SMBC Nikko Securities America
Address: 277 Park Ave B, New York, NY 10172 Phone: (212) 224-5300: Hours: : : : : : Place name: Category: Website: Website: http://www.smbcnikko-si.com/about-us/who-we-are.html Category: Financial consultant Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of SMBC Nikko Securities America, Inc. Posting publicly on the Web Write a review Reviews 2 Google reviews
SMBC Nikko Securities America List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at SMBC Nikko Securities America. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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SMBC Nikko Securities America Employees
SMBC Nikko Securities America December 2012 - Present
Mizuho Securities USA Inc. January 2006 - August 2011
VECTORMEX Incorporated 1993 - 2006
Daiwa Securities America Inc. 1987 - 1993
Prudential-Bache Securities, Inc. 1980 - 1987
National Association of Securities Dealers 1979 - 1980
Skills
AML, FINRA, Financial Regulation, Operational Risk, Trading, Series 7, Securities, Series 24, Series 63, Equities, OFAC, USA PATRIOT Act, KYC, Securities Regulation, Capital Markets, SEC, Anti Money Laundering, Hedge Funds, Fixed Income
Education
University at Albany, SUNY 1977 — 1979
Bachelor of Science, Business and Economics
SMBC Nikko Securities America June 2013 - Present
TD Securities USA September 2009 - April 2013
TD September 2007 - September 2009
TD April 2006 - September 2007
UBS Financial Services June 2004 - April 2006
NASD June 2001 - February 2004
Brown, Lisle, Cummings, Inc April 1999 - August 2000
Morgan Stanley Dean Witter September 1998 - February 1999
Merit Capital and Associates May 1997 - August 1998
Skills
Compliance, Supervision, Fixed Income, Equity Trading, trading business..., Compliance Monitoring, Broker-Dealer Compliance, Regulatory Examinations, Trading
Education
Salve Regina University 1991 — 1996
Bachelor's degree, English/ Business
SMBC Nikko Securities America December 2012 - September 2013
Center for Clean Air Policy June 2011 - September 2011
Glass, Lewis & Co. January 2010 - May 2010
Kaikai Kiki Co., Ltd. August 2004 - June 2008
Skills
Policy Analysis, International Relations, Research, Editing, Economics, Climate Change, Contemporary Art, Project Management, Communication, Translation, Public Policy, Qualitative Research, Political Science, Intercultural..., Politics, Stata, Japanese business..., Japanese, International..., Policy, Foreign Policy
Education
Columbia University - School of International and Public Affairs 2010 — 2012
Master of International Affairs, Energy and Environment
The University of Tokyo 2010 — 2012
Master of Public Policy, International Policy Analysis
Wesleyan University 1999 — 2003
Bachelor of Arts (BA), East Asian Studies
Jefferies December 2014 - Present
SMBC Nikko Securities America August 2010 - November 2014
SMBC Capital Markets June 2008 - July 2010
UBS March 2007 - December 2007
Education
Fordham University - Graduate School of Business Administration 2011 — 2013
MBA
Fordham University - Gabelli School of Business 2005 — 2008
BS, Business Administration with a concentration in Finance
James Madison University 2003 — 2005
Transferred to Fordham University
Kent School 2002 — 2003
High School Degree
Clifton High School 1999 — 2002
High School Degree
SMBC Nikko Securities America October 2011 - Present
BMO Capital Markets April 2005 - July 2009
Unicredito Italiano July 2002 - December 2004
Blue Financial Communication S.r.l. December 2001 - July 2002
Skills
Financial Modeling, Private Equity, Investments, Financial Analysis, Capital Markets
Education
New York University 2009 — 2011
NYU Continuing Education Program, Financial Modeling, Valuing a Business, Corp Finance, Venture Capital & PE, Adv Corp Finance
Università degli Studi di Siena 2001 — 2003
Masters in Banking and Finance
Athens University of Economics and Business 1994 — 1999
Bachelor of Science, Economics
Burnham Sterling & Company LLC June 2015 - Present
SMBC Nikko Securities America March 2011 - July 2014
Heritage Capital Latin America June 2010 - March 2011
ING Financial Services LLC 2009 - June 2010
Genworth Financial March 2008 - December 2008
ING 1995 - 2007
Skills
Capital Markets, Investment Banking, Corporate Finance, Mergers, Due Diligence, Financial Modeling, Investments, Private Placements, Bonds, Finance, High Yield, Series 7, Institutional..., Latin America, Fixed Income, Banking, Bloomberg, Business Development, Business Relationship..., Credit, Credit Analysis, Emerging Markets, Equity Derivatives, Equities, Project Finance, Securities, Restructuring, Valuation, Investment Management, Structured Finance, Mergers & Acquisitions, Derivatives
Education
Carnegie Mellon University - Tepper School of Business 1993 — 1995
MBA, Finance
Universidad Iberoamericana, Ciudad de México 1987 — 1992
BA, Business
SMBC Nikko Securities America April 2013 - Present
RBC Capital Markets, LLC September 2011 - August 2012
Sanford C. Bernstein March 2010 - September 2011
Tigris Financial Group Ltd. March 2009 - March 2010
Bear Stearns & Co September 2006 - December 2008
Lehman Brothers September 2004 - September 2006
Willkie Farr & Gallagher LLP September 2002 - September 2004
Education
University of Michigan Law School 1999 — 2002
Stony Brook University 1995 — 1997
BA, History, Political Science
SMBC Nikko Securities America, Inc. April 2015 - October 2015
SMBC Nikko Securities America January 2013 - April 2015
SMBC Nikko Securities America July 2011 - January 2013
Bedessee Imports, Inc. August 2010 - June 2011
Exquisite West, Inc. July 2005 - July 2010
Skills
VBA, Microsoft Excel, Equities, Fixed Income, Cash Management, Cash Flow Forecasting, Business Analysis, Financial Reporting, Cash Flow Management, Auditing, Financial Analysis, Securities, JavaScript, SQL, Bank Reconciliation, Bloomberg, Account Reconciliation, NetX360, Java, ISTAR, Visio, Capital Markets, Microsoft Word, Microsoft Office, Management, PowerPoint, SharePoint
Education
Queens College
Bachelor's Degree, Economics
SMBC Nikko Securities America February 2011 - Present
Life Time Fitness April 2010 - December 2013
Metropolitan Life Insurance Company October 2010 - December 2010
Prudential Financial August 2007 - June 2009
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Bloomberg, Social Media Marketing, Project Management, Sales, Mandarin, Cooking, Sports, Tennis, Basketball, Financial Reporting, Portfolio Management, Investments, Financial Analysis, Capital Markets, Equities
Education
University of Massachusetts, Amherst 2003 — 2007
BA, Economics, Information Technology, Chinese
New Jersey Institute of Technology - School of Management
Graduate, Finance
LHS
Oppenheimer & Co. Inc. February 2014 - Present
SMBC Nikko Securities America December 2010 - April 2013
Leumi Investment Services Inc. May 2009 - May 2010
Bank Leumi May 2009 - May 2010
SGC INSTITUTIONAL March 2006 - February 2009
Financial Industry Regulatory Authority December 1999 - December 2003
Skills
Securities, Equity Research, Investment Banking, FINRA, AML
Education
City University of New York-John Jay College of Criminal Justice 1994 — 1997
Bachelor of Science in Criminal Justice
Wagner College
MBA, Finance
SMBC Nikko Securities America December 2012 - Present
FURTHER LANE (ASSET MANAGEMENT/SECURITIES) August 2009 - December 2012
J.P.MORGAN/BEAR STEARNS CO., INC. March 2006 - August 2009
NATEXIS BANQUES POPULAIRES February 2004 - March 2006
DEUTSCHE BANK June 2003 - February 2004
KEEFE, BRUYETTE & WOODS, INC. June 1998 - May 2003
DREYFUS CORPORATION April 1997 - June 1998
Skills
Fixed Income, Bloomberg, Hedge Funds, Financial Analysis, Bonds, Securities, Valuation, Capital Markets, Asset Managment, Derivatives, Equities, Series 7, Series 63, series 27, Alternative Investments, Asset Management, Portfolio Management
Education
Baruch College 2000 — 2002
Master of Science (MS), Computer Information System
Penn State University 1991 — 1996
Bachelor of Science (BS), Accounting
Finally Free Ministry / Amazing Prayer Adventure July 2010 - Present
CrickettWorks / CrickettBooks January 2003 - January 2015
Eagle Ranch August 2008 - June 2010
Deutsche Bank January 2000 - January 2003
Beecher Investment Management May 1999 - January 2000
Civic Education Project August 1997 - June 1999
University of Pennsylvania August 1995 - June 1997
American Re-Insurance Company June 1994 - August 1995
SMBC Nikko Securities America May 1990 - August 1994
Uppercrust Productions September 1987 - January 1988
Skills
Teaching, Community Outreach, Blogger, Public Speaking, Spiritual Warfare, Mission Work, Christian Leadership, Youth Mentoring, Team Building, Team Mentoring, Volunteer Training, Volunteering, Creative Writing, Curriculum Development, Curriculum Design, Curriculum Innovation, Spiritual Teacher, Spiritual Counselor, Spiritual Direction, Spiritual Gifts, Spiritual Leadership, Executive Support, Compassion, International Human..., Human Rights, Humanitarian Assistance, Community Engagement, Academic Tutoring, Church Events, Text Editing, Proofreading, Resume Writing, Research, Strategic Planning
Education
Asbury Theological Seminary 2010 — 2020
Master of Divinity (M.Div.)
University of Pennsylvania 1994 — 2004
Political Science and Government
Boston University 1988 — 1989
Master of Arts (M.A.), International Relations and Affairs
University of Florida 1984 — 1988
Bachelor of Arts (B.A.), Political Science and Government
REDI Global Technologies January 2015 - Present
Trading Technologies March 2010 - January 2015
Trading Technologies March 2006 - March 2010
Rolfe & Nolan January 2004 - March 2006
Rolfe and Nolan March 2001 - January 2004
Barclays Capital April 1998 - January 2001
Credit Agricole 1994 - 1996
Index Futures Group 1994 - 1994
SMBC Nikko Securities America 1991 - 1994
Skills
Equity Trading, Trading Systems, FX Options, Electronic Trading, Technical Analysis, SDLC, Back Office, Options, Derivatives, Financial Markets, Equity Derivatives, Market Data, Exchange Connectivity, Low Latency, Trading, Fixed Income, Commodity, Equities, Middle Office, Trading Strategies, Hedge Funds, FX trading, Trading System, Bloomberg, Commodity Markets, Foreign Exchange, Interest Rate..., Swaps, Bonds, Prime Brokerage
Education
DePaul University 1990 — 1993
Bachelor, Finance
Evergreen Global Realty April 2011 - Present
Citi 2005 - 2010
Morgan Stanley Smith Barney 2004 - 2005
Merrill Lynch 1998 - 2004
SMBC Nikko Securities America 1996 - 1998
Education
New York University
SMBC Nikko Securities America
Skills
Equities
Education
NYU Robert F. Wagner Graduate School of Public Service