Regions Morgan Keegan
Industry: Company
DescriptionRegions Trust, formerly Regions Morgan Keegan Trust is the trust division of Regions Financial Corporation and its subsidiary Regions Wealth Management. Headquarters: Birmingham, AL Founded: 2002 Parent organization: Regions Financial Corporation
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Regions Morgan Keegan Employees
Employee
Years
Job
Industry
Tiffany Chamberlain, CIDA Tiffany Chamberlain, CIDA's Regions Morgan Keegan Experience 2008 - 2011
Job Managing Director, Polaris Compliance Consulting, LLC
Industry Financial Services
Experience
Polaris Compliance Consulting, LLC January 2012 - Present
Premier Consulting Partners 2011 - 2012
Summit Brokerage Services, Inc. 2011 - 2011
Regions Morgan Keegan 2008 - 2011
KPMG 2006 - 2008
National Association of Securities Dealers (now known as FINRA) 2003 - 2006
Skills
Investment Advisory, Compliance, Audit, Internal Controls, AML, Brokerage, CIDA, Compliance Audits, SEC compliance, Regulatory Requirements, Regulatory Reporting, Regulatory Filings, Regulatory Risk, Big 4, Internal Audit, Development Of Policies, Wall Street, Investment Products, Securities, SEC reporting, Registered Investment..., Group Presentations, Risk Management, Risk Assessment, Staff Training, Bank Secrecy Act, USA PATRIOT Act, SEC regulations, Regulatory Submissions, Report Writing, Procedure Manuals, Procedure Development, OFAC, FINRA, Securities Regulation, Membership Services, Branch Audits, Manual Testing, Credit Derivatives, Staff Management, Mock Regulatory..., Compliance Consulting, Risk Mitigation, Risk Analysis, Financial Reporting, Fixed Income Products, Equities, Investments, Options, Broker-Dealer
Education
Governors State University 2000 — 2000
Accounting, Accounting
The University of Tennessee at Chattanooga 1993 — 1997
Accounting
Polaris Compliance Consulting, LLC January 2012 - Present
Premier Consulting Partners 2011 - 2012
Summit Brokerage Services, Inc. 2011 - 2011
Regions Morgan Keegan 2008 - 2011
KPMG 2006 - 2008
National Association of Securities Dealers (now known as FINRA) 2003 - 2006
Skills
Investment Advisory, Compliance, Audit, Internal Controls, AML, Brokerage, CIDA, Compliance Audits, SEC compliance, Regulatory Requirements, Regulatory Reporting, Regulatory Filings, Regulatory Risk, Big 4, Internal Audit, Development Of Policies, Wall Street, Investment Products, Securities, SEC reporting, Registered Investment..., Group Presentations, Risk Management, Risk Assessment, Staff Training, Bank Secrecy Act, USA PATRIOT Act, SEC regulations, Regulatory Submissions, Report Writing, Procedure Manuals, Procedure Development, OFAC, FINRA, Securities Regulation, Membership Services, Branch Audits, Manual Testing, Credit Derivatives, Staff Management, Mock Regulatory..., Compliance Consulting, Risk Mitigation, Risk Analysis, Financial Reporting, Fixed Income Products, Equities, Investments, Options, Broker-Dealer
Education
Governors State University 2000 — 2000
Accounting, Accounting
The University of Tennessee at Chattanooga 1993 — 1997
Accounting
Tina Shaw Tina Shaw's Regions Morgan Keegan Experience October 2007 - March 2012
Job Senior Manager, Operational Risk & Privacy at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. April 2012 - Present
Regions Morgan Keegan October 2007 - March 2012
Regions Morgan Keegan April 2001 - September 2007
Morgan Keegan January 1997 - March 2001
Ernst & Young August 1994 - January 1997
Education
The University of Memphis 1989 — 1994
BBA, Accounting
Raymond James Financial Inc. April 2012 - Present
Regions Morgan Keegan October 2007 - March 2012
Regions Morgan Keegan April 2001 - September 2007
Morgan Keegan January 1997 - March 2001
Ernst & Young August 1994 - January 1997
