Registered Representative
Industry: Securities
DescriptionA registered representative, also called a general securities representative, a stockbroker, or an account executive, is an individual who is licensed to sell securities and has the legal power of an agent in the United States. People also search for: Vice president, President, Director, Chief Operating Officer, General counsel, Chief Executive
Registered Representative List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Registered Representative. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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18 Registered Representative employees in database. Find out everything there's to know about Registered Representative employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Registered Representative Employees
Registered Representative August 2013 - Present
Kelly-Moore Paints January 2007 - February 2014
Skills
Formulation, Life Insurance, Polymers
Education
California Polytechnic State University-San Luis Obispo 2002 — 2006
Bachelor of Science (BS), Chemistry
FUTURITY FIRST Insurance Group August 2009 - Present
Oklahoma Financial Group Inc December 1994 - Present
Registered Representative April 1984 - Present
Skills
Agent, Agency Manager, Annuities, Retirement Planning, Estate Planning, Long Term Care, Disability Insurance, Medicare, Certified Financial...
Education
Lamar University
O'Connell High School
Lamar University 1974 — 1979
BBA, Marketing
The American College 2001 — 2003
Chartered Financial Consultant
The American College 2001 — 2003
Chartered Life Underwriter
College for Financial Planning 1989 — 1992
Certified Financial Planner
CNSGroup Management August 2008 - Present
Level 5 Leadership & Consulting, LLC October 2004 - July 2008
Registered Representative March 2002 - October 2004
AXA Advisors March 1994 - March 2002
Skills
Physician Relations, Physicians, Management Consulting, Revenue Cycle, Healthcare Consulting, Strategic Financial..., Healthcare Management, EMR, Financial Reporting, Business Planning, Accounting, Operations Management, Internal Controls, Executive Management, Family Medicine, Disease Management, Managerial Finance, Forecasting, Auditing, Insurance, Due Diligence, Financial Planning, Healthcare, Management, Hospitals, Strategic Planning, Healthcare Information..., HIPAA
Education
Florida International University 1987 — 1994
Bachelor's degree, International Relations with a Minor in Political Science
Florida International University
Bachelor's degree
TD Ameritrade April 2012 - Present
TD Ameritrade December 2010 - April 2012
Registered Representative July 2009 - December 2010
Orizon Group April 2008 - March 2009
Skills
Series 7, Series 63, Series 24, Uniform Combined State..., Mutual Funds, FINRA, Securities, Asset Allocation, Options, Investment Advisory
Education
University of Nebraska at Omaha
Bachelor of Business Administration (BBA), Marketing
University of Nebraska-Lincoln
Bachelor of Science (B.S.), Marketing
Investment Advisor Representative June 2014 - Present
Registered Representative May 2005 - August 2012
Skills
Series 7, Mutual Funds, Series 63, Investments, Financial Services, Finance, Securities, Strategic Financial..., Retirement Planning, Financial Analysis, Portfolio Management, Equities, Retirement, Financial Modeling, Bonds, Series 6, Life Insurance, Health Insurance, Medicare, Medicare Advantage, Medicare Part D, Medicare Supplements, Fixed Annuities, Insurance, Customer Service, Wealth Management, Disability Insurance, Term Life Insurance, Employee Benefits, IRAs, Strategic Planning, Estate Planning, Team Building, 401k
Education
Regis University 2006 — 2008
MBA, Finance and Accounting
University of California, San Diego 1996 — 2001
BA, History
Registered Representative May 1994 - Present
Various Colleges and Universities January 1992 - Present
Judicial Arbitration and Mediation Services, Inc. June 1993 - May 1994
Ameriscribe Management Services/NightRider Management Services December 1989 - June 1993
Texas Commerce Bank May 1988 - December 1989
Skills
Financial Analysis, Strategic Financial..., Retirement Planning, Financial Modeling, Management, Strategic Planning, Accounting, Financial Reporting, Finance, Budgets, Customer Service, Public Speaking, Process Improvement, Analysis
Education
The University of Texas at Austin 1985 — 1988
MBA, Accounting and Finance
Howard Payne University 1982 — 1984
Bachelor’s Degree, Academy of Freedom Honors Program
Dot Yandle Financial Services, LLC January 2009 - Present
Registered Representative October 2002 - Present
Yandle & Yandle Inc January 1994 - January 2009
Skills
Retirement Planning, Series 7, Long Term Care Insurance, Life Insurance, Income Tax Planning, Series 63, Series 65, Financial Services, Portfolio Management, Strategic Planning, Investment Advisory, Financial Analysis, Financial Planning, Asset Management
Education
Edinboro University of Pennsylvania
Bachelor's Degree, Accounting
Plymouth Rock Assurance New Jersey June 2013 - Present
Plymouth Rock Assurance August 2012 - June 2013
Advisors Capital Management February 2011 - July 2011
Stawnychy Financial Services, Incorporated July 2010 - January 2011
Maxim Health Care Services July 2009 - November 2009
Sovereign Bank September 2008 - July 2009
Registered Representative December 2007 - August 2008
Skills
Licensed Life & Health..., Licensed Property &..., Management, Insurance, Portfolio Management, FINRA, Fixed Income, Sales, Sales Operations, Finance, New Business Development, Equities, Investments, Securities, Time Management, Banking, Trading, Strategy, Marketing, Life Insurance
Education
Lynn University 2005 — 2007
Bachelor, Management; Business Administration
Nutley High School 1999 — 2002
High School Diploma
Wealth Management, Banking, Commercial Real Estate Lending and Financial Services Recruiter March 2013 - Present
Investment Consultant May 2001 - May 2012
Registered Representative October 1992 - January 2001
Skills
Strategic Financial..., Banking, Sales, Loans, Recruiting, Accounting, Financial Services, Retirement Planning, Finance, Wealth Management, Financial Analysis, Investments, Mortgage Lending, Mutual Funds, Trading, Cash Management, Financial Risk, Financial Planning
Education
Ryerson University 1986 — 1988
Economics
Seneca College of Applied Arts and Technology 1983 — 1986
Business Diploma, Accounting and Business/Management
Family Investment Advisory LLC January 2012 - Present
Registered Representative April 1981 - December 2011
Equitable Life/AXA 1981 - 1991
Skills
Retirement Planning, Investments, Estate Planning, Retirement, Insurance, Investment Management, Personal Finance, Pensions, Employee Benefits, Financial Risk, Sales, Personal Financial..., Financial Advisory, Disability Insurance, Fixed Annuities, Life Insurance, Long-term Care, Strategic Financial...
Education
The American College 1982 — 1985
ChFC, CLU, Financial Planning, Insurance, Benefit Plans, Estate Planning
Western New England College 1975 — 1977
MBA, Business Administration
Boston College 1966 — 1970
AB, Psychology
Edward R. Wiest, P.C, August 1997 - Present
Registered Representative 1997 - 2000
Tarlow, Breed, Hart, Murphy & Rodgers, PC March 1991 - August 1997
Bradley, Barry & Tarlow, PC June 1986 - March 1991
Bressler, Amery & Ross, P.C. 1984 - 1986
Cahill Gordon & Reindel 1979 - 1983
Skills
Alternative Dispute..., Mediation, Securities Arbitration, Commercial Litigation, Appeals, Dispute Resolution, Arbitration, Litigation, Civil Litigation, Legal Writing, Legal Research, Intellectual Property, Courts, Corporate Law, Legal Advice
Education
Harvard Law School 1976 — 1979
JD, Law
University of Pennsylvania 1972 — 1976
BA, Economics, American History
McBurney School 1965 — 1972
JP Morgan Chase January 2011 - August 2015
ING April 2010 - March 2011
Construction & Real Estate 2006 - 2008
Registered Representative 2002 - 2005
Bank of America September 1996 - March 2000
Winn Dixie Stores May 1996 - September 1996
James G. Culpepper, CPA January 1996 - May 1996
Business Valuation, Inc. 1994 - 1995
Skills
Leadership, Management, Banking, Mortgage Servicing, Commercial Credit, Business Banking, Investments, Financial Services, Financial Analysis, Financial Modeling, Project Management, Financial Research, Auditing, Quality Control, Risk Management, Finance, Analysis, SDLC, Sales, Business Analysis, Business Intelligence, Loans, Process Improvement, Customer Service
Education
University of North Florida - College of Business Administration 1999 — 2001
MBA, Corporate Finance
University of North Florida - College of Business Administration 1993 — 1995
BBA, Corporate Finance / Accounting
New York Nonprofit Media May 2015 - Present
Institutional Investor March 2005 - January 2015
Crain's New York Business September 2013 - July 2014
SFO Magazine December 2008 - December 2009
Broker Dealer Journal September 2006 - January 2008
Investment News 2005 - 2008
Wealth Manager 2007 - 2007
On Wall Street January 2002 - December 2004
Registered Representative 1980 - 2001
Internet World 1995 - 1997
