Smith Barney, Harris Upham & Co.

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Address: 333 W 34th St, New York, NY 10001 Phone: (212) 356-2224: Category: Website: : : Hours: : : Place name: : Category: Financial Planner Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Smith Barney Harris Upham & Co Posting publicly on the Web Write a review Reviews Be the first to review

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Smith Barney, Harris Upham & Co. Employees

Employee
Years
Job
Industry
Brent LaRosa Brent LaRosa New York, New York Details
Brent LaRosa's Smith Barney, Harris Upham & Co. Experience May 1990 - August 1991
Job Managing Director, SunGard Financial Systems
Industry Financial Services
Experience
SunGard Financial Systems  April 1998 - Present
KPMG  March 1997 - April 1998
BNY Mellon  August 1991 - March 1997
Smith Barney, Harris Upham & Co.   May 1990 - August 1991

Skills
Asset Managment, Accounting, Business Analysis, Business Process..., Capital Markets, Equities, Financial Services, Fixed Income, Fund Accounting, Hedge Funds, Management, Management Consulting, Mutual Funds, Product Management, Risk Management, Security, Software Project..., Strategy, Trading Systems, Travel Arrangements, Vendor Management

Education
Saint John's University   1990 — 1995
Master of Business Administration (MBA), Finance, General

City University of New York-College of Staten Island   1985 — 1990
Bachelor of Science (BS), Accounting

Katie Snodgrass, CIMA® Katie Snodgrass, CIMA® San Francisco Bay Area Details
Katie Snodgrass, CIMA®'s Smith Barney, Harris Upham & Co. Experience June 1989 - June 1990
Job Senior Vice President Wealth Management, Senior Institutional Consultant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc.  December 1991 - Present
Mercy Investment Services   May 2012 - Present
Hanna Boys Center  2010 - Present
Emerging Growth Management (Formerly HQEM)   February 1991 - November 1991
Smith Barney, Harris Upham & Co.   June 1989 - June 1990
Drexel Burnham Lambert  July 1988 - June 1989

Education
University of California, Los Angeles   1984 — 1988
Bachelor of Arts, Psychology

Santa Clara University   1993 — 1998
Master of Business Administration (MBA), Finance

Adam Blonsky Adam Blonsky Greater Chicago Area Details
Adam Blonsky's Smith Barney, Harris Upham & Co. Experience 1984 - 1987
Job Family Advisor at Coyle Financial Counsel
Industry Financial Services
Experience
Coyle Financial Counsel   September 2011 - Present
GVW Group, LLC   July 2008 - August 2009
Crestview Capital Partners   2003 - 2008
Athabasca Financial Inc.   2001 - 2003
Ernst & Young  1999 - 2001
Banc America Securities   1994 - 1998
Continental Bank  1989 - 1995
Continental Bank  1992 - 1994
Bear Stearns and Co.  1987 - 1989
Smith Barney, Harris Upham & Co.   1984 - 1987

Education
The University of Chicago Booth School of Business   1985 — 1986
MBA, Finance, Accounting

Massachusetts Institute of Technology   1979 — 1983
B. Sc., Economics

Edmond Horsey Edmond Horsey Greater Denver Area Details
Edmond Horsey's Smith Barney, Harris Upham & Co. Experience 1982 - 1986
Job Principal at R2E Partners, LLC
Industry Renewables & Environment
Experience
R2E Partners LLC / Enselle LLC   January 2003 - Present
United Bank of Kuwait   1999 - 2000
Atlas Capital Finance   1998 - 1999
CIBC World Markets  1995 - 1998
Capstar Partners  1990 - 1995
Pudential-Bache Capital Funding   1987 - 1989
Smith Barney, Harris Upham & Co.   1982 - 1986

Skills
Project Finance, Solar Energy, Due Diligence, Financial Structuring..., Negotiation and..., Energy, Corporate Finance, Private Equity, Renewable Energy, Financial Modeling, Corporate Law, Cleantech, Energy Efficiency, Wind, Photovoltaics, Structured Finance, Negotiation, Alternative Energy, Equities, Real Estate, New Business Development, Corporate Development, Leveraged Finance, Finance, Investment Banking, Venture Capital, Mergers & Acquisitions, Start-ups, Financial Structuring, Valuation

Education
The Wharton School, University of Pennsylvania   1981 — 1982
MBA, Finance and Accounting, with distinction

Harvard College   1974 — 1978
BA, American History and Literature, Magna cum Laude

