Schwab capital markets
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Schwab capital markets Employees
Employee
Years
Job
Industry
Norrice Raymaker Norrice Raymaker's Schwab capital markets Experience January 2004 - December 2004
Job Substitute Teacher at All Saints Episcopal Day School
Industry Primary/Secondary Education
Experience
All Saints Episcopal Day School June 2012 - Present
Morgan Stanley Smith Barney January 2005 - January 2012
Schwab Capital Markets January 2004 - December 2004
Skills
NJ CEAS Teacher of..., NJ CEAS Speech and..., Acting, Singing, Musical Theatre, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Office Management, Non-profits, Community Gardens, Liturgical..., Nonprofits, Administrative..., Human Resources, Fundraising, Administration, Data Entry, Community Outreach
Education
New Jersey City University 2011 — 2012
English/Language Arts Teacher Education
University of Pittsburgh-School of Education 1981 — 1984
Bachelor of Arts (BA), Secondary Education and Teaching
All Saints Episcopal Day School June 2012 - Present
Morgan Stanley Smith Barney January 2005 - January 2012
Schwab Capital Markets January 2004 - December 2004
Skills
NJ CEAS Teacher of..., NJ CEAS Speech and..., Acting, Singing, Musical Theatre, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Office Management, Non-profits, Community Gardens, Liturgical..., Nonprofits, Administrative..., Human Resources, Fundraising, Administration, Data Entry, Community Outreach
Education
New Jersey City University 2011 — 2012
English/Language Arts Teacher Education
University of Pittsburgh-School of Education 1981 — 1984
Bachelor of Arts (BA), Secondary Education and Teaching
Allison Maguire Allison Maguire's Schwab capital markets Experience February 2000 - July 2001
Job Manager, Engagement Services at Sitrion
Industry Computer Software
Experience
Sitrion October 2014 - Present
Sitrion October 2013 - October 2014
Mars May 2011 - October 2013
Mars March 2010 - May 2011
Mars May 2009 - March 2010
Mars August 2006 - October 2009
Ingham Group December 2001 - May 2003
Schwab Capital Markets February 2000 - July 2001
Charles Schwab August 1997 - February 2000
Skills
SharePoint, Knowledge Management, Business Process, IT Service Management, Management, Enterprise Software, Collaboration Solutions, IT Strategy, Social Networking, ITIL, Wikis, Requirements Gathering, Collaboration Tools, Enterprise Social..., Social Business, Enterprise Collaboration, Knowledge Sharing, Social Enterprise, Community Sites, Community Management, Social Media Evangelist, Portals, IT Management, Infrastructure, Leadership, Training, Service Management, Intranet, Project Portfolio..., IT Operations, Vendor Management, Team Leadership, Blogging, Incident Management, PMO, Business Process..., Consulting, Online Communities, Strategy, SAP
Education
Golden Gate University 2003 — 2004
MSc
University of Miami 1990 — 1994
BA
Sitrion October 2014 - Present
Sitrion October 2013 - October 2014
Mars May 2011 - October 2013
Mars March 2010 - May 2011
Mars May 2009 - March 2010
Mars August 2006 - October 2009
Ingham Group December 2001 - May 2003
Schwab Capital Markets February 2000 - July 2001
Charles Schwab August 1997 - February 2000
Skills
SharePoint, Knowledge Management, Business Process, IT Service Management, Management, Enterprise Software, Collaboration Solutions, IT Strategy, Social Networking, ITIL, Wikis, Requirements Gathering, Collaboration Tools, Enterprise Social..., Social Business, Enterprise Collaboration, Knowledge Sharing, Social Enterprise, Community Sites, Community Management, Social Media Evangelist, Portals, IT Management, Infrastructure, Leadership, Training, Service Management, Intranet, Project Portfolio..., IT Operations, Vendor Management, Team Leadership, Blogging, Incident Management, PMO, Business Process..., Consulting, Online Communities, Strategy, SAP
Education
Golden Gate University 2003 — 2004
MSc
University of Miami 1990 — 1994
BA
Jaemi Ferrante Jaemi Ferrante's Schwab capital markets Experience January 2000 - January 2002
Job OnSite Staffing Specialist at Manpower
Industry Staffing and Recruiting
Experience
Manpower North America May 2012 - December 2014
Beck N' Call April 2009 - May 2012
Sanofi Pasteur March 2008 - March 2009
Sanofi Pasteur June 2007 - March 2008
ILI Infodisk April 2004 - April 2005
Schwab Capital Markets January 2000 - January 2002
Skills
Customer Service, Software Documentation, Call Center, Process Scheduler, Analytical Skills, Networking, Outlook, Microsoft Word, Microsoft Office, Data Entry, Benefits Administration, Healthcare, Lotus Notes, Onboarding, Spreadsheets, Vendor Management, HRIS, Policy, Employee Relations, Training, Payroll, Management, Call Centers, Employee Benefits, GMP, Human Resources, Sales, Team Building
Education
Farleigh Dickinson University 2002 — 2003
Certificate
Maine College of Art 1995 — 1995
Certificate
Manpower North America May 2012 - December 2014
Beck N' Call April 2009 - May 2012
Sanofi Pasteur March 2008 - March 2009
Sanofi Pasteur June 2007 - March 2008
ILI Infodisk April 2004 - April 2005
Schwab Capital Markets January 2000 - January 2002
Skills
Customer Service, Software Documentation, Call Center, Process Scheduler, Analytical Skills, Networking, Outlook, Microsoft Word, Microsoft Office, Data Entry, Benefits Administration, Healthcare, Lotus Notes, Onboarding, Spreadsheets, Vendor Management, HRIS, Policy, Employee Relations, Training, Payroll, Management, Call Centers, Employee Benefits, GMP, Human Resources, Sales, Team Building
Education
Farleigh Dickinson University 2002 — 2003
Certificate
Maine College of Art 1995 — 1995
Certificate
David Bertke's Schwab capital markets Experience June 1997 - December 2001
Job Senior Business Analyst and Project Manager: Collateral Management and Securities Finance
Industry Financial Services
Experience
DB Capital Markets Consulting September 2013 - Present
Sapient Global Markets February 2013 - September 2013
SunGard Financial Systems August 2011 - January 2013
Stonewain Systems, Inc. / Scotia Capital June 2010 - July 2011
LendEQS LLC October 2008 - December 2009
EquiLend July 2006 - June 2008
ASTEC Consulting February 2002 - July 2006
Schwab Capital Markets June 1997 - December 2001
Skills
Fixed Income, Securities Lending, Securities, Hedge Funds, Electronic Trading, Trading, Equities, Business Analysis, Capital Markets, Market Data, Trading Systems, Financial Services, Financial Risk, Equity Trading, Collateral Management, Risk Management, SDLC, Project Management, Prime Brokerage, Technical Analysis, Business Process..., Collateral Optimisation, Agile Methodologies, Market Making, Written & Oral..., Mentoring
Education
Cornell University
BA, Psychology
Fordham University - Graduate School of Business Administration
MBA, International Finance
St. Xavier H.S.
DB Capital Markets Consulting September 2013 - Present
Sapient Global Markets February 2013 - September 2013
SunGard Financial Systems August 2011 - January 2013
Stonewain Systems, Inc. / Scotia Capital June 2010 - July 2011
LendEQS LLC October 2008 - December 2009
EquiLend July 2006 - June 2008
ASTEC Consulting February 2002 - July 2006
Schwab Capital Markets June 1997 - December 2001
Skills
Fixed Income, Securities Lending, Securities, Hedge Funds, Electronic Trading, Trading, Equities, Business Analysis, Capital Markets, Market Data, Trading Systems, Financial Services, Financial Risk, Equity Trading, Collateral Management, Risk Management, SDLC, Project Management, Prime Brokerage, Technical Analysis, Business Process..., Collateral Optimisation, Agile Methodologies, Market Making, Written & Oral..., Mentoring
Education
Cornell University
BA, Psychology
Fordham University - Graduate School of Business Administration
MBA, International Finance
St. Xavier H.S.
Leah Ammon Leah Ammon's Schwab capital markets Experience 2003 - 2005
Job Personal trainer
Industry Health, Wellness and Fitness
Experience
Fit Studio28 September 2011 - June 2014
Schwab capital markets 2003 - 2005
Knight Securities 1999 - 2003
Standish Ayer and Wood 1996 - 1999
Skills
Fitness Instructor, CPR Certified, Equities, Trading, Series 7, Electronic Trading, Equity Trading
Education
University of Scranton 1992 — 1996
BS, Marketing
Fit Studio28 September 2011 - June 2014
Schwab capital markets 2003 - 2005
Knight Securities 1999 - 2003
Standish Ayer and Wood 1996 - 1999
Skills
Fitness Instructor, CPR Certified, Equities, Trading, Series 7, Electronic Trading, Equity Trading
Education
University of Scranton 1992 — 1996
BS, Marketing
Henry Jedziniak Henry Jedziniak's Schwab capital markets Experience 1998 - 2001
Job CFO at Garlington Partners LLC.
