Experience
Deloitte Transactions and Business Analytics LLP  September 2015 - Present
US Securities and Exchange Commission  February 2011 - September 2015
US Securities and Exchange Commission  January 2010 - January 2012
United States Securities and Exchange Commission  2008 - 2011
US Securities and Exchange Commission  May 2007 - December 2009
UNX  July 2006 - August 2007
Securities and Exchange Commission   September 2000 - July 2006

Skills
Financial Modeling, Quantitative Research, Quantitative Analytics, Quantitative Risk, Econometrics, Hedge Funds, Investment Management, Quantitative Finance, Equities, Financial Risk, Economics, Derivatives, Fixed Income, Capital Markets, Finance, Securities, Risk Management, Financial Analysis

Education
University of Illinois at Urbana-Champaign   1992 — 2001
Phd, Economics

Rice University   1988 — 1992
BA, Economics, Managerial Studies

Experience
Ropes & Gray LLP  January 2008 - Present
Securities and Exchange Commission   January 2004 - January 2008
Ropes & Gray LLP  September 1996 - January 2004
US Navy  May 1988 - September 1993

Skills
Litigation, Corporate Governance, Securities Litigation, Securities Regulation, Civil Litigation, FCPA, Fraud, Internal Investigations, Commercial Litigation, Dispute Resolution, Trials, White Collar Criminal..., Legal Research, Class Actions, Appeals

Education
Boston College Law School   1993 — 1996
JD (summa cum laude), Law

United States Naval Academy   1984 — 1988
BS, Mechanical Engineering

Experience
Zanck, Coen, Wright, & Saladin   July 2013 - Present
Botto Gilbert Schottland & Lancaster   February 2003 - December 2012
University of Illinois at Urbana-Champaign  August 2001 - May 2002
Securities and Exchange Commission   June 2001 - August 2001

Skills
Legal Writing, Litigation, Trials, Family Law, Criminal Law, Hearings, Research, Human Resources, Legal Research, Civil Litigation, Courts, Westlaw, Employment Law, Management, Personal Injury, Legal Issues, Workers Compensation, Legal Advice, Strategic Planning, Dispute Resolution, Motions, Public Speaking, Trial Practice, Due Diligence, Nonprofits, Immigration Law, Contract Negotiation, Criminal Defense, Employment Contracts, Litigation Management, Powers of Attorney, Torts, Commercial Litigation, Personal Injury..., Automobile Accidents, Construction Law, Municipal Law, Administrative Law, Breach Of Contract, Corporate Law, Property Law, Employment..., Business Litigation, Real Estate, Discrimination, Jury Trials, Contract Law, Product Liability, Arbitration, Appeals

Education
University of Illinois College of Law   1999 — 2002
Juris Doctor, Law

University of Illinois at Urbana-Champaign   1995 — 1999
Bachelor of Science (B.S.), Economics

Universidad Catolica de Santiago Chile
Study Abroad

Experience
Mangrove Equity Partners   September 2013 - Present
Hill Ward Henderson  August 2005 - August 2013
Carlton Fields, P.A.   February 2004 - August 2005
Orrick, Herrington & Sutcliffe LLP   2000 - 2003
Securities and Exchange Commission   1997 - 2000

Skills
Mergers, Mergers & Acquisitions, Private Equity, Private Equity &..., Corporate Governance, Securities Regulation, Corporate Law, Venture Capital

Education
Bucknell University   1990 — 1994
B.A., International Relations

American University, Washington College of Law   1994 — 1997
JD, Corporate Law; Mergers & Acquisitions; Securities

Experience
AccessData  March 2013 - Present
Cognizant Technology Solutions  July 2012 - March 2013
SirsiDynix  August 2008 - November 2012
Ascione, Heideman and McKay   August 2007 - December 2007
Securities and Exchange Commission   July 2007 - August 2007
Ohio Clean River Fuels LLC   May 2007 - June 2007
Cannon's Office   July 2006 - August 2006
NPES  May 2006 - June 2006

Skills
Contract Negotiations, Contract Review, Requests for Proposals..., Licensing, RFP, Legal Writing, Intellectual Property, Legal Research, Software Licensing, Corporate Law, Trademarks, Copyright Law, Contract Negotiation, Contract Management, Legal Issues, Mediation

Education
Brigham Young University—J. Reuben Clark Law School   2005 — 2008
Juris Doctorate, Law

Brigham Young University   2003 — 2005
M.P.P, Public Policy

Brigham Young University   1995 — 2002
B.S., Statistics and Music-Voice with a Minor in Business Managment

Experience
Peng & Weber, PLLC   June 1992 - Present
Washington State Senate  1991 - 1992
Ogden Murphy Wallace  1989 - 1991
McCarthy, Sweeney & Harkaway   1988 - 1989
Securities and Exchange Commission   1988 - 1988

Skills
Immigration Law, Public Speaking, Litigation, Project Management, WordPress, Entrepreneurship, Legal Writing, Legal Research, Community Outreach, Appeals, Research, Civil Litigation, Nonprofits, Corporate Law, Legal Issues, EB-5 Visa, Immigration Issues

Education
The George Washington University Law School   1986 — 1989
Juris Doctor (JD), Law

The College of William and Mary   1984 — 1986
Bachelor of Business Administration (BBA), Business Administration

Experience
Faie’s Pastries, Bourguiba Jalabias, J & D’s Place   January 2015 - Present
Federal Ministry of Communication Technology, Nigeria   October 2011 - Present
Securities and Exchange Commission   November 2009 - November 2010
Embassy of Nigeria   June 2007 - September 2007
Embassy of Nigeria   July 2006 - September 2006

Skills
Customer Service, Microsoft Office, Management, Research, Business Strategy, Project Planning, Social Media, Help Desk Support, WiX, Web Design, Blogging, Facebook, Web Content Management, Administrative..., Public Relations, Leadership, Analysis, PowerPoint

Education
Trinity Washington University   2015 — 2017
Masters, Communications

Igbinedion University, Okada   2005 — 2009
Bachelor's degree, Mass Communication/Media Studies

Experience
U.S. House of Representatives   May 2014 - Present
Better Markets   November 2011 - May 2014
The Law Offices of Daniel J. Hurson   September 2011 - November 2011
Securities and Exchange Commission   September 2010 - April 2011
Office of the Attorney General for the State of North Carolina   May 2010 - August 2010
University of North Carolina at Chapel Hill School of Law  May 2009 - August 2009
DyStar  July 2008 - August 2008

Skills
Corporate Law, Financial Markets, Legal Research, Legal Writing, Litigation, Policy, Securities, Securities Regulation, Westlaw, Licensing, Administrative Law

Education
Georgetown University Law Center   2011 — 2011

University of North Carolina School of Law   2008 — 2011
Juris Doctor

University of North Carolina at Chapel Hill   2004 — 2008
Bachelor of Arts, Political Science, Spanish

Experience
Ernst & Young  2013 - Present
Securities and Exchange Commission   2012 - 2012
Deloitte  2008 - 2011

Skills
Bloomberg, Microsoft Excel, Financial Analysis, Data Analysis, Financial Modeling, Valuation, SQL

Education
Boston College   2011 — 2013
MBA/MSF, Finance

Fudan University   2004 — 2008
Bachelor of Economics, Finance

Queen's University   2007 — 2007

Experience
JPMorgan Chase  July 2013 - Present
Moodys Corporation  September 2011 - Present
Bank of America Securities  June 2010 - September 2011
Deutsche Bank Securities  May 2003 - June 2010
Prudential Securities  November 2000 - May 2003
Securities and Exchange Commission   August 1997 - November 2000
New York County District Attorney's Office  August 1986 - July 1997

Skills
Securities, FINRA, AML, Compliance, Banking, Securities Regulation, Capital Markets, Internal Investigations, Securities Fraud, Securities Litigation, Risk Management, SEC, Corporate Governance, Hedge Funds, Financial Risk, Risk Assessment, Mutual Funds, Financial Regulation, Due Diligence, Corporate Law, Financial Services, FCPA, Fraud, Private Investigations, Financial Institutions, Private Equity, Securitization, Policy, Structured Finance, Anti Money Laundering

Education
Fordham University School of Law   1983 — 1986
J.D.

Columbia University in the City of New York   1977 — 1981
B.A.

Columbia University in the City of New York   1977 — 1981
ba

Gov. Livingston

Experience
Richards Kibbe & Orbe LLP  1996 - Present
Securities and Exchange Commission   1989 - 1996
Securities and Exchange Commission   1981 - 1989

Skills
Securities Regulation, Litigation, Strategy, International Relations

Education
Antioch School of Law   1978 — 1981
Doctor of Law (JD)

Hampshire College   1971 — 1975
Bachelor's degree

Experience
Duke Energy Corporation  October 2009 - Present
Samueli Institute  March 2009 - October 2009
CompSci Resources   January 2007 - March 2009
Securities and Exchange Commission   January 2007 - November 2008
Fannie Mae  2006 - 2007
Government of Ontario  August 2006 - October 2006

Skills
Architecture, SharePoint, Project Management, SDLC, Enterprise Architecture, Requirements Analysis, Integration, Databases, XML, SQL, Software Development, PMP, Scrum, Business Intelligence, Java, C#, Web Applications, Web Services, Microsoft SQL Server, Unix, Java Enterprise Edition, .NET, Software Engineering, SOA, Agile Methodologies, Software Project..., Database Design, Visio, ASP.NET, Business Process, Oracle, Systems Analysis, Agile Project Management, Solution Architecture, IT Strategy, PL/SQL, Testing, System Architecture, Requirements Gathering, Data Warehousing, Business Analysis, JavaScript, MS Project, Perl, Architectures, ETL, Software Design, Microsoft Project, Data Migration

Education
University of Saskatchewan   2001 — 2004
Masters, Computer and Electrical Engineering

University of Saskatchewan   1997 — 2001
BSc, Computer and Electrical Engineering Minor In Economics

Daneshgahe Tabriz   1992 — 1996
BSc, Mathematics and Statistics

Experience
Deloitte & Touche LLP  June 2008 - Present
AOL  October 2003 - May 2008
Deloitte & Touche LLP  June 2002 - September 2003
Securities and Exchange Commission   March 1999 - May 2002
Deloitte & Touche LLP  September 1994 - February 1999

Skills
Accounting, Auditing, Budgets, CPA, Finance, Financial Analysis, Financial Reporting, Forecasting, GAAP, Internal Controls, Leadership, Managerial Finance, Process Improvement, SEC filings, Sarbanes-Oxley Act, US GAAP

Education
Michigan State University   1990 — 1994
BA, Accounting

Experience
Grant Thornton  September 2006 - Present
Securities and Exchange Commission   May 2005 - August 2005

Skills
US GAAP, CPA, SEC filings, Internal Controls, Financial Reporting, Sarbanes-Oxley Act, GAAP, External Audit, Auditing, Financial Statements, Sarbanes-Oxley, Assurance, IFRS, Internal Audit, SEC Filings

Education
Illinois Wesleyan University   2002 — 2006
BA, Accountancy

Buffalo Grove High School   1998 — 2002

Experience
Brennan, Manna & Diamond, LLC   April 2013 - Present
Multiple Interests in Businesses   January 1977 - Present
Art Lover   1983 - 2015
Joseph D. Carney & Associates, LLC   January 1993 - April 2013
Calfee Halter & Griswold   September 1983 - January 1994
New Organization for the Visual Arts NOVA   1980 - 1985
Securities and Exchange Commission   1977 - 1984
Securities and Exchange Commission   1977 - 1983

Skills
Securities Regulation, Securities Arbitration, Securities Offerings, Arbitration, Legal Research, Litigation, Corporate Law, Creative..., New Business Development, Estate Planning, Mergers & Acquisitions, Investments, Licensing, Private Equity, Negotiation, Venture Capital, Dispute Resolution, Entrepreneurship, Real Estate, Commercial Litigation, Securities, Intellectual Property, Legal Advice, Finance, Corporate Governance, Mediation, Joint Ventures, Commercial Real Estate, Bankruptcy, Acquisitions, Due Diligence, Trade Secrets, Civil Litigation, Construction Law, Trademarks, Appeals, Torts, Class Actions, Product Liability, Dispute, White Collar Criminal..., Alternative Dispute..., Employment Law, Legal Assistance, Trial Practice, Legal Writing, Courts, Start-ups, Strategic Planning, Trusts

Education
University of California, Davis   2013 — 2013
OIV Certificate in Wine Marketing, Wine Marketing

Georgetown University   1981 — 1983
L.L. M., Securities Regulation

Boston University   1974 — 1977
M.S., School of Public Communication

Case Western Reserve University   1974 — 1977
J.D., Law

Boston University   1970 — 1974
B.A., American Economic and Political Studies

Gilmour Academy   1966 — 1970

St. Angela

Experience
Prince George's County State's Attorney's Office   June 2010 - Present
The Honorable Stephan Mickle   June 2007 - June 2009
Securities and Exchange Commission   September 2005 - June 2007
University School of Law   September 2004 - May 2005
Securities and Exchange Commission   May 2004 - September 2004
The Honorable Alexander   May 2003 - September 2003
Sullivan & Cromwell  August 1998 - June 2002

Education
Howard University School of Law   2002 — 2005
Juris Doctor

Howard University School of Law
Juris Doctor

Temple University Japan

University of Pennsylvania
Bachelor of Arts, Sociology; the Sociology of Law

University of Pennsylvania   1993 — 1997
Bachelor of Arts, Sociology

BAR ADMISSIONS

Maryland

Experience
Georgetown University Law Center  August 2013 - Present
Securities and Exchange Commission   May 2015 - July 2015
USAID  February 2015 - April 2015
Everett Gaskins Hancock LLP  May 2014 - August 2014
New Kind  March 2012 - August 2013
Dorrier Underwood   October 2011 - February 2012
One Earth Future Foundation  May 2011 - August 2011
American University  August 2010 - July 2011
Fundacion Chile XXI   March 2010 - July 2010
US Congress  September 2009 - December 2009

Skills
Microsoft Office, Spanish, Writing, Research, International..., Press Releases, International Relations, General Awesomeness, Editing, Event Planning, Facebook, Leadership, Marketing, Nonprofits, Policy, Policy Analysis, Politics, PowerPoint, Public Speaking, Social Media, Strategic Planning, Legal Research

