Royal Alliance Associates
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Royal Alliance Associates Employees
Employee
Years
Job
Industry
Mark Quinn Mark Quinn's Royal Alliance Associates Experience November 1998 - June 2008
Job Director of Regulatory Affairs at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2015 - Present
First Allied Securities, Inc. February 2010 - January 2015
Royal Alliance Associates November 1998 - June 2008
Skills
Alternative Investments, Mutual Funds, Securities, Asset Management, Investments, Series 7, Investment Advisory, Asset Allocation, FINRA, Wealth Management
Education
University of Denver 1978 — 1981
Master of Business Administration (M.B.A.), Business Administration
University of Denver 1978 — 1981
Doctor of Law (J.D.), Law
Arizona State University 1975 — 1978
Bachelor of Science (B.S.), Finance
Cetera Financial Group January 2015 - Present
First Allied Securities, Inc. February 2010 - January 2015
Royal Alliance Associates November 1998 - June 2008
Skills
Alternative Investments, Mutual Funds, Securities, Asset Management, Investments, Series 7, Investment Advisory, Asset Allocation, FINRA, Wealth Management
Education
University of Denver 1978 — 1981
Master of Business Administration (M.B.A.), Business Administration
University of Denver 1978 — 1981
Doctor of Law (J.D.), Law
Arizona State University 1975 — 1978
Bachelor of Science (B.S.), Finance
Paul Largo Paul Largo's Royal Alliance Associates Experience January 2008 - Present
Job President & Founder of Freedom Capital Management LLC.
Industry Financial Services
Experience
Freedom Capital Management (FCM) January 2008 - Present
Royal Alliance Associates January 2008 - Present
Royal Alliance Associates Inc. 2003 - 2008
UBS 2000 - 2003
Prudential Securities 1997 - 2000
J.L. Danton & Associates 1995 - 1997
Education
Siena College 1991 — 1995
Bachelor of Arts (B.A.), Sociology
Freedom Capital Management (FCM) January 2008 - Present
Royal Alliance Associates January 2008 - Present
Royal Alliance Associates Inc. 2003 - 2008
UBS 2000 - 2003
Prudential Securities 1997 - 2000
J.L. Danton & Associates 1995 - 1997
Education
Siena College 1991 — 1995
Bachelor of Arts (B.A.), Sociology
Dana Bernard, MBA Dana Bernard, MBA's Royal Alliance Associates Experience February 1992 - Present
Job Financial Advisor at Royal Alliance Associates
Industry Financial Services
Experience
Royal Alliance Associates February 1992 - Present
Royal Alliance Associates INC February 1992 - Present
First Financial Resources May 1985 - October 1988
Bank of New England May 1985 - October 1988
Skills
Investments, Financial Services, Securities, Finance, Insurance, Banking, Retirement Income..., Investment Management, Estate Planning, Retirement Saving, Cash-Flow Planning, Financial Plan..., Brokerage, Alternative Investments, Wealth Management
Education
Boston College - Wallace E. Carroll Graduate School of Management 1983 — 1985
Master of Business Administration (MBA), Finance
Colby College 1974 — 1978
Bachelor of Arts (BA), Administrative Science
Royal Alliance Associates February 1992 - Present
Royal Alliance Associates INC February 1992 - Present
First Financial Resources May 1985 - October 1988
Bank of New England May 1985 - October 1988
Skills
Investments, Financial Services, Securities, Finance, Insurance, Banking, Retirement Income..., Investment Management, Estate Planning, Retirement Saving, Cash-Flow Planning, Financial Plan..., Brokerage, Alternative Investments, Wealth Management
Education
Boston College - Wallace E. Carroll Graduate School of Management 1983 — 1985
Master of Business Administration (MBA), Finance
Colby College 1974 — 1978
Bachelor of Arts (BA), Administrative Science
Fred Salemmo Jr Fred Salemmo Jr's Royal Alliance Associates Experience October 1996 - March 2000
Job Certified Real Estate Appraiser at Encanto Appraisals
Industry Real Estate
Experience
Encanto Appraisals October 2012 - Present
B Solution Executive Search January 2007 - December 2011
Source Executive Recruitment September 2005 - December 2006
T Mobile International September 2003 - August 2005
Nava/MesoAmericana School/ St. Thomas Education Center April 2000 - August 2003
Royal Alliance Associates October 1996 - March 2000
Los Angeles County Probation Department February 1993 - December 1998
Skills
Recruiting, Management, Human Resources, Finance, Analysis, Talent Acquisition, Executive Search, Training, Team Management, Sales, Project Management, Marketing, New Business Development, Real Estate, Business Intelligence, Strategy, Leadership, Real Estate Appraisals
Education
Cal State Fullerton 1995 — 1996
Post Baccalaureate studies, Political Science
California State Polytechnic University-Pomona 1991 — 1992
Bachelor, Criminal Law
Northern Arizona University 1988 — 1992
Bachelor, Criminal Law
Encanto Appraisals October 2012 - Present
