SEC Company
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Founder: Franklin D. Roosevelt Founded: June 6, 1934 Headquarters: Washington, D.C. Jurisdiction: United States of America Number of employees: 4,301 (2015)
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SEC Employees
French authoity July 2007 - January 2012
Sec January 1998 - May 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, French, Arabic
Education
Strayer University-Pennsylvania 2009 — 2013
Bachelor of Business Administration (BBA), Human Resources Management/Personnel Administration, General
Computer Man college 1996 — 1997
Associate's degree, Information Technology
Federal Aviation Administration - FAA November 2014 - Present
Argosy Education Group / Argosy University 2012 - Present
First Congregational Church of Los Angeles October 2011 - March 2015
Cinépolis September 2014 - November 2014
The Trevor Project July 2013 - July 2014
Der-Parseghian Law Group August 2011 - July 2013
HROIC, LLC October 2012 - June 2013
Der-Parseghian Law Group August 2011 - June 2013
SEC August 2011 - August 2012
Cerritos College August 2011 - January 2012
Skills
Employment Law, Human Resources, Training, HR Consulting, Commercial Litigation, Mediation, Public Speaking, Strategic Planning, Employee Relations, Legal Research, Leadership Development, Negotiation, Recruiting, Coaching, Organizational..., Civil Litigation, Nonprofits, Deferred Compensation, Mergers & Acquisitions, Strategy, Employee Benefits, Legal Compliance, Legal Writing, Litigation, Employment Contracts, Arbitration, Labor Relations, Corporate Law, Contract Negotiation, Personnel Management
Education
University of Southern California 1996 — 2000
B.A., Political Science/International Relations
Southwestern Law School 2000 — 2002
JD, Law
California State University-Long Beach - College of Business Administration 2007 — 2009
MBA, Business Administration
Los Alamitos HS
High School Diploma
SEC March 2014 - Present
Constellation December 2012 - November 2013
Skills
Testing, Test Planning, Test Automation, Quality Center, QTP, Automation, Databases, HP QTP, HP Quality Center, Java, Manual Testing, Performance Testing, Regression Testing, Quality Assurance, Requirements Analysis, SDLC, SQL, Test Cases
Education
University of Maryland Baltimore County
Grant Thornton October 2007 - Present
SEC 2005 - 2007
KPMG 1996 - 2005
Skills
External Audit, SEC filings, US GAAP, Internal Controls, Auditing, IFRS, GAAP, CPA, Sarbanes-Oxley Act, Corporate Governance, Financial Reporting, Tax, Forensic Accounting, Corporate Tax, Assurance
Education
William & Mary 1994 — 1996
BBA, Accounting
Richard Bland College of the College of William and Mary 1992 — 1994
Associate of Science (A.S.), Business
Spectrumdsi April 2013 - June 2013
Meggitt Training Systems May 2004 - May 2012
MDS Caswell 2004 - 2006
SEC 2002 - 2004
Plasmon 2000 - 2002
Imation 1997 - 2000
E. F. Johnson 1995 - 1997
Dimensional Medicine 1990 - 1995
ADC Telecommunications 1984 - 1989
Skills
Communication Systems, Hardware, Electronics, System Design, Storage, Integration, Engineering, System Architecture, Requirements Analysis, Military, Security Clearance, Manufacturing..., DoD, Testing, Embedded Systems, Aerospace, Defense, Systems Engineering, Engineering Management, Program Management, TCP/IP, Unix, Hardware Architecture, Data Center, Firmware, Manufacturing, PCB design, Simulations, Embedded Software
Education
University of Minnesota-Twin Cities 1974 — 1976
BSEE, Systems, Software, and Hardware Design
Milwaukee School of Engineering 1967 — 1969
AAS, Computer Engineering Technology
SEC October 2003 - Present
Storage USA (GE Capital) August 1997 - October 2003
Skills
Facilities Management, Construction, Management, Scheduling, Budgeting, Budgets, Process Scheduler, Engineering, Subcontracting, Recruiting, Software Documentation, Program Management, Construction Management, Contractors, Contract Management, Contract Negotiation, Procurement
Education
University of California, Santa Barbara 1979 — 1981
Bachelor of Arts (BA), General Studies
Oakton Community College 1976 — 1978
Assoc of Applied Science (AASc), Fire Science/Fire-fighting
Prime Inc. January 2013 - Present
Black Lantern Studios October 2008 - December 2012
Assembly Line Gods, LLC September 2008 - December 2011
Midwest Consulting Group August 2007 - April 2008
GoDaddy.com May 2004 - June 2006
Clas Computers, Inc. October 2001 - November 2003
SEC 2001 - 2002
Skills
Video Games, Audio Engineering, Music, Game Development, Pro Tools, Live Sound, Audio Post Production, Sound Design, Web Design, Video Editing, Audio Editing, Studio Recording, Logic Pro, Quality Assurance, Social Networking, Game Design, Microsoft Exchange, Servers, Active Directory, Technical Support, Sound, Xbox 360, Music Production
Education
Conservatory of Recording Arts and Sciences 2005 — 2006
Master Recording Program II, Audio Engineering
Southeast Missouri State University 1993 — 1994
Music Education
Jackson Senior High School 1990 — 1993
High School Diploma, General Studies
Jaynes Corporation February 1998 - Present
SEC May 1993 - September 1996
Skills
Construction Management, Project Management, Crew Supervision, Commercial Buildings, CAD, Disaster Recovery, Safety Management..., Closing Contracts
Education
Baylor University 1995 — 1999
Bachelor's degree, Construction Management
New Mexico Military Institute 1991 — 1995
SEC January 2010 - March 2013
Agence Française de Développement June 2007 - January 2010
Skills
U.S GAAP, GASB, IFRS, OHADA (equivalent of..., French accounting, Internal & external..., Consolidation
Education
Virginia Board of Accountacy 2015 — 2015
Accounting
Keller Graduate School of Management of DeVry University 2013 — 2015
Master of Science (M.Sc.), Accounting
ISC Paris 2008 — 2009
Master of Business Administration (MBA), Auditing
University of Paris Dauphine 2007 — 2008
Master of Science (M.Sc.), Accounting & Taxation
University of Paris I: Panthéon-Sorbonne 2005 — 2006
Bachelor's degree, Accounting and Finance
Vallejo Chamber Of Commerce April 2015 - Present
Newcomb & Sons Locksmith March 2007 - Present
Cystic Fibrosis Foundation 2001 - Present
Sec April 2012 - May 2014
PG&E April 2009 - September 2009
PG&E November 2006 - April 2009
PG&E November 2007 - March 2008
PG&E November 2002 - September 2006
Travelocity.com April 2001 - November 2002
Law Offices of Lawrence E. Smith December 1994 - April 2001
Skills
Non-profits, Microsoft Office, Program Management, Strategic Planning, Public Speaking, Event Planning, Customer Service, Fundraising, Management, Nonprofits, Community Outreach, Project Management, Sales, Marketing, Social Networking, Leadership, Event Management, Volunteer Management, Software Documentation, Training, Process Improvement, Cross-functional Team..., PowerPoint, Team Building, Microsoft Excel, Public Relations, Editing, Microsoft Word, Outlook, Time Management, Advertising, Team Leadership, Social Media, Access, Administration, Administrative..., Community Development, Leadership Development, Social Media Marketing, Research, Program Development, Government
Education
Heald College 1994 — 1995
SEC 1999 - Present
Skills
Securities Regulation
Education
Bates College 1978 — 1982
South Kent School
US Securities and Exchange Commission March 2007 - Present
SEC 2007 - 2013
U.S. Commodity Futures Trading Commission June 2003 - March 2007
U.S. Department of Justice, Civil Division October 1998 - June 2003
Philadelphia District Attorney's Office September 1994 - October 1998
Skills
FCPA, White Collar Criminal..., Internal Investigations, Fraud
Education
Syracuse University College of Law 1991 — 1994
Doctor of Law (JD)
University of Delaware 1987 — 1991
BA, International Relations/Russian Studies
Nutley High School 1983 — 1987
Apple July 2015 - Present
Adroit Associates inc April 2008 - Present
Nike September 2012 - July 2015
Telecommunication systems April 2010 - September 2012
Deloitte Consulting October 2009 - March 2010
eSports Partners May 2009 - September 2009
Kroger January 2008 - April 2009
SEC January 2006 - December 2006
Skills
Quality Center, Software Quality..., Agile Methodologies, Test Planning, JIRA, Microsoft Excel, Test Automation, Testing, XML, Mobile Devices, Quality Assurance, Regression Testing, Test Cases, Requirements Analysis, SQL, Scrum, HP Quality Center
Education
Stratford University 2007 — 2008
Masters, Software Engineering
Jawaharlal Nehru Technological University 2002 — 2006
Bachelor's degree, Computer Science and Information Technology
The World Bank March 2013 - Present
Secretaria de Desenvolvimento Urbano do Estado da Bahia January 2009 - 2012
SEC 2006 - 2006
Skills
International..., Capacity Building, Policy Analysis, Civil Society, Education Policy, Monitoring and..., Sustainable Development, Program Development, Qualitative Research, Policy, Africa, Government, Technical Assistance, Stata, Human Rights, Governance, Public Policy, NGOs, Program Evaluation, International Relations
Education
UFBA 2008 — 2012
Doctor of Philosophy (Ph.D.), Public Administration
Universidade Salvador 1983 — 1986
Undergratuate, Information Technology
ILSC Education Group August 2012 - Present
SEC April 2012 - August 2012
Waseda University April 2009 - January 2012
AEON September 2007 - March 2009
Nova Group April 2005 - July 2007
Skills
Teaching English, Language Teaching, Teaching, Adult Education, Proofreading, Teaching English as a..., Feedback, TESOL, E-Learning, ESL, Tests, International Education, Higher Education, Japanese, Intercultural..., Tutoring, Classroom Management, Public Speaking, Courses, Research, Curriculum Development, English, Classroom, Teaching Adults, English Teaching
Education
George Brown College 2012 — 2013
Certificate, TESL
Brock University 1992 — 1997
Bachelor of Arts, General Studies
SMARTHINKING, Inc. August 2015 - Present
SEC June 2013 - Present
NGP V LLC February 2011 - May 2013
Skills
Budgets, Microsoft Excel, Financial Analysis, Microsoft Word, Microsoft Office, Strategic Planning
Education
Keller Graduate School of Management of DeVry University 2012 — 2015
Masters Degree of Accounting and Financial Management, Accounting
Michigan State University January 2014 - Present
SEC January 2011 - December 2011
Communication Engineer December 2009 - November 2010
Le Meridien Hotels & Resorts July 2008 - October 2009
Skills
Engineering, Manufacturing, Automotive, AutoCAD, Solidworks, Project Engineering, Continuous Improvement, CAD, Engineering Management, Pro Engineer, Mechanical Engineering, Matlab, Product Development, Finite Element Analysis, Electrical Engineering, Electronics, Testing, SolidWorks
Education
Michigan State University 2011 — 2013
Master's Degree, Robotics and Control
ESC, Inc. October 2010 - October 2014
USIS June 2007 - February 2010
sec 2007 - 2009
Skills
Personnel Security, DoD, Military, Program Management, Army, National Security, Organizational..., Defense, Military Operations, Military Experience, Command, Emergency Management, Weapons
Education
Montgomery College 2007 — 2008
Educational Psychology
Southeast South Central Educational Cooperative June 2013 - Present
SEC June 2012 - Present
Upper Cumberland Special Ed. Cooperative August 2002 - June 2012
Whitley County Schools July 1991 - July 2002
Skills
Special Education, Educational Technology, Instructional Technology, Teacher Training, Assistive Technology, Classroom Management, Autism Spectrum..., IEP, Elementary Education, Technology Integration, Learning Disabilities, Differentiated..., Reading Intervention, Behavior Management, Smartboard, Integrating Technology..., Interventions, Technology Education, K-12, Educational Leadership, Literacy
Education
Florida Institute of Technology 2014 — 2015
Applied Behavior Analysis
University of Louisville
Rank 1, Special Education
University of the Cumberlands
Master of Education (M.Ed.), Special Education
University of the Cumberlands
Master of Education (M.Ed.), Special Education
Kutak Rock September 2010 - Present
Allen & Overy September 2008 - December 2009
SEC May 2006 - August 2006
NASA May 2003 - July 2005
Skills
Legal Writing, Legal Research, Litigation, Civil Litigation, Intellectual Property, Corporate Law, Commercial Litigation, Arbitration, Class Actions, Employment Law, Legal Assistance, Environmental Law
Education
Duke University School of Law 2005 — 2008
J.D., Law
Colorado State University 2000 — 2002
B.S., Mechanical Engineering, Mathematics
Manitou Springs High School 1994 — 1998
Diploma
Mindshare October 2014 - Present
Conde Nast February 2014 - October 2014
News Distribution Network June 2013 - January 2014
University of Georgia Athletic Association August 2010 - May 2013
SEC July 2012 - July 2012
Malones Steakhouse June 2008 - July 2010
Skills
Media, Sports, Social Media, Sports Management, Sports Communication, Self-motivated Team..., Event Management, YouTube, Press Releases, Blogging, Fundraising, InDesign, Integrated Marketing, Media Planning, Advertising Operations, Account Management, Facebook, Advertising
Education
The University of Georgia 2009 — 2013
Bachelor of Arts and Sciences, Grady College of Mass Journalism and Communications
Sayre School 2005 — 2009
Morgan, Lewis & Bockius LLP 2013 - Present
SEC June 2004 - August 2013
Skills
Leadership, Securities Regulation, Securities Litigation
Education
The Dickinson School of Law 1979 — 1982
J.D., Law
Northwestern University
Ph.B.
United States Securities and Exchange Commission 2001 - Present
SEC 1995 - 2013
US Circuit Court Of Appeals 1986 - 1987
US Circuit Court Of Appeals 1986 - 1987
Skills
Public Speaking, Strategic Planning, Program Development, Research, Leadership
Education
Cornell Law School
J.D., cum laude
University of Pennsylvania (Wharton and Arts and Science)
B.S. (Wharton) and B.A., J.D., Economics and History
SEC July 2011 - Present
Photronics, Inc. December 1996 - Present
Calladium Corporation June 1994 - December 1996
Teters Floral Products February 1986 - June 1994
Skills
Account Management, CRM, Project Planning, New Business Development, Sales, Marketing, Semiconductor Industry, Semiconductors, Six Sigma, Business Development, Negotiation, Sales Operations, Marketing Strategy
Education
Ouachita Baptist University 1975 — 1979
Business Administration, Business
Arkadelphia High School
PayPal April 2013 - Present
Assyst May 2008 - April 2013
Union Bank 2010 - 2013
Blue Cross Blue Shield 2009 - 2010
SEC 2009 - 2010
Skills
SDLC, Project Portfolio..., SharePoint, Clarity, PMO, Agile Methodologies, XML, Software Project..., Microsoft SQL Server, CA Clarity, Requirements Analysis, Oracle, Business Process, MS Project, Requirements Gathering, Resource Management, PMP, Visio, SQL
Education
North Dakota State University 2006 — 2010
Masters, Software Engineering
Jawaharlal Nehru Technological University 2001 — 2005
Bachelor's degree, Computer Science
Mission Education, LLC January 2014 - Present
Strayer University May 2007 - Present
Smithsonian Institution November 2014 - August 2015
Walden University August 2009 - August 2015
SEC June 2012 - November 2014
Ohio Christian University April 2009 - March 2012
University of Phoenix May 2007 - March 2012
Department of Agriculture January 2010 - May 2011
Department of the Army October 2008 - January 2010
JR's Consulting July 2004 - October 2008
Skills
Leadership Development, Organizational..., Instructional Design, Adult Education, Conflict Resolution, Coaching, Staff Development, Recruiting, Organizational..., Change Management, Human Resources, Leadership, Organizational Behavior, Higher Education, Program Management, Project Management, Curriculum Development, System Administration, Personnel Management, Organizational..., Team Building, Employee Training, E-Learning, Management, Training Delivery, DoD, Workforce Planning, Workshop Facilitation, Training, Time Management, Security Clearance, Policy, Resume Writing, Employee Relations, Career Development, Program Development, Government, Operations Management, Career Counseling, Performance Management, Distance Learning, Strategic Planning, Proposal Writing, Strategy, Teaching, Public Speaking, Research, Executive Coaching, Team Leadership, Human Capital
Education
Federal Acquisition Institution 2014 — 2014
Level II - Contract Officer Representative
Capella University 2006 — 2008
PhD, Organization and Management
Central Michigan University 2003 — 2004
MS, Administration
Park University 1996 — 2001
BS, Human Resource Management
Georgetown University Law Center 2013 - Present
SEC 2002 - Present
OPNET Technologies, Inc. 2000 - 2002
Global Telesystems Group, Inc. 1999 - 2000
PricewaterhouseCoopers 1996 - 1999
Education
Hampton University
Cooley LLP May 2014 - July 2014
SEC 2014 - 2014
State's Attorney's Office for Prince George's County May 2013 - July 2013
Dewey & LeBoeuf LLP January 2007 - September 2010
Education
The George Washington University Law School 2013 — 2015
Doctor of Law (J.D.), Highest Honors
American University, Washington College of Law 2012 — 2013
Berlin School of Economics and Law 2010 — 2012
Master's degree, Political Economy of European Integration
The George Washington University 2002 — 2006
BA, International Affairs
Kutak Rock 2011 - Present
SEC 2011 - 2011
Education
Howard University School of Law 2008 — 2011
Doctor of Law (J.D.)
Livesoundz January 2008 - Present
Teksolutions of Springfield January 2001 - Present
TekSolutions January 2000 - Present
LiveSoundz 1990 - 2012
SLS International December 2005 - January 2009
SEC September 2000 - October 2002
Computerland / ISG January 1993 - January 2000
Tandy Corporation January 1989 - January 1993
Skills
Security, Social Networking, Windows 7
Education
Missouri State University 1979 — 1981
B, Arts
Parknav - Street Parking Reinvented January 2013 - Present
Parknav January 2012 - January 2013
Ecologik. January 2010 - January 2012
VSR Nuremberg January 2001 - January 2010
Siemens April 1996 - January 2000
SEC January 1994 - January 1996
GfK January 1992 - January 1994
Skills
Start-ups, Strategy, Marketing Strategy, Market Research, Social Networking, Social Media, CRM, Entrepreneurship, International Business, Business Development, Account Management, B2B, Marketing, German, Leadership, Competitive Analysis, Brand Development, Cross-functional Team..., Management, Product Development, Product Marketing, Marketing Strategist, Press Releases, Analysis, Analytics, Social Media Marketing, Project Management, Vendor Management, Online Marketing, Sustainability, Sales, Market Planning, Media Relations, Proposal Writing, Negotiation, International Sales, International Sales &..., Green Marketing, International Project..., Environmental Consulting, Strategic Partnerships, Product Management, Strategic Planning, Lead Generation, Business Strategy, New Business Development, SaaS, Sales Management, Team Leadership, Sales Operations
Education
Friedrich-Alexander-Universität Erlangen-Nürnberg 1997 — 1999
Master's Degree, English
University of Wales, Lampeter 1997 — 1998
International Business
Friedrich-Alexander-Universität Erlangen-Nürnberg 1994 — 1997
English Language and Literature
The University of Edinburgh
Introduction to Philosophy
Public Company Accounting Oversight Board December 2010 - Present
PCAOB May 2009 - December 2010
Public Company Accounting Oversight Board May 2003 - May 2009
Patton Boggs LLP January 1998 - May 2003
Securities & Exchange Commission 1982 - 1986
SEC 1982 - 1986
Skills
Strategy, Auditing, Corporate Governance, Accounting, Finance, Corporate Finance, Public Policy, Policy, Mergers, Securities Regulation, Securities, Mergers & Acquisitions, IPO, Public Speaking, Due Diligence
Education
The Catholic University of America, Columbus School of Law 1979 — 1982
JD
Wiand Guerra King P.A. November 2009 - Present
Fowler White Boggs 1989 - 2009
SEC 1971 - 1984
Education
University of Georgia School of Law 1968 — 1971
JD, Legal
Sewanee-The University of the South 1964 — 1968
BA, History
No Company August 2014 - Present
SEC 1996 - 2014
Comey Boyd & Luskin 1993 - 1996
Pettit & Martin 1986 - 1993
Skills
Securities, Writing, Public Speaking, Compliance, Negotiation, Corporate Governance, Litigation, Policy, Program Management, Nonprofits, Government, Legal Writing, Leadership Development
Education
Georgetown University Law Center 1982 — 1986
J.D., Law
University of St Michael's College (Toronto School of Theology) 1974 — 1978
M.Div, Theology
St. Mary's Seminary and University 1970 — 1974
B.A., Philosophy
Divine Word 1967 — 1970
Mother of the Savior 1966 — 1967
Options Clearing Corp December 2011 - December 2014
Options Clearing Corp January 2007 - December 2011
Options Clearing Corp January 2001 - December 2007
Options Clearing Corp November 1999 - December 2001
SEC 1998 - 1999
U.S. Securities and Exchange Commission 1994 - 1997
U.S. Securities and Exchange Commission 1993 - 1994
U.S. Securities and Exchange Commission 1991 - 1993
Neuberger, Quinn & Gielen, P.A. 1989 - 1991
Melnicove, Kaufman, Weiner & Smouse 1987 - 1989
Skills
Equity Derivatives, Enterprise Risk..., Securities Regulation, Financial Risk..., Leadership, Management, Lobbying, Derivatives, Equities, Capital Markets, Financial Markets, Clearing Houses, Index Options, Legislative Relations, Legal Issues, Market Structure, Securities, Financial Risk, Fixed Income, Electronic Trading, FINRA, Options, Trading Systems, Trading, Proprietary Trading, Risk Management
Education
Georgetown University Law Center 1986 — 1989
J.D.
University of Maryland College Park 1982 — 1986
BA, Governmment & Politics, Economics, cum laude
Calvert Hall College High School 1978 — 1982
High School Diploma
Private Practice of Dr. Valerie Golden, JD, PhD, LP June 1998 - Present
APsaA January 2009 - Present
Psychology Today 2012 - Present
Harvard Medical School March 2013 - January 2015
Columbia University in the City of New York 1993 - 2008
SEC 1981 - 1985
Skills
Clinical, Psychotherapy, Treatment, Adults, Adolescents, Mental Health, Couples, Psychology, Psychological Assessment, Stress, Family Therapy, Play Therapy, Interventions, Emotional, Crisis Intervention, Supervisory Skills, Intervention, Prevention, Healthcare, Personality, Psychoanalysis, Mindfulness, Health Psychology, Wellness, Clinical Psychology, Neuropsychological..., Therapists, Life Transitions, Clinical Research, Forensic Psychology, Mental Health Counseling, Psychological Testing, Behavioral Health, Post Traumatic Stress, Psychodynamic..., CBT, Self-esteem, Counseling Psychology, Young Adults, Chemical Dependency, Stress Management, Child Development, Treatment of depression, Clinical Supervision
Education
Columbia University in the City of New York 1993 — 1998
Ph.D., Clinical Psychology
Stanford University
B.A., Psychology
The Madeira School & The Blake School
KPMG US August 2015 - Present
KPMG January 2014 - March 2014
SEC September 2013 - December 2013
Blockbuster September 2009 - February 2012
Washington Mutual 2008 - 2009
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Teamwork, Customer Service, Leadership, Time Management, Market Research, Finance
Education
Fordham University - Graduate School of Business Administration 2013 — 2015
MBA, Public Accounting, 3.76
John Jay College of Criminal Justice 2006 — 2009
BS, Police Studies
Clyde Snow September 2011 - Present
Parsons Behle & Latimer August 2006 - March 2011
Parsons Behle 2005 - 2008
Overstock.com 2004 - 2006
SEC 1989 - 2005
SalaryTicker.com 2000 - 2001
Skills
Litigation, Securities, Due Diligence, Commercial Litigation, Securities Litigation, Securities Regulation, Civil Litigation, Arbitration, Intellectual Property, White Collar Criminal..., Appeals, Bankruptcy, Legal Research, FCPA, Business Litigation, Fraud, Corporate Governance, Criminal Law, Courts, SEC, Trials, FINRA, Trade Secrets, Legal Assistance, Corporate Law, Mediation, Employment Law, AML, Leadership, Legal Writing
Education
University of Oregon 1984 — 1987
J.D., Law, Environmental, Business
University of Utah 1984 — 1987
BA, SpeechComm
Ernst & Young July 2012 - Present
SEC 2011 - 2012
Everest Restaurant 2006 - 2009
Skills
certified public...
Education
North Central College 2009 — 2012
Bachelors of Science in Accounting, Accounting and Finance
Allen & Overy July 2011 - Present
O'Melveny & Myers LLP March 2003 - July 2011
Blue Horse Properties 2008 - 2010
Orrick, Herrington & Sutcliffe LLP 2000 - 2003
SEC 1996 - 2000
Skills
Securities, Broker-Dealer, AML, Securities Regulation, Financial Regulation, Financial Services, Financial Institutions, International Law, Banking Law, Legal Research, Cross-border..., Due Diligence, Licensing, Privacy Law
Education
The London School of Economics and Political Science (LSE) 1994 — 1995
LLM, International Finance and Law
Pepperdine University School of Law 1990 — 1994
JD/MBA
Pepperdine University, The George L. Graziadio School of Business and Management 1991 — 1993
MBA, International Finance
University of California, Davis 1984 — 1989
B.A., Political Science
SEC July 2012 - Present
Luke C Moore Academy Inc August 2012 - May 2013
FDA July 2012 - August 2012
Bowie State University September 2009 - June 2012
Skills
Customer Service, Team Building, PowerPoint, Microsoft Office, Community Outreach, Leadership, Event Planning, Research, Microsoft Excel, Data Entry, Teamwork, Management, Teaching, Nonprofits, Strategic Planning, Time Management, Communication, Social Networking, Microsoft Word, Marketing, Event Management, Outlook, Training, Sales, Analysis, Coaching, Fundraising, Program Management, Policy, Leadership Development, Marketing Strategy, Data Analysis, Staff Development, Facebook, Social Media, Volunteer Management, Program Development, Marketing Communications, Public Speaking
Education
University of New England 2014 — 2016
Working towards Master's degree, Social Work
Bowie State University 2009 — 2013
Bachelor's degree, Social Work
Hampstead Area Water Services, Co. (a Division of Lewis Builders Development, Inc.) August 2005 - Present
Hampstead Area Water Company, Inc. August 2005 - Present
SEC May 2004 - August 2005
Skills
Microsoft Office, AutoCAD, Surveying, Water Treatment, Water Quality, Water Supply, Septic Designs, Computer Hardware, Hydraulic Modeling, Field Sampling, Project Planning, Project Estimation, Septic, Water, Land Development, Water Resources, Construction Management, Site Plans, Site Development, Contract Management, Sewer, Water Distribution, Environmental Permitting, Project Management, Pump Stations, Land Use, Municipalities, Pumps, Budgets, Civil Engineering, Hydrology
Education
University of New Hampshire 2003 — 2005
Civil Technology, Survey & Mapping / Construction
Phacil, Inc October 2014 - Present
ITCSS May 2004 - Present
OCTO Technology August 2008 - October 2014
Dimension Data August 2007 - July 2008
SEC June 2006 - June 2007
Skills
Network Design, Servers, VoIP, System Administration, LAN/WAN
Education
Virginia Polytechnic Institute and State University 2001 — 2006
BS, Electrical Engineering
Northern Virginia Community College 1999 — 2001
Associates Degree, Business Administration
Saint Paul Public Schools February 2014 - Present
Jordan Senior High School September 2013 - November 2013
Tennis and Life Camps February 2011 - August 2013
Gustavus Adolphus College November 2010 - May 2013
Gustavus Adolphus College April 2010 - April 2013
Gustavus Adolphus College August 2010 - June 2012
Sec April 2011 - April 2012
Chippewa County Circle Sentencing Program May 2010 - September 2010
Skills
Teaching, Public Speaking, Research, Tutoring, Higher Education, Student Affairs, PowerPoint, Event Planning, Microsoft Excel, Google Docs, Writing, Leadership, Community Outreach, Volunteer Management, Program Development, Nonprofits, Customer Service, Management, Teamwork, Microsoft Word, Microsoft Office
Education
Gustavus Adolphus College 2009 — 2013
Bachelor's degree, Social Studies Teacher Education, 3.55 GPA
Milliman Financial Risk Management LLC January 2010 - Present
Kirkland & Ellis LLP September 2007 - January 2010
SEC August 2004 - August 2007
Skills
Financial Risk..., Securities Law, Derivatives, Transactional Law, Investment Advisory, Mutual Funds, Securities Regulation, Compliance, Due Diligence, Corporate Governance, Capital Markets, Mergers & Acquisitions, Securities, Corporate Law, Securities Litigation
Education
Northwestern University School of Law
J.D.
University of Illinois at Urbana-Champaign
B.A.
Jones Day 2013 - 2014
DLA Piper 2012 - 2013
Dewey & LeBoeuf 2008 - 2012
US Congress - Joint Committee on Taxation May 2007 - May 2008
United States Tax Court, Judge David Laro 2005 - 2007
DOJ Tax January 2005 - May 2005
SEC 2005 - 2005
Education
Georgetown University Law Center 2004 — 2005
LLM, Tax
University of San Diego School of Law 2001 — 2004
JD, Law
Vanderbilt University 1996 — 2000
BA, Economics
The World March 2014 - Present
Chicago Gmat Prep December 2013 - Present
CED September 2011 - July 2012
CED VENTURA 2011 - 2011
SEC 2010 - 2011
Aerotek June 2010 - September 2010
Sherwin Williams Internship June 2009 - September 2009
College Works Painting January 2008 - September 2008
Various Companies 2003 - 2008
Skills
Cold Calling, Sales
Education
California Polytechnic State University-San Luis Obispo 2008 — 2011
Bachelor of Science, Business Administration; Entrepreneurship
SEC November 2013 - Present
US Securities and Exchange Commission November 2013 - Present
Skills
Team Leadership, Project Management, Program Management, Process Improvement, Microsoft Office, Change Management, Business Analysis, Access, Analysis, Windows
Education
Capella University 2013 — 2016
Master's degree, Management Information Systems, General
ITT Technical Institute-Atlanta 2009 — 2013
Bachelor's degree, Criminal Justice
Central Alabama Community College July 2015 - Present
Inverness Apothecary October 2012 - Present
Virginia College January 2014 - January 2015
SEC May 2011 - October 2012
University of Alabama January 2009 - May 2011
Lawrence County Juvenile Court June 2010 - January 2011
Skills
Customer Service, Event Planning, Community Outreach, Time Management, Public Speaking, Research, Supervising, People Skills, Social Media, Microsoft Word, Microsoft Excel, Public Relations, Microsoft Office, PowerPoint, Higher Education, Non-profits, Editing, Teaching, College Teaching, Social Networking, Management, Nonprofits, Fundraising, Leadership Development, Leadership
Education
University of Nebraska at Kearney 2014 — 2015
Master’s Degree, History
University of Alabama 2009 — 2011
MA, Political Science
University of Alabama 2007 — 2009
BA, Political Science and History
University of Alabama at Birmingham
History
SEC September 2010 - Present
Elements November 2007 - April 2009
Texas Engineering Extension Service October 2007 - June 2008
Eureka Police Department September 1996 - August 2003
Education
Texas A&M University 2005 — 2008
BA, Anthropology
Dimensional Fund Advisors February 2004 - Present
INVESCO Institutional August 2000 - February 2004
US Securities and Exchange Commission April 1994 - August 2000
SEC 1994 - 2000
Education
Arizona State University
Waddell & Reed July 2014 - Present
First Investors Advisory Services, LLC October 2012 - July 2014
First Investors Managment Company, Inc October 2011 - July 2014
Burke Consulting LLC September 2010 - August 2011
UBS Wealth Management November 2004 - March 2010
New York Life Investment Management LLC January 2000 - November 2004
John Hancock Mutual Life Insurance Company January 1998 - December 1999
The Prudential Insurance Company of America June 1995 - December 1997
Collier, Jacob & Mills May 1993 - June 1995
SEC September 1989 - May 1993
Skills
Mutual Funds, Wealth Management, Investments, Asset Managment, Portfolio Management, Investment Management, Private Equity, Financial Services, Fixed Annuities, Financial Advisory, Finance, Strategy
Education
Rutgers University School of Law - Newark 1987 — 1989
JD, Law
Seton Hall University 1981 — 1985
BS, Finance
Platinum Equity November 2009 - Present
UBS May 2008 - October 2009
SEC January 2004 - July 2006
Education
UCLA Anderson School of Management 2006 — 2008
Master of Business Administration (MBA), Finance, General
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts (B.A.), Economics
Rep. Dana Rohrabacher, 48th District, California September 2013 - Present
Rep. Dana Rohrabacher, 48th District, California September 2013 - Present
Patomak Global Partners December 2011 - November 2012
Grubbsstreet@yahoo.com September 2009 - December 2011
SEC January 2009 - June 2011
Securities and Exchange Commission March 2007 - January 2009
San Francisco Examiner July 2006 - March 2007
The Sacramento Union July 2004 - May 2005
National Journalism Center December 2002 - July 2004
Investor's Business Daily 1999 - August 2001
Skills
Editing, Writing, Media Strategy, Journalism, Speech Writing, Non-profits, Government, Newspaper, Editorial, Public Speaking, Research, Media Relations, Strategic Communications, Press Releases, Policy, Freelance Writing, Newsletters, Marketing Communications, Newspapers, Storytelling, Politics, Magazines, Crisis Communications, Public Policy, Corporate Communications, Copywriting, Public Affairs, Investigative Reporting, Fundraising, Social Media, Policy Analysis, Web Content, Social Networking, Publishing, Nonprofits, Publications, Public Relations, Creative Direction, Copy Editing, Internal Communications
Education
California State University-Fullerton 1968 — 1969
Communications
Golden West College 1966 — 1968
Journalism
McInnis Law February 1999 - Present
USAO DNJ December 1991 - January 1999
SEC September 1984 - June 1986
Skills
Litigation, Civil Litigation, Mediation, False Claims Act..., Qui Tam Attorney, IRS Whistleblower..., SEC Whistleblower..., Whistleblower..., White Collar Criminal..., Criminal Law, Courts, Legal Research, Commercial Litigation, Legal Writing, Trials, Appeals, Law Enforcement, Arbitration
Education
NYU School of Law 1981 — 1984
JD, Law
Hobart College 1976 — 1981
BA, Poli Sci
The University of Edinburgh 1979 — 1980
Politics
SEC July 2008 - Present
AdminServer January 2008 - April 2008
Education
Monmouth University 2008 — 2010
Software Engineering - Embedded Systems
Widener University 2004 — 2008
Summit Information Solutions, Inc. April 2010 - Present
SEC 2011 - 2012
Freddie Mac March 2009 - April 2010
CapitalOne October 1998 - January 2009
MEVATEC Corporation (now BAE Systems) March 1989 - October 1998
Teledyne Brown Engineering September 1988 - March 1989
SCI Systems October 1987 - September 1988
Skills
Large Program/Project..., Leading & Motivating..., System/Software..., Strategy Implementations, Capability Maturity..., Business Alignment, IT Strategy, CMM, PMO, IT Management, SDLC, Program Management, Enterprise Architecture, Software Quality..., PMP, Project Portfolio..., Vendor Management, Data Warehousing, Business Analysis, Integration, Visio, Requirements Analysis, Agile Methodologies, Process Improvement, Agile Project Management, Software Project..., Requirements Gathering, Business Intelligence, Governance, SharePoint, Systems Analysis, Outsourcing, Business Process, Business Process..., SOA
Education
University of Alabama in Huntsville 1989 — 1991
MS, Computer Science
University of Alabama in Huntsville 1982 — 1986
BS, Computer Science
SEC Compliance Consultants, Inc. (SEC3) 2003 - Present
Bank of Hawaii 2001 - 2003
SEC 1995 - 2000
US Securities and Exchange Commission 1995 - 2000
Skills
Investments, Hedge Funds, FINRA, Mutual Funds, Asset Management, Securities, AML, Alternative Investments, Equities, Project Management, Series 7, Investment Advisory, Private Equity, Investment Management, Fixed Income
Education
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1995
Bachelors of Art, Economics and Spanish
DHS (Department of Homeland Security) January 2010 - Present
SEC September 2009 - August 2010
DHS 2010 - 2010
fanniemae June 2004 - September 2009
merrillynch 1999 - 2004
Skills
Business Analysis, Business Intelligence, Business Objects, Data Warehousing, Databases, Data Modeling, Crystal Reports, ETL, Database Design, Hibernate 3.1, J2EE Application..., Microsoft SQL Server, Oracle, Program Management, Requirements Analysis, Requirements Gathering, SDLC, SQL, Enterprise Architecture, Integration, Spring, IT Strategy
Education
Stratford University 2009 — 2010
Masters, Software Engineering
Acharya Nagarjuna University 1992 — 1996
Master's degree, Computer Science
Latham & Watkins January 2014 - Present
SEC December 2003 - January 2014
Education
Northwestern University School of Law 1988 — 1991
J.D., Law
Trinity University 1984 — 1988
B.A., History, Magna Cum Laude
SEC Assistant Director, Office of Compliance Inspections and ExaminationsUS Securities and Exchange Commission2003 - Present
Texas Securities Board May 1988 - April 2003
Texas State Securities Board 1988 - 2003
State Securities Board 1987 - 2003
Education
St. Mary's University 1984 — 1987
JD, Law
St. Mary's University 1980 — 1984
BBA, Finance
U.S. Securities and Exchange Commission Associate Chief AccountantSecurities and Exchange Commission2002 - Present
US Securities and Exchange Commission 2002 - Present
SEC 2002 - Present
Financial Executives International 1998 - 2001
Financial Executives International 1998 - 2001
Skills
Accounting, SEC filings, Financial Reporting, GAAP, Auditing
Education
Columbia University - Columbia Business School
AlixPartners October 2013 - Present
SEC November 2007 - September 2013
Ernst & Young May 2002 - November 2007
Arthur Andersen June 1998 - May 2002
Skills
Auditing, US GAAP, Corporate Governance, Financial Reporting, Financial Analysis, Forensic Accounting, CPA, SEC filings, Business Valuation, Accounting, Financial Accounting, Internal Controls, Forensic Analysis, Fraud, Finance, Sarbanes-Oxley Act, SEC Filings
Education
University of Notre Dame 1995 — 1999
Accounting
SEC July 2003 - July 2008
Education
Ohio University 1984 — 1988
Calvert Investments, Inc. April 2005 - Present
Calvert Investment Management, Inc. (Registered Investment Adviser) 2005 - Present
Calvert Investments, Inc. 2005 - Present
Calvert Investment Distributors, Inc. (Broker-dealer) 2005 - Present
State Bar of Texas 1990 - 2014
State Bar of Texas 1990 - 2014
Ameritas Life Insurance Corporation (formerly, Acacia Life) 2000 - 2005
Ameritas Investment Corp. (formerly, The Advisors Group) 2000 - 2005
US Securities and Exchange Commission 1990 - 2000
SEC 1990 - 2000
Skills
Series 7, Risk Management, Mutual Funds, Securities, FINRA, Due Diligence, Hedge Funds, Corporate Governance, Executive Management, Securities Regulation, Financial Services, Mergers & Acquisitions, Policy, Asset Management, Investments, Finance, SEC, Series 24, Equities, Alternative Investments, AML, Fixed Income, Capital Markets, Series 63
Education
Texas Southern University—Thurgood Marshall School of Law 1987 — 1990
Juris Doctor (J.D.)
Tennessee State University 1982 — 1986
Bachelor of Science (BS), Political Science and Government
FINRA August 2007 - January 2014
Fenwick Consulting LLC June 2006 - August 2007
The NASDAQ Stock Market, Inc. May 1994 - June 2006
SEC 1988 - 1994
Skills
Securities Regulation, Securities, FINRA, AML, Broker-Dealer, Capital Markets, Corporate Governance, Equities, Financial Regulation, Financial Services, Hedge Funds, Mutual Funds, Options, SEC, Securities Litigation, Series 24, Series 7, Trading
Education
Saint John's University School of Law 1974 — 1977
JD
Cathedral College 1968 — 1972
BA, English
Clinicare Strategic Management, LLC September 2010 - Present
SEC June 2006 - June 2008
Skills
Healthcare, Occupational Health, Quality Management, EMS, Strategic Planning, Team Leadership, Research, Change Management, Leadership, Microsoft Office, Management, Quality Assurance
Education
University of Arkansas for Medical Sciences, College of Medicine 1973 — 1977
Doctor of Medicine (MD), Medicine
Hendrix College 1969 — 1973
BA with Honors, Biology, General
SEC AssociateFried, Frank, Harris, Shriver & Jacobson1999 - 2003
Fried Frank 1999 - 2002
Education
The Johns Hopkins University 1991 — 1995
SEC 2006 - Present
Accenture 1995 - 2006
Skills
IT Strategy, Program Management, Enterprise Architecture, Vendor Management, Security, IT Management, Disaster Recovery, ITIL, Business Intelligence, PMO, Data Warehousing, Integration
Education
Babson College - Franklin W. Olin Graduate School of Business
MBA
DePaul University
M.S., Computer Science
Freddie Mac March 2010 - Present
Freddie Mac May 1998 - February 2010
Hogan & Hartson August 1996 - May 1998
SEC August 1992 - August 1996
Calfee, Halter & Griswold September 1988 - August 1992
Skills
Securitization, Securities, Capital Markets, Corporate Governance, Risk Management, Corporate Law, Finance
Education
The College of William and Mary - Marshall Wythe Law School 1985 — 1988
JD
Washington & Lee University 1981 — 1985
B.S., Business Admin
Commodity Futures Trading Commission July 2013 - Present
SEC June 2001 - July 2013
SEC February 2012 - June 2013
Skills
Securities Litigation, Securities Regulation, Securities, Litigation, Fraud, Internal Investigations, SEC, Enforcement
Education
Miami University 1985 — 1989
The Law Offices of Kapesh V. Patel August 2012 - Present
United States Department of the Treasury, Office of the Comptroller of the Currency June 2009 - May 2010
Countrywide Financial Corporation 2006 - 2007
SEC 2006 - 2006
Skills
Immigration Law, Legal Writing, Legal Research, Sarbanes-Oxley, Financial Analysis, Criminal Defense, Criminal Law, Drunk Driving, Litigation
Education
Howard University School of Law 2004 — 2007
Juris Doctor, Law
California State University-Fullerton, Mihaylo College of Business and Economics 2002 — 2004
MBA, Finance
Irvine High School
Internal Revenue Service 2005 - Present
PricewaterhouseCoopers January 2000 - October 2001
Deloitte April 1996 - December 1999
SEC 1992 - 1994
Education
UCLA Anderson School of Management 1985 — 1992
Ph.D., Business Economics
The University of Chicago 1983 — 1984
MA, Economics
The University of Chicago 1976 — 1980
BA, Economics
SEC May 2007 - Present
WilmerHale October 2004 - April 2007
Allen & Overy August 2000 - October 2004
Education
Harvard Law School 1997 — 2000
J.D., Law
University of North Carolina at Chapel Hill 1994 — 1997
M.A., English
Georgetown University 1990 — 1994
B.A., English/History
William Osler Health System 2014 - Present
SEC January 2009 - Present
William Osler Health System 2012 - 2014
Toronto Grace Health Centre 2008 - 2012
Centenary College 2007 - 2012
York University 2004 - 2007
York University 2000 - 2004
Central Health Services 1997 - 2000
Skills
Employee Engagement, Employee Relations, Human Resources, Performance Management, Leadership Development, Talent Management, Labor Relations, Change Management, Organizational..., Collective Bargaining, Coaching, Conflict Resolution, Team Leadership, Strategic Planning, Knowledge Management, Employment Law, Negotiation, Operations Management, Leadership, Succession Planning, Management, Organizational..., Recruiting
Education
Centenary College
MBA, Business and Human Resources
Seneca College of Applied Arts and Technology
Diploma, Post Graduate in HR
York University
BA, Psychology
Bingham McCutchen LLP May 2002 - Present
U.S. Securities & Exchange Commission 1997 - 2000
SEC 1997 - 2000
Education
St. John's University School of Law 1994 — 1997
J.D.
Georgetown University 1989 — 1993
B.A., Psychology, Philosophy
Securities and Exchange Commission February 2013 - Present
SEC December 2010 - Present
Ernst & Young Fraud Investigations and Dispute Services September 2001 - December 2010
Education
Sacred Heart University 1995 — 1998
Bachelor's, Accounting
Nashoba Regional High School
SEC May 2005 - Present
Kirkland & Ellis LLP 2002 - 2005
Skills
Litigation, Patent Litigation, Corporate Law, Securities, Corporate Governance, Securities Regulation, Commercial Litigation, Licensing, Appeals, Intellectual Property, Trade Secrets, Trademarks
Education
Northwestern University - Kellogg School of Management 1998 — 2002
2002, Finance
Northwestern University School of Law 1998 — 2002
JD/MBA
POSSIBLE September 2015 - Present
Young & Rubicam Group November 2012 - August 2015
Young & Rubicam Group September 2009 - November 2012
Dole Food Company May 2008 - March 2009
KPMG September 2005 - May 2008
SEC June 2004 - August 2004
Skills
Accounting, Auditing, Advertising, Internal Controls, SOX, Internal Audit, Financial Accounting, Sarbanes-Oxley, GAAP, GAAS, IFRS, Sarbanes-Oxley Act, Revenue Recognition, Process Improvement, Financial Reporting, SEC filings, CPA, Budgets, Consolidation
Education
University of Southern California 2002 — 2005
B.S., Accounting
University of Southern California - Marshall School of Business 2002 — 2005
B.S., Accounting
T-Systems January 2011 - Present
Macomb County 2005 - February 2011
SEC 2005 - 2007
Compuware January 2003 - July 2005
Compuware January 1998 - December 2002
CSC September 1995 - December 1998
DMC Sinai Hospital July 1986 - September 1995
Education
University of Detroit Mercy 1997 — 1999
MS, CIS
Lawrence Technological University 1991 — 1995
BS, Business/CIS
U.S. Securities and Exchange Commission November 2014 - Present
US Securities and Exchange Commission March 2013 - November 2014
U.S. Securities & Exchange Commission March 2007 - March 2013
SEC June 1999 - March 2007
Education
Old Dominion University 1996 — 1999
BS, Finance
SEC 1998 - Present
Education
University of Phoenix
Bachelor of Science (BS) ITSS, Information Technology, 3.61
Bingham McCutchen Sister #1Natterson Family1958 - 2010
Foley & Lardner LLP 2003 - 2008
US Securities and Exchange Commission 1997 - 1998
SEC 1997 - 1998
WilmerHale 1992 - 1997
US Securities and Exchange Commission 1991 - 1992
US Securities and Exchange Commission 1988 - 1991
Securities and Exchange Commission 1984 - 1987
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1980 — 1983
JD, Law
Wesleyan University 1978 — 1980
BA, Government
Barclays Capital December 2012 - Present
SEC June 2012 - October 2012
Barclays Bank September 2011 - June 2012
George Weiss Associates April 2009 - May 2011
Diamondback Capital Investments June 2007 - January 2009
Institutional Investor 1997 - 2008
Tudor Investment Group 1999 - 2007
TUDOR INVESTMENT CORPORATION 1999 - 2007
TUDOR INVESTMENT CORPORATION 1999 - 2007
Skills
Hedge Funds, VBA, Derivatives, Equities, Trading, Quantitative Finance, Quantitative Modeling
Education
ARPM2012 Bootcamp at NYU 2012 — 2012
Financial Mathematics
New York University 2009 — 2011
Non Degree, Financial Math
APRM10 Boot Camp with Attilio Meucci at Baruch College 2010 — 2010
Financial Math
The University of Chicago 2006 — 2007
MS, Financial Math
Columbia University in the City of New York 1990 — 1993
Master of Science (M.S.), Computer Science, 3.33
City University of New York City College 1980 — 1983
Bachelor of Science (B.S.), Physics, 3.7
New York City College of Technology September 2013 - Present
Global Institute for Peace and Civic Engagement June 2013 - Present
Sec August 2013 - August 2013
Hunter College August 2007 - November 2012
City University of New York August 2007 - November 2012
City University of New York August 2007 - November 2012
Hunter College August 2004 - May 2007
Hunter College August 2004 - May 2007
Bristol-Meyers Squibb June 2006 - August 2006
Bristol-Meyers Squibb June 2006 - August 2006
Skills
Microsoft Office, Photoshop, PowerPoint, Immunofluorescence, Immunoprecipitation, Tissue Culture, Immunohistochemistry, Transfection, Protein Chemistry, Cancer, PCR, Cell Culture, Cell Biology, DNA cloning, Western Blotting, Northern Blotting
Education
Graduate Center, CUNY (Hunter College) 2007 — 2012
PhD, the Molecular
Graduate Center, CUNY (Hunter College) 2007 — 2012
PhD, the Molecular
The Graduate Center, City University of New York 2007 — 2012
Hunter College 2002 — 2007
B.A/M.A, Biology; biotechnology
Hunter College 2002 — 2007
B.A/M.A, Biology; biotechnology
Wendy A. Lurie, Esq., LLC February 2009 - Present
ING Investment Management (I) Pvt Ltd February 1999 - January 2009
Securities and Exchange Commission 1993 - 1998
SEC 1992 - 1998
US Securities and Exchange Commission July 1992 - December 1997
Skills
Hedge Funds, Asset Managment, Prime Brokerage, Financial Services, Capital Markets, Asset Management, Equities, Private Equity, Investment Management, Portfolio Management, Alternative Investments, Securities, Mutual Funds, Securities Regulation, Investments, Fixed Income
Education
Northeastern University School of Law 1984 — 1987
J.D., law
Cornell University 1979 — 1983
B.A., Government
SEC
Skills
Corporate Governance, Litigation, Legal Writing, Civil Litigation, Appeals, Administrative Law, Public Policy, Policy Analysis
Education
Harvard Law School 1985 — 1988
J.D.
Cornell University 1981 — 1985
B.S., Labor and Industrial Relations
SEC November 2004 - Present
Ann Taylor 2004 - 2005
AMS Services, Inc. 2002 - 2004
Benick Brands USA, LLC 2001 - 2002
DirectAdvice.com 1999 - 2001
Excelsior Gaming LLC 1996 - 1999
Ameristar Casino 1995 - 1996
Hollywood Casino Corporation 1992 - 1995
Grace Energy 1989 - 1992
US Securities and Exchange Commission 1987 - 1989
Skills
Auditing, Accounting, SEC filings, Finance, Start-ups, Corporate Finance, Financial Analysis, Corporate Law, Forecasting, Budgets, Sarbanes-Oxley Act, Process Improvement, Financial Reporting, US GAAP, GAAP, SEC Filings
Education
Texas Tech University 1976 — 1980
BBA
Texas Tech University - Rawls College of Business 1976 — 1980
BBA
SEC June 1995 - Present
IBM Global Process Services May 1990 - May 1995
Skills
Software Development, Agile Methodologies, Java, Software Engineering, Software Project..., Web Services, Java Enterprise Edition, Requirements Analysis, SDLC, SQL, Integration, Enterprise Software
Education
UMUC, Maryland 1987 — 1990
Computer and Information Sciences, General
Bangladesh University of Engineering and Technology 1965 — 1969
Mechanical Engineering
SEC Assistant DirectorUS Securities and Exchange Commission1991 - Present
Skills
Internal Investigations, Disclosure, Investigations, FCPA, Litigation Support, Litigation, Corporate Governance, SEC reporting, Compliance, Enforcement, Securities Regulation, Securities Law, Securities, Securities Litigation, Privacy Law, Anti-corruption, AML, Legal Compliance, Competition Law, Litigation Management, Corporate Law, Arbitration, Trade Secrets, SEC filings, Investigation, Law Enforcement, Anti Money Laundering
Education
Brooklyn Law School 1985 — 1988
JD, Law
William & Mary 1980 — 1984
BA, English
SEC June 2004 - September 2008
Skills
Telecommunications, VoIP, IP, Wireless, GSM, T1, SDH, Telephony, Fiber Optics, Ethernet, 3G, SS7, CDMA, UMTS, DSL, Computer Network..., Switches, Broadband, Transmission, DWDM
Education
University of Pittsburgh 2010 — 2011
Master of Science (M.S.), Telecommunications & Networking
King Abdulaziz University 1998 — 2004
Bachelor of Science (BSc), Electrical and Computer Engineering
SEC AssociateProskauer Rose LLP1995 - 1999
The Honorable Elizabeth V. Hallanan, United States District Court, S.D. W.V September 1992 - September 1994
Skills
Securities Litigation, Complex Litigation, Internal Investigations, Commercial Litigation, Civil Litigation, Litigation, Arbitration, Securities Regulation, Appeals, Class Actions, Fraud, Trade Secrets, Intellectual Property, Joint Ventures, Litigation Support, Securities, Corporate Law, Trials, Legal Writing, Corporate Governance, Legal Research, White Collar Criminal..., Courts, Dispute Resolution
Education
The George Washington University Law School
Doctor of Law (J.D.)
University of Notre Dame
B.B.A., Accounting and English
SEC May 2004 - Present
Education
Columbia Law School 1985 — 1988
J.D., Law
Harvard College 1979 — 1983
Bachelor of Arts (B.A.), Political Science and Government
SEC EEO DirectorU.S. Securities & Exchange CommissionApril 2010 - Present
Education
Smith College
US Securities and Exchange Commission November 2013 - Present
US Securities and Exchange Commission October 2011 - November 2013
US Securities and Exchange Commission July 2010 - September 2011
SEC December 2004 - November 2008
Shearman & Sterling LLP 1999 - 2003
Skills
Securities Regulation, Corporate Law, Capital Markets, Corporate Governance, Investments, Internal Investigations, Securities, FCPA, Private Equity, Hedge Funds, Financial Regulation, IPO, Legal Research, Due Diligence, Investment Management, Joint Ventures, Legal Compliance, FINRA
Education
Columbia University School of Law 1996 — 1999
JD
American University 1992 — 1993
Bachelor's degree, International/Global Studies
The American University in Cairo 1989 — 1991
Political Science and Government
Info Reliance October 2014 - Present
Independent MCT April 1993 - October 2014
CFA Institute March 2014 - September 2014
Lockheed Martin / Oran, Inc. November 2012 - March 2014
SEC April 2012 - August 2012
Knowlogy Corporation February 2012 - April 2012
Directions Training Center October 2011 - January 2012
ExxonMobil July 2011 - October 2011
Intense School May 2009 - December 2009
Office of Protocol 2000 - 2002
Skills
SharePoint, Technical Training, Team Leadership, Microsoft Certified..., Training, Training Delivery, Information Technology, Learning Management, Learning Management..., Organizational..., Business Analysis, Requirements Analysis, Project Management, Integration, Management, Change Management, Leadership Development, Nonprofits, Windows 7, Business Process..., Instructor-led Training
Education
The Criswell College 1986 — 1990
B.A., Theology / History
SEC Senior Enforcement Counsel, Municipal Securities & Public Pensions UnitU.S. Securities and Exchange CommissionSeptember 1992 - Present
Education
Saint Bonaventure University
URENCO, USA October 2009 - Present
SEC January 2007 - Present
Education
The Citadel 1967 — 1971
BA, History
SEC January 2006 - Present
International Construction Consortium (ICC)- Sri Lanka April 2002 - October 2003
Samuel Sons January 1999 - March 2002
Education
University of Nebraska-Lincoln 2003 — 2005
MS, Civil/Env Eng
University of Moratuwa 1995 — 1999
BSc, Civil Engineering
Dharmasoka College, Ambalangoda
Software Engineering Center - Data Services Division August 2011 - Present
SEC May 2008 - Present
Skills
Web Development, Web Services, Testing
Education
NYU 2009 — 2010
Web Development
Stevens Institute of Technology 2006 — 2008
Master, Information Technology
SEC February 2011 - Present
Education
Pittsburg State University 2006 — 2010
SEC September 2013 - January 2014
Systalex September 2007 - March 2013
Systalex August 2005 - September 2007
CNSI October 2001 - October 2005
Skills
PMP, SDLC, Business Process..., Process Improvement, Specialties Project..., New Implementations,..., Driving Operational..., Scrum, ITIL, Program Management, Software Project..., Testing, Requirements Analysis
Education
Bowie State University 1998 — 2000
MIS, Information Systems
University of Madras 1997 — 1999
Master of Education (MEd), Educational Leadership and Administration, General
Presidency College, Chennai
BSc, Chemistry
University of Madras
MSc, Chemistry
Saybrook University March 2011 - Present
SEC 2010 - 2010
SEC 2010 - 2010
SEC 2010 - 2010
Miami Dade College 2001 - 2004
Skills
Higher Education, Teaching, Public Speaking, Research, Psychology, PowerPoint, Program Development, Community Outreach, Nonprofits, Student Affairs
Education
American International Medical University
Medicine
The Union Institute and University
Post Graduate, Interdisciplinary Studies
Nova Southeastern University
Post Graduate Certificate in Conflict Analysis and Resolution
Florida International University
Masters of Public Administration
City University of New York-Baruch College
Bachelor of Business Administration (BBA), International Marketing & Economics
Law Offices of Harry S. Stahl, P.C. January 1972 - Present
SEC 1970 - 1972
Skills
Corporate Law, Mergers, Mergers & Acquisitions, Corporate Finance, Nonprofits, Restructuring, Venture Capital, IPO, Legal Advice
Education
American University Washington College of Law
College of the Holy Cross
BS Economics
Northeastern University
MS Accounting
NBA October 2005 - Present
SEC August 2005 - Present
Valencia Community College August 1971 - August 1995
Skills
Sports Marketing, Sports, Golf, Sports Management, Public Speaking, Basketball, Golf Courses, Golf Instruction, Sports Coaching, Coaching, Player Development, Team Building, Football, Athletics, Athletic Training, Club, Sponsorship, Tournaments, Golf Course Management, Baseball, Event Management, Hockey, Scouting, Event Planning
Education
University of Florida 1958 — 1962
Master, education
AppleOne March 2012 - Present
Visiting Nurses Association April 2002 - March 2012
Laurie Fenwick Private Client March 2008 - July 2010
Sec September 2006 - February 2007
Millbrook Alzheimers Homes April 2003 - September 2004
Corp Info Microage September 1997 - September 1998
Southern California Material Handling August 1993 - July 1996
Protection One Alarm January 1993 - August 1993
Skills
Customer Service, Receptionist Duties, 10 Key, Filing, Fax, Multi-line Phone, File Management, Microsoft Word, Switchboard Operator, dispatcher, Operational Excellence, Front Office, Microsoft Office, Accounts Receivable, Call Center, Data Entry, Answering Telephones, Service Desk, Public Relations, Entrepreneurship, Internet, Pricing, Problem Solving, security, Marketing Research, Supervising, Nursing Homes, Home Health Agencies, Alarm Systems, teamplayer, hardworking, Professional Services, Enthusiastic..., Flexible Schedule, reilable, good sense of humor, Call Centers, Purchase Orders, HIPAA, Medical Terminology, Temporary Staffing, Caregivers, Certified Nurse..., People Skills, Telephone Skills
Education
Ann Rose CNA School 2013 — 2013
CNA certifigate, Practical Nursing, Vocational Nursing and Nursing Assistants, 4.0
Pasadena City College 1983 — 1985
none, night courses, 3.0
Sand Hill Econometrics Index Builder for Small Business Employment and RevenuesIntuit2009 - Present
susan e. woodward 1995 - Present
Intuit 2009 - 2014
SEC 1992 - 1995
SEC 1992 - 1995
Council of Economic Advisers 1985 - 1987
Council of Economic Advisers 1985 - 1987
Education
University of California, Los Angeles 1966 — 1973
Doctor of Philosophy (PhD), economics
CGMP Inc April 2012 - September 2012
SEC January 2007 - August 2007
Education
Full Sail University 2008 — 2011
BS, Game Development
Basha High
High School Degree
Basha High School
Full Sail
Bachelors of Computer Science
SEC October 2002 - Present
Education
Ashford University 2009 — 2011
Master of Business Administration (MBA), Information Systems Technology
Mississippi Valley State University 1982 — 1987
Bachelor of Science (BS), Computer Science
Uranium Disposition Services, LLC 2006 - Present
SEC 2003 - 2006
paducah, ky 1996 - 2003
Education
Murray State University
Occupational Safety and Health Technology/Technician
SEC 2012 - Present
U.S. Department of Justice May 2007 - December 2012
DLA Piper October 2000 - April 2007
Education
Georgetown University Law Center 1997 — 2000
Doctor of Law (JD)
Cornell University 1993 — 1997
Bachelor of Arts (BA), Political Science and Government
Irvine High School
SEC March 2015 - Present
Bank of America October 2011 - May 2013
County of Ventura September 1995 - November 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Southern California Institute of Law 2000 — 2003
Associate of Arts (A.A.), Paralega Studies
University of Maryland College Park 1988 — 1993
Bachelor's Degree, Criminal Justice/Law Enforcement Administration
SEC 1995 - 2012
Education
Emporia State University
Bachelor's Degree, Biology and Chemistry Teaching