Education
Georgetown University Law Center   2013 — 2016
Juris Doctor (J.D.), J.D. and LLM in Securities and Financial Regulation

American University   2008 — 2011
BA International Studies, International Economics, International Relations, International Economics

American University   2008 — 2011
BA, International Studies; International Economics; Spanish Language

College of Arts and Sciences   2008 — 2011
Bachelor of Arts, International Economics

School of International Service   2008 — 2011
Bachelor of Arts: International Development, Latin America

Cary Academy   2003 — 2008
High School Diploma

Experience
LRS Consulting   May 2010 - February 2014
Bill & Melinda Gates Foundation  June 2009 - February 2010
Bill & Melinda Gates Foundation  October 2003 - June 2009
Corporation for National and Community Service  1997 - 2003
Securities and Exchange Commission   October 1990 - July 1997
RJR Nabisco  1988 - 1989
Arthur Andersen  1986 - 1988

Skills
grants management, Grants, Philanthropy, Program Development, Program Evaluation, Non-profits, Capacity Building, Grant Writing, Policy Analysis, Public Policy, Program Management, Strategic Planning, Social Entrepreneurship, Organizational..., Research, Community Development, Budgets, International..., Community Outreach, Proposal Writing, Nonprofits, NGOs

Education
The Catholic University of America   1994 — 1997
MSW

Emory University   1982 — 1986
BBA

Experience
Triad Concierge IT Consulting   September 2013 - Present
Joint Personnel Recovery Agency  September 2011 - May 2013
Securities and Exchange Commission   March 2011 - April 2011
Army Materials Command   August 2010 - March 2011
Marine Corp. System Command   August 2008 - September 2009
Missile Defense Agency  October 2007 - March 2008
Department of Homeland Security  January 2006 - March 2007
mindSHIFT  July 2005 - January 2006
TSA  March 2005 - July 2005

Skills
Active Directory, Microsoft Exchange, Windows Server, VMware, DNS, Troubleshooting, Servers, System Administration, DHCP, Network Administration, XP, VPN, Hardware, Security+, Technical Support, BMC Remedy, Operating Systems, Group Policy, Laptops, VMware ESX, Disaster Recovery, Patch Management, Secure Networks, Account Administration, Software Documentation, Networking, Production Support, Remote Access, Remote Desktop, Blackberry, Windows XP Pro, Windows XP

Education
Northern Virgina Community College
General Studies

Northern Virginia Community College

Experience
MUFG Americas  June 2015 - Present
Mendes & Mount LLP  September 2011 - April 2015
Securities and Exchange Commission   February 2011 - April 2011
United States Attorney's Office, District of Columbia   June 2010 - August 2010
United States Attorney's Office, Eastern District of New York   June 2009 - August 2009
Fried Frank LLP   June 2005 - August 2008

Skills
Legal Writing, Westlaw, Legal Research, Litigation, Courts, Arbitration, Bankruptcy, Civil Litigation, Appeals, Commercial Litigation, Mediation, Lexis, Corporate Law, Microsoft Excel, Microsoft Word, Microsoft Office, Securities Regulation

Education
Saint John's University School of Law   2008 — 2011
Juris Doctor

New York University   2001 — 2005
Bachelor's degree

Experience
Delaware Department of Justice  March 2014 - Present
Richards, Layton & Finger   September 2008 - March 2014
Buchanan Ingersoll & Rooney  May 2007 - April 2008
Securities and Exchange Commission   September 2007 - December 2007
Commodity Futures Trading Commission, Office of Proceedings   January 2007 - April 2007
Gleason, Flynn, Emig & Fogleman   August 2006 - April 2007
Office of General Counsel  June 2006 - August 2006

Skills
Civil Litigation, Tax, Corporate Law, State Government, Board of Directors, Administrative Law, Litigation, Dispute Resolution, Legal Writing, Mergers & Acquisitions, Securities, Courts, Freedom of Information..., Legal Research, Accounting

Education
New York University School of Law   2011 — 2013
Graduate Tax Program, Corporate Tax

DePaul University   2010 — 2011
CPA Review Program

American University, Washington College of Law   2005 — 2008
Juris Doctor, cum laude

The University of Connecticut School of Business   2002 — 2004
M.B.A., Finance and Accounting

University of Connecticut   1998 — 2002
B.S., cum laude, Business Management

Holy Cross

Experience
University of Maryland University College  October 2011 - July 2013
Securities and Exchange Commission   August 2003 - September 2005
The National Defense University   January 2002 - August 2003
George Washington University  1998 - 2001

Skills
Information Security, Information Technology, Program Management, Risk Management, Risk Assessment, Security

Education
Northcentral University   2013 — 2016
PHD, Educational Leadership and Administration

The National Defense University   1995 — 1996
M.S., Resouce Management

Penn State University   1972 — 1976
Political Science and International Relations

Experience
Tatum, a Randstad company  February 2015 - Present
FARO Technologies  March 2006 - April 2014
Xytrans, Inc.   August 2004 - March 2006
Stromberg, LLC   June 2002 - August 2004
Securities and Exchange Commission   January 2001 - June 2002
Arrow International  April 1984 - September 1997

Skills
SEC reporting, Accounting, Internal Controls, Budgeting, IPO, Mergers, Financial Management, Financial Analysis, Strategic Planning, Financial Modeling, Credit, Process Improvement, Forecasting, Corporate Governance, Risk Management, Planning, Business Strategy, Financial Reporting, Business Planning, Cash Management, Cost Accounting, Cost Reduction, Accounts Receivable, Executive Management, Compliance, GAAP, Manufacturing, SOX, Team Building, Cash Flow, Working Capital..., Public Companies, Financial Planning, Financial Accounting, Financial Control, US GAAP, Banking Relationships, Due Diligence, Revenue Recognition, Restructuring, Corporate Finance, Cash Flow Management, Tax, Treasury Management, Consolidation, Project Planning, Sarbanes-Oxley Act, SEC filings, Mergers & Acquisitions

Education
Lehigh University
BS, MBA, Accounting and Finance

Experience
Allianz Global Corporate & Specialty (AGCS)   2014 - Present
Tressler LLP  2001 - 2013
Tressler LLP  2000 - 2001
Securities and Exchange Commission   1999 - 1999

Skills
Litigation, Trials, Courts, Appeals, Liability, Property & Casualty..., Insurance Law, Insurance, Personal Injury, Arbitration, Intellectual Property, Mediation, Litigation Management, Legal Writing, Pleadings, Insurance Coverage..., General Insurance, Commercial Insurance, Bad Faith, personal and..., Appellate Practice, Civil Litigation, Dispute Resolution

Education
DePaul University College of Law   1998 — 2001
Doctor of Law (J.D.), 3.4

Michigan State University   1994 — 1998
Bachelor of Arts (B.A.), Finance

Flat Rock High School   1990 — 1994
High School

Experience
Davis Polk & Wardwell LLP  July 2011 - Present
Securities and Exchange Commission   July 2009 - July 2011
Dechert LLP  January 1998 - June 2009
Commodity Futures Trading Commission  1983 - 1997