Education
The University of Memphis 1989 — 1994
BBA, Accounting
Darren Bayne's Regions Morgan Keegan Experience July 2004 - July 2005
Job Mortgage Trainer at Regions Bank
Industry Financial Services
Experience
Regions Financial Corporation April 2013 - Present
Gumdrop Books August 2005 - April 2013
Regions Morgan Keegan July 2004 - July 2005
A.G. Edwards & Sons, Inc. December 2000 - July 2004
Wachovia, A Wells Fargo Company May 1999 - December 2000
Val-Pak of Charlotte, North Carolina September 1998 - April 1999
Gumdrop Books August 1995 - June 1998
Parisian 1993 - 1995
Skills
Sales Management, Training, Teaching, Instructional Design, Sales, Coaching, Public Speaking, Customer Service, Microsoft Office, Leadership, Sales Process, Strategic Planning, Sales Operations, Management, Insurance, Finance, Recruiting
Education
University of Alabama 1989 — 1993
BS, Marketing, Summa cum laude
Headland High School 1985 — 1989
Regions Financial Corporation April 2013 - Present
Gumdrop Books August 2005 - April 2013
Regions Morgan Keegan July 2004 - July 2005
A.G. Edwards & Sons, Inc. December 2000 - July 2004
Wachovia, A Wells Fargo Company May 1999 - December 2000
Val-Pak of Charlotte, North Carolina September 1998 - April 1999
Gumdrop Books August 1995 - June 1998
Parisian 1993 - 1995
Skills
Sales Management, Training, Teaching, Instructional Design, Sales, Coaching, Public Speaking, Customer Service, Microsoft Office, Leadership, Sales Process, Strategic Planning, Sales Operations, Management, Insurance, Finance, Recruiting
Education
University of Alabama 1989 — 1993
BS, Marketing, Summa cum laude
Headland High School 1985 — 1989
Jarret Kilpatrick Jarret Kilpatrick's Regions Morgan Keegan Experience October 2008 - May 2011
Job Sales at Vining Sparks, IBG
Industry Banking
Experience
Vining Sparks, IBG May 2011 - Present
Regions Morgan Keegan October 2008 - May 2011
Bank of America 2001 - August 2008
Citi May 1995 - October 2001
Skills
Mortgage Lending, Credit, Loans, Mortgage Banking, Banking, Sales Management, Loan Origination, FHA, Strategic Planning, Portfolio Management, Sales, New Business Development, Investments, Underwriting, Business Development
Education
The University of Memphis 1988 — 1992
B.S, Economics
Germantown High School 1984 — 1988
Vining Sparks, IBG May 2011 - Present
Regions Morgan Keegan October 2008 - May 2011
Bank of America 2001 - August 2008
Citi May 1995 - October 2001
Skills
Mortgage Lending, Credit, Loans, Mortgage Banking, Banking, Sales Management, Loan Origination, FHA, Strategic Planning, Portfolio Management, Sales, New Business Development, Investments, Underwriting, Business Development
Education
The University of Memphis 1988 — 1992
B.S, Economics
Germantown High School 1984 — 1988
Andrew Waxman's Regions Morgan Keegan Experience November 2005 - June 2006
Job Certified Financial Planner™, Managing Partner Waxman Financial, President Waxman Insurance
Industry Financial Services
Experience
Waxman Financial December 2014 - Present
Waxman Insurance December 2014 - Present
Mercantil Commercebank N.A. January 2011 - February 2014
Comerica Bank 2006 - 2008
Regions Morgan Keegan November 2005 - June 2006
Wachovia May 2002 - November 2005
American Express September 2000 - April 2002
Skills
Financial Planning, Investment Management, Retirement Income..., Qualified Retirement..., Inheritance Tax Planning, Social Security, College Education..., Strategic Financial..., Estate Tax Planning, Health Insurance, Term Life Insurance, Disability Insurance, Long Term Care Insurance, Group Insurance, Employee Benefits, Leadership, Financial Services, Retirement Planning, Banking, Commercial Banking
Education
University of Maryland College Park 1996 — 2000
Bachelor of Arts (B.A.)
