Regal Securities, Inc.
Industry: Company
DescriptionFounded: 1993 Subsidiary: Regal Discount Securities, Inc.
Regal Securities, Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Regal Securities, Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Regal Securities, Inc. Employees
Employee
Years
Job
Industry
Alan Charach Alan Charach's Regal Securities, Inc. Experience October 2013 - September 2014
Job Fund Trader
Industry Banking
Experience
Regal Securities, Inc. October 2013 - September 2014
Blackbook Capital May 2013 - September 2013
Olympia Capital Markets Group February 2012 - May 2013
Skills
Microsoft Office, Financial Analysis, SAS, Research, SQL, Microsoft Excel, Excel, Data Analysis, Market Research, Portfolio Management, Statistics, Dreamweaver, HTML, Customer Service, Hedge Funds, Valuation, Sales, Financial Modeling, Marketing, Risk Management, Finance, Options, Budgets, Quantitative Analytics, Series 63, ETFs, Analysis, Account Management, Securities, Leadership, Public Speaking, Investments, Asset Allocation, Economics, Social Media Marketing, Asset Management, Mutual Funds, Corporate Finance, Quantitative Analysis, Diamonds, Precious Metals
Education
University of Georgia - Terry College of Business 2007 — 2011
Regal Securities, Inc. October 2013 - September 2014
Blackbook Capital May 2013 - September 2013
Olympia Capital Markets Group February 2012 - May 2013
Skills
Microsoft Office, Financial Analysis, SAS, Research, SQL, Microsoft Excel, Excel, Data Analysis, Market Research, Portfolio Management, Statistics, Dreamweaver, HTML, Customer Service, Hedge Funds, Valuation, Sales, Financial Modeling, Marketing, Risk Management, Finance, Options, Budgets, Quantitative Analytics, Series 63, ETFs, Analysis, Account Management, Securities, Leadership, Public Speaking, Investments, Asset Allocation, Economics, Social Media Marketing, Asset Management, Mutual Funds, Corporate Finance, Quantitative Analysis, Diamonds, Precious Metals
Education
University of Georgia - Terry College of Business 2007 — 2011
Hilario Tapia Hilario Tapia's Regal Securities, Inc. Experience October 1996 - March 2011
Job Technical Support Representative at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade May 2015 - Present
OptionsHouse January 2015 - May 2015
tradeMONSTER March 2011 - January 2015
Regal Securities, Inc. October 1996 - March 2011
Skills
brokerage operations, Series 7, Series 63, Brokerage, Mutual Funds, Options, Trading, Financial Services, Investments, Securities, Equities, FINRA, Bonds, Fixed Income, Brokers, Capital Markets, Trading Systems, Asset Management, Electronic Trading, Financial Markets, Derivatives, Equity Trading
Education
University of Illinois 1991 — 1995
Bachelor of Arts (BA), Political Science/History/Pyschology
Saint Patrick High School 1988 — 1991
High School
TD Ameritrade May 2015 - Present
OptionsHouse January 2015 - May 2015
tradeMONSTER March 2011 - January 2015
Regal Securities, Inc. October 1996 - March 2011
Skills
brokerage operations, Series 7, Series 63, Brokerage, Mutual Funds, Options, Trading, Financial Services, Investments, Securities, Equities, FINRA, Bonds, Fixed Income, Brokers, Capital Markets, Trading Systems, Asset Management, Electronic Trading, Financial Markets, Derivatives, Equity Trading
Education
University of Illinois 1991 — 1995
Bachelor of Arts (BA), Political Science/History/Pyschology
Saint Patrick High School 1988 — 1991
High School
Robert Villaflor Robert Villaflor's Regal Securities, Inc. Experience May 2011 - May 2015
Job CEO at Sprott Global Resource Investments Ltd.
Industry Financial Services
Experience
Sprott Global Resource Investments Ltd. May 2015 - Present
Regal Securities, Inc. May 2011 - May 2015
Regal Advisory Services, Inc. May 2011 - May 2015
Regal Securities, Inc. 2007 - 2011
Regal Securities, Inc. 2004 - 2007
Regal Securities, Inc. 1999 - 2004
Regal Securities, Inc. 1993 - 1999
Skills
Securities, Financial Services, Asset Management, Wealth Management, Capital Markets, Series 7, Series 63, Due Diligence, Investments, Insurance, Financial Advisory, Asset Allocation, Mutual Funds, Options, Equities, Series 24, Trading, Venture Capital, FINRA, Series 65, Financial Markets, Retirement Planning, Portfolio Management, Bonds, Alternative Investments, Strategic Financial..., Investment Advisory, Fixed Income, Trading Systems, Equity Trading, ETFs, Hedge Funds, Investment Management, Electronic Trading, Investment Strategies, Management, Finance, Strategy, Risk Management, Strategic Planning, Leadership, Financial Planning
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1999 — 2001
MBA, Finance
Marquette University 1988 — 1992
Bachelor of Science, Finance
St. Viator HS 1984 — 1988
Sprott Global Resource Investments Ltd. May 2015 - Present
Regal Securities, Inc. May 2011 - May 2015
Regal Advisory Services, Inc. May 2011 - May 2015
Regal Securities, Inc. 2007 - 2011
Regal Securities, Inc. 2004 - 2007
Regal Securities, Inc. 1999 - 2004
Regal Securities, Inc. 1993 - 1999
Skills
Securities, Financial Services, Asset Management, Wealth Management, Capital Markets, Series 7, Series 63, Due Diligence, Investments, Insurance, Financial Advisory, Asset Allocation, Mutual Funds, Options, Equities, Series 24, Trading, Venture Capital, FINRA, Series 65, Financial Markets, Retirement Planning, Portfolio Management, Bonds, Alternative Investments, Strategic Financial..., Investment Advisory, Fixed Income, Trading Systems, Equity Trading, ETFs, Hedge Funds, Investment Management, Electronic Trading, Investment Strategies, Management, Finance, Strategy, Risk Management, Strategic Planning, Leadership, Financial Planning
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1999 — 2001
MBA, Finance
Marquette University 1988 — 1992
Bachelor of Science, Finance
St. Viator HS 1984 — 1988
Brian Kontek Brian Kontek's Regal Securities, Inc. Experience April 2011 - April 2015
Job Manager of Broker Services at Oberweis Securities, Inc
Industry Financial Services
Experience
Regal Securities, Inc. April 2011 - April 2015
JPMorgan Chase June 2010 - December 2010
@properties August 2008 - August 2009
UBS Financial Services, Inc. February 2008 - June 2008
Skills
Series 7, Series 63, Options, Investments, Securities, Trading, Mutual Funds, Financial Services, FINRA, Risk Management, Wealth Management, Asset Management
Education
DePaul University 2004 — 2008
Bachelor of Science in Commerce, Economics
Regal Securities, Inc. April 2011 - April 2015
JPMorgan Chase June 2010 - December 2010
@properties August 2008 - August 2009
UBS Financial Services, Inc. February 2008 - June 2008
Skills
Series 7, Series 63, Options, Investments, Securities, Trading, Mutual Funds, Financial Services, FINRA, Risk Management, Wealth Management, Asset Management
Education
DePaul University 2004 — 2008
Bachelor of Science in Commerce, Economics
Scott Myers, MBA Scott Myers, MBA's Regal Securities, Inc. Experience May 2008 - August 2011
Job IT Manager of Cloud, Virtualization & Automation
Industry Information Technology and Services
Experience
Zebra Technologies August 2011 - Present
Regal Securities, Inc. May 2008 - August 2011
Skills
ITaaS, IaaS, Enterprise Architecture, Business Transformation, VMware, Virtualization, Cloud Computing, Data Center, Management, Disaster Recovery, SaaS, PaaS, Integration, Vendor Management, EMC Storage, Automation, Project Management, Troubleshooting, Citrix, Business Process, VMware Infrastructure, System Architecture, VMware Cloud, Amazon Web Services..., Windows Azure, Hybrid Cloud, Private Cloud, Solution Implementation, Cloud Security, Security, Information Security, IT Operations, Hyper-V, System Administration, Active Directory, Windows Server, Microsoft Exchange, Microsoft Technologies, Servers, VDI, Microsoft Certified...
Education
Keller Graduate School of Management of DeVry University 2013 — 2015
Master of Business Administration (M.B.A.), Finance, 3.88
University of Phoenix 2003 — 2005
Bachelor of Science (BS), Information Technology
Zebra Technologies August 2011 - Present
Regal Securities, Inc. May 2008 - August 2011
Skills
ITaaS, IaaS, Enterprise Architecture, Business Transformation, VMware, Virtualization, Cloud Computing, Data Center, Management, Disaster Recovery, SaaS, PaaS, Integration, Vendor Management, EMC Storage, Automation, Project Management, Troubleshooting, Citrix, Business Process, VMware Infrastructure, System Architecture, VMware Cloud, Amazon Web Services..., Windows Azure, Hybrid Cloud, Private Cloud, Solution Implementation, Cloud Security, Security, Information Security, IT Operations, Hyper-V, System Administration, Active Directory, Windows Server, Microsoft Exchange, Microsoft Technologies, Servers, VDI, Microsoft Certified...