Skills
Securities, Derivatives, Investment Management, Legal Writing, Capital Markets, Financial Services, Corporate Law, Commodity, Litigation, Securities Regulation, Financial Regulation, Swaps, Fixed Income, Due Diligence, Commercial Litigation, Structured Finance, Structured Products, Mergers & Acquisitions, Corporate Governance, Financial Markets, Private Equity, Hedge Funds, Equities

Education
Mount Holyoke College
BA with High Honors, History, English

Rutgers University School of Law - Newark
JD, Law

Experience
Securities and Exchange Commission   2005 - Present
Fried Frank Harris Shriver & Jacobson  2003 - 2005
Fried Frank  2003 - 2005

Skills
Rulemaking, Investment Company Act, Investment Advisers Act, Securities Regulation, Mutual Funds, BDCs, ESCs, Closed End Funds, Administrative Law, APA, PRA, SEC filings, EDGAR, Closed-end Funds

Education
University of North Carolina at Chapel Hill   2000 — 2003
juris doctorate

University of Alabama at Birmingham   1997 — 2000
BA, Philosophy

Experience
Wolf Trap Foundation for the Performing Arts  July 2012 - Present
Community Foundation for Northern Virginia  March 2011 - July 2012
Signature Theatre  2002 - March 2011
Public Broadcasting Service  2002 - 2002
National Geographic Channel  2001 - 2002
Shakespeare Theatre   1998 - 2001
Wolf Trap Foundation for the Performing Arts  1997 - 1998
Kennedy Center for the Performing Arts   1997 - 1998
Securities and Exchange Commission   1995 - 1997

Skills
Fundraising, Marketing Communications, Management, Philanthropy, Grant Writing, Non-profits, Event Planning, Public Relations, Public Speaking, Editing, Event Management, Marketing, Leadership, Nonprofits, Press Releases, Strategic Planning, Grants, Program Management, Proposal Writing, Stewardship, Live Events

Education
The Hockaday School

Trinity College-Hartford
BA, Theatre and Dance

Experience
Northern Trust Hedge Fund Services  March 2014 - Present
KPMG  September 2012 - February 2014
CME Group  March 2012 - June 2012
Securities and Exchange Commission   September 2011 - March 2012
KPMG  June 2011 - August 2011
CME Group  September 2010 - May 2011
Abbott Laboratories  June 2010 - September 2010
CME Group  October 2009 - May 2010
DePaul University  June 2009 - May 2010
DePaul University  August 2009 - November 2009

Skills
Financial Services, Microsoft Excel, Accounting, Analysis, PowerPoint, Microsoft Office, Business Analysis, Finance, Customer Service, Process Improvement, Relationship Management, Financial Modeling, Business Development, Investor Relations, Budgets, Spreadsheets, Program Management, Corporate Finance, Financial Analysis, Management, CPA, Hedge Funds, Account Management, Auditing

Education
DePaul University
B.S.C., Strobel Honors Accounting, Economics, International Business, 3.72 GPA

Experience
NASA Goddard Space Flight Center  2014 - Present
NASA Headquarters  2010 - 2014
Nixon Peabody LLP  June 2009 - August 2009
Securities and Exchange Commission   June 2008 - August 2008

Skills
Policy Analysis, Intellectual Property, Legal Research, Government Contracts, Research, Securities Regulation, Corporate Law, International Business..., Technology Transfer, International Law, Public Policy, Government Procurement, Legal Writing, Administrative Law, Government, Policy, International Relations

Education
American University, Washington College of Law   2008 — 2010
JD

Cornell University, College of Arts and Sciences   2001 — 2005
BA, Sociology, Business and Organizational Studies

Experience
Greenberg Traurig, LLP  May 2014 - Present
Fredrikson & Byron  September 2012 - May 2014
FDIC  June 2010 - May 2012
The Coca-Cola Company  January 2012 - April 2012
Fredrikson & Byron, P.A   May 2011 - August 2011
Securities and Exchange Commission   August 2010 - November 2010
JP Morgan Chase Bank, NA  March 2007 - July 2009
Citibank, NA  May 2006 - March 2007
J.P. Morgan Chase Bank, NA   October 2005 - March 2006
J.P. Morgan Chase Bank, NA   September 2004 - October 2005

Skills
Corporate Law, Management, Banking, Finance, Investments, Training, FINRA licenses 6, 7, 63, 65, 24, 9, 10 - Expired 2011, Bar Admission Minnesota..., Policy, Analysis, Credit, Auditing, Business Development, Criminal Law, Nonprofits

Education
Emory University School of Law   2009 — 2012
Doctor of Law (JD), Transactional Law

DePaul University   1994 — 1997
Bachelor of Arts, Business Management

Experience
Morgan Stanley Wealth Management  March 2014 - Present
Torys LLP (New York)   September 2012 - March 2014
Mayer Brown LLP  October 2009 - September 2012
Australian Refugee Association   February 2010 - August 2010
Special Representative of the Secretary General of the United Nations for Business and Human Rights   August 2009 - February 2010
Securities and Exchange Commission   May 2007 - August 2007
Onex  May 2006 - August 2006

Skills
Securities Lending, High Net Worth..., Private Banking, Finance, Banking, Structured Finance, Leveraged Finance, Cross-border..., Capital Markets, Private Equity, Corporate Law, Credit, Financial Institutions, Loans, Restructuring, Consumer Lending, Securities Regulation

Education
The University of Western Ontario   2006 — 2009
J.D.

The University of Western Ontario - Richard Ivey School of Business   2003 — 2009
Honours Business Administration, Dean's List, Graduation with Honours

Balmoral Hall

Balmoral Hall

Experience
Hudson Bay Capital Management LLC   October 2010 - Present
US Securities and Exchange Commission  February 2010 - October 2010
Securities and Exchange Commission   May 2005 - March 2010
Securities and Exchange Commission   July 2004 - May 2005
Kostelanetz & Fink LLP  October 2002 - June 2004
Wachtell, Lipton, Rosen & Katz   October 1996 - October 2002

Skills
Securities Regulation, Litigation, Trials, Securities Litigation, Corporate Governance, Securities, Hedge Funds, Corporate Law, Commercial Litigation, Legal Writing, Internal Investigations, Legal Research, Class Actions, Civil Litigation

Education
New York University School of Law   1992 — 1995
Doctor of Law (JD)

Columbia University in the City of New York   1988 — 1992
BA, Philosophy

Solomon Schechter Day School   1976 — 1988

Experience
Winston & Strawn LLP  October 2013 - Present
Cadwalader Wickersham & Taft  January 2006 - October 2013
American Stock Exchange  2001 - 2005
Bank of America  1997 - 2001
Securities and Exchange Commission   1991 - 1997
Lane & Altman   1986 - 1991

Skills
Investment Advisers Act, Corporate Governance, Securities Regulation, Securities, Corporate Law, Arbitration, SEC, AML, Commercial Litigation, FINRA, Securities Litigation, Litigation, Legal Compliance, Cross-border..., Broker-Dealer, FCPA, Banking Law, Financial Regulation, Dodd-Frank, Licensing, White Collar Criminal..., Internal Investigations, Privacy Law, Joint Ventures, Investment Company Act, Litigation Management, Private Placements, International Law, Bankruptcy, Administrative Law, Dispute Resolution, Legal Research, Legal Advice

Education
Boston University School of Law   1980 — 1983
JD, Magna Cum Laude, Law

St. John's College   1975 — 1980
BA

Experience
International Monetary Fund (IMF)   April 2013 - Present
New York State Bar Association  2011 - Present
Harvard Law School Fund   October 2010 - Present
Securities and Exchange Commission   September 2011 - March 2013
Baach Robinson & Lewis PLLC, Washington DC   September 2010 - May 2011
Harvard Law School, Transactional Law Clinic   May 2010 - August 2010
Aluko & Oyebode  September 2008 - July 2010

Skills
Writing, Litigation, Research, Corporate Governance, Corporate Finance, Capital Markets, Financial Regulation, Housing Finance, International Finance, Arbitration, Courts, Legal Research, Mediation, Mergers & Acquisitions, Competition Law, Employment Law, International Law, Corporate Law, Commercial Litigation, Legal Writing, Legal Advice, Cross-border..., Dispute Resolution, Licensing, Intellectual Property, Joint Ventures, Entrepreneurship, Due Diligence, Securities Regulation, Alternative Dispute..., Contract Law, Privacy Law

Education
Hague Academy of International Law   2011 — 2011
Certificate, Private International Law

Harvard Law School   2009 — 2010
LL.M, Corporate Law and Governance

Nigerian Law School, Abuja   2007 — 2008
BL, Law, First Class; Ranked 2 out of 5,290

University of Nigeria
LLB, First Class Honours, Law

Experience
Securities and Exchange Commission   November 2011 - Present
Standard & Poor's   March 2005 - April 2008
Standard & Poor's   January 2000 - March 2005
Standard & Poor's   January 1992 - December 1999
Standard & Poor's   January 1989 - December 1991
Standard & Poor's   May 1987 - December 1988
GOLDMAN SACHS & CO  January 1984 - January 1986
DEAN WITTER REYNOLDS INC  January 1981 - January 1984

Skills
Portfolio Management, Fixed Income Analysis, Rating Agency Expertise, ABS, Analysis, Bonds, Alternative Investments, Asset Management, CRM, Capital Markets, Corporate Finance, Credit, Credit Analysis, Credit Risk, Derivatives, Due Diligence, Equities, Financial Analysis, Financial Markets, Financial Services, Fixed Income, Hedge Funds, Investments, Leadership, Loans, Management, Mergers & Acquisitions, Mutual Funds, Risk Management, Securitization, Structured Finance, Structured Products, Trading, Valuation

Education
New York University - Leonard N. Stern School of Business   1982 — 1987
MBA, Finance

LIU Post   1977 — 1981
B.A., Criminal Justice

Experience
Kelley School of Business  August 1996 - Present
Kelley School of Business, Indiana University  May 2009 - May 2011
Federal Reserve Bank of Kansas City  1994 - 1996
University of Washington  1987 - 1994
Securities and Exchange Commission   1992 - 1993
Council of Economic Advisors  1985 - 1986

Skills
Public Speaking

Education
The University of Chicago   1981 — 1987
Ph.D.

Indiana University Bloomington   1977 — 1981
B.A.

Experience
Federal Deposit Insurance Corporation  March 2010 - Present
Howrey LLP  September 2007 - March 2010
Dewey & LeBoeuf LLP  May 2005 - September 2007
Fulbright & Jaworski  August 1998 - April 2005
Securities and Exchange Commission   July 1996 - August 1998

Skills
FCPA, White Collar Criminal..., Litigation, Commercial Litigation, Fraud, Securities Regulation, Government, Legal Assistance, Securities, Class Actions, Criminal Law, Corporate Governance, Investigation, Appeals, Private Investigations

Education
The Catholic University of America, Columbus School of Law   1984 — 1987
JD

Experience
Justly   2015 - Present
Sullivan & Cromwell LLP  2006 - 2015
Brennan Center for Justice  August 2005 - November 2005
Securities and Exchange Commission   May 2005 - August 2005

Skills
Commercial Litigation, Securities Regulation, Government..., Litigation, Civil Litigation, Corporate Governance, Securities Litigation, Appeals, Client Counseling, Financial Institutions, Banking Law, Corporate Law, International Law, Mediation, Depositions, Bankruptcy, Local Government, Legal Advice, Management

Education
Hofstra University School of Law
J.D., Law, summa cum laude; Top 1%

Binghamton University
Bachelor of Arts (B.A.), Political Science

UCB
Comedy Writing

Experience
NearingPolymerClay   May 2015 - Present
SSAI  February 2014 - Present
Serco-NA  April 2007 - January 2014
CA  1995 - 2007
Federal Trade Commission  1995 - 2005
The Washington Consulting Group   August 1991 - February 1995
Landmark Systems  1988 - 1990
The Washington Consulting Group   June 1987 - April 1988
Wilson Hill   February 1985 - June 1987
Securities and Exchange Commission   January 1984 - January 1985

Skills
Business Intelligence, Data Analysis, Systems Analysis, Testing, Business Analysis, SDLC, Requirements Analysis, Visio, MS Project, Microsoft Office, Change Management, Requirements Gathering, Security Clearance, Enterprise Architecture, Agile Methodologies, Analysis, Program Management, Software Documentation, Project Management, Governance, Databases, Integration, Quality Assurance, SharePoint, Risk Management, Database Design, Management

Education
University of Virginia   1974 — 1978
B.A. with distinction

George Mason University
Graduate Work, Information Systems Management

Experience
NRG Energy  February 2013 - Present
Morgan Lewis & Bockius LLP  March 2008 - February 2013
Thacher Proffitt & Wood LLP  September 2005 - February 2008
Securities and Exchange Commission   September 2004 - December 2004
New York Stock Exchange, Market Surveillance   September 2004 - December 2004
Abbey Gardy, LLP   June 2004 - August 2004
Schenck, Price, Smith & King, LLP   2001 - 2002

Skills
Corporate Law, Mergers, Corporate Governance, Securities Regulation, Due Diligence, Corporate Finance, Securities, Licensing, Structured Finance, Venture Capital, Private Placements, Securities Offerings, Joint Ventures, Legal Research, Legal Writing, Private Equity, Capital Markets, Mergers & Acquisitions, Finance, Cross-border..., IPO, Legal Advice, International Law, Acquisitions, Employment Law, M&A experience, Securitization, Litigation Management, Bankruptcy, Venture Financing, Legal Compliance, Legal Assistance, Restructuring, SEC filings

Education
New York Law School   2002 — 2005
Juris Doctor, cum laude

University of Maryland College Park   1997 — 2001
Bachelor of the Arts, Psychology and Criminology

Experience
Hewlett-Packard  August 2014 - Present
WilmerHale  November 2012 - August 2014
Allen & Overy  September 2007 - November 2012
Securities and Exchange Commission   January 2007 - May 2007
Public International Law & Policy Group  January 2007 - May 2007
US Court of Federal Claims  January 2006 - May 2006
Board of Veterans' Appeals at Department of Veterans Affairs   2006 - 2006

