Securities America Inc.
Industry: Company
DescriptionHeadquarters: La Vista, NE CFO: David Vaughan General counsel: Kevin Miller Founded: 1984 Parent organizations: Ameriprise Financial, Securities America Financial Corporation, Ladenburg Thalmann Subsidiaries: Evolution Financial Advisors,
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Securities America Inc. Employees
Employee
Years
Job
Industry
Charles Womble Charles Womble's Securities America Inc. Experience October 2006 - February 2012
Job Investment BrokerRetired
Industry Financial Services
Experience
N/A February 2012 - Present
Retired Securities Amercia, inc February 2012 - Present
Securities America, inc October 2006 - February 2012
Walnut Street Securities, Inc April 1997 - October 2009
Skills
Customer Service, Asset Management, Retirement, Financial Analysis, Microsoft Office, Microsoft Excel, Strategic Planning, Investments, Management, Business Analysis, Negotiation, Business Strategy, Leadership, Finance, Operations Management
Education
St Louis Banking Instutite 1992 — 1995
College Credit, Accounting and Business/Management
The University of Texas at Arlington 1969 — 1971
Attended, Accounting and Business/Management
N/A February 2012 - Present
Retired Securities Amercia, inc February 2012 - Present
Securities America, inc October 2006 - February 2012
Walnut Street Securities, Inc April 1997 - October 2009
Skills
Customer Service, Asset Management, Retirement, Financial Analysis, Microsoft Office, Microsoft Excel, Strategic Planning, Investments, Management, Business Analysis, Negotiation, Business Strategy, Leadership, Finance, Operations Management
Education
St Louis Banking Instutite 1992 — 1995
College Credit, Accounting and Business/Management
The University of Texas at Arlington 1969 — 1971
Attended, Accounting and Business/Management
Travis Allen Travis Allen's Securities America Inc. Experience July 2007 - Present
Job Certified Financial Planner
Industry Financial Services
Experience
California State Assembly December 2012 - Present
Securities America, Inc. July 2007 - Present
Wealth Strategies Group June 2001 - Present
Brookstreet Securities Corporation June 2001 - July 2007
AG Edwards & Sons Inc. March 1996 - June 2001
Skills
Investments, Strategic Planning, Wealth Management, Financial Planning, Securities, Management, Investment Advisory, Public Speaking, Financial Services, 401k, Politics, Political Campaigns, Political Consulting, Strategic Financial..., Marketing Strategy, Corporate Benefits, Fundraising, FINRA, Leadership, Investment Management, Portfolio Management, Disability Insurance, Social Media, Policy, Mortgage Lending, Health Insurance, Tax, Government, Series 24, Mutual Funds, Financial Analysis, Series 63, Project Planning, Public Relations, Valuation, Retirement Planning, Accounting, Series 7, Insurance, Public Policy, Finance
Education
California State University-Long Beach
Bachelor of Arts, Economics
California State University-Los Angeles
California State Assembly December 2012 - Present
Securities America, Inc. July 2007 - Present
Wealth Strategies Group June 2001 - Present
Brookstreet Securities Corporation June 2001 - July 2007
AG Edwards & Sons Inc. March 1996 - June 2001
Skills
Investments, Strategic Planning, Wealth Management, Financial Planning, Securities, Management, Investment Advisory, Public Speaking, Financial Services, 401k, Politics, Political Campaigns, Political Consulting, Strategic Financial..., Marketing Strategy, Corporate Benefits, Fundraising, FINRA, Leadership, Investment Management, Portfolio Management, Disability Insurance, Social Media, Policy, Mortgage Lending, Health Insurance, Tax, Government, Series 24, Mutual Funds, Financial Analysis, Series 63, Project Planning, Public Relations, Valuation, Retirement Planning, Accounting, Series 7, Insurance, Public Policy, Finance
Education
California State University-Long Beach
Bachelor of Arts, Economics
California State University-Los Angeles
Lourdes Miyamoto Lourdes Miyamoto's Securities America Inc. Experience July 2001 - September 2002
Job CFO at VentureClef, LLC
Industry Financial Services
Experience
VentureClef, LLC April 2015 - Present
CFOsite June 2010 - Present
McCrone & Co., CPA January 2014 - April 2014
City & County of San Francisco October 2011 - March 2013
Radiance Technologies, Inc. October 2008 - June 2009
Radiance Technologies, Inc. - acquired by Comcast June 2007 - September 2008
NASA/Ames Internship Program January 2004 - December 2006
Securities America, Inc. July 2001 - September 2002
Fujitsu PC Corporation September 1996 - June 2001
Skills
Financial Analysis, Accounting, Forecasting, Account Reconciliation, Financial Accounting, General Ledger, Accounts Payable, Program Management, Strategy
Education
Santa Clara University 2005 — 2006
Master of Business Administration (MBA)
VentureClef, LLC April 2015 - Present
CFOsite June 2010 - Present
McCrone & Co., CPA January 2014 - April 2014
City & County of San Francisco October 2011 - March 2013
Radiance Technologies, Inc. October 2008 - June 2009
Radiance Technologies, Inc. - acquired by Comcast June 2007 - September 2008
NASA/Ames Internship Program January 2004 - December 2006
Securities America, Inc. July 2001 - September 2002
Fujitsu PC Corporation September 1996 - June 2001
Skills
Financial Analysis, Accounting, Forecasting, Account Reconciliation, Financial Accounting, General Ledger, Accounts Payable, Program Management, Strategy
Education
Santa Clara University 2005 — 2006
Master of Business Administration (MBA)
Chloé Davidson Chloé Davidson's Securities America Inc. Experience May 2015 - Present
Job Young Professional
Industry Higher Education
Experience
Securities America Inc. May 2015 - Present
First National Bank of Omaha March 2015 - May 2015
Elite Exteriors June 2014 - September 2014
University of Nebraska at Omaha August 2013 - June 2014
Nebraska Furniture Mart August 2011 - June 2014
University of Nebraska at Omaha July 2012 - January 2013
CD Tradepost March 2012 - July 2012
Wahoo State Bank July 2010 - July 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Budgets, Social Media, Teamwork, Time Management, Social Networking, Marketing, Event Planning, Leadership
Education
University of Nebraska at Omaha 2011 — 2015
Bachelor’s Degree, Economics, Finance, Marketing, International Business, 3.844
L-Università ta' Malta 2014 — 2014
International Finance
Tartu Ülikool 2013 — 2013
Economics
Securities America Inc. May 2015 - Present
First National Bank of Omaha March 2015 - May 2015
Elite Exteriors June 2014 - September 2014
University of Nebraska at Omaha August 2013 - June 2014
Nebraska Furniture Mart August 2011 - June 2014
University of Nebraska at Omaha July 2012 - January 2013
CD Tradepost March 2012 - July 2012
Wahoo State Bank July 2010 - July 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Budgets, Social Media, Teamwork, Time Management, Social Networking, Marketing, Event Planning, Leadership
Education
University of Nebraska at Omaha 2011 — 2015
Bachelor’s Degree, Economics, Finance, Marketing, International Business, 3.844
L-Università ta' Malta 2014 — 2014
International Finance
Tartu Ülikool 2013 — 2013
Economics
Nathan Bergeland Nathan Bergeland's Securities America Inc. Experience August 2009 - Present
Job CEO at SuccessQuest International, LLC
Industry Computer Software
Experience
SuccessQuest International LLC January 2011 - Present
Securities America, Inc. August 2009 - Present
Partners Advantage Insurance Services, LLC 2007 - Present
USAdvisors Network Insurance Agency January 2006 - Present
USAdvisors Network, LLC January 1984 - Present
Financial Network Investment Corp. January 1991 - July 2009
Waddell and Reed January 1981 - December 1984
Skills
Referral Networking, Business Development..., Brokerage/Insurance..., Securities, Banking, Mergers, Retirement Planning, Financial Planning, Strategic Financial..., Consulting, Business Development
Education
College for Financial Planning 1987 — 1993
MS, Financial Planning
St. Olaf College 1976 — 1980
BA, Economics
SuccessQuest International LLC January 2011 - Present
Securities America, Inc. August 2009 - Present
Partners Advantage Insurance Services, LLC 2007 - Present
USAdvisors Network Insurance Agency January 2006 - Present
USAdvisors Network, LLC January 1984 - Present
Financial Network Investment Corp. January 1991 - July 2009
Waddell and Reed January 1981 - December 1984
Skills
Referral Networking, Business Development..., Brokerage/Insurance..., Securities, Banking, Mergers, Retirement Planning, Financial Planning, Strategic Financial..., Consulting, Business Development
Education
College for Financial Planning 1987 — 1993
MS, Financial Planning
St. Olaf College 1976 — 1980
BA, Economics
Kathy Smith-Wood Kathy Smith-Wood's Securities America Inc. Experience December 2009 - May 2012
Job Securities America
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC February 2015 - Present
Securities America, Inc. Member FINRA/SIPC May 2012 - February 2015
Securities America Inc December 2009 - May 2012
Securities America Inc August 2009 - December 2009
Securities America Inc October 2008 - August 2009
Securities America Inc October 2007 - October 2008
Bank of the West October 2006 - October 2007
Bank of the West October 2006 - October 2007
Downing, Alexander & Wood, PC May 2004 - May 2006
Commercial Federal bank October 1999 - May 2004
Skills
Finance, Investments, Mutual Funds, Securities, Investment Advisory, Retirement, Risk Management, Asset Management, Insurance
Education
Lincoln High School
Southeast Community College
Securities America, Inc. Member FINRA/SIPC February 2015 - Present
Securities America, Inc. Member FINRA/SIPC May 2012 - February 2015
Securities America Inc December 2009 - May 2012
Securities America Inc August 2009 - December 2009
Securities America Inc October 2008 - August 2009
Securities America Inc October 2007 - October 2008
Bank of the West October 2006 - October 2007
Bank of the West October 2006 - October 2007
Downing, Alexander & Wood, PC May 2004 - May 2006
Commercial Federal bank October 1999 - May 2004
Skills
Finance, Investments, Mutual Funds, Securities, Investment Advisory, Retirement, Risk Management, Asset Management, Insurance
Education
Lincoln High School
Southeast Community College
Jennifer Ahlm Jennifer Ahlm's Securities America Inc. Experience July 2015 - Present
Job Senior Compliance Analyst at TD Ameritrade
Industry Financial Services
Experience
Securities America Inc. July 2015 - Present
TD Ameritrade January 2014 - July 2015
TD Ameritrade June 2011 - January 2014
TD Ameritrade May 2008 - June 2011
Skills
Compliance Advisory, Collaborative Problem..., Series 7, Series 63, Series 24, FINRA, Financial Services, Data Organization and..., Problem Solving, SharePoint, Tableau, Microsoft Excel, Workflow Prioritization, Needs Analysis, Series 4, Series 3, Series 34, FINRA Examinations
Education
Nebraska Wesleyan University 1996 — 2007
Bachelor's degree, English Language and Literature, General
Nebraska Wesleyan University 1996 — 2007
Bachelor of Arts in English, English
Securities America Inc. July 2015 - Present
TD Ameritrade January 2014 - July 2015
TD Ameritrade June 2011 - January 2014
TD Ameritrade May 2008 - June 2011
Skills
Compliance Advisory, Collaborative Problem..., Series 7, Series 63, Series 24, FINRA, Financial Services, Data Organization and..., Problem Solving, SharePoint, Tableau, Microsoft Excel, Workflow Prioritization, Needs Analysis, Series 4, Series 3, Series 34, FINRA Examinations
Education
Nebraska Wesleyan University 1996 — 2007
Bachelor's degree, English Language and Literature, General
Nebraska Wesleyan University 1996 — 2007
Bachelor of Arts in English, English
Travis Plummer Travis Plummer's Securities America Inc. Experience July 2015 - Present
Job Fee Analyst/Floater at Securities America, Inc. Working with spreadsheets, reports, numbers, and, of course, people.
Industry Research
Experience
Securities America Inc. July 2015 - Present
Securities America Inc. November 2014 - July 2015
Witt O'Brien's February 2014 - June 2014
CityStaff, Inc. November 2013 - June 2014
TJ Anderson Abstracting, Inc. July 2013 - November 2013
T.J. Anderson Abstracting, Inc. August 2012 - July 2013
Affiliated Foods Midwest September 2004 - August 2008
Skills
Microsoft Office, Microsoft Word, Data Entry, Proofreading, Writing, Microsoft Excel, Ethics, Critical Thinking, Creative Problem Solving, Close Attention to..., Philosophy, Employee Training, Communication, Typing, Internet, Basic HTML, High Organizational..., Strong Communication..., Fast Learner, Team Leadership, Enthusiastic..., Computer Hardware..., Computer Software..., Process Focused
Education
University of Nebraska at Omaha 2008 — 2013
B.A., Philosophy, 3.87/4.00
Securities America Inc. July 2015 - Present
Securities America Inc. November 2014 - July 2015
Witt O'Brien's February 2014 - June 2014
CityStaff, Inc. November 2013 - June 2014
TJ Anderson Abstracting, Inc. July 2013 - November 2013
T.J. Anderson Abstracting, Inc. August 2012 - July 2013
Affiliated Foods Midwest September 2004 - August 2008
Skills
Microsoft Office, Microsoft Word, Data Entry, Proofreading, Writing, Microsoft Excel, Ethics, Critical Thinking, Creative Problem Solving, Close Attention to..., Philosophy, Employee Training, Communication, Typing, Internet, Basic HTML, High Organizational..., Strong Communication..., Fast Learner, Team Leadership, Enthusiastic..., Computer Hardware..., Computer Software..., Process Focused
Education
University of Nebraska at Omaha 2008 — 2013
B.A., Philosophy, 3.87/4.00
Bruce Pivar Bruce Pivar's Securities America Inc. Experience January 1996 - May 2001
Job Financial Consultant
Industry Financial Services
Experience
LPL Financial January 2009 - Present
Waterstone Financial Group May 2001 - January 2009
Securities America, Inc. January 1996 - May 2001
Skills
Retirement Planning, Insurance, Long Term Care Insurance, Bonds, Stocks, Mutual Funds, Unit Investment Trusts, IRAs, Estate Tax Planning, Savings, Retirement Savings, Wealth Management, Strategic Financial..., Investments, Risk Management, Financial Analysis, Portfolio Management, Financial Services, Finance, Alternative Investments, Financial Planning
Education
Grinnell College 1977 — 1981
BS, Biology
LPL Financial January 2009 - Present
Waterstone Financial Group May 2001 - January 2009
Securities America, Inc. January 1996 - May 2001
Skills
Retirement Planning, Insurance, Long Term Care Insurance, Bonds, Stocks, Mutual Funds, Unit Investment Trusts, IRAs, Estate Tax Planning, Savings, Retirement Savings, Wealth Management, Strategic Financial..., Investments, Risk Management, Financial Analysis, Portfolio Management, Financial Services, Finance, Alternative Investments, Financial Planning
Education
Grinnell College 1977 — 1981
BS, Biology
Troy Haenfler Troy Haenfler's Securities America Inc. Experience April 2006 - April 2007
Job Regional Sales Manager
Industry Farming
Experience
Drago Tec 2012 - Present
Roosevelt November 2010 - June 2012
Roosevelt Paper Company January 2010 - June 2012
Y-AG July 2008 - October 2010
Y-AG FARMS July 2008 - October 2010
Lone Mountain Truck Leasing March 2007 - July 2008
Lone Mountain Truck Leasing March 2007 - July 2008
SECURITIES AMERICA, INC April 2006 - April 2007
Skills
Microsoft Office, Excel, Customer Service, Word, Customer Relations, in building and..., Outside Sales, Microsoft Word, Microsoft Excel
Education
Creighton University 2006 — 2007
Master of Business Administration (MBA), Finance, General
Doane College 2002 — 2006
Bachelor of Business Administration (B.B.A.), Business Administration
Creighton University
Master, Business Administration; Finance
Doane College
Bachelor of Arts, Business Administration; Management & Marketing
Drago Tec 2012 - Present
Roosevelt November 2010 - June 2012
Roosevelt Paper Company January 2010 - June 2012
Y-AG July 2008 - October 2010
Y-AG FARMS July 2008 - October 2010
Lone Mountain Truck Leasing March 2007 - July 2008
Lone Mountain Truck Leasing March 2007 - July 2008
SECURITIES AMERICA, INC April 2006 - April 2007
Skills
Microsoft Office, Excel, Customer Service, Word, Customer Relations, in building and..., Outside Sales, Microsoft Word, Microsoft Excel
Education
Creighton University 2006 — 2007
Master of Business Administration (MBA), Finance, General
Doane College 2002 — 2006
Bachelor of Business Administration (B.B.A.), Business Administration
Creighton University
Master, Business Administration; Finance
Doane College
Bachelor of Arts, Business Administration; Management & Marketing
Lance Norquest Lance Norquest's Securities America Inc. Experience July 2015 - Present
Job Analyst III Operations Fee Team at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America Inc. July 2015 - Present
Securities America, Inc. Member FINRA/SIPC June 2014 - July 2015
Gallup September 2011 - June 2014
Skills
Series 7, Customer Experience, Market Research, Management, Financial Analysis, Social Media, Organizational..., Microsoft Excel, Investments, Leadership, Risk Management, Time Management
Education
University of Nebraska-Lincoln 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance, General
Securities America Inc. July 2015 - Present
Securities America, Inc. Member FINRA/SIPC June 2014 - July 2015
Gallup September 2011 - June 2014
Skills
Series 7, Customer Experience, Market Research, Management, Financial Analysis, Social Media, Organizational..., Microsoft Excel, Investments, Leadership, Risk Management, Time Management
Education
University of Nebraska-Lincoln 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance, General
Scott Accamando Scott Accamando's Securities America Inc. Experience April 2009 - July 2011
Job Associate Branch Manager at Lincoln Investment
Industry Financial Services
Experience
Lincoln Investment June 2015 - Present
Benchmark Financial Advisors April 2014 - June 2015
Cetera Advisors Network January 2013 - February 2014
Mid Atlantic Capital Group, Inc. August 2011 - December 2012
Securities America, Inc. April 2009 - July 2011
LPL 2002 - 2009
Wachovia Securities 2000 - 2002
Prudential Securities 1998 - 2000
Dean Witter 1996 - 1998
Skills
Investments, Financial Advisory, Recruiting, Series 7, Mutual Funds
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
MBA, Finance
Allegheny College 1989 — 1993
BA, English
Gateway High School 1986 — 1989
Moon Junior High School
Lincoln Investment June 2015 - Present
Benchmark Financial Advisors April 2014 - June 2015
Cetera Advisors Network January 2013 - February 2014
Mid Atlantic Capital Group, Inc. August 2011 - December 2012
Securities America, Inc. April 2009 - July 2011
LPL 2002 - 2009
Wachovia Securities 2000 - 2002
Prudential Securities 1998 - 2000
Dean Witter 1996 - 1998
Skills
Investments, Financial Advisory, Recruiting, Series 7, Mutual Funds
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
MBA, Finance
Allegheny College 1989 — 1993
BA, English
Gateway High School 1986 — 1989
Moon Junior High School
Stacey Otterson's Securities America Inc. Experience June 2015 - Present
Job Benefits & Payroll Specialist at Securities America
Industry Human Resources
Experience
Securities America Inc. June 2015 - Present
Embassy Suites April 2014 - June 2015
Tyson Foods, Inc. June 2009 - April 2014
Contract Work January 2009 - June 2009
THT Designs, Inc July 2006 - December 2008
Gordmans October 1999 - July 2006
Durham Western Heritage Museum May 2001 - January 2003
Skills
Recruiting, Employee Benefits, Human Resources, Training, Deferred Compensation, Performance Management, Leadership, Public Speaking, Career De, Career Counseling, Presentations, Leadership Development, superv, Social Media, Customer Service, Brand Management, Corporate Branding, Microsoft Office, Microsoft Word, Microsoft Excel, Outlook, Workplace Harassment, Discrimination, Employment..., ADA compliance, OFCCP, Compliance, I-9 Compliance, Company Newsletters, New Hire Orientations, New Hire Training, Mentoring New Hires, New Hire Processes, Employee Orientations, Food Safety, Safety, Fire Safety, Lock Out Tag Out, Fall Prevention, Event Planning, Events Coordination, FMLA, Time Management, Employee Relations, Onboarding, HRIS, Applicant Tracking..., Hiring, Interviews, HR Policies
Education
Bellevue University 2008 — 2009
Human Resource Management
University of Nebraska at Omaha 2001 — 2006
Yes, Education/History/Geography
Securities America Inc. June 2015 - Present
Embassy Suites April 2014 - June 2015
Tyson Foods, Inc. June 2009 - April 2014
Contract Work January 2009 - June 2009
THT Designs, Inc July 2006 - December 2008
Gordmans October 1999 - July 2006
Durham Western Heritage Museum May 2001 - January 2003
Skills
Recruiting, Employee Benefits, Human Resources, Training, Deferred Compensation, Performance Management, Leadership, Public Speaking, Career De, Career Counseling, Presentations, Leadership Development, superv, Social Media, Customer Service, Brand Management, Corporate Branding, Microsoft Office, Microsoft Word, Microsoft Excel, Outlook, Workplace Harassment, Discrimination, Employment..., ADA compliance, OFCCP, Compliance, I-9 Compliance, Company Newsletters, New Hire Orientations, New Hire Training, Mentoring New Hires, New Hire Processes, Employee Orientations, Food Safety, Safety, Fire Safety, Lock Out Tag Out, Fall Prevention, Event Planning, Events Coordination, FMLA, Time Management, Employee Relations, Onboarding, HRIS, Applicant Tracking..., Hiring, Interviews, HR Policies
Education
Bellevue University 2008 — 2009
Human Resource Management
University of Nebraska at Omaha 2001 — 2006
Yes, Education/History/Geography
Scott Dickerson Scott Dickerson's Securities America Inc. Experience 2004 - Present
Job
Industry Financial Services
Experience
Securities America, Inc. 2004 - Present
Navigation Financial Group January 2004 - Present
Education
Texas Tech University 1995 — 1997
BBA, Marketing
Baylor University 1993 — 1995
Securities America, Inc. 2004 - Present
Navigation Financial Group January 2004 - Present
Education
Texas Tech University 1995 — 1997
BBA, Marketing
Baylor University 1993 — 1995
Jim Hitzemann Jim Hitzemann's Securities America Inc. Experience February 2009 - Present
Job Investment Representative at Securities America, Inc
Industry Financial Services
Experience
Securities America, Inc. February 2009 - Present
Candy Wrappers August 2005 - Present
Midwest Fireworks Displays dba Omaha Pyro Pros 2007 - Present
Eagle Raceway September 2006 - Present
MetLife May 2003 - January 2009
Nebraska Raceway Park 2001 - 2005
Education
University of Nebraska at Omaha 1982 — 1984
Business
Harry A. Burke High School 1980 — 1982
Millard High School 1978 — 1980
Securities America, Inc. February 2009 - Present
Candy Wrappers August 2005 - Present
Midwest Fireworks Displays dba Omaha Pyro Pros 2007 - Present
Eagle Raceway September 2006 - Present
MetLife May 2003 - January 2009
Nebraska Raceway Park 2001 - 2005
Education
University of Nebraska at Omaha 1982 — 1984
Business
Harry A. Burke High School 1980 — 1982
Millard High School 1978 — 1980
Brandon Coblentz's Securities America Inc. Experience December 2014 - Present
Job Financial Advisor
Industry Financial Services
Experience
Securities America Inc. December 2014 - Present
Edward Jones October 2011 - August 2014
Skills
Wealth Management, Strategic Financial..., Investments, Investment Strategies, 401k, Portfolio Management, Disability Insurance, Bonds, Saving for Education, Term Life Insurance, Series 7, Whole Life, Stocks, Equities, Savings, Long-term Care, 401k Rollovers, Investment Advisory, IRAs, Retirement, Retirement Planning, Fixed Annuities, Wealth Accumulation, Life Insurance, Long Term Care Insurance, Asset Allocation, Estate Planning, Team Building
Education
Troy State University 2007 — 2008
Master of Science (M.Sc.)
Kennesaw State University 1999 — 2004
Bachelor's degree, Psychology
Securities America Inc. December 2014 - Present
Edward Jones October 2011 - August 2014
Skills
Wealth Management, Strategic Financial..., Investments, Investment Strategies, 401k, Portfolio Management, Disability Insurance, Bonds, Saving for Education, Term Life Insurance, Series 7, Whole Life, Stocks, Equities, Savings, Long-term Care, 401k Rollovers, Investment Advisory, IRAs, Retirement, Retirement Planning, Fixed Annuities, Wealth Accumulation, Life Insurance, Long Term Care Insurance, Asset Allocation, Estate Planning, Team Building
Education
Troy State University 2007 — 2008
Master of Science (M.Sc.)
Kennesaw State University 1999 — 2004
Bachelor's degree, Psychology
John Oakes John Oakes's Securities America Inc. Experience January 2008 - June 2013
Job Principal at Financial Search and Consulting, LLC
Industry Financial Services
Experience
Financial Search and Consulting, LLC July 2013 - Present
RiverNorth Mutual Funds January 2012 - Present
Securities America, Inc. January 2008 - June 2013
Utopia Funds 2006 - 2008
First Allied Securities 2006 - 2008
Wells Fargo January 2000 - December 2003
Prudential Securities April 1972 - December 1999
Skills
Asset Allocation, Retirement Planning, Financial Services, Financial Advisory, Management, Recruiting, Leadership Development, Investment Advisory, Mergers, 401k, Mergers & Acquisitions, Investments, Investment Management, Securities, Series 7, Mutual Funds, Sales, Series 63, Wealth Management, Alternative Investments, Retirement, Employee Training, FINRA, Banking, Financial Recruiting, ETFs, Investment Strategies, Series 24, Investment Banking, Fixed Annuities, Asset Management, Relationship Management, Portfolio Management, Wealth Management..., Equities
Education
Securities Industry Institute, Wharton School of Business 1986 — 1989
Graduate, Finance, General
University of Pittsburgh 1962 — 1966
BA, English, Journalism
The Peddie School 1958 — 1962
Academic, English
Financial Search and Consulting, LLC July 2013 - Present
RiverNorth Mutual Funds January 2012 - Present
Securities America, Inc. January 2008 - June 2013
Utopia Funds 2006 - 2008
First Allied Securities 2006 - 2008
Wells Fargo January 2000 - December 2003
Prudential Securities April 1972 - December 1999
Skills
Asset Allocation, Retirement Planning, Financial Services, Financial Advisory, Management, Recruiting, Leadership Development, Investment Advisory, Mergers, 401k, Mergers & Acquisitions, Investments, Investment Management, Securities, Series 7, Mutual Funds, Sales, Series 63, Wealth Management, Alternative Investments, Retirement, Employee Training, FINRA, Banking, Financial Recruiting, ETFs, Investment Strategies, Series 24, Investment Banking, Fixed Annuities, Asset Management, Relationship Management, Portfolio Management, Wealth Management..., Equities
Education
Securities Industry Institute, Wharton School of Business 1986 — 1989
Graduate, Finance, General
University of Pittsburgh 1962 — 1966
BA, English, Journalism
The Peddie School 1958 — 1962
Academic, English
Dawn Larson's Securities America Inc. Experience October 2005 - August 2009
Job Product Management Consultant at Securities America, Inc., Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc., Member FINRA/SIPC August 2009 - Present
Securities America, Inc. October 2005 - August 2009
Capital Wealth Management, LLC 2001 - 2005
Kelly Financial Group, LLC 1995 - 2001
Education
Gordon College 1995 — 1999
Bachelors, Business Administration
Kaplan University 2007 — 2008
Continuing Education, Executive Coaching Certificate
Securities America, Inc., Member FINRA/SIPC August 2009 - Present
Securities America, Inc. October 2005 - August 2009
Capital Wealth Management, LLC 2001 - 2005
Kelly Financial Group, LLC 1995 - 2001
Education
Gordon College 1995 — 1999
Bachelors, Business Administration
Kaplan University 2007 — 2008
Continuing Education, Executive Coaching Certificate
David Noffsinger David Noffsinger's Securities America Inc. Experience February 1998 - May 2000
Job Noffsinger Financial Group L.L.C.
Industry Financial Services
Experience
Noffsinger Financial Group L.L.C. January 2000 - Present
Noffsinger Financial Group L.L.C. 2000 - Present
Securities America Inc. February 1998 - May 2000
Skills
Retirement Planning, Stocks, Bonds, Mutual Funds, ETFs and Reits, Strategic Financial..., Retirement, Financial Analysis, Fixed Annuities, Financial Services, IRAs, Finance, Life Insurance, Roth IRA, FINRA, Investments, 401k, Customer Service, Management, Financial Planning, Leadership, Strategic Planning
Education
Elon University
Economics
Peninsula Catholic
Peninsula Catholic
Warthog Alum
Noffsinger Financial Group L.L.C. January 2000 - Present
Noffsinger Financial Group L.L.C. 2000 - Present
Securities America Inc. February 1998 - May 2000
Skills
Retirement Planning, Stocks, Bonds, Mutual Funds, ETFs and Reits, Strategic Financial..., Retirement, Financial Analysis, Fixed Annuities, Financial Services, IRAs, Finance, Life Insurance, Roth IRA, FINRA, Investments, 401k, Customer Service, Management, Financial Planning, Leadership, Strategic Planning
Education
Elon University
Economics
Peninsula Catholic
Peninsula Catholic
Warthog Alum
Bob Harrell Bob Harrell's Securities America Inc. Experience 2004 - 2010
Job Investment Advisor at MFA Wealth Services
Industry Financial Services
Experience
MFA Wealth Services January 2014 - Present
LPL Financial May 2011 - January 2014
Lifetime planning September 2005 - January 2014
Securities America, Inc. 2004 - 2010
Independent Capital Management October 2002 - August 2006
Skills
Wealth, Retirement, Retirement Planning, Estate Planning, Financial Advisory, Fixed Annuities, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, 401k, Asset Protection, Securities
Education
California State University-Northridge 1998 — 2001
BS, Economics and Business Managment
UC Santa Barbara
Financial Planning certificate, Financial planning
MFA Wealth Services January 2014 - Present
LPL Financial May 2011 - January 2014
Lifetime planning September 2005 - January 2014
Securities America, Inc. 2004 - 2010
Independent Capital Management October 2002 - August 2006
Skills
Wealth, Retirement, Retirement Planning, Estate Planning, Financial Advisory, Fixed Annuities, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, 401k, Asset Protection, Securities
Education
California State University-Northridge 1998 — 2001
BS, Economics and Business Managment
UC Santa Barbara
Financial Planning certificate, Financial planning
Chrisna Clark's Securities America Inc. Experience April 2014 - Present
Job Multimedia & Social Media Specialist at Securities America, Inc.
Industry Media Production
Experience
Securities America, Inc. April 2014 - Present
Complete Music 2012 - Present
Universal Information Services 2013 - 2014
The New Age Group 2011 - 2014
KMTV 2011 - 2012
Journal Broadcast Group 2011 - 2012
Omaha Symphony 2010 - 2011
The Morning Blend Show 2010 - 2011
Skills
Music, Video Production, Final Cut Pro, Blogging, Social Media, Public Relations, Editing, Broadcast, Marketing, Photography, Video, Public Speaking, Graphic Design, Entertainment, Video Editing, Sound, Voice Over, Leadership, After Effects, Social Networking, Radio, Videography, Television, Media Analysis, Facebook, Social Media Marketing, New Media, Final Cut Studio, Avid, Producing, Digital Media
Education
Bellevue University
Bachelor of Arts (B.A.), Communication Arts (Mass Media Emphasis)
University of Nebraska at Kearney
Securities America, Inc. April 2014 - Present
Complete Music 2012 - Present
Universal Information Services 2013 - 2014
The New Age Group 2011 - 2014
KMTV 2011 - 2012
Journal Broadcast Group 2011 - 2012
Omaha Symphony 2010 - 2011
The Morning Blend Show 2010 - 2011
Skills
Music, Video Production, Final Cut Pro, Blogging, Social Media, Public Relations, Editing, Broadcast, Marketing, Photography, Video, Public Speaking, Graphic Design, Entertainment, Video Editing, Sound, Voice Over, Leadership, After Effects, Social Networking, Radio, Videography, Television, Media Analysis, Facebook, Social Media Marketing, New Media, Final Cut Studio, Avid, Producing, Digital Media
Education
Bellevue University
Bachelor of Arts (B.A.), Communication Arts (Mass Media Emphasis)
University of Nebraska at Kearney
Brad Hanus Brad Hanus's Securities America Inc. Experience November 2008 - June 2010
Job Compliance Officer at Bancwest Investment Services
Industry Financial Services
Experience
Bancwest Investment Services Member FINRA/SIPC March 2013 - Present
JW Cole Financial, Inc. May 2011 - February 2013
Securities America, Inc. November 2008 - June 2010
Cambridge Investment Research January 2008 - November 2008
Education
Stetson University College of Law 2010 — 2012
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Henderson State University 2003 — 2005
BA, Sociology/History
Bancwest Investment Services Member FINRA/SIPC March 2013 - Present
JW Cole Financial, Inc. May 2011 - February 2013
Securities America, Inc. November 2008 - June 2010
Cambridge Investment Research January 2008 - November 2008
Education
Stetson University College of Law 2010 — 2012
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Henderson State University 2003 — 2005
BA, Sociology/History
Chris Gryzen Chris Gryzen's Securities America Inc. Experience 2003 - 2006
Job Experienced Financial Professional
Industry Financial Services
Experience
Thrivent Financial February 2012 - February 2013
Gryzen Consulting June 2005 - August 2012
Bank of the West, a subsidiary of BNP Paribas March 2006 - January 2011
Self Employed - FINRA Arbitrator 1999 - 2011
Creighton University 2006 - 2007
Securities America, Inc. 2003 - 2006
Great American Advisors, Inc. February 1998 - March 2003
First of America Bank, now part of PNC Bank October 1995 - February 1998
Skills
Arbitration, Education, Management, Auditing, Communication Skills, Solution Development, Analysis, Delivering Results, Risk Management, Investments, Securities, FINRA, AML, Mutual Funds, Fixed Annuities, Wealth Management, Investment Advisory, Series 24, Insurance, Series 7, Financial Services, Series 63, Asset Management, Hedge Funds, Asset Allocation, Alternative Investments, Portfolio Management, Retirement, Equities, Financial Advisory, Investment Strategies, Strategic Financial..., Estate Planning, Investment Management, Fixed Income, 401k, Uniform Combined State..., Series 65, ETFs, Wealth Management..., Bonds, Options, Capital Markets
Education
Xavier University 1999 — 2002
MBA
Hope College 1991 — 1995
B.A., Economics and Business Administration
Thrivent Financial February 2012 - February 2013
Gryzen Consulting June 2005 - August 2012
Bank of the West, a subsidiary of BNP Paribas March 2006 - January 2011
Self Employed - FINRA Arbitrator 1999 - 2011
Creighton University 2006 - 2007
Securities America, Inc. 2003 - 2006
Great American Advisors, Inc. February 1998 - March 2003
First of America Bank, now part of PNC Bank October 1995 - February 1998
Skills
Arbitration, Education, Management, Auditing, Communication Skills, Solution Development, Analysis, Delivering Results, Risk Management, Investments, Securities, FINRA, AML, Mutual Funds, Fixed Annuities, Wealth Management, Investment Advisory, Series 24, Insurance, Series 7, Financial Services, Series 63, Asset Management, Hedge Funds, Asset Allocation, Alternative Investments, Portfolio Management, Retirement, Equities, Financial Advisory, Investment Strategies, Strategic Financial..., Estate Planning, Investment Management, Fixed Income, 401k, Uniform Combined State..., Series 65, ETFs, Wealth Management..., Bonds, Options, Capital Markets
Education
Xavier University 1999 — 2002
MBA
Hope College 1991 — 1995
B.A., Economics and Business Administration
John Plaza John Plaza's Securities America Inc. Experience 1987 - Present
Job at 835 Blossom Hill Road, Suite 220, San Jose, CA 95123
Industry Financial Services
Experience
Securities America, Inc. 1987 - Present
Skills
Investment Policy, Wealth Management, Investment Policy..., Wealth Preservation..., Alternative Investments, Wealth Management..., Wealth, Financial Advisory, ETFs, Investment Advisory, 529 Plans, Investment Strategies, High Net Worth..., 401k Rollovers, Management, Retirement Planning, Finance, Investments, Mutual Funds, Financial Planning, Public Speaking, Customer Service, Asset Management
Education
San Jose State University 1980 — 1983
BS, Economics
Securities America, Inc. 1987 - Present
Skills
Investment Policy, Wealth Management, Investment Policy..., Wealth Preservation..., Alternative Investments, Wealth Management..., Wealth, Financial Advisory, ETFs, Investment Advisory, 529 Plans, Investment Strategies, High Net Worth..., 401k Rollovers, Management, Retirement Planning, Finance, Investments, Mutual Funds, Financial Planning, Public Speaking, Customer Service, Asset Management
Education
San Jose State University 1980 — 1983
BS, Economics
David Beemer David Beemer's Securities America Inc. Experience December 2012 - Present
Job Owner 1st Step Financial
Industry Financial Services
Experience
Securities America, Inc. December 2012 - Present
Colonial Mortgage Group February 2009 - Present
Brokers' Service Marketing Group January 1999 - Present
1st Step Financial January 1999 - Present
Investors Security Company, Inc. January 1999 - December 2012
Sandlin for Congress December 2009 - July 2010
Carteret Mortgage October 2002 - October 2008
United States Navy June 1987 - July 1995
Skills
Mutual Funds, Term Life Insurance, Variable Annuities, Residential Mortgages, Retirement Planning, Finance, Investments
Education
United States Naval Academy 1983 — 1987
BS, Physical Science
Florida Institute of Technology 1993 — 1995
MBA, Business
Securities America, Inc. December 2012 - Present
Colonial Mortgage Group February 2009 - Present
Brokers' Service Marketing Group January 1999 - Present
1st Step Financial January 1999 - Present
Investors Security Company, Inc. January 1999 - December 2012
Sandlin for Congress December 2009 - July 2010
Carteret Mortgage October 2002 - October 2008
United States Navy June 1987 - July 1995
Skills
Mutual Funds, Term Life Insurance, Variable Annuities, Residential Mortgages, Retirement Planning, Finance, Investments
Education
United States Naval Academy 1983 — 1987
BS, Physical Science
Florida Institute of Technology 1993 — 1995
MBA, Business
Jarrod James Jarrod James's Securities America Inc. Experience January 2001 - July 2006
Job Vice President & Senior Compliance Consultant RIA Compliance Consultants, Inc.
Industry Financial Services
Experience
RIA Compliance Consultants, Inc. June 2009 - Present
RIA Compliance Consultants, Inc. July 2006 - May 2009
Securities America, Inc. January 2001 - July 2006
Education
Bellevue University 2005 — 2006
M.A. - Management, Business Management
Northwest Missouri State University 1996 — 2000
Bachelor of Science, Major in Government and Minors in Economics and Criminal Justice.
Omaha Westside High School 1992 — 1996
RIA Compliance Consultants, Inc. June 2009 - Present
RIA Compliance Consultants, Inc. July 2006 - May 2009
Securities America, Inc. January 2001 - July 2006
Education
Bellevue University 2005 — 2006
M.A. - Management, Business Management
Northwest Missouri State University 1996 — 2000
Bachelor of Science, Major in Government and Minors in Economics and Criminal Justice.
Omaha Westside High School 1992 — 1996
Mercedes Gentry Mercedes Gentry's Securities America Inc. Experience September 2015 - Present
Job Versatile Business Professional
Industry Financial Services
Experience
Securities America Inc. September 2015 - Present
TD Ameritrade 2012 - 2015
TD Ameritrade 2010 - 2012
TD Ameritrade 2006 - 2010
TD Ameritrade 2006 - 2006
TD Ameritrade 1999 - 2004
Skills
Series 7
Education
University of Nebraska at Omaha
Bachelor of Science (B.S.), Communication, General
Securities America Inc. September 2015 - Present
TD Ameritrade 2012 - 2015
TD Ameritrade 2010 - 2012
TD Ameritrade 2006 - 2010
TD Ameritrade 2006 - 2006
TD Ameritrade 1999 - 2004
Skills
Series 7
Education
University of Nebraska at Omaha
Bachelor of Science (B.S.), Communication, General
Brad Corrigan Brad Corrigan's Securities America Inc. Experience August 2008 - August 2010
Job Technology Consultant at Orion Advisor Services
Industry Financial Services
Experience
Orion Advisor Services August 2010 - Present
Securities America Inc. August 2008 - August 2010
Skills
Microsoft Office, Project Management
Education
University of Nebraska at Omaha 2004 — 2008
bb, Banking, Corporate, Finance, and Securities Law
Orion Advisor Services August 2010 - Present
Securities America Inc. August 2008 - August 2010
Skills
Microsoft Office, Project Management
Education
University of Nebraska at Omaha 2004 — 2008
bb, Banking, Corporate, Finance, and Securities Law
Nikki Jacob Nikki Jacob's Securities America Inc. Experience November 2011 - September 2015
Job Senior Accountant at United Way of the Midlands
Industry Accounting
Experience
United Way of the Midlands September 2015 - Present
Securities America Inc. November 2011 - September 2015
Securities America Inc. March 2008 - November 2011
Data Transmissions Network August 2003 - September 2007
Brite Ideas Decorating October 2006 - January 2007
Education
University of Nebraska at Omaha 2002 — 2007
Bachelor of Business Administration (B.B.A.), Accounting
United Way of the Midlands September 2015 - Present
Securities America Inc. November 2011 - September 2015
Securities America Inc. March 2008 - November 2011
Data Transmissions Network August 2003 - September 2007
Brite Ideas Decorating October 2006 - January 2007
Education
University of Nebraska at Omaha 2002 — 2007
Bachelor of Business Administration (B.B.A.), Accounting
SharonAnn Hamilton's Securities America Inc. Experience 2003 - 2009
Job Consulting with attorneys & clients for trust funding detailsEstate Settlement CoordinatorFiduciary
Industry Investment Management
Experience
The Retirement Concierge & Estate Settlement Coordinator January 2009 - Present
MindSafaris™ January 2002 - January 2009
Securities America, Inc. 2003 - 2009
American Express Financial Advisors 1982 - 2002
Skills
Strategic Financial..., Coaching, Hiking, Retirement Planning, Retirement, Wealth, Public Speaking, Writing, Writing LifePlan, Small group facilitating, Small Business, Wealth Accumulation, Budgets, Strategic Planning, Financial Analysis, Business Planning, Asset Management, Pensions, Team Building, Wealth Management, Entrepreneurship, Sales, Time Management, Finance, Financial Planning, Insurance, Customer Service, Investments, Financial Advisory, Management, Real Estate, Fixed Annuities
Education
College of Financial Planning Denver CO 1989 — 1990
MS, Financial Services
College for Financial Planning 1987 — 1988
MS, Institutional Investing
College for Financial Planning 1985 — 1987
CFP, Finanical Planning
California State University-San Bernardino - College of Business and Public Administration 1979 — 1980
MBA, Organizational Behavor
The Retirement Concierge & Estate Settlement Coordinator January 2009 - Present
MindSafaris™ January 2002 - January 2009
Securities America, Inc. 2003 - 2009
American Express Financial Advisors 1982 - 2002
Skills
Strategic Financial..., Coaching, Hiking, Retirement Planning, Retirement, Wealth, Public Speaking, Writing, Writing LifePlan, Small group facilitating, Small Business, Wealth Accumulation, Budgets, Strategic Planning, Financial Analysis, Business Planning, Asset Management, Pensions, Team Building, Wealth Management, Entrepreneurship, Sales, Time Management, Finance, Financial Planning, Insurance, Customer Service, Investments, Financial Advisory, Management, Real Estate, Fixed Annuities
Education
College of Financial Planning Denver CO 1989 — 1990
MS, Financial Services
College for Financial Planning 1987 — 1988
MS, Institutional Investing
College for Financial Planning 1985 — 1987
CFP, Finanical Planning
California State University-San Bernardino - College of Business and Public Administration 1979 — 1980
MBA, Organizational Behavor
Brandon McKee Brandon McKee's Securities America Inc. Experience July 2015 - Present
Job at
Industry Financial Services
Experience
Securities America Inc. July 2015 - Present
Securities America, Inc. Member FINRA/SIPC September 2014 - Present
CLS Investments, LLC November 2013 - September 2014
Pottawattamie County August 2012 - December 2012
Skills
Finance, Regulatory Compliance, International Law, Securities, Investments, Financial Services, Microsoft Excel, Risk Management, Microsoft Office
Education
Creighton University School of Law 2010 — 2013
Juris Doctor, Law
Old Dominion University 2005 — 2010
Bachelor of Science (B.S.), Political Science and Government
Securities America Inc. July 2015 - Present
Securities America, Inc. Member FINRA/SIPC September 2014 - Present
CLS Investments, LLC November 2013 - September 2014
Pottawattamie County August 2012 - December 2012
Skills
Finance, Regulatory Compliance, International Law, Securities, Investments, Financial Services, Microsoft Excel, Risk Management, Microsoft Office
Education
Creighton University School of Law 2010 — 2013
Juris Doctor, Law
Old Dominion University 2005 — 2010
Bachelor of Science (B.S.), Political Science and Government
Jenny Pitkin (Etters) Jenny Pitkin (Etters)'s Securities America Inc. Experience June 2015 - Present
Job Sales Coordinator Financial Institution Division
Industry Financial Services
Experience
Securities America Inc. June 2015 - Present
Sunset West Volleyball Club November 2013 - Present
Securities America, Inc. Member FINRA/SIPC March 2013 - June 2015
Securities America, Inc. Member FINRA/SIPC February 2012 - March 2013
Mertins Wealth Services August 2010 - January 2012
Skills
Customer Service, CRM, Microsoft Office, Team Building, Coaching, Social Networking, Event Planning, Team Leadership, System Administration, Blogging, Customer Relations, Documentation, Fundraising, Inventory, Record Keeping, Lotus Notes, Newsletters, Organizing, Photoshop, Problem Solving, Quality Assurance, Adobe Acrobat, Web, Presenter
Education
Pensacola State College
Pensacola, FL - General Studies AA, with Legal emphasis
Escambia High School
Pensacola, FL
Securities America Inc. June 2015 - Present
Sunset West Volleyball Club November 2013 - Present
Securities America, Inc. Member FINRA/SIPC March 2013 - June 2015
Securities America, Inc. Member FINRA/SIPC February 2012 - March 2013
Mertins Wealth Services August 2010 - January 2012
Skills
Customer Service, CRM, Microsoft Office, Team Building, Coaching, Social Networking, Event Planning, Team Leadership, System Administration, Blogging, Customer Relations, Documentation, Fundraising, Inventory, Record Keeping, Lotus Notes, Newsletters, Organizing, Photoshop, Problem Solving, Quality Assurance, Adobe Acrobat, Web, Presenter
Education
Pensacola State College
Pensacola, FL - General Studies AA, with Legal emphasis
Escambia High School
Pensacola, FL
Carlos Miranda-Monroig, ChFC's Securities America Inc. Experience July 2015 - Present
Job Investment & Financial Consultant
Industry Financial Services
Experience
Securities America Inc. July 2015 - Present
Consultiva Internacional December 2009 - July 2015
MassMutual Financial Group January 2007 - November 2009
Skills
Chartered Financial..., Investments, Financial Analysis, Life Insurance, Term Life Insurance, Long Term Care Insurance, Fixed Annuities, Variable Annuities, Indexed Annuities, Return on Investment..., Finance, Financial Advisory, Strategic Planning, Series 7, Retirement Planning, Investment Management, Insurance, Financial Services, Financial Planning
Education
The American College 2010 — 2012
Chartered Financial Consultant, Financial Planning and Services
Universidad Interamericana de Puerto Riico 2006 — 2008
MBA, Finance, General
Universidad de Puerto Rico 2000 — 2004
Bachelor’s Degree, Industrial Management
Securities America Inc. July 2015 - Present
Consultiva Internacional December 2009 - July 2015
MassMutual Financial Group January 2007 - November 2009
Skills
Chartered Financial..., Investments, Financial Analysis, Life Insurance, Term Life Insurance, Long Term Care Insurance, Fixed Annuities, Variable Annuities, Indexed Annuities, Return on Investment..., Finance, Financial Advisory, Strategic Planning, Series 7, Retirement Planning, Investment Management, Insurance, Financial Services, Financial Planning
Education
The American College 2010 — 2012
Chartered Financial Consultant, Financial Planning and Services
Universidad Interamericana de Puerto Riico 2006 — 2008
MBA, Finance, General
Universidad de Puerto Rico 2000 — 2004
Bachelor’s Degree, Industrial Management
Tiffany Talmon - Polifka's Securities America Inc. Experience April 2004 - April 2007
Job Office Manager/Financial Advisor at Arnold Weitz and Co.
Industry Financial Services
Experience
Arnold Weitz and Co. April 2007 - Present
Securities America, Inc. April 2004 - April 2007
Bank of the West April 2003 - July 2004
Famous Footwear November 2002 - April 2003
Target April 1998 - November 2002
Skills
Series 7, Uniform Combined State..., Microsoft Office, Microsoft Excel, Outlook, Microsoft Word, Financial Analysis, Investments, Mutual Funds, Retirement Planning, Portfolio Management, Series 63, Customer Service, Strategic Financial..., Securities, Time Management, Insurance, Wealth Management, Financial Advisory, Fixed Annuities, Investment Advisory, Retirement, Financial Planning
Education
University of Nebraska at Omaha 1999 — 2004
BSBA, Economics, Business Finance, Investment Science Portfolio Management
Papillion High School 1996 — 1998
Kaplan University
Arnold Weitz and Co. April 2007 - Present
Securities America, Inc. April 2004 - April 2007
Bank of the West April 2003 - July 2004
Famous Footwear November 2002 - April 2003
Target April 1998 - November 2002
Skills
Series 7, Uniform Combined State..., Microsoft Office, Microsoft Excel, Outlook, Microsoft Word, Financial Analysis, Investments, Mutual Funds, Retirement Planning, Portfolio Management, Series 63, Customer Service, Strategic Financial..., Securities, Time Management, Insurance, Wealth Management, Financial Advisory, Fixed Annuities, Investment Advisory, Retirement, Financial Planning
Education
University of Nebraska at Omaha 1999 — 2004
BSBA, Economics, Business Finance, Investment Science Portfolio Management
Papillion High School 1996 — 1998
Kaplan University
John A. Romano's Securities America Inc. Experience September 1998 - Present
Job Registered Representative at Securities America Inc.
Industry Financial Services
Experience
Securities America Inc. September 1998 - Present
Skills
Retirement, Investment Management, Investments, Strategic Financial..., Stocks, Financial Analysis, Mutual Funds, Portfolio Management, Business Analysis, Credit, Financial Modeling, Corporate Finance, Equities, Accounting, Banking, Finance, Risk Management, Dividends
Education
University of Central Florida - College of Business Administration
B.A., Business, Finance
Securities America Inc. September 1998 - Present
Skills
Retirement, Investment Management, Investments, Strategic Financial..., Stocks, Financial Analysis, Mutual Funds, Portfolio Management, Business Analysis, Credit, Financial Modeling, Corporate Finance, Equities, Accounting, Banking, Finance, Risk Management, Dividends
Education
University of Central Florida - College of Business Administration
B.A., Business, Finance
Isaac Franco, CFP® Isaac Franco, CFP®'s Securities America Inc. Experience April 1993 - Present
Job Financial Advisor
Industry Financial Services
Experience
Securities America, Inc. April 1993 - Present
Franco Financial Services USA, Inc. June 1987 - Present
Education
University of Miami 1981 — 1985
Bachelor of Business Administration (BBA), School of Business, Finance
Stuyvesant High School 1978 — 1981
Securities America, Inc. April 1993 - Present
Franco Financial Services USA, Inc. June 1987 - Present
Education
University of Miami 1981 — 1985
Bachelor of Business Administration (BBA), School of Business, Finance
Stuyvesant High School 1978 — 1981
Hansford Holt Hansford Holt's Securities America Inc. Experience January 2004 - Present
Job Registered Representative at Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. January 2004 - Present
Happy High School June 2003 - June 2004
West TX A & M University August 1976 - August 1981
Skills
IRAs, Fixed Annuities, Retirement Planning, Term Life Insurance, Public Speaking, Microsoft Office, Tax Preparation, 401k Rollovers, Life Insurance, Estate Planning, Finance, Wealth Management
Education
University of Arkansas at Fayetteville 1963 — 1972
Doctor of Education (Ed.D.), Exercise Physiology
Henderson State University 1958 — 1962
Health and Physical Education/Fitness
Securities America, Inc. January 2004 - Present
Happy High School June 2003 - June 2004
West TX A & M University August 1976 - August 1981
Skills
IRAs, Fixed Annuities, Retirement Planning, Term Life Insurance, Public Speaking, Microsoft Office, Tax Preparation, 401k Rollovers, Life Insurance, Estate Planning, Finance, Wealth Management
Education
University of Arkansas at Fayetteville 1963 — 1972
Doctor of Education (Ed.D.), Exercise Physiology
Henderson State University 1958 — 1962
Health and Physical Education/Fitness
Andi Kang, CFP®, CAP® Andi Kang, CFP®, CAP®'s Securities America Inc. Experience February 1994 - Present
Job President and Founder of Crown Wealth Management, Inc.
Industry Financial Services
Experience
Crown Wealth Management, Inc. February 1994 - Present
Securities America, Inc. February 1994 - Present
Pension/ Financial Inc. January 1997 - March 2011
Financial and Retirement Management, Inc. February 1994 - March 2007
Skills
Advisor in Philanthropy, Investment Advisory, Wealth Management, Investments, Retirement, Strategic Financial..., Portfolio Management, Strategic Planning, Financial Advisory, Retirement Planning, Public Speaking, Estate Planning, Team Building, Asset Management, Insurance
Education
University of California, Los Angeles
University of Cincinnati
Bachelor of Science (B.S.), Business, Magna Cum Laude
Crown Wealth Management, Inc. February 1994 - Present
Securities America, Inc. February 1994 - Present
Pension/ Financial Inc. January 1997 - March 2011
Financial and Retirement Management, Inc. February 1994 - March 2007
Skills
Advisor in Philanthropy, Investment Advisory, Wealth Management, Investments, Retirement, Strategic Financial..., Portfolio Management, Strategic Planning, Financial Advisory, Retirement Planning, Public Speaking, Estate Planning, Team Building, Asset Management, Insurance
Education
University of California, Los Angeles
University of Cincinnati
Bachelor of Science (B.S.), Business, Magna Cum Laude
Christopher Wosnitzer Christopher Wosnitzer's Securities America Inc. Experience May 2006 - September 2010
Job Director Sales Business Development, Finance | Open to new opportunities
Industry Financial Services
Experience
Itak Heating & Cooling January 2014 - Present
Director Sales Business Development Leadership in the Greater New York City Area 2012 - Present
Albatross Property Solutions LLC December 2008 - Present
The Investment Center November 2010 - March 2011
Securities America Inc. May 2006 - September 2010
AIG SunAmerica 1999 - 2006
Skills
401k, Financial Advisory, Investments, Mutual Funds, Securities, Retirement, Investment Advisory, Asset Managment, Retirement Planning, Recruiting, Time Management, Territory Management, Territory Development, Marketing Strategy, Sales Presentations, Strategic Negotiations, Lead Generation, Sales Management, Creative Real Estate..., Key Account Development, Key Account Management, Solution Selling, Territory..., Key Account..., Finance, New Business Development, Short Sales, Foreclosures, Buyer Representation, Income Properties, Rehabbing, Rent to Own, Lease Options, Seller Financing, Talent Acquisition, Cold Calling, Setting Appointments, Sales Presentation..., Prospecting Skills, Overcome Objections, Lead Qualification, Prospecting New Accounts, Strategic Sales Plans, Territory Growth, Territory Expansion, Separately Managed..., Wrap Accounts, Registered Investment..., General Securities..., Asset Management
Education
Richard Stockton College of New Jersey 1988 — 1993
BA, Business
Stockton University
Itak Heating & Cooling January 2014 - Present
Director Sales Business Development Leadership in the Greater New York City Area 2012 - Present
Albatross Property Solutions LLC December 2008 - Present
The Investment Center November 2010 - March 2011
Securities America Inc. May 2006 - September 2010
AIG SunAmerica 1999 - 2006
Skills
401k, Financial Advisory, Investments, Mutual Funds, Securities, Retirement, Investment Advisory, Asset Managment, Retirement Planning, Recruiting, Time Management, Territory Management, Territory Development, Marketing Strategy, Sales Presentations, Strategic Negotiations, Lead Generation, Sales Management, Creative Real Estate..., Key Account Development, Key Account Management, Solution Selling, Territory..., Key Account..., Finance, New Business Development, Short Sales, Foreclosures, Buyer Representation, Income Properties, Rehabbing, Rent to Own, Lease Options, Seller Financing, Talent Acquisition, Cold Calling, Setting Appointments, Sales Presentation..., Prospecting Skills, Overcome Objections, Lead Qualification, Prospecting New Accounts, Strategic Sales Plans, Territory Growth, Territory Expansion, Separately Managed..., Wrap Accounts, Registered Investment..., General Securities..., Asset Management
Education
Richard Stockton College of New Jersey 1988 — 1993
BA, Business
Stockton University
David Spinar David Spinar's Securities America Inc. Experience August 1996 - August 2007
Job Associate Vice President Financial Advisor at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management August 2008 - Present
Wells Fargo Advisors LLC August 2007 - November 2009
Securities America, Inc. August 1996 - August 2007
Education
University of Nebraska College of Law 1993 — 1996
JD, Law
University of Nebraska-Lincoln 1989 — 1993
Bachelor of Science (B.S.), Biology
RBC Wealth Management August 2008 - Present
Wells Fargo Advisors LLC August 2007 - November 2009
Securities America, Inc. August 1996 - August 2007
Education
University of Nebraska College of Law 1993 — 1996
JD, Law
University of Nebraska-Lincoln 1989 — 1993
Bachelor of Science (B.S.), Biology
Ashley Loveall's Securities America Inc. Experience May 2007 - August 2007
Job Registered Investment Advisor Representative/Registered Principal at Managed Money Concepts, LLC
Industry Financial Services
Experience
Managed Money Concepts, LLC December 2012 - Present
Reed Smith, LLP August 2011 - April 2012
New York State Attorney General's Office February 2010 - May 2010
United States Bankruptcy Court, Western District of New York August 2009 - December 2009
Monroe County Surrogate's Court May 2009 - August 2009
Elder Law Center May 2008 - July 2008
Securities America, Inc. May 2007 - August 2007
Regulatory Management Counselors, P.C. January 2007 - August 2007
Education
State University of New York at Buffalo - Law School 2008 — 2010
J.D.
Ave Maria School of Law 2007 — 2008
J.D.
Michigan State University - The Eli Broad College of Business 2003 — 2007
B.A., General Business Administration, Pre-law
Managed Money Concepts, LLC December 2012 - Present
Reed Smith, LLP August 2011 - April 2012
New York State Attorney General's Office February 2010 - May 2010
United States Bankruptcy Court, Western District of New York August 2009 - December 2009
Monroe County Surrogate's Court May 2009 - August 2009
Elder Law Center May 2008 - July 2008
Securities America, Inc. May 2007 - August 2007
Regulatory Management Counselors, P.C. January 2007 - August 2007
Education
State University of New York at Buffalo - Law School 2008 — 2010
J.D.
Ave Maria School of Law 2007 — 2008
J.D.
Michigan State University - The Eli Broad College of Business 2003 — 2007
B.A., General Business Administration, Pre-law
Mark Lucaccioni CFP®'s Securities America Inc. Experience January 1995 - June 1998
Job Principal at Prairie Sky Financial Group
Industry Financial Services
Experience
Prairie Sky Financial Group August 2014 - Present
Prairie Rock Financial Group September 2009 - Present
CUNA Mutual Group June 1998 - September 2009
Securities America, Inc. January 1995 - June 1998
Skills
Certified Financial..., Asset Managment, Retirement Planning, Investments, Long-term Care, Investment Advisory, Strategic Financial..., Mutual Funds, Estate Planning, Asset Allocation, Insurance, Wealth Management, Investment Management, Alternative Investments, 401k, Series 24, Series 7, Series 63, Series 66
Education
DePaul University 2000 — 2002
CFP, Financial
Loyola University of Chicago 1981 — 1983
BS, Bio-chemistry
Saint Mary's University of Minnesota 1978 — 1981
BS, Biology
Prairie Sky Financial Group August 2014 - Present
Prairie Rock Financial Group September 2009 - Present
CUNA Mutual Group June 1998 - September 2009
Securities America, Inc. January 1995 - June 1998
Skills
Certified Financial..., Asset Managment, Retirement Planning, Investments, Long-term Care, Investment Advisory, Strategic Financial..., Mutual Funds, Estate Planning, Asset Allocation, Insurance, Wealth Management, Investment Management, Alternative Investments, 401k, Series 24, Series 7, Series 63, Series 66
Education
DePaul University 2000 — 2002
CFP, Financial
Loyola University of Chicago 1981 — 1983
BS, Bio-chemistry
Saint Mary's University of Minnesota 1978 — 1981
BS, Biology
Mark Allen Davids Mark Allen Davids's Securities America Inc. Experience January 1998 - Present
Job Investment Advisor Representative
Industry Financial Services
Experience
Securities America, Inc. January 1998 - Present
Dorion Gray Retirement Planning January 1994 - Present
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Estate Planning, Investments, Leadership, Retirement, Portfolio Management, Insurance, Management, Financial Advisory, Finance, Financial Services, Small Business, Securities, Strategic Planning, Financial Planners, Marketing, Project Planning, Investment Management
Education
Leadership Greater McHenry County 2014 — 2015
Loyola University Chicago 1995 — 1997
CFP
University of Illinois at Urbana-Champaign 1990 — 1994
Bachelor of Arts
Securities America, Inc. January 1998 - Present
Dorion Gray Retirement Planning January 1994 - Present
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Estate Planning, Investments, Leadership, Retirement, Portfolio Management, Insurance, Management, Financial Advisory, Finance, Financial Services, Small Business, Securities, Strategic Planning, Financial Planners, Marketing, Project Planning, Investment Management
Education
Leadership Greater McHenry County 2014 — 2015
Loyola University Chicago 1995 — 1997
CFP
University of Illinois at Urbana-Champaign 1990 — 1994
Bachelor of Arts
Brent Cullenward's Securities America Inc. Experience August 2014 - Present
Job RBG Systems Administrator II at Bank of the West
Industry Information Technology and Services
Experience
Securities America Inc. August 2014 - Present
Bank of the West February 2011 - August 2014
Kiewit May 2006 - October 2010
DRI Title & Escrow July 2005 - May 2006
Great West Casualty September 1999 - December 2000
Skills
SSIS, Crystal Reports, SQL Server Management..., Visual Studio, Visual Basic, Oracle, PowerBuilder, Microsoft Reporting..., ASP.NET, C#, Access, XML, ASP, Microsoft SQL Server, SQL, Testing, HTML, VB.NET, Databases, .NET, Software Development
Education
Iowa State University 2001 — 2004
Bachelor of Science (B.S.), Management Information Systems, General
Sybase PowerBuilder Training
Securities America Inc. August 2014 - Present
Bank of the West February 2011 - August 2014
Kiewit May 2006 - October 2010
DRI Title & Escrow July 2005 - May 2006
Great West Casualty September 1999 - December 2000
Skills
SSIS, Crystal Reports, SQL Server Management..., Visual Studio, Visual Basic, Oracle, PowerBuilder, Microsoft Reporting..., ASP.NET, C#, Access, XML, ASP, Microsoft SQL Server, SQL, Testing, HTML, VB.NET, Databases, .NET, Software Development
Education
Iowa State University 2001 — 2004
Bachelor of Science (B.S.), Management Information Systems, General
Sybase PowerBuilder Training
Amanda Stricklett's Securities America Inc. Experience July 2005 - July 2007
Job Legal Executive Assistant at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC August 2011 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - July 2011
Securities America, Inc. July 2005 - July 2007
Skills
Administrative..., Series 24, Editing, Budgets
Education
Bellevue University 2008 — 2009
Bachelor, Business
Securities America, Inc. Member FINRA/SIPC August 2011 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - July 2011
Securities America, Inc. July 2005 - July 2007
Skills
Administrative..., Series 24, Editing, Budgets
Education
Bellevue University 2008 — 2009
Bachelor, Business
Justin Kathol's Securities America Inc. Experience November 2005 - July 2008
Job Financial Analyst Internal Audit at Omaha Public Power District
Industry Financial Services
Experience
Omaha Public Power District May 2011 - Present
Centris Federal Credit Union August 2008 - May 2011
Securities America, Inc. November 2005 - July 2008
Union Pacific Railroad June 2004 - November 2005
Union Pacific Railroad May 2000 - June 2004
Education
University of Nebraska at Omaha 1996 — 2000
Bachelor of Business Administration (BBA), Accounting and Finance
Omaha Public Power District May 2011 - Present
Centris Federal Credit Union August 2008 - May 2011
Securities America, Inc. November 2005 - July 2008
Union Pacific Railroad June 2004 - November 2005
Union Pacific Railroad May 2000 - June 2004
Education
University of Nebraska at Omaha 1996 — 2000
Bachelor of Business Administration (BBA), Accounting and Finance
Janine Wertheim's Securities America Inc. Experience January 1984 - Present
Job President at Securities America Advisors and SVP, CMO at Securities America Inc
Industry Financial Services
Experience
Securities America Advisors, Inc. 1994 - Present
Securities America Inc January 1984 - Present
Education
Lander University 1980 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Securities America Advisors, Inc. 1994 - Present
Securities America Inc January 1984 - Present
Education
Lander University 1980 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Dr. William Hall's Securities America Inc. Experience June 1991 - Present
Job Wealth Manager
Industry Financial Services
Experience
Securities America, Inc June 1991 - Present
Securities America, Inc. Member FINRA/SIPC June 1991 - Present
Vistage International, Inc. January 2008 - November 2014
Vistage International (formerly TEC) 1968 - 2007
Skills
Strategic Planning, Business Strategy, Management Consulting
Education
University of Southern California - Marshall School of Business 1967 — 1969
Doctor of Business Administration, Management Major with minors in Finance and Economics
San Diego State University-California State University 1964 — 1966
MBA, Management
Georgia Institute of Technology 1953 — 1957
BME, Mechanical Engineering
Securities America, Inc June 1991 - Present
Securities America, Inc. Member FINRA/SIPC June 1991 - Present
Vistage International, Inc. January 2008 - November 2014
Vistage International (formerly TEC) 1968 - 2007
Skills
Strategic Planning, Business Strategy, Management Consulting
Education
University of Southern California - Marshall School of Business 1967 — 1969
Doctor of Business Administration, Management Major with minors in Finance and Economics
San Diego State University-California State University 1964 — 1966
MBA, Management
Georgia Institute of Technology 1953 — 1957
BME, Mechanical Engineering
R. Todd Holden's Securities America Inc. Experience 2009 - Present
Job Financial Consultant at Belvoir Financial Services & Library of Congress FCU
Industry Financial Services
Experience
Securities America, Inc. 2009 - Present
CrossBorder Benefits, LLC June 2007 - January 2008
MetLife 1998 - 2004
Russian Petroleum Investor 1993 - 1997
Education
Miami University 1981 — 1985
Bachelor of Science, Finance & Economics
North Central High School
Securities America, Inc. 2009 - Present
CrossBorder Benefits, LLC June 2007 - January 2008
MetLife 1998 - 2004
Russian Petroleum Investor 1993 - 1997
Education
Miami University 1981 — 1985
Bachelor of Science, Finance & Economics
North Central High School
Jeff Paiz's Securities America Inc. Experience July 2015 - Present
Job Director, Supervision Securities America
Industry Financial Services
Experience
Securities America Inc. July 2015 - Present
Securities America August 2013 - Present
TD Ameritrade June 2009 - July 2013
TD Ameritrade September 2007 - May 2009
TD Ameritrade February 2007 - September 2007
TD Ameritrade January 2006 - February 2007
Skills
Program Management, Series 7, Securities, Series 63, Financial Services, Options, Project Management, Integration, Mutual Funds, Operations Management, Business Development, Risk Management, FINRA, Portfolio Management, Wealth Management, Relationship Management, Series 24, Series 3, Uniform Combined State..., Trading, Training, Equities, Series 4, Series 66
Education
University of Nebraska-Lincoln 1991 — 1995
Securities America Inc. July 2015 - Present
Securities America August 2013 - Present
TD Ameritrade June 2009 - July 2013
TD Ameritrade September 2007 - May 2009
TD Ameritrade February 2007 - September 2007
TD Ameritrade January 2006 - February 2007
Skills
Program Management, Series 7, Securities, Series 63, Financial Services, Options, Project Management, Integration, Mutual Funds, Operations Management, Business Development, Risk Management, FINRA, Portfolio Management, Wealth Management, Relationship Management, Series 24, Series 3, Uniform Combined State..., Trading, Training, Equities, Series 4, Series 66
Education
University of Nebraska-Lincoln 1991 — 1995
Jason Swiercek's Securities America Inc. Experience May 1999 - August 2006
Job Senior Compliance Examiner at QA3
Industry Financial Services
Experience
QA3 Senior Compliance SpecialistQA3 Financial Corp2006 - Present
Securities America Inc. May 1999 - August 2006
Education
University of Nebraska at Omaha 1995 — 1999
QA3 Senior Compliance SpecialistQA3 Financial Corp2006 - Present
Securities America Inc. May 1999 - August 2006
Education
University of Nebraska at Omaha 1995 — 1999
Jim Heeney's Securities America Inc. Experience January 2010 - Present
Job Senior Vice President & Chief Operating Officer at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Securities America, Inc. January 2010 - Present
Securities America August 2008 - August 2010
Securities America June 2007 - August 2008
TD Ameritrade August 2005 - June 2007
TD Ameritrade August 2003 - July 2005
Ameritrade 1999 - 2001
Skills
Enterprise Project..., Merger & Acquisitions, Enterprise Risk..., Mutual Funds, Investments, Insurance, Asset Managment, Portfolio Management, Financial Risk, Strategic Financial..., FINRA, Alternative Investments, Due Diligence, Fixed Annuities, Estate Planning, Team Building, Project Management, Auditing, Mergers, Mergers & Acquisitions, Financial Services, Asset Management, Leadership, Management
Education
Bellevue University 1996 — 1999
Bachelor of Science in Business Administration, Business
University of Nebraska at Omaha 1987 — 1988
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Securities America, Inc. January 2010 - Present
Securities America August 2008 - August 2010
Securities America June 2007 - August 2008
TD Ameritrade August 2005 - June 2007
TD Ameritrade August 2003 - July 2005
Ameritrade 1999 - 2001
Skills
Enterprise Project..., Merger & Acquisitions, Enterprise Risk..., Mutual Funds, Investments, Insurance, Asset Managment, Portfolio Management, Financial Risk, Strategic Financial..., FINRA, Alternative Investments, Due Diligence, Fixed Annuities, Estate Planning, Team Building, Project Management, Auditing, Mergers, Mergers & Acquisitions, Financial Services, Asset Management, Leadership, Management
Education
Bellevue University 1996 — 1999
Bachelor of Science in Business Administration, Business
University of Nebraska at Omaha 1987 — 1988
Anneliese Keil's Securities America Inc. Experience 2002 - 2004
Job Vice President
Industry Financial Services
Experience
Morgan Stanley Wealth Management April 2011 - Present
LPL Financial Services April 2005 - April 2011
Securities America, Inc. 2002 - 2004
Education
University of San Diego 2004 — 2005
MBA, emphasis in Finance
University of California, Los Angeles 1993 — 1997
BA, Art History
Morgan Stanley Wealth Management April 2011 - Present
LPL Financial Services April 2005 - April 2011
Securities America, Inc. 2002 - 2004
Education
University of San Diego 2004 — 2005
MBA, emphasis in Finance
University of California, Los Angeles 1993 — 1997
BA, Art History
Sara Beller's Securities America Inc. Experience May 2004 - May 2006
Job Sr. Corporate Paralegal
Industry Legal Services
Experience
ACI Worldwide August 2013 - August 2014
1-800 CONTACTS August 2006 - January 2012
Securities America, Inc. May 2004 - May 2006
Peter Kiewit & Sons, Inc. / Kiewit Materials May 2000 - May 2004
Education
Doane College 1986 — 1990
B.A., Business and Public Administration
ACI Worldwide August 2013 - August 2014
1-800 CONTACTS August 2006 - January 2012
Securities America, Inc. May 2004 - May 2006
Peter Kiewit & Sons, Inc. / Kiewit Materials May 2000 - May 2004
Education
Doane College 1986 — 1990
B.A., Business and Public Administration
Jeremy Belfiore's Securities America Inc. Experience October 2011 - Present
Job Senior Regional Director
Industry Financial Services
Experience
Securities America Inc. October 2011 - Present
Broker Placement Group March 2010 - October 2011
NEXT Financial Group, Inc. 2008 - 2009
United Planners 2002 - 2005
Skills
Series 7, Investment Advisory, 401k, Financial Advisory, Investments, Equities, Retirement Planning, Series 63, Mutual Funds, Wealth Management, FINRA, Retirement, Fixed Annuities, Securities, Strategic Financial...
Education
Western International University 2005 — 2008
MBA, Business Management
University of Phoenix 2002 — 2005
Bachelors, Business Management
Securities America Inc. October 2011 - Present
Broker Placement Group March 2010 - October 2011
NEXT Financial Group, Inc. 2008 - 2009
United Planners 2002 - 2005
Skills
Series 7, Investment Advisory, 401k, Financial Advisory, Investments, Equities, Retirement Planning, Series 63, Mutual Funds, Wealth Management, FINRA, Retirement, Fixed Annuities, Securities, Strategic Financial...
Education
Western International University 2005 — 2008
MBA, Business Management
University of Phoenix 2002 — 2005
Bachelors, Business Management
Liz McAndrews's Securities America Inc. Experience September 2011 - April 2014
Job Lead Implementation Specialist at CAKE Corporation
Industry Retail
Experience
CAKE Corporation May 2014 - Present
Securities America, Inc September 2011 - April 2014
Pamida January 2010 - July 2011
Pamida Stores Operating Co, LLC October 2007 - May 2009
Pamida March 2005 - October 2007
Kabredlo's Gas Station December 2004 - April 2005
Maggie Moo's Ice Cream June 2002 - December 2004
Skills
Inventory Control, Retail, Inventory Management, Loss Prevention, Performance Management, Merchandising, CPFR, Retail Sales, Customer Service, Visual Merchandising, Recruiting, Store Management, Management, Software Documentation, Leadership
Education
Bellevue University 2013 — 2017
Bachelor's degree, Project Management
ITT Technical Institute 2011 — 2012
Network Systems Administration
University of Nebraska at Omaha 1999 — 2000
General Studies
CAKE Corporation May 2014 - Present
Securities America, Inc September 2011 - April 2014
Pamida January 2010 - July 2011
Pamida Stores Operating Co, LLC October 2007 - May 2009
Pamida March 2005 - October 2007
Kabredlo's Gas Station December 2004 - April 2005
Maggie Moo's Ice Cream June 2002 - December 2004
Skills
Inventory Control, Retail, Inventory Management, Loss Prevention, Performance Management, Merchandising, CPFR, Retail Sales, Customer Service, Visual Merchandising, Recruiting, Store Management, Management, Software Documentation, Leadership
Education
Bellevue University 2013 — 2017
Bachelor's degree, Project Management
ITT Technical Institute 2011 — 2012
Network Systems Administration
University of Nebraska at Omaha 1999 — 2000
General Studies
Thornton Michaux's Securities America Inc. Experience July 2003 - August 2011
Job
Industry Information Technology and Services
Experience
Velocity Performance August 2011 - September 2014
Wealthbrook Advisors August 2013 - February 2014
Securities America, Inc. July 2003 - August 2011
Old Forest Software 1999 - 2002
New York Life 1989 - 1999
Skills
Investment Strategies, Portfolio Management, IRAs, Series 24, Financial Services, Series 6, Financial Planners, Wealth, Life Insurance, Equities, Relationship Management, Series 65, FINRA, Separately Managed..., Risk Management, Pensions, ETFs, Investment Management, High Net Worth..., New Business Development, 401k, Investment Advisory, Series 63, Series 7, Retirement Planning, Lead Generation, Marketing Strategy, Business Development
Education
Auburn University 1981 — 1985
BS- Business, Marketing
Velocity Performance August 2011 - September 2014
Wealthbrook Advisors August 2013 - February 2014
Securities America, Inc. July 2003 - August 2011
Old Forest Software 1999 - 2002
New York Life 1989 - 1999
Skills
Investment Strategies, Portfolio Management, IRAs, Series 24, Financial Services, Series 6, Financial Planners, Wealth, Life Insurance, Equities, Relationship Management, Series 65, FINRA, Separately Managed..., Risk Management, Pensions, ETFs, Investment Management, High Net Worth..., New Business Development, 401k, Investment Advisory, Series 63, Series 7, Retirement Planning, Lead Generation, Marketing Strategy, Business Development
Education
Auburn University 1981 — 1985
BS- Business, Marketing
Adam Vande Ven's Securities America Inc. Experience May 2008 - Present
Job Rep Relations Specialist at Securities America Inc
Industry Financial Services
Experience
Securities America Inc May 2008 - Present
TD Ameritrade Inc February 2000 - April 2007
Education
Creighton University 1989 — 1995
BSBA, Economics
Securities America Inc May 2008 - Present
TD Ameritrade Inc February 2000 - April 2007
Education
Creighton University 1989 — 1995
BSBA, Economics
Brandon Nicklas, C(k)P®'s Securities America Inc. Experience August 2000 - Present
Job Retirement Plan Advisor at Nicklas Financial
Industry Financial Services
Experience
Nicklas Financial January 2007 - Present
Securities America, Inc. August 2000 - Present
Skills
Retirement Planning, Investments, Securities, Financial Advisory, Financial Services, Insurance, FINRA, ERISA, 401k, Retirement, Mutual Funds, Series 63, Series 7, IRAs, Business Planning, Retirement Savings, Employee Benefits, Investment Advisory
Education
Truman State University 1996 — 2000
BS, Business
Nicklas Financial January 2007 - Present
Securities America, Inc. August 2000 - Present
Skills
Retirement Planning, Investments, Securities, Financial Advisory, Financial Services, Insurance, FINRA, ERISA, 401k, Retirement, Mutual Funds, Series 63, Series 7, IRAs, Business Planning, Retirement Savings, Employee Benefits, Investment Advisory
Education
Truman State University 1996 — 2000
BS, Business
April Engelmann's Securities America Inc. Experience August 2011 - February 2014
Job Analyst II, Business Analyst, Employee Advocacy
Industry Financial Services
Experience
First National Bank of Omaha March 2014 - Present
Securities America Inc August 2011 - February 2014
Securities America, Inc. Member FINRA/SIPC May 2009 - August 2011
Tekdogan Dental Health Center PC July 2004 - April 2009
Mutual of Omaha April 1994 - July 2004
Mutual of Omaha October 2001 - July 2002
Mutual of Omaha April 1998 - October 2001
Mutual of Omaha April 1994 - April 1998
Skills
Hold Series 7, Also have ten years of..., Series 7, Strategic Financial..., Insurance
Education
University of Nebraska at Omaha
Business
First National Bank of Omaha March 2014 - Present
Securities America Inc August 2011 - February 2014
Securities America, Inc. Member FINRA/SIPC May 2009 - August 2011
Tekdogan Dental Health Center PC July 2004 - April 2009
Mutual of Omaha April 1994 - July 2004
Mutual of Omaha October 2001 - July 2002
Mutual of Omaha April 1998 - October 2001
Mutual of Omaha April 1994 - April 1998
Skills
Hold Series 7, Also have ten years of..., Series 7, Strategic Financial..., Insurance
Education
University of Nebraska at Omaha
Business
James Jenkins's Securities America Inc. Experience April 1997 - June 1998
Job Regional Leader of Operations at Railserve, Inc.
Industry Transportation/Trucking/Railroad
Experience
Railserve, Inc. June 2012 - Present
Cargill February 2008 - June 2012
JUHL Brokerage Inc September 2005 - February 2008
First Data Resources June 2005 - September 2005
PayPal October 2004 - June 2005
ConAgra Foods March 2003 - September 2004
Union Pacific Railroad June 1998 - January 2003
Securities America, Inc April 1997 - June 1998
Accent Service Company March 1995 - April 1997
First National Bank October 1991 - March 1995
Skills
Strategic Sourcing, Contract Negotiation, eSourcing, Supplier Management, Conflict Resolution, Cost Savings Initiatives, project management, SAP, Emptoris, Transportation, Freight, Rail Operations, Rail Safety, Rail, Logistics Management, Supply Chain Management, Supply Chain, Supplier Negotiation, Supplier Sourcing, Supplier Diversity, Global Sourcing, Sourcing, Contract Management, Supply Management, Continuous Improvement, Logistics, Project Management, Cost Saving Initiatives, Operations Management, Process Improvement
Education
Bellevue University 1995 — 1997
BS, Business Administration of Technical Studies
Nebraska College of Business 1991 — 1993
AA, Accounting
Nebraska College of Business 1989 — 1991
AA, Business
Railserve, Inc. June 2012 - Present
Cargill February 2008 - June 2012
JUHL Brokerage Inc September 2005 - February 2008
First Data Resources June 2005 - September 2005
PayPal October 2004 - June 2005
ConAgra Foods March 2003 - September 2004
Union Pacific Railroad June 1998 - January 2003
Securities America, Inc April 1997 - June 1998
Accent Service Company March 1995 - April 1997
First National Bank October 1991 - March 1995
Skills
Strategic Sourcing, Contract Negotiation, eSourcing, Supplier Management, Conflict Resolution, Cost Savings Initiatives, project management, SAP, Emptoris, Transportation, Freight, Rail Operations, Rail Safety, Rail, Logistics Management, Supply Chain Management, Supply Chain, Supplier Negotiation, Supplier Sourcing, Supplier Diversity, Global Sourcing, Sourcing, Contract Management, Supply Management, Continuous Improvement, Logistics, Project Management, Cost Saving Initiatives, Operations Management, Process Improvement
Education
Bellevue University 1995 — 1997
BS, Business Administration of Technical Studies
Nebraska College of Business 1991 — 1993
AA, Accounting
Nebraska College of Business 1989 — 1991
AA, Business
Courtney Reymond Travis's Securities America Inc. Experience March 2010 - September 2013
Job
Industry Financial Services
Experience
Securities America Inc. March 2010 - September 2013
Morgan Stanley Smith Barney June 1989 - August 2009
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop
Education
Temple University
Liberal Arts and Sciences, General Studies and Humanities
Securities America Inc. March 2010 - September 2013
Morgan Stanley Smith Barney June 1989 - August 2009
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop
Education
Temple University
Liberal Arts and Sciences, General Studies and Humanities
Michelle Childress, RHIT, CCS Eligible's Securities America Inc. Experience December 1996 - July 2000
Job Health Information Management
Industry Hospital & Health Care
Experience
Cigna-HealthSpring December 2014 - Present
Rush University Medical Center April 2012 - December 2014
Presence Health February 2011 - March 2012
Royal Bank of Scotland March 2006 - January 2010
Chase March 2000 - December 2005
Securities America Inc. December 1996 - July 2000
Bear Stearns & Company August 1999 - March 2000
BMO Harris Bank August 1986 - November 1996
Skills
Revenue Cycle Management, ICD-9-CM, CPT, Healthcare, HCPCS Level II, EMR, Healthcare Management, Healthcare Information..., ICD-10, Medical Billing/Coding, Banking, HCPCS, Ambulatory, Home Care, Medicare, ICD-9
Education
Moraine Valley Community College 2008 — 2014
Associate in Applied Science, Health Information Technology
Moraine Valley Community College 2008 — 2014
Associate in Applied Science Health Information Technology, Health Information Technology
Cigna-HealthSpring December 2014 - Present
Rush University Medical Center April 2012 - December 2014
Presence Health February 2011 - March 2012
Royal Bank of Scotland March 2006 - January 2010
Chase March 2000 - December 2005
Securities America Inc. December 1996 - July 2000
Bear Stearns & Company August 1999 - March 2000
BMO Harris Bank August 1986 - November 1996
Skills
Revenue Cycle Management, ICD-9-CM, CPT, Healthcare, HCPCS Level II, EMR, Healthcare Management, Healthcare Information..., ICD-10, Medical Billing/Coding, Banking, HCPCS, Ambulatory, Home Care, Medicare, ICD-9
Education
Moraine Valley Community College 2008 — 2014
Associate in Applied Science, Health Information Technology
Moraine Valley Community College 2008 — 2014
Associate in Applied Science Health Information Technology, Health Information Technology
Elizabeth Celeste's Securities America Inc. Experience June 2005 - September 2009
Job Individual & Family Services Professional
Industry Individual & Family Services
Experience
Securities America, Inc. June 2005 - September 2009
Education
Indiana University of Pennsylvania 2006 — 2010
BA, Psychology, Sociology
Securities America, Inc. June 2005 - September 2009
Education
Indiana University of Pennsylvania 2006 — 2010
BA, Psychology, Sociology
Nancy Igoe's Securities America Inc. Experience 1995 - 2001
Job Business Technical Analyst at Highmark Health Solutions
Industry Hospital & Health Care
Experience
Highmark Inc. 2014 - Present
UPMC August 2012 - September 2014
EDMC 2010 - 2012
Association of Theological Schools 2005 - 2010
University of Pittsburgh 2002 - 2005
Carnegie Mellon University 2001 - 2002
Securities America, Inc 1995 - 2001
California University of Pennsylvania 1985 - 1995
Parker/Hunter Inc 1980 - 1985
Skills
NSLDS, Student Financial Aid, Academic Administration, Title IV, FAFSA, eCollege, Higher Education, Microsoft Office, Microsoft SQL Server, SharePoint Designer, SharePoint, HTML, CSS, Business Analysis, Project Management, Access, Data Analysis, Microsoft Excel
Education
California University of Pennsylvania 1985 — 1992
Bachelor of Arts (B.A.), Humanities
California University of Pennsylvania 1985 — 1992
Bachelor of Science (B.S.), Business Administration and Management, General
Highmark Inc. 2014 - Present
UPMC August 2012 - September 2014
EDMC 2010 - 2012
Association of Theological Schools 2005 - 2010
University of Pittsburgh 2002 - 2005
Carnegie Mellon University 2001 - 2002
Securities America, Inc 1995 - 2001
California University of Pennsylvania 1985 - 1995
Parker/Hunter Inc 1980 - 1985
Skills
NSLDS, Student Financial Aid, Academic Administration, Title IV, FAFSA, eCollege, Higher Education, Microsoft Office, Microsoft SQL Server, SharePoint Designer, SharePoint, HTML, CSS, Business Analysis, Project Management, Access, Data Analysis, Microsoft Excel
Education
California University of Pennsylvania 1985 — 1992
Bachelor of Arts (B.A.), Humanities
California University of Pennsylvania 1985 — 1992
Bachelor of Science (B.S.), Business Administration and Management, General
Harry Sommers's Securities America Inc. Experience May 2015 - Present
Job Student at Creighton University's Heider College of Business
Industry Financial Services
Experience
Securities America Inc. May 2015 - Present
Nodaway Valley Bank May 2014 - December 2014
Noyes Home For Children May 2014 - September 2014
Leibowitz Menswear May 2013 - September 2013
Riverside Youth Soccer Complex May 2007 - August 2010
Skills
Problem Solving, Innovative, Etiquette, Microsoft Office, Microsoft Excel, Microsoft Word, People Skills, Teamwork, Creative, PowerPoint, Time Management, Leadership, Customer Service, Public Speaking, Multi-task & Handle...
Education
Creighton University's Heider College of Business 2013 — 2017
Bachelor of Science in Business Administration, Finance, General/ Economics, General
Securities America Inc. May 2015 - Present
Nodaway Valley Bank May 2014 - December 2014
Noyes Home For Children May 2014 - September 2014
Leibowitz Menswear May 2013 - September 2013
Riverside Youth Soccer Complex May 2007 - August 2010
Skills
Problem Solving, Innovative, Etiquette, Microsoft Office, Microsoft Excel, Microsoft Word, People Skills, Teamwork, Creative, PowerPoint, Time Management, Leadership, Customer Service, Public Speaking, Multi-task & Handle...
Education
Creighton University's Heider College of Business 2013 — 2017
Bachelor of Science in Business Administration, Finance, General/ Economics, General
Theresa Schlosser's Securities America Inc. Experience November 2008 - Present
Job Office Assistant at Securities America Inc.
Industry Financial Services
Experience
Securities America Inc. November 2008 - Present
Skills
Microsoft Office, Microsoft Excel, Customer Service, Microsoft Word, PowerPoint
Education
Bradley University 1990 — 1992
Bachelor's degree, Computer Science
Securities America Inc. November 2008 - Present
Skills
Microsoft Office, Microsoft Excel, Customer Service, Microsoft Word, PowerPoint
Education
Bradley University 1990 — 1992
Bachelor's degree, Computer Science
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY