SMBC Capital Markets
Industry: Capital market company
DescriptionFounded: 1986 Subsidiaries: SMBC Capital Markets, Inc., Asset Management Arm, Sumitomo Bank Capital Markets Derivative Products Parent organization: Sumitomo Mitsui Banking Corporation
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SMBC Capital Markets Employees
SMBC Capital Markets June 2014 - August 2014
Emory University January 2009 - August 2013
Emory University September 2008 - January 2010
Skills
Mathematics, NI LabVIEW, CFA Candidate, Java, Matlab, Spectroscopy, Chartered Financial..., Labview, Data Analysis, LaTeX, Econometrics, Statistics, Mathematica, Experimentation
Education
New York University 2013 — 2014
Master's degree, Financial Mathematics
Emory University 2008 — 2013
Doctor of Philosophy (Ph.D.), Physical Chemistry, 3.88/4.0
University of Science and Technology of China 2004 — 2008
Bachelor's degree, Condensed Matter and Materials Physics, 91/100
Catalogic Software Inc. March 2014 - Present
Apple September 2011 - March 2014
SMBC Capital Markets February 2010 - May 2011
e.l.f. Cosmetics June 2008 - August 2009
Skills
Leadership, Social Media, Customer Service, iOS, OS X, Business Development, Management, Consumer Electronics, B2B, iLife, Team Building, Visual Merchandising, Technical Support, Leading Diverse Teams, Peer Relationships, Hands-on Training, Apple Certified, Lominger Competencies, Inventory, Salesforce.com, Disaster Recovery, Storage, Virtualization, Cloud Computing, Sales, Strategy, Social Networking
Education
New York University 2007 — 2011
Bachelor of Arts (BA), Economics, GPA 3.369
New York University in London 2009 — 2009
Fair Lawn High School
Jefferies December 2014 - Present
SMBC Nikko Securities America August 2010 - November 2014
SMBC Capital Markets June 2008 - July 2010
UBS March 2007 - December 2007
Education
Fordham University - Graduate School of Business Administration 2011 — 2013
MBA
Fordham University - Gabelli School of Business 2005 — 2008
BS, Business Administration with a concentration in Finance
James Madison University 2003 — 2005
Transferred to Fordham University
Kent School 2002 — 2003
High School Degree
Clifton High School 1999 — 2002
High School Degree
SMBC Capital Markets October 2014 - Present
AllianceBernstein July 2014 - October 2014
Yorktown Beer and Soda May 2010 - July 2014
MassMutual Financial Group September 2013 - December 2013
SELF September 2010 - December 2011
Lakeland Electric String Quartet September 2007 - June 2009
Skills
Facebook, PowerPoint, Microsoft Excel, Social Networking, Microsoft Word, Social Media, Microsoft Office, Outlook, Economics, Social Media Marketing, Insurance, Public Speaking, Research, Financial Analysis, Spanish, Marketing, Data Analysis, Teamwork
Education
Purchase College, SUNY 2012 — 2014
Bachelor of Arts, Mathematics/Computer Science; Mathematics
State University of New York College at Purchase 2012 — 2014
Bachelor of Arts (B.A.), Mathematics and Computer Science
State University of New York at Albany 2009 — 2011
Lakeland High School
Lakeland High School
Lakeland High School
University at Albany, SUNY
HSBC 2014 - Present
Capital One 2013 - October 2014
Morgan Stanley Investment Management 2011 - 2012
Morgan Stanley 2010 - 2011
Morgan Stanley 2007 - 2010
SMBC Capital Markets May 2006 - November 2006
Skills
Excel, Bloomberg, Fixed Income Products, Financial Analysis, Cross-functional Team..., Banking Relationships, Business Process..., Cash Management, Fixed Income, Microsoft Excel
Education
City University of New York-Baruch College - Zicklin School of Business 2004 — 2007
BBA, Finance & Economics
Goldman Sachs May 2014 - Present
Ridgetop Research January 2011 - April 2014
SMBC Capital Markets May 2009 - January 2011
HomeCare Partners, Inc June 2007 - May 2009
Advanced Portfolio Management May 2006 - January 2007
Education
Fordham University 2007 — 2010
Bachelor of Arts, Economics
Gettysburg College 2006 — 2007
Fordham Preparatory School 2002 — 2006
Barclays Capital September 2004 - Present
SMBC Capital Markets November 2002 - August 2004
Morgan Stanley September 2000 - November 2002
Education
Baruch College, City University of New York (CUNY) 2004 — 2006
MBA, Finance
State University of New York at Buffalo - School of Management 1996 — 2000
BS, Finance
SMBC Capital Markets August 2015 - Present
Hana Bank August 2014 - July 2015
Hana Bank August 2011 - July 2015
Hana Bank August 2011 - July 2014
The office of Chungbuk Provincial Government May 2009 - June 2009
Skills
Account Reconciliation, IFRS, Loans Administration, Credit Analysis, Financial Analysis, Management Accounting, Financial Statement..., PowerPoint, Accounting
Education
Indiana University - Kelley School of Business 2009 — 2011
Bachelor of Science, Finance
SMBC Capital Markets October 2014 - Present
Morgan Stanley June 2013 - August 2013
Hilton Capital Managment June 2012 - December 2012
Skills
Market Research, Investments, Microsoft Excel, PowerPoint, Research, Financial Analysis, Microsoft Office, Microsoft Word, Corporate Finance, Microsoft Works, E-Views, Bloomberg Software, Bloomberg Terminal, Regression Analysis, Gretl, Fixed Income, Accounting, Economics
Education
Union College 2010 — 2014
Bachelor of Arts (BA), Economics
Union Graduate College
Bachelor of Arts (B.A.), Accounting and Finance
CAPA International Education Centre (London, UK) 2013 — 2013
Kellenberg Memorial High School 2007 — 2010
The Hartford August 2015 - Present
The Hartford February 2013 - Present
The Hartford 2005 - Present
SMBC-CM 1996 - 2005
SMBC Capital Markets 1996 - 2005
SBCM 1996 - 2005
Credit Suisse First Boston 1992 - 1996
OMR Systems 1990 - 1992
Quotient 1986 - 1990
Skills
Compliance, Security, Risk Management, IT Management, Disaster Recovery, CISSP, Writing, Records Management, Electronic Discovery, Electronic Trading..., Market Data, Risk Assessment, Business Analysis, Business Process
Education
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1983
Bachelor of Arts, Communications
SMBC Capital Markets June 2014 - Present
UBS Investment Bank September 2006 - June 2014
Countrywide 2005 - 2006
Education
University of Southern California 1999 — 2005
Ph.D., Physics
Peking University
Standard Chartered Bank May 2013 - Present
SMBC Capital Markets October 2011 - May 2013
Barclays Capital September 2010 - October 2011
ING Financial Markets LLC November 2003 - September 2010
Skills
Credit Risk, Derivatives, Capital Markets, Fixed Income, Structured Products, Bloomberg, Credit, FX Options, Banking, Credit Analysis, Bonds, Equities, Financial Analysis, Financial Risk, Investment Banking, Risk Management
Education
Fordham Gabelli School of Business 2005 — 2008
MBA, Finance
Penn State University 1999 — 2003
Bachelor's degree, Business Administration and Management, General
Commonwealth Bank of Australia September 2011 - Present
SMBC Capital Markets November 2007 - September 2011
Man Investments May 2005 - November 2007
Hawkins Delafield & Wood LLP May 2000 - October 2005
Skills
Derivatives
Education
Queens College 2007 — 2007
SMBC Capital Markets September 1998 - Present
Skills
Derivatives, Capital Markets, Fixed Income, Structured Products, Structured Finance, Bonds, Hedging, Financial Structuring, Credit, Portfolio Management, Banking, Financial Risk, FX Options, Credit Risk, Credit Analysis, Interest Rate..., Commercial Banking
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1996 — 1998
Rensselaer Polytechnic Institute 1988 — 1992
Delbarton 1987 — 1988
SMBC Capital Markets November 2012 - January 2013
FactSet Research Systems April 2012 - June 2012
University of Rochester Dept of Biostatistics and Computational Biology May 2008 - August 2008
Skills
Haskell, C++, Python, C, Java, SQL, Scheme, Optimization, Emacs, LaTeX, Unix, Linux, Ruby
Education
University of Rochester 2008 — 2011
BA, Computer Science
Rose-Hulman Institute of Technology
Computer Science
JPMorgan Chase & Co. November 2014 - Present
SMBC Capital Markets January 2014 - March 2014
Alpari (US), LLC August 2013 - December 2013
FXCM June 2006 - August 2011
Fairmont Funding January 2005 - August 2005
Skills
KYC, AML, Financial Regulation, FSA, Financial Markets, Capital Markets, Currency, Foreign Exchange, FX trading, CFDs, Equities, Compliance, Internal Audit, Compliance Training, OFAC, USA PATRIOT Act, Trading, Trading Systems, Electronic Trading, Complaint Investigations, Risk Management, Risk Assessment, Securities, FINRA, Financial Services, Hedge Funds, Due Diligence, Options, Bloomberg, Derivatives
Education
Saint John's University School of Law 2011 — 2014
Doctor of Law (JD)
Touro College
Bachelor of Arts (BA), Major: Psychology & Minor: Economics
SMBC Capital Markets December 2014 - Present
JPMorgan Chase 2005 - 2014
Bear Stearns 2003 - 2003
SMBC-CM 1990 - 2002
Education
Rutgers University-New Brunswick
BA, Mathematics and Economics
Bank of New York Mellon September 2009 - Present
JP Morgan June 2008 - September 2009
Bear Stearns Financial Products September 2005 - June 2008
SMBC Capital Markets October 1989 - February 2003
Merrill Lynch September 1986 - October 1989
Banamex 1983 - 1986
Skills
Derivatives, Financial Risk, Fixed Income, Middle Office, Capital Markets, Equities, Swaps, Securities, Structured Products, Investment Banking, Structured Finance, Banking, Valuation, Risk Management, Financial Services
Education
Montclair State University 1978 — 1983
Bachelor of Science, Business Administration Management
Kean University
Santander Bank, N.A. August 2015 - Present
UBS Investment Bank April 2015 - July 2015
AIG March 2015 - April 2015
Citi June 2014 - December 2014
SMBC Capital Markets February 2014 - May 2014
BNP Paribas May 2013 - January 2014
Asset and Resource Management Company Ltd. (ARM Investment Managers) September 2012 - March 2013
State Street May 2010 - August 2012
Deutsche Bank December 2008 - October 2009
JPMorgan Chase July 2007 - December 2008
Skills
Fluent in Spanish, Speak Portuguese and..., Speak Chinese and..., Derivatives, Risk, Capital Markets, Commodities, Basel II, Credit Risk, Fixed Income, Operational Risk, Hedging, Risk Management, Equities, Financial Markets, Internal Audit, Operational Risk..., Asset Management, Trading, Banking, Credit, Compliance, Valuation, SOX, Financial Modeling, Financial Analysis, ALM, Enterprise Risk..., Portfolio Management, Bloomberg, Due Diligence, Financial Reporting, FX, Investment Banking, Structured Products, Risk Assessment, Options, Back Office, Credit Analysis, Insurance, Internal Controls, Audit, AML, Risk Mitigation, Wealth Management, Investments, Interest Rate..., Interest Rate Hedging, Interest Rate Swaps, Hedge Funds
Education
Terra Kulture 2012 — 2015
Yoruba, Beginners
NY City Educational Instructor 1999 — 2013
Bilingual Certification in Spanish, Primary Education, First Grade through High School
Beijing Foreign Studies University 2000 — 2008
Chinese (Mandarin), Mandarin, Japanese, Vietnamese
Fordham University School of Business 1986 — 1987
MBA Program, Finance
University of Navarre, Pamplona, Spain 1981 — 1982
Diploma-I.L.C.E., Hispanic Studies
College of the Holy Cross 1977 — 1981
BA, Economics
Ossining, NY OVAC- EMT
Emergency Medical Technician, First Responder, Basic First Aid- some advanced methods
Societe Generale Corporate and Investment Banking - SGCIB October 2014 - Present
SMBC Capital Markets October 2013 - October 2014
First Eagle Investment Management March 2013 - October 2013
WCG August 2012 - January 2013
Ralph Lauren February 2012 - June 2012
Skills
Financial Analysis, Market Research, Data Analysis, Access, Strategic Planning, Financial Reporting, Financial Modeling, Equities, Equity Derivatives, Exotic Derivatives, FX Swaps, Option Pricing Models, Commodity Pricing, VBA
Education
Pace University 2009 — 2013
BBA, Finance
Brookfield Corporate Operations May 2015 - Present
SMBC Capital Markets January 2013 - April 2015
White & Case 2010 - January 2013
Morgan Stanley June 2007 - August 2007
UBS Wealth Management December 2005 - July 2006
Skills
Corporate Law, Legal Writing, Cross-border..., Legal Research, Due Diligence, International Law
Education
Vanderbilt University Law School 2006 — 2009
J.D.
Columbia University in the City of New York 2001 — 2005
B.A., English & Comparative Literature
Latham & Watkins May 2014 - Present
Bilzin Sumberg May 2013 - August 2013
NYU Stern School of Business January 2012 - May 2012
SMBC Capital Markets January 2011 - December 2011
Gerstein Fisher September 2010 - December 2010
Skills
Legal Research, Legal Writing, Westlaw, Research, Capital Markets, Data Analysis, Microsoft Excel, Microsoft Office, Policy Analysis, Financial Modeling, Public Policy, Bloomberg, Corporate Finance, Politics, PowerPoint
Education
Duke University School of Law 2012 — 2015
New York University 2008 — 2012
Bachelor's degree, Economics and Political Science
SMBC Capital Markets May 2007 - Present
Vest.io March 2012 - March 2012
SwipeQ LLC January 2009 - March 2012
CGI June 2005 - May 2007
Experimental Cosmology Group At Upenn January 2004 - May 2005
Education
University of Pennsylvania
Invesco August 2011 - Present
SMBC Capital Markets September 2004 - July 2011
Omgeo February 2004 - August 2004
Credit Suisse September 2002 - August 2003
ASAHI BANK, LTD March 1999 - March 2002
ASAHI BANK, LTD March 1999 - March 2002
ACCENTURE, Business Process Management June 1998 - March 1999
SUSQUEHANNA PARTNERS December 1992 - April 1998
Skills
Business Analysis, Security, Use Case Analysis, SDLC, Project Management, User Acceptance Testing, Visio, Vendor Management, Agile Methodologies, Risk Management, Analysis, Quality Assurance, Fixed Income, Software Development
Education
Rensselaer Polytechnic Institute 1977 — 1981
B.S, Mathematics of Operations Research and Statistics
SMBC CAPITAL MARKETS, INC July 1997 - Present
SMBC Capital Markets April 1993 - July 1997
SMBC Capital Markets July 1992 - April 1993
SMBC Capital Markets January 1992 - July 1992
SMBC Capital Markets June 1990 - January 1992
THE BANK OF NEW YORK January 1988 - June 1990
Skills
Fixed Income, Risk Management, Derivatives, Financial Analysis, Credit, Portfolio Management, Trading, Financial Risk, Finance, Valuation, Financial Services, Bloomberg
Education
Fordham Gabelli School of Business 1994 — 1997
MBA, Finance
Hobart College 1983 — 1987
BA, Political Science
Banco Santander NY February 2012 - Present
Navigant February 2010 - October 2011
Citigroup April 2007 - February 2010
SMBC Capital Markets November 2004 - April 2007
Societe Generale March 2003 - July 2004
Skills
Romanian - fluent, French - fluent, Spanish and Italian -..., Banking, Project Finance, Fixed Income, Capital Markets, Derivatives, Investment Banking, Structured Finance, Structured Products, Corporate Finance, Financial Modeling, Financial Markets, Bloomberg, Financial Structuring, Credit Analysis, Valuation, Credit Risk, Financial Analysis
Education
1997 — 2002
BS, Finance, Banking
Colegiul national Mihai Viteazu
Romanian Banking Institute
BS, Banking Management
Scoala Generala nr. 195
American Express August 2014 - Present
Sumitomo Mitsui Banking Corporation 2011 - Present
SMBC Capital Markets July 2011 - August 2014
PwC October 2008 - July 2011
Coalition for the Homeless, Inc. August 2004 - January 2007
Skills
Alternative Investments, Corporate Finance, Fund Accounting, Tax, Financial Accounting, Financial Reporting, IFRS, PowerPoint, Hedge Funds, Internal Controls, Auditing, Sarbanes-Oxley Act, US GAAP
Education
City University of New York-Baruch College - Zicklin School of Business
Master of Business Administration (MBA), Accounitng
Morgan Stanley June 2015 - Present
Morgan Stanley June 2014 - Present
Gateway Sports Inc. September 2011 - Present
SMBC Capital Markets February 2013 - May 2014
Morgen, Evan & Company September 2013 - December 2013
WallStreetOasis.com June 2013 - September 2013
TPI Real Estate Investment Services Corp. September 2011 - December 2011
CohnReznick LLP July 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, JavaScript, PowerPoint, Microsoft Word, VBA
Education
New York University 2011 — 2015
Bachelor of Arts (B.A.), Economics
Stuyvesant High School 2007 — 2011