Skills
Legal Research, Public International Law, Legal Writing, Securities Regulation, International Law, Cross-border..., Corporate Law, Mergers & Acquisitions, Corporate Governance, Legal Advice, Arbitration, Legal Assistance, Joint Ventures

Education
American University Washington College of Law   2004 — 2007

Tufts University   1999 — 2003
BA, International Relations

Experience
Fiduciary Compliance Associates LLC   January 2009 - Present
Duff Capital Advisors  June 2008 - December 2008
Moelis & Company  2007 - June 2008
UBS Dillon Read   2006 - 2007
BlackRock Financial Management  2002 - 2006
Deutsche Bank/Bankers Trust Company   1997 - 2002
EBSA, US Department of Labor   1984 - 1997
Securities and Exchange Commission   1970 - 1984

Skills
Private Equity, Compliance

Education
Brooklyn Law School   1966 — 1969
JD, Law

Cornell University   1962 — 1966

Experience
Crowell & Moring LLP  January 2006 - Present
Department of Justice -- Fraud Section   April 1998 - December 2005
U.S. Department of Justice   January 2002 - November 2003
Securities and Exchange Commission   July 1994 - March 1998

Skills
Litigation, Internal Investigations, White Collar Criminal..., Securities Regulation, Criminal Law, FCPA, Commercial Litigation, Civil Litigation, Corporate Governance, Appeals, Fraud, Trials, Corporate Law, Securities Litigation, Courts, Due Diligence, Securities, Private Investigations, Competition Law, Intellectual Property, Arbitration

Education
Duke University School of Law   1987 — 1990
JD, Law

Fordham University   1982 — 1986

Experience
Royal Bank of Canada  May 2011 - Present
New York City Environmental Control Board  March 2012 - Present
Goldman Sachs  August 2009 - June 2011
Barclays Capital  September 2008 - August 2009
Lehman Brothers  August 2002 - September 2008
Bloomberg Tradebook  2001 - 2002
Securities and Exchange Commission   2000 - 2001
US Securities and Exchange Commission  1998 - 2001

Skills
Capital Markets, Derivatives, Electronic Trading, Due Diligence, Equities, Financial Regulation, Fixed Income, Securities, Securities Regulation, Structured Finance, Structured Products, Trading Systems

Education
Brooklyn Law School   1994 — 1998
JD, Law

Cornell University   1986 — 1990
Bachelor of Science, Industrial and Labor Relations

Experience
Cummins Inc.  January 2013 - Present
Cummins, Inc  November 2010 - December 2012
Cummins, Inc  February 2008 - November 2010
Whirlpool Corporation  May 2007 - August 2007
Securities and Exchange Commission   March 2004 - March 2005

Skills
Accounting, Cost Accounting, Finance, Financial Analysis, Financial Reporting, Foreclosures, General Insurance, Variance Analysis, Forecasting, Process Improvement, Leadership

Education
Western Michigan University   2005 — 2007
MBA, Finance

University of Abuja   1998 — 2002
B.Sc, Economics

Experience
Securities and Exchange Commission   November 2014 - Present
U.S. Securities and Exchange Commission   March 2011 - November 2014
Office of the General Counsel, Securities and Exchange Commission   April 2009 - March 2011
Office of the Chairman, Securities and Exchange Commission   August 2008 - April 2009
Office of General Counsel, Securities and Exchange Commission   November 2004 - August 2008
Fried Frank  2001 - 2004
Fried Frank  2001 - 2004

Skills
Securities Regulation, Securities Litigation, Legal Research, Corporate Law, Corporate Governance, Legal Writing, Securities Offerings, Internal Investigations

Education
American University, Washington College of Law   1998 — 2001
Doctor of Law (JD)

University of North Carolina at Chapel Hill   1994 — 1998
BA, History

Experience
Securities and Exchange Commission   examinerSEC1998 - 2007

Education
American University - Kogod School of Business   1998 — 2000

Experience
Lending Club  July 2014 - Present
Capital One  July 2010 - June 2014
Capital One  October 2006 - July 2010
Securities and Exchange Commission   November 2004 - October 2006
Securities and Exchange Commission   August 2001 - November 2004

Skills
Corporate Governance, Corporate Law, Securities, Securities Regulation, Executive Compensation, Broker-Dealer, Consumer Banking, Investment Advisory, Executive Pay, Corporate Finance, Risk Management, Due Diligence, Privacy Law, Banking, Litigation Management, Legal Research, Finance

Education
Harvard Law School   1994 — 1997
Doctor of Law (JD)

Howard University   1989 — 1993
Bachelor of Arts (BA), English

Experience
Securities and Exchange Commission   February 2013 - Present
SEC  December 2010 - Present
Ernst & Young Fraud Investigations and Dispute Services   September 2001 - December 2010

Education
Sacred Heart University   1995 — 1998
Bachelor's, Accounting

Nashoba Regional High School

Experience
Securities and Exchange Commission   2010 - Present
AFSCME  February 2002 - December 2009
Institutional Shareholder Services  1997 - 2002
Center for Policy Alternatives  1992 - 1997

Skills
Asset Managment, Emerging Markets, Due Diligence, Corporate Finance, Mergers, Portfolio Management, Securities, Financial Analysis, Investor Relations, Financial Services, Financial Modeling, Executive Management, Alternative Investments, Capital Markets, Mergers & Acquisitions, Policy, Asset Management, Private Equity, Governance, Management, Economics, Educational Outreach, Securities Regulation, Financial Markets, Investment Banking, Strategy, Equities, Hedge Funds, Fixed Income, Valuation, Venture Capital, Mutual Funds

Education
East Brunswick High School

Georgetown University

Experience
Jump Trading, LLC  May 2011 - Present
NYSE Euronext  2004 - 2010
U.S. Securities and Exchange Commission   1996 - 2004
Securities and Exchange Commission   1996 - 2004
US Securities and Exchange Commission  1996 - 2004

Education
Cornell University   1977 — 1981
ba, history

New York Law School

Experience
Pet DRx Corporation  Senior Corporate CounselAutoNationAugust 2000 - June 2007
Holland & Knight LLP  May 1999 - August 2000
Shutts & Bowen LLP  September 1997 - May 1999
Securities and Exchange Commission   September 1995 - September 1997
US Securities and Exchange Commission  1995 - 1997

Education
Georgetown University Law Center   1995 — 1997
Master of Laws, Tax

American University Washington College of Law   1992 — 1995
JD

Experience
Clark Hill PLC  August 2014 - Present
Squire Patton Boggs  June 2014 - July 2014
Patton Boggs LLP  December 2003 - June 2014
Troutman Sanders LLP  2000 - 2003
U.S. Department of Justice   1992 - 2000
Securities and Exchange Commission   1989 - 1992
Bronx District Attorney  1983 - 1989

Skills
Securities Litigation, Litigation, FCPA, Securities Regulation, Enforcement, Appeals, Civil Litigation, Class Actions, Commercial Litigation, Internal Investigations, Arbitration, Trials, Trial Practice, Business Litigation, Litigation Support, Courts, Administrative Law, Criminal Defense, Corporate Governance, Criminal Law, Bankruptcy, Product Liability, Corporate Internal..., White Collar Criminal..., Law Enforcement, Fraud

Education
California Western School of Law   1979 — 1982
JD

City University of New York-John Jay College of Criminal Justice   1977 — 1979
BS, Criminal Justice/Law Enforcement Administration

Experience
S-NETWORK GLOBAL INDEXES LLC   January 2008 - Present
Bear Stearns Asset Management  March 2007 - May 2008
Bear, Stearns & Co. Inc   2007 - 2008
KENMAR ADVISORY CORP   January 2000 - January 2004
SNOW BECKER KRAUSS   January 1998 - January 2000
AMON & SABATINI   January 1994 - January 1998
BDO SEIDMAN  January 1986 - January 1993
WEIL   January 1985 - January 1986
SECURITIES AND EXCHANGE COMMISSION   January 1983 - January 1985
Cadwalader Wickersham & Taft  January 1978 - January 1983

Education
University of Michigan Law School   1975 — 1978
JD, Law

Syracuse University   1971 — 1975
A.B, Philosophy

Experience
Securities and Exchange Commission   November 2003 - Present
Investors Bank & Trust  1997 - 2003

Education
Bentley University   1993 — 1997
BS, Finance

Experience
Securities and Exchange Commission   2005 - Present
US Securities and Exchange Commission  October 2004 - Present
Baker Botts LLP  1993 - 1997
Seward & Kissel LLP  1988 - 1990

Skills
Securities Regulation, Securities, Securities Litigation, Corporate Governance, Internal Investigations, Financial Regulation, Fraud, FCPA, Corporate Law

Education
Duke University School of Law   1990 — 1993
JD, with honors

Duke University   1984 — 1988
AB, Political Science, International Relations

Experience
U.S. Bank   May 2014 - Present
Wells Fargo Bank  March 2011 - May 2014
Federal Reserve Bank of Richmond  November 2004 - March 2011
BB&T  August 2003 - November 2004
BB&T  April 2001 - July 2003
BB&T  August 1999 - March 2001
BB&T  June 1997 - July 1999
BB&T  September 1996 - January 1997
Securities and Exchange Commission   January 1995 - March 1995

Skills
FCPA, Compliance, Risk Management, Risk, FINRA, Banking, Securities, Operational Risk, Financial Risk, Risk Assessment, Financial Regulation, Insurance, Mutual Funds, Analysis, Capital Markets, Trading, AML, Executive Management, Anti Money Laundering, Financial Services

Education
Hobart and William Smith Colleges   1992 — 1996
BS, Economics

Hobart and William Smith Colleges   1992 — 1996
BS, Economics

Experience
Securities and Exchange Commission   August 2015 - Present
Sorini, Samet & Associates   August 2014 - August 2015
National Center for Missing & Exploited Children  May 2014 - August 2014
Sorini, Samet & Associates   April 2012 - July 2013
Sorini, Samet & Associates   May 2010 - April 2012
McLean Bible Church  August 2009 - June 2010
Logenix International   October 2009 - March 2010
Monterey Institute of International Studies  July 2008 - May 2009

Skills
Government, International Relations, Policy Analysis, International Trade, Foreign Policy, Public Policy, Legislative Relations, Political Science, Program Management, Strategic Communications, Executive..., Event Planning, Event Management, Legal Research, Corporate Social..., Project Management

Education
The Catholic University of America, Columbus School of Law   2013 — 2016
Doctor of Law (J.D.)

Monterey Institute of International Studies   2007 — 2009
Masters of Arts, International Trade Policy

Cedarville University   2003 — 2007
Bachelor of Arts, Global Economics and International Business

Experience
Freshfields Bruckhaus Deringer  July 2012 - June 2013
U.S. District Court for the District of Columbia   September 2010 - September 2011
Jorden Burt, LLP  September 2008 - November 2009
Immigration Capital Legal Services   May 2007 - July 2007
Securities and Exchange Commission   January 2007 - April 2007
Office of the Attorney General for the District of Columbia  July 2006 - August 2006
United States Department of Justice  May 2006 - June 2006
Trial Practices, Inc.   June 2003 - August 2003
Office of the Public Defender, 13th Judicial Circuit   June 2002 - August 2002

Skills
Litigation, Legal Writing, Courts, Civil Litigation

Education
The Catholic University of America, Columbus School of Law   2005 — 2008
J.D., Law

Duke University   2001 — 2005
B.A., Cultural Anthropology, Religion, Biological Anthropology and Anatomy

Experience
Morgan, Lewis & Bockius LLP   PartnerJorden Burt LLP and its predecessorsDecember 1984 - February 2001
US Securities and Exchange Commission  June 1973 - November 1984
Securities and Exchange Commission   1973 - 1984

Education
Georgetown University Law Center   1969 — 1973
JD, Securities law

The Johns Hopkins University   1965 — 1969
BA, Poltical Science

Experience
Covington & Burling  May 2009 - Present
Merrill Lynch  September 2005 - February 2009
US Securities and Exchange Commission  December 2000 - August 2005
Securities and Exchange Commission   2000 - 2005
US Securities and Exchange Commission  August 1995 - December 2000
Paul, Weiss, Rifkind, Wharton & Garrison LLP   November 1987 - April 1995

Skills
Securities Regulation, Corporate Governance, Securities

Education
Harvard Law School   1983 — 1986
J.D.

Princeton University   1979 — 1983
A.B., Physics

John L. Miller Great Neck North Senior High School   1976 — 1979
H.S. Diploma

Experience
Freshfields Bruckhaus Deringer  September 2015 - Present
First Derivative Consulting LLC   June 2013 - August 2015
Moody's Shared Services, Inc   2011 - 2013
Securities and Exchange Commission   2007 - 2011
Heller Ehrman LLP  2003 - 2006
Sullivan & Cromwell LLP  1998 - 2003
US Air Force  1991 - 1995

Skills
Securities Regulation, Litigation, Securities Litigation, Securities, Corporate Governance, Commercial Litigation, Corporate Law, Intellectual Property, Antitrust Law, Class Actions, Internal Investigations, Securities Enforcement, Regulatory Affairs, Capital Markets, Fixed Income, Antitrust Litigation, Employment Arbitration, Contract Law, Arbitration, Legal Writing, Civil Litigation

Education
New York University School of Law   1995 — 1998
JD, cum laude

Princeton University   1986 — 1990
AB, Woodrow Wilson School of Public and International Affairs

Experience
Securities and Exchange Commission   September 2014 - Present
U.S. Merit Systems Protection Board   August 2010 - September 2014
Katz, Marshall & Banks, LLP   May 2007 - August 2010
Lutheran Family Services in the Carolinas  August 2001 - June 2003

Education
American University Washington College of Law   2004 — 2007
JD

Duke University   1997 — 2001
BA

The American University in Cairo   1999 — 2000

Experience
Securities and Exchange Commission   September 2011 - January 2013
Camacho and Associates   August 2009 - June 2011
Supreme Court of the Philippines  October 2008 - June 2009

Skills
Courts, Legal Writing, Legal Research, Litigation, Corporate Law, Market Regulation, Commercial Litigation, Administrative Law, Appeals, Legal Advice, Criminal Law, Corporate Governance, Constitutional Law, Banking Law

Education
Georgetown University Law Center   2013 — 2014
Master of Laws (LLM), Financial and Securities Regulation

Far Eastern University   2003 — 2007
Bachelor of Laws (LLB)

Ateneo de Manila University   1998 — 2002
Bachelor of Science (BS), Management Information Systems

Experience
Securities and Exchange Commission   Senior Counsel, Division of EnforcementUS Securities and Exchange Commission2004 - Present

Skills
Securities Regulation, Contract Negotiation, Civil Litigation, Litigation, Securities Litigation, Legal Research, Corporate Governance, Administrative Law

Education
Northwestern University School of Law   1985 — 1988
JD 1988, Law

Experience
General Dynamics Mission Systems  April 2015 - Present
ManTech  October 2011 - Present
BAE Systems  July 2010 - October 2011
Securities and Exchange Commission   April 2010 - January 2011
United States Senate/AVAYA Govt. Solutions   September 2009 - April 2010
Macaulay-Brown/Air Force   July 2007 - August 2009
Northrop Grumman/Volt   October 2006 - July 2007
Terremark  April 2006 - July 2006
USAF  April 2002 - April 2006

Skills
Information Assurance, Networking, Circuit Analysis, Security+, Computer Security, CISSP, Network Administration, IDS, Firewalls, Computer Forensics, Intrusion Detection, Security, Network Security, Information Security, Incident Response, Active Directory, Switches, CompTIA Security+, Operating Systems, Routers, Troubleshooting, Vulnerability Assessment, Windows Server, Integration, Wireshark, Microsoft Exchange

Education
ArcSight   2010 — 2010
N/A, ArcSight Certification

Community College of the US Air Force   2002 — 2006
Tech Control/Computer-Communications

United States Air Force Technical Training School   2002 — 2003
AS, Electronics Engineering

University of Phoenix
BSIT, Information Technology-Security

New Horizons
CompTIA, Security +

Experience
Wells Fargo & Co  January 2009 - Present
Wachovia Securities, LLC  2008 - 2009
A.G. Edwards & Sons, Inc.   1997 - 2008
LPL  July 1995 - October 1997
US Securities and Exchange Commission  1989 - 1995
Securities and Exchange Commission   1989 - 1995
Olde Discount Corportation   July 1985 - July 1989

Skills
Securities Regulation, Enforcement, Compliance, Due Diligence, Fraud, Licensing, Securities, FINRA, Corporate Law, Series 7, Corporate Governance, SEC, Litigation, AML, Capital Markets, Hedge Funds, Financial Services, Mutual Funds, Equities, Risk Management, Alternative Investments, Mergers & Acquisitions, Financial Regulation, Asset Management

Education
University of Detroit Mercy School of Law   1980 — 1983
JD

Michigan State University   1976 — 1980
BA, Business

Experience
Independent Compliance Consulting   January 2013 - Present
Boston Common Asset Management  2008 - 2013
Brookline High School, 21st Century Fund  2009 - 2011
Securities and Exchange Commission   1993 - 2003
Sidley & Austin  1986 - 1993

Skills
Asset Management, Corporate Social..., Equities, Management, Investments, Due Diligence, Mergers & Acquisitions, Leadership, Corporate Governance, Strategy, Public Speaking, Private Equity, Risk Management, Litigation

Education
University of Chicago Law School   1983 — 1986
JD, Law

Connecticut College   1975 — 1979
B.A., Anthropology, art history

Experience
Adelis Development Systems   2008 - Present
Federal Communications Commission  December 2000 - August 2005
Securities and Exchange Commission   March 1993 - December 2000
U.S. Securities and Exchange Commission   January 1987 - April 1991
U.S. Bureau of Engraving and Printing   September 1983 - April 1991
U.S. Bureau of Engraving and Printing   October 1976 - September 1983
Gallaudet University  September 1974 - October 1976

Skills
Management Consulting, Organizational..., Organizational Design, Executive Coaching, Change Management, Policy, Retirement Planning, Coaching, Strategic Planning, Program Management, Performance Management, Management, Employee Relations, Project Management, Organizational..., Succession Planning, Personnel Management, Conflict Resolution, Team Leadership, Team Building, Leadership, Training, Business Process..., Executive Management, Business Strategy, Training and Development, Mid-career retirement..., Pre-retirement planning...

Education
University of Maryland College Park   1972 — 1976
Masters and Advanced Graduate Specialist Degree (30 hours beyond Masters), Counseling & Personnel Services

Penn State University   1968 — 1972
BA, Psychology

Experience
EQT Corporation  September 2015 - Present
Southwestern Energy  January 2014 - September 2015
PwC  July 2013 - January 2014
University of Iowa  August 2010 - May 2013
PwC  June 2012 - August 2012
Securities and Exchange Commission   June 2011 - August 2011

Skills
Financial Modeling, Financial Analysis, Research, Microsoft Excel, Legal Writing, Corporate Finance, Legal Research, Finance, Tax Law, Mergers & Acquisitions, Corporate Law, Due Diligence, Leadership, Financial Reporting, Securities, Auditing, Legal Advice, Tax

Education
University of Iowa   2009 — 2013
J.D./M.Ac. (Law & Accounting)

Brigham Young University   2006 — 2009
B.A., Political Science; Business (minor)

Experience
Law Offices of Jared L. Kopel   March 2012 - Present
Wilson Sonsini Goodrich and Rosati  February 1991 - March 2012
Securities and Exchange Commission   August 1979 - April 1986
New York Post  June 1976 - August 1978

Skills
Securities Litigation, SOX, Class Actions, White Collar Criminal..., Litigation, Internal Investigations, Securities Law, Securities Regulation, Commercial Litigation, Cross-border..., Securities Offerings, Sarbanes-Oxley Act, Mergers & Acquisitions, IPO, Arbitration, Business Litigation, Courts, Appeals, Trade Secrets, Securities, Legal Assistance, Intellectual Property, Corporate Governance, Corporate Law

Education
Columbia University - Graduate School of Journalism   1978 — 1979
Knight-Bagehot Fellowship for Business Journalism

New York University School of Law   1973 — 1976
J.D.

Columbia College (NY)   1968 — 1972
BA, English

Experience
Securites and Exchange Commission   October 2013 - Present
Securities and Exchange Commission   June 2012 - September 2013
United States Attorney's Office (DC)   2010 - 2012
United States Attorney's Office  2008 - 2010
Senate Judiciary Committee  2007 - 2008
DOJ Public Integrity Section   2002 - 2007

Education
Georgetown University Law Center
J.D.

Wesleyan University
B.A.

Experience
BP  August 2014 - Present
CDW  September 2013 - August 2014
Schiff Hardin LLP  January 2013 - September 2013
Securities and Exchange Commission   May 2011 - August 2011
Illinois Sixth Judicial Circuit Court (Judge Jeffrey Ford)   May 2010 - August 2010
McLean County State’s Attorney’s Office, Child Services Division   August 2008 - December 2008

Skills
French (fluent)

Education
University of Illinois College of Law   2009 — 2012
J.D., Law (magna cum laude)

Illinois Wesleyan University   2005 — 2009
BA, Sociology (summa cum laude)

Oxford University   2008 — 2008
History and Law