B Solution Executive Search January 2007 - December 2011
Source Executive Recruitment September 2005 - December 2006
T Mobile International September 2003 - August 2005
Nava/MesoAmericana School/ St. Thomas Education Center April 2000 - August 2003
Royal Alliance Associates October 1996 - March 2000
Los Angeles County Probation Department February 1993 - December 1998
Skills
Recruiting, Management, Human Resources, Finance, Analysis, Talent Acquisition, Executive Search, Training, Team Management, Sales, Project Management, Marketing, New Business Development, Real Estate, Business Intelligence, Strategy, Leadership, Real Estate Appraisals
Education
Cal State Fullerton 1995 — 1996
Post Baccalaureate studies, Political Science
California State Polytechnic University-Pomona 1991 — 1992
Bachelor, Criminal Law
Northern Arizona University 1988 — 1992
Bachelor, Criminal Law
Bob Davidson, ChFC Bob Davidson, ChFC's Royal Alliance Associates Experience November 2012 - Present
Job Registered Representative at Royal Alliance Associates INC
Industry Financial Services
Experience
Royal Alliance Associates November 2012 - Present
BDA Financial, LLC January 1986 - Present
Centaurus Financial, Inc. May 2001 - November 2012
AXA Advisors January 1986 - April 2001
General Mills October 1981 - October 1985
Peace Corps November 1976 - September 1979
Skills
Strategic Financial..., Federal Employee..., Retirement Planning, Estate Planning, Investments, Portfolio Management, Insurance, Employee Benefits
Education
Auburn University 1980 — 1981
Master of Science, Aquaculture
The University of Connecticut 1974 — 1976
Bachelor of Science, Biology
Royal Alliance Associates November 2012 - Present
BDA Financial, LLC January 1986 - Present
Centaurus Financial, Inc. May 2001 - November 2012
AXA Advisors January 1986 - April 2001
General Mills October 1981 - October 1985
Peace Corps November 1976 - September 1979
Skills
Strategic Financial..., Federal Employee..., Retirement Planning, Estate Planning, Investments, Portfolio Management, Insurance, Employee Benefits
Education
Auburn University 1980 — 1981
Master of Science, Aquaculture
The University of Connecticut 1974 — 1976
Bachelor of Science, Biology
William Shorthill's Royal Alliance Associates Experience 1998 - June 2012
Job Advisor at Beacon Hill Investment Advisory
Industry Financial Services
Experience
Beacon Hill Investment Advisory June 2012 - Present
Royal Alliance Associates 1998 - June 2012
US Army 1978 - 1996
Skills
Investments, Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Estate Planning, Portfolio Management, Strategic Planning, Pensions, Risk Management, Small Business, Investment Management, Investment Advisory
Education
Florida Institute of Technology 1987 — 1989
Master of Science (MS), Systems Management
University of Colorado at Boulder 1974 — 1978
Bachelor of Science (BS), Chemistry
Beacon Hill Investment Advisory June 2012 - Present
Royal Alliance Associates 1998 - June 2012
US Army 1978 - 1996
Skills
Investments, Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Estate Planning, Portfolio Management, Strategic Planning, Pensions, Risk Management, Small Business, Investment Management, Investment Advisory
Education
Florida Institute of Technology 1987 — 1989
Master of Science (MS), Systems Management
University of Colorado at Boulder 1974 — 1978
Bachelor of Science (BS), Chemistry
KT Fereday KT Fereday's Royal Alliance Associates Experience October 2008 - February 2011
Job 1st Vice President, New Business Development, National Planning Corporation
Industry Financial Services
Experience
Advisor Planning Solutions August 2011 - June 2012
Summit Brokerage Services February 2011 - August 2011
Royal Alliance Associates October 2008 - February 2011
First Allied Securities, Inc. July 2007 - July 2008
National Planning Corporation September 1998 - May 2007
Calvert Securities March 1993 - September 1998
Skills
Series 63, Series 24, Recruiting, Business Development, FINRA, Series 7, Financial Advisory, Exceptional People..., Investment Advisory, Financial Services, Collaborative Problem..., Investments, Asset Allocation, Tenacious Work Ethic, Wealth Management, Retirement, Retirement Planning, Securities, Uniform Combined State..., Mutual Funds, 401k
Education
University of Maryland University College 1992 — 1995
Advisor Planning Solutions August 2011 - June 2012
Summit Brokerage Services February 2011 - August 2011
Royal Alliance Associates October 2008 - February 2011
First Allied Securities, Inc. July 2007 - July 2008
National Planning Corporation September 1998 - May 2007
Calvert Securities March 1993 - September 1998
Skills
Series 63, Series 24, Recruiting, Business Development, FINRA, Series 7, Financial Advisory, Exceptional People..., Investment Advisory, Financial Services, Collaborative Problem..., Investments, Asset Allocation, Tenacious Work Ethic, Wealth Management, Retirement, Retirement Planning, Securities, Uniform Combined State..., Mutual Funds, 401k
Education
University of Maryland University College 1992 — 1995
Drew LaBarbera Drew LaBarbera's Royal Alliance Associates Experience January 1988 - October 1999
Job CEO, Residential/Commercial Mortgage Broker, Insurance Annuities for Planwealth Financial Services
Industry Financial Services
Experience
Northern Challenge Golf Course January 1992 - Present
Planwealth Financial Services September 1983 - Present
Planwealth Financial Services June 2000 - June 2001
Royal Alliance Associates, January 1988 - October 1999
Integrated Equity Resources, Inc. September 1983 - September 1988
Skills
Mortgage Lending, Loans, Refinance, Investments, Fixed Annuities, Residential Mortgages, Financial Advisory, Commercial Real Estate, Insurance, Investment Properties, Finance, Real Estate, Investors, First Time Home Buyers, Financial Services, Real Estate Financing, Series 7, Strategic Financial..., Mortgage Banking, Retirement Planning, Underwriting, Foreclosures, Real Estate Transactions, Residential Homes, Life Insurance, Property, Commercial Mortgages, FHA, Loan Origination, Mortgage, Annuities, Mortgages Mortgage..., Certified Mortgage..., VA Loans, Credit, Mortgage Marketing
Education
College for Financial Planning 1987 — 1988
CFP, Financial Planning
Northern Illinois University 1978 — 1983
BS, Marketing and Finance
Marinette 1975 — 1978
High School
Northern Challenge Golf Course January 1992 - Present
Planwealth Financial Services September 1983 - Present
Planwealth Financial Services June 2000 - June 2001
Royal Alliance Associates, January 1988 - October 1999
Integrated Equity Resources, Inc. September 1983 - September 1988
Skills
Mortgage Lending, Loans, Refinance, Investments, Fixed Annuities, Residential Mortgages, Financial Advisory, Commercial Real Estate, Insurance, Investment Properties, Finance, Real Estate, Investors, First Time Home Buyers, Financial Services, Real Estate Financing, Series 7, Strategic Financial..., Mortgage Banking, Retirement Planning, Underwriting, Foreclosures, Real Estate Transactions, Residential Homes, Life Insurance, Property, Commercial Mortgages, FHA, Loan Origination, Mortgage, Annuities, Mortgages Mortgage..., Certified Mortgage..., VA Loans, Credit, Mortgage Marketing
Education
College for Financial Planning 1987 — 1988
CFP, Financial Planning
Northern Illinois University 1978 — 1983
BS, Marketing and Finance
Marinette 1975 — 1978
High School
Russ Murfitt Russ Murfitt's Royal Alliance Associates Experience 2003 - Present
Job Financial Advisor at Royal Alliance Associates
Industry Financial Services
Experience
Royal Alliance Associates 2003 - Present
Skills
Asset Management, Investments, Series 7, Series 63, 401k, Retirement Planning, Small Business, Portfolio Management, Retirement, Asset Allocation, Investment Advisory, Business Planning, Mutual Funds, Financial Services, Wealth Management, Strategic Financial..., Real Estate, IRAs, Uniform Combined State..., Fixed Annuities, Investment Strategies, Estate Planning
Education
Montana State University-Bozeman
Bachelor of Arts (BA), Speech Communication
Royal Alliance Associates 2003 - Present
Skills
Asset Management, Investments, Series 7, Series 63, 401k, Retirement Planning, Small Business, Portfolio Management, Retirement, Asset Allocation, Investment Advisory, Business Planning, Mutual Funds, Financial Services, Wealth Management, Strategic Financial..., Real Estate, IRAs, Uniform Combined State..., Fixed Annuities, Investment Strategies, Estate Planning
Education
Montana State University-Bozeman
Bachelor of Arts (BA), Speech Communication
Jennifer Hetelle,CFP Jennifer Hetelle,CFP's Royal Alliance Associates Experience October 2004 - August 2009
Job Financial Advisor at Chase Investment Services Corp.
Industry Investment Management
Experience
Chase Investment Services Corporation August 2009 - Present
Royal Alliance Associates October 2004 - August 2009
John Hancock Life Insurance Company (U.S.A.) January 2000 - October 2004
Chase Vista Funds a subsidiary of JPMorgan Chase October 1998 - January 2000
Security Benefit February 1993 - October 1998
Education
California State University-Northridge 1981 — 1986
William S. Hart Senior High School 1975 — 1981
Chase Investment Services Corporation August 2009 - Present
Royal Alliance Associates October 2004 - August 2009
John Hancock Life Insurance Company (U.S.A.) January 2000 - October 2004
Chase Vista Funds a subsidiary of JPMorgan Chase October 1998 - January 2000
Security Benefit February 1993 - October 1998
Education
California State University-Northridge 1981 — 1986
William S. Hart Senior High School 1975 — 1981
David Grossbard David Grossbard's Royal Alliance Associates Experience July 1999 - October 2010
Job Financial Advisor at The Investment Center, Inc.