Florida Atlantic University 2006 — 2008
Financial Planning
Waxman Financial December 2014 - Present
Waxman Insurance December 2014 - Present
Mercantil Commercebank N.A. January 2011 - February 2014
Comerica Bank 2006 - 2008
Regions Morgan Keegan November 2005 - June 2006
Wachovia May 2002 - November 2005
American Express September 2000 - April 2002
Skills
Financial Planning, Investment Management, Retirement Income..., Qualified Retirement..., Inheritance Tax Planning, Social Security, College Education..., Strategic Financial..., Estate Tax Planning, Health Insurance, Term Life Insurance, Disability Insurance, Long Term Care Insurance, Group Insurance, Employee Benefits, Leadership, Financial Services, Retirement Planning, Banking, Commercial Banking
Education
University of Maryland College Park 1996 — 2000
Bachelor of Arts (B.A.)
Florida Atlantic University 2006 — 2008
Financial Planning
Amy Henthorn-Powell's Regions Morgan Keegan Experience September 1999 - December 2000
Job Securities Examiner III at State of Tennessee, Dept of Commerce and Insurance
Industry Government Relations
Experience
State of Tennessee, Dept of Commerce and Insurance May 2014 - Present
State of Tennessee, Dept of Commerce & Insurance September 2013 - May 2014
Zeiders Enterprises, Inc. November 2012 - April 2013
Healthnet, MHNGS June 2010 - November 2012
Wells Fargo November 2007 - December 2009
SunTrust Bank July 2005 - October 2007
First Tennessee Bank January 2001 - July 2005
Regions Morgan Keegan September 1999 - December 2000
First Chicago NBD, now JP Morgan Chase February 1997 - April 1999
Mesirow Financial 1994 - 1997
Skills
Wealth Management, Investments, Strategic Financial..., Retirement Planning, Financial Advisory, Estate Planning, Finance, Financial Planners, Employee Benefits, Loans, Wealth, Financial Planning, Financial Analysis, 401k, Credit Management, Series 7, Portfolio Management, Fixed Annuities, Money Management, Personal Finance, Management, Financial Services, Pensions, Investment Strategies, Credit, Retirement, Asset Allocation, Mutual Funds, Wealth Management..., Investment Advisory, Personal Financial..., Training, Analysis, Series 63, Financial Literacy &..., Spending Plans, Military Pay & Benefits, Valuation, Time Management, Small Business, Certified Financial..., Financial Education, Risk Management, Financial Analysis..., Lifestyle Analysis, Investment Analysis and..., Securities Regulation, Securities Fraud..., Securities, Banking
Education
Institute for Divorce Financial Analysts 2002 — 2006
Certificate, Divorce Financial Analysis
College for Financial Planning 1996 — 1998
Certificate, Financial Planning
Illinois State University 1986 — 1990
Bachelor of Science, Sociology
Libertyville High School 1982 — 1986
diploma, college prep
State of Tennessee, Dept of Commerce and Insurance May 2014 - Present
State of Tennessee, Dept of Commerce & Insurance September 2013 - May 2014
Zeiders Enterprises, Inc. November 2012 - April 2013
Healthnet, MHNGS June 2010 - November 2012
Wells Fargo November 2007 - December 2009
SunTrust Bank July 2005 - October 2007
First Tennessee Bank January 2001 - July 2005
Regions Morgan Keegan September 1999 - December 2000
First Chicago NBD, now JP Morgan Chase February 1997 - April 1999
Mesirow Financial 1994 - 1997
Skills
Wealth Management, Investments, Strategic Financial..., Retirement Planning, Financial Advisory, Estate Planning, Finance, Financial Planners, Employee Benefits, Loans, Wealth, Financial Planning, Financial Analysis, 401k, Credit Management, Series 7, Portfolio Management, Fixed Annuities, Money Management, Personal Finance, Management, Financial Services, Pensions, Investment Strategies, Credit, Retirement, Asset Allocation, Mutual Funds, Wealth Management..., Investment Advisory, Personal Financial..., Training, Analysis, Series 63, Financial Literacy &..., Spending Plans, Military Pay & Benefits, Valuation, Time Management, Small Business, Certified Financial..., Financial Education, Risk Management, Financial Analysis..., Lifestyle Analysis, Investment Analysis and..., Securities Regulation, Securities Fraud..., Securities, Banking
Education
Institute for Divorce Financial Analysts 2002 — 2006
Certificate, Divorce Financial Analysis
College for Financial Planning 1996 — 1998
Certificate, Financial Planning
Illinois State University 1986 — 1990
Bachelor of Science, Sociology
Libertyville High School 1982 — 1986
diploma, college prep
Wil Dedmon's Regions Morgan Keegan Experience May 2005 - March 2007
Job Portfolio Manager at DMC Group, LLC
Industry Investment Management
Experience
DMC Group, LLC July 2015 - Present
Sterne Agee March 2007 - June 2015
Regions Morgan Keegan May 2005 - March 2007
Skills
Management, Equities, Fixed Income, Bloomberg Terminal, SQL, Matlab, Factset, Visual Basic, Portfolio Optimization, Model Portfolios, Portfolio Management
Education
Samford University
Baylor School
High School
DMC Group, LLC July 2015 - Present
Sterne Agee March 2007 - June 2015
Regions Morgan Keegan May 2005 - March 2007
Skills
Management, Equities, Fixed Income, Bloomberg Terminal, SQL, Matlab, Factset, Visual Basic, Portfolio Optimization, Model Portfolios, Portfolio Management
Education
Samford University
Baylor School
High School
Wes Parker's Regions Morgan Keegan Experience November 2007 - July 2010
Job Vice President Private Client Group at First Commercial Bank
Industry Banking
Experience
First Commercial Bank September 2015 - Present
Morgan Stanley Smith Barney July 2010 - Present
Regions Morgan Keegan November 2007 - July 2010
Regions Morgan Keegan Select Funds February 2005 - November 2007
AmSouth Investment Services February 2001 - February 2005
American Express Financial Advisors June 2000 - February 2001
Skills
Banking, Mortgage Lending, Credit, Risk Management, Investments, Series 7, Portfolio Management, Alternative Investments, Series 63, Retirement Planning, Equities, Strategic Financial..., Investment Advisory, Wealth Management, Loans, Financial Analysis, Small Business Lending, Commercial Lending, Asset Allocation, Asset Management, Securities, Finance, Private Banking, Mutual Funds
Education
University of Alabama 1996 — 2000
B.S., Financial Management
First Commercial Bank September 2015 - Present
Morgan Stanley Smith Barney July 2010 - Present
Regions Morgan Keegan November 2007 - July 2010
Regions Morgan Keegan Select Funds February 2005 - November 2007
AmSouth Investment Services February 2001 - February 2005
American Express Financial Advisors June 2000 - February 2001
Skills
Banking, Mortgage Lending, Credit, Risk Management, Investments, Series 7, Portfolio Management, Alternative Investments, Series 63, Retirement Planning, Equities, Strategic Financial..., Investment Advisory, Wealth Management, Loans, Financial Analysis, Small Business Lending, Commercial Lending, Asset Allocation, Asset Management, Securities, Finance, Private Banking, Mutual Funds
Education
University of Alabama 1996 — 2000
B.S., Financial Management
Freddy Edgerton's Regions Morgan Keegan Experience February 2006 - August 2010
Job Compliance Officer
Industry Financial Services
Experience
Regional Brokerage Firm Birmingham, AL August 2010 - Present
Regions Morgan Keegan February 2006 - August 2010
Amsouth Investment Services, Inc September 2004 - February 2006
Charles Schwab 1991 - 2001
Skills
Series 7, Series 24, Securities, Banking, Mutual Funds, Insurance, Series 8, Investment Advisory..., Series 65
Education
University of Alabama at Birmingham 1981 — 1983
BA, Philosophy/German
Belhaven University 1974 — 1978
BA, Bible
Dothan High School
Regional Brokerage Firm Birmingham, AL August 2010 - Present
Regions Morgan Keegan February 2006 - August 2010
Amsouth Investment Services, Inc September 2004 - February 2006
Charles Schwab 1991 - 2001
Skills
Series 7, Series 24, Securities, Banking, Mutual Funds, Insurance, Series 8, Investment Advisory..., Series 65
Education
University of Alabama at Birmingham 1981 — 1983
BA, Philosophy/German
Belhaven University 1974 — 1978
BA, Bible
Dothan High School
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY