Rochdale Securities
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Rochdale Securities Employees
Lighthouse Financial Network, LLC March 2014 - Present
Rochdale Securities September 1998 - December 2012
Education
Iona College 1994 — 1998
Bachelor of Business Administration (BBA), Finance, General
Guardian Life December 2014 - Present
Consultant September 2014 - Present
City National Rochdale May 2012 - August 2014
Rochdale Investment Management January 2006 - May 2012
Rochdale Securities January 1999 - December 2005
Rochdale Securities September 1997 - December 1998
Skills
Amazon Web Services..., Microsoft Azure Cloud, IBM SoftLayer, Servers, Data Center, Networking, Microsoft Exchange, Cisco Technologies, Virtualization, Management, Microsoft Office 365, Google Apps, Enterprise Architecture, Information Technology, Network Security, IT Strategy Planning..., Network and System..., Datacenter Design and..., IT Service Management, Mission Critical, Disaster Recovery and..., Contract/Vendor..., Cisco Unified Call..., Cisco ASA and PIX..., Vmware vSphere,..., Kaspersky Open Space..., FC SAN, Symantec Endpoint..., iSCSI, Various trading and..., TCP/IP, Websense Security, Brocade Fibre Switches, Red Hat, CentOS, Suse,..., Apple Mac OS X, Microsoft Windows 3.1 -..., Microsoft Terminal,..., Microsoft C#.NET,..., Adobe PhotoShop,..., MCSE 2003 Certified, Barracuda Spam Firewall, DLP: Cloud-based and..., Citrix XenApp and..., Sonicwall NextGen..., NAS, 10G Ethernet
Education
National Technical University of Ukraine 'Kyiv Polytechnic Institute' 1991 — 1997
Master of Science (MS)
Titan Advisors October 2007 - Present
Rochdale Securities 1998 - 2007
Rochdale Investment Management 1998 - 2007
Isreal Bonds 1996 - 1998
Education
Fairleigh Dickinson University 1982 — 1986
Bachelor of Science, Accounting
Fermat Capital Management, LLC October 2010 - Present
Rochdale Securities May 2009 - October 2010
Aon Benfield Securities April 2008 - May 2009
Lehman Brothers May 1998 - April 2008
Prudential Financial August 1995 - May 1998
Education
University of Michigan 1992 — 1995
BS, Mathematics / Statistics
Sloane & Company February 2008 - Present
Rochdale Securities March 2006 - February 2008
AstraZeneca June 2003 - July 2004
Skills
Investor Relations, Strategic Communications, Public Relations, Media Relations, Research, Writing, Press Releases, Editing, Corporate Communications, Public Speaking, Internal Communications
Education
Boston University 2004 — 2006
Master of Arts, International Relations - Eastern European Markets
Lafayette College 1999 — 2003
Bachlor of Arts, International Relations
Macquarie Group June 2011 - Present
UBS Investment Bank November 2010 - March 2011
Rochdale Securities May 2008 - May 2010
Michael Page International, USA & Canada August 2006 - May 2008
Skills
Administrative..., Microsoft Excel, Microsoft Office, Equity Research, PowerPoint, Office Management
Education
Manhattanville College 2012 — 2014
Bachelor of Arts (BA), Communication, General
Universidad del Sagrado Corazón 1996 — 2001
BA, Communications
Chevy Chase Trust November 2007 - Present
Atlantis Investment Co., Inc. September 2006 - November 2007
Rochdale Securities January 2006 - September 2006
Atlantis Investment Co., Inc. 2002 - 2006
Atlantis Investment Co., Inc. 1995 - 2002
Skills
Asset Management, Equities, Investment Management, Investments, Bloomberg
Education
Old Dominion University
Bachelor of Science (BS)
Nomura Securities November 2009 - June 2014
Instinet LLC July 2008 - November 2009
Instinet LLC October 2007 - August 2008
Rochdale Securities November 2005 - October 2007
Skills
Equities, Equity Trading, Bloomberg, Trading Systems, Equity Research, Capital Markets, Series 7, Series 63, Japanese, Series 24, series 55, Series 87, Electronic Trading, Options, Financial Markets
Education
University of Pennsylvania 1995 — 1999
BA, International Relations (Honors), Asian Studies (Japanese concentration)
金沢大学 1997 — 1998
Juneau-Douglas High School
TownHall Investment Research 2008 - 2010
Reuters News Agency March 2007 - September 2008
Rochdale Securities January 2004 - March 2007
Bowman Capital October 2002 - July 2003
Owenoke Capital Management September 2001 - October 2002
Credit Suisse September 1999 - July 2001
Morgan Stanley 1994 - 1999
Morgan Stanley 1994 - 1999
