Sanders Morris Harris
Industry: Company
DescriptionHeadquarters: Houston, TX Founded: 1987 Parent organizations: Sanders Morris Harris Group, Inc., Pinnacle Summer Investments, Inc. Subsidiary: Sanders Morris Harris LLC, Asset Management Arm
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Sanders Morris Harris Employees
Macquarie Bank July 2008 - Present
Sanders Morris Harris July 2007 - July 2008
Ernst & Young January 2006 - July 2007
Skills
Due Diligence, Valuation, Investment Banking, Financial Analysis, Energy, Corporate Finance, Mergers & Acquisitions, Financial Services, Investments
Education
Arizona State University 2001 — 2005
Finance
Bernstein Private Wealth Management 2004 - Present
UBS Wealth Management 2002 - 2003
Sanders Morris Harris June 2001 - October 2002
The Exchange, Inc. July 1995 - September 1997
Education
Jones Graduate School of Business, Rice University 1999 — 2001
MBA, Marketing Research
The University of Texas at Austin - The Red McCombs School of Business 1991 — 1995
BBA, Finance
Contract SA at BTIG, LLC and JonesTrading, LLC Supervisory Analyst / Managing DirectorMorgan Joseph TriArtisanMarch 2011 - November 2011
Madison Williams and Company September 1996 - December 2010
Sanders Morris Harris 1996 - 2009
Skills
Equity Research, Equities, Capital Markets, Management, PowerPoint, Valuation, Investment Banking, Strategic Planning
Education
Cornell University
B.S., Economics
Emerge Energy Services LP November 2012 - June 2015
Global Hunter Securities December 2011 - November 2012
Madison Williams and Company December 2009 - December 2011
Sanders Morris Harris November 2004 - December 2009
Unico Corporation August 2003 - September 2004
Vulcan Capital Management April 1998 - April 2003
Smith Barney 1994 - 1997
Skills
Financial Modeling, Private Equity, Mergers, Corporate Finance, Investment Banking, Treasury, Capital Markets, Corporate Development, Accounting, Valuation, Mergers & Acquisitions, Investments, Equity Research, Business Strategy, Equities, Finance, IPO
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Accounting, Finance, Management, Marketing, Operations
Princeton University 1990 — 1994
AB, Politics, Economics, Psychology
University of Houston, C.T. Bauer College of Business 2009 — 2010
Certificate in Accounting, Accounting
Marlin Equity Partners July 2007 - Present
Asentinel December 2014 - Present
Predictix November 2014 - Present
LogicBlox November 2014 - Present
Verisae January 2013 - Present
CompassLearning January 2010 - Present
Various May 2009 - April 2013
Sanders Morris Harris July 1997 - October 2006
Education
The University of Texas at Austin - Red McCombs School of Business 1993 — 1997
BBA
Liquid Venture Partners July 2014 - Present
MDB Capital Group August 2010 - June 2014
ThinkEquity LLC 2007 - August 2010
Sanders Morris Harris January 2002 - October 2007
Education
University of Southern California 1981 — 1985
Bachelor of Science, Business Administration
Rick Peterson & Associates May 2011 - Present
Teocalli Capital Strategies March 2011 - Present
Hughes & Associates April 2010 - March 2011
Aurora Financial Solutions September 2006 - October 2009
Petrosearch Energy Corporation (acquired by DBLE) January 2003 - October 2006
Excelsior Exploration Company January 2002 - January 2003
UBS March 1998 - January 2002
Sanders Morris Harris May 1997 - December 1997
Morgan Keegan April 1996 - April 1997
Dean Witter Reynolds February 1995 - March 1996
Skills
Equities, Capital Markets, Investments, Recruiting, Brokerage Recruting, Proprietary Trading, Negotiation, Financial Advisory, Public Speaking, Mergers & Acquisitions, Start-ups, Trading, Asset Management, Venture Capital, New Business Development, Mergers, Entrepreneurship, Strategy, Finance, Financial Markets, Asset Managment, Corporate Finance, Equity Trading, Business Planning, Sales, Team Building, Funding, Executive Management, Analysis, Fundraising, Investor Relations, Mutual Funds, Hedge Funds, Business Strategy, Portfolio Management, Strategic Financial..., Private Equity, Managerial Finance, Deal Execution, Deal Structuring, Angel Investing, Leadership Development, Cold Calling, Financial Planning, Analytical Skills, Non-profits, Roadshows, Financial Services, Event Planning, Event Management
Education
University of Vermont 1982 — 1986
BA, English, Political Science
Choate Rosemary Hall 1978 — 1982
Honors, Political Science and Government
Drysdale Financial Services February 2013 - Present
The Northern Trust Company October 2013 - July 2015
Vaughan Nelson Investment Management (Natixis) October 2011 - February 2013
Invesco Ltd. March 2008 - April 2011
Sanders Morris Harris February 2007 - February 2008
Street Paladin, llc October 2005 - February 2007
Columbia Management Group May 1994 - September 2004
First Interstate Bank (Wells Fargo) July 1987 - April 1994
Birr, Wilson & Co July 1985 - July 1987
Boettcher & Co August 1982 - June 1985
Skills
Portfolio Management, Investments, Equities, Investment Management, Equity Research, Valuation, Asset Management, Mutual Funds, Alternative Investments, Fixed Income, Hedge Funds, Series 7, Due Diligence, Investment Strategies, Management, Financial Markets, Financial Services, ETFs, Asset Allocation, Financial Advisory, Leadership, Wealth Management, Strategy, Finance, Institutional..., Hedging, Client Relationship..., Capital Markets, Investment Banking, Investor Relations, Securities, Derivatives, Business, Wealth Management..., Marketing Strategy, Investment Advisory, Private Equity, Bonds, Trading, Strategic Planning, Economics, Financial Risk, Emerging Markets, Financial Modeling, Options
Education
University of Oregon - Charles H. Lundquist College of Business 1979 — 1981
MBA, Finance
Washington State University 1971 — 1975
BA, Hotel & Restaurant Administration
Sanders Morris Harris January 2000 - December 2001
Lighthouse Capital Management, Inc. June 1997 - January 2000
Trammell Crow Company March 1996 - June 1997
The Hanke Group, P.C. (formerly known as Hanke, Green & Stein, P.C. ) Certified Public Accountants August 1994 - January 1996
Griffin & Howell, P.C. (Certified Public Accountants) January 1991 - August 1994
Skills
Solid computer skills, Microsoft Office, Editing, Creative Writing, Resume Writing, Online Research, Customer Service, Shutterfly, Twitter, Facebook, Accounts Payable, Accounts Receivable, Retail Sales
Education
Our Lady of the Lake University 1994 — 1997
Master of Business Administration (M.B.A.), Business Administration and Management, General
Angelo State University 1987 — 1990
Bachelor of Business Administration (B.B.A.), Management
Odessa College 1984 — 1987
Associate of Arts and Sciences (A.A.S.)
Digitalics, LLC October 2014 - Present
Safety Technologies, LLC October 2010 - Present
Zillion (formerly HealthFleet, Inc.) May 2014 - October 2014
SUNY Westchester Community College August 2013 - December 2013
Socrates Healthcare, Inc. February 2013 - September 2013
Digitalics, LLC July 2002 - February 2013
Steeplechase Networks June 2008 - March 2010
Sanders Morris Harris May 2006 - December 2007
Sanders Morris Harris April 2005 - April 2006
BlazePhotonics, Ltd. November 2001 - June 2002
Skills
Financial Modeling, Product Management, Product Strategies, Project Management, Product Marketing, Strategic Planning, Entrepreneurship, Presentation Development, Financial Analysis, Start-ups, Competitive Analysis, Marketing Strategy, Product Development, Valuation, SaaS, Strategy, Leadership, Business Planning, Market Research, Consulting, Training, Analysis, Management, Telecommunications, Integration, CRM, Marketing, Solution Selling, Sales, Finance, Start-up Consulting, Cross-functional Team..., Professional Services, Software Development, Business Strategy, Management Consulting, Executive Management, Cloud Computing, Strategic Partnerships, Business Development, Go-to-market Strategy, Analytics, Mergers & Acquisitions, New Business Development, Venture Capital, Digital Media, Investments, E-commerce
Education
Wharton/AT&T, Stanford University, Brown University 1996 — 1996
Corporate Executive mini-MBA
Stanford University 1981 — 1982
MSEE, Fourier and Statistical Optics
Brown University 1977 — 1981
ScB, Engineering and Economics
Wunderlich Securities December 2012 - Present
Sanders Morris Harris November 2003 - December 2012
Wachovia Securities Financial Network July 2003 - November 2003
Prudential Securities Incorporated June 2001 - July 2003
Education
State University of New York at Buffalo
Bachelor of Business Administration (BBA)
Vacek, Freed & Thain, PLLC September 2015 - Present
Sanders Morris Harris April 2014 - September 2015
Gulf States Financial Services December 2012 - March 2014
SunAmerica Financial Group February 2012 - December 2012
SunAmerica Financial Group June 1996 - December 2012
PaineWebber 1993 - 1996
Skills
FINRA, Securities, AML, OFAC, Series 24, Anti Money Laundering, Bank Secrecy Act, KYC, Financial Services, USA PATRIOT Act, Fraud, Insurance, Mutual Funds, Due Diligence, Sanction, Financial Institutions, Series 7, Financial Regulation, Investments, Investment Advisers Act, Operational Risk, Regulations, SEC, Alternative Investments, Corporate Governance, Investment Management, Series 63, Securities Regulation, Investment Advisory, Investment Company Act, CAMS, FCPA, Risk Management, Foreign Corrupt..., Private Placements
Education
South Texas College of Law 1998 — 2001
Doctor of Law (JD), Law
University of St. Thomas (TX) 1994 — 1996
Master of Business Administration (MBA), Finance, General
University of Houston, C.T. Bauer College of Business 1991 — 1993
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Salient Partners February 2011 - Present
Salient Partners August 2009 - January 2011
Sanders Morris Harris 2006 - August 2009
Sanders Morris Harris April 2004 - 2006
Magellan Consulting, Inc. August 2002 - March 2004
HealthHelp June 2001 - May 2002
iVita August 2000 - June 2001
Indata April 1998 - July 2000
Skills
Windows Server, Microsoft SQL Server, Microsoft Exchange, SharePoint, Databases, IIS, ASP.NET, C#, VB.NET, VMware, Active Directory, Software Development, IT Strategy, IT Management, Enterprise Architecture, System Administration, Enterprise Software, Cloud Computing, Disaster Recovery, Management, Asset Management, Integration
Education
University of Houston 1994 — 2005
BS, Computer Engineering Technology
Patriot Wealth Management, Inc. July 2013 - Present
Sanders Morris Harris July 2008 - 2013
Sanders Morris Harris June 2008 - March 2012
Sanders Morris Harris May 1998 - June 2008
GulfStar Group 1992 - 1998
Skills
Investments, FINRA, Series 7, Financial Analysis, Risk Management, Accounting, Management, Securities, Equities, Financial Services, Microsoft Office
Education
University of Houston-Downtown 2006 — 2009
Bachelor of Business Administration (BBA), Finance, General
Dell July 2012 - Present
Group M Investments June 2009 - November 2012
Intervale Capital July 2008 - June 2009
Sanders Morris Harris August 2005 - July 2008
Merrill Lynch July 2004 - August 2005
Merrill Lynch August 1999 - July 2004
Skills
Brazilian Portuguese, Financial Modeling, Due Diligence, Investment Banking, Private Equity, Real Estate Private..., SEO, Portfolio Management, Finance, Equities, Investments, Business Strategy
Education
Southern Methodist University 2010 — 2012
Master of Business Administration (MBA), Accounting and Strategy
Northeastern State University 2000 — 2004
Bachelor of Business Administration (BBA), Finance, 3.76
Potomac Crest Partners August 2008 - Present
Branding Brand March 2014 - Present
Branding Brand July 2012 - April 2014
Branding Brand November 2008 - February 2014
Stelliam Investment Management June 2007 - May 2008
The Royal Bank of Scotland 2005 - 2007
Credit Suisse First Boston 2004 - 2005
Sanders Morris Harris 2002 - 2004
Crest Advisors 2002 - 2004
Skills
E-commerce, Leadership, Mobile Applications, Strategic Partnerships, Management, Mobile Devices, Analytics, Start-ups, Entrepreneurship, Mobile Marketing, Online Advertising, Online Marketing, SEO, Digital Marketing, Product Management, SEM, Web Analytics, Strategy, Business Strategy, Mobile Technology
Education
Columbia University in the City of New York 2001 — 2002
Master of Science (MS)
University of Michigan 1997 — 2001
Bachelor of Science (BS)
Wunderlich Securities December 2012 - Present
Sanders Morris Harris November 2003 - December 2012
Prudential Securities June 2000 - November 2003
Education
State University of New York at Buffalo 1996 — 2000
Bachelor of Science (BS), Finance
Clarkstown High School North 1992 — 1996
Guggenheim Securities July 2011 - Present
Wall Street Access September 2006 - July 2011
Sanders Morris Harris January 2006 - August 2006
Advest, Inc. August 2003 - December 2005
Prudential Securities June 1996 - August 2003
Skills
Fixed Income, Capital Markets, Equities, Investments, Series 7, Series 63, Series 24, series 79, Bonds, Government Bonds
Education
Pace University - Lubin School of Business
Master of Business Administration (MBA), Finance
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA), Communications
H&R Block July 2013 - Present
King Soopers March 2013 - June 2013
Sanders Morris Harris February 2011 - May 2012
Best Buy October 2002 - October 2010
Skills
Type 75 WPM, Expert in Microsoft Word, Intermediate in..., Expert in Microsoft..., Intermediate in..., Intermediate in..., Leadership Development, Performance Management, Employee Training, Employee Orientations, Staffing Plans, Affirmative Action..., Labor Management, Recruiting, World Class Customer..., Management, Leadership, Profit Maximization, Employee Files, Human Resources, Promotions, Loss Prevention, Planograms, Inventory Management, New Store Openings, Deposits, Cash-flow Management, Payroll, Workers Compensation, Customer Retention, Sales Growth, Financial Services, Employee Relations, Hiring, Customer Satisfaction, Process Improvement
Education
Capella University 2010 — 2014
Bachelor's Degree, Psychology, NA
Colorado State University 2002 — 2004
Bachelor of Science (B.S.), Psychology
Presslink Printing, Ltd. December 2006 - Present
Sanders Morris Harris January 2004 - December 2006
Southwest Securities December 2000 - December 2002
Skills
Direct Mail, Business Networking, Corporate Gifts, Logo Design, Account Management, New Business Development, Management, Offset Printing, Sales Operations, Direct Marketing, Marketing, Print Management, Lead Generation, Sales Process
Education
Texas Woman's University
U.S. Capital Advisors LLC September 2011 - Present
Sanders Morris Harris May 2001 - September 2011
JP Morgan Chase February 1999 - May 2001
JP Morgan Investment Management June 1990 - June 1998
Texas Commerce Bank February 1981 - June 1990
Skills
Series 7, Investments, Hedge Funds, Equities, Private Equity, Securities, Mergers, Asset Managment, Wealth Management, Due Diligence, Investment Banking, Alternative Investments, Financial Modeling, Portfolio Management, Capital Markets
Education
University of Virginia 1972 — 1976
BA, Government
University of Houston 1984 — 1986
MBA, Business Administration
Nedrow Outdoors March 2008 - Present
Outdoor Connection January 2011 - November 2012
Gander Mountian June 2010 - December 2011
Cottonwood Outfitters August 2008 - December 2008
Sanders Morris Harris May 2006 - March 2008
Ryan Beck & Co. November 2003 - April 2006
Kaufman Bros. June 2001 - November 2003
Deutsche Bank October 1990 - May 2001
C.J. Lawrence Morgan Grenfell Tokyo, Japan May 1988 - October 1990
C.J. Lawrence Inc, NY, NY November 1983 - May 1988
Skills
Investments, Equities, Hedge Funds, Investment Banking, Asset Managment, outfitting and guiding, Outdoor Adventures, Hunting, fishing, Backpacking, Survival Training, Coaching, Asset Management, Fishing, Strategic Planning, Capital Markets, Management, Mutual Funds, Investment Management, Executive Management, Marketing, Financial Services, Trading, Small Business, Banking, Advertising, Marketing Strategy, Public Relations, Sales, Social Media, Social Media Marketing
Education
Emory University - Goizueta Business School 1978 — 1980
MBA, Finance & accounting
University of Pittsburgh 1973 — 1978
BA, Economics/Political Sciences- Major; Philosophy - Minor.
Ringgold High School 1970 — 1973
Academic
Nu Skin Enterprises August 2010 - Present
EmCert July 2010 - Present
Entergy June 2008 - Present
Sanders Morris Harris April 2007 - June 2008
Education
LeTourneau University 2004 — 2006
BS, Business Administration, Minors in Finance and Spanish
Gates Consultants December 2011 - Present
Sanders Morris Harris June 2003 - June 2009
Skills
Due Diligence, Venture Capital, Private Equity, Mining, Base Metals, Investment Banking, Gold, Mergers, Equities, Energy, Valuation, Investments, Investor Relations, Minerals, Emerging Markets, Commodity, Joint Ventures, Mergers & Acquisitions, Trading, Corporate Development, Management Consulting, IPO, Analysis, Corporate Finance
Education
Princeton University
Bachelor's Degree, English
St. Pauls' School, Concord, NH
First Empire Securities, Inc September 2010 - Present
Zeus Securities December 2009 - September 2010
Sanders Morris Harris January 2006 - December 2006
Advest, Inc. July 2003 - December 2005
DebtTraders September 2002 - July 2003
Merrill Lynch September 1984 - September 2002
Skills
Fixed Income, Capital Markets, Trading, Securities, Bonds, Certificates of Deposit, Electronic Trading, Financial Markets, Bloomberg, Trading Systems, Investments, High Yield, Portfolio Management, Wealth Management, Investment Strategies, Asset Management, Hedge Funds, Financial Services, Series 7, Options, MBS, Equities, Alternative Investments, Derivatives
Education
University at Buffalo 1980 — 1984
B.A., Economics & Computer Science
Newfield High School 1977 — 1980
Thompson Kane & Co, LLC May 2012 - April 2013
Barrington Research May 2006 - February 2009
Maxim Group L.L.C April 2007 - May 2008
Blaylock & Partners L.P March 2005 - March 2006
William Blair & Company January 2001 - January 2003
Sanders Morris Harris January 1998 - January 2001
Merrill Lynch January 1997 - January 1998
Skills
Investments, Financial Analysis, Mutual Funds, Equities, Portfolio Management, Asset Managment, Wealth Management, Strategic Financial..., Trading, Hedge Funds, Equity Research, Valuation, Capital Markets, Financial Modeling, Mortgage Lending
Education
Texas Christian University 1994 — 1996
Master, Business Administration
University of Texas at 1987 — 1991
Bachelor of Arts, Economics
Direct Energy February 2014 - Present
Direct Energy December 2012 - February 2014
Direct Energy September 2010 - December 2012
Cofolio September 2010 - January 2012
Shell Oil Company July 2006 - April 2010
Sanders Morris Harris June 2005 - August 2005
Smarter Solutions, Inc. January 2004 - May 2004
Skills
Financial Modeling, Financial Analysis, Business Development, Business Analysis, Valuation, Analysis, Corporate Finance, Natural Gas, Forecasting, Project Management, Strategic Planning, Data Analysis, Commodity Markets, Sales, Public Speaking, Business Networking, Business Strategy, Business Planning, Energy, Budgets
Education
The University of Texas at Austin - The Red McCombs School of Business 2002 — 2006
Majors: Business Honors Program/Finance : Minor: Chinese
National University of Singapore 2004 — 2004
Study Abroad Exchange Program
Roth Capital Partners September 2014 - Present
Roth Capital Partners September 2011 - Present
Gleacher & company November 2007 - August 2011
WR Hambrecht + Co June 2005 - November 2007
Sanders Morris Harris August 2003 - June 2005
Adams Harkness July 1999 - June 2003
EVEREN August 1997 - June 1999
Raymond James & Associates, Inc 1996 - 1996
Pitney Bowes July 1993 - December 1995
PwC September 1991 - July 1993
Skills
Equities, Alternative Investments, Bloomberg, Capital Markets, Corporate Development, Corporate Finance, Derivatives, Due Diligence, Emerging Markets, Equity Research, Equity Sales, Equity Trading, Equity Valuation, Financial Analysis, Financial Markets, Financial Modeling, Financial Services, Fixed Income, Hedge Funds, Institutional, Institutional Sales, Investment Advisory, Investment Management, Investor Relations, Mergers, Portfolio Management, Securities, Series 63, Valuation, Venture Capital
Education
The University of Chicago Booth School of Business 1995 — 1997
MBA, Finance and Economics
University of Illinois at Urbana-Champaign 1987 — 1991
BS, Accounting
University of Illinois at Urbana-Champaign 1987 — 1991
business
University of Illinois at Urbana-Champaign 1987 — 1991
Bachelor of Science (BS), accounting
University of Illinois at Urbana-Champaign - College of Business 1987 — 1991
Bachelor of Science (BS), Accounting
Ernst & Young Capital Advisors, LLC July 2012 - Present
Stephens Inc. 2009 - June 2012
Energy Capital Solutions (Acquired by Stephens) 2008 - 2009
Citigroup Global Markets 2006 - 2008
Sanders Morris Harris 1998 - 2006
Skills
Mergers & Acquisitions, Investment Banking
Education
The University of Texas at Austin 1994 — 1998
BBA, Finance with a Concentration in Accounting
Deutsche Bank Asset & Wealth Management August 2013 - Present
The Joy School June 2013 - Present
Merrill Lynch Private Banking & Investment Group August 2011 - August 2013
Sanders Morris Harris April 2006 - August 2011
Park Sutton Advisors 2009 - 2011
Alkeon Capital Management 2009 - 2011
Presbyterian School 2003 - 2010
Oppenheimer & Co. January 1992 - March 2006
CIBC World Markets Corp. 2000 - 2004
Alliance Capital Management March 1990 - December 1991
Skills
Investments, Investment Advisory, Investment Strategies, Alternative Investments, Tax Law, Estate Tax Planning, Financial Analysis, Strategic Financial..., Strategic Planning, Financial Advisory, Financial Services, High Net Worth..., Mutual Funds, Private Banking, Series 7, Wealth Management, Wealth Management..., Financial Planning, Asset Management, Due Diligence
Education
University of Notre Dame Law School 1978 — 1981
Juris Doctor, Law
Indiana University - Kelley School of Business 1974 — 1978
Bachelor of Science (BS), Accounting, Business Administration
DePaul University College of Law 1982 — 1985
LL.M., Tax Law
Reliance October 2013 - Present
C&Co/PrinceRidge LLC November 2011 - September 2013
Madison Williams and Company July 2009 - October 2011
Sanders Morris Harris February 2007 - June 2009
Skills
Excel, Customer Service, Customer Relations, Microsoft Office, Word, Administrative Support, Outlook, PowerPoint, Administration, Event Planning, Office Management, Spreadsheets, Quickbooks, Typing, Invoicing, Teamwork, Calendars, Microsoft Excel, QuickBooks, Administrative..., Superior Client Service, Microsoft Word, Calendaring
Education
University of Houston
The Juda Group a Divsion of Concept Capital Markets, LLC January 2012 - Present
Sanders Morris Harris January 2002 - December 2011
Sutro & Co. 1997 - 2001
Skills
Team Building, Equities, Customer Relations, Trading, Due Diligence, Business Development, Series 7, Securities, Series 63, Asset Management, Brokerage, Banking, Entrepreneurship, Equity Trading
Education
University of Southern California 1994 — 1997
Public Policy and Management, Bachelor of Science
CEE 1982 — 1987
COR Clearing LLC June 2014 - Present
Actinver Securities June 2013 - December 2013
Sanders Morris Harris September 2010 - June 2013
Next Financial June 2009 - August 2010
Stanford Group Company February 2007 - March 2009
Burr Wolff, L. P. November 2004 - November 2006
Mercer Advisors September 2001 - November 2004
Skills
Series 7, Series 24, Series 66, AML, Securities, FINRA, Investments, Investment Advisory, OFAC, Wealth Management, Uniform Combined State..., Mutual Funds, Internal Audit, Financial Services, Series 63, Trading, Finance, Portfolio Management, Alternative Investments, Banking, Equities, Anti Money Laundering
Education
Texas A&M University
Bachelor of Science (BS), Psychology
Neff Rental May 2006 - Present
Hertz Equipment Rental May 2000 - May 2006
Sanders Morris Harris May 1999 - May 2001
Coastal Water Authority 1993 - 1999
Skills
Auditing, Financial Analysis, Business Planning, Forecasting, Budgeting, Financial Reporting, Inventory Management, Mergers, Mergers & Acquisitions, Budgets, Accounts Receivable, Microsoft Office, Pricing, Team Building, Negotiation, Purchasing, Contract Management, Customer Service, Operations Management, Accounting, Account Management, Accounts Payable, Contract Negotiation, Microsoft Excel, Income Statement, Project Planning, Leadership, P&L, Payroll, Process Improvement, Variance Analysis
Education
Sam Houston State University 1989 — 1991
BA, ACCOUNTING
Kilgore College 1987 — 1989
Associates of Arts, general
Northwest Bible Church January 2015 - Present
OSO Capital January 2009 - January 2015
Sanders Morris Harris January 2007 - December 2008
Levenson & Hill August 2006 - January 2007
Frisco RoughRiders February 2006 - August 2006
Skills
Series 7, Series 63, Customer Service, Trading, Strategic Planning, Management, Microsoft Office, Microsoft Excel, Marketing Communications, Project Management, Microsoft Word, Recruiting, PowerPoint, Equities, Event Planning, FINRA
Education
University of North Texas 2002 — 2006
BBA, Marketing
Sanders Morris Harris November 2009 - Present
Investco Financial Corporation 2006 - 2009
National Restaurant Development, Inc 2004 - 2006
Skills
Human Resources, Onboarding, Recruiting, Talent Management, Talent Acquisition, Employee Relations, HRIS, New Hire Orientations, Interviews, FMLA, Hiring, Exit Interviews, Open Enrollment, Job Descriptions, Benefits Administration, Training, Payroll, Personnel Management, Screening, Conflict Resolution, Team Building, Compensation, 401k, HR Policies, Strategic HR, Performance Appraisal, Temporary Placement, Leadership, Employee Handbooks, Employee Recognition, Employee Engagement, Benefits Management, EEO, Career Development, Job Evaluation, Strategic Human..., ADP HRB, ADP Payroll, Background Checks
Education
Bellevue University
Bachelor of Science (B.S.), Management of Human Resources
BBVA Compass October 2014 - Present
BBVA September 2013 - October 2014
MountainView Capital Holdings August 2010 - September 2013
Madison Williams and Company January 2009 - August 2010
Sanders Morris Harris July 2007 - January 2009
Skills
Fixed Income, Corporate Finance, Microsoft Office, Back Office, Project Management, Customer Service, Financial Analysis, Settlement, Bloomberg, Financial Reporting, Banking, Security Operations, Middle Office, Accounting, Sales, Sunguard, Front Office, Social Networking, Trading Systems, Repos, STAR, Murex, Calypso, Business Development, FINRA, Vendor Relations, Global Markets, International Project..., BPO, Capital Markets, Portfolio Management
Education
University of Houston
Bachelor's Degree, Finance, General
Spec's Wine Spirits and Finer Foods May 2013 - Present
Checkered Promotions November 2012 - September 2014
HEB 2008 - 2012
HEB 2008 - 2012
Sanders Morris Harris May 2002 - November 2007
Skills
WSET Level 1..., Wine, Beer, Customer Service, Inventory Management, Merchandising
Education
University of Houston 1992 — 1994
Hotel, Motel, and Restaurant Management
Meredith Corporation 2006 - 2015
Sanders Morris Harris 2006 - 2006
Advest Corporate Finance 2002 - 2006
HSBC Securities 2000 - 2001
Credit Suisse First Boston 1999 - 2000
Prudential Securities 1996 - 1999
Barthco International 1991 - 1996
Skills
Financial Research, Customer Service, Account Management, Marketing, Editing, Accounts Payable, Event Planning, Proofreading, Social Media, Copy Editing, Advertising, Marketing Strategy, Integrated Marketing, Marketing Communications
Education
Katharine Gibbs School 1991 — 1991
Executive Assistant Training Program
Pace University-Pleasantville/Briarcliff Campus 1989 — 1990
Finance, General
Lenox Advisors January 2009 - Present
Sanders Morris Harris January 2008 - September 2008
Leerink Swann & Co., Inc. May 2006 - January 2007
RBC Capital Markets June 1999 - February 2006
DRW 1999 - 2006
Sanford C. Bernstein 1981 - 1992
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Securities, Capital Markets, Equities, Series 7, Risk Management, Asset Managment, Valuation, Due Diligence, Fixed Income, Financial Analysis, Financial Modeling
Education
The American College 2009 — 2011
ChFC®, CLU®, CASL®, RICP®, Financial and Insurance Planning
University of New Haven 1975 — 1977
MBA, Finance
The University of Connecticut 1971 — 1975
BA, Liberal Arts and Sciences/Liberal Studies
Waychee Capital October 2011 - Present
West Family Investments August 2007 - October 2011
Sanders Morris Harris February 2002 - 2005
Skills
Capital Markets, Equities, Financial Modeling, Management, Valuation, Hedge Funds
Education
Northwestern University - Kellogg School of Management 2006 — 2007
Master of Business Administration (MBA)
Washington and Lee University 1996 — 2000
Bachelor of Business Administration (BBA)
Carolon Capital August 2015 - Present
Circle + Bloom August 2009 - Present
Ellevate Network December 2014 - Present
BlackArch Partners July 2013 - July 2015
Conversus Capital May 2011 - April 2013
Sanders Morris Harris February 2004 - July 2009
Viasource Communications 1999 - 2001
Simon and Schuster 1995 - 1999
Smith Barney 1992 - 1995
Skills
Corporate Development, Entrepreneurship, Venture Capital, Mergers, Start-ups, Private Equity, Corporate Finance, Competitive Analysis, Strategic Partnerships, Cash Management, Market Research, Mergers & Acquisitions, Strategy, Business Strategy, Banking, Investments, Financial Structuring, Management, Capital Markets, Leveraged Finance, Management Consulting, Equity Research, Investment Banking, Investor Relations, Asset Management, Valuation, Financial Services, Leadership, Finance, Business Development, Marketing, Negotiation, Business Planning, Financial Modeling, Executive Management, Portfolio Management, Corporate Communications, Due Diligence
Education
Babson College 1988 — 1992
B.S., Economics, Marketing
Babson College 1988 — 1992
BS Economics, Economics
Jefferies & Company May 2013 - Present
Harvey Nash May 2013 - Present
New Order Systems January 2003 - Present
IFCO Systems February 2013 - May 2013
Afren December 2011 - September 2012
ERGOS Technology Partners December 2011 - September 2012
BP September 2007 - December 2011
Pointsmith May 2006 - September 2007
Complete Solutions May 2005 - May 2006
Sanders Morris Harris February 2001 - March 2005
Skills
Active Directory, Exchange, SQL, Mobile Devices, Blackberry, Citrix, SharePoint, Cisco, Websense, Remedy, Symantec, VMware, Virtualization, SAN, EMC, ITIL, Windows Server, VPN, Security, Routers, Switches, Network Security, Windows Server 2003, Windows, Servers, XP, SQL Server, Firewalls, Disaster Recovery, System Administration, DNS, DHCP, Troubleshooting, Operating Systems, IIS, Network Administration, Desktop Support, Hardware, Windows Server 2008, Blackberry Enterprise..., CCNA, TCP/IP, Databases, Windows 7, WAN, Software Installation, Microsoft Exchange, Technical Support, vSphere, Networking
Education
Southeastern Louisiana University 1995 — 1995
Sam Houston State University 1994 — 1995
CST Brands, Inc. CrossAmerica Partners, LP April 2015 - Present
U.S. Global Investors November 2004 - December 2013
Koch Capital Markets May 2004 - August 2004
Sanders Morris Harris February 1998 - February 2004
Arthur Andersen November 1994 - February 1998
Skills
CFA, Chartered Financial..., Portfolio Management, Hedge Funds, Equities, Financial Modeling, Valuation, Mutual Funds, Equity Research, Investment Strategies, Investments, Alternative Investments, Asset Allocation, Asset Management, Bloomberg, Fixed Income, Capital Markets, Trading, Series 7, Securities, Private Equity, Emerging Markets, Series 63, Commodity, Equity Valuation, Corporate Finance
Education
The University of Texas at Austin 1989 — 1994
BS, Mechanical Engineering
Payment Depot June 2013 - Present
The Juda Group January 2012 - May 2013
Sanders Morris Harris January 2002 - December 2011
Skills
Equities, Investment Banking, Equity Research, Fixed Income, Bonds, Securities, Valuation, Investments
Education
California State University-Long Beach 1996 — 2000
Bachelor of Arts, Economics
Inverness Capital Advisors, LLC June 2015 - Present
The PrinceRidge Group October 2011 - September 2013
Madison Williams and Company April 2009 - October 2011
Sanders Morris Harris January 1996 - January 2009
Skills
Corporate Finance, Investment Banking, capi, Oil/Gas, Energy, Oil & Gas Exploration
Education
Fairfield University
Bachelor of Science (BS)
Davis/Chambers & Company, Ltd. 2008 - Present
Sanders Morris Harris 1998 - 2007
Skills
Business Valuation, Valuation, Business Planning, Fairness Opinions, Financial Analysis, Oil & Gas Industry, Appraisals, Business Valu
Education
Harvard Business School 1961 — 1963
Master of Business Administration (MBA)
Williams College 1956 — 1961
Bachelor of Arts (BA), Economics
Partners Group November 2014 - Present
GE Energy Financial Services April 2007 - November 2014
Sanders Morris Harris November 2003 - April 2007
Solar Development Capital February 2002 - November 2003
Enron June 1997 - December 2001
Education
University of Michigan 1995 — 1997
MBA, Finance, General
ITESM 1985 — 1989
Ingeniero Sistemas Electronicos
ITESM 1983 — 1985
Prepa Bilingue
Instituto Potosino
Instituto Potosino
Baylor College of Medicine October 2012 - Present
Sanders Morris Harris October 2011 - October 2012
Kindred Healthcare June 2010 - October 2011
Stanford Group Company January 2007 - March 2009
Texas State Securities Board September 2004 - December 2006
RobinYoung & Company, Inc. November 2001 - September 2004
Skills
Securities, Software Documentation, Financial Analysis, Due Diligence, Financial Modeling, Investments, Risk Management, Analysis, Insurance, Investment Banking, Data Analysis, Auditing, Microsoft Excel, Strategic Financial..., Mergers, Portfolio Management, Series 7, Valuation, Financial Reporting, Process Improvement, Financial Services, Internal Audit, Finance, Budgets, Mergers & Acquisitions, Accounting, Internal Controls, Forecasting, Corporate Finance, Asset Management, Sarbanes-Oxley Act, Policy, Business Analysis, Equities, Variance Analysis, Access, Start-ups, Private Equity, Corporate Governance, FCPA, Management, Financial Risk, Bloomberg, Management Consulting, Cash Management, AML, Sarbanes-Oxley, Banking, PeopleSoft, Business Process...
Education
University of St. Thomas (TX) 2006 — 2009
MBA, Finance
University of Houston-Downtown 1999 — 2003
BBA, Finance
Rafferty Capital Markets June 2008 - Present
Weiss Investment Management Services 2004 - 2008
Sanders Morris Harris 1993 - 2004
Skills
Equities, Equity Research, Asset Managment, Series 7, Investments, Valuation, Trading, Securities, Series 63, Bloomberg, Derivatives, Hedge Funds, Market Making
Education
University of Scranton 1989 — 1993
BA Int'l Language/Business, Business/French/Japanese
Access Sciences January 2015 - Present
Access Sciences April 2014 - December 2014
Access Sciences September 2013 - March 2014
Self-employed 2008 - 2013
Sanders Morris Harris June 2004 - January 2008
AutoStorica 2001 - 2004
British Parts International 1995 - 2000
Skills
Management Consulting, Strategy, Start-ups, Corporate Development, Entrepreneurship, Change Management, Consulting, Strategic Planning, Business Strategy, Venture Capital, Mergers & Acquisitions, Due Diligence, Computer Hardware, Information Management, Business Transformation, Business Analysis, Program Management, Project Management, Business Process, Business Process..., Management, Knowledge Management, Process Improvement, Requirements Gathering, Analysis, Governance, International Sales, Purchasing Negotiation, Client Liaison, Purchase Management, International Logistics, SharePoint, Requirements Analysis, Microsoft Office, Business Intelligence, Leadership, Integration, Project Planning, Training
Education
High School for the Performing and Visual Arts 1977 — 1980
Graphic Design
University of Houston
Koch Supply & Trading December 2012 - Present
Koch Supply & Trading April 2011 - Present
Koch Supply & Trading 2008 - May 2011
Sanders Morris Harris May 2007 - August 2007
RigNet May 2007 - August 2007
Education
Rice University 2004 — 2008
BS, Electrical Engineering
Rice University 2004 — 2008
BA, Political Science
Manatuck Hill Partners July 2014 - Present
Granite Point Capital November 2009 - July 2014
Sanders Morris Harris June 2005 - September 2009
Pershing LLC, a Bank of New York Co. July 2001 - June 2005
Skills
Valuation, Equity Research, Equities, Investments, Portfolio Management, Corporate Finance, Capital Markets, Financial Analysis, Bloomberg, Financial Modeling, Series 63, Due Diligence, Securities, Strategic Planning, Forecasting, Microsoft Excel, Microsoft Office, Hedge Funds, Alternative Investments, Asset Management
Education
Duke University 1997 — 2001
B.A, Political Science
St. Andrew's School 1994 — 1997
Morgan Stanley September 2015 - Present
Janney Montgomery Scott LLC October 2014 - September 2015
Piper Jaffray September 2013 - October 2014
eSprout LLC November 2008 - February 2013
Visium Partners 2008 - 2010
Sanders Morris Harris 2007 - 2008
Thomas Weisel Partners, LLC. 2005 - 2006
Thomas Weisel Partners, LLC. 2003 - 2005
SG Cowen Securities Corporation 2000 - 2002
Summit Technology, Inc. 1997 - 1999
Skills
Start-ups, Investments, Due Diligence, Financial Modeling, Entrepreneurship, Management Consulting, Valuation, Corporate Finance, Mergers & Acquisitions, Business Strategy, Strategic Consulting, Institutional..., Series 7, Investor Relations, Chartered Financial..., Wall Street, Institutional Investors, Consultants, Entrepreneur, Series 63, Series 86, Business Meetings, FINRA, Series 87, Financial Markets, Equity Research, Brand Awareness, Equities, Financial Analysis, Finance, Capital Markets, Strategy, Hedge Funds, Biotechnology Industry, Balance Sheet, Cash Flow Statements
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
Columbia University in the City of New York 1995 — 1997
MPH, Health Policy & Management
Brandeis University 1991 — 1995
BA, Biology
Industry Capital Advisors, LLC. January 2014 - Present
Meridian Circle Advisors, LLC August 2009 - Present
Houston Mayor's International Trade and Development Council March 2011 - Present
Sfile Corporation August 2009 - June 2013
WestLB AG August 2007 - August 2009
Hope Initiative 2002 - 2008
Miletus Ventures June 2006 - August 2007
Sanders Morris Harris April 2001 - June 2006
Security Capital Group September 1999 - December 2000
Credit Suisse First Boston June 1997 - October 1997
Skills
Project Finance, Mergers, Leveraged Finance, Principal Investing, Finance, Investment Banking, Capital Markets, Financial Structuring, Private Equity, Venture Capital, Mergers & Acquisitions, Restructuring, Portfolio Management, Business Planning, Analysis, Credit, Trading, IPO, Corporate Finance, Financial Accounting, Capital, Business Valuation, Strategy, Funding, Acquisitions, Equities, Energy, Bloomberg, Securities, Hedge Funds, Investor Relations, Due Diligence, Fixed Income, Forecasting, Renewable Energy, Divestitures, Financial Modeling, Emerging Markets, Executive Management, Joint Ventures, Investments, Strategic Consulting, Financial Analysis, Valuation, Private Placements, Asset Management, Corporate Development, Growth Capital, Structured Finance, Alternative Investments
Education
The University of Chicago 1995 — 1999
BA
Harvard University 1994 — 1994
Program Certification
U.S. Capital Advisors September 2011 - Present
Sanders Morris Harris April 2003 - September 2011
Skills
Private Equity, Investment Banking, Due Diligence, Valuation, Investments, Equities, Capital Markets, Securities, Hedge Funds, Asset Management, Mergers & Acquisitions, Alternative Investments
Education
The University of Chicago Booth School of Business 1982 — 1984
MBA, Finance
Washington and Lee University 1978 — 1982
BA, Economics
Yuma Energy, Inc. July 2013 - Present
Houston American Energy July 2006 - July 2013
Sanders Morris Harris March 2003 - July 2006
Duke Energy Corporation June 2001 - March 2003
Deloitte January 2000 - June 2000
Skills
Accounting, Asset Management, Auditing, Budgets, Business Development, Business Valuation, Capital Markets, Corporate Development, Corporate Finance, Divestitures, Due Diligence, Energy, Energy Industry, Equities, Finance, Financial Analysis, Financial Modeling, Financial Reporting, Forecasting, Internal Controls, Investment Banking, Investments, Mergers, Oil, Petroleum, Portfolio Management, Private Equity, Risk Management, SEC filings, Sarbanes-Oxley Act, Strategic Financial..., Strategic Planning, US GAAP, Valuation, Venture Capital
Education
The University of Texas at Austin - The Red McCombs School of Business 1996 — 2001
Masters in Professional Acccounting
The University of Texas at Austin - The Red McCombs School of Business 1996 — 2001
Bachelor of Business Administration (BBA), Business, Accounting
IBERIA Capital Partners October 2010 - Present
Sanders Morris Harris October 2008 - March 2011
Madison Williams and Company October 2008 - October 2010
Coker & Palmer August 2005 - October 2008
Sterne Agee March 2003 - August 2005
Johnson Rice & Company December 2000 - November 2002
Skills
Equity Trading, Series 7, Bloomberg, Hedge Funds, Valuation, Trading, Financial Modeling, Investments, Equities, Equity Research, Capital Markets
Education
University of Mississippi 1990 — 1994
Coast Episcopal 1984 — 1990
Moody's Analytics June 2008 - Present
CC Consulting August 2001 - December 2010
Sanders Morris Harris March 2004 - March 2007
Newell Associates February 2002 - April 2003
Thrive March 1996 - July 2001
Brience 2001 - 2001
Oxygen Media April 1998 - July 1999
Education
University of California, Berkeley, Haas School of Business 1999 — 2001
MBA
University of Notre Dame 1990 — 1992
Master of Arts (M.A.), Creative Writing/English Literature
University of Notre Dame 1986 — 1992
BA, English, Program of Liberal Studies, Photography
University of Notre Dame 1986 — 1990
BA, Classics
University of Notre Dame 1986 — 1990
BA, program of liberal studies
University of Notre Dame 1986 — 1990
Bethlehem Catholic High School
Mesirow Financial July 2012 - June 2014
Oppenheimer & Co. October 2010 - June 2012
JVB Financial Group, LLC 2009 - September 2010
Hapoalim Securities 2008 - 2009
Sanders Morris Harris January 2006 - October 2007
Advest, Inc. July 2005 - December 2005
First Albany Capital 1994 - 2005
Chemical Securities, Inc. 1981 - 1994
Skills
Credit, Fixed Income, Hedge Funds, Investments, Bloomberg, MBS, Asset Allocation, Trading, ABS, Valuation, Financial Analysis, Series 7, Series 63, Equities, Asset Management, Financial Markets, Structured Finance, High Yield, Finance, Structured Products, Derivatives, Economics, CMBS, Institutional..., Emerging Markets, Equity Research, Investment Strategies, Options, Mutual Funds, CDO, Wealth Management, FINRA, Due Diligence, Corporate Finance, Electronic Trading, Trading Systems, Venture Capital, Credit Analysis, Investor Relations, Equity Derivatives, ETFs, Business Development, Bloomberg Terminal, Private Placements, Financial Risk, Risk Management, Leveraged Finance, Credit Risk, Relationship Management, Loans
Education
The University of Chicago - Booth School of Business
Master of Business Administration (MBA), Finance, General
Trinity College-Hartford
Bachelor of Science (BS), Biology, General
Waychee Capital December 2011 - Present
West Family Investments June 2007 - November 2011
Sanders Morris Harris 2002 - 2006
Wachovia Securities 2000 - 2001
Education
Northwestern University - Kellogg School of Management 2006 — 2007
MBA
Washington and Lee University 1996 — 2000
BS, Business Administration
Kinkaid
LPL Financial May 2012 - Present
Sanders Morris Harris June 2010 - July 2011
AIG Advisor Group February 2005 - June 2010
JP Morgan Chase 2003 - 2005
JP Morgan Chase 2003 - 2005
GRO Corporation 1998 - 2001
Block Trading 1995 - 1999
royce investment group 1994 - 1996
Skills
Risk Management, Securities, Trading, Due Diligence, Options, Asset Allocation, Retirement Planning, Mutual Funds, Management, Equities, Series 7, Series 24, Alternative Investments, Investment Strategies, Separately Managed..., 401k, Fixed Annuities, Series 63, Insurance, Series 6, Investment Management, Bloomberg, Series 65, Estate Planning, Financial Advisory, Retirement, Broker-Dealer, Equity Trading, Certified Financial..., Relationship Management, Structured Products, Uniform Combined State..., Variable Annuities, Investment Advisory, ETFs, KYC, FINRA, Asset Management, Wealth Management, Financial Services, AML
Education
Alfred University 1991 — 1994
University of Bridgeport
NFP Advisor Services June 2015 - Present
NFP Advisor Services July 2012 - Present
Sanders Morris Harris 2010 - 2012
Moody National Companies 2009 - 2010
National Financial Partners 2007 - 2009
Nationwide Financial 2004 - 2007
Williams Financial Group 2002 - 2004
HD Vest Financial Services 1999 - 2002
Skills
Compliance, Financial Services, Series 7, Alternative Investments, Series 63, Financial Risk, Investments, Investment Advisory, Project Management, FINRA, Equities, Insurance, Mutual Funds, Asset Management, AML, Series 24, Internal Audit, Securities, Wealth Management, Due Diligence, Broker-Dealer, Risk Management, Series 65, Uniform Combined State..., Anti Money Laundering
Education
Texas Tech University 1993 — 1997
POLS
ExxonMobil June 2014 - Present
ExxonMobil May 2013 - August 2013
Champion Technologies June 2009 - June 2012
Texas A&M University July 2007 - June 2009
Wachovia Securities June 2006 - June 2007
Sanders Morris Harris May 2005 - August 2005
Skills
Financial Modeling, Valuation, Financial Analysis, Forecasting, Capital Budgeting, Energy, Corporate Finance, Risk Management, Due Diligence, Business Analysis, Strategic Planning, Data Analysis, Business Strategy
Education
Vanderbilt University - Owen Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Finance, General
Texas A&M University - Mays Business School 2002 — 2006
Business, Finance, General, Magna Cum Laude
R Bank Texas January 2009 - Present
Round Rock Express January 2000 - Present
Ryan Sanders Baseball January 2000 - Present
Sanders Morris Harris February 1992 - Present
Corpus Christi Hooks January 2005 - October 2013
Skills
Equities, Series 7, FINRA, Customer Service, Public Relations, Sports, Event Management, Public Speaking, Finance, Social Media Marketing, Portfolio Management, Leadership, Sales, Sports Management
Education
University of Houston 1984 — 1989
BA, Political Science
The Kinkaid School 1979 — 1984
SpawGlass March 2014 - Present
Covenant February 2010 - Present
Frost Bank February 2009 - February 2010
Sanders Morris Harris April 1997 - February 2009
Skills
Due Diligence, Integrated Marketing, Financial Services, Alternative Investments, Finance, Investments, Wealth Management, Financial Planning, Asset Management, Risk Management, Strategic Planning, Asset Managment, Leadership
Education
The University of Texas at Austin 1965 — 1967
BBA, Business and Economics
University of North Texas 1967 — 1968
Master of Business Administration (MBA), Marketing
Thru January 2015 - Present
PayTap - Shared Payments June 2012 - January 2015
The Benchmark Company July 2009 - April 2012
Sanders Morris Harris December 2005 - September 2008
Southwest Securities December 2000 - April 2004
Stephens Inc. October 1998 - October 2000
Rauscher Pierce Refsnes 1991 - 1998
Skills
Series 7, Series 63, Equities, Securities, Investments, Hedge Funds, Capital Markets, Equity Trading, Bloomberg, Venture Capital, Private Equity, Alternative Investments, Asset Management, Asset Managment, Wealth Management, FINRA, Portfolio Management, Electronic Trading, Trading Systems, Financial Services, Risk Management, Fixed Income, Investment Advisory, Options, Corporate Finance, ETFs, Financial Markets, Series 24
Education
Miami University 1976 — 1980
B.S., Finance
Promedia Technology Services July 2013 - Present
Wunderlich Securities December 2012 - April 2013
Sanders Morris Harris January 2006 - December 2012
Advest, Inc. March 2004 - December 2005
Prudential Securities October 1992 - December 2003
Skills
Bloomberg, Syndicate, Preferred Stock, Certificates of Deposit, Municipal Bonds, Structured Products, FINRA, Series 7, Series 63
Education
High Point University
Bachelor of Science, Business Administration
ElanVeda August 2010 - March 2015
Morning View Capital July 2010 - December 2012
Atigeo February 2007 - July 2010
Sanders Morris Harris January 2001 - February 2007
Sutro & Company November 1993 - December 2000
Skills
Start-ups, Entrepreneurship, Business Development, Corporate Development, Strategic Planning, Mergers, Strategic Partnerships, Business Strategy, Executive Management, E-commerce, Mergers & Acquisitions, Management, Strategy, Social Media, Venture Capital, Marketing Strategy, Product Management, Product Marketing, Wellness
Education
University of Southern California 1989 — 1993
Bachelor's degree, Communication, General
Oakwood High Shool
University of Southern California
Bachelor's degree, Communication, General
Cowen Prime Services, LLC September 2015 - Present
Concept Capital Markets, LLC October 2010 - August 2015
Sanders Morris Harris 2000 - 2010
Whiteford Advisors 1997 - 2005
Blackford Securities 1995 - 2000
Morgan Stanley 1993 - 1995
The Seibald Report, Inc. 1991 - 1993
Salomon Brothers 1986 - 1991
Oppenheimer & Co. 1983 - 1986
Skills
Hedge Funds, Alternative Investments, Equities, Electronic Trading, Series 7, Fund Of Funds, Prime Brokerage, Options, Securities, Trading, Asset Managment, Global Macro, Risk Analytics, Compliance, Fund Administration, Capital Markets, Investments, Investment Banking, Institutional..., Portfolio Management, Derivatives, Investment Management, Asset Allocation, Financial Markets, Asset Management, Trading Strategies, Back Office, Capital, Family Office
Education
Hofstra University 1981 — 1983
Master of Business Administration (MBA), Finance and Investing
The George Washington University 1977 — 1981
Bachelor of Arts (BA), Economics; Spanish Language and Literature
Outlook Financial Group July 2011 - Present
Sanders Morris Harris July 2006 - July 2011
Sanders Morris Harris May 2002 - July 2006
Principal Financial Securities 1996 - 1998
Prudntial Securities 1991 - 1996
Exxon Co USA 1974 - 1978
Education
United States Military Academy at West Point 1965 — 1969
BS, Math, Engineering
Boston University Questrom School of Business 1970 — 1972
MSBA, Business/ Finance
Nabors Industries April 2013 - Present
MLV & Co September 2012 - April 2013
Pritchard Capital Partners November 2009 - June 2012
SMH Capital 2001 - 2009
RTRON, Inc. 2000 - 2001
Sanders Morris Harris 1996 - 2000
Williams MacKay Jordan 1992 - 1996
Provident Life & Accident Co. 1989 - 1992
Value Line 1987 - 1989
Skills
Equity Research, Investments, Equities, Valuation, Financial Modeling, Capital Markets, Forecasting, Finance, Corporate Finance, Bloomberg, Alternative Investments, Investor Relations, Series 7, Equity Valuation, Asset Management, Securities, Trading, Financial Analysis, Strategy, New Business Development, Energy, Venture Capital, Fixed Income, Commodity, Business Valuation, Series 63, Risk Management, Asset Managment, Strategic Financial..., Investment Management, Options, Equity Trading, Corporate Development, Economics, Investment Strategies, Bonds, Chartered Financial..., Derivatives, Financial Markets, Bloomberg Terminal, Asset Allocation, FINRA, IPO, Mutual Funds
Education
Texas A&M University 1984 — 1986
MBA, Finance and Accounting
Texas A&M University 1980 — 1984
BS, Civil Engineering
HHS
AFGlobal Corporation February 2014 - Present
Simmons & Company International August 2010 - January 2014
Harrison Lovegrove 2005 - 2008
Sanders Morris Harris 2003 - 2005
Skills
Mergers, Investment Banking, Finance, Corporate Development, Financial Modeling, Valuation, Due Diligence, Corporate Finance, Financial Analysis, Private Equity, Energy, Capital Markets, Project Finance, Energy Industry, Upstream, M, Oil
Education
The University of Texas at Austin - Red McCombs School of Business 2008 — 2010
MBA, Finance
The University of Texas at Austin 1999 — 2003
BBA, Business Honors / Finance
SMH Capital December 2007 - Present
Sanders Morris Harris December 2005 - Present
Education
University of Maryland College Park 1988 — 1991
The Juda Group, Inc., a division of CCM January 2012 - Present
Sanders Morris Harris January 2002 - December 2011
BNFY 1997 - 2000
Landerer & co. 1993 - 1994
Education
Pepperdine University School of Law
USC 1988 — 1992
The Juda Group January 2012 - August 2015
Sanders Morris Harris January 2002 - December 2011
Sutro & Co October 1998 - December 2001
Skills
Institutional, Equity Sales, Equities
Education
University of Southern California 1989 — 1992
Bachelor of Business Administration (BBA), Finance, General
DA Davidson November 2004 - January 2009
Sanders Morris Harris February 2003 - October 2004
Wedbush Morgan Securities June 2001 - January 2003
Education
University of Southern California - Marshall School of Business 2000 — 2003
MBA, Finance concentration
University of California, Irvine
Aquasol Controllers/Poolsure August 2009 - Present
FBR June 2007 - July 2009
Sanders Morris Harris August 2006 - June 2007
Amegy Bank 2005 - 2006
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Due Diligence, Capital Markets, Energy, Private Equity, Contract Negotiation, Financial Reporting, Strategic Financial..., Banking, Finance, Financial Risk, Investments, Asset Management, Cash Management, Mergers & Acquisitions, Portfolio Management, Treasury Management, Venture Capital, Risk Management, Investment Banking, Divestitures, Project Finance, Executive Management, Business Valuation
Education
Southern Methodist University 2001 — 2005
BA, Economics
Southern Methodist University - Cox School of Business 2001 — 2005
BBA, Finance
GulfSlope Energy, Inc. 2014 - Present
Weisser, Johnson & Co. 2010 - 2014
Sanders Morris Harris 2005 - 2009
Sanders Morris Harris 2000 - 2005
Sanders Morris Mundy January 1996 - January 2000
Jefferies & Company 1995 - 1995
Allen, Williford, and Seale, Inc. January 1990 - January 1994
Skills
Principal Investing, Private Equity, Corporate Development, Valuation, IPO, Strategy Formulation, Due Diligence, Corporate Finance, Investment Banking, Finance, Financial Modeling, Business Development, Mergers & Acquisitions, Management, Energy, Start-ups, Venture Capital, Private Placements, Strategic Planning, Oil & Gas Industry, PIPEs, Fairness Opinions, Accounting, LBO, Budgets, Equities, Financial Analysis, Investments, Acquisitions, Divestitures, Capital Markets, Negotiation, DCF, Business Valuation
Education
Jones Graduate School of Business, Rice University 1994 — 1996
MBA, Finance
Texas A&M University 1985 — 1989
B.S., Economics
Raymond James . November 2012 - Present
Sanders Morris Harris September 2009 - November 2012
Morgan Stanley Smith Barney 1999 - 2009
Smith Barney 1994 - 1999
Shearson Lehman Brothers 1988 - 1990
EF Hutton and Co., Inc. 1985 - 1988
EF Hutton & Co., Inc 1982 - 1985
Education
University of Pennsylvania - The Wharton School
CIMA, Investment Management Analyst
Eastern New Mexico University 1967 — 1972
BBA, Business Administration
University of Houston-Downtown October 2014 - Present
University of Houston-Clear Lake April 2010 - October 2014
University of Houston-Downtown September 2003 - March 2010
Sanders Morris Harris 1998 - June 2001
Harris, Webb and Garrison 1997 - 2001
River Oaks Trust Company 1991 - 1997
Greater Houston Convention & Visitor's Bureau 1986 - 1991
Skills
Student Recruiting, Admissions, Higher Education, Community Outreach, Student Affairs, Public Speaking, Student Engagement, Staff Development, Critical Thinking, PowerPoint, Supervisory Skills, Microsoft Word, Public Relations, Research, FERPA, Registration, Enrollment Services, Graduations, Academic Records, Student Services, Academic Advising, Adult Education, Access, Time Management, Student Development, Leadership, Training, Technical Writing, Instructional Design, Academic Administration, Curriculum Development, Career Counseling, Curriculum Design, E-Learning, Distance Learning, Program Development, Teaching, Resume Writing, Leadership Development
Education
Jesse H Jones Vanguard HS
University of Houston-Downtown
BS, Interdisciplinary Studies
Lonestar Resources, Inc. January 2012 - April 2012
Sunrise Securities January 2009 - December 2011
Jefferies & Company June 2006 - October 2008
Sanders Morris Harris June 2001 - May 2006
Skills
Due Diligence, Corporate Finance, Valuation, Portfolio Management, Mergers & Acquisitions, Equities, Financial Modeling, Equity Research, Investment Banking
Education
University of New Orleans 1995 — 1999
Bachelor's degree, Finance, General, 3.5
Friedkin Information Technology May 2013 - March 2014
Friedkin Information Technology December 2012 - May 2013
PAC Inc January 2009 - November 2012
Hale-Mills Construction, Ltd November 2008 - June 2012
Sanders Morris Harris May 2004 - January 2007
Skills
Photography, Digital Photography, Adobe Creative Suite, Image Manipulation, Fine Art Photography, Video Production, Fine Art, Studio Lighting, Photoshop, Final Cut Pro, Commercial Photography, Studio Photography, Event Photography, Image Editing, Advertising, Architectural..., Portrait Photography, Commercial Visual Media, Fashion Photography, Conceptual Art, Digital Printing, Video Editing, Art, Lighting, Photos, Video, Art Direction, Lighting Control, Digital Media, Videography, Studio Management, Executive..., Administrative..., Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Education
University of Houston 2007 — 2010
Bachelor of Arts (B.A.), Photography & Digital Media
Houston Community College 1999 — 2009
Wunderlich Securities September 2012 - Present
Sanders Morris Harris October 2003 - December 2012
Wachovia Securities Financial Network July 2003 - October 2003
Prudential Securities Incorporated January 2000 - July 2003
CIBC World Markets May 1989 - January 2000
Drexel Burnham Lambert April 1987 - June 1989
Education
Cornell University
Bachelor of Science (BS), Applied Economics & Management
Wunderlich Securities January 2012 - Present
Sanders Morris Harris February 2006 - November 2012
Education
Texas Tech University 1989 — 1993
Bachelor of Business Administration (B.B.A.), Finance, General