Steven K. Bilby Steven K. Bilby Greater New York City Area Details
Steven K. Bilby's Smith Barney, Harris Upham & Co. Experience February 1981 - October 1984
Job InterDealer Bond Broker at LPS Partners Inc.
Industry Financial Services
Experience
LPS Partners Inc.   August 2012 - Present
Recapture Partners LLC   June 2012 - July 2012
Creditex  October 2006 - April 2012
Mcfadden ,Farrel and Smith LP   January 2001 - September 2006
Tullett & Tokyo Liberty Securities   February 2000 - February 2001
Cantor Fitzgerald  September 1996 - February 2000
Liberty Brokerage  November 1987 - May 1996
Dean Witter Reynolds Inc  October 1985 - December 1987
Barry F. Cohen & Co   October 1984 - September 1985
Smith Barney, Harris Upham & Co.   February 1981 - October 1984

Skills
Sales, Derivatives, Bonds, Equities, Capital Markets, Trading, Bloomberg, Fixed Income Products, Credit, Hedge Funds, Series 63, Investments, Fixed Income, Securities, Series 7, Electronic Trading, Alternative Investments, Asset Management, Options, Structured Products

Education
Ohio Wesleyan University   1976 — 1980
Bachelor of Arts (B.A.), Economics/Political Science

Brent Uken Brent Uken Atlanta, Georgia Details
Brent Uken's Smith Barney, Harris Upham & Co. Experience 1987 - 1990
Job Principal, Transaction Advisory Services at EY
Industry Accounting
Experience
Ernst & Young  1990 - Present
Ernst & Young  October 2012 - June 2014
Ernst & Young  April 2011 - June 2014
Smith Barney, Harris Upham & Co.   1987 - 1990

Skills
Business Valuation, Corporate Finance, Due Diligence, Financial Modeling, Mergers & Acquisitions, Entrepreneurship, Valuation, Strategy, Corporate Development, Private Equity, Financial Analysis, Acquisition Integration, Restructuring, Business Process..., Management Consulting, M&A experience

Education
Claremont McKenna College   1983 — 1987
BA, Economics, Accounting, Finance

Pamela Federbusch Pamela Federbusch United States Details
Pamela Federbusch's Smith Barney, Harris Upham & Co. Experience 1985 - 1988
Job Contract Lecturer at Moody's Analytics
Industry Hospital & Health Care
Experience
Moody's Analytics  September 2010 - Present
Healthcare Finance and Credit Consulting   January 2010 - Present
Moodys Corporation  1991 - 2009
NYS Medical Care Facilities Financing Agency   1988 - 1991
Smith Barney, Harris Upham & Co.   1985 - 1988

Skills
Financial Analysis, Credit Analysis, Non-profits, Research, Financial Modeling, Credit

Education
New York University - Leonard N. Stern School of Business   1988 — 1991
MBA, Finance/Marketing

University of Pennsylvania   1981 — 1985
B.A., Health Care Administration - Individualized major through Wharton

Dhiren Shah Dhiren Shah Greater New York City Area Details
Dhiren Shah's Smith Barney, Harris Upham & Co. Experience July 1982 - May 1988
Job Trusted adviser to leading technology companies
Industry Investment Banking
Experience
Stroz Friedberg  January 2007 - August 2015
Greenhill & Co.   January 2006 - July 2015
Aspen Institute  August 2005 - August 2007
Morgan Stanley  1988 - 2005
Smith Barney, Harris Upham & Co.   July 1982 - May 1988

Skills
Mergers & Acquisitions, Corporate Finance, Technology Investment..., Capital Structure, Valuation, Investment Banking, Venture Capital, Joint Ventures, Due Diligence, Private Equity, Capital Markets, Investments, Business Strategy, Corporate Development, Financial Structuring, Restructuring, IPO, Investor Relations, M&A experience, LBO, Strategy, Leveraged Finance, Emerging Markets, Mergers, Financial Analysis, Private Placements

Education
University of Pennsylvania - The Wharton School   1979 — 1982
Bachelor’s Degree, Economics - Finance, Summa cum laude

Linda Yates Linda Yates Portola Valley, California Details
Linda Yates's Smith Barney, Harris Upham & Co. Experience May 1985 - August 1987
Job Founder and CEO at mach49
Industry Venture Capital & Private Equity
Experience
mach49   January 2014 - Present
Public and Private companies  January 2000 - Present
Creekside 21st Century Learning Lab   January 2000 - Present
Global  January 2000 - Present
Strategos  January 1995 - January 2000
The Mac Group/Gemini Consulting   January 1988 - December 1999
Smith Barney, Harris Upham & Co.   May 1985 - August 1987

Skills
Management Consulting, Business Strategy, Strategic Planning, Change Management, Strategy, Start-ups, Entrepreneurship, Mergers & Acquisitions, Organizational..., Program Management, Project Management, Leadership Development, Business Planning, Business Development, Marketing Strategy, Executive Coaching, Venture Capital, Coaching, New Business Development, Due Diligence

Education
Stanford University
Master's degree, International Relations and Comparative Politics

University of Virginia
Bachelor's degree, Foreign Affairs

R. Craig Lind R. Craig Lind San Francisco Bay Area Details
R. Craig Lind's Smith Barney, Harris Upham & Co. Experience 1982 - 1983
Job Handson problem solving to help companies grow.
Industry Management Consulting
Experience
LIND CONSULTING LLC   November 1996 - Present
TrustedPeer  October 2014 - Present
Regent Pacific Management Corporation  November 1987 - November 1996
HydroPool, Inc.   July 1985 - September 1987
R. H. Chappell Company   1983 - 1985
Smith Barney, Harris Upham & Co.   1982 - 1983

Skills
Turnaround Management, Profit Improvement, Process Improvement, Strategy, Finance, Operations Management, Corporate Finance, Management, Mergers & Acquisitions, Venture Capital, Mergers, Investments, Start-ups, Negotiation, Portfolio Management, Consulting, IPO, Entrepreneurship, Business Strategy, Strategic Planning

Education
University of California, Berkeley, Haas School of Business   1990 — 1991
MBA

University of North Carolina at Chapel Hill   1979 — 1981
BS, Business Administration

University of Oslo (UiO)   1978 — 1978

Tibor Komoroczy Tibor Komoroczy Laguna Beach, California Details
Tibor Komoroczy's Smith Barney, Harris Upham & Co. Experience May 1989 - May 1992
Job
Industry Financial Services
Experience
Skunkworks llc   January 2014 - Present
Skunkworks LLC   January 1997 - August 2014
Cruttenden & Co.Inc.   June 1992 - March 1995
Smith Barney, Harris Upham & Co.   May 1989 - May 1992
Aesthete Labs.   June 1989 - June 1990
Drexel Brunham Lambert Incorporated   September 1986 - May 1989

Education
California State Fullerton   1980 — 1983
BA Finance, Investment Finance, U.S. History

Citrus College   1978 — 1980
Associate of Arts (AA), Educational Leadership and Administration, General

James Grand James Grand San Francisco Bay Area Details
James Grand's Smith Barney, Harris Upham & Co. Experience July 1975 - July 1986
Job Owner, The Securities Law Group LLP
Industry Law Practice
Experience
The Securities Law Group LLP   July 2003 - Present
Farella Braun + Martel LLP  February 1995 - February 2002
Paine Webber  September 1990 - March 1993
Bear Stearns  August 1987 - June 1990
Smith Barney, Harris Upham & Co.   July 1975 - July 1986

Education
University of San Francisco School of Law   1993 — 1996
JD, General Corporate Law

Ronald Piekarz Ronald Piekarz Greater New York City Area Details
Ronald Piekarz's Smith Barney, Harris Upham & Co. Experience 1987 - 1989
Job Financial Professional at............
Industry Financial Services
Experience
Stoever Glass & Co.   April 2014 - Present
Citi  1993 - 2013
Shearson Lehman Brothes   1989 - 1993
Smith Barney, Harris Upham & co.   1987 - 1989

Skills
Fixed Income, Series 7, Investments, Trading, Series 24, series 55, series 53, Series 63, FINRA, Portfolio Management, Wealth Management, Securities, Financial Markets, Structured Products, Finance, Financial Advisory, Mergers & Acquisitions, Capital Markets, Hedge Funds, Bonds, Derivatives, Alternative Investments, ETFs, Bloomberg, Electronic Trading, Mutual Funds, Asset Management

Education
Hofstra University   1982 — 1987
finance

Scott Hollingsworth Scott Hollingsworth Daytona Beach, Florida Details
Scott Hollingsworth's Smith Barney, Harris Upham & Co. Experience 1990 - 1992
Job Managing Director at International Speedway Corporation (ISC)
Industry Sports
Experience
International Speedway Corporation (ISC)   May 2014 - Present
Hardcard Holdings, LLC.   2006 - June 2014
Hardcard Systems, Inc.   September 2010 - May 2014
AMA Pro Racing  1999 - 2006
Llama Company  1997 - 1999
NatWest  1993 - 1996
Smith Barney, Harris Upham & Co.   1990 - 1992

Skills
Contract Negotiation, Sports Marketing, Sponsorship, Sports, Event Marketing, Brand Development, Strategic Planning, Marketing Strategy, Marketing Communications, New Business Development, Leadership, Management, Budgets, Competitive Analysis, Entrepreneurship, Strategic Partnerships, Online Marketing, Strategy

Education
Hofstra University   1988 — 1990
MBA, International Business

Louisiana State University   1983 — 1986
Business, International Economics

Steve Kaseta, CFA Steve Kaseta, CFA Greater New York City Area Details
Steve Kaseta, CFA's Smith Barney, Harris Upham & Co. Experience June 1983 - June 1985
Job Chief Investment Officer, Lead Portfolio Manager and Market Strategist at HRS Management LLC
Industry Investment Management
Experience
HRS Management LLC   August 2010 - Present
Loomis Sayles & Co.   June 1994 - August 2009
Commonwealth of Massachusetts  January 1991 - September 1993
UBS Securities Inc.   July 1985 - December 1990
UBS Phillips & Drew Int'l Ltd. - Tokyo, Japan   January 1986 - January 1988
Smith Barney, Harris Upham & Co.   June 1983 - June 1985
Manufacturer's Hanover Trust Co.   August 1982 - May 1983
Xerox  September 1978 - July 1980

Skills
Fixed Income, Hedge Funds, Emerging Markets, Mutual Funds, Debt

Education
University of Pennsylvania - The Wharton School   1980 — 1982
MBA, Finance

Harvard University   1974 — 1978
Bachelor of Arts, History

Dan McKinley Dan McKinley Greater Boston Area Details
Dan McKinley's Smith Barney, Harris Upham & Co. Experience 1981 - 1987
Job Finance/ Investments; Analyst / Advisor open to new opportunities
Industry Financial Services
Experience
Chatham Advisors Ltd.   October 2006 - December 2010
UBS  April 2003 - October 2006
Belmont University  1993 - 2004
McDonald Investments  September 2000 - December 2002
J. C. Bradford & Co.   August 1992 - July 2000
Fidelity Investments  1987 - 1989
Smith Barney, Harris Upham & Co.   1981 - 1987

Skills
Portfolio Management, Investments, Finance, Management, Valuation, Asset Allocation, Trading, Mergers & Acquisitions, Investment Banking, Financial Modeling, Business Strategy, Series 7, Strategic Planning, Series 63, Equities, Asset Management

Education
Harvard Business School
MBA

Seton Hall University
BS

Seton-LaSalle High School

St. Bernard School

Louis Paglia Louis Paglia Greater New York City Area Details
Louis Paglia's Smith Barney, Harris Upham & Co. Experience 1983 - 1986
Job Founder at Customer Choice LLC
Industry Financial Services
Experience
Hy9 Corporation   April 2010 - Present
King Low Heywood Thomas  July 2009 - Present
Customer Choice LLC   2009 - Present
NorthStar Realty Finance Corp.  February 2006 - Present
C2k Advisors   2009 - 2010
UIL Holdings Corporation  2002 - 2006
eCredit  1999 - 2001
TIG Holdings Inc.   1992 - 1999
Morgan Stanley & Co. Incorporated   1986 - 1992
Smith Barney, Harris Upham & Co.   1983 - 1986

Education
University of Pennsylvania - The Wharton School   1981 — 1983
MBA, Finance

Massachusetts Institute of Technology   1975 — 1979
BS, Engineering

Frederick R. Linden, CFP ® Frederick R. Linden, CFP ® Greater Philadelphia Area Details
Frederick R. Linden, CFP ®'s Smith Barney, Harris Upham & Co. Experience May 1986 - December 1988
Job Vice President / Investments at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott LLC  December 1988 - Present
Smith Barney, Harris Upham & Co.   May 1986 - December 1988
Hoeganaes Corporation  January 1983 - May 1986
Weyerhauser Company   June 1978 - January 1983
United Jersey Bank  September 1975 - June 1978

Skills
Retirement Planning, Estate Planning, Strategic Financial..., Investments, Investment Strategies, Retirement, Finance

Education
College for Financial Planning   1990 — 1992
CFP, Financial Planning

Rutgers University – Camden   1982 — 1984
MBA, Finance

Stockton University   1977 — 1979
BS, Accounting

Stockton University   1971 — 1975
BA, Economics

Kenneth Leonczyk Kenneth Leonczyk Charlotte, North Carolina Details
Kenneth Leonczyk's Smith Barney, Harris Upham & Co. Experience August 1981 - January 1989
Job Director at TD Securities
Industry Financial Services
Experience
TD Securities  January 2012 - Present
Bank of America Merrill Lynch  January 1998 - December 2011
Banc of America Securities LLC  April 1992 - January 1998
Bear Stearns& Co.   January 1991 - April 1992
Chase Securities, Inc.   January 1989 - January 1991
Smith Barney, Harris Upham & Co.   August 1981 - January 1989

Skills
Public Finance, Capital Markets, Local Government Finance, Higher Education Finance, Student Housing Finance, Nonprofit Finance, Utility Finance, Management, Series 7, Series 53, Series 63

Education
Princeton University
Bachelor of Arts, Cum Laude, Architecture and Urban Planning

University of Pennsylvania
Master of City Planning

The University of Texas at Austin
LBJ School of Public Affairs, Master of Public Affairs