Education
Keller Graduate School of Management of DeVry University 2013 — 2015
Master of Business Administration (M.B.A.), Finance, 3.88
University of Phoenix 2003 — 2005
Bachelor of Science (BS), Information Technology
Greg Watts Greg Watts's Regal Securities, Inc. Experience March 2010 - August 2011
Job Financial Advisor at USAA
Industry Financial Services
Experience
USAA November 2013 - Present
Raymond James Financial Inc. August 2011 - November 2013
Regal Securities, Inc. March 2010 - August 2011
Edward Jones May 2009 - March 2010
Skills
Financial Analysis, Strategic Financial..., Portfolio Management, Alternative Investments, Hedge Funds, Series 7, Investments, Finance, Asset Allocation, Mutual Funds, Investment Strategies, Series 24, Insurance, Wealth Management...
Education
University of Missouri-Columbia 2004 — 2009
Bachelor of Science (B.S.), Economics
USAA November 2013 - Present
Raymond James Financial Inc. August 2011 - November 2013
Regal Securities, Inc. March 2010 - August 2011
Edward Jones May 2009 - March 2010
Skills
Financial Analysis, Strategic Financial..., Portfolio Management, Alternative Investments, Hedge Funds, Series 7, Investments, Finance, Asset Allocation, Mutual Funds, Investment Strategies, Series 24, Insurance, Wealth Management...
Education
University of Missouri-Columbia 2004 — 2009
Bachelor of Science (B.S.), Economics
Gary Fishman Gary Fishman's Regal Securities, Inc. Experience 2009 - Present
Job Director, Information Technology at Regal Securities, Inc.
Industry Information Technology and Services
Experience
Regal Securities, Inc. 2009 - Present
TransUnion 2008 - 2009
Accenture 2004 - 2008
ABN AMRO Bank Chicago 2003 - 2004
Morgan Stanley 2001 - 2003
Mercy Hospital June 1999 - September 2001
Morton Grove Parmaceuticals Co. 1997 - 1999
Ratheon Co. (Switchcraft division) 1994 - 1997
Baxter/Caremark 1991 - 1994
DePaul University 1985 - 1990
Skills
IT Strategy, IT Management, Disaster Recovery, SDLC, Vendor Management, ITIL, Integration, Enterprise Architecture, PMO, Business Intelligence, PMP, Data Center, Series 99 (Finra..., Windows Server, VMware, Technical Support, Software Development, Information Technology, Security, IT Operations, Management, Visio, Solution Architecture, Quality Assurance, Servers, Microsoft SQL Server, Process Improvement, Infrastructure, IT Service Management, Software Documentation, Project Portfolio..., Software Project..., Requirements Analysis, Virtualization, Business Continuity, Cloud Computing, Requirements Gathering, Business Process, Data Warehousing
Education
DePaul University 1986 — 1990
MS, Computer Science
DePaul University 1981 — 1985
Bachelor of Science (BS), Information Systems
Regal Securities, Inc. 2009 - Present
TransUnion 2008 - 2009
Accenture 2004 - 2008
ABN AMRO Bank Chicago 2003 - 2004
Morgan Stanley 2001 - 2003
Mercy Hospital June 1999 - September 2001
Morton Grove Parmaceuticals Co. 1997 - 1999
Ratheon Co. (Switchcraft division) 1994 - 1997
Baxter/Caremark 1991 - 1994
DePaul University 1985 - 1990
Skills
IT Strategy, IT Management, Disaster Recovery, SDLC, Vendor Management, ITIL, Integration, Enterprise Architecture, PMO, Business Intelligence, PMP, Data Center, Series 99 (Finra..., Windows Server, VMware, Technical Support, Software Development, Information Technology, Security, IT Operations, Management, Visio, Solution Architecture, Quality Assurance, Servers, Microsoft SQL Server, Process Improvement, Infrastructure, IT Service Management, Software Documentation, Project Portfolio..., Software Project..., Requirements Analysis, Virtualization, Business Continuity, Cloud Computing, Requirements Gathering, Business Process, Data Warehousing
Education
DePaul University 1986 — 1990
MS, Computer Science
DePaul University 1981 — 1985
Bachelor of Science (BS), Information Systems
Sean Brosnan's Regal Securities, Inc. Experience May 2013 - August 2013
Job Investment Banking Summer Analyst at Deloitte
Industry Accounting
Experience
Deloitte June 2015 - Present
Indiana University Bloomington August 2012 - Present
BJB Properties May 2012 - Present
Pickwick Theater August 2009 - Present
Regal Securities, Inc. May 2013 - August 2013
Skills
Accounting, Microsoft Excel, Financial Accounting, Microsoft Word, Microsoft Office, PowerPoint, Organization, Account Management, Real Estate, Leasing, Social Media, Social Networking
Education
Indiana University Bloomington 2012 — 2016
Accounting, Business, Freshman
Maine South High School 2008 — 2012
Diploma, General
Oakton Community College 2010 — 2011
Deloitte June 2015 - Present
Indiana University Bloomington August 2012 - Present
BJB Properties May 2012 - Present
Pickwick Theater August 2009 - Present
Regal Securities, Inc. May 2013 - August 2013
Skills
Accounting, Microsoft Excel, Financial Accounting, Microsoft Word, Microsoft Office, PowerPoint, Organization, Account Management, Real Estate, Leasing, Social Media, Social Networking
Education
Indiana University Bloomington 2012 — 2016
Accounting, Business, Freshman
Maine South High School 2008 — 2012
Diploma, General
Oakton Community College 2010 — 2011
Nick DePilla's Regal Securities, Inc. Experience December 2011 - Present
Job Compliance Officer at Regal Securities, Inc.
Industry Investment Management
Experience
Regal Securities, Inc. December 2011 - Present
Aviva Investors 2015 - 2015
Aviva Investors 2015 - 2015
Aviva Investors 2015 - 2015
Northwestern Mutual Finance Network December 2009 - December 2011
Mont Clare Lanes April 2008 - January 2010
Keefe, Bruyette November 2009 - December 2009
Fidelity Investments September 2007 - April 2008
Skills
Investments, Portfolio Management, Mutual Funds, Finance, Analysis, Trading, Asset Allocation, Management, Financial Reporting, CRM, Financial Markets, FINRA, AML, Series 63, Securities, Series 7, Asset Management, Financial Services, Financial Analysis
Education
University of Dayton 2003 — 2007
Bachelor of Science, Entrepreneurship; Finance, Leadership
University of Dayton- Italiaidea 2005 — 2005
Bachelors of Science, Finance
Regal Securities, Inc. December 2011 - Present
Aviva Investors 2015 - 2015
Aviva Investors 2015 - 2015
Aviva Investors 2015 - 2015
Northwestern Mutual Finance Network December 2009 - December 2011
Mont Clare Lanes April 2008 - January 2010
Keefe, Bruyette November 2009 - December 2009
Fidelity Investments September 2007 - April 2008
Skills
Investments, Portfolio Management, Mutual Funds, Finance, Analysis, Trading, Asset Allocation, Management, Financial Reporting, CRM, Financial Markets, FINRA, AML, Series 63, Securities, Series 7, Asset Management, Financial Services, Financial Analysis
Education
University of Dayton 2003 — 2007
Bachelor of Science, Entrepreneurship; Finance, Leadership
University of Dayton- Italiaidea 2005 — 2005
Bachelors of Science, Finance
Gayle M. Gipson's Regal Securities, Inc. Experience July 2013 - May 2015
Job Marketing Manager at BMO Global Asset Management
Industry Financial Services
Experience
BMO Global Asset Management May 2015 - Present
Regal Securities, Inc. July 2013 - May 2015
Invesco January 2013 - July 2013
Mesirow Financial January 1997 - April 2012
Ariel Investments January 1993 - December 1996
Education
Indiana University Bloomington 1984 — 1988
BA, Journalism
BMO Global Asset Management May 2015 - Present
Regal Securities, Inc. July 2013 - May 2015
Invesco January 2013 - July 2013
Mesirow Financial January 1997 - April 2012
Ariel Investments January 1993 - December 1996
Education
Indiana University Bloomington 1984 — 1988
BA, Journalism
James Mukoyama James Mukoyama's Regal Securities, Inc. Experience May 1995 - January 2013
Job President & Executive Director at Military Outreach USA
Industry Religious Institutions
Experience
Military Outreach USA March 2011 - Present
