Schwab Institutional
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Schwab Institutional Employees
Employee
Years
Job
Industry
David Hutchinson David Hutchinson's Schwab Institutional Experience January 2008 - December 2008
Job VP, Midwest Division at AssetMark
Industry Financial Services
Experience
AssetMark June 2015 - Present
Hewins Financial Advisors May 2012 - December 2014
Minneapolis Portfolio Management Group, LLC January 2011 - May 2012
Fidelity Investments April 2009 - January 2011
Schwab Institutional January 2008 - December 2008
Schwab Institutional November 2005 - January 2008
Schwab Institutional January 2000 - November 2005
Ameriprise Financial 1990 - 1994
Skills
Wealth Management
Education
Arizona State University, W. P. Carey School of Business
Mini MBA, Services Leadership Institute
University of Minnesota - Carlson School of Management 1986 — 1990
BS, Finance
AssetMark June 2015 - Present
Hewins Financial Advisors May 2012 - December 2014
Minneapolis Portfolio Management Group, LLC January 2011 - May 2012
Fidelity Investments April 2009 - January 2011
Schwab Institutional January 2008 - December 2008
Schwab Institutional November 2005 - January 2008
Schwab Institutional January 2000 - November 2005
Ameriprise Financial 1990 - 1994
Skills
Wealth Management
Education
Arizona State University, W. P. Carey School of Business
Mini MBA, Services Leadership Institute
University of Minnesota - Carlson School of Management 1986 — 1990
BS, Finance
Douglas Heikkinen Douglas Heikkinen's Schwab Institutional Experience February 1989 - December 2001
Job Entrepreneur | Producer | Editor IRIS.xyz
Industry Marketing and Advertising
Experience
IRIS.xyz January 2014 - Present
Heikkinen Media February 2013 - Present
Riley Weiss July 2009 - January 2013
Filigree Advisors January 2008 - June 2009
M Financial Wealth Management November 2004 - December 2007
LEAP Partners LLC January 2002 - November 2004
Schwab Institutional February 1989 - December 2001
Schwab Institutional December 2000 - November 2001
Schwab Institutional January 1998 - November 2001
Schwab Institutional January 1998 - December 2000
Skills
Brand Development, Brand Architecture, Digital Marketing, Integrated Marketing, Social Media, Marketing Strategy, Strategy, Event Management, Creative Direction, Brand Management, Corporate Branding
Education
University of Michigan 1979 — 1984
IRIS.xyz January 2014 - Present
Heikkinen Media February 2013 - Present
Riley Weiss July 2009 - January 2013
Filigree Advisors January 2008 - June 2009
M Financial Wealth Management November 2004 - December 2007
LEAP Partners LLC January 2002 - November 2004
Schwab Institutional February 1989 - December 2001
Schwab Institutional December 2000 - November 2001
Schwab Institutional January 1998 - November 2001
Schwab Institutional January 1998 - December 2000
Skills
Brand Development, Brand Architecture, Digital Marketing, Integrated Marketing, Social Media, Marketing Strategy, Strategy, Event Management, Creative Direction, Brand Management, Corporate Branding
Education
University of Michigan 1979 — 1984
Kimberly D. Overman, CFP Kimberly D. Overman, CFP's Schwab Institutional Experience March 1995 - Present
Job CEO President at The Financial Well, Inc.
Industry Investment Management
Experience
The Financial Well, Inc. March 1998 - Present
Schwab Institutional March 1995 - Present
Tampa Bay Estate Planning Council July 2010 - Present
City of Tampa October 2011 - Present
Financial Planning Association of Florida January 2010 - Present
Business Guild of Seminole Heights August 2014 - Present
FPA of Tampa Bay January 2010 - December 2010
Financial Planning Association of Tampa Bay January 2009 - December 2009
Aon Investment Consulting 1995 - 1997
Invest Financial 1989 - 1994
Skills
Strategic Financial..., Wealth Management, Women Owned Business, Retirement Planning, Investment Advisory..., Fiduciary Services, Estate Planning, Elder Care, Personal Tax Planning, Investment Advisory, Investments, Retirement, Financial Advisory, Wealth, Financial Planners, Asset Management, Financial Services, Wealth Management..., Finance, Risk Management, Personal Finance, Asset Allocation, Mutual Funds, Investment Strategies, Employee Benefits, Trusts, Investment Management, High Net Worth..., Leadership, Management, Securities, Strategic Planning, Public Speaking, Portfolio Management, Small Business, Budgets, Due Diligence, Nonprofits, Team Building
Education
College for Financial Planning 1985 — 1989
CFP, Financial Planning
University of Maryland College Park 1976 — 1982
BS, Agricultural Resource Economics
Woodrow Wilson High School 1974 — 1976
High School
The Financial Well, Inc. March 1998 - Present
Schwab Institutional March 1995 - Present
Tampa Bay Estate Planning Council July 2010 - Present
City of Tampa October 2011 - Present
Financial Planning Association of Florida January 2010 - Present
Business Guild of Seminole Heights August 2014 - Present
FPA of Tampa Bay January 2010 - December 2010
Financial Planning Association of Tampa Bay January 2009 - December 2009
Aon Investment Consulting 1995 - 1997
Invest Financial 1989 - 1994
Skills
Strategic Financial..., Wealth Management, Women Owned Business, Retirement Planning, Investment Advisory..., Fiduciary Services, Estate Planning, Elder Care, Personal Tax Planning, Investment Advisory, Investments, Retirement, Financial Advisory, Wealth, Financial Planners, Asset Management, Financial Services, Wealth Management..., Finance, Risk Management, Personal Finance, Asset Allocation, Mutual Funds, Investment Strategies, Employee Benefits, Trusts, Investment Management, High Net Worth..., Leadership, Management, Securities, Strategic Planning, Public Speaking, Portfolio Management, Small Business, Budgets, Due Diligence, Nonprofits, Team Building
Education
College for Financial Planning 1985 — 1989
CFP, Financial Planning
University of Maryland College Park 1976 — 1982
BS, Agricultural Resource Economics
Woodrow Wilson High School 1974 — 1976
High School
Denise Green Denise Green's Schwab Institutional Experience August 1999 - August 2007
Job Coaching Good Managers to Become Brilliant Leaders, Founder Brilliance Inc.
Industry Professional Training & Coaching
Experience
Skyline Group International January 2015 - Present
Brilliance Inc January 2008 - Present
Schwab Institutional August 1999 - August 2007
Charles Schwab 1999 - 2007
New Ventures West 2004 - 2004
Oracle August 1993 - October 1999
Skills
Coaching, Executive Coaching, Leadership Development, 360 Feedback, Leadership, Public Speaking, Training Delivery, Training, Program Management, Organizational..., Organizational..., Career Development, Succession Planning, Team Building, MBTI, Consulting, Instructional Design, Culture Change, Management
Education
New Ventures West 2003 — 2004
Certification, Coaching
Stanford University 2000 — 2004
Masters, Liberal Arts
Arizona State University 1989 — 1993
BA, French
Université Sorbonne Nouvelle - Paris 3 1992 — 1992
Certificate, French
Skyline Group International January 2015 - Present
Brilliance Inc January 2008 - Present
Schwab Institutional August 1999 - August 2007
Charles Schwab 1999 - 2007
New Ventures West 2004 - 2004
Oracle August 1993 - October 1999
Skills
Coaching, Executive Coaching, Leadership Development, 360 Feedback, Leadership, Public Speaking, Training Delivery, Training, Program Management, Organizational..., Organizational..., Career Development, Succession Planning, Team Building, MBTI, Consulting, Instructional Design, Culture Change, Management
Education
New Ventures West 2003 — 2004
Certification, Coaching
Stanford University 2000 — 2004
Masters, Liberal Arts
Arizona State University 1989 — 1993
BA, French
Université Sorbonne Nouvelle - Paris 3 1992 — 1992
Certificate, French
Jill Robertson McNay Jill Robertson McNay's Schwab Institutional Experience 2003 - 2005
Job A marketing professional with financial services, consumer products, and nonprofit experience
Industry Marketing and Advertising
Experience
DePauw University 2009 - Present
(self-employed) 2005 - Present
One Warm Coat 2001 - 2011
Schwab Institutional 2003 - 2005
myCFO 2000 - 2002
Charles Schwab 1997 - 2000
Pickett Advertising 1994 - 1997
Nestle 1990 - 1993
Skills
Strategy, Marketing, Direct Marketing, Start-ups, Leadership, Brand Management, Advertising, Marketing Communications, Marketing Strategy, Integrated Marketing, Strategic Partnerships, Product Marketing, Digital Marketing, Strategic Planning
Education
Indiana University - Kelley School of Business 1986 — 1988
MBA
DePauw University 1982 — 1986
BA
DePauw University 2009 - Present
(self-employed) 2005 - Present
One Warm Coat 2001 - 2011
Schwab Institutional 2003 - 2005
myCFO 2000 - 2002
Charles Schwab 1997 - 2000
Pickett Advertising 1994 - 1997
Nestle 1990 - 1993
Skills
Strategy, Marketing, Direct Marketing, Start-ups, Leadership, Brand Management, Advertising, Marketing Communications, Marketing Strategy, Integrated Marketing, Strategic Partnerships, Product Marketing, Digital Marketing, Strategic Planning
Education
Indiana University - Kelley School of Business 1986 — 1988
MBA
DePauw University 1982 — 1986
BA
Amy J. Kaufman Amy J. Kaufman's Schwab Institutional Experience April 1998 - October 2004
Job Experienced Financial Services professional.
Industry Financial Services
Experience
Cetera Advisor Networks LLC October 2014 - Present
Integrated Wealth Management May 2012 - October 2013
United Broker's Group July 2011 - September 2013
Century 21 All Star, Realtors September 2010 - June 2011
Crest Realty Group, LLC September 2007 - August 2010
Charles Schwab May 2006 - December 2007
JPMorgan Chase October 2005 - May 2006
CitiStreet Associates, LLC October 2004 - October 2005
Schwab Institutional April 1998 - October 2004
SunAmerica Securities, Inc. November 1996 - April 1998
Skills
Trading, Equity Trading, Fixed Income, Mutual Funds, Investment Management, Institutional Accounts, Manage Client..., Customer Support, Series 7, Investments, Referrals, Real Estate Transactions, Brokerage, Securities, First Time Home Buyers, Single Family Homes
Education
Rutgers University, Newark College of Arts and Sciences 1984 — 1987
Bachelor of Arts, Business Administration; Finance
Union College 1983 — 1984
Cetera Advisor Networks LLC October 2014 - Present
Integrated Wealth Management May 2012 - October 2013
United Broker's Group July 2011 - September 2013
Century 21 All Star, Realtors September 2010 - June 2011
Crest Realty Group, LLC September 2007 - August 2010
Charles Schwab May 2006 - December 2007
JPMorgan Chase October 2005 - May 2006
CitiStreet Associates, LLC October 2004 - October 2005
Schwab Institutional April 1998 - October 2004
SunAmerica Securities, Inc. November 1996 - April 1998
Skills
Trading, Equity Trading, Fixed Income, Mutual Funds, Investment Management, Institutional Accounts, Manage Client..., Customer Support, Series 7, Investments, Referrals, Real Estate Transactions, Brokerage, Securities, First Time Home Buyers, Single Family Homes
Education
Rutgers University, Newark College of Arts and Sciences 1984 — 1987
Bachelor of Arts, Business Administration; Finance
Union College 1983 — 1984
Peter Kim Peter Kim's Schwab Institutional Experience April 2000 - September 2002
Job BSA/AML Sanctions Compliance Officer at Bank of the West BNP Paribas
Industry Financial Services
Experience
Bank of the West - BNP Paribas November 2014 - Present
Federal Reserve Bank of New York May 2013 - August 2014
Ernst & Young January 2011 - April 2013
JP Morgan Chase (Bear Stearns & Co) November 2006 - November 2010
Bear Stearns October 2003 - November 2006
Schwab Institutional April 2000 - September 2002
Nomura Securities February 1999 - April 2000
Charles Schwab September 1992 - February 1999
Skills
AML, Securities, Compliance, Banking, Prime Brokerage, Anti-Money Laundering, BSA Compliance, Financial Markets, Global Regulatory..., Business Advisory, Management Consulting, Surveillance, KYC, Financial Advisory, sales, marketing, Risk Management, Bank Secrecy Act, Sales, Marketing, Financial Risk, USA PATRIOT Act, OFAC, Sanction, Project Team Management, Consultative Services, Multi-tasked, Pragmatic, AML Technology, Process Improvement, AML Audit, Subject Matter Experts, Clearing, Global Custody, Capital Markets, Derivatives, Asset Management, Fixed Income, Hedge Funds, Equities, Due Diligence, Strategy, Bloomberg, Series 7, Alternative Investments, Options, Mutual Funds, Financial Institutions, Private Equity, Series 63
Education
Pace University 1995 — 2000
Bachelor of Arts (B.A.), Economics
Bank of the West - BNP Paribas November 2014 - Present
Federal Reserve Bank of New York May 2013 - August 2014
Ernst & Young January 2011 - April 2013
JP Morgan Chase (Bear Stearns & Co) November 2006 - November 2010
Bear Stearns October 2003 - November 2006
Schwab Institutional April 2000 - September 2002
Nomura Securities February 1999 - April 2000
Charles Schwab September 1992 - February 1999
Skills
AML, Securities, Compliance, Banking, Prime Brokerage, Anti-Money Laundering, BSA Compliance, Financial Markets, Global Regulatory..., Business Advisory, Management Consulting, Surveillance, KYC, Financial Advisory, sales, marketing, Risk Management, Bank Secrecy Act, Sales, Marketing, Financial Risk, USA PATRIOT Act, OFAC, Sanction, Project Team Management, Consultative Services, Multi-tasked, Pragmatic, AML Technology, Process Improvement, AML Audit, Subject Matter Experts, Clearing, Global Custody, Capital Markets, Derivatives, Asset Management, Fixed Income, Hedge Funds, Equities, Due Diligence, Strategy, Bloomberg, Series 7, Alternative Investments, Options, Mutual Funds, Financial Institutions, Private Equity, Series 63
Education
Pace University 1995 — 2000
Bachelor of Arts (B.A.), Economics
Curtis Reed, CFP® Curtis Reed, CFP®'s Schwab Institutional Experience January 1999 - April 2008
Job Focused on Helping Investment Advisors Transition to the Independent RIA Model
Industry Financial Services
Experience
Arbor Point Advisors November 2012 - March 2015
Charles Schwab November 2011 - November 2012
Windy City Wealth Management May 2008 - December 2011
Bellatore June 2008 - March 2009
Schwab Institutional January 1999 - April 2008
Education
Missouri State University 1993 — 1997
Bachelor of Science (BS), Finance, General
Arbor Point Advisors November 2012 - March 2015
Charles Schwab November 2011 - November 2012
Windy City Wealth Management May 2008 - December 2011
Bellatore June 2008 - March 2009
Schwab Institutional January 1999 - April 2008
Education
Missouri State University 1993 — 1997
Bachelor of Science (BS), Finance, General
Heidi Dresbach, CMFC Heidi Dresbach, CMFC's Schwab Institutional Experience December 2010 - Present
Job at
Industry Financial Services
Experience
Schwab Institutional December 2010 - Present
Principal Financial Group December 2006 - August 2010
MassMutual Financial Group May 2005 - December 2006
Essex 2004 - 2005
Enterprise Capital 1997 - 2003
BISYS Fund Services February 1993 - October 1997
Daymon Credit Union 1992 - 1993
Education
University of Dayton 1988 — 1992
Bachelors of Science, Finance/Economics
Franklin Monroe
Schwab Institutional December 2010 - Present
Principal Financial Group December 2006 - August 2010
MassMutual Financial Group May 2005 - December 2006
Essex 2004 - 2005
Enterprise Capital 1997 - 2003
BISYS Fund Services February 1993 - October 1997
Daymon Credit Union 1992 - 1993
Education
University of Dayton 1988 — 1992
Bachelors of Science, Finance/Economics
Franklin Monroe
Catherine Davies, CFP® Catherine Davies, CFP®'s Schwab Institutional Experience 1998 - 2005
Job Financial Services
Industry Financial Services
Experience
Greater Dallas Area July 2014 - Present
Charles Schwab April 2008 - July 2014
Robertson, Griege & Thoele 2005 - 2008
Schwab Institutional 1998 - 2005
Norwest Bank 1997 - 1998
Education
The University of New Mexico 1996 — 1997
MS, Sports Administration
The University of New Mexico 1991 — 1996
BA, Political Science
Greater Dallas Area July 2014 - Present
Charles Schwab April 2008 - July 2014
Robertson, Griege & Thoele 2005 - 2008
Schwab Institutional 1998 - 2005
Norwest Bank 1997 - 1998
Education
The University of New Mexico 1996 — 1997
MS, Sports Administration
The University of New Mexico 1991 — 1996
BA, Political Science
Barbara J. Parshall Barbara J. Parshall's Schwab Institutional Experience April 2007 - June 2010
Job Senior Vice President, Sales and Relationship Management at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments - Fidelity Institutional Wealth Services November 2013 - Present
BJP Ventures February 2011 - November 2013
Pershing Advisor Solutions, a Bank of New York Mellon Company June 2010 - January 2011
Schwab Institutional April 2007 - June 2010
Bear Stearns Global Clearing Services 2004 - 2007
Fidelity Investments Registered Investment Advisor Group 1996 - 2004
Skills
Series 7, Series 63, Alternative Investments, Mutual Funds, Investment Advisory, Wealth Management, Series 24, Securities, Investments, Asset Allocation, ETFs, Series 65, Sales Management
Education
Boston University
University of Massachusetts Boston
Fidelity Investments - Fidelity Institutional Wealth Services November 2013 - Present
BJP Ventures February 2011 - November 2013
Pershing Advisor Solutions, a Bank of New York Mellon Company June 2010 - January 2011
Schwab Institutional April 2007 - June 2010
Bear Stearns Global Clearing Services 2004 - 2007
Fidelity Investments Registered Investment Advisor Group 1996 - 2004
Skills
Series 7, Series 63, Alternative Investments, Mutual Funds, Investment Advisory, Wealth Management, Series 24, Securities, Investments, Asset Allocation, ETFs, Series 65, Sales Management
Education
Boston University
University of Massachusetts Boston
Scott Hart Scott Hart's Schwab Institutional Experience September 2000 - April 2007
Job Transition Services Manager at Scottrade Advisor Services
Industry Financial Services
Experience
Scottrade® Advisor Services February 2013 - Present
Charles Schwab & Co April 2007 - February 2013
Schwab Institutional September 2000 - April 2007
Citigroup Worldwide Securities June 1996 - September 2000
Skills
Series 7, Financial Services, Securities, Investments, Strategy, Management, Asset Management, Investment Advisory
Education
University of South Florida 1997 — 1999
MBA, Finance, Mgmt, International Business, 3.66
University of Louisville
Bachelor of Science in Business Admin, Finance, 3.5
Scottrade® Advisor Services February 2013 - Present
Charles Schwab & Co April 2007 - February 2013
Schwab Institutional September 2000 - April 2007
Citigroup Worldwide Securities June 1996 - September 2000
Skills
Series 7, Financial Services, Securities, Investments, Strategy, Management, Asset Management, Investment Advisory
Education
University of South Florida 1997 — 1999
MBA, Finance, Mgmt, International Business, 3.66
University of Louisville
Bachelor of Science in Business Admin, Finance, 3.5
Brandy Tezak's Schwab Institutional Experience 1999 - 2012
Job Owner at Retromended Vintage Fashion
Industry Retail
Experience
Retromended Vintage Fashion 2012 - Present
Schwab Institutional 1999 - 2012
Skills
Financial Services, Series 7, Investments, Securities, Equities, Fashion, Fashion Buying, Vintage Clothing, Accessories, Styling, Series 63
Education
Rollins College 2009 — 2012
Bachelor of Arts (B.A.), International Business
Retromended Vintage Fashion 2012 - Present
Schwab Institutional 1999 - 2012
Skills
Financial Services, Series 7, Investments, Securities, Equities, Fashion, Fashion Buying, Vintage Clothing, Accessories, Styling, Series 63
Education
Rollins College 2009 — 2012
Bachelor of Arts (B.A.), International Business
Rob Vipperman's Schwab Institutional Experience 1991 - 2001
Job Investment Analyst at Nationwide Insurance
Industry Insurance
Experience
Nationwide Insurance February 2003 - Present
VIPPERMANPHOTO January 2002 - Present
Charles Schwab November 1991 - November 2001
Schwab Institutional 1991 - 2001
Skyway Airlines November 1989 - November 1991
Ohio Air National Guard August 1980 - November 1991
Marsh Block & Co. 1987 - 1989
Continental Airlines November 1985 - November 1987
People Express Airlines October 1981 - November 1985
Skills
Investments, Risk Management, Series 7, Process Improvement, Series 63, Insurance, Business Analysis, Customer Service, Microsoft Excel, Microsoft Office, Stocks, Strategic Planning, Sales, PowerPoint, Photography, Sports Marketing, Portrait Photography, Digital Printing, Digital Imaging, Photoshop, Digital Photography, Series 65, Leadership, Series 6, Portfolio Management, Securities, Fixed Annuities, Management, Mutual Funds, Trading, Fixed Income, Bloomberg, Financial Analysis, 401k, FINRA, Retirement, Asset Allocation, Uniform Combined State..., Variable Annuities, Investment Advisory, Retirement Plan..., Defined Benefit, Series 24, Qualified Retirement..., Investment Management, Investment Strategies, Retirement Planning, Bonds, Equity Trading, Financial Advisory
Education
Franklin University 1988 — 1992
Bachelor, Finance
Gahanna Lincoln 1976 — 1980
Nationwide Insurance February 2003 - Present
VIPPERMANPHOTO January 2002 - Present
Charles Schwab November 1991 - November 2001
Schwab Institutional 1991 - 2001
Skyway Airlines November 1989 - November 1991
Ohio Air National Guard August 1980 - November 1991
Marsh Block & Co. 1987 - 1989
Continental Airlines November 1985 - November 1987
People Express Airlines October 1981 - November 1985
Skills
Investments, Risk Management, Series 7, Process Improvement, Series 63, Insurance, Business Analysis, Customer Service, Microsoft Excel, Microsoft Office, Stocks, Strategic Planning, Sales, PowerPoint, Photography, Sports Marketing, Portrait Photography, Digital Printing, Digital Imaging, Photoshop, Digital Photography, Series 65, Leadership, Series 6, Portfolio Management, Securities, Fixed Annuities, Management, Mutual Funds, Trading, Fixed Income, Bloomberg, Financial Analysis, 401k, FINRA, Retirement, Asset Allocation, Uniform Combined State..., Variable Annuities, Investment Advisory, Retirement Plan..., Defined Benefit, Series 24, Qualified Retirement..., Investment Management, Investment Strategies, Retirement Planning, Bonds, Equity Trading, Financial Advisory
Education
Franklin University 1988 — 1992
Bachelor, Finance
Gahanna Lincoln 1976 — 1980
Daniel Cronin Daniel Cronin's Schwab Institutional Experience October 1994 - January 1996
Job Senior Vice President at iCapital Network, Inc.
Industry Financial Services
Experience
iCapital Network, Inc. February 2014 - Present
BNY Mellon Asset Mangement I Dreyfus June 2012 - February 2014
RBC Advisor Services July 2008 - May 2012
Fidelity Investments April 2008 - July 2008
Fidelity Investments Institutional Wealth Services June 2006 - March 2008
Fidelity Investments Registered Investment Advisor Group October 1998 - June 2006
Fidelity Investments Institutional Service Co. January 1996 - October 1998
Schwab Institutional October 1994 - January 1996
Skills
Asset Management, Trading, Brokerage, Practice Management, Order Management, Asset Managment, Investments, Mutual Funds, Securities, Portfolio Management, Relationship Management, Business Development, Selling, Financial Services, Series 7, Options, Investment Advisory, Wealth Management, Management, Alternative Investments, Capital Markets, Entrepreneurship
Education
University of Massachusetts Boston 1980 — 1985
BA, Economics
iCapital Network, Inc. February 2014 - Present
BNY Mellon Asset Mangement I Dreyfus June 2012 - February 2014
RBC Advisor Services July 2008 - May 2012
Fidelity Investments April 2008 - July 2008
Fidelity Investments Institutional Wealth Services June 2006 - March 2008
Fidelity Investments Registered Investment Advisor Group October 1998 - June 2006
Fidelity Investments Institutional Service Co. January 1996 - October 1998
Schwab Institutional October 1994 - January 1996
Skills
Asset Management, Trading, Brokerage, Practice Management, Order Management, Asset Managment, Investments, Mutual Funds, Securities, Portfolio Management, Relationship Management, Business Development, Selling, Financial Services, Series 7, Options, Investment Advisory, Wealth Management, Management, Alternative Investments, Capital Markets, Entrepreneurship
Education
University of Massachusetts Boston 1980 — 1985
BA, Economics
Bob Donaho's Schwab Institutional Experience 2006 - 2008
Job Searching for the Next Great Career Opportunity
Industry Financial Services
Experience
COMERICA INSTITUTIONAL TRUST 2008 - Present
Schwab Institutional 2006 - 2008
Wells Fargo Institutional Trust 2000 - 2006
Skills
Investment Advisory, Investment Management, Financial Services, New Business Development, Mutual Funds, 401k, Asset Managment, Retirement, Investments, Retirement Planning, Business Relationship..., Sales, Portfolio Management, Banking, Series 7, Business Development, Hedge Funds, Wealth Management, Insurance, Relationship Management, Asset Management
Education
University of St. Thomas (TX) 1983 — 1985
MBA, Finance
Trinity University 1979 — 1983
Bachelor of Arts, Business - Finance
COMERICA INSTITUTIONAL TRUST 2008 - Present
Schwab Institutional 2006 - 2008
Wells Fargo Institutional Trust 2000 - 2006
Skills
Investment Advisory, Investment Management, Financial Services, New Business Development, Mutual Funds, 401k, Asset Managment, Retirement, Investments, Retirement Planning, Business Relationship..., Sales, Portfolio Management, Banking, Series 7, Business Development, Hedge Funds, Wealth Management, Insurance, Relationship Management, Asset Management
Education
University of St. Thomas (TX) 1983 — 1985
MBA, Finance
Trinity University 1979 — 1983
Bachelor of Arts, Business - Finance
Michael Dennehy Michael Dennehy's Schwab Institutional Experience February 2004 - April 2007
Job VP, Senior RIA Consultant; Northeast at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds July 2011 - Present
Old Mutual Asset Management January 2010 - June 2011
Metropolitan West Asset Management April 2007 - January 2010
Schwab Institutional February 2004 - April 2007
State Street Bank May 1996 - September 2002
Scudder Investments February 1993 - May 1996
Education
Saint Anselm College 1988 — 1992
B.A History
OppenheimerFunds July 2011 - Present
Old Mutual Asset Management January 2010 - June 2011
Metropolitan West Asset Management April 2007 - January 2010
Schwab Institutional February 2004 - April 2007
State Street Bank May 1996 - September 2002
Scudder Investments February 1993 - May 1996
Education
Saint Anselm College 1988 — 1992
B.A History
Sean Marrin Sean Marrin's Schwab Institutional Experience January 2004 - September 2011
Job Regional Director, Investment Advisor Division at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. May 2013 - Present
LPL Financial October 2011 - May 2013
Schwab Institutional January 2004 - September 2011
Schwab Institutional December 1998 - January 2004
Charles Schwab & Co., October 1993 - December 1998
OppenheimerFunds October 1992 - October 1993
Skills
Series 7, Series 63, Series 8, Series 65, Miller Heiman
Education
University of Colorado Denver 1996 — 1998
Master of Science, Finance
Colorado State University 1987 — 1991
Bachelor of Science, Business Administration
Raymond James Financial Inc. May 2013 - Present
LPL Financial October 2011 - May 2013
Schwab Institutional January 2004 - September 2011
Schwab Institutional December 1998 - January 2004
Charles Schwab & Co., October 1993 - December 1998
OppenheimerFunds October 1992 - October 1993
Skills
Series 7, Series 63, Series 8, Series 65, Miller Heiman
Education
University of Colorado Denver 1996 — 1998
Master of Science, Finance
Colorado State University 1987 — 1991
Bachelor of Science, Business Administration
Dana Klein Dana Klein's Schwab Institutional Experience 2000 - 2002
Job Vice President, Sales Strategy and Planning at American Beacon Advisors
Industry Investment Management
Experience
American Beacon Advisors June 2012 - Present
Destra Capital April 2011 - June 2012
Janus Capital Group November 2004 - March 2011
Bank of America Capital Management 2002 - 2004
Schwab Institutional 2000 - 2002
Van Kampen Investments 1990 - 2000
Skills
Series 7, Mutual Funds, Series 63, Alternative Investments, Asset Allocation, Investments, Hedge Funds, Asset Managment, Wealth Management, ETFs, Equities, Securities, Investment Management, Fixed Income, Series 65, Managing Accounts, Investment Advisory, Investment Strategies, Fixed Annuities
Education
The George Washington University
American Beacon Advisors June 2012 - Present
Destra Capital April 2011 - June 2012
Janus Capital Group November 2004 - March 2011
Bank of America Capital Management 2002 - 2004
Schwab Institutional 2000 - 2002
Van Kampen Investments 1990 - 2000
Skills
Series 7, Mutual Funds, Series 63, Alternative Investments, Asset Allocation, Investments, Hedge Funds, Asset Managment, Wealth Management, ETFs, Equities, Securities, Investment Management, Fixed Income, Series 65, Managing Accounts, Investment Advisory, Investment Strategies, Fixed Annuities
Education
The George Washington University
Barry Bingham Barry Bingham's Schwab Institutional Experience 1996 - 1998
Job President at Image South
Industry Fine Art
Experience
Image South February 2008 - Present
Undiscovered Managers, LLC 1998 - 2001
Schwab Institutional 1996 - 1998
Skills
Furniture, Fine Art, Interior Design, Art, Contemporary Art, Photography, Senior Living Design, FF&E Procurement, Marketing, Strategy, Sales
Education
The University of Georgia 1986 — 1990
BA, Economics
Image South February 2008 - Present
Undiscovered Managers, LLC 1998 - 2001
Schwab Institutional 1996 - 1998
Skills
Furniture, Fine Art, Interior Design, Art, Contemporary Art, Photography, Senior Living Design, FF&E Procurement, Marketing, Strategy, Sales
Education
The University of Georgia 1986 — 1990
BA, Economics
Sheetal Brown's Schwab Institutional Experience 1993 - 2005
Job Vice President, Senior Sales at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments - Fidelity Institutional Wealth Services January 2014 - Present
Pershing, a BNY Mellon company 2005 - January 2014
Schwab Institutional 1993 - 2005
Charles Schwab 1993 - 2005
Skills
Strategic Consulting, Business Development, Global Business..., New Business Development, Financial Services, Registered Investment..., Financial Advisory, Wealth Management..., Strategic Thinking, Series 7, Series 63, Consultative Selling..., Building Business..., Contract Negotiation, Solution Selling, Sales Presentations, Persuasive Presentations, Relationship Management, Investments, Mutual Funds, RIA, Securities, Series 24, Wealth Management, Series 65, Business Relationship..., FINRA, Investment Advisory, Alternative Investments
Education
University of Central Florida - College of Business Administration 1989 — 1993
BSBA, Summa Cum Laude, Business Administration and Management, General
Fidelity Investments - Fidelity Institutional Wealth Services January 2014 - Present
Pershing, a BNY Mellon company 2005 - January 2014
Schwab Institutional 1993 - 2005
Charles Schwab 1993 - 2005
Skills
Strategic Consulting, Business Development, Global Business..., New Business Development, Financial Services, Registered Investment..., Financial Advisory, Wealth Management..., Strategic Thinking, Series 7, Series 63, Consultative Selling..., Building Business..., Contract Negotiation, Solution Selling, Sales Presentations, Persuasive Presentations, Relationship Management, Investments, Mutual Funds, RIA, Securities, Series 24, Wealth Management, Series 65, Business Relationship..., FINRA, Investment Advisory, Alternative Investments
Education
University of Central Florida - College of Business Administration 1989 — 1993
BSBA, Summa Cum Laude, Business Administration and Management, General
Tom Intoccia Tom Intoccia's Schwab Institutional Experience May 2006 - January 2008
Job VP & Sr. Divisional Managing Director at Charles Schwab Advisor Services
Industry Financial Services
Experience
Charles Schwab Advisor Services January 2013 - Present
Charles Schwab Advisor Services October 2011 - January 2013
Charles Schwab Advisor Services January 2008 - October 2011
Schwab Institutional May 2006 - January 2008
MassMutual Financial Group 2002 - 2006
Delaware Investments 2000 - 2001
CitiGroup 1998 - 2000
Alliance Capital 1993 - 1998
Skills
Series 24, Series 7, Series 63
Education
Regis University
Master of Business Administration (MBA)
Temple University
Bachelor of Business Administration (BBA)
The American College
Chartered Financial Consultant (CHFC)
Methacton High School
Charles Schwab Advisor Services January 2013 - Present
Charles Schwab Advisor Services October 2011 - January 2013
Charles Schwab Advisor Services January 2008 - October 2011
Schwab Institutional May 2006 - January 2008
MassMutual Financial Group 2002 - 2006
Delaware Investments 2000 - 2001
CitiGroup 1998 - 2000
Alliance Capital 1993 - 1998
Skills
Series 24, Series 7, Series 63
Education
Regis University
Master of Business Administration (MBA)
Temple University
Bachelor of Business Administration (BBA)
The American College
Chartered Financial Consultant (CHFC)
Methacton High School
Erin Uhlenkamp's Schwab Institutional Experience 2004 - 2005
Job Communications Consultant
Industry Financial Services
Experience
TIAA-CREF March 2015 - Present
Fidelity Investments May 2012 - March 2015
J.P. Morgan Retirement Plan Services November 2010 - October 2012
Fidelity Investments 2006 - December 2010
LPL Financial Services 2005 - 2006
Schwab Institutional 2004 - 2005
Trust Company of the West January 2001 - November 2004
Trust Company of the West (TCW) 2000 - 2003
Skills
Series 6, Marketing, Sales, Account Management, Strategic Communications, Business Planning, Proposal Writing, Mutual Funds, Series 7, Series 63, Retirement, Financial Services, Investments, Relationship Management, Asset Managment, 401k, Retirement Planning
Education
UCI 2009 — 2009
Certificate in Financial Planning
University of Southern California 1996 — 2000
BS
TIAA-CREF March 2015 - Present
Fidelity Investments May 2012 - March 2015
J.P. Morgan Retirement Plan Services November 2010 - October 2012
Fidelity Investments 2006 - December 2010
LPL Financial Services 2005 - 2006
Schwab Institutional 2004 - 2005
Trust Company of the West January 2001 - November 2004
Trust Company of the West (TCW) 2000 - 2003
Skills
Series 6, Marketing, Sales, Account Management, Strategic Communications, Business Planning, Proposal Writing, Mutual Funds, Series 7, Series 63, Retirement, Financial Services, Investments, Relationship Management, Asset Managment, 401k, Retirement Planning
Education
UCI 2009 — 2009
Certificate in Financial Planning
University of Southern California 1996 — 2000
BS
Carolyn Cox Carolyn Cox's Schwab Institutional Experience 2008 - 2009
Job Vice President/Senior Relationship Manager Institutional Trust & Custody at US Bank
Industry Financial Services
Experience
US Bank March 2010 - Present
Schwab Institutional 2008 - 2009
ING Advisors Network 2005 - 2008
Citizens Business Bank 2001 - 2005
Fairplex 1999 - 2001
PFF Bank & Trust 1996 - 1999
Skills
Sales, Business Development, Banking, Financial Services, Wealth Management, Finance, Investments, Relationship Management, Portfolio Management, Mutual Funds, Commercial Banking, Commercial Lending
Education
University of California, Irvine
Master of Business Administration (MBA), Business Administration and Management, General
University of California, Irvine - The Paul Merage School of Business
MBA, Finance & Marketing
US Bank March 2010 - Present
Schwab Institutional 2008 - 2009
ING Advisors Network 2005 - 2008
Citizens Business Bank 2001 - 2005
Fairplex 1999 - 2001
PFF Bank & Trust 1996 - 1999
Skills
Sales, Business Development, Banking, Financial Services, Wealth Management, Finance, Investments, Relationship Management, Portfolio Management, Mutual Funds, Commercial Banking, Commercial Lending
Education
University of California, Irvine
Master of Business Administration (MBA), Business Administration and Management, General
University of California, Irvine - The Paul Merage School of Business
MBA, Finance & Marketing
Heidi Dotson's Schwab Institutional Experience 1995 - 2002
Job Estate Operations
Industry Insurance
Experience
Arbonne International November 2013 - Present
Charles Schwab October 1995 - Present
Health Insurance Today June 2007 - June 2010
Health Insurance Today June 2007 - June 2010
Charles Schwab 1995 - 2002
Schwab Institutional 1995 - 2002
Discover Card 1988 - 1991
Skills
Series 7, Prime Brokerage, Insurance, Series 63, Health Insurance, Financial Services, Employee Benefits, Securities, Strategic Financial..., FINRA, Series 24, Wealth Management, Asset Management, Portfolio Management, 401k, Retirement Planning, Risk Management, Small Business, Investments
Education
Arizona State University 1986 — 1991
Bachelor of Science, Criminal Justice
St. Mary's Academy 1982 — 1986
HS Diploma
Arbonne International November 2013 - Present
Charles Schwab October 1995 - Present
Health Insurance Today June 2007 - June 2010
Health Insurance Today June 2007 - June 2010
Charles Schwab 1995 - 2002
Schwab Institutional 1995 - 2002
Discover Card 1988 - 1991
Skills
Series 7, Prime Brokerage, Insurance, Series 63, Health Insurance, Financial Services, Employee Benefits, Securities, Strategic Financial..., FINRA, Series 24, Wealth Management, Asset Management, Portfolio Management, 401k, Retirement Planning, Risk Management, Small Business, Investments
Education
Arizona State University 1986 — 1991
Bachelor of Science, Criminal Justice
St. Mary's Academy 1982 — 1986
HS Diploma
Ron Ponce's Schwab Institutional Experience March 1990 - September 1993
Job Director of Professional Services at Castlight Health
Industry Information Services
Experience
Advent Software February 2011 - May 2015
Financial Engines April 2002 - November 2008
RS Consulting Services 2000 - 2002
Sapiet 2000 - 2001
Arthur Andersen April 1998 - March 2000
Charles Schwab August 1989 - March 1998
Schwab Institutional March 1990 - September 1993
Skills
Process Engineering, Strategic Planning, Customer Relations, Continuous Improvement, Organizational..., Start-ups, Project Portfolio..., PMO, Management Consulting, Business Process..., Software Project..., Program Management, Process Improvement, Cross-functional Team..., SaaS, Project Execution, Team Building, Product Launch, Vendor Management, P&L Management, Team Leadership, Product Development, Product Strategy, Integration, Software Development..., Project Planning, Agile Project Management, SDLC, Business Requirements, Business Process, Agile, Product Management, Project Management, Management, Leadership, Agile Methodologies, Budgets, CRM, Customer Service
Education
University of California, Berkeley 1984 — 1989
Advent Software February 2011 - May 2015
Financial Engines April 2002 - November 2008
RS Consulting Services 2000 - 2002
Sapiet 2000 - 2001
Arthur Andersen April 1998 - March 2000
Charles Schwab August 1989 - March 1998
Schwab Institutional March 1990 - September 1993
Skills
Process Engineering, Strategic Planning, Customer Relations, Continuous Improvement, Organizational..., Start-ups, Project Portfolio..., PMO, Management Consulting, Business Process..., Software Project..., Program Management, Process Improvement, Cross-functional Team..., SaaS, Project Execution, Team Building, Product Launch, Vendor Management, P&L Management, Team Leadership, Product Development, Product Strategy, Integration, Software Development..., Project Planning, Agile Project Management, SDLC, Business Requirements, Business Process, Agile, Product Management, Project Management, Management, Leadership, Agile Methodologies, Budgets, CRM, Customer Service
Education
University of California, Berkeley 1984 — 1989
Mark Josefczyk Mark Josefczyk's Schwab Institutional Experience 1994 - 1996
Job Helping Financial Advisors achieve true independence...say goodbye to FINRA!
Industry Financial Services
Experience
TD Ameritrade Institutional September 2007 - Present
Schwab Advisor Services Schwab Institutional January 2006 - September 2007
Haberer Registered Investment Advisor Huntington Investment Compay 1996 - 2006
Schwab Institutional 1994 - 1996
Charles Schwab 1988 - 1994
Ruff Times Publishing, LLC 1986 - 1988
Skills
Consulting, Entertainment, Golf, Networking, New Business Development, Relationship Management, Sales, Building Relationships
Education
University of California, Davis 1983 — 1986
BS, Managerial Economics
The Ohio State University 1981 — 1983
transferred, Managerial Economics
Northmont High School 1978 — 1981
TD Ameritrade Institutional September 2007 - Present
Schwab Advisor Services Schwab Institutional January 2006 - September 2007
Haberer Registered Investment Advisor Huntington Investment Compay 1996 - 2006
Schwab Institutional 1994 - 1996
Charles Schwab 1988 - 1994
Ruff Times Publishing, LLC 1986 - 1988
Skills
Consulting, Entertainment, Golf, Networking, New Business Development, Relationship Management, Sales, Building Relationships
Education
University of California, Davis 1983 — 1986
BS, Managerial Economics
The Ohio State University 1981 — 1983
transferred, Managerial Economics
Northmont High School 1978 — 1981
Charles Sherry's Schwab Institutional Experience 1994 - 1996
Job Accomplished Financial Writer and Communication Specialist
Industry Financial Services
Experience
Financial Jumble, LLC February 2011 - Present
Horsesmouth February 2012 - Present
Blue Ocean Global Wealth January 2014 - Present
Financial Planning Association of Colorado January 2013 - Present
Janus Capital Group 2010 - 2011
Examiner 2009 - 2011
Charles Schwab 2003 - 2009
Charles Schwab 1996 - 2003
Schwab Institutional 1994 - 1996
Skills
Public Speaking, Economics, Thought Leadership, Research, Writing, Investments, Analysis, Newsletters, Blogging, Strategy, Press Releases, Financial Services, Management, Business Development, Editing, Finance, Project Management, Coaching, Policy, Media Relations, Microsoft Excel, Fundraising, Internal Communications, Entrepreneurship, Training, Strategic Financial..., Publishing, Strategic Planning, Small Business, Online Marketing, PowerPoint, Public Relations, Copywriting, Copy Editing, Portfolio Management, Strategic Communications, Social Media, Social Networking, Content Development, Marketing Strategy, Social Media Marketing, Mergers & Acquisitions, Email Marketing, Proofreading, Market Research, Journalism, Marketing, Leadership, Editorial, Technical Writing
Education
Louisiana State University
M.Sc., Finance; B.S. Economics
Financial Jumble, LLC February 2011 - Present
Horsesmouth February 2012 - Present
Blue Ocean Global Wealth January 2014 - Present
Financial Planning Association of Colorado January 2013 - Present
Janus Capital Group 2010 - 2011
Examiner 2009 - 2011
Charles Schwab 2003 - 2009
Charles Schwab 1996 - 2003
Schwab Institutional 1994 - 1996
Skills
Public Speaking, Economics, Thought Leadership, Research, Writing, Investments, Analysis, Newsletters, Blogging, Strategy, Press Releases, Financial Services, Management, Business Development, Editing, Finance, Project Management, Coaching, Policy, Media Relations, Microsoft Excel, Fundraising, Internal Communications, Entrepreneurship, Training, Strategic Financial..., Publishing, Strategic Planning, Small Business, Online Marketing, PowerPoint, Public Relations, Copywriting, Copy Editing, Portfolio Management, Strategic Communications, Social Media, Social Networking, Content Development, Marketing Strategy, Social Media Marketing, Mergers & Acquisitions, Email Marketing, Proofreading, Market Research, Journalism, Marketing, Leadership, Editorial, Technical Writing
Education
Louisiana State University
M.Sc., Finance; B.S. Economics
Wendy Bryant-Beswick Wendy Bryant-Beswick's Schwab Institutional Experience 2007 - 2008
Job Chief Marketing Officer, HighImpact Leader & Business Strategist
Industry Marketing and Advertising
Experience
Generations Federal Credit Union May 2012 - Present
iShares/Blackrock 2010 - 2012
BCCI Construction Company 2008 - 2010
Schwab Institutional 2007 - 2008
Drink, Inc. 2005 - 2007
Morgan Stanley Institutional 2001 - 2005
Stein Roe & Farnham 1998 - 2001
Kaplan 1996 - 1998
The Art Institute of Chicago 1996 - 1997
USAA 1990 - 1995
Skills
Lead Generation, Direct Marketing, Digital Marketing, Digital Strategy, Marketing Strategy, Marketing Communications, Integrated Marketing, Social Media Marketing, Online Advertising, Advertising, Strategic Planning, PPC, Leadership, Strategic Partnerships, Sales, Social Media
Education
Google AdWords Certified Professional 2010 — 2010
Google AdWords Certified Professional
The School of the Art Institute of Chicago 1998 — 2000
Art and Design
University of the Incarnate Word 1985 — 1989
BA, Art/Art Studies, General, Magna Cum Laude
Generations Federal Credit Union May 2012 - Present
iShares/Blackrock 2010 - 2012
BCCI Construction Company 2008 - 2010
Schwab Institutional 2007 - 2008
Drink, Inc. 2005 - 2007
Morgan Stanley Institutional 2001 - 2005
Stein Roe & Farnham 1998 - 2001
Kaplan 1996 - 1998
The Art Institute of Chicago 1996 - 1997
USAA 1990 - 1995
Skills
Lead Generation, Direct Marketing, Digital Marketing, Digital Strategy, Marketing Strategy, Marketing Communications, Integrated Marketing, Social Media Marketing, Online Advertising, Advertising, Strategic Planning, PPC, Leadership, Strategic Partnerships, Sales, Social Media
Education
Google AdWords Certified Professional 2010 — 2010
Google AdWords Certified Professional
The School of the Art Institute of Chicago 1998 — 2000
Art and Design
University of the Incarnate Word 1985 — 1989
BA, Art/Art Studies, General, Magna Cum Laude
Paul Peterzell Paul Peterzell's Schwab Institutional Experience 1997 - 1998
Job Highly analytical and articulate executive
Industry Financial Services
Experience
Wells Fargo 2010 - Present
Charles Schwab 2004 - 2009
Charles Schwab 2001 - 2004
Charles Schwab 1998 - 2001
Schwab Institutional 1997 - 1998
Schwab Institutional 1993 - 1997
First Interstate Bank 1991 - 1993
First Interstate Bank 1990 - 1991
First Interstate Bank 1988 - 1990
Nestle 1986 - 1987
Skills
Segmentation, Market Research, Competitive Intelligence, Product Innovation, Trend Analysis, Analytics, Competitive Analysis, Financial Services, Customer Insight, Customer Experience, Portfolio Management, Cross-functional Team..., Market Analysis, Business Development, Analysis, Strategy, Leadership, Marketing, Database Marketing, Management Consulting, Marketing Strategy, Process Improvement
Education
University of California, Berkeley, Haas School of Business 1978 — 1982
BS, Business
Wells Fargo 2010 - Present
Charles Schwab 2004 - 2009
Charles Schwab 2001 - 2004
Charles Schwab 1998 - 2001
Schwab Institutional 1997 - 1998
Schwab Institutional 1993 - 1997
First Interstate Bank 1991 - 1993
First Interstate Bank 1990 - 1991
First Interstate Bank 1988 - 1990
Nestle 1986 - 1987
Skills
Segmentation, Market Research, Competitive Intelligence, Product Innovation, Trend Analysis, Analytics, Competitive Analysis, Financial Services, Customer Insight, Customer Experience, Portfolio Management, Cross-functional Team..., Market Analysis, Business Development, Analysis, Strategy, Leadership, Marketing, Database Marketing, Management Consulting, Marketing Strategy, Process Improvement
Education
University of California, Berkeley, Haas School of Business 1978 — 1982
BS, Business
John Purrington, CFP®'s Schwab Institutional Experience 1990 - 2007
Job Partner, Armor Investment Advisors
Industry Investment Management
Experience
Armor Investment Advisors June 2007 - Present
Schwab Performance Technologies October 1990 - May 2007
Schwab Institutional 1990 - 2007
Skills
Wealth Management, Portfolio Management, Investment Advisory, Investments, Strategic Financial..., Asset Managment
Education
Duke University’s Continuing Studies program 2004 — 2005
Executive Certificate in Certified Financial Planning
Bucknell University 1987 — 1990
BA, Economics
Woodberry Forest School 1983 — 1986
Ravenscroft School, Raleigh 1973 — 1982
Armor Investment Advisors June 2007 - Present
Schwab Performance Technologies October 1990 - May 2007
Schwab Institutional 1990 - 2007
Skills
Wealth Management, Portfolio Management, Investment Advisory, Investments, Strategic Financial..., Asset Managment
Education
Duke University’s Continuing Studies program 2004 — 2005
Executive Certificate in Certified Financial Planning
Bucknell University 1987 — 1990
BA, Economics
Woodberry Forest School 1983 — 1986
Ravenscroft School, Raleigh 1973 — 1982
Peter L. Berg Peter L. Berg's Schwab Institutional Experience June 2000 - March 2007
Job Pershing Advisor Solutions a BNY Mellon company, Vice President
Industry Investment Management
Experience
Pershing, a BNY Mellon company April 2010 - Present
Boston Light Investments, LLC August 2009 - April 2010
HSBC Private Bank August 2007 - August 2008
Schwab Institutional June 2000 - March 2007
SCHWAB INSTITUTIONAL (SI) 2000 - 2007
Investors Bank & Trust April 1994 - June 2000
Education
University of Massachusetts, Amherst 1971 — 1975
BS, Economics
Pershing, a BNY Mellon company April 2010 - Present
Boston Light Investments, LLC August 2009 - April 2010
HSBC Private Bank August 2007 - August 2008
Schwab Institutional June 2000 - March 2007
SCHWAB INSTITUTIONAL (SI) 2000 - 2007
Investors Bank & Trust April 1994 - June 2000
Education
University of Massachusetts, Amherst 1971 — 1975
BS, Economics
Tim Welsh, CFP Tim Welsh, CFP's Schwab Institutional Experience August 1999 - December 2005
Job President at Nexus Strategy
Industry Financial Services
Experience
Nexus Strategy 2006 - Present
Schwab Institutional August 1999 - December 2005
Merrill Lynch July 1992 - August 1999
Skills
Investment Advisory, Wealth Management, Marketing Strategy, Financial Planning, Financial Services, Strategic Financial..., Product Marketing, Strategy, Leadership, Public Speaking, Strategic Planning, Business Planning, Management Consulting, Finance, Marketing, Training
Education
University of California, Berkeley
Bachelor's degree, Economics
University of Colorado at Boulder
Master of Business Administration (M.B.A.), Finance, General
Nexus Strategy 2006 - Present
Schwab Institutional August 1999 - December 2005
Merrill Lynch July 1992 - August 1999
Skills
Investment Advisory, Wealth Management, Marketing Strategy, Financial Planning, Financial Services, Strategic Financial..., Product Marketing, Strategy, Leadership, Public Speaking, Strategic Planning, Business Planning, Management Consulting, Finance, Marketing, Training
Education
University of California, Berkeley
Bachelor's degree, Economics
University of Colorado at Boulder
Master of Business Administration (M.B.A.), Finance, General
Steve Espinosa Steve Espinosa's Schwab Institutional Experience August 1993 - November 2004
Job President/Owner of Casa Grande Appraisal Service
Industry Real Estate
Experience
Appraisal Source August 2006 - Present
Casa Grande Appriasal Service August 2006 - Present
Fixed Income Securities December 2004 - July 2006
Schwab Institutional August 1993 - November 2004
Education
California State University-Long Beach - College of Business Administration 1986 — 1990
Bachelors, Finance
Appraisal Source August 2006 - Present
Casa Grande Appriasal Service August 2006 - Present
Fixed Income Securities December 2004 - July 2006
Schwab Institutional August 1993 - November 2004
Education
California State University-Long Beach - College of Business Administration 1986 — 1990
Bachelors, Finance
Terry Guernsey Terry Guernsey's Schwab Institutional Experience July 2006 - April 2008
Job Consultant Technical Writer/Business Anslyst at VMware
Industry Information Technology and Services
Experience
Ekko Consulting - VMware October 2011 - Present
Charles Schwab April 2011 - October 2011
Blue Shield of California Foundation February 2010 - February 2011
VMware June 2009 - January 2010
JDSU June 2008 - March 2009
Schwab Institutional July 2006 - April 2008
Affymetrix January 2006 - June 2006
Schwab Institutional August 2004 - December 2005
Charles Schwab May 2004 - July 2004
Schwab Institutional December 2003 - April 2004
Skills
SharePoint, Lotus Notes, Adobe Acrobat, Dreamweaver, HTML, Microsoft Excel, Java, Payroll, InfoPath, Purchase Orders, LoadRunner, WinRunner, GL, Vantive, Testing
Education
California State University-East Bay 1976 — 1978
BS
Chabot College 1973 — 1975
AA
Ekko Consulting - VMware October 2011 - Present
Charles Schwab April 2011 - October 2011
Blue Shield of California Foundation February 2010 - February 2011
VMware June 2009 - January 2010
JDSU June 2008 - March 2009
Schwab Institutional July 2006 - April 2008
Affymetrix January 2006 - June 2006
Schwab Institutional August 2004 - December 2005
Charles Schwab May 2004 - July 2004
Schwab Institutional December 2003 - April 2004
Skills
SharePoint, Lotus Notes, Adobe Acrobat, Dreamweaver, HTML, Microsoft Excel, Java, Payroll, InfoPath, Purchase Orders, LoadRunner, WinRunner, GL, Vantive, Testing
Education
California State University-East Bay 1976 — 1978
BS
Chabot College 1973 — 1975
AA
Maura Ann Dowling's Schwab Institutional Experience March 2008 - September 2008
Job at Bryant University
Industry Financial Services
Experience
Bryant University June 2002 - Present
Bentley Wealth Advisors, LLC October 2008 - October 2009
Schwab Institutional March 2008 - September 2008
UBS Wealth Management December 1998 - December 2007
Skills
Strategy, Management Consulting, Public Speaking, Estate Planning, Strategic Financial..., Wealth Management
Education
Brown University 1990 — 1995
MA, Economics
State University of New York College at Potsdam 1983 — 1990
BA and MA, Mathematics
Bryant University June 2002 - Present
Bentley Wealth Advisors, LLC October 2008 - October 2009
Schwab Institutional March 2008 - September 2008
UBS Wealth Management December 1998 - December 2007
Skills
Strategy, Management Consulting, Public Speaking, Estate Planning, Strategic Financial..., Wealth Management
Education
Brown University 1990 — 1995
MA, Economics
State University of New York College at Potsdam 1983 — 1990
BA and MA, Mathematics
Al McIntee Al McIntee's Schwab Institutional Experience 2003 - 2007
Job Financial Advisor at Wells Fargo Advisors Financial Network
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network November 2014 - Present
Independent Advisor Consulting, LLC October 2013 - November 2014
Cetera Advisor Networks LLC April 2013 - October 2013
LPL Financial June 2007 - April 2013
Schwab Institutional 2003 - 2007
Charles Schwab April 1996 - April 2003
Skills
Business Development, Investments, Financial Services, Management, Sales, Marketing, Sales Management, Recruiting, Business Strategy, Sales Presentations, Series 7, Retirement, Retirement Planning, Series 63, Selling, Mutual Funds, Financial Advisory, Wealth Management, Financial Planning
Education
Towson University 1985 — 1990
BS, Business
Archbishop Curley High School 1981 — 1985
Finance, General
Wells Fargo Advisors Financial Network November 2014 - Present
Independent Advisor Consulting, LLC October 2013 - November 2014
Cetera Advisor Networks LLC April 2013 - October 2013
LPL Financial June 2007 - April 2013
Schwab Institutional 2003 - 2007
Charles Schwab April 1996 - April 2003
Skills
Business Development, Investments, Financial Services, Management, Sales, Marketing, Sales Management, Recruiting, Business Strategy, Sales Presentations, Series 7, Retirement, Retirement Planning, Series 63, Selling, Mutual Funds, Financial Advisory, Wealth Management, Financial Planning
Education
Towson University 1985 — 1990
BS, Business
Archbishop Curley High School 1981 — 1985
Finance, General
Kristi Combs Kristi Combs's Schwab Institutional Experience June 2000 - August 2005
Job Director at Greycourt & Co., Inc.
Industry Investment Management
Experience
Greycourt & Co., Inc. January 2011 - Present
CTC Consulting, Inc. August 2005 - January 2011
Schwab Institutional June 2000 - August 2005
Charles Schwab (Schwab Institutional) 2000 - 2005
FSC 1995 - 2000
BISYS Fund Services 1993 - 1995
Education
Miami University 1989 — 1993
BS, Finance
Dublin High School
Greycourt & Co., Inc. January 2011 - Present
CTC Consulting, Inc. August 2005 - January 2011
Schwab Institutional June 2000 - August 2005
Charles Schwab (Schwab Institutional) 2000 - 2005
FSC 1995 - 2000
BISYS Fund Services 1993 - 1995
Education
Miami University 1989 — 1993
BS, Finance
Dublin High School
Donald St. Denis Donald St. Denis's Schwab Institutional Experience July 2006 - July 2007
Job Experienced Development Engineer
Industry Computer Software
Experience
Confidential January 2011 - April 2011
BOKU, Inc. May 2008 - December 2010
Barclays Global Investors August 2008 - December 2008
Pacific Gas & Electric August 2007 - August 2008
Schwab Institutional July 2006 - July 2007
Glenhaven Arts March 2006 - June 2006
Piczo January 2006 - March 2006
Schwab Institutional August 2000 - January 2006
Hewlett-Packard 1986 - 1999
Skills
Linux, Python, Subversion, MySQL, Ruby on Rails, Apache, Perl, JavaScript, Ruby, Agile Methodologies, Chef, PostgreSQL, CSS, jQuery
Education
University of Vermont 1984 — 1986
Masters, Computer Science
State University of New York College at Plattsburgh 1978 — 1982
Bachelors, BioPhysics/Mathematics, Computer Science
Chef Intermediate Training
Chef Intermediate Training
Chef Intermediate Training
Confidential January 2011 - April 2011
BOKU, Inc. May 2008 - December 2010
Barclays Global Investors August 2008 - December 2008
Pacific Gas & Electric August 2007 - August 2008
Schwab Institutional July 2006 - July 2007
Glenhaven Arts March 2006 - June 2006
Piczo January 2006 - March 2006
Schwab Institutional August 2000 - January 2006
Hewlett-Packard 1986 - 1999
Skills
Linux, Python, Subversion, MySQL, Ruby on Rails, Apache, Perl, JavaScript, Ruby, Agile Methodologies, Chef, PostgreSQL, CSS, jQuery
Education
University of Vermont 1984 — 1986
Masters, Computer Science
State University of New York College at Plattsburgh 1978 — 1982
Bachelors, BioPhysics/Mathematics, Computer Science
Chef Intermediate Training
Chef Intermediate Training
Chef Intermediate Training
Gary Downey Gary Downey's Schwab Institutional Experience 1999 - 2002
Job Men's fine & custom clothing, Senior Sales Associate at Brooks Brothers
Industry Apparel & Fashion
Experience
Brooks Brothers October 2011 - Present
The Riderwood Group 2009 - October 2011
BISYS Fund Services & Financial Research Corp (FRC) April 2006 - January 2008
Greenwich Advisors, LLC July 2007 - 2008
Hartford Funds / PLANCO January 2003 - April 2006
Schwab Institutional 1999 - 2002
Gabelli Fixed Income, LLC February 1993 - September 1996
Dean Witter Reynolds Inc. 1991 - 1994
Skills
Liaison, Brand Ambassadorship, Product Marketing, Product Management, Relationship Management, Business Development, Wholesale, Miller-Heiman Strategic..., Strategic Selling Skills, Public Speaking, Product Spokesperson, Conference Speaking, Experienced Speaker, Event Planning, Sponsorship Marketing, Conference Coordination, Third Party..., Intermediary..., B2B Marketing, RIAs, High Net Worth..., Institutional..., Capital Markets, Financial Markets, Securities, Investments, Trading, Fixed Income, Bonds, Cash Management, Mutual Funds, Structured Products, Private Equity, Alternative Investments, Equities, Investment Management, Asset Management, Investment Advisory, Series 7, Custodial Services, Private Banking, Wardrobing, Made to Measure
Education
University of Pennsylvania - The Wharton School 1998 — 1999
Executive Education Program, Entrepreneurship
Bowling Green State University 1985 — 1989
B.S.B.A., Marketing
Orchard Park High School 1981 — 1985
High School
Brooks Brothers October 2011 - Present
The Riderwood Group 2009 - October 2011
BISYS Fund Services & Financial Research Corp (FRC) April 2006 - January 2008
Greenwich Advisors, LLC July 2007 - 2008
Hartford Funds / PLANCO January 2003 - April 2006
Schwab Institutional 1999 - 2002
Gabelli Fixed Income, LLC February 1993 - September 1996
Dean Witter Reynolds Inc. 1991 - 1994
Skills
Liaison, Brand Ambassadorship, Product Marketing, Product Management, Relationship Management, Business Development, Wholesale, Miller-Heiman Strategic..., Strategic Selling Skills, Public Speaking, Product Spokesperson, Conference Speaking, Experienced Speaker, Event Planning, Sponsorship Marketing, Conference Coordination, Third Party..., Intermediary..., B2B Marketing, RIAs, High Net Worth..., Institutional..., Capital Markets, Financial Markets, Securities, Investments, Trading, Fixed Income, Bonds, Cash Management, Mutual Funds, Structured Products, Private Equity, Alternative Investments, Equities, Investment Management, Asset Management, Investment Advisory, Series 7, Custodial Services, Private Banking, Wardrobing, Made to Measure
Education
University of Pennsylvania - The Wharton School 1998 — 1999
Executive Education Program, Entrepreneurship
Bowling Green State University 1985 — 1989
B.S.B.A., Marketing
Orchard Park High School 1981 — 1985
High School
Pamela Bradshaw-Stone Pamela Bradshaw-Stone's Schwab Institutional Experience December 2002 - September 2005
Job Experienced Business Professional and High Level Volunteer
Industry Nonprofit Organization Management
Experience
American Diabetes Association January 2008 - December 2009
Charles Schwab & Co., Inc. February 2007 - January 2008
Charles Schwab September 2005 - February 2007
Schwab Institutional December 2002 - September 2005
Charles Schwab December 1999 - December 2002
Schwab Institutional August 1997 - December 1999
SunAmerica August 1995 - January 1997
Linsco/Private Ledger October 1994 - August 1995
Coons, Maddox & Koeller, Attorneys at Law February 1992 - October 1994
Indiana Securities Division July 1989 - February 1992
Education
Hanover College 1979 — 1983
American Diabetes Association January 2008 - December 2009
Charles Schwab & Co., Inc. February 2007 - January 2008
Charles Schwab September 2005 - February 2007
Schwab Institutional December 2002 - September 2005
Charles Schwab December 1999 - December 2002
Schwab Institutional August 1997 - December 1999
SunAmerica August 1995 - January 1997
Linsco/Private Ledger October 1994 - August 1995
Coons, Maddox & Koeller, Attorneys at Law February 1992 - October 1994
Indiana Securities Division July 1989 - February 1992
Education
Hanover College 1979 — 1983
Edie Heilman Edie Heilman's Schwab Institutional Experience 2004 - 2006
Job
Industry Professional Training & Coaching
Experience
Mariposa Leadership 2010 - Present
Sequoia Leadership Consulting January 2009 - Present
Commonwealth Club, Mercy Housing California and Westover School 2008 - Present
Charles Schwab & Co. June 2006 - October 2008
Schwab Institutional 2004 - 2006
Charles Schwab 1999 - 2003
Share Group (Share Commercial Services) 1995 - 1997
Working Assets 1994 - 1996
Pacific Bell 1983 - 1994
Skills
Executive Coaching, Leadership Development, Strategic Planning, Coaching, Change Leadership, MBTI, Business Strategy, Leadership, Change Management, Management, Team Management, Strategy, Organizational..., Employee Engagement, Marketing Strategy, Team Building, Entrepreneurship, Cross-functional Team..., Mergers & Acquisitions, Executive Management, Start-ups, Product Development, Organizational..., Training, Workshop Facilitation, Product Management, Business Planning, Management Consulting, Consulting, 360 Feedback, Executive Development
Education
Haas School of Business, UC Berkeley
MBA
Stanford University
BA
Mariposa Leadership 2010 - Present
Sequoia Leadership Consulting January 2009 - Present
Commonwealth Club, Mercy Housing California and Westover School 2008 - Present
Charles Schwab & Co. June 2006 - October 2008
Schwab Institutional 2004 - 2006
Charles Schwab 1999 - 2003
Share Group (Share Commercial Services) 1995 - 1997
Working Assets 1994 - 1996
Pacific Bell 1983 - 1994
Skills
Executive Coaching, Leadership Development, Strategic Planning, Coaching, Change Leadership, MBTI, Business Strategy, Leadership, Change Management, Management, Team Management, Strategy, Organizational..., Employee Engagement, Marketing Strategy, Team Building, Entrepreneurship, Cross-functional Team..., Mergers & Acquisitions, Executive Management, Start-ups, Product Development, Organizational..., Training, Workshop Facilitation, Product Management, Business Planning, Management Consulting, Consulting, 360 Feedback, Executive Development
Education
Haas School of Business, UC Berkeley
MBA
Stanford University
BA
Raydale Davis Raydale Davis's Schwab Institutional Experience February 1992 - December 2003
Job Management Consultant
Industry Management Consulting
Experience
Davis Asset Development, LLC July 2011 - Present
Caregiver at Home October 2007 - August 2011
Davis Asset Development LLC January 2004 - October 2007
Schwab Institutional February 1992 - December 2003
Education
University of North Texas 1979 — 1981
Texas Tech University 1977 — 1979
Davis Asset Development, LLC July 2011 - Present
Caregiver at Home October 2007 - August 2011
Davis Asset Development LLC January 2004 - October 2007
Schwab Institutional February 1992 - December 2003
Education
University of North Texas 1979 — 1981
Texas Tech University 1977 — 1979
David Robinow's Schwab Institutional Experience 1992 - 1995
Job Managing Director
Industry Investment Management
Experience
Aston Asset Management December 2006 - Present
ABN AMRO Asset Management September 1998 - November 2006
Callan Associates June 1996 - September 1998
Schwab Institutional 1992 - 1995
Charles Schwab 1991 - 1992
Education
University of California, Santa Barbara 1983 — 1987
BA, Business Economics
Aston Asset Management December 2006 - Present
ABN AMRO Asset Management September 1998 - November 2006
Callan Associates June 1996 - September 1998
Schwab Institutional 1992 - 1995
Charles Schwab 1991 - 1992
Education
University of California, Santa Barbara 1983 — 1987
BA, Business Economics
Shaughn Nechin's Schwab Institutional Experience April 2008 - January 2010
Job AVP Professional Services at Tamarac Inc.
Industry Financial Services
Experience
Tamarac Inc. 2014 - Present
Advent Software March 2012 - 2014
Schwab Advisor Services/Schwab Peformance Technologies January 2010 - March 2012
Schwab Institutional April 2008 - January 2010
Schwab Institutional February 2006 - April 2008
Schwab Performance Technologies February 2005 - February 2006
Manpower Professional February 2004 - February 2005
Skills
Consultative Selling, Client Service, Series 7, New Business Development, Portfolio Management, Mutual Funds, Hedge Funds, Asset Management, Business Development, FINRA, Sales, Wealth Management..., Investments, Relationship Management, CRM, Salesforce.com, Financial Services, Selling, Client Services
Education
North Carolina State University
Bus Mgt., IT Concentration
Myers Park High
Tamarac Inc. 2014 - Present
Advent Software March 2012 - 2014
Schwab Advisor Services/Schwab Peformance Technologies January 2010 - March 2012
Schwab Institutional April 2008 - January 2010
Schwab Institutional February 2006 - April 2008
Schwab Performance Technologies February 2005 - February 2006
Manpower Professional February 2004 - February 2005
Skills
Consultative Selling, Client Service, Series 7, New Business Development, Portfolio Management, Mutual Funds, Hedge Funds, Asset Management, Business Development, FINRA, Sales, Wealth Management..., Investments, Relationship Management, CRM, Salesforce.com, Financial Services, Selling, Client Services
Education
North Carolina State University
Bus Mgt., IT Concentration
Myers Park High
Jan Akers's Schwab Institutional Experience 1990 - 1996
Job Global Marketing Director Technology
Industry Marketing and Advertising
Experience
PricewaterhouseCoopers February 2010 - Present
PricewaterhouseCoopers 1997 - 2010
Schwab Institutional 1990 - 1996
Skills
Management Consulting, Thought Leadership, Strategy, Marketing, Marketing Management, Business Strategy, Integrated Marketing, Strategic Planning, Market Research, Acquisition Integration, Business Transformation, Governance, Competitive Analysis
Education
Northwestern University - Kellogg School of Management
MM (MBA), Marketing, Finance
University of Colorado Boulder
BA, MCDB (Biochem)
PricewaterhouseCoopers February 2010 - Present
PricewaterhouseCoopers 1997 - 2010
Schwab Institutional 1990 - 1996
Skills
Management Consulting, Thought Leadership, Strategy, Marketing, Marketing Management, Business Strategy, Integrated Marketing, Strategic Planning, Market Research, Acquisition Integration, Business Transformation, Governance, Competitive Analysis
Education
Northwestern University - Kellogg School of Management
MM (MBA), Marketing, Finance
University of Colorado Boulder
BA, MCDB (Biochem)
Anthony Stripling Anthony Stripling's Schwab Institutional Experience May 1991 - February 2005
Job Advisor Representative at Wharton Business Group, LLC
Industry Investment Management
Experience
Wharton Business Group, LLC December 2012 - Present
Morgan Stanley Smith Barney September 2010 - March 2012
Nuveen Investments February 2007 - January 2009
Fidelity Investments February 2005 - June 2006
Schwab Institutional May 1991 - February 2005
Skills
Investments, Portfolio Management, Financial Services, Financial Advisory, Series 7, Wealth Management, Mutual Funds, Series 63, Alternative Investments, Asset Allocation, Asset Managment, Retirement Planning, Strategic Financial..., Investment Advisory, Financial Planners, Planned Giving, Equities, Securities, Relationship Management, Asset Management, Financial Planning, Investment Management, Investment Strategies, Finance
Education
Colorado State University 1982 — 1986
Bachelor of Science, Administrative Office Management
Wharton Business Group, LLC December 2012 - Present
Morgan Stanley Smith Barney September 2010 - March 2012
Nuveen Investments February 2007 - January 2009
Fidelity Investments February 2005 - June 2006
Schwab Institutional May 1991 - February 2005
Skills
Investments, Portfolio Management, Financial Services, Financial Advisory, Series 7, Wealth Management, Mutual Funds, Series 63, Alternative Investments, Asset Allocation, Asset Managment, Retirement Planning, Strategic Financial..., Investment Advisory, Financial Planners, Planned Giving, Equities, Securities, Relationship Management, Asset Management, Financial Planning, Investment Management, Investment Strategies, Finance
Education
Colorado State University 1982 — 1986
Bachelor of Science, Administrative Office Management
Mark Anthony Cedre Mark Anthony Cedre's Schwab Institutional Experience 1999 - 2002
Job Founder & CEO at Andrews, Marks & Breez
Industry Investment Management
Experience
Asset Marketing Systems July 2015 - Present
Andrews, Marks & Breez January 2015 - Present
CuffLinks Networking February 2008 - Present
Presidential Brokerage, Inc. - America's Retirement Store July 2014 - August 2015
Schwab Institutional 1999 - 2002
Reynolds, Kendrick & Stratton December 1993 - December 1999
Skills
Alternative Investments, Investment Advisory, Investment Strategies, Financial Planning, Insurance, Wealth Management, Registered Investment..., Comprehensive Wealth..., Comprehensive Planning, Hedge Funds, Estate Planning, Real Estate, Estate Tax Planning, Tax Planning, Financial Advisory, Portfolio Management, Quantitative Research, Quantitative Analytics, Quantitative Finance, Quantitative Investing, Risk Management, Asset Managment, Fixed Income, Investment Banking, Asset Management, Funding, IRAs, Wealth Management..., Wealth, Financial Planners, Securities, Strategic Financial..., Finance, Investments, Series 7, Small Business, Life Insurance, Management, Financial Services, Employee Benefits, Fixed Annuities, Residential Mortgages, Financial Analysis, Mutual Funds, Asset Allocation, Retirement Planning, Retirement, Mortgage Lending, 401k, Tax
Education
Penn State University
Business
NWLS
Law
Asset Marketing Systems July 2015 - Present
Andrews, Marks & Breez January 2015 - Present
CuffLinks Networking February 2008 - Present
Presidential Brokerage, Inc. - America's Retirement Store July 2014 - August 2015
Schwab Institutional 1999 - 2002
Reynolds, Kendrick & Stratton December 1993 - December 1999
Skills
Alternative Investments, Investment Advisory, Investment Strategies, Financial Planning, Insurance, Wealth Management, Registered Investment..., Comprehensive Wealth..., Comprehensive Planning, Hedge Funds, Estate Planning, Real Estate, Estate Tax Planning, Tax Planning, Financial Advisory, Portfolio Management, Quantitative Research, Quantitative Analytics, Quantitative Finance, Quantitative Investing, Risk Management, Asset Managment, Fixed Income, Investment Banking, Asset Management, Funding, IRAs, Wealth Management..., Wealth, Financial Planners, Securities, Strategic Financial..., Finance, Investments, Series 7, Small Business, Life Insurance, Management, Financial Services, Employee Benefits, Fixed Annuities, Residential Mortgages, Financial Analysis, Mutual Funds, Asset Allocation, Retirement Planning, Retirement, Mortgage Lending, 401k, Tax
Education
Penn State University
Business
NWLS
Law
David Braddock's Schwab Institutional Experience February 1989 - June 1996
Job Vice President/Financial Consultant at Regions Bank
Industry Financial Services
Experience
Regions Investment Solutions May 2015 - Present
Scottrade February 2002 - Present
Charles Schwab March 1999 - February 2002
First American October 1997 - March 1999
Wells Fargo June 1996 - September 1997
Schwab Institutional February 1989 - June 1996
Skills
Financial Services, Series 7, Recruiting, Series 24, Sales, Equities, Series 63, FINRA, Finance, Management, Sales Management, Strategic Thinking, Customer Retention, Options, Teamwork, Team Building, Entrepreneurial..., Financial Planning, Portfolio Management, Banking, Series 9, Series 10, Building Collaborative..., Retention, Fostering Teamwork, Developing Others
Education
Bryan College 2009 — 2010
MBA
University of San Francisco 1990 — 1992
BA, Applied Economics
Regions Investment Solutions May 2015 - Present
Scottrade February 2002 - Present
Charles Schwab March 1999 - February 2002
First American October 1997 - March 1999
Wells Fargo June 1996 - September 1997
Schwab Institutional February 1989 - June 1996
Skills
Financial Services, Series 7, Recruiting, Series 24, Sales, Equities, Series 63, FINRA, Finance, Management, Sales Management, Strategic Thinking, Customer Retention, Options, Teamwork, Team Building, Entrepreneurial..., Financial Planning, Portfolio Management, Banking, Series 9, Series 10, Building Collaborative..., Retention, Fostering Teamwork, Developing Others
Education
Bryan College 2009 — 2010
MBA
University of San Francisco 1990 — 1992
BA, Applied Economics
Gary Wagner Gary Wagner's Schwab Institutional Experience January 1995 - June 2000
Job Principal/COO at Carnegie Investment Counsel
Industry Financial Services
Experience
Carnegie Investment Counsel May 2009 - Present
Carnegie Capital Asset Management Company September 2003 - April 2009
The Reserve Funds June 2000 - June 2002
Schwab Institutional January 1995 - June 2000
Federated Investors December 1993 - January 1995
Equitable 1990 - 1994
Skills
Investments, Series 7, Wealth Management, Series 63, Asset Managment, Alternative Investments, Mutual Funds, Equities, Asset Allocation, Securities, Investment Advisory, Portfolio Management, Hedge Funds, Series 24, Financial Services, Fixed Income, Investment Strategies, Financial Advisory, Strategic Financial..., Trading
Education
Kent State University - Graduate School of Management 2003 — 2005
MBA, Business Administration
Duquesne University 1986 — 1990
B.S., Finance and Marketing
Carnegie Investment Counsel May 2009 - Present
Carnegie Capital Asset Management Company September 2003 - April 2009
The Reserve Funds June 2000 - June 2002
Schwab Institutional January 1995 - June 2000
Federated Investors December 1993 - January 1995
Equitable 1990 - 1994
Skills
Investments, Series 7, Wealth Management, Series 63, Asset Managment, Alternative Investments, Mutual Funds, Equities, Asset Allocation, Securities, Investment Advisory, Portfolio Management, Hedge Funds, Series 24, Financial Services, Fixed Income, Investment Strategies, Financial Advisory, Strategic Financial..., Trading
Education
Kent State University - Graduate School of Management 2003 — 2005
MBA, Business Administration
Duquesne University 1986 — 1990
B.S., Finance and Marketing
Sean Castle Sean Castle's Schwab Institutional Experience October 1993 - January 1995
Job CoFounder/Executive Vice President at Cherry Creek Investment Advisors, Inc.
Industry Investment Management
Experience
Cherry Creek Investment Advisors, Inc. September 1994 - Present
Schwab Institutional October 1993 - January 1995
U.S. Department of Treasury January 1992 - January 1993
Skills
Equities, Portfolio Management, Retirement, Bonds, Fixed Income, Political Risk Analysis, Economics, Communication, Marketing Communications, Trading, Personal Financial..., Strategic Planning, Investment Advisory, Marketing Strategy, Asset Managment, Asset Management, Strategic Financial..., Start-ups, Finance, Financial Analysis, Mergers & Acquisitions, Investments, Financial Planning
Education
Colorado State University 1984 — 1988
Bachelor of Arts (B.A.), Economics
Cherry Creek Investment Advisors, Inc. September 1994 - Present
Schwab Institutional October 1993 - January 1995
U.S. Department of Treasury January 1992 - January 1993
Skills
Equities, Portfolio Management, Retirement, Bonds, Fixed Income, Political Risk Analysis, Economics, Communication, Marketing Communications, Trading, Personal Financial..., Strategic Planning, Investment Advisory, Marketing Strategy, Asset Managment, Asset Management, Strategic Financial..., Start-ups, Finance, Financial Analysis, Mergers & Acquisitions, Investments, Financial Planning
Education
Colorado State University 1984 — 1988
Bachelor of Arts (B.A.), Economics
Steve Geri Steve Geri's Schwab Institutional Experience 2008 - 2010
Job Financial Services Leader
Industry Financial Services
Experience
Consultant 2014 - 2015
Savant Capital Management 2012 - 2014
InvestSimply LLC 2010 - 2012
Schwab Institutional 2008 - 2010
Schwab Institutional 2005 - 2008
Charles Schwab 2003 - 2005
Booz & Company 1997 - 2003
U.S. Army Missile Command 1992 - 1996
Skills
Investment Advisory, Wealth Management, Online Marketing, Strategy, Digital Strategy, Management Consulting, Digital Marketing, CFA, Strategy Development, Strategic Partnerships, Business Development, Portfolio Management, Asset Management, Investments, RIA, Account Management, Investment Management, Financial Advice, Model Portfolios, MBA, Investment Strategies, Financial Services, Series 66, Financial Advisory, Asset Allocation, SEO, SEM, Mergers & Acquisitions, Google Analytics
Education
Duke University - The Fuqua School of Business
MBA
Texas A&M University
MS
University of Washington
BS
Consultant 2014 - 2015
Savant Capital Management 2012 - 2014
InvestSimply LLC 2010 - 2012
Schwab Institutional 2008 - 2010
Schwab Institutional 2005 - 2008
Charles Schwab 2003 - 2005
Booz & Company 1997 - 2003
U.S. Army Missile Command 1992 - 1996
Skills
Investment Advisory, Wealth Management, Online Marketing, Strategy, Digital Strategy, Management Consulting, Digital Marketing, CFA, Strategy Development, Strategic Partnerships, Business Development, Portfolio Management, Asset Management, Investments, RIA, Account Management, Investment Management, Financial Advice, Model Portfolios, MBA, Investment Strategies, Financial Services, Series 66, Financial Advisory, Asset Allocation, SEO, SEM, Mergers & Acquisitions, Google Analytics
Education
Duke University - The Fuqua School of Business
MBA
Texas A&M University
MS
University of Washington
BS
Tracey Fukuda Tracey Fukuda's Schwab Institutional Experience 2000 - 2002
Job Still kickin it ! 25 years exp in Business/Data analysis. Always curious about business domains & dataflows. Quick study
Industry Information Technology and Services
Experience
Dentsu Aegis May 2015 - Present
L'Oréal August 2014 - December 2014
Lela.com April 2012 - May 2014
CIT February 2012 - April 2012
The Blackstone Group June 2011 - December 2011
Credit Suisse November 2009 - June 2011
Avaya November 2004 - June 2009
Charles Schwab 2002 - 2004
Schwab Institutional 2000 - 2002
jcrew.com June 1998 - May 2000
Skills
Integration, Data Warehousing, Oracle, IT Management, Shell Scripting, Agile Methodologies, SQL, User Experience, Testing, SOA, Java, Unix, Databases, Analysis, Business Analysis, Software Development, E-commerce, Use Case, Web Design
Education
University of California, Berkeley
BA, Computer Science
University of California, Berkeley
BA, English Literature
Dentsu Aegis May 2015 - Present
L'Oréal August 2014 - December 2014
Lela.com April 2012 - May 2014
CIT February 2012 - April 2012
The Blackstone Group June 2011 - December 2011
Credit Suisse November 2009 - June 2011
Avaya November 2004 - June 2009
Charles Schwab 2002 - 2004
Schwab Institutional 2000 - 2002
jcrew.com June 1998 - May 2000
Skills
Integration, Data Warehousing, Oracle, IT Management, Shell Scripting, Agile Methodologies, SQL, User Experience, Testing, SOA, Java, Unix, Databases, Analysis, Business Analysis, Software Development, E-commerce, Use Case, Web Design
Education
University of California, Berkeley
BA, Computer Science
University of California, Berkeley
BA, English Literature
Jeff Nativi's Schwab Institutional Experience 2005 - 2007
Job Regional Director at SEI S.TX, LA, MS, AR
Industry Investment Management
Experience
SEI February 2007 - Present
Schwab Institutional 2005 - 2007
Schwab Advisor Services/Schwab Institutional 2005 - 2007
Education
The University of Texas at Austin 1981 — 1986
BBA, Finance
SEI February 2007 - Present
Schwab Institutional 2005 - 2007
Schwab Advisor Services/Schwab Institutional 2005 - 2007
Education
The University of Texas at Austin 1981 — 1986
BBA, Finance
Mike Kinney's Schwab Institutional Experience February 2012 - October 2013
Job Director
Industry Venture Capital & Private Equity
Experience
Capital Group LLC March 2010 - July 2014
Schwab Institutional February 2012 - October 2013
American Realty Capital August 2009 - March 2011
Schroders August 2007 - August 2009
Davis Advisors 2002 - 2007
Van Kampen Investments 1999 - 2002
Nuveen Investments 1997 - 1999
Skills
Private Equity, Venture Capital, Investments, Real Estate
Education
Wheaton College 1993 — 1994
Bachelor of Arts (B.A.), Economics
University of Kentucky
Capital Group LLC March 2010 - July 2014
Schwab Institutional February 2012 - October 2013
American Realty Capital August 2009 - March 2011
Schroders August 2007 - August 2009
Davis Advisors 2002 - 2007
Van Kampen Investments 1999 - 2002
Nuveen Investments 1997 - 1999
Skills
Private Equity, Venture Capital, Investments, Real Estate
Education
Wheaton College 1993 — 1994
Bachelor of Arts (B.A.), Economics
University of Kentucky
Wade Lotz Wade Lotz's Schwab Institutional Experience May 2006 - July 2010
Job Team Lead Advisor Services Transfer of Accounts at Charles Schwab
Industry Financial Services
Experience
Charles Schwab July 2010 - Present
Schwab Institutional May 2006 - July 2010
Charles Schwab June 2000 - May 2006
Skills
Options, Securities, Equities, Trading, Series 7, Series 63, Series 9, Series 10
Education
Arizona State University - W. P. Carey School of Business 2007 — 2009
MBA, Finance
Wissenschaftliche Hochschule für Unternehmensführung - Otto-Beisheim - Hochschule 2008 — 2008
Indiana University - Kelley School of Business 1996 — 2000
Finance
Charles Schwab July 2010 - Present
Schwab Institutional May 2006 - July 2010
Charles Schwab June 2000 - May 2006
Skills
Options, Securities, Equities, Trading, Series 7, Series 63, Series 9, Series 10
Education
Arizona State University - W. P. Carey School of Business 2007 — 2009
MBA, Finance
Wissenschaftliche Hochschule für Unternehmensführung - Otto-Beisheim - Hochschule 2008 — 2008
Indiana University - Kelley School of Business 1996 — 2000
Finance
Brendan Sullivan Brendan Sullivan's Schwab Institutional Experience March 2010 - July 2015
Job Executive Director | Enterprise Development | MidWest and Western Regions
Industry Financial Services
Experience
HighTower July 2015 - Present
Schwab Institutional March 2010 - July 2015
Bank of America/Merrill Lynch 2007 - 2010
Skills
Mutual Funds, Wealth Management, Investments, Alternative Investments, Equities, Asset Management, Financial Analysis, Lead Generation, Selling, Marketing Strategy, Marketing, Strategy, Management, Business Strategy, Series 63, Strategic Planning, Customer Retention, Product Management, Customer Service, Investment Advisory, Strategic Financial..., Series 7, Asset Allocation
Education
Roger Williams University
Bachelor of Science (BS), History
HighTower July 2015 - Present
Schwab Institutional March 2010 - July 2015
Bank of America/Merrill Lynch 2007 - 2010
Skills
Mutual Funds, Wealth Management, Investments, Alternative Investments, Equities, Asset Management, Financial Analysis, Lead Generation, Selling, Marketing Strategy, Marketing, Strategy, Management, Business Strategy, Series 63, Strategic Planning, Customer Retention, Product Management, Customer Service, Investment Advisory, Strategic Financial..., Series 7, Asset Allocation
Education
Roger Williams University
Bachelor of Science (BS), History
Richard Haseltine Richard Haseltine's Schwab Institutional Experience 2001 - Present
Job Relationship Manager at Schwab Institutional
Industry Financial Services
Experience
Schwab Institutional 2001 - Present
Fidelity Investments 1992 - 2002
Education
Barry University
Bachelor, Business
Florida Institute of Technology
Master of Business Administration, Policy
Holy Cross High School
River Grove Illinois
Schwab Institutional 2001 - Present
Fidelity Investments 1992 - 2002
Education
Barry University
Bachelor, Business
Florida Institute of Technology
Master of Business Administration, Policy
Holy Cross High School
River Grove Illinois
Glenn Brown, MBA, CFP® Glenn Brown, MBA, CFP®'s Schwab Institutional Experience 2011 - 2013
Job Managing Director at Windhaven Investment Management
Industry Financial Services
Experience
Windhaven Investment Management February 2013 - Present
Schwab Institutional 2011 - 2013
Bank of America Merrill Lynch 2009 - 2010
Bank of America 2008 - 2009
Columbia Management 2006 - 2008
Bank of America 2005 - 2006
Investment Services at Sovereign Bank October 2002 - March 2005
Charles Schwab 1995 - 2002
Skills
Retirement, Retirement Planning, Investments, Mutual Funds, Executive Management, Global Tactical Asset..., ETFs, Portfolio Performance..., Alternative Investments, Asset Managment, Product Marketing, Product Management, Institutional Sales, Investment Strategies, Registered Investment..., Custodial Services, RIA, Wealth Management, Asset Allocation, Financial Markets, Finance, Series 65, Series 9/10, Series 7, Series 63, Life & Health Insurance..., Asset Management, Investment Management, FINRA, Variable Annuities
Education
Boston College - Wallace E. Carroll Graduate School of Management 2003 — 2006
MBA, Finance, Organization Studies
University of New Hampshire 1988 — 1992
BA, Communications
Windhaven Investment Management February 2013 - Present
Schwab Institutional 2011 - 2013
Bank of America Merrill Lynch 2009 - 2010
Bank of America 2008 - 2009
Columbia Management 2006 - 2008
Bank of America 2005 - 2006
Investment Services at Sovereign Bank October 2002 - March 2005
Charles Schwab 1995 - 2002
Skills
Retirement, Retirement Planning, Investments, Mutual Funds, Executive Management, Global Tactical Asset..., ETFs, Portfolio Performance..., Alternative Investments, Asset Managment, Product Marketing, Product Management, Institutional Sales, Investment Strategies, Registered Investment..., Custodial Services, RIA, Wealth Management, Asset Allocation, Financial Markets, Finance, Series 65, Series 9/10, Series 7, Series 63, Life & Health Insurance..., Asset Management, Investment Management, FINRA, Variable Annuities
Education
Boston College - Wallace E. Carroll Graduate School of Management 2003 — 2006
MBA, Finance, Organization Studies
University of New Hampshire 1988 — 1992
BA, Communications
Rock La Cross, AWMA, AAMS's Schwab Institutional Experience July 1992 - August 2003
Job Assistant Vice President Financial Solutions Advisor
Industry Financial Services
Experience
Merrill Edge August 2011 - Present
TD Ameritrade Asset Management February 2007 - October 2007
Edward Jones September 2004 - April 2005
Schwab Institutional July 1992 - August 2003
Schwab Institutional 1996 - 2000
PAMCO Securities October 1990 - April 1991
Northwestern Mutual Life June 1986 - June 1989
New York Life February 1983 - February 1986
Skills
Wealth Management, Investments, Equities, Mutual Funds, Wealth Management..., Asset Management, Investment Management, Uniform Combined State..., Financial Services, Options, Trading, Fixed Annuities, FINRA, Finance, Estate Planning, Insurance, Series 7, Life Insurance, Series 63, Securities, Retirement Planning, Investment Advisory, Asset Allocation, Retirement, Investment Strategies, Financial Advisory, Portfolio Management, Financial Planning, Management, Risk Management, Alternative Investments, Leadership
Education
College for Financial Planning 2009 — 2009
Accredited Wealth Management Advisor - AWMA
College for Financial Planning 2009 — 2009
Accredited Asset Management Specialist - AAMS
Eastern Montana College - Now MSU-Billings 1987 — 1988
Bachelors, Finance
The University of Montana - School of Business Administration 1977 — 1980
General Business
Merrill Edge August 2011 - Present
TD Ameritrade Asset Management February 2007 - October 2007
Edward Jones September 2004 - April 2005
Schwab Institutional July 1992 - August 2003
Schwab Institutional 1996 - 2000
PAMCO Securities October 1990 - April 1991
Northwestern Mutual Life June 1986 - June 1989
New York Life February 1983 - February 1986
Skills
Wealth Management, Investments, Equities, Mutual Funds, Wealth Management..., Asset Management, Investment Management, Uniform Combined State..., Financial Services, Options, Trading, Fixed Annuities, FINRA, Finance, Estate Planning, Insurance, Series 7, Life Insurance, Series 63, Securities, Retirement Planning, Investment Advisory, Asset Allocation, Retirement, Investment Strategies, Financial Advisory, Portfolio Management, Financial Planning, Management, Risk Management, Alternative Investments, Leadership
Education
College for Financial Planning 2009 — 2009
Accredited Wealth Management Advisor - AWMA
College for Financial Planning 2009 — 2009
Accredited Asset Management Specialist - AAMS
Eastern Montana College - Now MSU-Billings 1987 — 1988
Bachelors, Finance
The University of Montana - School of Business Administration 1977 — 1980
General Business
Nicole Galagan-Jammaers Nicole Galagan-Jammaers's Schwab Institutional Experience October 2008 - March 2009
Job Marketing Consultant at Pershing
Industry Marketing and Advertising
Experience
Pershing April 2010 - Present
(self-employed) April 2009 - Present
Schwab Institutional October 2008 - March 2009
SourceMedia August 2008 - September 2008
Pershing June 2005 - October 2007
Charles Schwab September 1996 - January 2005
Saint Barnabas Health Care System September 1995 - September 1996
Skills
Marketing Communications, Corporate Communications, Press Releases, Direct Marketing, Marketing, Advertising, Marketing Strategy, Public Relations, Social Media Marketing
Education
Rutgers University-New Brunswick 2010 — 2010
Certificate, Mini-MBA Strategic Marketing Management
Rowan University 1991 — 1995
BA, Communications
Pershing April 2010 - Present
(self-employed) April 2009 - Present
Schwab Institutional October 2008 - March 2009
SourceMedia August 2008 - September 2008
Pershing June 2005 - October 2007
Charles Schwab September 1996 - January 2005
Saint Barnabas Health Care System September 1995 - September 1996
Skills
Marketing Communications, Corporate Communications, Press Releases, Direct Marketing, Marketing, Advertising, Marketing Strategy, Public Relations, Social Media Marketing
Education
Rutgers University-New Brunswick 2010 — 2010
Certificate, Mini-MBA Strategic Marketing Management
Rowan University 1991 — 1995
BA, Communications
Giovanni Torre's Schwab Institutional Experience 2005 - October 2010
Job Experienced SeniorLevel Product Manager
Industry Financial Services
Experience
Chares Schwab October 2010 - Present
Schwab Institutional 2005 - October 2010
Charles Schwab 2001 - 2005
Zaplet 2000 - 2001
Charles Schwab April 1999 - April 2000
Franklin Templeton 1993 - 1999
Skills
Product Management, Product Marketing, B2B, Product Development, Analytics, Program Management, Financial Services, Professional Services, Management, SaaS, Agile/Scrum product..., Certified Scrum Product..., Cloud Computing, Enterprise Software, Marketing
Education
Santa Clara University
BS
St. Ignatius
Chares Schwab October 2010 - Present
Schwab Institutional 2005 - October 2010
Charles Schwab 2001 - 2005
Zaplet 2000 - 2001
Charles Schwab April 1999 - April 2000
Franklin Templeton 1993 - 1999
Skills
Product Management, Product Marketing, B2B, Product Development, Analytics, Program Management, Financial Services, Professional Services, Management, SaaS, Agile/Scrum product..., Certified Scrum Product..., Cloud Computing, Enterprise Software, Marketing
Education
Santa Clara University
BS
St. Ignatius
Christopher Moore's Schwab Institutional Experience April 2006 - April 2007
Job Executive Recruiter at J.P. Morgan Asset Management
Industry Staffing and Recruiting
Experience
J.P. Morgan Asset Management September 2010 - Present
UBS Investment Bank April 2007 - September 2010
Schwab Institutional April 2006 - April 2007
Boyden Executive Search June 1996 - March 2006
Skills
Boolean Searching, Executive Search, Recruiting, Sourcing, Human Resources, Strategic Sourcing, Investment Banking, Capital Markets, Financial Services, Talent Acquisition, Asset Managment, Emerging Markets, Financial Markets, Equities, Fixed Income
Education
The Juilliard School
Drama Division Diploma Awarded
University of St. Thomas
BA, History and Communications Double Major
J.P. Morgan Asset Management September 2010 - Present
UBS Investment Bank April 2007 - September 2010
Schwab Institutional April 2006 - April 2007
Boyden Executive Search June 1996 - March 2006
Skills
Boolean Searching, Executive Search, Recruiting, Sourcing, Human Resources, Strategic Sourcing, Investment Banking, Capital Markets, Financial Services, Talent Acquisition, Asset Managment, Emerging Markets, Financial Markets, Equities, Fixed Income
Education
The Juilliard School
Drama Division Diploma Awarded
University of St. Thomas
BA, History and Communications Double Major
Jenny Greene Scott's Schwab Institutional Experience December 2007 - September 2008
Job Financial Services Management Consultant
Industry Financial Services
Experience
Charles Schwab March 2010 - Present
Wells Fargo January 2009 - March 2010
Schwab Institutional December 2007 - September 2008
Wells Fargo June 2005 - December 2007
Northstar Systems March 2005 - June 2005
Metavante September 2004 - March 2005
Advent Software April 2002 - September 2004
Yodlee September 2000 - March 2002
Intuit January 1999 - September 2000
Skills
Product Management, Product Marketing, Product Development, Market Analysis, Financial Services, Strategy, Analytics, Investments, Business Analysis, Financial Modeling, Wealth Management, Strategic Partnerships, Business Strategy, Management Consulting, Mergers & Acquisitions, Asset Management, Banking, Process Improvement, Risk Management, Strategic Planning
Education
Harvard University
AB, Economics
University of Pennsylvania - The Wharton School
MBA, Finance
Charles Schwab March 2010 - Present
Wells Fargo January 2009 - March 2010
Schwab Institutional December 2007 - September 2008
Wells Fargo June 2005 - December 2007
Northstar Systems March 2005 - June 2005
Metavante September 2004 - March 2005
Advent Software April 2002 - September 2004
Yodlee September 2000 - March 2002
Intuit January 1999 - September 2000
Skills
Product Management, Product Marketing, Product Development, Market Analysis, Financial Services, Strategy, Analytics, Investments, Business Analysis, Financial Modeling, Wealth Management, Strategic Partnerships, Business Strategy, Management Consulting, Mergers & Acquisitions, Asset Management, Banking, Process Improvement, Risk Management, Strategic Planning
Education
Harvard University
AB, Economics
University of Pennsylvania - The Wharton School
MBA, Finance
Andrew Lill, CIMA®'s Schwab Institutional Experience 2001 - 2004
Job Regional Director at Invesco Ltd.
Industry Investment Management
Experience
Invesco Ltd. June 2010 - Present
DWS Investments- Deutsche Asset Management 2005 - 2010
Schwab Institutional 2001 - 2004
Commerce Capital Markets, Inc. October 1996 - 2000
PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP. September 1993 - October 1996
Skills
Mutual Funds, Investment Advisory, ETFs, Structured Products, Alternative Investments, Series 7, Series 63, Series65, Investments, Securities, Financial Advisory, Finance, Asset Allocation, Bonds, Wealth Management
Education
University of Pennsylvania - The Wharton School 2014 — 2014
CIMA®, Certified Investment Management Analyst®
Syracuse University - Martin J. Whitman School of Management 1986 — 1990
Bachelor of Science (B.S.), Finance
Invesco Ltd. June 2010 - Present
DWS Investments- Deutsche Asset Management 2005 - 2010
Schwab Institutional 2001 - 2004
Commerce Capital Markets, Inc. October 1996 - 2000
PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP. September 1993 - October 1996
Skills
Mutual Funds, Investment Advisory, ETFs, Structured Products, Alternative Investments, Series 7, Series 63, Series65, Investments, Securities, Financial Advisory, Finance, Asset Allocation, Bonds, Wealth Management
Education
University of Pennsylvania - The Wharton School 2014 — 2014
CIMA®, Certified Investment Management Analyst®
Syracuse University - Martin J. Whitman School of Management 1986 — 1990
Bachelor of Science (B.S.), Finance
Michelle Haymes Azevedo's Schwab Institutional Experience August 2006 - February 2008
Job Financial Services Sales Professional
Industry Financial Services
Experience
Shareholders Service Group April 2013 - Present
LPL Financial March 2008 - April 2011
Schwab Institutional August 2006 - February 2008
Schwab Institutional January 2001 - August 2006
TD Waterhouse Institutional 1999 - 2001
Skills
Business Development, Family Office, Management, Financial Services, New Business Development
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1997 — 1998
MBA
Boston University
BS, Mass Communication
Shareholders Service Group April 2013 - Present
LPL Financial March 2008 - April 2011
Schwab Institutional August 2006 - February 2008
Schwab Institutional January 2001 - August 2006
TD Waterhouse Institutional 1999 - 2001
Skills
Business Development, Family Office, Management, Financial Services, New Business Development
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1997 — 1998
MBA
Boston University
BS, Mass Communication
Jack Warner's Schwab Institutional Experience 1997 - 1999
Job Head of Sales Operations at Kabbage, Inc
Industry Information Technology and Services
Experience
Kabbage, Inc August 2015 - Present
E*TRADE Financial Corporation August 2014 - August 2015
FIS (Fidelity Information Services) January 2009 - July 2014
Invesco January 2001 - December 2008
University of Phoenix 2003 - 2005
Schwab Institutional 1997 - 1999
Skills
Sales Management, Operations Management, Team Leadership, Team Management, Cross-functional Team..., Sales Operations, Sales Process, Sales Presentations, Marketing, Marketing Communications, Marketing Strategy, Event Planning, Strategy, Project Planning, Executive Reporting, Reporting & Analysis, Data Analysis, Analytics, Marketing Analytics, Market Analysis, Competitive Analysis, Big Data, Data Mining, Data Management, Business Analysis, Google Analytics, SQL, Crystal Reports, Tableau, Access, Microsoft Excel, Cognos, Business Objects, CRM, CRM Integration, CRM databases, Salesforce.com, Microsoft CRM, Siebel, Oracle CRM, Oracle, Sage CRM, ACT CRM, SharePoint, PowerPoint, Microsoft Word, Communication Skills, Requirements Analysis, Functional Requirements, Systems Analysis
Education
University of Florida 1990 — 1994
BS, Economics
University of Phoenix
MBA, Business
Kabbage, Inc August 2015 - Present
E*TRADE Financial Corporation August 2014 - August 2015
FIS (Fidelity Information Services) January 2009 - July 2014
Invesco January 2001 - December 2008
University of Phoenix 2003 - 2005
Schwab Institutional 1997 - 1999
Skills
Sales Management, Operations Management, Team Leadership, Team Management, Cross-functional Team..., Sales Operations, Sales Process, Sales Presentations, Marketing, Marketing Communications, Marketing Strategy, Event Planning, Strategy, Project Planning, Executive Reporting, Reporting & Analysis, Data Analysis, Analytics, Marketing Analytics, Market Analysis, Competitive Analysis, Big Data, Data Mining, Data Management, Business Analysis, Google Analytics, SQL, Crystal Reports, Tableau, Access, Microsoft Excel, Cognos, Business Objects, CRM, CRM Integration, CRM databases, Salesforce.com, Microsoft CRM, Siebel, Oracle CRM, Oracle, Sage CRM, ACT CRM, SharePoint, PowerPoint, Microsoft Word, Communication Skills, Requirements Analysis, Functional Requirements, Systems Analysis
Education
University of Florida 1990 — 1994
BS, Economics
University of Phoenix
MBA, Business
Jeff Carlin's Schwab Institutional Experience December 2002 - January 2009
Job Managing Director, National Sales Manager at Nuveen Investments
Industry Financial Services
Experience
Olympic Club Foundation January 2011 - Present
Nuveen Investments July 2010 - Present
Investment Management Consultants Association January 2008 - January 2012
IndexIQ January 2009 - July 2010
Charles Schwab December 2002 - January 2009
Schwab Institutional December 2002 - January 2009
Smith Barney September 1995 - December 2002
State Street Bank and Trust February 1993 - September 1995
Skills
Series 7, Alternative Investments, Series 63, Mutual Funds, ETFs, Investments, Asset Allocation, Wealth Management, Asset Managment, Hedge Funds, Separately Managed..., Investment Advisory, Portfolio Management, Investment Strategies, Series 24
Education
San Diego State University-California State University 1987 — 1992
BS, Finance, emphasis in Real Estate
Olympic Club Foundation January 2011 - Present
Nuveen Investments July 2010 - Present
Investment Management Consultants Association January 2008 - January 2012
IndexIQ January 2009 - July 2010
Charles Schwab December 2002 - January 2009
Schwab Institutional December 2002 - January 2009
Smith Barney September 1995 - December 2002
State Street Bank and Trust February 1993 - September 1995
Skills
Series 7, Alternative Investments, Series 63, Mutual Funds, ETFs, Investments, Asset Allocation, Wealth Management, Asset Managment, Hedge Funds, Separately Managed..., Investment Advisory, Portfolio Management, Investment Strategies, Series 24
Education
San Diego State University-California State University 1987 — 1992
BS, Finance, emphasis in Real Estate
Janice Sarver's Schwab Institutional Experience October 1997 - April 2009
Job Manager, Information Security at Dignity Health
Industry Information Technology and Services
Experience
Dignity Health June 2010 - Present
Charles Schwab & Co., Inc. October 1997 - April 2009
Schwab Institutional October 1997 - April 2009
PaineWebber 1990 - 1997
Skills
Business Analysis, Disaster Recovery, Risk Management, Program Management, Process Improvement, Vendor Management
Education
University of Phoenix 2011 — 2013
Master of Business Administration (M.B.A.)
University of Houston 1982 — 1987
B.A., Economics
Dignity Health June 2010 - Present
Charles Schwab & Co., Inc. October 1997 - April 2009
Schwab Institutional October 1997 - April 2009
PaineWebber 1990 - 1997
Skills
Business Analysis, Disaster Recovery, Risk Management, Program Management, Process Improvement, Vendor Management
Education
University of Phoenix 2011 — 2013
Master of Business Administration (M.B.A.)
University of Houston 1982 — 1987
B.A., Economics
Lauren Mutty's Schwab Institutional Experience March 2008 - Present
Job SI Client Services Associate at Charles Schwab
Industry Financial Services
Experience
Schwab Institutional March 2008 - Present
Signature Home Lending March 2007 - February 2008
First Franklin 2004 - 2005
Education
University of Massachusetts Lowell 1998 — 2001
Schwab Institutional March 2008 - Present
Signature Home Lending March 2007 - February 2008
First Franklin 2004 - 2005
Education
University of Massachusetts Lowell 1998 — 2001
Jill Brousseau's Schwab Institutional Experience February 2009 - June 2010
Job Desktop Support Senior Manager
Industry Financial Services
Experience
Charles Schwab 2010 - Present
Schwab Institutional February 2009 - June 2010
Schwab Institutional July 2006 - February 2009
Schwab Institutional January 2003 - July 2006
Skills
Risk Management, Portfolio Management, FINRA, Equities, Securities, Options, Investments, ETFs, Mutual Funds, Wealth Management
Education
Syracuse University 1989 — 1993
Charles Schwab 2010 - Present
Schwab Institutional February 2009 - June 2010
Schwab Institutional July 2006 - February 2009
Schwab Institutional January 2003 - July 2006
Skills
Risk Management, Portfolio Management, FINRA, Equities, Securities, Options, Investments, ETFs, Mutual Funds, Wealth Management
Education
Syracuse University 1989 — 1993
Tammy Kronenberg's Schwab Institutional Experience August 2003 - October 2004
Job Technical Manager Trade Away Services at Charles Schwab
Industry Financial Services
Experience
Schwab Advisor Services November 2004 - Present
Schwab Institutional August 2003 - October 2004
Schwab Institutional August 2001 - August 2003
L. Roy Papp & Associates February 1998 - April 2000
Skills
Series 63, Series 7, Series 9, Series 10, Trading, Settlement, FINRA, Prime Brokerage, Asset Management
Education
Ball State University 1992 — 1996
Bachelor of Science (B.S.), Geography
Schwab Advisor Services November 2004 - Present
Schwab Institutional August 2003 - October 2004
Schwab Institutional August 2001 - August 2003
L. Roy Papp & Associates February 1998 - April 2000
Skills
Series 63, Series 7, Series 9, Series 10, Trading, Settlement, FINRA, Prime Brokerage, Asset Management
Education
Ball State University 1992 — 1996
Bachelor of Science (B.S.), Geography
Paul Holman's Schwab Institutional Experience October 2003 - July 2007
Job Director of Trading, First Republic Investment Management
Industry Capital Markets
Experience
First Republic Investment Management July 2007 - Present
Schwab Institutional October 2003 - July 2007
Schwab Soundview Capital Markets July 1997 - September 2003
Skills
Equity Trading, Securities, Series 7, Equities, Traders, Trading, Options, Alternative Investments, Proprietary Trading, Hedge Funds, Electronic Trading, Series 63, Portfolio Management, Fixed Income, Financial Markets, Bloomberg, ETFs, Asset Management, Capital Markets
Education
Saint Peter's University 1995 — 1997
BA, Economics
Seton Hall University 1992 — 1994
First Republic Investment Management July 2007 - Present
Schwab Institutional October 2003 - July 2007
Schwab Soundview Capital Markets July 1997 - September 2003
Skills
Equity Trading, Securities, Series 7, Equities, Traders, Trading, Options, Alternative Investments, Proprietary Trading, Hedge Funds, Electronic Trading, Series 63, Portfolio Management, Fixed Income, Financial Markets, Bloomberg, ETFs, Asset Management, Capital Markets
Education
Saint Peter's University 1995 — 1997
BA, Economics
Seton Hall University 1992 — 1994
Joel Marcus's Schwab Institutional Experience 2002 - 2007
Job Sr. Vice President, National Sales Manager at Sowell Management Services | Helping Advisors Find New Channels for Growth
Industry Financial Services
Experience
Sowell Management Services April 2014 - Present
AssetMark (formerly Genworth Financial Wealth Management) April 2013 - March 2014
Fidelity Investments October 2007 - April 2013
Advisor Partners April 2007 - September 2007
Schwab Institutional 2002 - 2007
Skills
Series 63, Series 7, Sales, Relationship Management, Asset Management, Registered Investment..., Business Development, Account Management
Education
University of Utah 1993 — 1995
Master's Candidate, Political Science
University of Amsterdam 1992 — 1993
European Social Studies
University of Utah 1989 — 1992
B.S., Political Science - International Relations
Arizona State University 1987 — 1989
Sowell Management Services April 2014 - Present
AssetMark (formerly Genworth Financial Wealth Management) April 2013 - March 2014
Fidelity Investments October 2007 - April 2013
Advisor Partners April 2007 - September 2007
Schwab Institutional 2002 - 2007
Skills
Series 63, Series 7, Sales, Relationship Management, Asset Management, Registered Investment..., Business Development, Account Management
Education
University of Utah 1993 — 1995
Master's Candidate, Political Science
University of Amsterdam 1992 — 1993
European Social Studies
University of Utah 1989 — 1992
B.S., Political Science - International Relations
Arizona State University 1987 — 1989
Frank Wixted's Schwab Institutional Experience February 2006 - October 2008
Job Development Officer, Beth Israel Deaconess Medical Center
Industry Financial Services
Experience
Beth Israel Deaconess Medical Center April 2015 - Present
Pershing Advisor Solutions, a BNY Mellon Company November 2008 - April 2015
Schwab Institutional February 2006 - October 2008
Omgeo February 2002 - January 2006
Advent Software 1999 - 2001
Skills
CRM, Mutual Funds, Strategy, Series 7, Series 63, Business Development, Asset Management, Alternative Investments, Financial Services, Securities, Relationship Management, Portfolio Management, Sales, Wealth Management, Investments
Education
State University of New York College at Oswego 1981 — 1985
Bachelor of Science (B.S.), Accounting and Finance, Cum Laude Honors
Beth Israel Deaconess Medical Center April 2015 - Present
Pershing Advisor Solutions, a BNY Mellon Company November 2008 - April 2015
Schwab Institutional February 2006 - October 2008
Omgeo February 2002 - January 2006
Advent Software 1999 - 2001
Skills
CRM, Mutual Funds, Strategy, Series 7, Series 63, Business Development, Asset Management, Alternative Investments, Financial Services, Securities, Relationship Management, Portfolio Management, Sales, Wealth Management, Investments
Education
State University of New York College at Oswego 1981 — 1985
Bachelor of Science (B.S.), Accounting and Finance, Cum Laude Honors
Aaron Shapley, CIMA, CAIA's Schwab Institutional Experience 1999 - 2003
Job SubAdvisory Services
Industry Investment Management
Experience
Dimensional Fund Advisors March 2015 - Present
BlackRock May 2007 - February 2015
Multi-Financial Securities Corporation 2005 - 2007
Schwab Institutional 1999 - 2003
Education
University of California, Berkeley 1993 — 1998
Bachelor of Arts
University of Massachusetts at Amherst - Isenberg School of Management 2003 — 2005
MBA
Dimensional Fund Advisors March 2015 - Present
BlackRock May 2007 - February 2015
Multi-Financial Securities Corporation 2005 - 2007
Schwab Institutional 1999 - 2003
Education
University of California, Berkeley 1993 — 1998
Bachelor of Arts
University of Massachusetts at Amherst - Isenberg School of Management 2003 — 2005
MBA
Cade Eisenzimmer's Schwab Institutional Experience March 2008 - Present
Job Relationship Manager at Schwab Institutional
Industry Financial Services
Experience
Schwab Institutional March 2008 - Present
Allianz Life August 2002 - March 2008
Education
Saint John's University 1998 — 2002
Schwab Institutional March 2008 - Present
Allianz Life August 2002 - March 2008
Education
Saint John's University 1998 — 2002
Greg Yokum's Schwab Institutional Experience 2011 - 2012
Job Vice President Sr. Portfolio Manager at Northern Trust
Industry Investment Management
Experience
Northern Trust 2012 - Present
Schwab Institutional 2011 - 2012
J.P. Morgan Private Bank 2005 - 2011
Bank of America Private Bank (U.S. Trust) 1997 - 2005
Merrill Lynch 1991 - 1996
Skills
Portfolio Management, Investment Management, Investment Advisory, Investment Research, Asset Allocation, Alternative Investments, Equities, Fixed Income, Hedge Funds, Private Equity, Relationship Management, Structured Products, Foundations, Endowments, Institutions, Private Banking, Mutual Funds, Wealth Management..., High Net Worth..., Series 7
Education
Carnegie Mellon University
Master of Business Administration (MBA), Asset & Wealth Management
Université de Geneve
Master's Degree, School of Economics (HEC)
Harding University
Bachelor of Business Administration (BBA), Accounting
Northern Trust 2012 - Present
Schwab Institutional 2011 - 2012
J.P. Morgan Private Bank 2005 - 2011
Bank of America Private Bank (U.S. Trust) 1997 - 2005
Merrill Lynch 1991 - 1996
Skills
Portfolio Management, Investment Management, Investment Advisory, Investment Research, Asset Allocation, Alternative Investments, Equities, Fixed Income, Hedge Funds, Private Equity, Relationship Management, Structured Products, Foundations, Endowments, Institutions, Private Banking, Mutual Funds, Wealth Management..., High Net Worth..., Series 7
Education
Carnegie Mellon University
Master of Business Administration (MBA), Asset & Wealth Management
Université de Geneve
Master's Degree, School of Economics (HEC)
Harding University
Bachelor of Business Administration (BBA), Accounting
Wayne Kenning's Schwab Institutional Experience 1994 - 2001
Job VP Operations and Client Experience
Industry Financial Services
Experience
BMO Harris Financial Advisors November 2004 - Present
Charles Scwab & Co January 1997 - April 2001
Schwab Institutional 1994 - 2001
Charles Schwab 1990 - 2001
Skills
Trading, Asset Management, Securities, Series 7, Mutual Funds, Financial Services, Banking, Investments, Asset Managment, Risk Management, Wealth Management, Fixed Income, Portfolio Management, Equities, Series 63, Relationship Management, Asset Allocation, Investment Advisory, Strategic Financial..., Loans, Capital Markets, Credit Analysis, Commercial Banking, Credit, Financial Risk, Retirement Planning, Cash Management, Treasury Management, Finance, Financial Markets
Education
University of Illinois at Urbana-Champaign 1980 — 1985
BA, Business Economics
BMO Harris Financial Advisors November 2004 - Present
Charles Scwab & Co January 1997 - April 2001
Schwab Institutional 1994 - 2001
Charles Schwab 1990 - 2001
Skills
Trading, Asset Management, Securities, Series 7, Mutual Funds, Financial Services, Banking, Investments, Asset Managment, Risk Management, Wealth Management, Fixed Income, Portfolio Management, Equities, Series 63, Relationship Management, Asset Allocation, Investment Advisory, Strategic Financial..., Loans, Capital Markets, Credit Analysis, Commercial Banking, Credit, Financial Risk, Retirement Planning, Cash Management, Treasury Management, Finance, Financial Markets
Education
University of Illinois at Urbana-Champaign 1980 — 1985
BA, Business Economics
Deena Katz's Schwab Institutional Experience 1992 - 2010
Job Associate Professor at Texas Tech University
Industry Financial Services
Experience
Evensky & Katz/Foldes FInancial June 2014 - Present
Texas Tech University November 2005 - Present
DKHE, Inc January 1995 - Present
Evensky & Katz April 1988 - Present
Financial Planning Association 1986 - Present
Schwab Institutional 1992 - 2010
FPA 2007 - 2009
Evensky & Katz April 1988 - January 2005
Katz Realty and Investment Corporation January 1975 - May 1988
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Estate Planning, Investment Advisory, Investments, Retirement, Financial Planners, Asset Allocation, Financial Advisory, Investment Management, Asset Managment, Portfolio Management, Investment Strategies, Personal Finance, Mutual Funds, 401k, Wealth, Public Speaking, Series 7, Securities, Financial Services, Insurance, Personal Financial..., Employee Benefits, IRAs, ETFs, Hedge Funds, Options, Long-term Care, Equities, Finance, Financial Analysis, Coaching, Life Insurance, Asset Management, Money, Alternative Investments, Fixed Annuities, Series 63, Risk Management, Wealth Management..., Pensions, Financial Planning
Education
Adrian College 2001 — 2001
LHD, Liberal Arts and Sciences, General Studies and Humanities
Adrian College 1971 — 1974
BA, English, Education
Evensky & Katz/Foldes FInancial June 2014 - Present
Texas Tech University November 2005 - Present
DKHE, Inc January 1995 - Present
Evensky & Katz April 1988 - Present
Financial Planning Association 1986 - Present
Schwab Institutional 1992 - 2010
FPA 2007 - 2009
Evensky & Katz April 1988 - January 2005
Katz Realty and Investment Corporation January 1975 - May 1988
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Estate Planning, Investment Advisory, Investments, Retirement, Financial Planners, Asset Allocation, Financial Advisory, Investment Management, Asset Managment, Portfolio Management, Investment Strategies, Personal Finance, Mutual Funds, 401k, Wealth, Public Speaking, Series 7, Securities, Financial Services, Insurance, Personal Financial..., Employee Benefits, IRAs, ETFs, Hedge Funds, Options, Long-term Care, Equities, Finance, Financial Analysis, Coaching, Life Insurance, Asset Management, Money, Alternative Investments, Fixed Annuities, Series 63, Risk Management, Wealth Management..., Pensions, Financial Planning
Education
Adrian College 2001 — 2001
LHD, Liberal Arts and Sciences, General Studies and Humanities
Adrian College 1971 — 1974
BA, English, Education
Katherine Marshall's Schwab Institutional Experience April 1993 - July 2002
Job Helping Advisors Grow and Streamline their Business as a VP of Institutional Sales at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade August 2003 - Present
National Advisors Trust Company 2002 - 2003
Schwab Institutional April 1993 - July 2002
Redgate Communications Corporation July 1999 - May 2001
E.F. Hutton September 1985 - April 1989
Skills
Investment Advisory, Marketing Strategy, Analysis, Risk Management, Consultative Selling, Business Planning, Wealth Management, Investments, Series 7, Series 63, French, Swedish, Spanish, Cross-cultural, Cross-functional Team..., Team Management, Creative Writing, Creative Development, Strategic Consulting, Strategic Partnerships, Innovative Problem..., Coach, Mentoring, Youth Mentoring
Education
Thunderbird School of Global Management 1991 — 1992
MBA/Master of International Management, International Management and Marketing, International Economy and Foreign Languages
Lund University 1985 — 1985
N/A, Swedish, Economics, Cross Cultural Communications
University of Vermont 1981 — 1985
BA, Double degree in Economics and Political Science with a minor in foreign languages
State University of New York College at Plattsburgh 1980 — 1981
N/A, Business and computer science
TD Ameritrade August 2003 - Present
National Advisors Trust Company 2002 - 2003
Schwab Institutional April 1993 - July 2002
Redgate Communications Corporation July 1999 - May 2001
E.F. Hutton September 1985 - April 1989
Skills
Investment Advisory, Marketing Strategy, Analysis, Risk Management, Consultative Selling, Business Planning, Wealth Management, Investments, Series 7, Series 63, French, Swedish, Spanish, Cross-cultural, Cross-functional Team..., Team Management, Creative Writing, Creative Development, Strategic Consulting, Strategic Partnerships, Innovative Problem..., Coach, Mentoring, Youth Mentoring
Education
Thunderbird School of Global Management 1991 — 1992
MBA/Master of International Management, International Management and Marketing, International Economy and Foreign Languages
Lund University 1985 — 1985
N/A, Swedish, Economics, Cross Cultural Communications
University of Vermont 1981 — 1985
BA, Double degree in Economics and Political Science with a minor in foreign languages
State University of New York College at Plattsburgh 1980 — 1981
N/A, Business and computer science
A.J. Hishida's Schwab Institutional Experience July 2003 - April 2005
Job Relationship Manager
Industry Financial Services
Experience
Schwab Advisor Services April 2005 - Present
Schwab Institutional July 2003 - April 2005
Schwab Institutional February 1998 - July 2003
Bank of America 1994 - 1998
Skills
FINRA Series 7,9,10,63
Education
Arizona State University 1995 — 1997
Bachelor, Finance
University of Washington 1994 — 1995
Aloha High School
Schwab Advisor Services April 2005 - Present
Schwab Institutional July 2003 - April 2005
Schwab Institutional February 1998 - July 2003
Bank of America 1994 - 1998
Skills
FINRA Series 7,9,10,63
Education
Arizona State University 1995 — 1997
Bachelor, Finance
University of Washington 1994 — 1995
Aloha High School
Richard Cooney's Schwab Institutional Experience June 2012 - July 2015
Job Experienced Sales Professional
Industry Investment Management
Experience
Schwab Institutional June 2012 - July 2015
United States Marine Corps November 2005 - November 2013
Eaton Vance February 2007 - June 2012
Ameriprise Financial Services, Inc. March 2000 - June 2006
Skills
Series 7, Series 66, ETFs, 401k, Financial Services, Financial Modeling, Uniform Combined State..., Securities, Series 63, Fixed Income, Strategic Financial..., Alternative Investments, Separately Managed..., Asset Allocation, Wealth Management, Financial Analysis, Portfolio Management, Capital Markets, Estate Planning, Investment Management, Bloomberg, Relationship Management, Hedge Funds, Asset Management, Series 24, FINRA, Life Insurance, Trading, Retirement, Series 6, Risk Management, Mutual Funds, IRAs, Financial Advisory, Retirement Planning, Equities, Investments, Finance, Investment Strategies, Investment Advisory, Financial Planning
Education
Babson College - Franklin W. Olin Graduate School of Business 2005 — 2012
Master's degree, Business Administration and Management, General
Saint Anselm College 1996 — 2000
Bachelor of Arts (B.A.), Finance, General
Schwab Institutional June 2012 - July 2015
United States Marine Corps November 2005 - November 2013
Eaton Vance February 2007 - June 2012
Ameriprise Financial Services, Inc. March 2000 - June 2006
Skills
Series 7, Series 66, ETFs, 401k, Financial Services, Financial Modeling, Uniform Combined State..., Securities, Series 63, Fixed Income, Strategic Financial..., Alternative Investments, Separately Managed..., Asset Allocation, Wealth Management, Financial Analysis, Portfolio Management, Capital Markets, Estate Planning, Investment Management, Bloomberg, Relationship Management, Hedge Funds, Asset Management, Series 24, FINRA, Life Insurance, Trading, Retirement, Series 6, Risk Management, Mutual Funds, IRAs, Financial Advisory, Retirement Planning, Equities, Investments, Finance, Investment Strategies, Investment Advisory, Financial Planning
Education
Babson College - Franklin W. Olin Graduate School of Business 2005 — 2012
Master's degree, Business Administration and Management, General
Saint Anselm College 1996 — 2000
Bachelor of Arts (B.A.), Finance, General
Kami Sturdivant's Schwab Institutional Experience 2000 - 2005
Job Sr Project Manager at iCrossing
Industry Internet
Experience
iCrossing April 2005 - Present
Schwab Institutional 2000 - 2005
Education
Texas Christian University
iCrossing April 2005 - Present
Schwab Institutional 2000 - 2005
Education
Texas Christian University
Richard Aleman's Schwab Institutional Experience 1999 - Present
Job Manager Advisor Services Margins/Post Execution
Industry Financial Services
Experience
Charles Schwab Institutional September 2008 - Present
Schwab Institutional 1999 - Present
Education
University of Colorado Boulder 1994 — 1998
Bachelor of Science in Business Administration, Marketing and International Business
Charles Schwab Institutional September 2008 - Present
Schwab Institutional 1999 - Present
Education
University of Colorado Boulder 1994 — 1998
Bachelor of Science in Business Administration, Marketing and International Business
Lisa Mabel's Schwab Institutional Experience August 1998 - December 2002
Job VP / Director of Client Relations at Matrix Asset Advisors, Inc.
Industry Financial Services
Experience
Matrix Asset Advisors April 2003 - Present
Schwab Institutional August 1998 - December 2002
Charles Schwab 1997 - 1998
Skills
Customer Service, Series 7, Investment Advisory, Electronic Payments, Mutual Funds, Financial Markets, Securities, Investments
Education
State University of New York at New Paltz 1993 — 1997
University at Albany, SUNY 1993 — 1997
Matrix Asset Advisors April 2003 - Present
Schwab Institutional August 1998 - December 2002
Charles Schwab 1997 - 1998
Skills
Customer Service, Series 7, Investment Advisory, Electronic Payments, Mutual Funds, Financial Markets, Securities, Investments
Education
State University of New York at New Paltz 1993 — 1997
University at Albany, SUNY 1993 — 1997
Brandon Bickler's Schwab Institutional Experience October 2003 - September 2011
Job Portfolio Associate at Gentry Wealth Management
Industry Financial Services
Experience
Gentry Wealth Management July 2013 - Present
GenSpring Family Offices September 2011 - July 2013
Schwab Institutional October 2003 - September 2011
Skills
Wealth Management, Investments, Securities, Asset Allocation, Retirement, Investment Advisory, Portfolio Management, Equities, Asset Management, Financial Services, Financial Advisory, Fixed Annuities, Investment Strategies, Alternative Investments, IRAs
Education
Arizona State University 1996 — 2000
Bachelor of Science (B.S.), Economics
Gentry Wealth Management July 2013 - Present
GenSpring Family Offices September 2011 - July 2013
Schwab Institutional October 2003 - September 2011
Skills
Wealth Management, Investments, Securities, Asset Allocation, Retirement, Investment Advisory, Portfolio Management, Equities, Asset Management, Financial Services, Financial Advisory, Fixed Annuities, Investment Strategies, Alternative Investments, IRAs
Education
Arizona State University 1996 — 2000
Bachelor of Science (B.S.), Economics
Michael Schoeny's Schwab Institutional Experience July 2008 - February 2010
Job PortfolioServices Product Owner at Schwab Performance Technologies
Industry Financial Services
Experience
Schwab Performance Technologies April 2011 - Present
Schwab Performance Technologies February 2010 - June 2011
Schwab Institutional July 2008 - February 2010
Charles Schwab July 2006 - July 2008
Charles Schwab November 2002 - July 2006
Skills
Cross-functional Team..., Trading, Marketing, Process Improvement, Financial Services, Mutual Funds, Management, Business Analysis, Customer Experience, Portfolio Management, Strategic Planning, Investments, Project Management
Education
Miami University 1989 — 1993
Accounting, Finance
Summit Country Day 1985 — 1989
Schwab Performance Technologies April 2011 - Present
Schwab Performance Technologies February 2010 - June 2011
Schwab Institutional July 2008 - February 2010
Charles Schwab July 2006 - July 2008
Charles Schwab November 2002 - July 2006
Skills
Cross-functional Team..., Trading, Marketing, Process Improvement, Financial Services, Mutual Funds, Management, Business Analysis, Customer Experience, Portfolio Management, Strategic Planning, Investments, Project Management
Education
Miami University 1989 — 1993
Accounting, Finance
Summit Country Day 1985 — 1989
Manny Alemany's Schwab Institutional Experience September 1995 - December 2003
Job Loffa Interactive Group
Industry Information Technology and Services
Experience
Loffa Interactive Group November 2008 - Present
Loffa Interactive Group September 2003 - November 2008
Mortgages Ltd. 2007 - 2008
CIGNA Healthcare 2003 - 2007
Schwab Institutional September 1995 - December 2003
Charles Schwab 1995 - 2003
Bankers Trust 1992 - 1995
Skills
Securities, Analysis, Financial Services, Product Development, Back Office, Settlement, Fixed Income, Management Consulting, Sales Management, Series 7, Strategic Planning, Team Building, Prime Brokerage, Accounting, Business Development, Equities, Marketing Strategy, Investments, Marketing, Account Management, Selling, Management, Leadership, Strategy, Sales
Education
Arizona State University, W. P. Carey School of Business 2000 — 2002
MBA, International Business
Arizona State University 1989 — 2002
BS, Finance
Don Bosco Technical HS 1983 — 1987
Loffa Interactive Group November 2008 - Present
Loffa Interactive Group September 2003 - November 2008
Mortgages Ltd. 2007 - 2008
CIGNA Healthcare 2003 - 2007
Schwab Institutional September 1995 - December 2003
Charles Schwab 1995 - 2003
Bankers Trust 1992 - 1995
Skills
Securities, Analysis, Financial Services, Product Development, Back Office, Settlement, Fixed Income, Management Consulting, Sales Management, Series 7, Strategic Planning, Team Building, Prime Brokerage, Accounting, Business Development, Equities, Marketing Strategy, Investments, Marketing, Account Management, Selling, Management, Leadership, Strategy, Sales
Education
Arizona State University, W. P. Carey School of Business 2000 — 2002
MBA, International Business
Arizona State University 1989 — 2002
BS, Finance
Don Bosco Technical HS 1983 — 1987
Jennifer Hanau's Schwab Institutional Experience February 2004 - February 2011
Job Vice President, Senior Relationship Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments February 2011 - Present
Schwab Institutional February 2004 - February 2011
Nordstrom 2003 - 2004
Strategic Capital Trust Company 1999 - 2003
Education
University of Illinois at Urbana-Champaign - College of Business 1993 — 1997
Bachelor of Science, Finance
Fidelity Investments February 2011 - Present
Schwab Institutional February 2004 - February 2011
Nordstrom 2003 - 2004
Strategic Capital Trust Company 1999 - 2003
Education
University of Illinois at Urbana-Champaign - College of Business 1993 — 1997
Bachelor of Science, Finance
Mandy Meloche's Schwab Institutional Experience July 2006 - July 2007
Job Assistant Vice President/Business Analyst at Countrywide Bank
Industry Financial Services
Experience
Countrywide Bank August 2007 - Present
Schwab Institutional July 2006 - July 2007
Pursuit Capital LLC March 2006 - July 2006
Charles schwab April 1999 - March 2006
Education
Northern Arizona University 1996 — 1998
Countrywide Bank August 2007 - Present
Schwab Institutional July 2006 - July 2007
Pursuit Capital LLC March 2006 - July 2006
Charles schwab April 1999 - March 2006
Education
Northern Arizona University 1996 — 1998
Lynn Casasnovas's Schwab Institutional Experience Managing DirectorCharles SchwabJuly 1989 - Present
Job Managing Director, Desktop Solutions
Industry Financial Services
Experience
Schwab Institutional Managing DirectorCharles SchwabJuly 1989 - Present
Charles Schwab (Schwab Institutional) 1989 - Present
Charles Schwab 1989 - Present
Charles Schwab & co, San Francisco 1989 - Present
Skills
Management, Financial Services, Product Management, Program Management, Marketing, Business Analysis, Series 7, Investments, Leadership, Strategy
Education
Northern Michigan University
Schwab Institutional Managing DirectorCharles SchwabJuly 1989 - Present
Charles Schwab (Schwab Institutional) 1989 - Present
Charles Schwab 1989 - Present
Charles Schwab & co, San Francisco 1989 - Present
Skills
Management, Financial Services, Product Management, Program Management, Marketing, Business Analysis, Series 7, Investments, Leadership, Strategy
Education
Northern Michigan University
Nancy Kleinfeld's Schwab Institutional Experience January 2003 - Present
Job Tech Rep at Charles Schwab & Co., Inc.
Industry Investment Management
Experience
Schwab Institutional January 2003 - Present
Schwab Institutional June 1995 - December 2002
Schwab Institutional January 1994 - June 1995
Charles Schwab March 1986 - December 1993
Charles Schwab February 1985 - March 1986
Charles Schwab December 1980 - February 1985
Skills
Equities, Asset Management, Portfolio Management, Business Analysis, Social Media, Trading, Financial Services, Management, Investments, Fixed Income, Business Development, Analysis, Risk Management, Financial Analysis, Alternative Investments, Business Strategy
Education
University of California, Santa Cruz 1977 — 1980
BA, Sociology
Culver City High School 1972 — 1975
Schwab Institutional January 2003 - Present
Schwab Institutional June 1995 - December 2002
Schwab Institutional January 1994 - June 1995
Charles Schwab March 1986 - December 1993
Charles Schwab February 1985 - March 1986
Charles Schwab December 1980 - February 1985
Skills
Equities, Asset Management, Portfolio Management, Business Analysis, Social Media, Trading, Financial Services, Management, Investments, Fixed Income, Business Development, Analysis, Risk Management, Financial Analysis, Alternative Investments, Business Strategy
Education
University of California, Santa Cruz 1977 — 1980
BA, Sociology
Culver City High School 1972 — 1975
Ben Phillips, CFE, CIA's Schwab Institutional Experience March 1998 - January 2001
Job Director of Internal Audit at PetSmart
Industry Accounting
Experience
PetSmart July 2014 - Present
Protiviti March 2014 - July 2014
Fender Musical Instruments October 2012 - February 2014
Fender Musical Instruments June 2008 - October 2012
RSC Equipment Rental March 2007 - February 2008
Charles Schwab January 2001 - March 2007
Schwab Institutional March 1998 - January 2001
Charles Schwab January 1994 - March 1998
Skills
Certified Internal..., SOX, Internal Controls, Internal Audit, Audit, Auditing, Process Improvement, Risk Management, Compliance, Financial Analysis, Due Diligence, Risk Assessment, IT Audit, Enterprise Risk..., SAP, Fraud Investigations, Certified Fraud Examiner, Process Engineering, Risk, Corporate Governance, Financial Control, Inventory Management, COSO, Sarbanes-Oxley Act, Financial Audits, Financial Risk, Leadership, Audit Committee, Board of Directors..., Board of Directors..., International Business, Global Operations, CPA, Business Process, Accounting, Finance, Analysis, Assurance, Cash Flow, Forecasting, General Ledger, Fraud, Financial Reporting, US GAAP, GAAP, Managerial Finance, Variance Analysis, Sarbanes-Oxley, Financial Accounting, SEC filings
Education
W. P. Carey School of Business 2001 — 2003
Master of Business Administration, Finance
Arizona State University 1989 — 1994
Bachelor of Science in Finance, Finance
Hawken School 1986 — 1989
1989
PetSmart July 2014 - Present
Protiviti March 2014 - July 2014
Fender Musical Instruments October 2012 - February 2014
Fender Musical Instruments June 2008 - October 2012
RSC Equipment Rental March 2007 - February 2008
Charles Schwab January 2001 - March 2007
Schwab Institutional March 1998 - January 2001
Charles Schwab January 1994 - March 1998
Skills
Certified Internal..., SOX, Internal Controls, Internal Audit, Audit, Auditing, Process Improvement, Risk Management, Compliance, Financial Analysis, Due Diligence, Risk Assessment, IT Audit, Enterprise Risk..., SAP, Fraud Investigations, Certified Fraud Examiner, Process Engineering, Risk, Corporate Governance, Financial Control, Inventory Management, COSO, Sarbanes-Oxley Act, Financial Audits, Financial Risk, Leadership, Audit Committee, Board of Directors..., Board of Directors..., International Business, Global Operations, CPA, Business Process, Accounting, Finance, Analysis, Assurance, Cash Flow, Forecasting, General Ledger, Fraud, Financial Reporting, US GAAP, GAAP, Managerial Finance, Variance Analysis, Sarbanes-Oxley, Financial Accounting, SEC filings
Education
W. P. Carey School of Business 2001 — 2003
Master of Business Administration, Finance
Arizona State University 1989 — 1994
Bachelor of Science in Finance, Finance
Hawken School 1986 — 1989
1989
Kathryn Battles Tucker's Schwab Institutional Experience January 1995 - January 1998
Job Business Administration
Industry Financial Services
Experience
Tucker HomeCare July 2002 - Present
Charles Schwab January 1998 - 2002
Schwab Institutional January 1995 - January 1998
Education
San Francisco State University
Tucker HomeCare July 2002 - Present
Charles Schwab January 1998 - 2002
Schwab Institutional January 1995 - January 1998
Education
San Francisco State University
Regina Flanagan's Schwab Institutional Experience November 2001 - November 2003
Job Strategist at OMG Lifestyles
Industry Management Consulting
Experience
OMG Lifestyles June 2010 - Present
Yerba Buena Community Benefit Fund June 2008 - January 2015
Benefit Cosmetics June 2010 - July 2012
Professional Development Network, Ltd. January 2008 - June 2010
Cisco Systems, Inc. October 2005 - July 2007
NorthStar International / SEI Investments Company 2004 - 2005
Schwab Institutional November 2001 - November 2003
Cambridge Technology Partners April 1999 - October 2001
Merrill Lynch December 1997 - April 1999
Barclays Global Investors 1993 - 1997
Skills
Strategy, Management Consulting, Business Strategy, Program Management, Strategic Planning, Strategic Communications, Product Management, Executive Management, Marketing Strategy, Executive Coaching, Mergers & Acquisitions, Investments, Consulting, Business Development, Professional Services, SaaS, Advisory Boards, Board Development, Non-profit Board..., Cross-functional Team..., Vendor Relationship..., Executive Development, Talent Management, Change Management, Leadership, Management, Forecasting, Start-ups
Education
Wellesley College
Bachelor of Arts (B.A.), Psychology, Economics
Golden Gate University
MS Finance, Finance, General
OMG Lifestyles June 2010 - Present
Yerba Buena Community Benefit Fund June 2008 - January 2015
Benefit Cosmetics June 2010 - July 2012
Professional Development Network, Ltd. January 2008 - June 2010
Cisco Systems, Inc. October 2005 - July 2007
NorthStar International / SEI Investments Company 2004 - 2005
Schwab Institutional November 2001 - November 2003
Cambridge Technology Partners April 1999 - October 2001
Merrill Lynch December 1997 - April 1999
Barclays Global Investors 1993 - 1997
Skills
Strategy, Management Consulting, Business Strategy, Program Management, Strategic Planning, Strategic Communications, Product Management, Executive Management, Marketing Strategy, Executive Coaching, Mergers & Acquisitions, Investments, Consulting, Business Development, Professional Services, SaaS, Advisory Boards, Board Development, Non-profit Board..., Cross-functional Team..., Vendor Relationship..., Executive Development, Talent Management, Change Management, Leadership, Management, Forecasting, Start-ups
Education
Wellesley College
Bachelor of Arts (B.A.), Psychology, Economics
Golden Gate University
MS Finance, Finance, General
Matthew D. Johnston's Schwab Institutional Experience June 2008 - November 2008
Job Quality Control Coordinator at Aeroflex
Industry Human Resources
Experience
Aeroflex November 2011 - Present
Channing Bete Company March 2011 - September 2011
Aeroflex January 2010 - September 2010
MetLife January 2009 - January 2010
Schwab Institutional June 2008 - November 2008
Education
University of Massachusetts, Amherst 2002 — 2006
Bachelor of Arts, Communications
Aeroflex November 2011 - Present
Channing Bete Company March 2011 - September 2011
Aeroflex January 2010 - September 2010
MetLife January 2009 - January 2010
Schwab Institutional June 2008 - November 2008
Education
University of Massachusetts, Amherst 2002 — 2006
Bachelor of Arts, Communications
Douglas Franks's Schwab Institutional Experience October 1993 - September 2005
Job VP Wealth Management Banker: Private Bank at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch November 2012 - Present
Charles Schwab & Co October 2009 - October 2012
Charles Schwab July 2006 - July 2008
Schwab Institutional October 1993 - September 2005
Skills
Finance, Fixed Income, Wealth Management, Trading, Series 7, Investments, Portfolio Management, Mutual Funds, Equities, Financial Services, Retirement, Investment Advisory, Securities, Alternative Investments, Strategic Financial..., Asset Management, Investment Strategies, Retirement Planning, Asset Allocation, Financial Advisory, Series 9, 10, Series 66, Structured Lending, Home Financing, NMLS Licensed, Sales Management, Sales, Series 63, Financial Planning, Uniform Combined State...
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Political Science and Government
Merrill Lynch November 2012 - Present
Charles Schwab & Co October 2009 - October 2012
Charles Schwab July 2006 - July 2008
Schwab Institutional October 1993 - September 2005
Skills
Finance, Fixed Income, Wealth Management, Trading, Series 7, Investments, Portfolio Management, Mutual Funds, Equities, Financial Services, Retirement, Investment Advisory, Securities, Alternative Investments, Strategic Financial..., Asset Management, Investment Strategies, Retirement Planning, Asset Allocation, Financial Advisory, Series 9, 10, Series 66, Structured Lending, Home Financing, NMLS Licensed, Sales Management, Sales, Series 63, Financial Planning, Uniform Combined State...
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Political Science and Government
Tarik Hopkins's Schwab Institutional Experience November 1998 - August 2008
Job Director at Charles Schwab
Industry Financial Services
Experience
Charles Schwab August 2008 - Present
Schwab Institutional November 1998 - August 2008
Charles Schwab August 1995 - November 1998
Invesco Funds Group 1987 - 1995
Invesco Aim 1987 - 1995
Skills
Mutual Funds, Series 7, Series 63, Securities, Asset Management, Investments, FINRA, Financial Services, Investment Advisory, Investment Strategies, Relationship Management, Risk Management
Education
University of Denver - Daniels College of Business 1987 — 1991
Bachelor of Science (BS), Finance, General
Semester at Sea 1986 — 1986
None, International Business, n/a
Charles Schwab August 2008 - Present
Schwab Institutional November 1998 - August 2008
Charles Schwab August 1995 - November 1998
Invesco Funds Group 1987 - 1995
Invesco Aim 1987 - 1995
Skills
Mutual Funds, Series 7, Series 63, Securities, Asset Management, Investments, FINRA, Financial Services, Investment Advisory, Investment Strategies, Relationship Management, Risk Management
Education
University of Denver - Daniels College of Business 1987 — 1991
Bachelor of Science (BS), Finance, General
Semester at Sea 1986 — 1986
None, International Business, n/a
Jane Roybal's Schwab Institutional Experience September 2008 - June 2011
Job Director at Charles Schwab
Industry Financial Services
Experience
Charles Schwab July 2011 - Present
Schwab Institutional September 2008 - June 2011
Charles Schwab & Co., Inc. March 1996 - August 2008
Education
Bucknell University 1987 — 1991
Charles Schwab July 2011 - Present
Schwab Institutional September 2008 - June 2011
Charles Schwab & Co., Inc. March 1996 - August 2008
Education
Bucknell University 1987 — 1991
Fred Petrino's Schwab Institutional Experience July 1989 - March 2006
Job Senior Vice President, Investment Services at Windsor Capital Management
Industry Financial Services
Experience
Windsor Capital Management July 2009 - Present
Payden & Rygel January 2007 - July 2008
Schwab Institutional July 1989 - March 2006
Skills
Investment Management, Practice Management, Investment Advisory, Mutual Funds, Investments, Relationship Management, Securities
Education
Northwestern University 1992 — 1996
Communications
International Academy of Merchandising & Design, Ltd. 1982 — 1984
Retail Merchandising
Windsor Capital Management July 2009 - Present
Payden & Rygel January 2007 - July 2008
Schwab Institutional July 1989 - March 2006
Skills
Investment Management, Practice Management, Investment Advisory, Mutual Funds, Investments, Relationship Management, Securities
Education
Northwestern University 1992 — 1996
Communications
International Academy of Merchandising & Design, Ltd. 1982 — 1984
Retail Merchandising
Jake Bautista's Schwab Institutional Experience IT Senior ManagerCharles Schwab & Co., Inc.2000 - 2008
Job Programmer at Schwab Institutional
Industry Financial Services
Experience
Schwab Institutional IT Senior ManagerCharles Schwab & Co., Inc.2000 - 2008
Education
AMA University 1984 — 1987
Schwab Institutional IT Senior ManagerCharles Schwab & Co., Inc.2000 - 2008
Education
AMA University 1984 — 1987
Karen MacDougall's Schwab Institutional Experience 1993 - Present
Job Sr. Business/Systems Analyst at Schwab Institutional
Industry Financial Services
Experience
Rovia August 2008 - Present
Charles Schwab February 1993 - Present
Charles Schwab & Co. 1993 - Present
Schwab Institutional 1993 - Present
Honeywell 1988 - 1993
Skills
SDLC, Software Project..., Agile Project Management, Data Modeling, Data Warehousing, Visio, RUP, Agile Methodologies, Requirements Gathering, Business Analysis, Requirements Analysis, Business Requirements, PMO, IT Strategy, Project Portfolio..., Oracle
Education
Florida International University 1975 — 1981
Rovia August 2008 - Present
Charles Schwab February 1993 - Present
Charles Schwab & Co. 1993 - Present
Schwab Institutional 1993 - Present
Honeywell 1988 - 1993
Skills
SDLC, Software Project..., Agile Project Management, Data Modeling, Data Warehousing, Visio, RUP, Agile Methodologies, Requirements Gathering, Business Analysis, Requirements Analysis, Business Requirements, PMO, IT Strategy, Project Portfolio..., Oracle
Education
Florida International University 1975 — 1981
Bill Beattie, CFP®'s Schwab Institutional Experience July 2014 - Present
Job Regional Sales Executive at Schwab Institutional
Industry Financial Services
Experience
Schwab Institutional July 2014 - Present
Schwab Institutional 2011 - Present
Charles Schwab 2005 - 2011
AG Edwards & Sons 2002 - 2005
Herzog, Heine & Geduld 1998 - 2001
Skills
Finance, Series 7, Series 63, Mutual Funds, Wealth Management, Asset Allocation, Portfolio Management, Investment Advisory, Securities, Investments, Retirement Planning, Alternative Investments, FINRA, Asset Management, Equities
Education
University of Delaware 1992 — 1996
BS, Business Management
Schwab Institutional July 2014 - Present
Schwab Institutional 2011 - Present
Charles Schwab 2005 - 2011
AG Edwards & Sons 2002 - 2005
Herzog, Heine & Geduld 1998 - 2001
Skills
Finance, Series 7, Series 63, Mutual Funds, Wealth Management, Asset Allocation, Portfolio Management, Investment Advisory, Securities, Investments, Retirement Planning, Alternative Investments, FINRA, Asset Management, Equities
Education
University of Delaware 1992 — 1996
BS, Business Management
John Braeseke's Schwab Institutional Experience February 2005 - September 2008
Job Senior Relationship Manager
Industry Financial Services
Experience
Schwab Advisor Services October 2008 - Present
www.jbvox.com 2000 - Present
Schwab Institutional February 2005 - September 2008
Education
Quinlan School of Business, Loyola University Chicago 1991 — 1994
MBA, Management
Northeastern Illinois University 1983 — 1985
BA, Business and Management
Schwab Advisor Services October 2008 - Present
www.jbvox.com 2000 - Present
Schwab Institutional February 2005 - September 2008
Education
Quinlan School of Business, Loyola University Chicago 1991 — 1994
MBA, Management
Northeastern Illinois University 1983 — 1985
BA, Business and Management
Stephen McLeod's Schwab Institutional Experience May 2005 - Present
Job Relationship Manager at Schwab Institutional
Industry Financial Services
Experience
Schwab Institutional May 2005 - Present
Schwab Institutional July 1997 - May 2005
Education
Duquesne University 1993 — 1997
BS, International Business
Schwab Institutional May 2005 - Present
Schwab Institutional July 1997 - May 2005
Education
Duquesne University 1993 — 1997
BS, International Business
Robert Choi, CFA's Schwab Institutional Experience March 1994 - August 1997
Job at Shareholders Service Group
Industry Financial Services
Experience
Self Employed January 2015 - Present
Shareholders Service Group April 2010 - December 2014
Choi Asset Management April 2006 - March 2010
Brandes Investment Partners August 1997 - March 2006
Schwab Institutional March 1994 - August 1997
Jack White and Company September 1987 - March 1994
Skills
Asset Management, Mutual Funds, Investment Strategies, Securities, Investment Management, Asset Allocation, Investment Advisory, Equities, Investments, Portfolio Management
Education
University of California, Santa Cruz 1982 — 1986
B.A., Economics
Self Employed January 2015 - Present
Shareholders Service Group April 2010 - December 2014
Choi Asset Management April 2006 - March 2010
Brandes Investment Partners August 1997 - March 2006
Schwab Institutional March 1994 - August 1997
Jack White and Company September 1987 - March 1994
Skills
Asset Management, Mutual Funds, Investment Strategies, Securities, Investment Management, Asset Allocation, Investment Advisory, Equities, Investments, Portfolio Management
Education
University of California, Santa Cruz 1982 — 1986
B.A., Economics
Glenn Schaul's Schwab Institutional Experience October 1998 - March 2004
Job Relationship Manager at Albridge, an Affiliate of Pershing
Industry Financial Services
Experience
Albridge, an Affiliate of Pershing November 2011 - Present
Chase Investment Services April 2010 - November 2011
Raymond James Financial November 2006 - June 2009
Wells Real Estate Funds March 2004 - March 2006
Schwab Institutional October 1998 - March 2004
Charles Schwab 1995 - 1998
Skills
Business Development, Sales, Investments, Management, Financial Services, Finance, Portfolio Management, Sales Operations, Mutual Funds, Wealth Management, Series 63, Series 7, Securities, Investment Advisory, Relationship Management, Alternative Investments, Asset Management, Asset Allocation, FINRA, Financial Advisory, Fixed Income, Equities, Series 24, Retirement Planning, Investment Management
Education
Syracuse University - Martin J. Whitman School of Management 1983 — 1987
BS, Finance
Albridge, an Affiliate of Pershing November 2011 - Present
Chase Investment Services April 2010 - November 2011
Raymond James Financial November 2006 - June 2009
Wells Real Estate Funds March 2004 - March 2006
Schwab Institutional October 1998 - March 2004
Charles Schwab 1995 - 1998
Skills
Business Development, Sales, Investments, Management, Financial Services, Finance, Portfolio Management, Sales Operations, Mutual Funds, Wealth Management, Series 63, Series 7, Securities, Investment Advisory, Relationship Management, Alternative Investments, Asset Management, Asset Allocation, FINRA, Financial Advisory, Fixed Income, Equities, Series 24, Retirement Planning, Investment Management
Education
Syracuse University - Martin J. Whitman School of Management 1983 — 1987
BS, Finance
Rick Hope's Schwab Institutional Experience October 1999 - November 2005
Job RIA Sales Consultant Midwest Region
Industry Financial Services
Experience
ALPS Portfolio Solutions - A DST Company February 2015 - Present
Vilas Capital Management, LLC. May 2014 - September 2014
*** SABBATICAL *** April 2013 - May 2014
FOLIOfn June 2010 - April 2013
DWS - Deutsche Bank Group December 2005 - December 2009
Schwab Institutional October 1999 - November 2005
Charles Schwab October 1993 - August 1999
Olde Discount Stockbrokers 1987 - 1992
Skills
Investments, Alternative Investments, Training, Portfolio Management, Mutual Funds, Investment Strategies, Series 7, Structured Products, Financial Services, Asset Allocation, ETFs, Financial Advisory, Private Equity, Trading, Business Development, Sales, Financial Analysis, Financial Modeling, Series 63, Strategic Financial..., New Business Development, Hedge Funds, CRM, Management, Asset Management
Education
Ursinus College 1979 — 1983
BA
Tohoku Gakuin University 1982 — 1982
Philadelphia Central High School 1975 — 1979
Bachelor's Degree
ALPS Portfolio Solutions - A DST Company February 2015 - Present
Vilas Capital Management, LLC. May 2014 - September 2014
*** SABBATICAL *** April 2013 - May 2014
FOLIOfn June 2010 - April 2013
DWS - Deutsche Bank Group December 2005 - December 2009
Schwab Institutional October 1999 - November 2005
Charles Schwab October 1993 - August 1999
Olde Discount Stockbrokers 1987 - 1992
Skills
Investments, Alternative Investments, Training, Portfolio Management, Mutual Funds, Investment Strategies, Series 7, Structured Products, Financial Services, Asset Allocation, ETFs, Financial Advisory, Private Equity, Trading, Business Development, Sales, Financial Analysis, Financial Modeling, Series 63, Strategic Financial..., New Business Development, Hedge Funds, CRM, Management, Asset Management
Education
Ursinus College 1979 — 1983
BA
Tohoku Gakuin University 1982 — 1982
Philadelphia Central High School 1975 — 1979
Bachelor's Degree
Andrew Gorder's Schwab Institutional Experience August 2010 - Present
Job Vice President Schwab Designated Brokerage Services
Industry Financial Services
Experience
Schwab Institutional August 2010 - Present
Charles Schwab 2008 - 2010
Education
UC Davis 1984 — 1989
BS, Managerial Economics
Schwab Institutional August 2010 - Present
Charles Schwab 2008 - 2010
Education
UC Davis 1984 — 1989
BS, Managerial Economics
Kathryn Baumann's Schwab Institutional Experience 2005 - 2006
Job Instructional Designer at AAA
Industry Financial Services
Experience
AAA NCNU May 2011 - Present
American Express Learning Network October 2009 - May 2011
DHL August 2006 - August 2008
Schwab Institutional 2005 - 2006
University of Phoenix 2001 - 2005
KnowledgeNet 1999 - 2001
Scottsdale Insurance Company 1996 - 1999
Education
University of California, Los Angeles
BA, Psychology
AAA NCNU May 2011 - Present
American Express Learning Network October 2009 - May 2011
DHL August 2006 - August 2008
Schwab Institutional 2005 - 2006
University of Phoenix 2001 - 2005
KnowledgeNet 1999 - 2001
Scottsdale Insurance Company 1996 - 1999
Education
University of California, Los Angeles
BA, Psychology
Suzanne Gaynor's Schwab Institutional Experience 1999 - 2005
Job Clinic Supervisor at Phoenix Institute of Herbal Medicine & Acupuncture
Industry Alternative Medicine
Experience
A Thousand Petals Acupuncture LLC September 2008 - Present
Phoenix Institute of Herbal Medicine & Acupuncture August 2013 - December 2014
ilumina Healing Sanctuary February 2010 - June 2011
Schwab Institutional 1999 - 2005
Charles Schwab & Co., Inc. 1996 - 2005
Skills
Acupuncture, Healing, Traditional Chinese..., Fertility, Treatment, Headaches, Chronic Pain, Pain Management, Chinese Herbal Medicine, Cupping, Tui Na, Insomnia, Yoga, Digestive Disorders, Menopause, Pregnancy, Stress, Nutritional Counseling, Herbs, Holistic Health, Bodywork, Oriental Medicine, Wellness, Alternative Medicine, Chinese Medicine, Chronic Illness, Herbal, Infertility, Fibromyalgia, Migraine, Energy Healing, Back Pain, Homeopathy
Education
Phoenix Institute of Herbal Medicine and Acupuncture 2005 — 2008
MS, Oriental Medicine
Arizona State University
BA/MA, Art History
A Thousand Petals Acupuncture LLC September 2008 - Present
Phoenix Institute of Herbal Medicine & Acupuncture August 2013 - December 2014
ilumina Healing Sanctuary February 2010 - June 2011
Schwab Institutional 1999 - 2005
Charles Schwab & Co., Inc. 1996 - 2005
Skills
Acupuncture, Healing, Traditional Chinese..., Fertility, Treatment, Headaches, Chronic Pain, Pain Management, Chinese Herbal Medicine, Cupping, Tui Na, Insomnia, Yoga, Digestive Disorders, Menopause, Pregnancy, Stress, Nutritional Counseling, Herbs, Holistic Health, Bodywork, Oriental Medicine, Wellness, Alternative Medicine, Chinese Medicine, Chronic Illness, Herbal, Infertility, Fibromyalgia, Migraine, Energy Healing, Back Pain, Homeopathy
Education
Phoenix Institute of Herbal Medicine and Acupuncture 2005 — 2008
MS, Oriental Medicine
Arizona State University
BA/MA, Art History
Alex Prentice, CFP ®'s Schwab Institutional Experience January 1991 - January 2002
Job Advisor Relations Consultant
Industry Financial Services
Experience
Loring Ward Manager. Associate Regional DirectorLoring WardApril 2014 - Present
Loring Ward September 2006 - March 2014
Schwab Institutional January 1991 - January 2002
Charles Schwab & Co., Inc July 1985 - December 1990
Skills
Series 7, Investment Advisory, Asset Allocation, Wealth Management, Series 63, Mutual Funds, Asset Managment, Investments, Retirement Planning, Portfolio Management, Strategic Financial..., Series 65
Education
University of California, Santa Cruz 2010 — 2012
Personal Financial Planning
Humboldt State University 1972 — 1978
BA Biology
Loring Ward Manager. Associate Regional DirectorLoring WardApril 2014 - Present
Loring Ward September 2006 - March 2014
Schwab Institutional January 1991 - January 2002
Charles Schwab & Co., Inc July 1985 - December 1990
Skills
Series 7, Investment Advisory, Asset Allocation, Wealth Management, Series 63, Mutual Funds, Asset Managment, Investments, Retirement Planning, Portfolio Management, Strategic Financial..., Series 65
Education
University of California, Santa Cruz 2010 — 2012
Personal Financial Planning
Humboldt State University 1972 — 1978
BA Biology
Kelly Starr's Schwab Institutional Experience September 1999 - May 2005
Job Compliance Analyst at AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group May 2005 - Present
Schwab Institutional September 1999 - May 2005
Skills
Series 7, Securities, Investment Advisory, Mutual Funds, Equities, Series 24, FINRA, Trading, Wealth Management, Investments, Financial Advisory, Portfolio Management, Asset Allocation, Options Trading, Series 66, Series 4, Series 53, CFP, Certified Financial..., Financial Services
Education
Baylor University - Hankamer School of Business
BBA, Finance
College for Financial Planning
Certified Financial Planner, CFP Certificate
AIG Advisor Group May 2005 - Present
Schwab Institutional September 1999 - May 2005
Skills
Series 7, Securities, Investment Advisory, Mutual Funds, Equities, Series 24, FINRA, Trading, Wealth Management, Investments, Financial Advisory, Portfolio Management, Asset Allocation, Options Trading, Series 66, Series 4, Series 53, CFP, Certified Financial..., Financial Services
Education
Baylor University - Hankamer School of Business
BBA, Finance
College for Financial Planning
Certified Financial Planner, CFP Certificate
Lisa Mihelich's Schwab Institutional Experience Vice President, Advisor ServicesCharles Schwab1994 - Present
Job Vice President at Schwab Institutional
Industry Financial Services
Experience
Schwab Institutional Vice President, Advisor ServicesCharles Schwab1994 - Present
Education
Rollins College - Crummer Graduate School of Business 2003 — 2005
MBA, Management
Dickinson College 1982 — 1986
BA, Economics
Schwab Institutional Vice President, Advisor ServicesCharles Schwab1994 - Present
Education
Rollins College - Crummer Graduate School of Business 2003 — 2005
MBA, Management
Dickinson College 1982 — 1986
BA, Economics
Christine Ahmann-Maples's Schwab Institutional Experience 1995 - 1997
Job Operational Risk Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo - Wealth, Brokerage & Retirement - Shares Services September 2014 - Present
Wells Fargo - Enterprise Risk Capital Planning and Analytics Team January 2011 - September 2014
Wells Fargo Advisors August 2009 - January 2011
Wells Fargo Institutional Brokerage & Sales August 2006 - August 2009
Piper Jaffray 1999 - 2006
USBancorp Investments 1997 - 1999
Schwab Institutional 1995 - 1997
Skills
Operational Risk, Risk Management, Financial Services, Financial Risk, Enterprise Risk..., Leadership, Securities, Vendor Management, Capital Markets, Operational Risk..., Banking
Education
PRAHS
The University of North Dakota
Wells Fargo - Wealth, Brokerage & Retirement - Shares Services September 2014 - Present
Wells Fargo - Enterprise Risk Capital Planning and Analytics Team January 2011 - September 2014
Wells Fargo Advisors August 2009 - January 2011
Wells Fargo Institutional Brokerage & Sales August 2006 - August 2009
Piper Jaffray 1999 - 2006
USBancorp Investments 1997 - 1999
Schwab Institutional 1995 - 1997
Skills
Operational Risk, Risk Management, Financial Services, Financial Risk, Enterprise Risk..., Leadership, Securities, Vendor Management, Capital Markets, Operational Risk..., Banking
Education
PRAHS
The University of North Dakota
Michael Germain's Schwab Institutional Experience July 2005 - July 2007
Job Director Institutional Sales at Arrow Shares
Industry Financial Services
Experience
Arrow Shares January 2014 - Present
Arrow Mutual Funds September 2007 - Present
Schwab Institutional July 2005 - July 2007
Millennium Trust Company, Oakbrook, IL March 2002 - June 2005
Alliance Capital 1999 - 2002
Stein Roe & Farnham 1993 - 2000
Skills
Investments, Asset Allocation, Securities, Mutual Funds, Investment Strategies, ETFs, Alternative Investments, Investment Advisory, Series 7, Financial Advisory, Retirement, 401k, Portfolio Management
Education
Columbia College Chicago
BA
Arrow Shares January 2014 - Present
Arrow Mutual Funds September 2007 - Present
Schwab Institutional July 2005 - July 2007
Millennium Trust Company, Oakbrook, IL March 2002 - June 2005
Alliance Capital 1999 - 2002
Stein Roe & Farnham 1993 - 2000
Skills
Investments, Asset Allocation, Securities, Mutual Funds, Investment Strategies, ETFs, Alternative Investments, Investment Advisory, Series 7, Financial Advisory, Retirement, 401k, Portfolio Management
Education
Columbia College Chicago
BA
Dana Pascucci's Schwab Institutional Experience 1998 - 2006
Job Institutional Sales at Wall Street Access
Industry Financial Services
Experience
Wall Street Access September 2012 - Present
Rodman & Renshaw 2007 - September 2012
Schwab Institutional 1998 - 2006
Education
Arizona State University 1993 — 1998
BIS
Governors Academy
Wall Street Access September 2012 - Present
Rodman & Renshaw 2007 - September 2012
Schwab Institutional 1998 - 2006
Education
Arizona State University 1993 — 1998
BIS
Governors Academy
Peter Goldman's Schwab Institutional Experience 2002 - 2004
Job Vice President, Senior Sales at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments - Institutional Wealth Services May 2007 - Present
Fenimore Asset Management 2004 - 2006
Schwab Institutional 2002 - 2004
Schwab Institutional 2000 - 2002
Skills
Mutual Funds, Financial Services, Investment Advisory, Portfolio Management, Relationship Management, Financial Planning, Series 24, Management
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 2006 — 2007
Master of Business Administration (M.B.A.), Business Administration and Technology
Siena College 1977 — 1981
Bachelor's Degree, Business Administration
Fidelity Investments - Institutional Wealth Services May 2007 - Present
Fenimore Asset Management 2004 - 2006
Schwab Institutional 2002 - 2004
Schwab Institutional 2000 - 2002
Skills
Mutual Funds, Financial Services, Investment Advisory, Portfolio Management, Relationship Management, Financial Planning, Series 24, Management
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 2006 — 2007
Master of Business Administration (M.B.A.), Business Administration and Technology
Siena College 1977 — 1981
Bachelor's Degree, Business Administration
Beverly Warlick's Schwab Institutional Experience 1999 - 2002
Job Senior Operations Specialist at Charles Schwab
Industry Financial Services
Experience
Charles Schwab November 2009 - Present
Charles Schwab August 1997 - February 2009
charles schwab 2002 - 2006
Schwab Institutional 1999 - 2002
Charles Schwab 1997 - 1999
Olan Mills 1996 - 1997
Education
Florida State University 1994 — 1995
Studio Arts
Tallahassee Community College 1991 — 1993
AA, Studio Arts
Charles Schwab November 2009 - Present
Charles Schwab August 1997 - February 2009
charles schwab 2002 - 2006
Schwab Institutional 1999 - 2002
Charles Schwab 1997 - 1999
Olan Mills 1996 - 1997
Education
Florida State University 1994 — 1995
Studio Arts
Tallahassee Community College 1991 — 1993
AA, Studio Arts
Doreen Devillalvilla's Schwab Institutional Experience March 2005 - June 2007
Job Sr Business Architect, Mgr at Charles Schwab
Industry Financial Services
Experience
Charles Schwab January 2007 - Present
Schwab Institutional March 2005 - June 2007
Schwab Institutional June 2000 - March 2005
Skills
Series 24, Training, Wealth Management, Enterprise Software, Time Management, Financial Services, Risk Management, Investments, Series 63, Series 7, Securities, Relationship Management, Trading, Strategy, Business Analysis, Options
Education
University of Colorado Boulder 1983 — 1985
Business
Charles Schwab January 2007 - Present
Schwab Institutional March 2005 - June 2007
Schwab Institutional June 2000 - March 2005
Skills
Series 24, Training, Wealth Management, Enterprise Software, Time Management, Financial Services, Risk Management, Investments, Series 63, Series 7, Securities, Relationship Management, Trading, Strategy, Business Analysis, Options
Education
University of Colorado Boulder 1983 — 1985
Business
DeSha Grospitch's Schwab Institutional Experience February 2009 - July 2011
Job at
Industry Financial Services
Experience
Charles Schwab April 2013 - Present
Charles Schwab October 2010 - April 2013
Schwab Institutional February 2009 - July 2011
Charles Schwab Advisor Services- Alliance February 2009 - July 2011
Skills
Series 7, Series 63, Series 9, Series10, Project Management, Trading, Customer Service, Operations Management, Management, FINRA, Mutual Funds
Education
Kansas State University 1994 — 1998
Bachelor of Science (BS), Family Financial Planning
Charles Schwab April 2013 - Present
Charles Schwab October 2010 - April 2013
Schwab Institutional February 2009 - July 2011
Charles Schwab Advisor Services- Alliance February 2009 - July 2011
Skills
Series 7, Series 63, Series 9, Series10, Project Management, Trading, Customer Service, Operations Management, Management, FINRA, Mutual Funds
Education
Kansas State University 1994 — 1998
Bachelor of Science (BS), Family Financial Planning
Paul Sarver's Schwab Institutional Experience June 2000 - November 2002
Job SVP Commercial lending
Industry Financial Services
Experience
First Bank March 2014 - November 2014
BBVA Compass September 2011 - March 2014
First Bank 2014 - 2014
Mass Mutual May 2011 - September 2011
JPMorgan Chase August 2003 - April 2005
Cox Communications January 2003 - July 2003
Charles Schwab June 2000 - November 2002
Schwab Institutional June 2000 - November 2002
Qwest Communications May 1999 - May 2000
American Express January 1997 - April 1999
Skills
Banking, Sales, Retail, Small Business Lending, Commercial Lending, Loans, Alternative Investments, Business Planning, Credit, Credit Analysis, Investments, Mortgage Lending, Portfolio Management, Relationship Management, Risk Management, Sales Management, Strategic Planning, Wealth Management
Education
Community College of the Air Force 1981 — 1983
Associate's degree, Electro-mechanical engineering
American Community School London England 1979 — 1981
First Bank March 2014 - November 2014
BBVA Compass September 2011 - March 2014
First Bank 2014 - 2014
Mass Mutual May 2011 - September 2011
JPMorgan Chase August 2003 - April 2005
Cox Communications January 2003 - July 2003
Charles Schwab June 2000 - November 2002
Schwab Institutional June 2000 - November 2002
Qwest Communications May 1999 - May 2000
American Express January 1997 - April 1999
Skills
Banking, Sales, Retail, Small Business Lending, Commercial Lending, Loans, Alternative Investments, Business Planning, Credit, Credit Analysis, Investments, Mortgage Lending, Portfolio Management, Relationship Management, Risk Management, Sales Management, Strategic Planning, Wealth Management
Education
Community College of the Air Force 1981 — 1983
Associate's degree, Electro-mechanical engineering
American Community School London England 1979 — 1981
Alex Prentice, CFP's Schwab Institutional Experience January 1992 - January 2002
Job Sr. Advisor Relations Consultant at Loring Ward
Industry Financial Services
Experience
Loring Ward September 2006 - Present
Schwab Institutional January 1992 - January 2002
Charles Schwab July 1985 - December 1991
Skills
New Business Development, Financial Advisory, Financial Planning
Education
University of California, Santa Cruz 2009 — 2011
Certificate, Personal Financial Planning
Humboldt State University
BA Biology, Natural Resources
University of Hawaii at Manoa
Natural Resources
Loring Ward September 2006 - Present
Schwab Institutional January 1992 - January 2002
Charles Schwab July 1985 - December 1991
Skills
New Business Development, Financial Advisory, Financial Planning
Education
University of California, Santa Cruz 2009 — 2011
Certificate, Personal Financial Planning
Humboldt State University
BA Biology, Natural Resources
University of Hawaii at Manoa
Natural Resources
Mallory Shimell's Schwab Institutional Experience April 2011 - March 2012
Job Business Acceptance Analyst at Schwab Institutional
Industry Financial Services
Experience
Schwab Institutional April 2011 - March 2012
Education
John Carroll University
Schwab Institutional April 2011 - March 2012
Education
John Carroll University
Jeremy Plisko's Schwab Institutional Experience July 2008 - February 2009
Job Registered Client Relations Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management May 2013 - Present
Goldman Sachs (Cayman) Trust Ltd. April 2011 - December 2012
BNY Mellon - Alternative Investment Services March 2009 - April 2011
Schwab Institutional July 2008 - February 2009
DPM Mellon October 2005 - May 2008
ALPS, A DST Company August 2004 - September 2005
Skills
Fund Administration, Mutual Funds, Securities, Investor Relations, Hedge Funds, Retirement Planning, Fund Accounting
Education
Colorado State University 1999 — 2004
Bachelor of Science (B.S.), Finance, General
RBC Wealth Management May 2013 - Present
Goldman Sachs (Cayman) Trust Ltd. April 2011 - December 2012
BNY Mellon - Alternative Investment Services March 2009 - April 2011
Schwab Institutional July 2008 - February 2009
DPM Mellon October 2005 - May 2008
ALPS, A DST Company August 2004 - September 2005
Skills
Fund Administration, Mutual Funds, Securities, Investor Relations, Hedge Funds, Retirement Planning, Fund Accounting
Education
Colorado State University 1999 — 2004
Bachelor of Science (B.S.), Finance, General
Donna Peace's Schwab Institutional Experience October 1999 - December 2001
Job Account Operations Team Leader at AssetMark Trust
Industry Financial Services
Experience
AssetMark June 2010 - Present
Schwab Institutional October 1999 - December 2001
Pilgrim America Securities December 1997 - April 1998
Van Kampen American Capital, a division of Morgan Stanley December 1996 - November 1997
Skills
Series 6, Microsoft Office, Organanized, Team Leadership, Sales, Customer Service, Enthusiatic, Management, Process Improvement, Coaching, Investments, Marketing, Financial Services
Education
Loyola University of Chicago
University of Illinois at Chicago
AssetMark June 2010 - Present
Schwab Institutional October 1999 - December 2001
Pilgrim America Securities December 1997 - April 1998
Van Kampen American Capital, a division of Morgan Stanley December 1996 - November 1997
Skills
Series 6, Microsoft Office, Organanized, Team Leadership, Sales, Customer Service, Enthusiatic, Management, Process Improvement, Coaching, Investments, Marketing, Financial Services
Education
Loyola University of Chicago
University of Illinois at Chicago