Industry Financial Services
Experience
The Investment Center, Inc. October 2010 - Present
Royal Alliance Associates July 1999 - October 2010
Dime Securities, Inc. April 1998 - May 1999
Skills
Investments, Financial Planning, Wealth Management, Retirement Planning, Finance, Mutual Funds, Financial Services, Asset Management, Insurance, Investment Advisory, 401k Rollovers, 401(k) Planning, Life Insurance
Education
Queens College 1978 — 1982
Bachelor's Degree, Business Administration and Management, General
The Investment Center, Inc. October 2010 - Present
Royal Alliance Associates July 1999 - October 2010
Dime Securities, Inc. April 1998 - May 1999
Skills
Investments, Financial Planning, Wealth Management, Retirement Planning, Finance, Mutual Funds, Financial Services, Asset Management, Insurance, Investment Advisory, 401k Rollovers, 401(k) Planning, Life Insurance
Education
Queens College 1978 — 1982
Bachelor's Degree, Business Administration and Management, General
Artie Grossbard Artie Grossbard's Royal Alliance Associates Experience Managing ExecutiveRoyal Alliance AssociatesAugust 1992 - Present
Job Managing Executive at AIG Royal Alliance
Industry Financial Services
Experience
Royal Alliance Associates Managing ExecutiveRoyal Alliance AssociatesAugust 1992 - Present
Skills
Retirement Planning
Education
The Graduate Center, City University of New York
Royal Alliance Associates Managing ExecutiveRoyal Alliance AssociatesAugust 1992 - Present
Skills
Retirement Planning
Education
The Graduate Center, City University of New York
Belvin Doane Belvin Doane's Royal Alliance Associates Experience 1989 - 2003
Job Senior Financial Advisor
Industry Investment Management
Experience
Acclaro Wealth Manangement February 2013 - Present
LPL Financial September 2003 - September 2013
Acclaro Wealth Manangement September 2010 - January 2013
Royal Alliance Associates 1989 - 2003
Skills
Small Company 401k..., Socially Responsible..., Investment Management, Retirement Planning, Financial Advisory, Securities, Pensions, Finance, Asset Allocation
Education
University of Oregon 1960 — 1967
Master of Science, 1967
Acclaro Wealth Manangement February 2013 - Present
LPL Financial September 2003 - September 2013
Acclaro Wealth Manangement September 2010 - January 2013
Royal Alliance Associates 1989 - 2003
Skills
Small Company 401k..., Socially Responsible..., Investment Management, Retirement Planning, Financial Advisory, Securities, Pensions, Finance, Asset Allocation
Education
University of Oregon 1960 — 1967
Master of Science, 1967
Noah Boatright, CFP® Noah Boatright, CFP®'s Royal Alliance Associates Experience June 2001 - February 2008
Job Financial Advisor, Certified Financial Planner (CFP) at Boatright Capital Management, an Independent Firm
Industry Financial Services
Experience
Boatright Capital Management February 2008 - Present
Royal Alliance Associates June 2001 - February 2008
Education
California State University-Fullerton 1997 — 2000
Boatright Capital Management February 2008 - Present
Royal Alliance Associates June 2001 - February 2008
Education
California State University-Fullerton 1997 — 2000
Richard Nadler Richard Nadler's Royal Alliance Associates Experience August 1999 - August 2005
Job Principal and CFP, CPA, at Keeler & Nadler Financial Planning
Industry Financial Services
Experience
Keeler & Nadler Financial Planning 2009 - Present
Cambridge Investment Research September 2005 - 2009
Royal Alliance Associates August 1999 - August 2005
JP Morgan Chase August 1989 - August 1999
Skills
Retirement Planning, Financial Planning, Strategic Financial..., High Net Worth..., Asset Allocation, Accounting, Financial Analysis, Retirement, Financial Reporting, Tax, Certified Financial..., Investments, Financial Planners, Mutual Funds, Investment Advisory, Estate Planning, Cash Management, Business Valuation, Finance, Asset Management, CPA, Financial Advisory, Investment Management, 401k, Financial Services, Cash Flow, Treasury Management
Education
Washington University in St. Louis 1988 — 1989
MBA, Business
Southeast Missouri State University
Keeler & Nadler Financial Planning 2009 - Present
Cambridge Investment Research September 2005 - 2009
Royal Alliance Associates August 1999 - August 2005
JP Morgan Chase August 1989 - August 1999
Skills
Retirement Planning, Financial Planning, Strategic Financial..., High Net Worth..., Asset Allocation, Accounting, Financial Analysis, Retirement, Financial Reporting, Tax, Certified Financial..., Investments, Financial Planners, Mutual Funds, Investment Advisory, Estate Planning, Cash Management, Business Valuation, Finance, Asset Management, CPA, Financial Advisory, Investment Management, 401k, Financial Services, Cash Flow, Treasury Management
Education
Washington University in St. Louis 1988 — 1989
MBA, Business
Southeast Missouri State University
Patrick J Burns, Jr. Patrick J Burns, Jr.'s Royal Alliance Associates Experience 1998 - 2000
Job Owner, Law Offices of Patrick J. Burns, Jr., PC
Industry Law Practice
Experience
Advanced Regulatory Compliance, Inc. January 2008 - Present
Law Offices of Patrick J. Burns, Jr., PC May 2006 - Present
Beverly Hills Regulatory Consultants Group, Inc. January 2004 - January 2008
Park Avenue Securities 2000 - 2004
Royal Alliance Associates 1998 - 2000
Skills
Mergers, Financial Services, Due Diligence, Securities Regulation, Corporate Governance, Litigation, Employment Law, Employment Contracts, Trade Secrets
Education
Southwestern University School of Law 1993 — 1996
JD, Law
Pace University - Lubin School of Business 1989 — 1993
BBA, Business
Advanced Regulatory Compliance, Inc. January 2008 - Present
Law Offices of Patrick J. Burns, Jr., PC May 2006 - Present
Beverly Hills Regulatory Consultants Group, Inc. January 2004 - January 2008
Park Avenue Securities 2000 - 2004
Royal Alliance Associates 1998 - 2000
Skills
Mergers, Financial Services, Due Diligence, Securities Regulation, Corporate Governance, Litigation, Employment Law, Employment Contracts, Trade Secrets
Education
Southwestern University School of Law 1993 — 1996
JD, Law
Pace University - Lubin School of Business 1989 — 1993
BBA, Business
Joseph Gallino Joseph Gallino's Royal Alliance Associates Experience May 1988 - February 1995
Job Deputy Chief Compliance Officer at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2015 - Present
Deutsche Bank Securities September 2006 - March 2015
HSBC Securities October 2000 - September 2006
Fleet Securities February 1995 - October 2000
Royal Alliance Associates May 1988 - February 1995
Education
LIU Post 1977 — 1981
B.S., Finance & Management, Minor in Economics
Oppenheimer & Co. Inc. March 2015 - Present
Deutsche Bank Securities September 2006 - March 2015
HSBC Securities October 2000 - September 2006
Fleet Securities February 1995 - October 2000
Royal Alliance Associates May 1988 - February 1995
Education
LIU Post 1977 — 1981
B.S., Finance & Management, Minor in Economics
Rajer Choobak Rajer Choobak's Royal Alliance Associates Experience October 2010 - Present
Job Wealth Manager at Royal Alliance Associates INC
Industry Financial Services
Experience
Royal Alliance Associates October 2010 - Present
GR Capital Asset Management October 2010 - November 2013
Choobak Global August 2006 - December 2011
Millennium Transportation August 1998 - July 2006
Sprint PCS June 1997 - September 1998
The Walt Disney Company December 1996 - June 1997
ERNST & YOUNG June 1994 - November 1996
Skills
Wealth Management, Strategic Financial..., Portfolio Management, Health Insurance, Life Insurance, Annuities, Asset Protection, Retirement Planning, Estate Planning, Alternative Investments, Risk Management, Value Investing, Financial Analysis
Education
University of Southern California 1992 — 1994
Bachelor of Science, Accounting
Royal Alliance Associates October 2010 - Present
GR Capital Asset Management October 2010 - November 2013
Choobak Global August 2006 - December 2011
Millennium Transportation August 1998 - July 2006
Sprint PCS June 1997 - September 1998
The Walt Disney Company December 1996 - June 1997
ERNST & YOUNG June 1994 - November 1996
Skills
Wealth Management, Strategic Financial..., Portfolio Management, Health Insurance, Life Insurance, Annuities, Asset Protection, Retirement Planning, Estate Planning, Alternative Investments, Risk Management, Value Investing, Financial Analysis
Education
University of Southern California 1992 — 1994
Bachelor of Science, Accounting
Alan Eckstrand's Royal Alliance Associates Experience September 1986 - October 2006
Job Authorized Bank On Yourself Advisor since 2003. 38 Years Total Experience
Industry Financial Services
Experience
Bank On Yourself April 2003 - Present
Alan J. Eckstrand,LLC April 1978 - Present
Royal Alliance Associates September 1986 - October 2006
MetLife July 1974 - April 1978
Skills
Investments, Strategic Planning, Strategic Financial..., Coaching, Public Speaking, Small Business, Business Strategy, Customer Service, Entrepreneurship, Business Planning, Bank On Yourself, Retirement, Retirement Planning, Fixed Annuities, Financial Advisory, Disability Insurance, Insurance, Life Insurance, Wealth Management, Term Life Insurance, Investment Advisory, Estate Planning, Income Protection, IRAs, Wealth, Financial Services, 401k, Financial Planners, Mutual Funds, Series 6, Long-term Care, Whole Life, Series 7, Universal Life, Asset Allocation, Health Insurance, Investment Strategies, Employee Benefits, Securities, Pensions, 401k Rollovers, Wealth Accumulation, Asset Management, Retirement Plan..., Long Term Care Insurance, Mortgage Lending, Finance, Portfolio Management, Personal Financial..., Personal Finance
Education
Southern Connecticut State University 1969 — 1973
Bachelor of Science (B.S.), Secondary Education and Teaching
Granby Memorial High School 1965 — 1969
Bank On Yourself April 2003 - Present
Alan J. Eckstrand,LLC April 1978 - Present
Royal Alliance Associates September 1986 - October 2006
MetLife July 1974 - April 1978
Skills
Investments, Strategic Planning, Strategic Financial..., Coaching, Public Speaking, Small Business, Business Strategy, Customer Service, Entrepreneurship, Business Planning, Bank On Yourself, Retirement, Retirement Planning, Fixed Annuities, Financial Advisory, Disability Insurance, Insurance, Life Insurance, Wealth Management, Term Life Insurance, Investment Advisory, Estate Planning, Income Protection, IRAs, Wealth, Financial Services, 401k, Financial Planners, Mutual Funds, Series 6, Long-term Care, Whole Life, Series 7, Universal Life, Asset Allocation, Health Insurance, Investment Strategies, Employee Benefits, Securities, Pensions, 401k Rollovers, Wealth Accumulation, Asset Management, Retirement Plan..., Long Term Care Insurance, Mortgage Lending, Finance, Portfolio Management, Personal Financial..., Personal Finance
Education
Southern Connecticut State University 1969 — 1973
Bachelor of Science (B.S.), Secondary Education and Teaching
Granby Memorial High School 1965 — 1969
Christian Buccola's Royal Alliance Associates Experience 1996 - 2000
Job Senior Agency Standards Consultant at New York Life Insurance Company
Industry Insurance
Experience
New York Life Insurance Company August 2012 - Present
New York Life Insurance Company March 2011 - July 2012
New York Life May 2005 - March 2011
ING July 2001 - May 2005
Pacific Life Insurance March 2000 - June 2001
Royal Alliance Associates 1996 - 2000
AIG SunAmerica 1993 - 1996
Education
State University of New York College at Plattsburgh 1990 — 1992
Bachelor of Science, International Business
New York Life Insurance Company August 2012 - Present
New York Life Insurance Company March 2011 - July 2012
New York Life May 2005 - March 2011
ING July 2001 - May 2005
Pacific Life Insurance March 2000 - June 2001
Royal Alliance Associates 1996 - 2000
AIG SunAmerica 1993 - 1996
Education
State University of New York College at Plattsburgh 1990 — 1992
Bachelor of Science, International Business
Diana Armstrong-Walker's Royal Alliance Associates Experience 1998 - 2001
Job SENIOR ASSOCIATE at NEW YORK LIFE INSURANCE COMPANY
Industry Financial Services
Experience
New York Life Insurance Company February 2007 - Present
Park Avenue Securities 2001 - 2006
Royal Alliance Associates 1998 - 2001
Skills
Securities, Financial Services, Investments, Series 7, FINRA, Mutual Funds, Series 24, Wealth Management, Asset Management, Series 63
Education
Touro College Jacob D. Fuchsberg Law Center 2002 — 2006
Baruch College, City University of New York (CUNY) 1998 — 2000
BBA, Operations Management
Alexandra Girls
New York Life Insurance Company February 2007 - Present
Park Avenue Securities 2001 - 2006
Royal Alliance Associates 1998 - 2001
Skills
Securities, Financial Services, Investments, Series 7, FINRA, Mutual Funds, Series 24, Wealth Management, Asset Management, Series 63
Education
Touro College Jacob D. Fuchsberg Law Center 2002 — 2006
Baruch College, City University of New York (CUNY) 1998 — 2000
BBA, Operations Management
Alexandra Girls
Susan Benavides's Royal Alliance Associates Experience 2003 - 2005
Job Senior Investment Advisory Compliance Analyst at AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group September 2014 - Present
Advisor Group September 2005 - September 2014
Royal Alliance Associates 2003 - 2005
Royal Alliance Associates 2000 - 2003
Royal Alliance Associates 1999 - 2000
Royal Alliance Associates 1998 - 1999
Skills
Mutual Funds, Investments, Fixed Income, Portfolio Management, Investment Advisory, Management, Securities, AML, Insurance, Asset Managment, Wealth Management, Equities, Financial Services, Fixed Annuities, Risk Management, Outlook, Financial Advisory, Asset Management
Education
Borough of Manhattan Community College 1995 — 1998
AAS, General Business Management
AIG Advisor Group September 2014 - Present
Advisor Group September 2005 - September 2014
Royal Alliance Associates 2003 - 2005
Royal Alliance Associates 2000 - 2003
Royal Alliance Associates 1999 - 2000
Royal Alliance Associates 1998 - 1999
Skills
Mutual Funds, Investments, Fixed Income, Portfolio Management, Investment Advisory, Management, Securities, AML, Insurance, Asset Managment, Wealth Management, Equities, Financial Services, Fixed Annuities, Risk Management, Outlook, Financial Advisory, Asset Management
Education
Borough of Manhattan Community College 1995 — 1998
AAS, General Business Management
Rey Laxamana's Royal Alliance Associates Experience March 2011 - May 2012
Job Contract Software Engineer at Radian
Industry Information Technology and Services
Experience
eSoftwareRx, LLC October 2005 - Present
Radian September 2012 - Present
Royal Alliance Associates March 2011 - May 2012
UST Global June 2010 - October 2010
Healthnet 2008 - 2009
Syntax-Brillian Corporation 2004 - 2007
Three-Five Systems Inc September 1997 - November 2005
Microchip Technology March 1990 - September 1997
PacifiCare Health Systems 1987 - 1990
Skills
Databases, Software Project..., Analysis, ERP, Integration, Management, Software Development, SQL, Oracle, SDLC, Enterprise Architecture, Microsoft SQL Server, Requirements Analysis, Data Warehousing, Business Analysis
Education
Far Eastern University 1972 — 1976
B.S., Chemistry
eSoftwareRx, LLC October 2005 - Present
Radian September 2012 - Present
Royal Alliance Associates March 2011 - May 2012
UST Global June 2010 - October 2010
Healthnet 2008 - 2009
Syntax-Brillian Corporation 2004 - 2007
Three-Five Systems Inc September 1997 - November 2005
Microchip Technology March 1990 - September 1997
PacifiCare Health Systems 1987 - 1990
Skills
Databases, Software Project..., Analysis, ERP, Integration, Management, Software Development, SQL, Oracle, SDLC, Enterprise Architecture, Microsoft SQL Server, Requirements Analysis, Data Warehousing, Business Analysis
Education
Far Eastern University 1972 — 1976
B.S., Chemistry
Shelly Aros's Royal Alliance Associates Experience September 1993 - January 2009
Job President/CEO at Aros Asset Management, Inc.
Industry Financial Services
Experience
Foothill Securities Inc. January 2009 - Present
Aros Asset Management, Inc. 2000 - Present
Royal Alliance Associates September 1993 - January 2009
Skills
Entrepreneurship, Small Business, Start-ups, Business Strategy, Strategic Planning, Investments, Management Consulting, Sales Management, Management, Customer Service, New Business Development, Marketing Strategy
Education
University of Phoenix 1989 — 1992
Bachelor’s Degree, Business Administration and Management, General
Foothill Securities Inc. January 2009 - Present
Aros Asset Management, Inc. 2000 - Present
Royal Alliance Associates September 1993 - January 2009
Skills
Entrepreneurship, Small Business, Start-ups, Business Strategy, Strategic Planning, Investments, Management Consulting, Sales Management, Management, Customer Service, New Business Development, Marketing Strategy
Education
University of Phoenix 1989 — 1992
Bachelor’s Degree, Business Administration and Management, General
Susan N Big's Royal Alliance Associates Experience 2007 - Present
Job Financial Advisor at Royal Alliance
Industry Financial Services
Experience
Royal Alliance Associates 2007 - Present
Education
Simmons College - Simmons School of Management
MBA
Royal Alliance Associates 2007 - Present
Education
Simmons College - Simmons School of Management
MBA
Darlene Lieberman's Royal Alliance Associates Experience 1994 - 2003
Job Vice President, Product Manager at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase April 2010 - Present
Smith Barney 2003 - 2009
Royal Alliance Associates 1994 - 2003
Janney Montgomery Scott 1993 - 1994
Prudential Securities 1988 - 1993
Skills
Alternative Investments, Mutual Funds, Portfolio Management, Asset Allocation, Equities, Series 63, Wealth Management, Investments, Fixed Income, Investment Strategies, Securities, Asset Management, Due Diligence, Series 7, Asset Managment, Investment Advisory, Hedge Funds
Education
New York Institute of Technology 1998 — 2000
MBA
Pratt Institute 1978 — 1982
BFA, Art & Design
JPMorgan Chase April 2010 - Present
Smith Barney 2003 - 2009
Royal Alliance Associates 1994 - 2003
Janney Montgomery Scott 1993 - 1994
Prudential Securities 1988 - 1993
Skills
Alternative Investments, Mutual Funds, Portfolio Management, Asset Allocation, Equities, Series 63, Wealth Management, Investments, Fixed Income, Investment Strategies, Securities, Asset Management, Due Diligence, Series 7, Asset Managment, Investment Advisory, Hedge Funds
Education
New York Institute of Technology 1998 — 2000
MBA
Pratt Institute 1978 — 1982
BFA, Art & Design
Bridget Jones's Royal Alliance Associates Experience 1999 - 2009
Job LPL Admin in a box at Young VA Outsourcing Services
Industry Financial Services
Experience
LPL Financial Services February 2012 - Present
Young VA Outsourcing Services January 2003 - Present
Elite Advisor Group, Inc January 2009 - August 2010
Warren Financial Group inc August 1999 - July 2009
Warren Financial Group, Inc January 1999 - January 2009
Royal Alliance Associates 1999 - 2009
Dealers Services January 1995 - January 1998
The Overland Park State Bank/ United Missouri Bank Securities Clerk and Mutual Funds January 1985 - January 1993
Skills
Database Admin, Client Database, Cost Basis, Cost Basis Reporting, Compliance, Trading, Sage CRM, Redtail CRM, wealthvision, Branchnet, Financial Planing..., Microsoft Office 2007, Pershing NetExchange 360, Crystal Reports, Satellite Adminstration, BONY, Depositories, Client Representation, Strategic Financial..., Investments, Investment Advisory
Education
Southeast Sr. High 1976 — 1980
Kansas City School of Technology
University of Central Missouri
LPL Financial Services February 2012 - Present
Young VA Outsourcing Services January 2003 - Present
Elite Advisor Group, Inc January 2009 - August 2010
Warren Financial Group inc August 1999 - July 2009
Warren Financial Group, Inc January 1999 - January 2009
Royal Alliance Associates 1999 - 2009
Dealers Services January 1995 - January 1998
The Overland Park State Bank/ United Missouri Bank Securities Clerk and Mutual Funds January 1985 - January 1993
Skills
Database Admin, Client Database, Cost Basis, Cost Basis Reporting, Compliance, Trading, Sage CRM, Redtail CRM, wealthvision, Branchnet, Financial Planing..., Microsoft Office 2007, Pershing NetExchange 360, Crystal Reports, Satellite Adminstration, BONY, Depositories, Client Representation, Strategic Financial..., Investments, Investment Advisory
Education
Southeast Sr. High 1976 — 1980
Kansas City School of Technology
University of Central Missouri
Lorraine Ratchford's Royal Alliance Associates Experience March 2007 - 2011
Job Operations Compliance Manager at Prudential Insurance Company of America
Industry Financial Services
Experience
Prudential Insurance Company of America January 2015 - Present
Financial Industry Regulatory Authority March 2011 - January 2015
Royal Alliance Associates March 2007 - 2011
AIG Advisor Group 2007 - 2011
Citicorp Investment Services June 2004 - February 2007
Skills
CIP, FINRA, KYC, AML, Bank Secrecy Act, Securities, Securities Regulation, Alternative Investments, Mutual Funds, Fixed Income, Broker-Dealer, Series 7, Options, OFAC, Trading, Series 24, Internal Audit, SEC, USA PATRIOT Act, Financial Risk, Anti Money Laundering
Education
City University of New York-Brooklyn College 1993 — 1997
BS, Accounting
Prudential Insurance Company of America January 2015 - Present
Financial Industry Regulatory Authority March 2011 - January 2015
Royal Alliance Associates March 2007 - 2011
AIG Advisor Group 2007 - 2011
Citicorp Investment Services June 2004 - February 2007
Skills
CIP, FINRA, KYC, AML, Bank Secrecy Act, Securities, Securities Regulation, Alternative Investments, Mutual Funds, Fixed Income, Broker-Dealer, Series 7, Options, OFAC, Trading, Series 24, Internal Audit, SEC, USA PATRIOT Act, Financial Risk, Anti Money Laundering
Education
City University of New York-Brooklyn College 1993 — 1997
BS, Accounting
Stanley Marcus's Royal Alliance Associates Experience February 2000 - October 2005
Job Financial Consultant at Investors Capital Corporation
Industry Financial Services
Experience
Investors Capital Financial ConsultantInvestors CapitalOctober 2004 - Present
Royal Alliance Associates February 2000 - October 2005
Skills
Investment Advisory, Series 7, Mutual Funds, Retirement, Wealth Management, Investment Strategies, Strategic Financial..., Investments, Retirement Planning, Wealth, Fixed Annuities, Rollovers
Education
Hofstra University 1971 — 1974
Master of Business Administration (M.B.A.), Finance
Hunter College 1967 — 1970
BA and MA, Physice
Investors Capital Financial ConsultantInvestors CapitalOctober 2004 - Present
Royal Alliance Associates February 2000 - October 2005
Skills
Investment Advisory, Series 7, Mutual Funds, Retirement, Wealth Management, Investment Strategies, Strategic Financial..., Investments, Retirement Planning, Wealth, Fixed Annuities, Rollovers
Education
Hofstra University 1971 — 1974
Master of Business Administration (M.B.A.), Finance
Hunter College 1967 — 1970
BA and MA, Physice
Susan Bash's Royal Alliance Associates Experience January 2000 - January 2003
Job Customer Engagement Specialist at Electrolux
Industry Financial Services
Experience
Electrolux November 2011 - Present
Electrolux Home Products November 2011 - April 2015
Leafstone Staffing Services July 2010 - April 2015
FINRA (Financial Industry Regulatory Authority) May 2005 - November 2009
Susan E May 2005 - November 2009
Guardian Life Insurance August 2003 - April 2005
Kelly Temporary Services Inc August 2003 - April 2005
Royal Alliance Associates January 2000 - January 2003
Education
Albany State University 1976 — 1979
Liberal Arts and Sciences/Liberal Studies
University at Albany, SUNY 1976 — 1979
Electrolux November 2011 - Present
Electrolux Home Products November 2011 - April 2015
Leafstone Staffing Services July 2010 - April 2015
FINRA (Financial Industry Regulatory Authority) May 2005 - November 2009
Susan E May 2005 - November 2009
Guardian Life Insurance August 2003 - April 2005
Kelly Temporary Services Inc August 2003 - April 2005
Royal Alliance Associates January 2000 - January 2003
Education
Albany State University 1976 — 1979
Liberal Arts and Sciences/Liberal Studies
University at Albany, SUNY 1976 — 1979
David W. Morris's Royal Alliance Associates Experience April 2006 - May 2007
Job AML/Compliance Analyst
Industry Financial Services
Experience
Oppenheimer & Company (Consultant) February 2015 - April 2015
Jefferies January 2014 - August 2014
Brown Brothers Harriman July 2013 - October 2013
Lloyds Bank November 2012 - February 2013
TD Bank June 2011 - October 2012
Repex and Company January 2009 - February 2010
Royal Alliance Associates April 2006 - May 2007
JPMorgan Chase January 2005 - December 2005
Gilford Securities, Inc January 1999 - January 2004
NASD Regulation, Inc January 1997 - January 1999
Skills
Anti Money Laundering, Securities, Banking, Financial Risk, Financial Services, Equities, Management, Investments, KYC, Due Diligence, Bank Secrecy Act, AML, Training, Finance, Analysis, Fixed Income, Trading, Options, Quality Assurance, Risk Management, Policy, Investment Banking, Private Banking, Bloomberg, Mutual Funds, Asset Management
Education
Fairleigh Dickinson University
BS, Business Management
Oppenheimer & Company (Consultant) February 2015 - April 2015
Jefferies January 2014 - August 2014
Brown Brothers Harriman July 2013 - October 2013
Lloyds Bank November 2012 - February 2013
TD Bank June 2011 - October 2012
Repex and Company January 2009 - February 2010
Royal Alliance Associates April 2006 - May 2007
JPMorgan Chase January 2005 - December 2005
Gilford Securities, Inc January 1999 - January 2004
NASD Regulation, Inc January 1997 - January 1999
Skills
Anti Money Laundering, Securities, Banking, Financial Risk, Financial Services, Equities, Management, Investments, KYC, Due Diligence, Bank Secrecy Act, AML, Training, Finance, Analysis, Fixed Income, Trading, Options, Quality Assurance, Risk Management, Policy, Investment Banking, Private Banking, Bloomberg, Mutual Funds, Asset Management
Education
Fairleigh Dickinson University
BS, Business Management