Regal Securities, Inc. May 1995 - January 2013
Fleet Brokerage 1990 - 1995
US Army 1963 - 1995
Heartland Securities, Inc. 1977 - 1990
Chicago Board Options Exchange 1975 - 1977
Education
University of Illinois at Urbana-Champaign 1965 — 1966
MA, Teaching of Social Studies
University of Illinois at Urbana-Champaign 1961 — 1965
BA, English
Military Outreach USA March 2011 - Present
Regal Securities, Inc. May 1995 - January 2013
Fleet Brokerage 1990 - 1995
US Army 1963 - 1995
Heartland Securities, Inc. 1977 - 1990
Chicago Board Options Exchange 1975 - 1977
Education
University of Illinois at Urbana-Champaign 1965 — 1966
MA, Teaching of Social Studies
University of Illinois at Urbana-Champaign 1961 — 1965
BA, English
Scott Sunko Scott Sunko's Regal Securities, Inc. Experience December 1995 - October 2012
Job Application Architect at The PrivateBank
Industry Financial Services
Experience
The Private Bank And Trust Company October 2012 - Present
Ravinia Music Festival 1990 - Present
Regal Securities, Inc. December 1995 - October 2012
Education
University of Phoenix
BS, Information Technology
The Private Bank And Trust Company October 2012 - Present
Ravinia Music Festival 1990 - Present
Regal Securities, Inc. December 1995 - October 2012
Education
University of Phoenix
BS, Information Technology
Jason Malkin's Regal Securities, Inc. Experience 1996 - 1998
Job Investment Manager, Turnaround Management Consultant, Business Development & Strategy Consultant, Entrepreneur
Industry Executive Office
Experience
J Curve Management, LLC February 2014 - Present
Independent Family Office Consultant April 2001 - Present
Jewish Council for Youth Services August 2010 - February 2014
Chicago Board Options Exchange 2002 - 2006
Illinois Institute of Technology December 2002 - April 2005
Multiple Firms throughout the USA 1994 - 2001
Regal Securities, Inc. 1996 - 1998
Skills
Non-profits, Fundraising, Entrepreneurship, Management, Strategy, Leadership, Investments, Strategic Planning, Business Development, Executive Management, Due Diligence, Public Speaking, Training
Education
The University of Chicago Booth School of Business 2004 — 2007
MBA, Strategic Management, Managerial & Organizational Behavior
Illinois Institute of Technology 1997 — 1999
MS, Financial Markets & Trading
University of Illinois at Chicago 1989 — 1993
BA, Criminal Justice
Niles West
J Curve Management, LLC February 2014 - Present
Independent Family Office Consultant April 2001 - Present
Jewish Council for Youth Services August 2010 - February 2014
Chicago Board Options Exchange 2002 - 2006
Illinois Institute of Technology December 2002 - April 2005
Multiple Firms throughout the USA 1994 - 2001
Regal Securities, Inc. 1996 - 1998
Skills
Non-profits, Fundraising, Entrepreneurship, Management, Strategy, Leadership, Investments, Strategic Planning, Business Development, Executive Management, Due Diligence, Public Speaking, Training
Education
The University of Chicago Booth School of Business 2004 — 2007
MBA, Strategic Management, Managerial & Organizational Behavior
Illinois Institute of Technology 1997 — 1999
MS, Financial Markets & Trading
University of Illinois at Chicago 1989 — 1993
BA, Criminal Justice
Niles West
James Campo's Regal Securities, Inc. Experience May 2014 - August 2014
Job Student at College of Charleston
Industry Financial Services
Experience
Kessler-Ellis Products (KEP) May 2015 - Present
Regal Securities, Inc. May 2014 - August 2014
Education
College of Charleston 2013 — 2017
Kessler-Ellis Products (KEP) May 2015 - Present
Regal Securities, Inc. May 2014 - August 2014
Education
College of Charleston 2013 — 2017
john whiteley's Regal Securities, Inc. Experience January 2009 - July 2010
Job Director of Operations Dane's Body Shop
Industry Health, Wellness and Fitness
Experience
Dane's Body Shop January 2015 - Present
Mr. Delivery USA March 2014 - August 2014