Skills
Journalism, Writing, Editorial, Ghostwriting, Business Journalism, Financial Services, Editing, Online Publishing, Magazine Writing, Web Content, Finance, Portfolio Management, ETFs, Small Business, Securities Industry, Securities Regulation, Legal and financial..., Nonprofits
Education
Moritz Legal Proofreading 2014 — 2014
Legal and financial proofreading
Editorial Freelancers Association
Semester-long course on copy editing and proofreading
City University of New York-Hunter College
B.A. cum laude, Political Science/English
Digital Benefit Advisors January 2014 - Present
Registered Representative December 2002 - December 2014
Benefit Solutions, Inc December 2002 - December 2013
AmSouth Bank December 1997 - February 2002
First American National Bank 1999 - 2001
SunTrust Bank April 1988 - September 1997
Skills
Employee Benefits, Disability Insurance, Cold Calling, Business Relationship..., Public Speaking, Call Center, Insurance, Sales, Benefits Administration, Account Management, Small Business, 401k, Fixed Annuities, Life Insurance, Health Insurance, Call Centers, Customer Service, Management
Education
University of Kentucky 1978 — 1982
BA, Social work
North Hardin High School 1974 — 1978
General
ALPS, A DST Company October 2009 - Present
Revenue Shares/Phoenix Investment Partners/Prudential Financial February 2006 - October 2009
New York Life & MainStay Investments July 1998 - October 2005
J.W. Seligman July 1992 - July 1998
Registered Representative August 1982 - July 1992
Skills
Investments, Mutual Funds, Series 7, Financial Services, Portfolio Management, Securities, Alternative Investments, Wealth Management, Asset Allocation, Asset Management, ETFs, Fixed Income, Hedge Funds, Leadership, Management, Retirement Planning, Sales, Series 63
Education
University of Pennsylvania - The Wharton School 2007 — 2007
Finance, General
University of Pennsylvania - The Wharton School 2004 — 2004
Sales, Distribution, and Marketing Operations, General
University of Pennsylvania - The Wharton School 1999 — 2000
Business Administration and Management, General
Chesapeake Bay Foundation July 2014 - Present
Johns Hopkins Bloomberg School of Public Health February 2012 - July 2014
Johns Hopkins Bloomberg School of Public Health February 2012 - July 2014
Registered Representative 2006 - 2012
Eggleston & Thelen, P.C. 2003 - 2006
The Nature Conservancy 2000 - 2001
Skills
Proposal Writing, Fundraising, Donor Relations, Individual Giving, Corporate Fundraising, Stewardship, Financial Advisory, Legal Research, Legal Writing, Planned Giving, Customer Service, Philanthropy, Non-profits, Research, Grant Writing, Outdoorsman, Grants, Community Outreach, Annual Giving, Nonprofits, Public Policy, Policy, Policy Analysis, Editing, Alumni Relations, Volunteer Management, Strategy, Community Development, Program Development, Higher Education, Public Speaking, Non-profit..., Strategic Communications, Program Evaluation, Event Planning, Politics, Government, Community Organizing, Prospect Research, Legislative Relations, Public Health, International..., Political Campaigns, International Relations, Capacity Building, Public Relations, Media Relations, Grassroots Organizing, Corporate Social...
Education
Vermont Law School 2002 — 2005
Juris Doctor, Law
Antioch University New England 2001 — 2002
Master of Science, Resource Management and Administration
Green Mountain College 1998 — 2000
Bachelor of Arts, Majors in Environmental Science and Environmental Policy; minors in Biology and Pre-Law
Virginia Polytechnic Institute and State University 1993 — 1996
Forestry and Wildlife Sciences
Nelson County High School
Nelson County High School
President, Rich Resources 2003 - Present
Adjunct Professor, Department Head & Therapist 2001 - 2003
Adjunct Professor & Student 1994 - 2001
Registered Representative 1989 - 1994
Executive Officer 1976 - 1989
Skills
Mental Health Counseling, Addiction counseling, Family Therapy, Business Development, Strategic Financial..., Personal Financial..., Wealth Management, Accredited Investment...
Education
University of Southern Mississippi
PhD, Education & Psychology
University of Southern Mississippi
MS, Marriage & Family Therapy
University of Southern Mississippi
MS, Economic Development
University of Mississippi
BA, Political Science & History
Edmonds Insurance January 2005 - Present
Registered Representative September 2000 - Present
Self-employed January 1983 - Present
Edmonds Income Tax Service January 1983 - Present
Education
Strayer University (VA)
Virginia Tech
Taxation