Industry Financial Services
Experience
Garlington Partners LLC. 2008 - Present
Jedco Fin-OP LLC. 2006 - 2008
SAMCO Capital Markets 2002 - 2006
Schwab Capital Markets 1998 - 2001
Donaldson Lufkin Jenrette 1990 - 1997
Skills
Financial Management, SEC reporting, IPO, GAAP, Budgeting, Tax Preparation, Quickbooks, Peachtree, Financial Modeling, Internal Controls, Due Diligence, Private Equity, Corporate Finance, Accounting, Forecasting, Asset Management, Venture Capital, Cash Management, Financial Analysis, Financial Reporting, Valuation, Cost Accounting, Debt, Cash Flow, Audit, Tax, Financial Accounting, Internal Audit, Funding, Business Valuation, Managerial Finance
Education
Saint Peter's University
BS, Accounting
Garlington Partners LLC. 2008 - Present
Jedco Fin-OP LLC. 2006 - 2008
SAMCO Capital Markets 2002 - 2006
Schwab Capital Markets 1998 - 2001
Donaldson Lufkin Jenrette 1990 - 1997
Skills
Financial Management, SEC reporting, IPO, GAAP, Budgeting, Tax Preparation, Quickbooks, Peachtree, Financial Modeling, Internal Controls, Due Diligence, Private Equity, Corporate Finance, Accounting, Forecasting, Asset Management, Venture Capital, Cash Management, Financial Analysis, Financial Reporting, Valuation, Cost Accounting, Debt, Cash Flow, Audit, Tax, Financial Accounting, Internal Audit, Funding, Business Valuation, Managerial Finance
Education
Saint Peter's University
BS, Accounting
Mark Leventhal's Schwab capital markets Experience 1989 - 2002
Job Luxury Real Estate
Industry Real Estate
Experience
Douglas Elliman Real Estate January 2013 - Present
TD Ameritrade June 2011 - October 2012
Hudson Securities Corp. 2002 - 2010
Schwab Capital Markets 1989 - 2002
Skills
Capital Markets, Management, Equity Trading, Domestic and Foreign..., Market Making, Order Flow Management, Maintaining Strong..., Retail Sales Supervision, Investment Consulting, Series 7, Series 24, Series 55, Series 63, Series 66, FINRA, Equities, Uniform Combined State..., Prime Brokerage, Trading, Strategy, Fixed Income, Financial Risk, Financial Markets, Investments, Trading Systems, Market Data, Risk Management, Securities, Options, Investment Advisory..., Investment Banking, Trading Strategies, Stocks, Financial Services, Hedge Funds, Electronic Trading, Real Estate, Real Estate Transactions, Real Estate License, Sales, CRM
Education
Boston University
Great Neck North
Douglas Elliman Real Estate January 2013 - Present
TD Ameritrade June 2011 - October 2012
Hudson Securities Corp. 2002 - 2010
Schwab Capital Markets 1989 - 2002
Skills
Capital Markets, Management, Equity Trading, Domestic and Foreign..., Market Making, Order Flow Management, Maintaining Strong..., Retail Sales Supervision, Investment Consulting, Series 7, Series 24, Series 55, Series 63, Series 66, FINRA, Equities, Uniform Combined State..., Prime Brokerage, Trading, Strategy, Fixed Income, Financial Risk, Financial Markets, Investments, Trading Systems, Market Data, Risk Management, Securities, Options, Investment Advisory..., Investment Banking, Trading Strategies, Stocks, Financial Services, Hedge Funds, Electronic Trading, Real Estate, Real Estate Transactions, Real Estate License, Sales, CRM
Education
Boston University
Great Neck North
Apurba Nath Apurba Nath's Schwab capital markets Experience March 2000 - April 2004
Job VP Global Technology at JPMorgan Chase
Industry Capital Markets
Experience
JPMorgan Chase March 2014 - Present
BNP Paribas March 2013 - December 2013
Citigroup/LAVA July 2011 - May 2012
Nomura May 2010 - July 2011
UBS AG June 2004 - May 2010
Schwab Capital Markets March 2000 - April 2004
Electronics For Imaging September 1997 - March 2000
Pipeline Associates August 1996 - September 1997
Skills
FIX Protocol, SQL, Back Office, Shell Scripting, Equities, Electronic Trading, Equity Derivatives, Trading Systems, Market Data, Java, Perl, Middle Office, Equity Trading, Unix Shell Scripting, Order Routing, US Equities, Front Office Support
Education
Montclair State University
Bachelor of Science (B.S.), Computer Science
JPMorgan Chase March 2014 - Present
BNP Paribas March 2013 - December 2013
Citigroup/LAVA July 2011 - May 2012
Nomura May 2010 - July 2011
UBS AG June 2004 - May 2010
Schwab Capital Markets March 2000 - April 2004
Electronics For Imaging September 1997 - March 2000
Pipeline Associates August 1996 - September 1997
Skills
FIX Protocol, SQL, Back Office, Shell Scripting, Equities, Electronic Trading, Equity Derivatives, Trading Systems, Market Data, Java, Perl, Middle Office, Equity Trading, Unix Shell Scripting, Order Routing, US Equities, Front Office Support
Education
Montclair State University
Bachelor of Science (B.S.), Computer Science
Rick Lesan Rick Lesan's Schwab capital markets Experience August 2001 - January 2004
Job Founding Principal at Frontier Advisors, LLC
Industry Investment Management
Experience
Frontier Advisors, LLC June 2009 - Present
AllianceBernstein May 2006 - August 2008
Calamos Investments January 2004 - May 2006
Schwab Capital Markets August 2001 - January 2004
US Air Force May 1991 - August 2001
Skills
Investment Strategies, Venture Capital, Private Equity, Emerging Markets, Investment Management, Corporate Development, Due Diligence, Mutual Funds, Investment Advisory, Wealth Management, Mergers & Acquisitions, Investment Banking, Economics, Capital Markets, Strategy, Quantitative Analytics, Management Consulting, Financial Advisory, Family Office, Wealth Management..., Investments, Leadership, Asset Management, Portfolio Management
Education
Columbia University - School of International and Public Affairs 1996 — 1998
M.I.A., International Economic Policy
United States Air Force Academy 1987 — 1991
B.S., International Relations
Frontier Advisors, LLC June 2009 - Present
AllianceBernstein May 2006 - August 2008
Calamos Investments January 2004 - May 2006
Schwab Capital Markets August 2001 - January 2004
US Air Force May 1991 - August 2001
Skills
Investment Strategies, Venture Capital, Private Equity, Emerging Markets, Investment Management, Corporate Development, Due Diligence, Mutual Funds, Investment Advisory, Wealth Management, Mergers & Acquisitions, Investment Banking, Economics, Capital Markets, Strategy, Quantitative Analytics, Management Consulting, Financial Advisory, Family Office, Wealth Management..., Investments, Leadership, Asset Management, Portfolio Management
Education
Columbia University - School of International and Public Affairs 1996 — 1998
M.I.A., International Economic Policy
United States Air Force Academy 1987 — 1991
B.S., International Relations
Keith R. Knox Keith R. Knox's Schwab capital markets Experience 1984 - 2002
Job Executive Vice President Institutional Equities Trading at Wall Street Access
Industry Capital Markets
Experience
Wall Street Access June 2012 - Present
Knox Family Ventures Inc. April 1999 - Present
Hudson Technologies DBA-Hudson Technologies and Services November 2005 - April 2011
Hudson Holding Corp. September 2005 - April 2011
Hudson Securities July 2004 - April 2011
Schwab Capital Markets 1984 - 2002
Skills
Trading, Compliance, Equity Trading, Capital Markets, Stocks, order flow management, execution quality, market structure, automated trading, market making, Management, Automated Trading, Market Structure, Options, Equities, Investment Banking, Market Making, Trading Strategies, Electronic Trading, Trading Systems, Entrepreneurship, Financial Risk, Financial Markets, Hedge Funds, Fixed Income, FINRA, Financial Services, ETFs, Securities, Bonds, Derivatives, Alternative Investments
Education
Mercy College 1976 — 1982
bs, biology
Westchester Community College 1979 — 1981
AAS, Respiratory Therapy
Wall Street Access June 2012 - Present
Knox Family Ventures Inc. April 1999 - Present
Hudson Technologies DBA-Hudson Technologies and Services November 2005 - April 2011
Hudson Holding Corp. September 2005 - April 2011
Hudson Securities July 2004 - April 2011
Schwab Capital Markets 1984 - 2002
Skills
Trading, Compliance, Equity Trading, Capital Markets, Stocks, order flow management, execution quality, market structure, automated trading, market making, Management, Automated Trading, Market Structure, Options, Equities, Investment Banking, Market Making, Trading Strategies, Electronic Trading, Trading Systems, Entrepreneurship, Financial Risk, Financial Markets, Hedge Funds, Fixed Income, FINRA, Financial Services, ETFs, Securities, Bonds, Derivatives, Alternative Investments
Education
Mercy College 1976 — 1982
bs, biology
Westchester Community College 1979 — 1981
AAS, Respiratory Therapy
Jeff Eaton Jeff Eaton's Schwab capital markets Experience August 1998 - September 2001
Job Private Equity & Hedge Fund Advisor and Placement Agent
Industry Investment Banking
Experience
Eaton Partners, LLC April 2007 - Present
Constellation Energy Commodities Group, Inc. July 2004 - April 2007
Montrose International Corporation September 2001 - July 2002
Schwab Capital Markets August 1998 - September 2001
Skills
Hedge Funds, Asset Management, Investments, Private Equity, Energy, Marketing Strategy, Asset Managment, Management, Fund Of Funds, Portfolio Management, Alternative Investments, Investment Advisory, Financial Services, Equities, Venture Capital
Education
Duke University - The Fuqua School of Business 2002 — 2004
MBA
Duke University 1994 — 1998
B.A., Economics & History
Eaton Partners, LLC April 2007 - Present
Constellation Energy Commodities Group, Inc. July 2004 - April 2007
Montrose International Corporation September 2001 - July 2002
Schwab Capital Markets August 1998 - September 2001
Skills
Hedge Funds, Asset Management, Investments, Private Equity, Energy, Marketing Strategy, Asset Managment, Management, Fund Of Funds, Portfolio Management, Alternative Investments, Investment Advisory, Financial Services, Equities, Venture Capital
Education
Duke University - The Fuqua School of Business 2002 — 2004
MBA
Duke University 1994 — 1998
B.A., Economics & History
Chris Monahan Chris Monahan's Schwab capital markets Experience November 1984 - March 1995
Job Recruiter at Manpower Group Solutions
Industry Staffing and Recruiting
Experience
Manpower Group Solutions May 2013 - Present
Barnett Hill Productions January 2006 - Present
Hudson Securities January 2006 - July 2010
Access Securities May 2004 - December 2005
JNK Securities July 2003 - May 2004
Schwab Soundview Capital Markets April 1998 - September 2002
Credit Suisse First Boston August 1996 - March 1998
SoundView Technology Group April 1995 - August 1996
Schwab Capital Markets November 1984 - March 1995
Skills
Equity Trading, Series 7, Trading, Hedge Funds, Capital Markets, Investments, Investment Management, Documentaries, Series 24, Securities, Video Production, Fundraising, Avid Media Composer, Financial Services, Photoshop, Bloomberg, Corporate Videos, Video Editing, Equity Research, Non-profits, Risk Management, Marketing, Finance, Wealth Management, Event Videography, Strategy, Nonprofits, Investment Banking, Portfolio Management, Financial Markets, FINRA, Technical Analysis, Trading Systems, Proprietary Trading, CRM, ETFs, Electronic Trading, Trading Strategies, Business Development
Education
University of Miami
BA, Anthropology
Manpower Group Solutions May 2013 - Present
Barnett Hill Productions January 2006 - Present
Hudson Securities January 2006 - July 2010
Access Securities May 2004 - December 2005
JNK Securities July 2003 - May 2004
Schwab Soundview Capital Markets April 1998 - September 2002
Credit Suisse First Boston August 1996 - March 1998
SoundView Technology Group April 1995 - August 1996
Schwab Capital Markets November 1984 - March 1995
Skills
Equity Trading, Series 7, Trading, Hedge Funds, Capital Markets, Investments, Investment Management, Documentaries, Series 24, Securities, Video Production, Fundraising, Avid Media Composer, Financial Services, Photoshop, Bloomberg, Corporate Videos, Video Editing, Equity Research, Non-profits, Risk Management, Marketing, Finance, Wealth Management, Event Videography, Strategy, Nonprofits, Investment Banking, Portfolio Management, Financial Markets, FINRA, Technical Analysis, Trading Systems, Proprietary Trading, CRM, ETFs, Electronic Trading, Trading Strategies, Business Development
Education
University of Miami
BA, Anthropology
Eric Karganilla Eric Karganilla's Schwab capital markets Experience July 2001 - January 2002
Job Vice President at Vanderbilt Properties Insurance Brokerage, LLC
Industry Insurance
Experience
Vanderbilt Properties Insurance Brokerage, LLC March 2002 - Present
Schwab Capital Markets July 2001 - January 2002
Education
City University of New York-Brooklyn College 1997 — 2000
BS, Finance & Management
Saint John's University 1996 — 1997
Liberal Arts
Vanderbilt Properties Insurance Brokerage, LLC March 2002 - Present
Schwab Capital Markets July 2001 - January 2002
Education
City University of New York-Brooklyn College 1997 — 2000
BS, Finance & Management
Saint John's University 1996 — 1997
Liberal Arts
Joe DiLauro Joe DiLauro's Schwab capital markets Experience January 1999 - January 2004
Job VP, Financial Institutions Client Onboarding
Industry Financial Services
Experience
RBS Global Banking & Markets February 2011 - Present
UBS Investment Bank August 2009 - August 2010
UBS Securities LLC January 2004 - November 2008
Schwab Capital Markets January 1999 - January 2004
Navillus Securities Inc January 1999 - August 1999
Olde Discount Corporation January 1998 - January 1999
PricewaterhouseCoopers January 1996 - January 1998
Skills
Trading, Equities, Derivatives, Bloomberg, Risk Management, FX Options, Financial Risk, Investments, Middle Office, Bonds, Back Office, AML, Accounting, Fixed Income, Investment Banking, Auditing, Capital Markets, Loans, Series 7, Equity Trading, Securities, Trading Systems, Hedge Funds, Management, Financial Markets
Education
Clemson University 1992 — 1996
B.S, Financial Management
ROXBURY HIGH SCHOOL 1986 — 1990
RBS Global Banking & Markets February 2011 - Present
UBS Investment Bank August 2009 - August 2010
UBS Securities LLC January 2004 - November 2008
Schwab Capital Markets January 1999 - January 2004
Navillus Securities Inc January 1999 - August 1999
Olde Discount Corporation January 1998 - January 1999
PricewaterhouseCoopers January 1996 - January 1998
Skills
Trading, Equities, Derivatives, Bloomberg, Risk Management, FX Options, Financial Risk, Investments, Middle Office, Bonds, Back Office, AML, Accounting, Fixed Income, Investment Banking, Auditing, Capital Markets, Loans, Series 7, Equity Trading, Securities, Trading Systems, Hedge Funds, Management, Financial Markets
Education
Clemson University 1992 — 1996
B.S, Financial Management
ROXBURY HIGH SCHOOL 1986 — 1990
Carlos Noriega, CFP® Carlos Noriega, CFP®'s Schwab capital markets Experience 2000 - 2002
Job Director of Internal Sales Support at Foresters Financial Services
Industry Financial Services
Experience
Foresters Financial Services January 2012 - Present
Prudential Financial January 2011 - January 2012
HSW Distributors November 2009 - January 2011
AXA April 2008 - November 2009
AXA Equitable 2005 - 2008
Gain Capital 2004 - 2005
Schwab Capital Markets 2000 - 2002
Charles Schwab 2000 - 2002
All-tech 1999 - 2000
Datek 1998 - 1999
Skills
Series 7, Retirement Planning, Securities, Mutual Funds, 401k, Alternative Investments, 401k Rollovers, Asset Allocation, Asset Management, Bonds, Capital Markets, Disability Insurance, ETFs, Equities, Estate Planning, FINRA, Financial Advisory, Financial Planners, Financial Services, Fixed Annuities, Fixed Income, Hedge Funds, IRAs, Insurance, Investment Advisory, Investment Management, Investment Strategies, Investments, Life Insurance, Long-term Care, Marketing, Options, Pensions, Portfolio Management, Relationship Management, Retirement, Sales, Sales Operations, Separately Managed..., Series 24, Series 6, Series 63, Series 65, Strategic Financial..., Term Life Insurance, Trading, Uniform Combined State..., Variable Annuities, Wealth Management, Wealth Management...
Education
University of Pennsylvania - The Wharton School 2009 — 2009
Retirement Planning Specialist, Retirement Planning
William Paterson University of New Jersey
St. Peter's Prep 1988 — 1992
HS, HS
Foresters Financial Services January 2012 - Present
Prudential Financial January 2011 - January 2012
HSW Distributors November 2009 - January 2011
AXA April 2008 - November 2009
AXA Equitable 2005 - 2008
Gain Capital 2004 - 2005
Schwab Capital Markets 2000 - 2002
Charles Schwab 2000 - 2002
All-tech 1999 - 2000
Datek 1998 - 1999
Skills
Series 7, Retirement Planning, Securities, Mutual Funds, 401k, Alternative Investments, 401k Rollovers, Asset Allocation, Asset Management, Bonds, Capital Markets, Disability Insurance, ETFs, Equities, Estate Planning, FINRA, Financial Advisory, Financial Planners, Financial Services, Fixed Annuities, Fixed Income, Hedge Funds, IRAs, Insurance, Investment Advisory, Investment Management, Investment Strategies, Investments, Life Insurance, Long-term Care, Marketing, Options, Pensions, Portfolio Management, Relationship Management, Retirement, Sales, Sales Operations, Separately Managed..., Series 24, Series 6, Series 63, Series 65, Strategic Financial..., Term Life Insurance, Trading, Uniform Combined State..., Variable Annuities, Wealth Management, Wealth Management...
Education
University of Pennsylvania - The Wharton School 2009 — 2009
Retirement Planning Specialist, Retirement Planning
William Paterson University of New Jersey
St. Peter's Prep 1988 — 1992
HS, HS
Gerard Nizich Gerard Nizich's Schwab capital markets Experience August 2003 - November 2004
Job Financial Advisor at American Portfolios
Industry Financial Services
Experience
American Portfolios September 2013 - Present
Castle Financial Advisors May 2010 - September 2013
TJM Brokerage July 2009 - November 2009
First New York Securities January 2009 - May 2009
UBS November 2004 - October 2008
Schwab Capital Markets August 2003 - November 2004
Puglisi & Co July 2002 - April 2003
Gruntal & Co August 1996 - October 2001
Josephthal , Lyons January 1993 - July 1996
Whale Securities January 1990 - January 1992
Skills
Equities
Education
State University of New York College at Oneonta 1979 — 1983
ba, business/accounting
Division Avenue H.S.
American Portfolios September 2013 - Present
Castle Financial Advisors May 2010 - September 2013
TJM Brokerage July 2009 - November 2009
First New York Securities January 2009 - May 2009
UBS November 2004 - October 2008
Schwab Capital Markets August 2003 - November 2004
Puglisi & Co July 2002 - April 2003
Gruntal & Co August 1996 - October 2001
Josephthal , Lyons January 1993 - July 1996
Whale Securities January 1990 - January 1992
Skills
Equities
Education
State University of New York College at Oneonta 1979 — 1983
ba, business/accounting
Division Avenue H.S.
Carolyn Gensch Carolyn Gensch's Schwab capital markets Experience 1992 - 2001
Job Team Leader at Keller Williams Realty
Industry Real Estate
Experience
Keller Williams Realty December 2013 - Present
Keller Williams Realty December 2013 - Present
Weichert Financial Services 2003 - 2006
Weichert Financial Services 2003 - 2006
Schwab Capital Markets 1992 - 2001
Skills
Recruiting, Negotiation, New Business Development, Sales Management, Sales, Management, Business Development, Business Planning, Strategic Planning, Marketing, Growth Strategies, Revenue & Profit Growth, First Time Home Buyers, Investment Properties, Relocation, Sellers, Condos, Real Estate Transactions, Residential Homes, Single Family Homes, Buyer Representation
Education
Chatham HighSchool, Chatham Township, NJ
University of Delaware
BA Psychology, Psychology
Keller Williams Realty December 2013 - Present
Keller Williams Realty December 2013 - Present
Weichert Financial Services 2003 - 2006
Weichert Financial Services 2003 - 2006
Schwab Capital Markets 1992 - 2001
Skills
Recruiting, Negotiation, New Business Development, Sales Management, Sales, Management, Business Development, Business Planning, Strategic Planning, Marketing, Growth Strategies, Revenue & Profit Growth, First Time Home Buyers, Investment Properties, Relocation, Sellers, Condos, Real Estate Transactions, Residential Homes, Single Family Homes, Buyer Representation
Education
Chatham HighSchool, Chatham Township, NJ
University of Delaware
BA Psychology, Psychology
Sabra Schell Sabra Schell's Schwab capital markets Experience 1996 - 2002
Job VP Marketing at E&I Cooperative Services, a strategic sourcing solutions provider for the education market
Industry Education Management
Experience
E&I Cooperative Services April 2004 - Present
Schwab Capital Markets 1996 - 2002
Charles Schwab 1989 - 1996
JPMorgan Chase 1986 - 1989
The Foundation Center 1983 - 1986
Skills
Strategic Planning, Contract Negotiation, Marketing Strategy, Marketing, Procurement, Business Development, Negotiation, Purchasing, Strategic Partnerships, Strategic Sourcing, B2B, Team Building, Public Relations, Market Research, Strategy, Brand Management, Online Advertising
Education
The New School of New York University 1987 — 1988
Direct Marketing Diploma
University of North Carolina at Chapel Hill 1979 — 1983
BA, English, American Studies
E&I Cooperative Services April 2004 - Present
Schwab Capital Markets 1996 - 2002
Charles Schwab 1989 - 1996
JPMorgan Chase 1986 - 1989
The Foundation Center 1983 - 1986
Skills
Strategic Planning, Contract Negotiation, Marketing Strategy, Marketing, Procurement, Business Development, Negotiation, Purchasing, Strategic Partnerships, Strategic Sourcing, B2B, Team Building, Public Relations, Market Research, Strategy, Brand Management, Online Advertising
Education
The New School of New York University 1987 — 1988
Direct Marketing Diploma
University of North Carolina at Chapel Hill 1979 — 1983
BA, English, American Studies
P.Michael Grubbs's Schwab capital markets Experience June 2000 - December 2002
Job VP P&L/ Valuations Manager at Citco Fund Services | MBA | ASQ Six Sigma Black Belt
Industry Financial Services
Experience
Citco Fund Services September 2011 - Present
Citco Fund Services December 2007 - August 2009
Citco Fund Services July 2005 - December 2007
DZ Bank June 2004 - July 2005
Schwab Capital Markets June 2000 - December 2002
Charles Schwab & Company October 1997 - June 2000
Skills
Valuation, Financial Modeling, Derivatives, Options, Hedge Funds, Equities, Financial Statement..., Trading, Financial Risk, Bonds, Mutual Funds, Finance, Financial Markets, Portfolio Management, Equity Research, Risk Management, Alternative Investments, Capital Markets, Bloomberg Terminal, Bloomberg, Fixed Income, Market Risk, Investments, Financial Analysis, Asset Management, Financial Services, Securities, Management
Education
Tulane University - A.B. Freeman School of Business 2009 — 2011
Master of Business Administration, Finance
Montclair State University 2003 — 2004
Bachelor of Science, Mathematics
Florida Institute of Technology
Northwestern High
Citco Fund Services September 2011 - Present
Citco Fund Services December 2007 - August 2009
Citco Fund Services July 2005 - December 2007
DZ Bank June 2004 - July 2005
Schwab Capital Markets June 2000 - December 2002
Charles Schwab & Company October 1997 - June 2000
Skills
Valuation, Financial Modeling, Derivatives, Options, Hedge Funds, Equities, Financial Statement..., Trading, Financial Risk, Bonds, Mutual Funds, Finance, Financial Markets, Portfolio Management, Equity Research, Risk Management, Alternative Investments, Capital Markets, Bloomberg Terminal, Bloomberg, Fixed Income, Market Risk, Investments, Financial Analysis, Asset Management, Financial Services, Securities, Management
Education
Tulane University - A.B. Freeman School of Business 2009 — 2011
Master of Business Administration, Finance
Montclair State University 2003 — 2004
Bachelor of Science, Mathematics
Florida Institute of Technology
Northwestern High
Stephen Cywin Stephen Cywin's Schwab capital markets Experience October 1999 - July 2001
Job Management Consultant at Financial Industry Technical Services, Inc. (FITSInc.)
Industry Management Consulting
Experience
Financial Industry Technical Services, Inc. (FITS-Inc.) May 2008 - Present
Cywin International February 2007 - May 2008
Morgan Stanley July 2001 - February 2007
Schwab Capital Markets October 1999 - July 2001
Cywin International, Inc. January 1993 - September 1999
Prudential Insurance September 1990 - 1993
Deloitte & Touche September 1984 - August 1990
Bankers Trust January 1981 - August 1984
Key Financial Systems 1978 - 1981
Citibank 1975 - 1977
Skills
Business Analysis, Strategy, Financial Services, Risk Management, Management Consulting, Portfolio Management, Banking, Project Management, Management, SDLC, Accounting, Capital Markets, Outsourcing, Business Development, Financial Analysis, Financial Risk, Program Management, Investments, Process Improvement, Consulting, Finance, Regulatory Compliance
Education
University of Pennsylvania - The Wharton School 1974 — 1975
George Mason University 1968 — 1972
BA, Mathematics
Fort Hunt High
Financial Industry Technical Services, Inc. (FITS-Inc.) May 2008 - Present
Cywin International February 2007 - May 2008
Morgan Stanley July 2001 - February 2007
Schwab Capital Markets October 1999 - July 2001
Cywin International, Inc. January 1993 - September 1999
Prudential Insurance September 1990 - 1993
Deloitte & Touche September 1984 - August 1990
Bankers Trust January 1981 - August 1984
Key Financial Systems 1978 - 1981
Citibank 1975 - 1977
Skills
Business Analysis, Strategy, Financial Services, Risk Management, Management Consulting, Portfolio Management, Banking, Project Management, Management, SDLC, Accounting, Capital Markets, Outsourcing, Business Development, Financial Analysis, Financial Risk, Program Management, Investments, Process Improvement, Consulting, Finance, Regulatory Compliance
Education
University of Pennsylvania - The Wharton School 1974 — 1975
George Mason University 1968 — 1972
BA, Mathematics
Fort Hunt High
Brian Lemaire Brian Lemaire's Schwab capital markets Experience March 1997 - August 2005
Job Programming with C# Visual Studio or Javascript | Development and Testing | Open to new opportunities
Industry Information Technology and Services
Experience
C# .net and Javascript Leadership in Greater New York City Area 2012 - Present
Pearson Publishing April 2006 - October 2009
Schwab Capital Markets March 1997 - August 2005
AT&T / Lucent Technologies January 1989 - January 1997
CBS Educational & Professional Publishing January 1980 - February 1987
Skills
Editing, Copy Editing, Writing, Publishing, Proofreading, Editorial, Fact-checking, Books, Line Editing, Chicago Style, Chicago Manual
Education
New York University 2010 — 2011
Certificate in Publishing, Editing
Hotchkiss
Pace University
Bachelor of Business Administration CPA, Accounting and Information Systems
C# .net and Javascript Leadership in Greater New York City Area 2012 - Present
Pearson Publishing April 2006 - October 2009
Schwab Capital Markets March 1997 - August 2005
AT&T / Lucent Technologies January 1989 - January 1997
CBS Educational & Professional Publishing January 1980 - February 1987
Skills
Editing, Copy Editing, Writing, Publishing, Proofreading, Editorial, Fact-checking, Books, Line Editing, Chicago Style, Chicago Manual
Education
New York University 2010 — 2011
Certificate in Publishing, Editing
Hotchkiss
Pace University
Bachelor of Business Administration CPA, Accounting and Information Systems
Clare White, CMT's Schwab capital markets Experience 2002 - 2003
Job Quantitative & Qualitative Analysis | Business Strategy
Industry Financial Services
Experience
InVelocity, LLC. 2003 - Present
Schwab Capital Markets 2002 - 2003
Charles Schwab 2000 - 2002
DE Management Inc 1994 - 1999
Northeastern Analytical Corporation 1989 - 1994
Kaselaan & D'Angelo 1988 - 1989
KEMRON Environmental Services 1987 - 1988
Education
State University of New York at Buffalo 1983 — 1986
BA, Mathematics
InVelocity, LLC. 2003 - Present
Schwab Capital Markets 2002 - 2003
Charles Schwab 2000 - 2002
DE Management Inc 1994 - 1999
Northeastern Analytical Corporation 1989 - 1994
Kaselaan & D'Angelo 1988 - 1989
KEMRON Environmental Services 1987 - 1988
Education
State University of New York at Buffalo 1983 — 1986
BA, Mathematics
Brian Zajac's Schwab capital markets Experience July 2000 - July 2002
Job VP, Director of Operational Risk Management at Loomis Sayles & Company L.P.
Industry Investment Management
Experience
Loomis, Sayles & Company July 2015 - Present
Loomis Sayles & Company L.P. May 2010 - July 2015
Fortis Investment Management June 2008 - May 2010
BNP Paribas Investment Partners 2010 - 2010
Fortis Investments September 2006 - June 2008
Fortis Investments July 2003 - November 2006
Schwab Capital Markets July 2000 - July 2002
Skills
Equities, Fixed Income, Financial Risk
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2002 — 2003
Masters, Global Finance
Bentley University 1998 — 2000
Finance
Saint Bonaventure University 1996 — 1998
Finance
Loomis, Sayles & Company July 2015 - Present
Loomis Sayles & Company L.P. May 2010 - July 2015
Fortis Investment Management June 2008 - May 2010
BNP Paribas Investment Partners 2010 - 2010
Fortis Investments September 2006 - June 2008
Fortis Investments July 2003 - November 2006
Schwab Capital Markets July 2000 - July 2002
Skills
Equities, Fixed Income, Financial Risk
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2002 — 2003
Masters, Global Finance
Bentley University 1998 — 2000
Finance
Saint Bonaventure University 1996 — 1998
Finance
Christopher Rinaldi's Schwab capital markets Experience May 1997 - October 2002
Job Money Management
Industry Investment Management
Experience
Carmichael Holdings LLC February 2006 - Present
Cantor Fitgerald July 2003 - January 2006
Schwab Capital Markets May 1997 - October 2002
PC Financial Network/DLJ Direct 1994 - 1997
Education
Gettysburg College 1987 — 1992
Carmichael Holdings LLC February 2006 - Present
Cantor Fitgerald July 2003 - January 2006
Schwab Capital Markets May 1997 - October 2002
PC Financial Network/DLJ Direct 1994 - 1997
Education
Gettysburg College 1987 — 1992
Eric Neunzig's Schwab capital markets Experience 2000 - 2003
Job Sales and Trading at Triad Securities
Industry Financial Services
Experience
Triad Securities October 2010 - Present
Forefront Capital November 2009 - September 2010
Kellogg Partners October 2006 - November 2009
Trade Manage Capital 2003 - 2006
Schwab Capital Markets 2000 - 2003
Schwab Capital Markets ( Charles Schwab) 2000 - 2003
Reliance National 1999 - 2000
CNA Healthpro 1997 - 1999
Skills
Equities, Series 7, Trading, Securities, Equity Trading, Series 63, Hedge Funds, Investments, Electronic Trading, Bloomberg, Options, Financial Markets, Fixed Income, Capital Markets, Alternative Investments, Asset Management, Trading Systems, Derivatives, Equity Derivatives
Education
Adelphi University 1989 — 1993
Bachelor's of Business Administration, Business
Port Jervis High School 1986 — 1989
Triad Securities October 2010 - Present
Forefront Capital November 2009 - September 2010
Kellogg Partners October 2006 - November 2009
Trade Manage Capital 2003 - 2006
Schwab Capital Markets 2000 - 2003
Schwab Capital Markets ( Charles Schwab) 2000 - 2003
Reliance National 1999 - 2000
CNA Healthpro 1997 - 1999
Skills
Equities, Series 7, Trading, Securities, Equity Trading, Series 63, Hedge Funds, Investments, Electronic Trading, Bloomberg, Options, Financial Markets, Fixed Income, Capital Markets, Alternative Investments, Asset Management, Trading Systems, Derivatives, Equity Derivatives
Education
Adelphi University 1989 — 1993
Bachelor's of Business Administration, Business
Port Jervis High School 1986 — 1989
Daniel Duran's Schwab capital markets Experience 1995 - 2002
Job VP of Sales & Business Development at Tier1CRM Inc.
Industry Financial Services
Experience
Tier1CRM Inc. March 2015 - Present
Tier1CRM Inc. December 2011 - Present
Dow Jones 2009 - December 2011
Dealogic 2005 - 2009
Schwab Capital Markets 1995 - 2002
Skills
Business Development, Salesforce.com, Business Analysis, Sales, CRM, Equities, Financial Markets, Product Management, Financial Services, SaaS
Education
Fordham University
Bachelor of Science (B.S.), Business/Managerial Economics
Tier1CRM Inc. March 2015 - Present
Tier1CRM Inc. December 2011 - Present
Dow Jones 2009 - December 2011
Dealogic 2005 - 2009
Schwab Capital Markets 1995 - 2002
Skills
Business Development, Salesforce.com, Business Analysis, Sales, CRM, Equities, Financial Markets, Product Management, Financial Services, SaaS
Education
Fordham University
Bachelor of Science (B.S.), Business/Managerial Economics
Perry Birnbaum's Schwab capital markets Experience 1994 - 2002
Job Financial Services Professional
Industry Financial Services
Experience
Schwab Capital Markets 1994 - 2002
Schwab Capital Markets 1993 - 2002
Charles Schwab 1983 - 2002
Mayer & Schweitzer, a division of Charles Schwab 1987 - 1992
Skills
Options, Trading, Capital Markets, Wealth Management, Accounting, Equity Trading, Financial Markets, Series 7, Equities, Series 63, Proprietary Trading, Trading Systems, Investments, Securities, Risk Management, Financial Risk, Hedge Funds, Electronic Trading, Mutual Funds, Financial Services, Traders, ETFs, Fixed Income, Market Making
Education
City University of New York-Brooklyn College 1972 — 1977
Schwab Capital Markets 1994 - 2002
Schwab Capital Markets 1993 - 2002
Charles Schwab 1983 - 2002
Mayer & Schweitzer, a division of Charles Schwab 1987 - 1992
Skills
Options, Trading, Capital Markets, Wealth Management, Accounting, Equity Trading, Financial Markets, Series 7, Equities, Series 63, Proprietary Trading, Trading Systems, Investments, Securities, Risk Management, Financial Risk, Hedge Funds, Electronic Trading, Mutual Funds, Financial Services, Traders, ETFs, Fixed Income, Market Making
Education
City University of New York-Brooklyn College 1972 — 1977
Mike Zarzecki's Schwab capital markets Experience 2001 - 2001
Job Assistant Vice President; Specialized Investigations Team, Economic Sanctions at Bank of America
Industry Financial Services
Experience
Bank of America June 2008 - Present
Bank of America Specialist 2001 - 2007
SCHWAB CAPITAL MARKETS 2001 - 2001
Skills
Fixed Income, Credit, Banking, AML, Finance, Financial Risk, Series 7, Business Analysis, Options, KYC, Trading, Analysis
Education
Bucknell University 1998 — 2001
Bachelor of Arts (B.A.), Economics and Finance
Bank of America June 2008 - Present
Bank of America Specialist 2001 - 2007
SCHWAB CAPITAL MARKETS 2001 - 2001
Skills
Fixed Income, Credit, Banking, AML, Finance, Financial Risk, Series 7, Business Analysis, Options, KYC, Trading, Analysis
Education
Bucknell University 1998 — 2001
Bachelor of Arts (B.A.), Economics and Finance
Vaso Todoric's Schwab capital markets Experience 2000 - 2005
Job VP Equity Technology at Jefferies
Industry Information Technology and Services
Experience
Jefferies & Company October 2008 - Present
Merrill Lynch June 2004 - October 2008
Schwab Capital Markets 2000 - 2005
Skills
Trading Systems
Education
Purchase College, SUNY 1996 — 1998
Bachelor of Science (B.S.), Mathematics and Computer Science
State University of New York College at Plattsburgh
Jefferies & Company October 2008 - Present
Merrill Lynch June 2004 - October 2008
Schwab Capital Markets 2000 - 2005
Skills
Trading Systems
Education
Purchase College, SUNY 1996 — 1998
Bachelor of Science (B.S.), Mathematics and Computer Science
State University of New York College at Plattsburgh
Peter Sadowski's Schwab capital markets Experience 2000 - 2004
Job Director, Systems Engineering at GTT
Industry Information Technology and Services
Experience
GTT April 2014 - Present
DBR360, Inc. March 2013 - April 2014
Biz Information Services - Contract at Credit Suisse July 2011 - March 2013
UBS Financial services May 2004 - July 2011
Charles Schwab Capital Markets LP May 2000 - October 2004
Schwab Capital Markets 2000 - 2004
UPS 1998 - 2000
Skills
Disaster Recovery, Unix, Solaris, NIS, Unix Shell Scripting, Citrix, Xen, Veritas Cluster Server, Veritas Volume Manager, Cloud Computing IaaS, Red Hat Linux, CentOS, Perl Automation, PHP, MySQL, AIX, RedHat, Servers, Operating Systems, ITIL, Databases, High Availability, System Administration, Enterprise Architecture, Virtualization, Cloud Computing, Shell Scripting, Data Center
Education
University of Phoenix 2001 — 2009
MBA, Technology Management
Chubb Institute 1998 — 1998
Data Center Support, Information Technology
Chubb Institute
GTT April 2014 - Present
DBR360, Inc. March 2013 - April 2014
Biz Information Services - Contract at Credit Suisse July 2011 - March 2013
UBS Financial services May 2004 - July 2011
Charles Schwab Capital Markets LP May 2000 - October 2004
Schwab Capital Markets 2000 - 2004
UPS 1998 - 2000
Skills
Disaster Recovery, Unix, Solaris, NIS, Unix Shell Scripting, Citrix, Xen, Veritas Cluster Server, Veritas Volume Manager, Cloud Computing IaaS, Red Hat Linux, CentOS, Perl Automation, PHP, MySQL, AIX, RedHat, Servers, Operating Systems, ITIL, Databases, High Availability, System Administration, Enterprise Architecture, Virtualization, Cloud Computing, Shell Scripting, Data Center
Education
University of Phoenix 2001 — 2009
MBA, Technology Management
Chubb Institute 1998 — 1998
Data Center Support, Information Technology
Chubb Institute
Vivek Radhakrishnan, PMP's Schwab capital markets Experience 1998 - 2004
Job Middleoffice & Regulatory IT Team Lead at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank November 2004 - Present
Charles Schwab 2002 - 2004
Schwab Capital Markets 1998 - 2004
Dealogic 1996 - 1998
Skills
Sybase, SQL, Equities, SDLC, Settlement, Options, Capital Markets, Equity Trading, Low Latency, Databases, Java, Hibernate, Unix Shell Scripting, Perl, Series 7, PMP, Regulatory Submissions, Back Office, Fixed Income, Charge Capture, Spring, P&L reconciliation, Agile Methodologies, Business Analysis, Derivatives, GUI development, Business Objects, Application Support, P&L Management, Clearing, Ledger, Financial Reporting, Confirmation, Affirmations, Straight Through..., P&L Analysis, Shell Scripting, Trading Systems, Software Project..., Software Development, Requirements Gathering, Scrum
Education
University of Madras 1992 — 1996
B.E., Computer Science
UBS Investment Bank November 2004 - Present
Charles Schwab 2002 - 2004
Schwab Capital Markets 1998 - 2004
Dealogic 1996 - 1998
Skills
Sybase, SQL, Equities, SDLC, Settlement, Options, Capital Markets, Equity Trading, Low Latency, Databases, Java, Hibernate, Unix Shell Scripting, Perl, Series 7, PMP, Regulatory Submissions, Back Office, Fixed Income, Charge Capture, Spring, P&L reconciliation, Agile Methodologies, Business Analysis, Derivatives, GUI development, Business Objects, Application Support, P&L Management, Clearing, Ledger, Financial Reporting, Confirmation, Affirmations, Straight Through..., P&L Analysis, Shell Scripting, Trading Systems, Software Project..., Software Development, Requirements Gathering, Scrum
Education
University of Madras 1992 — 1996
B.E., Computer Science
Brian McKeon's Schwab capital markets Experience 1996 - 2003
Job Director, Sales at BIDS Trading
Industry Capital Markets
Experience
BIDS Trading June 2007 - Present
UNX 2004 - 2007
Schwab Capital Markets 1996 - 2003
Education
Manhattan College 1991 — 1995
B.S., Finance
BIDS Trading June 2007 - Present
UNX 2004 - 2007
Schwab Capital Markets 1996 - 2003
Education
Manhattan College 1991 — 1995
B.S., Finance
John DeMasi's Schwab capital markets Experience February 2001 - September 2003
Job Financial Services Professional CPA
Industry Financial Services
Experience
Consultant January 2008 - Present
Christian Brothers Investment Services February 2007 - November 2007
LaBranche & Co. August 2006 - February 2007
Mitsubishi UFJ Securities February 2005 - August 2006
Banco Safra September 2003 - February 2005
Schwab Capital Markets February 2001 - September 2003
Donaldson, Lufkin & Jenrette January 1995 - June 2000
Bear Stearns June 1989 - September 1994
Merrill Lynch May 1987 - May 1989
Oppenheim Appel Dixon 1980 - 1982
Skills
Hedge Funds, Investment Banking, Auditing, Financial Modeling, Investments, Equities, Capital Markets, Fixed Income, Trading, Strategic Financial..., Asset Management, Securities
Education
City University of New York-Baruch College 1975 — 1978
Bachelor of Business Administration (B.B.A.), Accounting
Consultant January 2008 - Present
Christian Brothers Investment Services February 2007 - November 2007
LaBranche & Co. August 2006 - February 2007
Mitsubishi UFJ Securities February 2005 - August 2006
Banco Safra September 2003 - February 2005
Schwab Capital Markets February 2001 - September 2003
Donaldson, Lufkin & Jenrette January 1995 - June 2000
Bear Stearns June 1989 - September 1994
Merrill Lynch May 1987 - May 1989
Oppenheim Appel Dixon 1980 - 1982
Skills
Hedge Funds, Investment Banking, Auditing, Financial Modeling, Investments, Equities, Capital Markets, Fixed Income, Trading, Strategic Financial..., Asset Management, Securities
Education
City University of New York-Baruch College 1975 — 1978
Bachelor of Business Administration (B.B.A.), Accounting
Ronald Schwartz's Schwab capital markets Experience 1990 - 2003
Job President at RJS Proprietary Trading Inc
Industry Financial Services
Experience
RJS Proprietary trading April 2010 - Present
RJS Equity Trading June 2009 - Present
UBS September 2004 - September 2007
UBS Investment Bank 2003 - 2007
Schwab Soundview Capital Markets 1981 - 2004
Schwab Capital Markets 1990 - 2003
Charles Schwab 1980 - 2003
Schwab Capital Markets ( Charles Schwab) 1990 - 2002
Skills
Series 7, Trading, Capital Markets, Equity Trading, Equities, Proprietary Trading, Traders, Series 63, Investments, Options, Hedge Funds, Securities, Trading Systems, Trading Strategies, Investment Banking, Fixed Income, Commodity, Derivatives, Equity Research, FX Options, Electronic Trading, Market Making, Financial Markets, Hedging, Bloomberg, Financial Services, Portfolio Management, Bonds, Alternative Investments, Risk Management, Technical Analysis, Equity Derivatives, Stocks, FINRA, Financial Modeling, ETFs, Series 24, Emerging Markets, Asset Allocation, Asset Management, Investment Strategies, Mutual Funds, Investment Management
Education
Long Island University, Southampton Campus 1970 — 1973
ba, economics
RJS Proprietary trading April 2010 - Present
RJS Equity Trading June 2009 - Present
UBS September 2004 - September 2007
UBS Investment Bank 2003 - 2007
Schwab Soundview Capital Markets 1981 - 2004
Schwab Capital Markets 1990 - 2003
Charles Schwab 1980 - 2003
Schwab Capital Markets ( Charles Schwab) 1990 - 2002
Skills
Series 7, Trading, Capital Markets, Equity Trading, Equities, Proprietary Trading, Traders, Series 63, Investments, Options, Hedge Funds, Securities, Trading Systems, Trading Strategies, Investment Banking, Fixed Income, Commodity, Derivatives, Equity Research, FX Options, Electronic Trading, Market Making, Financial Markets, Hedging, Bloomberg, Financial Services, Portfolio Management, Bonds, Alternative Investments, Risk Management, Technical Analysis, Equity Derivatives, Stocks, FINRA, Financial Modeling, ETFs, Series 24, Emerging Markets, Asset Allocation, Asset Management, Investment Strategies, Mutual Funds, Investment Management
Education
Long Island University, Southampton Campus 1970 — 1973
ba, economics
Eric Souza's Schwab capital markets Experience 2003 - 2005
Job Senior Portfolio Manager at SVB Asset Management
Industry Investment Management
Experience
SVB Asset Management July 2013 - Present
Natixis Global Asset Management 2006 - 2013
Stone & Youngberg 2005 - 2006
Schwab Capital Markets 2003 - 2005
Barclays Global Investors 1995 - 2003
Skills
Bonds, ABS, MBS, Asset Management, Portfolio Management, Fixed Income, Trading, Capital Markets, Series 7, Mutual Funds, Electronic Trading, Investments, Credit, Securities, CMBS, Emerging Markets, High Yield, Bloomberg, Derivatives, Financial Risk, Money Market, Risk Management, Hedge Funds, Financial Structuring, Alternative Investments, Equities, Funding, Asset Allocation, Structured Products, Options, ETFs, Series 63, Investment Management, Separately Managed..., Investment Strategies, Financial Markets, Treasury
Education
Saint Mary's College of California 2010 — 2011
MS Finance, Masters Financial Analysis/Investment Management
California State University-Hayward 1991 — 1995
BS, Business Administration/Finance
SVB Asset Management July 2013 - Present
Natixis Global Asset Management 2006 - 2013
Stone & Youngberg 2005 - 2006
Schwab Capital Markets 2003 - 2005
Barclays Global Investors 1995 - 2003
Skills
Bonds, ABS, MBS, Asset Management, Portfolio Management, Fixed Income, Trading, Capital Markets, Series 7, Mutual Funds, Electronic Trading, Investments, Credit, Securities, CMBS, Emerging Markets, High Yield, Bloomberg, Derivatives, Financial Risk, Money Market, Risk Management, Hedge Funds, Financial Structuring, Alternative Investments, Equities, Funding, Asset Allocation, Structured Products, Options, ETFs, Series 63, Investment Management, Separately Managed..., Investment Strategies, Financial Markets, Treasury
Education
Saint Mary's College of California 2010 — 2011
MS Finance, Masters Financial Analysis/Investment Management
California State University-Hayward 1991 — 1995
BS, Business Administration/Finance
Alexis Crespin's Schwab capital markets Experience 1997 - 2004
Job 1st Vice President at Security Traders Association of New York
Industry Financial Services
Experience
Security Traders Association of New York October 2001 - August 2011
The Tardis Group December 2009 - December 2010
UBS Investment Bank July 1997 - June 2008
Schwab Capital Markets 1997 - 2004
Skills
Capital Markets, Derivatives, Electronic Trading, Equities, Financial Markets, Financial Services, Fixed Income, Hedge Funds, Investment Banking, Investments, Sales, Recruiting, Trading
Education
University of Pennsylvania 1993 — 1997
BA, Philosophy, Politics, and Economics
The Dalton School 1979 — 1993
Security Traders Association of New York October 2001 - August 2011
The Tardis Group December 2009 - December 2010
UBS Investment Bank July 1997 - June 2008
Schwab Capital Markets 1997 - 2004
Skills
Capital Markets, Derivatives, Electronic Trading, Equities, Financial Markets, Financial Services, Fixed Income, Hedge Funds, Investment Banking, Investments, Sales, Recruiting, Trading
Education
University of Pennsylvania 1993 — 1997
BA, Philosophy, Politics, and Economics
The Dalton School 1979 — 1993
Hanna Przyborowski's Schwab capital markets Experience 1987 - 2002
Job Partner/Vice President, Midtown Realty Group, LLC
Industry Real Estate
Experience
Midtown Realty Group, LLC March 2011 - Present
River Street Realty March 2003 - February 2011
Dawson James Securities November 2006 - October 2008
Schwab Capital Markets 1987 - 2002
Skills
Derivatives, Series 63, Series 7, Capital Markets, Bloomberg, Valuation, Investment Banking, Equities, Options, Securities, Investments, Bonds, Trading, FINRA
Education
Rutgers University-New Brunswick 1979 — 1983
BA, Economics / Finance
Midtown Realty Group, LLC March 2011 - Present
River Street Realty March 2003 - February 2011
Dawson James Securities November 2006 - October 2008
Schwab Capital Markets 1987 - 2002
Skills
Derivatives, Series 63, Series 7, Capital Markets, Bloomberg, Valuation, Investment Banking, Equities, Options, Securities, Investments, Bonds, Trading, FINRA
Education
Rutgers University-New Brunswick 1979 — 1983
BA, Economics / Finance
Dale Tills's Schwab capital markets Experience August 1994 - February 2002
Job Self employed Investor
Industry Capital Markets
Experience
Monterey Trading Group February 2002 - Present
Schwab Capital Markets August 1994 - February 2002
Charles Schwab and Company August 1992 - August 1994
Charles Schwab and Co. Inc. February 1989 - August 1992
Education
Hobart and William Smith Colleges 1978 — 1982
BA, Economics
Monterey Trading Group February 2002 - Present
Schwab Capital Markets August 1994 - February 2002
Charles Schwab and Company August 1992 - August 1994
Charles Schwab and Co. Inc. February 1989 - August 1992
Education
Hobart and William Smith Colleges 1978 — 1982
BA, Economics
Richard Striefler's Schwab capital markets Experience 2002 - 2004
Job Senior VP of Equity Sales Trading at Auriga Services LLC
Industry Banking
Experience
Vulcan Enterprises LLC April 2010 - Present
Auriga Services LLC September 2011 - July 2012
Highlander Capital Markets 2009 - January 2011
Nomandy Beach Market Llc / Vulcan Enterprises Llc 2007 - 2010
UBS Investment Bank 2004 - 2007
Schwab Capital Markets 2002 - 2004
SG Cowen and Cowen and Company 1987 - 2002
Skills
Equities, Trading, Series 7, Equity Trading, Series 63, Hedge Funds, Alternative Investments, Asset Allocation, Bloomberg, Capital Markets, Commodity, Derivatives, Electronic Trading, Equity Research, Investment Advisory, Fixed Income, Financial Modeling, Investment Banking, Investments, Investment Strategies, Options, Prime Brokerage, Program Trading, Proprietary Trading, Risk Management, Securities, Series 24, Traders, Trading Strategies, Trading System, Trading Systems
Education
Muhlenberg College 1981 — 1985
BA, Business Administration
Vulcan Enterprises LLC April 2010 - Present
Auriga Services LLC September 2011 - July 2012
Highlander Capital Markets 2009 - January 2011
Nomandy Beach Market Llc / Vulcan Enterprises Llc 2007 - 2010
UBS Investment Bank 2004 - 2007
Schwab Capital Markets 2002 - 2004
SG Cowen and Cowen and Company 1987 - 2002
Skills
Equities, Trading, Series 7, Equity Trading, Series 63, Hedge Funds, Alternative Investments, Asset Allocation, Bloomberg, Capital Markets, Commodity, Derivatives, Electronic Trading, Equity Research, Investment Advisory, Fixed Income, Financial Modeling, Investment Banking, Investments, Investment Strategies, Options, Prime Brokerage, Program Trading, Proprietary Trading, Risk Management, Securities, Series 24, Traders, Trading Strategies, Trading System, Trading Systems
Education
Muhlenberg College 1981 — 1985
BA, Business Administration
Gerald E. O'Hara, CFA's Schwab capital markets Experience 2000 - 2001
Job Equity Research at Jefferies
Industry Financial Services
Experience
Jefferies & Company September 2010 - Present
Teacher Retirement System of Texas June 2009 - August 2009
Charles Schwab 2007 - 2008
Managers Investment Group March 2002 - August 2007
Schwab Capital Markets 2000 - 2001
Skills
Financial Modeling, Equities, Valuation, Portfolio Management, Equity Research, Bloomberg, Investments, Financial Analysis, Fixed Income, Hedge Funds, Due Diligence, Asset Managment, Investment Management, Capital Markets, Quantitative Analytics, Asset Management
Education
The University of Texas at Austin - Red McCombs School of Business 2008 — 2010
Master of Business Administration, Finance
Lynchburg College 1996 — 2000
BA, Finance
Fairfield High School 1992 — 1996
Jefferies & Company September 2010 - Present
Teacher Retirement System of Texas June 2009 - August 2009
Charles Schwab 2007 - 2008
Managers Investment Group March 2002 - August 2007
Schwab Capital Markets 2000 - 2001
Skills
Financial Modeling, Equities, Valuation, Portfolio Management, Equity Research, Bloomberg, Investments, Financial Analysis, Fixed Income, Hedge Funds, Due Diligence, Asset Managment, Investment Management, Capital Markets, Quantitative Analytics, Asset Management
Education
The University of Texas at Austin - Red McCombs School of Business 2008 — 2010
Master of Business Administration, Finance
Lynchburg College 1996 — 2000
BA, Finance
Fairfield High School 1992 — 1996
Dmitri Egorov's Schwab capital markets Experience 1998 - 2005
Job Computer Software Professional
Industry Computer Software
Experience
UBS June 1998 - February 2009
Charles Schwab Capital Markets 1998 - 2005
Schwab Capital Markets 1998 - 2005
Education
City University of New York-Brooklyn College 1993 — 1998
BS, IT
UBS June 1998 - February 2009
Charles Schwab Capital Markets 1998 - 2005
Schwab Capital Markets 1998 - 2005
Education
City University of New York-Brooklyn College 1993 — 1998
BS, IT
Alan Yoskowitz's Schwab capital markets Experience December 1998 - August 2002
Job Project Manager at Five Star Electric
Industry Construction
Experience
Five Star Electric October 2004 - Present
Schwab Capital Markets December 1998 - August 2002
Knight Securities August 1995 - December 1998
Nash, Weiss & Co. 1982 - 1991
Skills
Asset Management, Project Management, Project Planning, Risk Management, Contract Negotiation, Trading, Management, Strategic Planning, Process Improvement, Construction Management, Program Management, Contract Management, Construction, MS Project, Equities, Rail, Investments, Integration, Budgets, New Business Development, Portfolio Management
Education
City University of New York-Brooklyn College 1979 — 1983
Economics
John Dewey HS 1974 — 1978
Five Star Electric October 2004 - Present
Schwab Capital Markets December 1998 - August 2002
Knight Securities August 1995 - December 1998
Nash, Weiss & Co. 1982 - 1991
Skills
Asset Management, Project Management, Project Planning, Risk Management, Contract Negotiation, Trading, Management, Strategic Planning, Process Improvement, Construction Management, Program Management, Contract Management, Construction, MS Project, Equities, Rail, Investments, Integration, Budgets, New Business Development, Portfolio Management
Education
City University of New York-Brooklyn College 1979 — 1983
Economics
John Dewey HS 1974 — 1978
Erik Rasmuson's Schwab capital markets Experience June 2000 - May 2003
Job Sales Professional
Industry Computer Software
Experience
iCIMS November 2012 - Present
iCIMS 2014 - 2014
Bloomberg LP May 2010 - July 2012
UBS Investment Bank August 2006 - November 2008
UBS November 2004 - August 2006
Charles Schwab November 2004 - August 2006
Charles Schwab May 2003 - November 2004
Schwab Capital Markets June 2000 - May 2003
BANC OF AMERICA LLC July 1999 - June 2000
Skills
Equity Trading, Pricing, Electronic Trading, Trading, Contract Negotiation, Financial Services, Trading Systems, CRM, Sales, Bloomberg, Equities, Hedge Funds, Derivatives, Securities, SaaS, Finance, Account Management, Capital Markets
Education
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1999
BS, Business Economics
kinnelon
kinnelon
iCIMS November 2012 - Present
iCIMS 2014 - 2014
Bloomberg LP May 2010 - July 2012
UBS Investment Bank August 2006 - November 2008
UBS November 2004 - August 2006
Charles Schwab November 2004 - August 2006
Charles Schwab May 2003 - November 2004
Schwab Capital Markets June 2000 - May 2003
BANC OF AMERICA LLC July 1999 - June 2000
Skills
Equity Trading, Pricing, Electronic Trading, Trading, Contract Negotiation, Financial Services, Trading Systems, CRM, Sales, Bloomberg, Equities, Hedge Funds, Derivatives, Securities, SaaS, Finance, Account Management, Capital Markets
Education
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1999
BS, Business Economics
kinnelon
kinnelon
Bill Purvin's Schwab capital markets Experience March 1987 - December 2001
Job Regional Manager at Charles Schwab
Industry Financial Services
Experience
Charles Schwab October 2006 - Present
Charles Schwab October 2006 - Present
Tableside, LLC October 2004 - November 2008
Hold Brothers August 2005 - October 2006
Schwab Capital Markets March 1987 - December 2001
Merrill Lynch January 1985 - March 1987
Bear Stearns November 1983 - January 1985
Skills
Investments, Options, Equities, Capital Markets, Bonds, Mutual Funds, Trading, Securities, Trading Systems, Management, Series 7, Customer Service, Finance, Equity Trading, Wealth Management, Fixed Income, Series 63, Microsoft Office
Education
The Culinary Institute of America 2002 — 2004
AOS, Culinary Arts
New York Institute of Finance
Rutgers, The State University of New Jersey-Newark 1978 — 1983
BA, Economics
Market Technicians Association
CMT, Chartered Market Technician
Charles Schwab October 2006 - Present
Charles Schwab October 2006 - Present
Tableside, LLC October 2004 - November 2008
Hold Brothers August 2005 - October 2006
Schwab Capital Markets March 1987 - December 2001
Merrill Lynch January 1985 - March 1987
Bear Stearns November 1983 - January 1985
Skills
Investments, Options, Equities, Capital Markets, Bonds, Mutual Funds, Trading, Securities, Trading Systems, Management, Series 7, Customer Service, Finance, Equity Trading, Wealth Management, Fixed Income, Series 63, Microsoft Office
Education
The Culinary Institute of America 2002 — 2004
AOS, Culinary Arts
New York Institute of Finance
Rutgers, The State University of New Jersey-Newark 1978 — 1983
BA, Economics
Market Technicians Association
CMT, Chartered Market Technician
James Mulvey's Schwab capital markets Experience May 1993 - November 2003
Job Broker & Owner of Bird Dog Real Estate
Industry Real Estate
Experience
Bird Dog Real Estate August 2009 - Present
Bird Dog Real Estate August 2009 - Present
Trinity Trading December 2003 - January 2012
Schwab Capital Markets May 1993 - November 2003
Three Green Fields Property June 1991 - May 2002
Skills
Alternative Investments, Investment Strategies, Mutual Funds, Management, Budgets, Series 63, Series 7, Loans, Trading Systems, Capital Markets, Securities, Mortgage Lending, Equities, Portfolio Management, Marketing, Wealth Management, Investments, Real Estate, FINRA, Equity Trading, Options, Selling, Hedge Funds, Asset Managment, Trading, Sales, Residential Mortgages, Real Estate Financing, Investment Properties, Relationship Management
Education
Northeastern University 1988 — 1991
Bachelor of Science, Finance and Management
Northeastern University 1987 — 1991
Bachelor of Business Administration (BBA), Finance and Management
Bird Dog Real Estate August 2009 - Present
Bird Dog Real Estate August 2009 - Present
Trinity Trading December 2003 - January 2012
Schwab Capital Markets May 1993 - November 2003
Three Green Fields Property June 1991 - May 2002
Skills
Alternative Investments, Investment Strategies, Mutual Funds, Management, Budgets, Series 63, Series 7, Loans, Trading Systems, Capital Markets, Securities, Mortgage Lending, Equities, Portfolio Management, Marketing, Wealth Management, Investments, Real Estate, FINRA, Equity Trading, Options, Selling, Hedge Funds, Asset Managment, Trading, Sales, Residential Mortgages, Real Estate Financing, Investment Properties, Relationship Management
Education
Northeastern University 1988 — 1991
Bachelor of Science, Finance and Management
Northeastern University 1987 — 1991
Bachelor of Business Administration (BBA), Finance and Management