Snap Kitchen January 2011 - March 2014
Regal Securities, Inc. January 2009 - July 2010
Loyola Sacred Heart High School January 2008 - December 2008
US Army November 2003 - October 2006
Skills
Clinical Nutrition, Medical Nutrition..., Nutrition Education, Nutrition, Dietetics, Nutritional Counseling, Health Promotion, Health Education, Wellness, I can do some stuff, Fitness, Food Service, Management, Operations Management, Sales, Marketing, Social Media, Coaching, Investment Strategies, Economics, Business Economics, Business Development, Cooking
Education
California Lutheran University 1999 — 2003
Bachelor's degree, Business Economics and Finance
Dane's Body Shop January 2015 - Present
Mr. Delivery USA March 2014 - August 2014
Snap Kitchen January 2011 - March 2014
Regal Securities, Inc. January 2009 - July 2010
Loyola Sacred Heart High School January 2008 - December 2008
US Army November 2003 - October 2006
Skills
Clinical Nutrition, Medical Nutrition..., Nutrition Education, Nutrition, Dietetics, Nutritional Counseling, Health Promotion, Health Education, Wellness, I can do some stuff, Fitness, Food Service, Management, Operations Management, Sales, Marketing, Social Media, Coaching, Investment Strategies, Economics, Business Economics, Business Development, Cooking
Education
California Lutheran University 1999 — 2003
Bachelor's degree, Business Economics and Finance
Nicholas Chen Nicholas Chen's Regal Securities, Inc. Experience October 2011 - November 2012
Job Equity Research
Industry Financial Services
Experience
Alembic Global Advisors June 2014 - Present
Ridgetop Research November 2012 - March 2014
Regal Securities, Inc. October 2011 - November 2012
CNBC May 2010 - July 2010
The Upstate Institute January 2010 - April 2010
Skills
Financial Modeling
Education
Colgate University 2007 — 2011
B.A., Political Science
Brunswick School
La Pompeu Fabra Universitat
Political
Senior Class Director of Community Service
Alembic Global Advisors June 2014 - Present
Ridgetop Research November 2012 - March 2014
Regal Securities, Inc. October 2011 - November 2012
CNBC May 2010 - July 2010
The Upstate Institute January 2010 - April 2010
Skills
Financial Modeling
Education
Colgate University 2007 — 2011
B.A., Political Science
Brunswick School
La Pompeu Fabra Universitat
Political
Senior Class Director of Community Service
Kevin Stemberger Kevin Stemberger's Regal Securities, Inc. Experience August 2012 - Present
Job Fixed Income Trading and Investment Management at Regal Securities, Inc.
Industry Investment Management
Experience
Regal Securities, Inc. August 2012 - Present
Noble Capital Partners, LLC February 2005 - Present
DeWaay Financial Network October 2011 - August 2012
Equitas America July 2004 - September 2010
Skills
Investments, Asset Management, Portfolio Management, Equities, Financial Analysis, Financial Modeling, Hedge Funds, Fixed Income, Microsoft Excel, Valuation, Microsoft Office, Business Strategy, Risk Management
Education
Ferris State University 1979 — 1981
Bachelor of Science (BS), Business Administration and Management, General
Michigan State University 1973 — 1978
Bachelor of Science (BS), Human Physiology
Regal Securities, Inc. August 2012 - Present
Noble Capital Partners, LLC February 2005 - Present
DeWaay Financial Network October 2011 - August 2012
Equitas America July 2004 - September 2010
Skills
Investments, Asset Management, Portfolio Management, Equities, Financial Analysis, Financial Modeling, Hedge Funds, Fixed Income, Microsoft Excel, Valuation, Microsoft Office, Business Strategy, Risk Management
Education
Ferris State University 1979 — 1981
Bachelor of Science (BS), Business Administration and Management, General
Michigan State University 1973 — 1978
Bachelor of Science (BS), Human Physiology
Robert Corso's Regal Securities, Inc. Experience January 2012 - Present
Job Registered Representative at Regal Securities, Inc.
