Rosen, Wachtell & Gilbert
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Rosen, Wachtell & Gilbert Employees
Galliard Capital Management December 2010 - Present
U.S. Bancorp Asset Management (FAF Advisors) & First American Funds March 2005 - December 2010
Franklin Templeton Investments February 2004 - March 2005
Charles Schwab & Co., Inc. July 2000 - February 2004
Charles Schwab Investment Management July 1997 - June 2000
Charles Schwab Investment Management July 1992 - July 1997
Thelen, Marrin, Johnson & Bridges August 1989 - July 1992
Rosen, Wachtell & Gilbert May 1987 - July 1989
Skills
Admitted to Practice, State Bar of California, Securities, Securities Regulation, FINRA, Investment Advisers Act, Mutual Funds, Corporate Governance, Asset Managment, Investment Company Act, Investments, SEC, Investment Advisory, Risk Management, Derivatives, Uniform Combined State..., Asset Management, Bloomberg, Fund Of Funds, Due Diligence, Investment Management, Financial Regulation, Series 7, Series 24, Corporate Law, Series 65, Broker-Dealer, Portfolio Management, Financial Services, FCPA, Mergers & Acquisitions, Private Placements, KYC, Start-ups, Alternative Investments, OFAC, SEC filings, Legal Writing, Securities Litigation, Series 63, ERISA, ETFs, Fixed Income, Equities, Legal Compliance, Private Equity
Education
University of California, Hastings College of the Law 1985 — 1988
J.D., Law
Brown University 1978 — 1982
A.B. Honors, History
Morley Construction Company August 2000 - Present
Special Counsel February 1995 - June 2000
Rosen, Wachtell & Gilbert March 1989 - August 1991
SulmeyerKupetz fka Sulmeyer, Kupetz, Baumann & Rothman 1984 - 1989
Skills
Administration, Microsoft Office, Word, Supervisory Skills, Outlook, Excel, Scheduling, Interviewing, Customer Service, Research, Contract Management, Database Administration, Windows, Analysis, Process Scheduler, Microsoft Excel, Training, Microsoft Word, Contract Negotiation, Budgets, Negotiation, Construction Management, PowerPoint, System Administration, Interviews
Education
Northeastern University 1977 — 1982
BS, Criminal Justice
Rosman & Germain LLP January 1998 - Present
Law Office of Daniel L. Germain, APC January 1997 - December 1997
McCambridge, Deixler & Marmaro, LLP February 1991 - December 1996
Rosen, Wachtell & Gilbert February 1990 - January 1991
Weinberg, Zipser, Arbiter, Heller & Quinn November 1989 - January 1990
Skills
Class Actions, Business Litigation, Civil Litigation, Commercial Litigation, Securities Litigation, Corporate Law
Education
Loyola Law School, Loyola Marymount University 1986 — 1989
Doctor of Law (JD), Law
University of California, Santa Barbara 1982 — 1986
Bachelor of Arts (B.A.), Political Science and Government
Kolesar & Leatham May 2015 - Present
Gordon & Silver, Ltd. August 1995 - May 2015
Ushijima & Associates (Tokyo, Japan) June 1989 - June 1995
Rosen, Wachtell & Gilbert June 1983 - January 1991
Skills
Mergers & Acquisitions, Corporate Law, Corporate Governance, Banking Law, Financial Institutions, Securities Regulation, Securities Offerings, Gaming Industry, Commercial Contracts, Real Estate Transactions, Small Business, Hotel Contract..., Administrative Law, Licensing, Commercial Litigation, Legal Writing, Legal Research, Joint Ventures
Education
Georgetown University Law Center 1976 — 1979
J.D., with honors
Long Island University, Brooklyn Campus 1973 — 1975
Bachelor of Science (B.S.), with honors, Accounting
HB Ventures, LLC August 1998 - Present
Harvey H. Rosen, A Professional Law Corporation January 1998 - Present
Rosen & Gymant 1995 - 1997
Buchalter Nemer January 1991 - February 1995
Rosen, Wachtell & Gilbert 1976 - 1991
Education
The George Washington University Law School 1962 — 1966
City University of New York City College 1957 — 1962
B.A, Economics
Shannon, Gracey, Ratliff & Miller, LLP October 2013 - Present
Jackson Lewis LLP September 2008 - October 2011
Hoover Slovacek LLP August 2001 - May 2008
CORDA Medical 1998 - 1998
Rosen, Wachtell & Gilbert 1980 - 1991
Skills
Employment Law, Litigation, Mediation, Contract Negotiation, Real Estate, Training, Legal Writing, Legal Research, Document Review, Employment Contracts, Civil Litigation, Commercial Litigation, Marketing, Trials, Legal Issues, Intellectual Property, Immigration Law, Litigation Support, Class Actions
Education
University of California, Los Angeles
Psychology
California United Bank` April 2005 - Present
California Commerce Bank (Citibank/Banamex USA) April 2002 - March 2005
CU Bancorp (California United Bank, Pacific Century Bank) May 1991 - January 2002
Rosen, Wachtell & Gilbert September 1976 - January 1991
Skills
Corporate Law, AML, Loans, Credit, KYC, Banking, Commercial Banking, Risk Management, Mergers & Acquisitions, Due Diligence, Commercial Lending, Bank Secrecy Act
Education
University of California, Los Angeles - School of Law 1973 — 1976
JD
University of California, Los Angeles 1969 — 1973
B.A., Political Science
mikeroweWORKS April 2009 - Present
Katz, Golden, Sullivan & Rosenman, LLP May 2000 - April 2009
Katz, Golden, Sullivan & Rosenman, LLP 2000 - 2009
Heller Ehrman July 1995 - September 1998
Bryan Cave May 1993 - June 1995
Belin, Rawlings & Badal 1990 - May 1993
Ziegler Ross 1987 - 1988
Rosen, Wachtell & Gilbert 1981 - 1987
Skills
Marketing Communications, Account Management, Sales Management, Entrepreneurship, Video Production, Broadcast, Financial Analysis, Film Production, Production Managment, Sales, Newsletters, Strategic Communications, Operations Management, Research, Management Consulting, Nonprofits, Online Marketing, Training, Brand Development, Leadership, Video, Strategy, Business Development, Sponsorship, Social Networking, Fundraising, Program Management, Leadership Development, Management, Strategic Planning
Education
University of Southern California 1985 — 1986
El Camino Real High School 1973 — 1975
Buchalter Nemer February 1991 - Present
Rosen, Wachtell & Gilbert January 1983 - January 1991
Skills
Trade Secrets, Civil Litigation, Corporate Law, Mediation, Litigation, Appeals, Bankruptcy, Class Actions, Arbitration, Intellectual Property, Legal Research, Commercial Litigation, Licensing, Business Litigation, Legal Writing
Education
University of California, Berkeley 1973 — 1977
B.A., English
Remediation Earth, Inc. April 2014 - Present
Harvey H. Rosen A Professional Corporation July 1995 - Present
Dykema May 2011 - March 2014
Buchalter Nemer January 1991 - January 1995
Rosen, Wachtell & Gilbert May 1976 - January 1991
Imperial Bancorp January 1972 - May 1976
Skills
Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Negotiation, Leadership, Start-ups
Education
City University of New York City College
Bachelor of Science (BS), Economics and Statistical Analysis
The George Washington University Law School
Doctor of Law (J.D.), Government Contracting
Rosen, Wachtell & Gilbert October 1988 - March 1990
Skills
Photography, Photography, Languages..., Litigation, Publishing, Public Speaking
Education
University of Arizona 1985 — 1988
Doctor of Law (JD)
University of Arizona 1979 — 1984
Bachelor of Arts (B.A.), Psychology