyn Law School 2005 — 2008
J.D., Law
Columbia University - School of International and Public Affairs 2003 — 2003
Summer Program, Political Science
Bates College 1998 — 2002
B.A., English
University of Oxford 2001 — 2001
Summer Program, English Literature
The Hotchkiss School 1995 — 1998
HS Diploma
Lorraine Marsh Lorraine Marsh's RBS Securities Inc. Experience 2009 - November 2013
Job Vice President at Morgan Stanley
Industry Banking
Experience
Morgan Stanley November 2013 - Present
RBS Securities Inc. 2009 - November 2013
ABN AMRO Incorporated 1999 - 2009
Ketchum Public Relations 1998 - 1999
PaineWebber 1991 - 1998
Skills
Investment Banking, Market Data, Financial Services, Start-ups, Financial Markets, Strategy, Market Research, Vendor Management, Business Analysis, Analysis, Portfolio Management, Banking, Derivatives
Education
Ithaca College
B.A., Political Science
Long Island University, C.W. Post Campus
M.S.L.S., Library and Information Science
Morgan Stanley November 2013 - Present
RBS Securities Inc. 2009 - November 2013
ABN AMRO Incorporated 1999 - 2009
Ketchum Public Relations 1998 - 1999
PaineWebber 1991 - 1998
Skills
Investment Banking, Market Data, Financial Services, Start-ups, Financial Markets, Strategy, Market Research, Vendor Management, Business Analysis, Analysis, Portfolio Management, Banking, Derivatives
Education
Ithaca College
B.A., Political Science
Long Island University, C.W. Post Campus
M.S.L.S., Library and Information Science
Yanne Deng Yanne Deng's RBS Securities Inc. Experience October 2008 - July 2014
Job Fixed Income Valuation
Industry Investment Banking
Experience
Bank of America Merrill Lynch July 2014 - Present
RBS Securities Inc October 2008 - July 2014
Radian Guaranty Inc June 2005 - September 2008
GMAC/ResCap May 2004 - June 2005
FleetBoston Financial (now Bank of America) November 2002 - May 2004
West Virginia University September 2000 - September 2002
Skills
Valuation, Pricing, Financial Structuring, Modeling, MBS, Forecasting, Financial Risk, Cash Flow, Derivatives, Bloomberg, Capital Markets, Fixed Income, Investment Banking, Financial Modeling, Equities, Credit Risk, SAS, Bonds, Analytics, FX Options
Education
West Virginia University 1998 — 2002
Ph.D, Industrial and Management Systems Engineering; Decision Sciences/Operations Research
Beijing Technology and Business University 1995 — 1998
MS.E, Electrical Engineering
Bank of America Merrill Lynch July 2014 - Present
RBS Securities Inc October 2008 - July 2014
Radian Guaranty Inc June 2005 - September 2008
GMAC/ResCap May 2004 - June 2005
FleetBoston Financial (now Bank of America) November 2002 - May 2004
West Virginia University September 2000 - September 2002
Skills
Valuation, Pricing, Financial Structuring, Modeling, MBS, Forecasting, Financial Risk, Cash Flow, Derivatives, Bloomberg, Capital Markets, Fixed Income, Investment Banking, Financial Modeling, Equities, Credit Risk, SAS, Bonds, Analytics, FX Options
Education
West Virginia University 1998 — 2002
Ph.D, Industrial and Management Systems Engineering; Decision Sciences/Operations Research
Beijing Technology and Business University 1995 — 1998
MS.E, Electrical Engineering
Liz Locke Liz Locke's RBS Securities Inc. Experience September 2008 - April 2010
Job Vice President, Registrations and Licensing, Email Compliance Officer at ABN AMRO
Industry Financial Services
Experience
RBS Securities, Inc. September 2008 - April 2010
ABN AMRO August 2004 - April 2010
Harris Investor Services, LLC, division of BMO December 2001 - August 2004
American Bar Endowment October 1978 - June 1991
Education
University of Mississippi 1967 — 1970
Art History
RBS Securities, Inc. September 2008 - April 2010
ABN AMRO August 2004 - April 2010
Harris Investor Services, LLC, division of BMO December 2001 - August 2004
American Bar Endowment October 1978 - June 1991
Education
University of Mississippi 1967 — 1970
Art History
Steve Schaller Steve Schaller's RBS Securities Inc. Experience October 2008 - January 2010
Job VP AntiMoney Laundering Compliance Officer at HSBC
Industry Banking
Experience
HSBC December 2012 - Present
RBS Securities Inc. October 2008 - January 2010
ABN AMRO Bank N.V. 2002 - January 2010
LaSalle Bank Corporation 2003 - 2008
ABN AMRO Bank 2000 - 2008
Chicago Board of Trade 1998 - 2002
Skills
AML, USA PATRIOT Act, Bank Secrecy Act, Banking, Commercial Banking, Derivatives, FX Options, Anti Money Laundering, Capital Markets, Financial Risk, Fixed Income, Investment Banking, KYC, Money Market, OFAC, Operational Risk, Operational Risk..., Options, Risk Management
Education
University of Jamestown 1983 — 1990
St. Rita HS 1979 — 1983
HSBC December 2012 - Present
RBS Securities Inc. October 2008 - January 2010
ABN AMRO Bank N.V. 2002 - January 2010
LaSalle Bank Corporation 2003 - 2008
ABN AMRO Bank 2000 - 2008
Chicago Board of Trade 1998 - 2002
Skills
AML, USA PATRIOT Act, Bank Secrecy Act, Banking, Commercial Banking, Derivatives, FX Options, Anti Money Laundering, Capital Markets, Financial Risk, Fixed Income, Investment Banking, KYC, Money Market, OFAC, Operational Risk, Operational Risk..., Options, Risk Management
Education
University of Jamestown 1983 — 1990
St. Rita HS 1979 — 1983
Andrew Leddy Andrew Leddy's RBS Securities Inc. Experience August 2012 - Present
Job AML Complex Structures Team Lead at RBS Securities Inc.
Industry Banking
Experience
RBS Securities Inc. August 2012 - Present
Citizens Financial Group July 2011 - August 2012
A. D. LEDDY & SON, INC. May 2006 - July 2011
Skills
Microsoft Office, VBA, AML, Asset-backed..., Commercial Real Estate, CDO, ABCP, Analysis, Anti Money Laundering, Bank Secrecy Act, Financial Institutions
Education
Salve Regina University 2005 — 2009
Bachelor of Arts and Science, Mathematics and Economics
RBS Securities Inc. August 2012 - Present
Citizens Financial Group July 2011 - August 2012
A. D. LEDDY & SON, INC. May 2006 - July 2011
Skills
Microsoft Office, VBA, AML, Asset-backed..., Commercial Real Estate, CDO, ABCP, Analysis, Anti Money Laundering, Bank Secrecy Act, Financial Institutions
Education
Salve Regina University 2005 — 2009
Bachelor of Arts and Science, Mathematics and Economics
James Galluzzo James Galluzzo's RBS Securities Inc. Experience February 1984 - August 2010
Job Licensed Financial Professional
Industry Financial Services
Experience
JP Morgan Chase Bank, N.A. July 2014 - July 2015
AXA Advisors July 2013 - March 2014
Mariner Silvermine Fund January 2011 - December 2012
RBS Securities, Inc. February 1984 - August 2010
Skills
Trading, Fixed Income, Capital Markets, Securities, Portfolio Management, Finance, Asset Management, Bonds
Education
Colby College 1979 — 1983
Bachelor of Arts (BA), Administrative Science
Ossining High School 1975 — 1979
JP Morgan Chase Bank, N.A. July 2014 - July 2015
AXA Advisors July 2013 - March 2014
Mariner Silvermine Fund January 2011 - December 2012
RBS Securities, Inc. February 1984 - August 2010
Skills
Trading, Fixed Income, Capital Markets, Securities, Portfolio Management, Finance, Asset Management, Bonds
Education
Colby College 1979 — 1983
Bachelor of Arts (BA), Administrative Science
Ossining High School 1975 — 1979
Deirdre Dellaportas Deirdre Dellaportas's RBS Securities Inc. Experience April 2013 - October 2014
Job Marketing Manager at Uber
Industry Internet
Experience
Uber September 2015 - Present
Uber March 2015 - September 2015
DRYV October 2014 - March 2015
RBS Securities, Inc. April 2013 - October 2014
Modern Luxury July 2012 - April 2013
Butler Business Accelerator August 2011 - December 2011
Eastdil Secured May 2011 - August 2011
The Art Press January 2010 - August 2011
VanKar Trading Corporation June 2009 - August 2009
Skills
Finance, Market Research, Social Media Marketing, Email Marketing, Social Media, Microsoft Office, PowerPoint, Marketing, Marketing Strategy, Series 7, Advertising, Customer Service, Investments, Event Planning, Series 63, Investment Banking, Fixed Income, Securities, Capital Markets, Bonds, Financial Markets, Digital Media, Magazines, ExactTarget, Microsoft Excel, Social Networking
Education
Butler University 2008 — 2012
Bachelor of Science (BS), Finance
Uber September 2015 - Present
Uber March 2015 - September 2015
DRYV October 2014 - March 2015
RBS Securities, Inc. April 2013 - October 2014
Modern Luxury July 2012 - April 2013
Butler Business Accelerator August 2011 - December 2011
Eastdil Secured May 2011 - August 2011
The Art Press January 2010 - August 2011
VanKar Trading Corporation June 2009 - August 2009
Skills
Finance, Market Research, Social Media Marketing, Email Marketing, Social Media, Microsoft Office, PowerPoint, Marketing, Marketing Strategy, Series 7, Advertising, Customer Service, Investments, Event Planning, Series 63, Investment Banking, Fixed Income, Securities, Capital Markets, Bonds, Financial Markets, Digital Media, Magazines, ExactTarget, Microsoft Excel, Social Networking
Education
Butler University 2008 — 2012
Bachelor of Science (BS), Finance
Jennifer Loach's RBS Securities Inc. Experience December 2009 - December 2012
Job Assistant General Counsel at JPMorgan Chase
Industry Law Practice
Experience
JPMorgan Chase January 2013 - Present
RBS Securities Inc. December 2009 - December 2012
U.S. Securities and Exchange Commission November 2004 - November 2009
Ropes & Gray LLP May 2003 - September 2004
Reboul, McMurray, Hewitt & Maynard April 2001 - May 2003
Latham & Watkins October 1998 - March 2001
Skills
Securities Litigation, Corporate Governance, Securities Regulation, Litigation, Corporate Law, Securities
Education
New York University School of Law 1995 — 1998
JD
Boston College 1991 — 1995
BA, History/Philosophy
JPMorgan Chase January 2013 - Present
RBS Securities Inc. December 2009 - December 2012
U.S. Securities and Exchange Commission November 2004 - November 2009
Ropes & Gray LLP May 2003 - September 2004
Reboul, McMurray, Hewitt & Maynard April 2001 - May 2003
Latham & Watkins October 1998 - March 2001
Skills
Securities Litigation, Corporate Governance, Securities Regulation, Litigation, Corporate Law, Securities
Education
New York University School of Law 1995 — 1998
JD
Boston College 1991 — 1995
BA, History/Philosophy
Brian Geldert Brian Geldert's RBS Securities Inc. Experience March 2010 - Present
Job Director, Senior Counsel at RBS Securities Inc.
Industry Banking
Experience
RBS Securities Inc. March 2010 - Present
Akin Gump Strauss Hauer & Feld LLP September 2006 - February 2010
Weil Gotshal and Manges September 2003 - August 2006
Skills
Bankruptcy, Restructuring, Distressed Debt, Finance, Corporate Finance, Joint Ventures, Private Equity, Courts, Structured Finance
Education
Hofstra University School of Law 2000 — 2003
Doctor of Law (JD)
Binghamton University 1994 — 1998
Bachelor of Arts (B.A.), Environmental Science
RBS Securities Inc. March 2010 - Present
Akin Gump Strauss Hauer & Feld LLP September 2006 - February 2010
Weil Gotshal and Manges September 2003 - August 2006
Skills
Bankruptcy, Restructuring, Distressed Debt, Finance, Corporate Finance, Joint Ventures, Private Equity, Courts, Structured Finance
Education
Hofstra University School of Law 2000 — 2003
Doctor of Law (JD)
Binghamton University 1994 — 1998
Bachelor of Arts (B.A.), Environmental Science
Kamil Falkowski Kamil Falkowski's RBS Securities Inc. Experience June 2009 - February 2011
Job Risk Management Analyst at Edward Jones
Industry Financial Services
Experience
Edward Jones February 2014 - Present
Wilmington Trust (Subsidairy of M&T Bank) January 2012 - February 2014
TFI Resources March 2011 - September 2011
RBS Securities Inc June 2009 - February 2011
Royal Bank of Scotland December 2006 - June 2009
Thermo Spas, Inc June 2006 - November 2006
Skills
Financial Modeling, Bloomberg, Financial Statement..., Portfolio Management, Equities, Investment Banking, Securities, Trading, Banking, Team Management, Derivatives, Back Office, Microsoft Excel, Access, Cash Flow, General Ledger, Pricing, Accounting, Account Reconciliation, Financial Accounting, Financial Reporting
Education
Arizona State University, W. P. Carey School of Business 2012 — 2014
Master of Business Administration (M.B.A.)
The University of Connecticut 2002 — 2006
Bachelor of Science, Business Administration; Finance
Edward Jones February 2014 - Present
Wilmington Trust (Subsidairy of M&T Bank) January 2012 - February 2014
TFI Resources March 2011 - September 2011
RBS Securities Inc June 2009 - February 2011
Royal Bank of Scotland December 2006 - June 2009
Thermo Spas, Inc June 2006 - November 2006
Skills
Financial Modeling, Bloomberg, Financial Statement..., Portfolio Management, Equities, Investment Banking, Securities, Trading, Banking, Team Management, Derivatives, Back Office, Microsoft Excel, Access, Cash Flow, General Ledger, Pricing, Accounting, Account Reconciliation, Financial Accounting, Financial Reporting
Education
Arizona State University, W. P. Carey School of Business 2012 — 2014
Master of Business Administration (M.B.A.)
The University of Connecticut 2002 — 2006
Bachelor of Science, Business Administration; Finance
Trent Ridgway's RBS Securities Inc. Experience April 2007 - June 2010
Job IT Project Management / Solutions Integrator
Industry Information Technology and Services
Experience
Anning-Johnson Company January 2015 - Present
Golub Capital August 2010 - August 2014
EzCloud Solutions, LTD 2012 - 2014
RBS Securities INC. April 2007 - June 2010
FIMAT (New Edge) February 2006 - March 2007
Rosenthal Collins Group June 2003 - February 2006
Skills
Electronic Trading, Trading, Exchange Connectivity, Servers, Networking, ITIL, Disaster Recovery, Microsoft Exchange, IT Operations, Security, Unix, Project Management, Data Center, IT Strategy, DNS, SharePoint, Derivatives, Hardware, Vendor Management, Fixed Income, Infrastructure, Information Technology, Cisco Technologies, VPN, Futures Trading, Business Analysis, Microsoft SQL Server, VoIP, Risk Management, Active Directory, TCP/IP, Citrix, CCNA, CCNP
Education
John Glenn High School
MicroTrain
PMP, CCNA, CCNP
St. Joseph's College (IN) 1995 — 1997
Computer Science
Holy Cross College 1993 — 1995
Associate of Arts and Sciences (A.A.S.), Computer Science
Anning-Johnson Company January 2015 - Present
Golub Capital August 2010 - August 2014
EzCloud Solutions, LTD 2012 - 2014
RBS Securities INC. April 2007 - June 2010
FIMAT (New Edge) February 2006 - March 2007
Rosenthal Collins Group June 2003 - February 2006
Skills
Electronic Trading, Trading, Exchange Connectivity, Servers, Networking, ITIL, Disaster Recovery, Microsoft Exchange, IT Operations, Security, Unix, Project Management, Data Center, IT Strategy, DNS, SharePoint, Derivatives, Hardware, Vendor Management, Fixed Income, Infrastructure, Information Technology, Cisco Technologies, VPN, Futures Trading, Business Analysis, Microsoft SQL Server, VoIP, Risk Management, Active Directory, TCP/IP, Citrix, CCNA, CCNP
Education
John Glenn High School
MicroTrain
PMP, CCNA, CCNP
St. Joseph's College (IN) 1995 — 1997
Computer Science
Holy Cross College 1993 — 1995
Associate of Arts and Sciences (A.A.S.), Computer Science
Alex Terwilliger's RBS Securities Inc. Experience April 2011 - May 2015
Job Problem Solver, Sustainable Food Advocate, Wellness Fanatic
Industry Food & Beverages
Experience
RBS Securities, Inc. April 2011 - May 2015
RBS Securities, Inc. June 2009 - March 2011
RBS Greenwich Capital July 2008 - May 2009
Skills
Communication, Event Planning, Event Management, Project Management, Sales, Microsoft Office, Strategic Planning, Business Strategy, Hospitality, Research, Customer Service, Leadership, Derivatives, Fixed Income, Management, Investment Banking, Capital Markets, Social Media, Trading, PowerPoint, Strategy
Education
Marist College 2004 — 2008
Bachelor of Arts (B.A.), Communication
RBS Securities, Inc. April 2011 - May 2015
RBS Securities, Inc. June 2009 - March 2011
RBS Greenwich Capital July 2008 - May 2009
Skills
Communication, Event Planning, Event Management, Project Management, Sales, Microsoft Office, Strategic Planning, Business Strategy, Hospitality, Research, Customer Service, Leadership, Derivatives, Fixed Income, Management, Investment Banking, Capital Markets, Social Media, Trading, PowerPoint, Strategy
Education
Marist College 2004 — 2008
Bachelor of Arts (B.A.), Communication
Marcin Policht's RBS Securities Inc. Experience 2009 - Present
Job VP IT Infrastructure Management at ABN AMRO
Industry Banking
Experience
ABN AMRO VPRoyal Bank of Scotland
RBS Securities Inc. 2009 - Present
RBS Greenwich Capital 2008 - Present
Merrill Lynch 1997 - 1999
Education
Montclair State University 1993 — 1996
MS, Computer Science, Mathematics
ABN AMRO VPRoyal Bank of Scotland
RBS Securities Inc. 2009 - Present
RBS Greenwich Capital 2008 - Present
Merrill Lynch 1997 - 1999
Education
Montclair State University 1993 — 1996
MS, Computer Science, Mathematics
Peter Hutchison's RBS Securities Inc. Experience 2007 - Present
Job Director, Futures Product Strategy, North America at Traiana
Industry Financial Services
Experience
Traiana May 2013 - Present
RBS Securities Inc 2007 - Present
Marriage Inc. 1991 - Present
RBS Securities Inc. January 2007 - May 2013
HSBC Securities 2002 - 2007
Future Dynamics 2000 - 2001
Rolfe & Nolan 1987 - 2000
Skills
Futures Clearing, Sales, Futures Technology, Electronic Trading, Finance, Derivatives, Trading Systems, Prime Brokerage, Middle Office, Options, Equity Derivatives, Business Strategy, Equities, Fixed Income, Financial Markets, FX Options, Capital Markets, New Business Development, Investment Banking, Project Finance, Commodity, Hedge Funds, Futures, Order Management, Swaps, Trading, Series 24, Market Data, Capital, Private Placements, Asset, Restructuring, Strategic Financial..., Commercial Banking, Back Office, Trade Finance, Loan Origination, Venture Capital, Credit Derivatives, Interest Rate..., Bonds, Hedging, FX trading, Equity Trading, Currency, Proprietary Trading, Securities, Market Risk, Trading Strategies, Bloomberg
Education
The University of Huddersfield 1981 — 1985
LLB Business Law, Business Law
Halliford School, Shepperton, Mddx 1973 — 1978
Traiana May 2013 - Present
RBS Securities Inc 2007 - Present
Marriage Inc. 1991 - Present
RBS Securities Inc. January 2007 - May 2013
HSBC Securities 2002 - 2007
Future Dynamics 2000 - 2001
Rolfe & Nolan 1987 - 2000
Skills
Futures Clearing, Sales, Futures Technology, Electronic Trading, Finance, Derivatives, Trading Systems, Prime Brokerage, Middle Office, Options, Equity Derivatives, Business Strategy, Equities, Fixed Income, Financial Markets, FX Options, Capital Markets, New Business Development, Investment Banking, Project Finance, Commodity, Hedge Funds, Futures, Order Management, Swaps, Trading, Series 24, Market Data, Capital, Private Placements, Asset, Restructuring, Strategic Financial..., Commercial Banking, Back Office, Trade Finance, Loan Origination, Venture Capital, Credit Derivatives, Interest Rate..., Bonds, Hedging, FX trading, Equity Trading, Currency, Proprietary Trading, Securities, Market Risk, Trading Strategies, Bloomberg
Education
The University of Huddersfield 1981 — 1985
LLB Business Law, Business Law
Halliford School, Shepperton, Mddx 1973 — 1978
Carlos Burgos's RBS Securities Inc. Experience September 2008 - Present
Job Market Data Management VP RBS Securities Inc.
Industry Financial Services
Experience
Wells Fargo January 2014 - Present
RBS Securities Inc. September 2008 - Present
EDS - USA 2003 - 2008
EDS for ABN AMRO and RBS 2003 - 2005
ABN AMRO September 1998 - September 2003
Dow Jones Telerate 1986 - 1998
Skills
Market Data, System Administration, Derivatives, Trading Systems, Capital Markets, Bloomberg, Electronic Trading, Financial Markets, Fixed Income, Equities, Business Analysis, Process Improvement, Management, Middle Office, Financial Services, Investment Banking, Foreign Exchange, Vendor Management, Outsourcing
Education
Rutgers, The State University of New Jersey-New Brunswick 1981 — 1986
Bachelor of Arts, Communications/Business
St. Peter's College 1980 — 1981
Mathematics and Statistics
Wells Fargo January 2014 - Present
RBS Securities Inc. September 2008 - Present
EDS - USA 2003 - 2008
EDS for ABN AMRO and RBS 2003 - 2005
ABN AMRO September 1998 - September 2003
Dow Jones Telerate 1986 - 1998
Skills
Market Data, System Administration, Derivatives, Trading Systems, Capital Markets, Bloomberg, Electronic Trading, Financial Markets, Fixed Income, Equities, Business Analysis, Process Improvement, Management, Middle Office, Financial Services, Investment Banking, Foreign Exchange, Vendor Management, Outsourcing
Education
Rutgers, The State University of New Jersey-New Brunswick 1981 — 1986
Bachelor of Arts, Communications/Business
St. Peter's College 1980 — 1981
Mathematics and Statistics
Amy West's RBS Securities Inc. Experience June 2009 - August 2010
Job Director at TD Securities
Industry Capital Markets
Experience
TD Securities June 2013 - Present
HSBC Securities (USA) LLC September 2010 - May 2013
RBS Securities Inc. June 2009 - August 2010
Royal Bank of Scotland August 2008 - May 2009
RBS July 2006 - July 2008
Skills
Financial Modeling, Portfolio Management, Debt, Capital Markets, Corporate Finance, Investments, Trading, Banking
Education
Miami University 2002 — 2006
BS, Finance
TD Securities June 2013 - Present
HSBC Securities (USA) LLC September 2010 - May 2013
RBS Securities Inc. June 2009 - August 2010
Royal Bank of Scotland August 2008 - May 2009
RBS July 2006 - July 2008
Skills
Financial Modeling, Portfolio Management, Debt, Capital Markets, Corporate Finance, Investments, Trading, Banking
Education
Miami University 2002 — 2006
BS, Finance
Elizabeth (Klein) Apy's RBS Securities Inc. Experience March 2009 - July 2009
Job Recruiter at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2013 - Present
Northwestern Mutual December 2011 - June 2013
Resource Management Group July 2009 - December 2011
RBS Securities Inc March 2009 - July 2009
The McIntyre Group October 2007 - February 2009
Northwestern Mutual Financial Network May 2006 - September 2007
Skills
Recruiting, College Recruiting, Talent Acquisition, Onboarding, Sourcing, Sales, Leadership, Training
Education
Muhlenberg College 2003 — 2007
B.A, History
Darien High School 1999 — 2003
Morgan Stanley July 2013 - Present
Northwestern Mutual December 2011 - June 2013
Resource Management Group July 2009 - December 2011
RBS Securities Inc March 2009 - July 2009
The McIntyre Group October 2007 - February 2009
Northwestern Mutual Financial Network May 2006 - September 2007
Skills
Recruiting, College Recruiting, Talent Acquisition, Onboarding, Sourcing, Sales, Leadership, Training
Education
Muhlenberg College 2003 — 2007
B.A, History
Darien High School 1999 — 2003
Chih-Shen (Jason) Lu's RBS Securities Inc. Experience March 2009 - Present
Job Associate at RBS Securities Inc.
Industry Banking
Experience
RBS Securities Inc. March 2009 - Present
Deloitte January 2007 - December 2008
Taiwan Army (National Service) September 1999 - June 2001
Education
Baruch College, City University of New York (CUNY) 2005 — 2006
MS, Accountancy
Baruch College, City University of New York (CUNY) 2003 — 2005
MBA, Finance
Tamkang University 1995 — 1999
Bachelor, Business Administration
RBS Securities Inc. March 2009 - Present
Deloitte January 2007 - December 2008
Taiwan Army (National Service) September 1999 - June 2001
Education
Baruch College, City University of New York (CUNY) 2005 — 2006
MS, Accountancy
Baruch College, City University of New York (CUNY) 2003 — 2005
MBA, Finance
Tamkang University 1995 — 1999
Bachelor, Business Administration
Andrew Kwok's RBS Securities Inc. Experience September 2004 - December 2013
Job Partner, Fragner Seifert Pace & Winograd, LLP
Industry Law Practice
Experience
Fragner Seifert Pace & Winograd, LLP January 2014 - Present
RBS Securities Inc. September 2004 - December 2013
McKee Nelson June 2003 - August 2004
Fried Frank May 1996 - June 2003
Skills
Structured Finance, Securitization, Corporate Governance, Due Diligence, Securities Regulation, Equities, Dodd-Frank, Structured Products, Investments, Capital Markets, Restructuring, Financial Structuring, Private Equity, Mergers & Acquisitions, Corporate Law, Credit, Securities, ABS, Fixed Income
Education
University of California, Berkeley - School of Law 1991 — 1994
JD
Fragner Seifert Pace & Winograd, LLP January 2014 - Present
RBS Securities Inc. September 2004 - December 2013
McKee Nelson June 2003 - August 2004
Fried Frank May 1996 - June 2003
Skills
Structured Finance, Securitization, Corporate Governance, Due Diligence, Securities Regulation, Equities, Dodd-Frank, Structured Products, Investments, Capital Markets, Restructuring, Financial Structuring, Private Equity, Mergers & Acquisitions, Corporate Law, Credit, Securities, ABS, Fixed Income
Education
University of California, Berkeley - School of Law 1991 — 1994
JD
Sandra Aultman's RBS Securities Inc. Experience May 2010 - October 2013
Job Managing Director at PNC Financial Services Group
Industry Banking
Experience
PNC Financial Services Group November 2013 - Present
RBS Securities, Inc. May 2010 - October 2013
Scotia Capital 2007 - June 2010
J.P. Morgan 1993 - 1999
Skills
Capital Markets, Investment Banking, Corporate Finance, Structured Finance, Financial Structuring, Private Equity, Mergers & Acquisitions, Investor Relations, Portfolio Management, Financial Modeling, Project Finance, Risk Management, Derivatives, Credit Analysis, Due Diligence, Banking, Valuation
Education
Our Lady of the Lake University
University of Houston
MBA
PNC Financial Services Group November 2013 - Present
RBS Securities, Inc. May 2010 - October 2013
Scotia Capital 2007 - June 2010
J.P. Morgan 1993 - 1999
Skills
Capital Markets, Investment Banking, Corporate Finance, Structured Finance, Financial Structuring, Private Equity, Mergers & Acquisitions, Investor Relations, Portfolio Management, Financial Modeling, Project Finance, Risk Management, Derivatives, Credit Analysis, Due Diligence, Banking, Valuation
Education
Our Lady of the Lake University
University of Houston
MBA
Daniel DiCamillo, CFA's RBS Securities Inc. Experience November 2009 - March 2012
Job Vice President at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities May 2015 - Present
Amherst Pierpont Securities March 2012 - May 2015
RBS Securities Inc. November 2009 - March 2012
Eldorado Trading LLC December 2008 - November 2009
Barclays Capital July 2007 - October 2008
First Republic Bank May 2006 - September 2006
Nick Howard Futures May 2005 - September 2005
The Michigan Daily April 2004 - April 2005
Skills
Fixed Income, Series 7, Derivatives, Bloomberg, Institutional, Debt, Excel, Trading, Investments, Commodities, Bonds, Swaps, Options, Funding, Word, Series 3, Series 63, Reuters, VBA, Italian, Rates, Securities, Economics, Capital Markets, Alternative Investments, Credit, Technical Analysis, Futures
Education
University of Michigan 2003 — 2007
BA, Economics
Wells Fargo Securities May 2015 - Present
Amherst Pierpont Securities March 2012 - May 2015
RBS Securities Inc. November 2009 - March 2012
Eldorado Trading LLC December 2008 - November 2009
Barclays Capital July 2007 - October 2008
First Republic Bank May 2006 - September 2006
Nick Howard Futures May 2005 - September 2005
The Michigan Daily April 2004 - April 2005
Skills
Fixed Income, Series 7, Derivatives, Bloomberg, Institutional, Debt, Excel, Trading, Investments, Commodities, Bonds, Swaps, Options, Funding, Word, Series 3, Series 63, Reuters, VBA, Italian, Rates, Securities, Economics, Capital Markets, Alternative Investments, Credit, Technical Analysis, Futures
Education
University of Michigan 2003 — 2007
BA, Economics
Jesse Harte's RBS Securities Inc. Experience February 2011 - July 2012
Job Managing Director at Viridis Merchants
Industry Renewables & Environment
Experience
Viridis 2013 - 2014
RBS Securities Inc February 2011 - July 2012
RBS January 2007 - February 2011
RBS Sempra Commodities January 2007 - February 2011
NYMEX January 1982 - January 2006
Duke Trading and Marketing 1996 - 2003
Skills
Finance, Hedging, Financial Structuring, Trading, Commodity, Renewable Energy, Commodity Markets, Derivatives, Financial Modeling, Risk Management, Financial Risk, Energy, Hedge Funds, Biomass, Banking, Portfolio Management, Investments
Education
University of Maine 1978 — 1980
BS Economics, Ag resource
Viridis 2013 - 2014
RBS Securities Inc February 2011 - July 2012
RBS January 2007 - February 2011
RBS Sempra Commodities January 2007 - February 2011
NYMEX January 1982 - January 2006
Duke Trading and Marketing 1996 - 2003
Skills
Finance, Hedging, Financial Structuring, Trading, Commodity, Renewable Energy, Commodity Markets, Derivatives, Financial Modeling, Risk Management, Financial Risk, Energy, Hedge Funds, Biomass, Banking, Portfolio Management, Investments
Education
University of Maine 1978 — 1980
BS Economics, Ag resource
Craig Timmins's RBS Securities Inc. Experience May 2003 - July 2005
Job Independent Financial Services Professional
Industry Financial Services
Experience
Rushmore Loan Management Services LLC April 2014 - January 2015
Promontory Financial Group, LLC September 2013 - February 2014
NewOak February 2013 - September 2013
PROMONTORY FINANCIAL GROUP October 2011 - January 2013
EdgeMAC November 2009 - October 2011
MORTGAGE BANK OF CALIFORNIA January 2007 - January 2009
PEOPLE’S CHOICE HOME LOAN, INC July 2005 - March 2007
RBS Securities, Inc May 2003 - July 2005
Saxon Mortgage April 1999 - April 2003
Pacific Thrift and Loan March 1993 - March 1997
Skills
Credit, Loans, Loan Origination, Finance, Mortgage Banking, Due Diligence, Loan Servicing, Loss Mitigation, Banking, Credit Analysis, Microsoft Excel, Management Consulting, Problem Solving, Organization Skills, Mortgage Lending, Underwriting, Portfolio Management, Program Management, Risk Management, Asset Managment, Process Improvement, Investment Properties, Mergers & Acquisitions, Training, Quality Assurance, Strategy, Management, Financial Services, Credit Risk, Analysis, Residential Mortgages, Financial Analysis
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1999 — 2002
BS, Management
Rushmore Loan Management Services LLC April 2014 - January 2015
Promontory Financial Group, LLC September 2013 - February 2014
NewOak February 2013 - September 2013
PROMONTORY FINANCIAL GROUP October 2011 - January 2013
EdgeMAC November 2009 - October 2011
MORTGAGE BANK OF CALIFORNIA January 2007 - January 2009
PEOPLE’S CHOICE HOME LOAN, INC July 2005 - March 2007
RBS Securities, Inc May 2003 - July 2005
Saxon Mortgage April 1999 - April 2003
Pacific Thrift and Loan March 1993 - March 1997
Skills
Credit, Loans, Loan Origination, Finance, Mortgage Banking, Due Diligence, Loan Servicing, Loss Mitigation, Banking, Credit Analysis, Microsoft Excel, Management Consulting, Problem Solving, Organization Skills, Mortgage Lending, Underwriting, Portfolio Management, Program Management, Risk Management, Asset Managment, Process Improvement, Investment Properties, Mergers & Acquisitions, Training, Quality Assurance, Strategy, Management, Financial Services, Credit Risk, Analysis, Residential Mortgages, Financial Analysis
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1999 — 2002
BS, Management
Farah Zakir's RBS Securities Inc. Experience May 2010 - Present
Job Associate at RBS Securities, Inc.
Industry Investment Banking
Experience
RBS Securities, Inc. May 2010 - Present
Banc of America Securities January 2007 - May 2009
Bank of America September 2005 - December 2006
Education
Brandeis University 2003 — 2005
M.A.
Hamilton College
B.A.
RBS Securities, Inc. May 2010 - Present
Banc of America Securities January 2007 - May 2009
Bank of America September 2005 - December 2006
Education
Brandeis University 2003 — 2005
M.A.
Hamilton College
B.A.
Terrence Gilhooly, MBA's RBS Securities Inc. Experience October 2014 - Present
Job Director, Head of Futures and Options Operations, Americas
Industry Financial Services
Experience
RBS Securities, Inc. October 2014 - Present
State Street Derivative Services April 2011 - October 2014
Bank of America Merrill Lynch April 2000 - April 2011
R.J. O'Brien 1991 - 1996
Skills
Cleared Derivatives, Marketing and Sales, Client Services, Investments, Trading Systems, Risk Management, Trading, Banking, Commodity, Sales, Financial Analysis, New Business Development, Sales Management, Strategic Planning, Finance, Project Management, Budgets, Derivatives, Financial Services, Hedging, Securities, Back Office
Education
Indiana University-Northwest 2008 — 2010
Master of Business Administration, Marketing
Indiana University-Northwest 2002 — 2010
Master of Business Administration (MBA)
Univeristy of Illinois
RBS Securities, Inc. October 2014 - Present
State Street Derivative Services April 2011 - October 2014
Bank of America Merrill Lynch April 2000 - April 2011
R.J. O'Brien 1991 - 1996
Skills
Cleared Derivatives, Marketing and Sales, Client Services, Investments, Trading Systems, Risk Management, Trading, Banking, Commodity, Sales, Financial Analysis, New Business Development, Sales Management, Strategic Planning, Finance, Project Management, Budgets, Derivatives, Financial Services, Hedging, Securities, Back Office
Education
Indiana University-Northwest 2008 — 2010
Master of Business Administration, Marketing
Indiana University-Northwest 2002 — 2010
Master of Business Administration (MBA)
Univeristy of Illinois
Frank Guerra's RBS Securities Inc. Experience November 2003 - Present
Job Senior Corporate and Investment Banker / Managing Director / Industrials Sector Coverage / Client Business Development
Industry Investment Banking
Experience
RBS Securities Inc November 2003 - Present
JPMorgan Securities 1995 - 2002
Skills
Corporate Finance, Capital Markets, Investment Banking, Financial Analysis, Investments, Banking
Education
The University of Texas at Austin
BBA, Accounting
Thunderbird School of Global Management
MBA, Finance
RBS Securities Inc November 2003 - Present
JPMorgan Securities 1995 - 2002
Skills
Corporate Finance, Capital Markets, Investment Banking, Financial Analysis, Investments, Banking
Education
The University of Texas at Austin
BBA, Accounting
Thunderbird School of Global Management
MBA, Finance
Robert Sinche's RBS Securities Inc. Experience September 2010 - November 2012
Job Consultant/Global Strategist at Pierpont Securities
Industry Financial Services
Experience
Global Macro & Markets November 2012 - Present
RBS Securities, Inc September 2010 - November 2012
Lily Pond Capital Management, LLC December 2009 - September 2010
Bank of America July 2004 - April 2009
Citigroup May 1998 - July 2004
Alliance Capital Management October 1988 - September 1995
Bear Stearns September 1979 - June 1985
Pace University - Lubin School of Business January 1978 - December 1978
Skills
Fixed Income, Portfolio Management, FX Options, Hedge Funds, Currency, Investments, Financial Markets, Equities, Economics, Investment Strategies, Foreign Exchange, Investment Banking, Macroeconomics, Mutual Funds, Derivatives, Banking, Bonds, Commodity, Options, Equity Research, Securities, Valuation, Global Macro, Trading, Capital Markets, Quantitative Analytics, Bloomberg, Asset Allocation, Structured Products, Rates, Interest Rate..., Trading Systems, Financial Risk, Strategy, Emerging Markets, Financial Analysis, Hedging, Alternative Investments, Asset Management, Investment Management, FX
Education
Brown University 1974 — 1976
MA, Economics
Hamilton College 1971 — 1974
BA, Economics, 3.85/4.00
Global Macro & Markets November 2012 - Present
RBS Securities, Inc September 2010 - November 2012
Lily Pond Capital Management, LLC December 2009 - September 2010
Bank of America July 2004 - April 2009
Citigroup May 1998 - July 2004
Alliance Capital Management October 1988 - September 1995
Bear Stearns September 1979 - June 1985
Pace University - Lubin School of Business January 1978 - December 1978
Skills
Fixed Income, Portfolio Management, FX Options, Hedge Funds, Currency, Investments, Financial Markets, Equities, Economics, Investment Strategies, Foreign Exchange, Investment Banking, Macroeconomics, Mutual Funds, Derivatives, Banking, Bonds, Commodity, Options, Equity Research, Securities, Valuation, Global Macro, Trading, Capital Markets, Quantitative Analytics, Bloomberg, Asset Allocation, Structured Products, Rates, Interest Rate..., Trading Systems, Financial Risk, Strategy, Emerging Markets, Financial Analysis, Hedging, Alternative Investments, Asset Management, Investment Management, FX
Education
Brown University 1974 — 1976
MA, Economics
Hamilton College 1971 — 1974
BA, Economics, 3.85/4.00
Marcy Wilks's RBS Securities Inc. Experience September 2013 - Present
Job Managing Director Short Term Markets at RBS Greenwich Capital
Industry Financial Services
Experience
RBS Securities Inc. September 2013 - Present
RBS Greenwich Capital June 2000 - September 2013
Greenwich Capital Markets June 1992 - June 2000
Education
Ohio University 1988 — 1992
BA, Finance
RBS Securities Inc. September 2013 - Present
RBS Greenwich Capital June 2000 - September 2013
Greenwich Capital Markets June 1992 - June 2000
Education
Ohio University 1988 — 1992
BA, Finance
Peter Urbanczyk's RBS Securities Inc. Experience June 2008 - December 2012
Job Chief Executive Officer and Head of FICC Sales, Americas
Industry Banking
Experience
Sberbank-CIB USA, Inc. March 2013 - Present
Care 2 Communities January 2013 - Present
RBS Securities, Inc June 2008 - December 2012
Bear Stearns & Co., Inc. March 1999 - March 2008
Credit Lyonnais Securities January 1996 - March 1999
Midland Montagu November 1991 - December 1995
Bankers Trust April 1988 - November 1991
National Westminster Bank USA June 1984 - April 1988
Skills
investing,..., Emerging Markets, Institutional Sales, Investments, Fixed Income, Hedge Funds, Trading, Asset Managment, Banking, Restructuring, Credit Analysis, Latin America, Alternative Investments, Capital Markets, Investment Banking, Derivatives, Asset Management, Structured Finance, Equities, Structured Products
Education
Columbia University - School of International and Public Affairs 1982 — 1984
Master of International Affairs, International Finance
College of the Holy Cross 1977 — 1981
BA, History
London School of Economics and Political Science 1979 — 1979
JEB Stuart High School
Sberbank-CIB USA, Inc. March 2013 - Present
Care 2 Communities January 2013 - Present
RBS Securities, Inc June 2008 - December 2012
Bear Stearns & Co., Inc. March 1999 - March 2008
Credit Lyonnais Securities January 1996 - March 1999
Midland Montagu November 1991 - December 1995
Bankers Trust April 1988 - November 1991
National Westminster Bank USA June 1984 - April 1988
Skills
investing,..., Emerging Markets, Institutional Sales, Investments, Fixed Income, Hedge Funds, Trading, Asset Managment, Banking, Restructuring, Credit Analysis, Latin America, Alternative Investments, Capital Markets, Investment Banking, Derivatives, Asset Management, Structured Finance, Equities, Structured Products
Education
Columbia University - School of International and Public Affairs 1982 — 1984
Master of International Affairs, International Finance
College of the Holy Cross 1977 — 1981
BA, History
London School of Economics and Political Science 1979 — 1979
JEB Stuart High School
Rocky Progano's RBS Securities Inc. Experience October 2006 - March 2015
Job ED&F Man MBS
Industry Capital Markets
Experience
ED&F Man April 2015 - Present
RBS Securities Inc. October 2006 - March 2015
Ernst & Young 2004 - 2006
Skills
Bonds
Education
Quinnipiac University - School of Business 2000 — 2004
ED&F Man April 2015 - Present
RBS Securities Inc. October 2006 - March 2015
Ernst & Young 2004 - 2006
Skills
Bonds
Education
Quinnipiac University - School of Business 2000 — 2004
Jason Canell, CAMS's RBS Securities Inc. Experience March 2007 - June 2009
Job Director Head of Client OnBoarding at RBS
Industry Banking
Experience
Royal Bank of Scotland June 2009 - Present
RBS Securities Inc March 2007 - June 2009
Edward Jones August 2006 - March 2007
UBS August 2004 - August 2006
Skills
AML, Settlements, FX, Back Office, Middle Office, KYC, Settlement, Payments, FX Options, Investment Banking, Fixed Income, Banking, Onboarding, Trade Finance, Cash Management, Derivatives
Education
Southern Connecticut State University
Bachelor of Science, Finance
Royal Bank of Scotland June 2009 - Present
RBS Securities Inc March 2007 - June 2009
Edward Jones August 2006 - March 2007
UBS August 2004 - August 2006
Skills
AML, Settlements, FX, Back Office, Middle Office, KYC, Settlement, Payments, FX Options, Investment Banking, Fixed Income, Banking, Onboarding, Trade Finance, Cash Management, Derivatives
Education
Southern Connecticut State University
Bachelor of Science, Finance
Jennifer Reilly's RBS Securities Inc. Experience March 2008 - February 2011
Job Content & Acquisitions at Bookfish Books, LLC
Industry Banking
Experience
Bookfishbook.com May 2014 - Present
RBS Securities, Inc March 2008 - February 2011
RBS Securities, Inc. March 2008 - January 2010
UBS Investment Bank May 2006 - March 2008
eSecLending, at CalPERS November 2002 - June 2005
Investors Bank and Trust March 2002 - November 2002
E*TRADE Securities, Inc January 1999 - March 2002
Senior Financial Services Assoc November 2000 - October 2001
E*TRADE Securities January 1999 - November 2000
Skills
Project Management, MS Project, Analysis, Process Improvement, Banking, Fixed Income, Management, Change Management, Equities, Finance, Software Documentation, Investment Banking, Bloomberg, Integration, Financial Services, Trading Systems, Visio, Options, Investments, Bonds
Education
University of California, Davis 1996 — 1998
Bachelor of Arts (B.A.), Political Science
University of California, Berkeley 1995 — 1996
Bachelor of the Arts, Political Science
University of California at Berkeley Alumni
Bookfishbook.com May 2014 - Present
RBS Securities, Inc March 2008 - February 2011
RBS Securities, Inc. March 2008 - January 2010
UBS Investment Bank May 2006 - March 2008
eSecLending, at CalPERS November 2002 - June 2005
Investors Bank and Trust March 2002 - November 2002
E*TRADE Securities, Inc January 1999 - March 2002
Senior Financial Services Assoc November 2000 - October 2001
E*TRADE Securities January 1999 - November 2000
Skills
Project Management, MS Project, Analysis, Process Improvement, Banking, Fixed Income, Management, Change Management, Equities, Finance, Software Documentation, Investment Banking, Bloomberg, Integration, Financial Services, Trading Systems, Visio, Options, Investments, Bonds
Education
University of California, Davis 1996 — 1998
Bachelor of Arts (B.A.), Political Science
University of California, Berkeley 1995 — 1996
Bachelor of the Arts, Political Science
University of California at Berkeley Alumni
Andrew Waddington's RBS Securities Inc. Experience July 2001 - Present
Job Managing Director at Mizuho Securities USA Inc.
Industry Banking
Experience
Mizuho Securities USA Inc. April 2015 - Present
RBS Securities Inc July 2001 - Present
KPMG Corporate Finance 2000 - 2001
Skills
Corporate Finance, Capital Markets, Mergers & Acquisitions, Financial Modeling, Banking, Structured Finance, Aviation, Aerospace, Defense
Education
University of Newcastle-upon-Tyne 1995 — 1998
BA (hons), Geography with Economics
Mizuho Securities USA Inc. April 2015 - Present
RBS Securities Inc July 2001 - Present
KPMG Corporate Finance 2000 - 2001
Skills
Corporate Finance, Capital Markets, Mergers & Acquisitions, Financial Modeling, Banking, Structured Finance, Aviation, Aerospace, Defense
Education
University of Newcastle-upon-Tyne 1995 — 1998
BA (hons), Geography with Economics
Paul Philben's RBS Securities Inc. Experience May 1995 - Present
Job Director RBS Securities, Inc.
Industry Financial Services
Experience
RBS Securities, Inc. May 1995 - Present
Oracle 1993 - 1995
Independent Consultant 1990 - 1993
Price Waterhouse Management Consultants 1986 - 1990
Skills
Fixed Income, Finance, Business Analysis, Investment Banking, Derivatives, Capital Markets, Hedge Funds, Financial Analysis, Banking, Credit Derivatives, Swaps, Financial Modeling, Equities, Financial Services, Risk Management, Trading Systems, Financial Risk
Education
Anderson School at UCLA 1984 — 1986
MBA, Finance, Information Systems
University of Massachusetts Boston 1980 — 1984
BS, Accounting, Finance
RBS Securities, Inc. May 1995 - Present
Oracle 1993 - 1995
Independent Consultant 1990 - 1993
Price Waterhouse Management Consultants 1986 - 1990
Skills
Fixed Income, Finance, Business Analysis, Investment Banking, Derivatives, Capital Markets, Hedge Funds, Financial Analysis, Banking, Credit Derivatives, Swaps, Financial Modeling, Equities, Financial Services, Risk Management, Trading Systems, Financial Risk
Education
Anderson School at UCLA 1984 — 1986
MBA, Finance, Information Systems
University of Massachusetts Boston 1980 — 1984
BS, Accounting, Finance
Robert Rakich's RBS Securities Inc. Experience March 2006 - May 2010
Job CRT Capital Group
Industry Financial Services
Experience
CRT Capital Group September 2010 - Present
RBS Securities Inc. March 2006 - May 2010
RBS Greenwich Capital June 2001 - March 2006
Greenwich Natwest Employment Ltd. February 1999 - June 2001
Paribas Capital Markets January 1994 - June 2001
Paribas Capital Markets January 1992 - January 1994
Skills
Series 7, Investments, Hedging, Global Macro, Sales, Business Strategy, Finance
Education
Penn State - Smeal College of Business 1990 — 1992
MBA, Finance
Duke University 1984 — 1988
BA, Economics
CRT Capital Group September 2010 - Present
RBS Securities Inc. March 2006 - May 2010
RBS Greenwich Capital June 2001 - March 2006
Greenwich Natwest Employment Ltd. February 1999 - June 2001
Paribas Capital Markets January 1994 - June 2001
Paribas Capital Markets January 1992 - January 1994
Skills
Series 7, Investments, Hedging, Global Macro, Sales, Business Strategy, Finance
Education
Penn State - Smeal College of Business 1990 — 1992
MBA, Finance
Duke University 1984 — 1988
BA, Economics
Irene Joseph's RBS Securities Inc. Experience October 1997 - September 2010
Job Actively pursuing Portfolio/Credit Administrator position in Chicago
Industry Banking
Experience
RBS Securities, Inc October 1997 - September 2010
Latham & Watkins May 1996 - October 1997
Bank of America January 1987 - December 1995
Education
DePaul University
Bachelors of Arts, Liberal Arts and Science
Roosevelt University
Cert. of Completion, Legal Assistant Program
RBS Securities, Inc October 1997 - September 2010
Latham & Watkins May 1996 - October 1997
Bank of America January 1987 - December 1995
Education
DePaul University
Bachelors of Arts, Liberal Arts and Science
Roosevelt University
Cert. of Completion, Legal Assistant Program
Nicholas Tinetti's RBS Securities Inc. Experience November 2012 - August 2014
Job Debt Capital Markets Associate at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank Securities September 2014 - Present
RBS Securities Inc November 2012 - August 2014
JP Morgan Chase June 2011 - August 2011
Meadowbrook Insurance Group May 2010 - August 2010
University of Michigan Men's Club Hockey September 2008 - March 2010
William Beaumont Hospital June 2008 - August 2009
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Office, Bloomberg, Capital IQ, Sales, Capital Markets, Corporate Finance
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2012
BBA, Finance
Brother Rice High School 2004 — 2008
Deutsche Bank Securities September 2014 - Present
RBS Securities Inc November 2012 - August 2014
JP Morgan Chase June 2011 - August 2011
Meadowbrook Insurance Group May 2010 - August 2010
University of Michigan Men's Club Hockey September 2008 - March 2010
William Beaumont Hospital June 2008 - August 2009
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Office, Bloomberg, Capital IQ, Sales, Capital Markets, Corporate Finance
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2012
BBA, Finance
Brother Rice High School 2004 — 2008
Mattessich Donald's RBS Securities Inc. Experience Vice-PresidentRBS Global Banking & Markets1986 - Present
Job Vice President Operations at RBS Securities, Inc.
Industry Investment Banking
Experience
RBS Securities, Inc. Vice-PresidentRBS Global Banking & Markets1986 - Present
Skills
Derivatives, Fixed Income, Management, Risk Management, Investment Banking, Banking, Financial Analysis, Bonds, Finance, Middle Office, Microsoft Excel, Customer Service, Microsoft Office
Education
Saint Peter's University
Bachelor's degree, Marketing
RBS Securities, Inc. Vice-PresidentRBS Global Banking & Markets1986 - Present
Skills
Derivatives, Fixed Income, Management, Risk Management, Investment Banking, Banking, Financial Analysis, Bonds, Finance, Middle Office, Microsoft Excel, Customer Service, Microsoft Office
Education
Saint Peter's University
Bachelor's degree, Marketing
Brian Davey's RBS Securities Inc. Experience 2008 - 2013
Job Director, Tax at Grant Thornton LLP
Industry Financial Services
Experience
Grant Thornton LLP 2013 - Present
RBS Securities Inc 2008 - 2013
Jefferies & Company 2006 - 2008
Skills
Tax Accounting, Auditing, Financial Reporting, Financial Services, International Tax
Education
Fordham Prep
Fordham Prep
Fordham University - Graduate School of Business Administration
Masters of Science, Taxation
Villanova University
Bachelor of Science (B.S.), Accounting
Grant Thornton LLP 2013 - Present
RBS Securities Inc 2008 - 2013
Jefferies & Company 2006 - 2008
Skills
Tax Accounting, Auditing, Financial Reporting, Financial Services, International Tax
Education
Fordham Prep
Fordham Prep
Fordham University - Graduate School of Business Administration
Masters of Science, Taxation
Villanova University
Bachelor of Science (B.S.), Accounting
Fannie Mae
Quicken Loans
Ocwen Financial Corporation
Veterans United Home Loans
RPM Mortgage, Inc.
FannieMae
Fannie Mae Corporation
Ocwen