Morgan Stanley 1994 - 1999
Education
Bryant University
Bachelor’s Degree, Computer Science
Iona Prep
StepStone Group 2007 - Present
Pacific Corporate Group 2005 - 2007
Rochdale Securities 2003 - 2005
First American Capital Management 2001 - 2003
Skills
Asset Management, Private Equity, Portfolio Management, Alternative Investments, Equities, Series 7, Financial Services, Asset Allocation, Investments, Hedge Funds, Investment Management, Fund Of Funds, Mutual Funds, Business Development, Market Analysis, Due Diligence, Venture Capital, Institutional..., Asset Managment, Strategic Planning, Financial Modeling, Valuation, Investment Strategies, Pensions, Fixed Income, Bloomberg, Capital Markets, Mergers & Acquisitions, Derivatives, Emerging Markets
Education
University of Arizona 1997 — 2001
BA, Communications and Business
Branson School 1994 — 1997
Del Mar
AK Capital, LLC May 2013 - Present
Maxim Group January 2013 - April 2013
Rochdale Securities July 2009 - December 2012
Rabobank July 1998 - June 2009
Skills
Capital Markets, Derivatives, Investment Banking, Trading, Fixed Income
Education
Columbia University - Columbia Business School 2004 — 2006
MBA
Cornell University 1994 — 1998
BS
Random Walk Financial November 2011 - Present
Walleye Trading January 2010 - January 2011
GFI Group December 2007 - November 2008
Rochdale Securities 2003 - 2007
Skills
Equity Research, Primary Research, Hedge Funds, Equities, Strategy, Finance, Capital Markets, Derivatives, Trading, Investments, Valuation, Options, Alternative Investments, Securities
Education
University of Michigan 1992 — 1996
Bachelor's degree, Economics
DePaul University 1999 — 2001
Master of Science (MSc), Computer Science
OppenheimerFunds December 2014 - Present
Jefferies Group, LLC June 2011 - December 2014
Bank of America Merrill Lynch June 2010 - May 2011
Oppenheimer & Co. April 2009 - March 2010
Bear Stearns February 2001 - August 2008
Sullivan & Cromwell LLP February 2000 - February 2001
Zurich Financial Services January 1999 - February 2000
Rochdale Securities April 1997 - June 1998
Skills
Equities, Emerging Markets, Valuation, Hedge Funds, Equity Research, Credit Risk, Strategy, Portfolio Management, Finance, Financial Modeling, Bloomberg, Fixed Income, Alternative Investments, Capital Markets, Private Equity, Investment Banking
Education
Baruch College, City University of New York (CUNY) 1997 — 1999
MBA, Information System Management
Baruch College, City University of New York (CUNY) 1992 — 1996
BBA, Accounting
Rockville Capital Partners LLC June 2012 - Present
Blueline Capital LLC June 2010 - June 2012
Rochdale Securities April 2008 - June 2010
Wedbush Morgan Securities 2006 - 2008
NYSE Trading Floor 2001 - 2006
Skills
Equity Trading, Proprietary Trading, Hedge Funds, Futures Trading, Trading, Electronic Trading..., Risk Management, Program Trading, Equities, Financial Markets
Education
Rutgers University-New Brunswick
PJP II High School
Rochdale Securities sr.vp. tradingRochdale SecuritiesJanuary 1995 - Present
Education
University of Pennsylvania - The Wharton School 1977 — 1980
bse, finance
Och-Ziff Capital Management August 2007 - Present
Merrill Lynch August 2005 - August 2007
UBS 2004 - 2005
RIPTIDE Trading 2001 - 2004
Rochdale Securities 1997 - 1999
Skills
Trading Systems, Equities, Fixed Income, Investments, SQL, Equity Trading, WPF, C#, Credit Derivatives, Multithreading, Software Development, .NET, Swaps, Hadoop, VBA, VBScript, JScript, Oracle, Transact SQL, Big Data, Hedge Funds, Enterprise Architecture, Cloudera CCD-410..., Unix
Education
Cloudera 2013 — 2013
n/a, Hadoop Developer
Chubb Institute 2000 — 2001
Diploma, Computer Programming
Baruch College
Bachelor of Business Administration (BBA), Finance and Investments, Minor in Computer Applications
Align January 2006 - Present
Preferred Freezer Services 2004 - 2005
ADP 2000 - 2003
Dennis Publishing 1999 - 2000
Heller Kaufman & Fox, CPA's 1996 - 1999
Rochdale Securities 1994 - 1996
Skills
Microsoft Office, Account Reconciliation, Leadership, Financial Reporting, Microsoft Excel, Process Improvement, Sarbanes-Oxley Act, Financial Analysis
Education
Baruch College, City University of New York (CUNY) 1989 — 1993
BBA, Accounting
Rochdale Securities 2002 - November 2012
Robertson Stephens, Inc. 1998 - 2002
Skills
Series 63, Equity Trading, Public Speaking, Hedge Funds, Securities, Public Relations, Series 7, Bloomberg, Institutional Sales, ETFs, FINRA, Microsoft Office
Education
University of California, Los Angeles 1974 — 1978
BA, English
CopyWatch Inc August 2013 - Present
RamzTech LLC. June 2013 - Present
Coastline Capital Partners Inc. January 2012 - December 2012
Rochdale Securities June 2008 - March 2011
BEAR STEARNS & CO. INC September 1996 - June 2008
PaineWebber November 1994 - September 1996
PaineWebber January 1993 - January 1994
PaineWebber January 1992 - January 1993
Skills
Equities, Securities, Trading, Hedge Funds, Equity Trading, Sales, Investments, Options, Series 63, Asset Management, Series 7, Mutual Funds, Electronic Trading, Trading Strategies, Capital Markets, Bloomberg, Trading Systems, Finance, Fixed Income, Commodity, Financial Services, Alternative Investments, Risk Management, FINRA, Financial Modeling, Financial Markets, Portfolio Management, Investment Banking, Equity Research, Prime Brokerage, Technical Analysis
Education
Penn State University 1987 — 1991
BS, Accounting
The Pennsylvania State University 1987 — 1991
Bachelor of Science, Accounting
LifeCare August 2014 - Present
Encompass Digital Media, Inc. January 2013 - August 2014
Rochdale Securities September 1999 - January 2013
Vnukovo Airlines April 1996 - February 1999
Moscow State Technical University of Civil Aviation September 1993 - January 1996
Skills
Servers, Windows, Microsoft Office, Hardware, Security, Planning, Troubleshooting, Administration, Integration, Installation, Access, Operating Systems, Deployment, Telecommunications, Active Directory, Disaster Recovery, Problem Solving, VMware, Cisco Technologies, Cisco IOS, Cisco Routers, Cisco Certified, Microsoft Exchange, Microsoft Technologies, Backup Exec, Cisco Call Manager, 3CX, System Deployment, VPN, Firewalls, Networking, Switches, Routing, Windows Server, DHCP, DNS, WAN, OSPF, Routers, VLAN, Cisco Nexus, Cisco ASA, Information Technology, Infrastructure
Education
Polytechnic Institute of New York University 2002 — 2005
Master's degree, Computer Science, 3.75
Московский Государственный Технический Университет Гражданской Авиации (МГТУ ГА) / Moscow State Technical University of Civil Aviation (MSTUCA) 1990 — 1996
Combined Bachelor and Master of Science, Electronics Engineering
Time Inc. October 2013 - Present
Telsey Advisory Group August 2010 - October 2013
Rochdale Securities June 2004 - August 2010
Creative Homeowner September 1998 - June 2004
PaineWebber May 1995 - September 1998
Skills
Equity Research, Valuation, Equities, Financial Modeling, Investments, Private Equity, Hedge Funds, Capital Markets, Investment Banking, Bloomberg, Financial Analysis, Broadcast Television, Business Strategy, Capital IQ, Corporate Development
Education
London School of Economics and Political Science
Graduate Diploma, Accounting and Finance
Washington University in St. Louis
Bachelor of Arts (B.A.), History
Rochdale Securities
Skills
Fixed Income, Equities, Investments, Hedge Funds, Bloomberg, Sales, Financial Analysis, Mergers & Acquisitions, Capital Markets, Marketing, Analysis, Portfolio Management, Strategic Planning, Program Management
Education
Syracuse University 1987 — 1990
Bachelor of Arts (B.A.), Business/Managerial Economics
Societe Generale 2006 - Present
Rochdale Securities 2005 - 2006
Credit Suisse 1999 - 2005
BBV Latinvest Securities 1996 - 1999
Oppenheimer and Company 1994 - 1996
Skills
Series 7, Series 63, Series 55
Education
University of Richmond - Robins School of Business 1989 — 1993
Bachelor of Business Administration (BBA)
Financial Industry Regulatory Authority March 2014 - Present
Compliance Consulting March 2013 - February 2014
Rochdale Securities 2003 - 2013
Hagströmer & Qviberg, Inc. January 1999 - July 2002
NEW JAPAN SECURITIES INTERNATIONAL INC. April 1987 - January 1999
Skills
Compliance, AML/OFAC, Director of Operations, FINOP (Financial and..., Regulatory Reporting, All Relevant FINRA..., Operational Risk, Project Management, Dodd-Frank, Accounting, Policy, FINRA, Financial Services, Equities, AML, Anti Money Laundering, Investments, Securities, Finance, Series 7, Fixed Income, Trading
Education
John Jay College of Criminal Justice 1973 — 1978
Bachelor's degree, Psychology