Industry Financial Services
Experience
Regal Securities, Inc. January 2012 - Present
Transcend Capital January 2010 - December 2011
Grossman & Co.LLC January 2009 - January 2010
AB Watley Direct Inc April 2000 - December 2008
Centennial Ventures 2000 - 2002
Skills
Options, Equities, Series 7, Series 24, Series 4, Series 55, Series 63, Trading, Investments, Financial Services, Licensed Life & Health..., Risk Management, Financial Markets, Asset Management, Equity Trading, Trading Systems, Trading Strategies, Wealth Management, Financial Analysis, Financial Reporting, Team Building, Microsoft Excel, Foreign Exchange, Mutual Funds, Microsoft Office, Bonds, Technical Analysis, Customer Service, Accounting, Strategic Financial..., Fixed Income, Electronic Trading, Alternative Investments, Asset Managment, Portfolio Management, Traders, Stocks, Financial Planning, Customer Relations, Commodities
Education
Baruch College, City University of New York (CUNY) 1987 — 1992
BA, Finance & Investment
Landmark Education
Regal Securities, Inc. January 2012 - Present
Transcend Capital January 2010 - December 2011
Grossman & Co.LLC January 2009 - January 2010
AB Watley Direct Inc April 2000 - December 2008
Centennial Ventures 2000 - 2002
Skills
Options, Equities, Series 7, Series 24, Series 4, Series 55, Series 63, Trading, Investments, Financial Services, Licensed Life & Health..., Risk Management, Financial Markets, Asset Management, Equity Trading, Trading Systems, Trading Strategies, Wealth Management, Financial Analysis, Financial Reporting, Team Building, Microsoft Excel, Foreign Exchange, Mutual Funds, Microsoft Office, Bonds, Technical Analysis, Customer Service, Accounting, Strategic Financial..., Fixed Income, Electronic Trading, Alternative Investments, Asset Managment, Portfolio Management, Traders, Stocks, Financial Planning, Customer Relations, Commodities
Education
Baruch College, City University of New York (CUNY) 1987 — 1992
BA, Finance & Investment
Landmark Education
Nitesh Moradia's Regal Securities, Inc. Experience December 2002 - February 2011
Job Director, Digital Services at rEvolution
Industry Information Technology and Services
Experience
rEvolution April 2015 - Present
American Marriage Ministries May 2014 - Present
rEvolution February 2014 - April 2015
rEvolution May 2012 - January 2014
BravoSolution February 2011 - May 2012
Regal Securities, Inc. December 2002 - February 2011
Skills
C#, .NET, ASP.NET, ASP.NET AJAX, Visual Studio, Microsoft SQL Server, Java, JavaScript, HTML, AJAX, VB.NET, Facebook API, Twitter, SQL, Software Development, Web Services, Visual Basic, Databases, Visio, Web Development, Microsoft Office, Windows Server, Web Applications, Management, Project Management, XML, Integration, Software Project..., CSS, SDLC, Social Media, Agile Methodologies, Requirements Analysis, MySQL, jQuery, Microsoft Excel, Programming, Software Documentation, C++, SharePoint, Information Technology, Software Engineering, Database Design, WordPress, SaaS, HTML5, Mobile Applications, IIS, Software Design, T-SQL
Education
Northeastern Illinois University 2004 — 2008
Bachelor of Science, Computer Science
Niles West 1992 — 1996
The Ohio State University
rEvolution April 2015 - Present
American Marriage Ministries May 2014 - Present
rEvolution February 2014 - April 2015
rEvolution May 2012 - January 2014
BravoSolution February 2011 - May 2012
Regal Securities, Inc. December 2002 - February 2011
Skills
C#, .NET, ASP.NET, ASP.NET AJAX, Visual Studio, Microsoft SQL Server, Java, JavaScript, HTML, AJAX, VB.NET, Facebook API, Twitter, SQL, Software Development, Web Services, Visual Basic, Databases, Visio, Web Development, Microsoft Office, Windows Server, Web Applications, Management, Project Management, XML, Integration, Software Project..., CSS, SDLC, Social Media, Agile Methodologies, Requirements Analysis, MySQL, jQuery, Microsoft Excel, Programming, Software Documentation, C++, SharePoint, Information Technology, Software Engineering, Database Design, WordPress, SaaS, HTML5, Mobile Applications, IIS, Software Design, T-SQL
Education
Northeastern Illinois University 2004 — 2008
Bachelor of Science, Computer Science
Niles West 1992 — 1996
The Ohio State University
Art Frasca's Regal Securities, Inc. Experience August 2012 - Present
Job Fixed Income Desk at Regal Securities, Inc.
Industry Investment Management
Experience
Regal Securities, Inc. August 2012 - Present
Noble Capital Partners, LLC 2006 - Present
DeWaay Financial Network October 2010 - August 2012
Equitas America July 2004 - September 2010
J. W. Korth & CO. April 1986 - June 2004
Wall Street Clearing CO January 1983 - January 1985
Skills
Fixed Income, Investments, Securities, Asset Management, Bonds, Series 7, Portfolio Management, Mutual Funds, Alternative Investments, Equities, Risk Management, Wealth Management, Financial Modeling, Series 63, FINRA, Hedge Funds, Microsoft Excel, Series 24, Series 65, Series 27, Series 53, High Yield Bonds, Investment Grade Bonds, Structured Products, Equity Trading, Government Bonds, Mortgage Backed...
Education
Boston College - Carroll School of Management 1977 — 1981
BS, Marketing
Walsh College of Accountancy and Business Administration 1993 — 1997
Master of Science (MS), Banking, Corporate, Finance, and Securities Law
Archbishop Molloy HS 1973 — 1977
Sacred Heart Seminary 1968 — 1973
Our Lady of Angels 1965 — 1968
Regal Securities, Inc. August 2012 - Present
Noble Capital Partners, LLC 2006 - Present
DeWaay Financial Network October 2010 - August 2012
Equitas America July 2004 - September 2010
J. W. Korth & CO. April 1986 - June 2004
Wall Street Clearing CO January 1983 - January 1985
Skills
Fixed Income, Investments, Securities, Asset Management, Bonds, Series 7, Portfolio Management, Mutual Funds, Alternative Investments, Equities, Risk Management, Wealth Management, Financial Modeling, Series 63, FINRA, Hedge Funds, Microsoft Excel, Series 24, Series 65, Series 27, Series 53, High Yield Bonds, Investment Grade Bonds, Structured Products, Equity Trading, Government Bonds, Mortgage Backed...
Education
Boston College - Carroll School of Management 1977 — 1981
BS, Marketing
Walsh College of Accountancy and Business Administration 1993 — 1997
Master of Science (MS), Banking, Corporate, Finance, and Securities Law
Archbishop Molloy HS 1973 — 1977
Sacred Heart Seminary 1968 — 1973
Our Lady of Angels 1965 — 1968
Paul H. Lee, MS's Regal Securities, Inc. Experience November 1995 - December 2013
Job SVP and Chief Operating Officer at Tradier Brokerage Inc.
Industry Financial Services
Experience
Tradier Inc. December 2013 - Present
Regal Securities, Inc. November 1995 - December 2013
Skills
Risk Management, Trading, Operations Management, Options, Margin, New Account Management, Customer Service..., Compliance
Education
DePaul University 1992 — 1994
Master's Degree in Science, Public Policy and Public Administration
Loyola University of Chicago 1986 — 1991
Bachelor's Degree in Science, Liberal Arts and Sciences
Tradier Inc. December 2013 - Present
Regal Securities, Inc. November 1995 - December 2013
Skills
Risk Management, Trading, Operations Management, Options, Margin, New Account Management, Customer Service..., Compliance
Education
DePaul University 1992 — 1994
Master's Degree in Science, Public Policy and Public Administration
Loyola University of Chicago 1986 — 1991
Bachelor's Degree in Science, Liberal Arts and Sciences
Erik Shaakov's Regal Securities, Inc. Experience 2013 - 2013
Job Staff Accountant at Allstate Financial
Industry Financial Services
Experience
Regal Securities March 2013 - Present
Allstate Financial July 2012 - Present
Regal Securities, Inc. 2013 - 2013
A-Z Medical Supply January 2010 - August 2012
Skills
Finance, Fluent in Russian, Microsoft Excel, Microsoft Office, Analytics, Problem Solving, Acting, Weight Training, Weightlifting, Weight Loss Coaching, Tutoring
Education
DePaul University 2008 — 2010
Glenbrook South
Wolf Martial Arts
Regal Securities March 2013 - Present
Allstate Financial July 2012 - Present
Regal Securities, Inc. 2013 - 2013
A-Z Medical Supply January 2010 - August 2012
Skills
Finance, Fluent in Russian, Microsoft Excel, Microsoft Office, Analytics, Problem Solving, Acting, Weight Training, Weightlifting, Weight Loss Coaching, Tutoring
Education
DePaul University 2008 — 2010
Glenbrook South
Wolf Martial Arts
Terrie Amengual's Regal Securities, Inc. Experience July 2000 - Present
Job Director of Marketing
Industry Marketing and Advertising
Experience
Regal Securities, Inc. July 2000 - Present
Skills
Online Research, Project Management, Advertising Compliance, Sales, Online Marketing, Google Adwords, Highly detail oriented, Idea Generation, Trade Shows, Problem Solving, Organization, Advertising, Relationship Marketing, Securities, SEM, Lead Generation, Series 7, Retail, Email Marketing, Competitive Analysis, Social Media Marketing, Marketing, Series 63, Product Marketing, Integrated Marketing, Public Relations, Online Advertising, Market Research, Investments, Social Media
Education
University of Houston
Business/Marketing
Regal Securities, Inc. July 2000 - Present
Skills
Online Research, Project Management, Advertising Compliance, Sales, Online Marketing, Google Adwords, Highly detail oriented, Idea Generation, Trade Shows, Problem Solving, Organization, Advertising, Relationship Marketing, Securities, SEM, Lead Generation, Series 7, Retail, Email Marketing, Competitive Analysis, Social Media Marketing, Marketing, Series 63, Product Marketing, Integrated Marketing, Public Relations, Online Advertising, Market Research, Investments, Social Media
Education
University of Houston
Business/Marketing
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY