Securities America Advisors, Inc.
Industry: Company
DescriptionHeadquarters: Lincoln, NE Parent organizations: Ameriprise Financial, Securities America Financial Corporation
Securities America Advisors, Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Securities America Advisors, Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Securities America Advisors, Inc. Salaries. You can even request information on how much does Securities America Advisors, Inc. pay if you want to. Learn about salaries, pros and cons of working for Securities America Advisors, Inc. directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
21 Securities America Advisors, Inc. employees in database. Find out everything there's to know about Securities America Advisors, Inc. employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Securities America Advisors, Inc. Employees
Employee
Years
Job
Industry
Cathy Daigle, CFP Cathy Daigle, CFP's Securities America Advisors, Inc. Experience 1992 - 2010
Job Certified Financial Planner and Financial Consultant for Divorce & Estates
Industry Financial Services
Experience
Cathy Daigle, LLC 1998 - Present
Securities America Advisors, Inc. 1992 - 2010
Sierra Monitor Corp. 1981 - 1992
Skills
Family Finances, Financial Analysis, Collaborative Problem..., Mediation, Estates - Family Fin'l..., Teaching & Training, Collaborative Practice, Divorce, Certified Divorce..., Certified Financial..., Teaching, Training, Estate Planning, Conflict Resolution, Trusts, Financial Advisory, Financial Planners, Wills, Wealth, Strategic Financial..., High Net Worth..., Personal Financial..., 401k, Mutual Funds, Financial Planning, Finance
Education
San Jose State University
BS, Finance, Ecomonics and Marketing - 1990
Cathy Daigle, LLC 1998 - Present
Securities America Advisors, Inc. 1992 - 2010
Sierra Monitor Corp. 1981 - 1992
Skills
Family Finances, Financial Analysis, Collaborative Problem..., Mediation, Estates - Family Fin'l..., Teaching & Training, Collaborative Practice, Divorce, Certified Divorce..., Certified Financial..., Teaching, Training, Estate Planning, Conflict Resolution, Trusts, Financial Advisory, Financial Planners, Wills, Wealth, Strategic Financial..., High Net Worth..., Personal Financial..., 401k, Mutual Funds, Financial Planning, Finance
Education
San Jose State University
BS, Finance, Ecomonics and Marketing - 1990
Michelle Cady Michelle Cady's Securities America Advisors, Inc. Experience 1992 - 2001
Job President at Cady Financial Services
Industry Financial Services
Experience
Cady Financial Services August 2001 - Present
Securities America Advisors, Inc. 1992 - 2001
Skills
Portfolio Management, Retirement Planning, Real Estate, Mutual Funds, College Funding..., Estate Planning, Variable Annuities, Licensed Life & Health..., General Securities..., Stock Management, Published Author
Education
California State University-Chico 1992 — 1994
Master's Degree, Information and Technology Sciences
Pacific Union College 1986 — 1990
Bachelor's Degree, Business Administration
Cady Financial Services August 2001 - Present
Securities America Advisors, Inc. 1992 - 2001
Skills
Portfolio Management, Retirement Planning, Real Estate, Mutual Funds, College Funding..., Estate Planning, Variable Annuities, Licensed Life & Health..., General Securities..., Stock Management, Published Author
Education
California State University-Chico 1992 — 1994
Master's Degree, Information and Technology Sciences
Pacific Union College 1986 — 1990
Bachelor's Degree, Business Administration
Fred Easter Fred Easter's Securities America Advisors, Inc. Experience January 2009 - Present
Job Investment Advisor Representative at Securities America Advisors, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2009 - Present
Securities America Advisors, Inc. January 2009 - Present
Magnolia Volunteer Fire Department 2003 - 2012
Brecek & Young Advisors, Inc. October 1998 - October 2007
Securities America, Inc. Member FINRA/SIPC October 1995 - October 1998
Skills
Mutual Funds, Wealth Management, Retirement Planning, 401k Rollovers, Life Insurance, Fixed Annuities, Estate Planning, Investment Advisory, Investments, Strategic Financial..., IRAs, Asset Allocation, 401k, 2014/2015 Five Star..., Texas Real Estate Broker, Portfolio Risk..., Guaranteed Lifetime..., Long-term Care, Investment Securities, 403b Teacher Savings..., Estate Investment ...
Education
South Texas College of Law 1979 — 1979
Law
Lamar University 1975 — 1978
Bachelor's Degree, Business Administration and Management, General
French High School 1969 — 1972
High School, Diploma
Securities America, Inc. Member FINRA/SIPC January 2009 - Present
Securities America Advisors, Inc. January 2009 - Present
Magnolia Volunteer Fire Department 2003 - 2012
Brecek & Young Advisors, Inc. October 1998 - October 2007
Securities America, Inc. Member FINRA/SIPC October 1995 - October 1998
Skills
Mutual Funds, Wealth Management, Retirement Planning, 401k Rollovers, Life Insurance, Fixed Annuities, Estate Planning, Investment Advisory, Investments, Strategic Financial..., IRAs, Asset Allocation, 401k, 2014/2015 Five Star..., Texas Real Estate Broker, Portfolio Risk..., Guaranteed Lifetime..., Long-term Care, Investment Securities, 403b Teacher Savings..., Estate Investment ...
Education
South Texas College of Law 1979 — 1979
Law
Lamar University 1975 — 1978
Bachelor's Degree, Business Administration and Management, General
French High School 1969 — 1972
High School, Diploma
Jill Jaglowski Jill Jaglowski's Securities America Advisors, Inc. Experience February 1996 - July 1997
Job RIA Department Manager Fee Based Services at Financial West Group
Industry Financial Services
Experience
Financial West Group July 1997 - Present
Securities America Advisors, Inc. February 1996 - July 1997
Skills
Series 24, Series 63, Series 7, Series 6, Series 66, Investments, Uniform Combined State..., Investment Advisory, Strategic Financial..., Asset Allocation, Risk Management, Retirement Planning, Mutual Funds, Wealth Management, Securities, FINRA, Financial Planning, Financial Advisory, Asset Management
Education
California Lutheran University 1992 — 1996
BA, Communications
Financial West Group July 1997 - Present
Securities America Advisors, Inc. February 1996 - July 1997
Skills
Series 24, Series 63, Series 7, Series 6, Series 66, Investments, Uniform Combined State..., Investment Advisory, Strategic Financial..., Asset Allocation, Risk Management, Retirement Planning, Mutual Funds, Wealth Management, Securities, FINRA, Financial Planning, Financial Advisory, Asset Management
Education
California Lutheran University 1992 — 1996
BA, Communications
Jordan Dechtman Jordan Dechtman's Securities America Advisors, Inc. Experience 1995 - Present
Job CEO/Chief Investment Officer at Jordan Dechtman Wealth Management
Industry Financial Services
Experience
Jordan Dechtman Wealth Management January 1984 - Present
Securities America Advisors, Inc. 1995 - Present
Securities America, Inc. Member FINRA/SIPC 1995 - Present
Skills
Retirement Planning, Retirement, Wealth Management, Asset Allocation, Financial Planning, Investments, Asset Management, Estate Planning, Wealth, IRA's, Investment Advisory, Securities, 401k, Mutual Funds, Long Term Care, Annuity, Pensions, Portfolio Management, Alternative Investments, Bonds, Risk Management, Small Business, Wealth Transfer, Wealth Accumulation, Retirement Income..., Insurance Planning, Public Speaking, Financial Advisory, Investment Strategies, Income, Roth IRA, Wealth Preservation, Retirement Solutions, Financial Advice, Wealth Preservation..., Comprehensive Wealth..., High Net Worth..., Personal Finance, 401k Rollovers, IRA Rollovers, ETFs, Trust Services, Rollovers, Trusts, Strategic Financial..., Fixed Annuities, Wealth Management..., IRAs, Financial Services
Education
University of Arizona 1980 — 1984
B.S. Finance, Finance and Business
Livingston High School
Jordan Dechtman Wealth Management January 1984 - Present
Securities America Advisors, Inc. 1995 - Present
Securities America, Inc. Member FINRA/SIPC 1995 - Present
Skills
Retirement Planning, Retirement, Wealth Management, Asset Allocation, Financial Planning, Investments, Asset Management, Estate Planning, Wealth, IRA's, Investment Advisory, Securities, 401k, Mutual Funds, Long Term Care, Annuity, Pensions, Portfolio Management, Alternative Investments, Bonds, Risk Management, Small Business, Wealth Transfer, Wealth Accumulation, Retirement Income..., Insurance Planning, Public Speaking, Financial Advisory, Investment Strategies, Income, Roth IRA, Wealth Preservation, Retirement Solutions, Financial Advice, Wealth Preservation..., Comprehensive Wealth..., High Net Worth..., Personal Finance, 401k Rollovers, IRA Rollovers, ETFs, Trust Services, Rollovers, Trusts, Strategic Financial..., Fixed Annuities, Wealth Management..., IRAs, Financial Services
Education
University of Arizona 1980 — 1984
B.S. Finance, Finance and Business
Livingston High School
Justin Plastino's Securities America Advisors, Inc. Experience 2011 - Present
Job Financial Advisor at Dynasty Advisors LLC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC April 2011 - Present
Securities America Advisors, Inc. 2011 - Present
Skills
Investment Advisory, Retirement Planning, Investments, Financial Planners, Stock Trading, Insurance Planning, Equestrian
Education
Rider University 2006 — 2010
Bachelor of Science (BS), Finance, General
Securities America, Inc. Member FINRA/SIPC April 2011 - Present
Securities America Advisors, Inc. 2011 - Present
Skills
Investment Advisory, Retirement Planning, Investments, Financial Planners, Stock Trading, Insurance Planning, Equestrian
Education
Rider University 2006 — 2010
Bachelor of Science (BS), Finance, General
Scott Schoettlin's Securities America Advisors, Inc. Experience June 2007 - September 2014
Job Sales Manager at Market Technologies, LLC
Industry Computer Software
Experience
Market Technologies, LLC September 2014 - Present
Securities America Advisors, Inc. June 2007 - September 2014
Service Corporation International December 2013 - July 2014
Sterling Foundation Management, LLC September 2010 - August 2013
UBS 2005 - 2007
Citi 2003 - 2005
Edward Jones 2001 - 2003
Skills
Investments, Selling, Strategic Financial..., Wealth Management, Asset Management, Series 7, Leadership, Business Development, Public Speaking, New Business Development, Retirement Planning, Management, Marketing, Training, Real Estate, Asset Managment, Real Estate Transactions, Commercial Real Estate, Real Estate Investment..., Sales, Investment Properties, Business Management, Financial Planning, Consultative Selling, Small Business, Entrepreneurship, Finance, Estate Planning, Insurance
Education
Missouri State University 1992 — 1996
B.S.
Market Technologies, LLC September 2014 - Present
Securities America Advisors, Inc. June 2007 - September 2014
Service Corporation International December 2013 - July 2014
Sterling Foundation Management, LLC September 2010 - August 2013
UBS 2005 - 2007
Citi 2003 - 2005
Edward Jones 2001 - 2003
Skills
Investments, Selling, Strategic Financial..., Wealth Management, Asset Management, Series 7, Leadership, Business Development, Public Speaking, New Business Development, Retirement Planning, Management, Marketing, Training, Real Estate, Asset Managment, Real Estate Transactions, Commercial Real Estate, Real Estate Investment..., Sales, Investment Properties, Business Management, Financial Planning, Consultative Selling, Small Business, Entrepreneurship, Finance, Estate Planning, Insurance
Education
Missouri State University 1992 — 1996
B.S.
Nan Cohen Nan Cohen's Securities America Advisors, Inc. Experience 2005 - May 2011
Job Founder, Certified Financial Planner at Creekside Financial Advisors, LLC
Industry Financial Services
Experience
Creekside Financial Advisors, LLC May 2011 - Present
Securities America Advisors, Inc. 2005 - May 2011
Lincoln Financial Advisors 1994 - 2005
COFAM Enterprises, Inc. 1986 - 1994
Owens Illinois, Inc. 1980 - 1986
Education
Cleveland State University
Master of Business Administration
University of Arizona
Bachelor of Science, Business and Public Administration
Creekside Financial Advisors, LLC May 2011 - Present
Securities America Advisors, Inc. 2005 - May 2011
Lincoln Financial Advisors 1994 - 2005
COFAM Enterprises, Inc. 1986 - 1994
Owens Illinois, Inc. 1980 - 1986
Education
Cleveland State University
Master of Business Administration
University of Arizona
Bachelor of Science, Business and Public Administration
Brian Rambo, CFP® Brian Rambo, CFP®'s Securities America Advisors, Inc. Experience February 2009 - Present
Job Financial Planner at Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC February 2009 - Present
Securities America Advisors, Inc. February 2009 - Present
Brecek & Young March 2008 - January 2009
Edward Jones January 2006 - March 2008
Morgan Stanley July 2004 - November 2005
Education
Sonoma State University 2002 — 2004
BS, Business
Securities America, Inc. Member FINRA/SIPC February 2009 - Present
Securities America Advisors, Inc. February 2009 - Present
Brecek & Young March 2008 - January 2009
Edward Jones January 2006 - March 2008
Morgan Stanley July 2004 - November 2005
Education
Sonoma State University 2002 — 2004
BS, Business
Marc Geels, CFP's Securities America Advisors, Inc. Experience 2006 - Present
Job Owner and Wealth Manager at EFS Group Wealth Management
Industry Financial Services
Experience
EFS Group Wealth Management June 1991 - Present
Securities America Advisors, Inc. 2006 - Present
BNI (Business Networking International) March 2011 - Present
Securities America 2006 - Present
Skills
Wealth Management, Retirement Planning, Investments, Strategic Financial..., Estate Planning, Pensions, Insurance Planning, Financial Planning, Retirement Income..., Long Term Care, Retirement, Financial Services, Securities, Finance, Wealth
Education
Dordt College 1987 — 1991
BA, Business and Accounting
EFS Group Wealth Management June 1991 - Present
Securities America Advisors, Inc. 2006 - Present
BNI (Business Networking International) March 2011 - Present
Securities America 2006 - Present
Skills
Wealth Management, Retirement Planning, Investments, Strategic Financial..., Estate Planning, Pensions, Insurance Planning, Financial Planning, Retirement Income..., Long Term Care, Retirement, Financial Services, Securities, Finance, Wealth
Education
Dordt College 1987 — 1991
BA, Business and Accounting
Roland Raleigh Martin, CFP®, AWMA® Roland Raleigh Martin, CFP®, AWMA®'s Securities America Advisors, Inc. Experience July 2014 - Present
Job Integrated financial planning services to create and protect wealth and secure lifetime income.
Industry Financial Services
Experience
Great Circle Wealth Strategies July 2014 - Present
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Securities America Advisors, Inc. July 2014 - Present
VALIC Financial Advisors, Inc. June 1999 - July 2014
Wells Fargo Home Mortgage 1995 - 1999
MassMutual Financial Group 1992 - 1995
Davenport, Dukes & Associates 1991 - 1992
Cenit Bank for Savings 1988 - 1991
Investors Home Mortgage Corp. 1983 - 1988
US Navy June 1979 - July 1983
Skills
Wealth Management, Retirement Income..., Guaranteed Lifetime..., Income Protection, Investment Advisory, Wealth Preservation..., 401k Rollovers, Financial Education, Financial Planning, Retirement Planning, Finance, Retirement, Mutual Funds, Mortgage Lending, Certified Financial..., Personal Financial..., Variable Annuities, Life Insurance, Qualified Retirement..., Equity Indexed Annuities, Sailing, Financial Advisory, Investment Strategies, Estate Planning, IRAs, Retirement Savings, Long Term Care Insurance, Social Security
Education
College for Financial Planning 2009 — 2009
Accredited Wealth Management Advisor professional designation, Wealth Management
University of North Carolina at Chapel Hill 1975 — 1979
BS Industrial Relations, Economics
The American College
Chartered Financial Consultant education program, Financial Planning and Services
Great Circle Wealth Strategies July 2014 - Present
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Securities America Advisors, Inc. July 2014 - Present
VALIC Financial Advisors, Inc. June 1999 - July 2014
Wells Fargo Home Mortgage 1995 - 1999
MassMutual Financial Group 1992 - 1995
Davenport, Dukes & Associates 1991 - 1992
Cenit Bank for Savings 1988 - 1991
Investors Home Mortgage Corp. 1983 - 1988
US Navy June 1979 - July 1983
Skills
Wealth Management, Retirement Income..., Guaranteed Lifetime..., Income Protection, Investment Advisory, Wealth Preservation..., 401k Rollovers, Financial Education, Financial Planning, Retirement Planning, Finance, Retirement, Mutual Funds, Mortgage Lending, Certified Financial..., Personal Financial..., Variable Annuities, Life Insurance, Qualified Retirement..., Equity Indexed Annuities, Sailing, Financial Advisory, Investment Strategies, Estate Planning, IRAs, Retirement Savings, Long Term Care Insurance, Social Security
Education
College for Financial Planning 2009 — 2009
Accredited Wealth Management Advisor professional designation, Wealth Management
University of North Carolina at Chapel Hill 1975 — 1979
BS Industrial Relations, Economics
The American College
Chartered Financial Consultant education program, Financial Planning and Services
Arlon Enmeier, CFP Arlon Enmeier, CFP's Securities America Advisors, Inc. Experience 1984 - Present
Job Private Wealth Manager
Industry Investment Management
Experience
Securities America Advisors, Inc. 1984 - Present
Dynamic Healthcare Systems 2008 - Present
Skills
Retirement, Wealth Management, Strategic Financial..., Retirement Planning, Series 7, Financial Advisory, Financial Services, Securities, Wealth, Investment Advisory, FINRA, Mutual Funds, Retirement Income..., Financial Planning, Social Security..., Social Security Planning, Insurance, 401k, Asset Allocation, Investment Strategies, Series 63, Investments
Education
University of Southern California 1982 — 1984
Certified Financial Planner, Financial Planning and Wealth Management
Oklahoma State University
BS, Education
Pepperdine University
MA, Administration
Wharton School of Business
Financial Retirement Strategy Program
Securities America Advisors, Inc. 1984 - Present
Dynamic Healthcare Systems 2008 - Present
Skills
Retirement, Wealth Management, Strategic Financial..., Retirement Planning, Series 7, Financial Advisory, Financial Services, Securities, Wealth, Investment Advisory, FINRA, Mutual Funds, Retirement Income..., Financial Planning, Social Security..., Social Security Planning, Insurance, 401k, Asset Allocation, Investment Strategies, Series 63, Investments
Education
University of Southern California 1982 — 1984
Certified Financial Planner, Financial Planning and Wealth Management
Oklahoma State University
BS, Education
Pepperdine University
MA, Administration
Wharton School of Business
Financial Retirement Strategy Program
Alan E. Yanowitz Alan E. Yanowitz's Securities America Advisors, Inc. Experience July 2005 - October 2011
Job Values Based Financial Planner
Industry Financial Services
Experience
Creekside Financial Advisors October 2011 - Present
Securities America Advisors, Inc. July 2005 - October 2011
Cleveland Financial Group January 1991 - June 2005
Skills
Retirement Planning, Charities, Estate Planning, Securities, Retirement, Investment Advisory, Investments, Strategic Financial..., Financial Advisory, Financial Services, Wealth Management, Education Funding
Education
Case Western Reserve University School of Law 1982 — 1985
J.D., Taxation
Northeastern University 1977 — 1982
Bachelor of Science, Marketing
Creekside Financial Advisors October 2011 - Present
Securities America Advisors, Inc. July 2005 - October 2011
Cleveland Financial Group January 1991 - June 2005
Skills
Retirement Planning, Charities, Estate Planning, Securities, Retirement, Investment Advisory, Investments, Strategic Financial..., Financial Advisory, Financial Services, Wealth Management, Education Funding
Education
Case Western Reserve University School of Law 1982 — 1985
J.D., Taxation
Northeastern University 1977 — 1982
Bachelor of Science, Marketing
Casey Clausnitzer's Securities America Advisors, Inc. Experience February 2003 - February 2005
Job President at Growth Equity Management Inc., Registered Investment Advisor Representative, CA Life Agent
Industry Investment Management
Experience
Growth Equity Management Inc. February 2005 - Present
Growth Equity Management Inc. February 2005 - Present
Securities America Advisors, Inc. February 2003 - February 2005
Securities America May 2002 - February 2005
Skills
Investments, Financial Advisory, Securities, Retirement Planning, Life Insurance, IRAs, Indexed Annuities, Registered Investment..., Uniform Combined State..., Financial Planning, Wealth Management
Education
St. Cloud State University
Economics
Growth Equity Management Inc. February 2005 - Present
Growth Equity Management Inc. February 2005 - Present
Securities America Advisors, Inc. February 2003 - February 2005
Securities America May 2002 - February 2005
Skills
Investments, Financial Advisory, Securities, Retirement Planning, Life Insurance, IRAs, Indexed Annuities, Registered Investment..., Uniform Combined State..., Financial Planning, Wealth Management
Education
St. Cloud State University
Economics
Brett Wilson CFP®'s Securities America Advisors, Inc. Experience September 1999 - Present
Job Financial Advisor at Securities America Advisors, Inc.
Industry Financial Services
Experience
Securities America Advisors, Inc. September 1999 - Present
Legacy Partners Financial Group April 1997 - Present
It's Your Turn Games, LLC October 2007 - Present
Liberty Financial 1987 - 1997
Skills
Retirement, Financial Advisory, Retirement Planning, Securities, 401k, Financial Services, Finance, Portfolio Management, Series 7, Investment Advisory, Strategic Financial..., Wealth, Fixed Annuities, Mutual Funds, Wealth Management, Investments, Estate Planning
Education
University of Northern Colorado 1976 — 1980
BS, Business / Accounting
Securities America Advisors, Inc. September 1999 - Present
Legacy Partners Financial Group April 1997 - Present
It's Your Turn Games, LLC October 2007 - Present
Liberty Financial 1987 - 1997
Skills
Retirement, Financial Advisory, Retirement Planning, Securities, 401k, Financial Services, Finance, Portfolio Management, Series 7, Investment Advisory, Strategic Financial..., Wealth, Fixed Annuities, Mutual Funds, Wealth Management, Investments, Estate Planning
Education
University of Northern Colorado 1976 — 1980
BS, Business / Accounting
Janine Wertheim's Securities America Advisors, Inc. Experience 1994 - Present
Job President at Securities America Advisors and SVP, CMO at Securities America Inc
Industry Financial Services
Experience
Securities America Advisors, Inc. 1994 - Present
Securities America Inc January 1984 - Present
Education
Lander University 1980 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Securities America Advisors, Inc. 1994 - Present
Securities America Inc January 1984 - Present
Education
Lander University 1980 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Eric Hagebusch, AIF®'s Securities America Advisors, Inc. Experience March 1999 - December 2010
Job The ROI Experience™ | Employee Benefits | Corporate Retirement Plans | Benefits Technology | Benefits Communication
Industry Financial Services
Experience
CapFinancial Securites, LLC June 2015 - Present
Pensionmark Retirement Group September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors January 2005 - Present
LPL Financial September 2014 - June 2015
Financial Telesis, Inc. January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Securities America March 1999 - December 2010
Securities America Advisors, Inc. March 1999 - December 2010
First Harbor Group, LLC 1998 - December 2010
Skills
Retirement Plan..., 401k, 403 b, Fiduciary Services, Non-Qualified Deferred..., Retirement Savings, Cost Savings, Employee Benefits, Health Insurance, Disability Insurance, Life Insurance, Dental Insurance, Vision Insurance, Long Term Care Insurance, Critical Illness, Voluntary Employee..., Health Savings Accounts, Benefits Administration, Online Enrollment, Cost Control, HRIS, Management, Leadership
Education
University of Houston, C.T. Bauer College of Business
Business
CapFinancial Securites, LLC June 2015 - Present
Pensionmark Retirement Group September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors January 2005 - Present
LPL Financial September 2014 - June 2015
Financial Telesis, Inc. January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Securities America March 1999 - December 2010
Securities America Advisors, Inc. March 1999 - December 2010
First Harbor Group, LLC 1998 - December 2010
Skills
Retirement Plan..., 401k, 403 b, Fiduciary Services, Non-Qualified Deferred..., Retirement Savings, Cost Savings, Employee Benefits, Health Insurance, Disability Insurance, Life Insurance, Dental Insurance, Vision Insurance, Long Term Care Insurance, Critical Illness, Voluntary Employee..., Health Savings Accounts, Benefits Administration, Online Enrollment, Cost Control, HRIS, Management, Leadership
Education
University of Houston, C.T. Bauer College of Business
Business
Roxanne Waterman's Securities America Advisors, Inc. Experience 2003 - Present
Job Investment Advisor Representative at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America Advisors, Inc. 2003 - Present
Alliance I National Marketing Co. 1999 - Present
Securities America, Inc. Member FINRA/SIPC 1994 - Present
Waterman & Associates Inc. 1986 - Present
Skills
Insurance, Customer Service, Employee Benefits, Small Business, Entrepreneurship, Strategic Planning, Strategy, Team Building, Leadership Development, Coaching, Sales, Public Speaking, Project Planning, Marketing, Leadership, Management, Accounting, Start-ups, Strategic Financial..., Sales Management, Training, Fundraising, Business Planning, Estate Planning, Nonprofits, Account Management, Financial Planning
Education
Portland State University 1975 — 1979
Bachelor of Applied Science (BASc), Education
University of Oregon 1961 — 1964
Klamath Union High School
Securities America Advisors, Inc. 2003 - Present
Alliance I National Marketing Co. 1999 - Present
Securities America, Inc. Member FINRA/SIPC 1994 - Present
Waterman & Associates Inc. 1986 - Present
Skills
Insurance, Customer Service, Employee Benefits, Small Business, Entrepreneurship, Strategic Planning, Strategy, Team Building, Leadership Development, Coaching, Sales, Public Speaking, Project Planning, Marketing, Leadership, Management, Accounting, Start-ups, Strategic Financial..., Sales Management, Training, Fundraising, Business Planning, Estate Planning, Nonprofits, Account Management, Financial Planning
Education
Portland State University 1975 — 1979
Bachelor of Applied Science (BASc), Education
University of Oregon 1961 — 1964
Klamath Union High School
Ann Marie Joyce's Securities America Advisors, Inc. Experience February 2008 - March 2011
Job Registered Representative at Innovative Financial Group
Industry Financial Services
Experience
Innovative Financial Group September 2013 - Present
Capital Financial Group March 2011 - December 2011
MassMutual Financial Group March 2011 - December 2011
Securities America Advisors, Inc. February 2008 - March 2011
First Tennessee Bank 1998 - 1999
Education
Boston University 2005 — 2007
Financial Planning, Certified Financial Planning
Texas State University 1987 — 1990
BBA, Marketing, Finance
Innovative Financial Group September 2013 - Present
Capital Financial Group March 2011 - December 2011
MassMutual Financial Group March 2011 - December 2011
Securities America Advisors, Inc. February 2008 - March 2011
First Tennessee Bank 1998 - 1999
Education
Boston University 2005 — 2007
Financial Planning, Certified Financial Planning
Texas State University 1987 — 1990
BBA, Marketing, Finance
Krishneel Krishna's Securities America Advisors, Inc. Experience September 2010 - March 2011
Job Investment Officer at CalPERS
Industry Investment Management
Experience
CalPERS March 2015 - Present
California State Board of Equalization July 2013 - February 2015
State Street July 2011 - June 2013
Securities America Advisors, Inc. September 2010 - March 2011
Navion Financial Advisors, LLC August 2010 - March 2011
Morgan Stanley Smith Barney March 2010 - June 2010
Education
University of California, Davis
Bachelor of Arts, Economics
CalPERS March 2015 - Present
California State Board of Equalization July 2013 - February 2015
State Street July 2011 - June 2013
Securities America Advisors, Inc. September 2010 - March 2011
Navion Financial Advisors, LLC August 2010 - March 2011
Morgan Stanley Smith Barney March 2010 - June 2010
Education
University of California, Davis
Bachelor of Arts, Economics
Sam Mccord's Securities America Advisors, Inc. Experience June 1997 - December 2007
Job ins. agent
Industry Insurance
Experience
Self-employed May 1980 - Present
Securities America Advisors, Inc. June 1997 - December 2007
First American National Securities July 1983 - June 2007
Education
Edna High School And Florida State Un. 1954 — 1958
Florida State University
Self-employed May 1980 - Present
Securities America Advisors, Inc. June 1997 - December 2007
First American National Securities July 1983 - June 2007
Education
Edna High School And Florida State Un. 1954 — 1958
Florida State University
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY