Smith Barney Shearson
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Smith Barney Shearson Employees
Employee
Years
Job
Industry
Barbara Ghazarian Barbara Ghazarian's Smith Barney Shearson Experience October 1979 - May 1985
Job Personal Financial Counselor at Zeiders Enterprises, Inc.
Industry Financial Services
Experience
Zeiders Enterprises, Inc. May 2014 - Present
Vestus Group Wealth Management February 2014 - June 2014
Queen of Quince January 2006 - December 2011
Joslin Diabetes Center Affiliate at SETMA May 1994 - July 1995
Armenian General Benevolent Union October 1990 - August 1992
William A. Bain Associates May 1985 - December 1988
Smith Barney Shearson October 1979 - May 1985
Skills
Strategic Planning, Public Speaking, Social Media, Research, Editing, Event Planning, Microsoft Office, Product Development, Public Relations, Teaching, PowerPoint, Event Management, Data Analysis, Marketing Strategy, Marketing, Photoshop, Spanish, Budgets, Team Building, Coaching
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2012 — 2013
Certificate of Financial Planning
Wellesley College 1974 — 1978
BA, Molecular Biology
Conard High School 1971 — 1974
Zeiders Enterprises, Inc. May 2014 - Present
Vestus Group Wealth Management February 2014 - June 2014
Queen of Quince January 2006 - December 2011
Joslin Diabetes Center Affiliate at SETMA May 1994 - July 1995
Armenian General Benevolent Union October 1990 - August 1992
William A. Bain Associates May 1985 - December 1988
Smith Barney Shearson October 1979 - May 1985
Skills
Strategic Planning, Public Speaking, Social Media, Research, Editing, Event Planning, Microsoft Office, Product Development, Public Relations, Teaching, PowerPoint, Event Management, Data Analysis, Marketing Strategy, Marketing, Photoshop, Spanish, Budgets, Team Building, Coaching
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2012 — 2013
Certificate of Financial Planning
Wellesley College 1974 — 1978
BA, Molecular Biology
Conard High School 1971 — 1974
Sheila Love Sheila Love's Smith Barney Shearson Experience May 1990 - May 1993
Job Teacher
Industry Education Management
Experience
Los Angeles Unified School District November 1996 - Present
Smith Barney Shearson May 1990 - May 1993
Skills
Elementary Education, Classroom Management, Lesson Planning, Differentiated..., Tutoring, Literacy, Educational Technology, Curriculum Design, Curriculum Development, Teaching, Special Education, Teacher Training, Language Arts, Classroom, K-12
Education
Azusa Pacific University 2011 — 2013
Moderate/Severe Special Education
Mount St. Mary's College 1996 — 2000
Master's of Science, Elementary Education and Teaching
University of West Los Angeles 1989 — 1990
Litigation Specialization, Paralegal Studies
University of California, Santa Barbara 1983 — 1987
B.A., Liberal Studies
Los Angeles Unified School District November 1996 - Present
Smith Barney Shearson May 1990 - May 1993
Skills
Elementary Education, Classroom Management, Lesson Planning, Differentiated..., Tutoring, Literacy, Educational Technology, Curriculum Design, Curriculum Development, Teaching, Special Education, Teacher Training, Language Arts, Classroom, K-12
Education
Azusa Pacific University 2011 — 2013
Moderate/Severe Special Education
Mount St. Mary's College 1996 — 2000
Master's of Science, Elementary Education and Teaching
University of West Los Angeles 1989 — 1990
Litigation Specialization, Paralegal Studies
University of California, Santa Barbara 1983 — 1987
B.A., Liberal Studies
Marcus Lam Marcus Lam's Smith Barney Shearson Experience February 1993 - June 1995
Job Business Analyst at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman March 2006 - Present
CheckFree Investment Services April 1999 - March 2004
Bear Stearns Co, Inc. June 1997 - April 1999
Prudential Financial March 1995 - June 1997
Smith Barney Shearson February 1993 - June 1995
Skills
Trading, Business Analysis, Fixed Income, Derivatives, Trading Systems, Financial Services, Bloomberg, Middle Office, Finance, Capital Markets, Investment Management, Financial Markets, Investments, Equities, Bonds, Securities, Asset Management, Investment Banking
Education
Hunter College 1989 — 1995
Bachelor's degree, Political Science and Government
Brown Brothers Harriman March 2006 - Present
CheckFree Investment Services April 1999 - March 2004
Bear Stearns Co, Inc. June 1997 - April 1999
Prudential Financial March 1995 - June 1997
Smith Barney Shearson February 1993 - June 1995
Skills
Trading, Business Analysis, Fixed Income, Derivatives, Trading Systems, Financial Services, Bloomberg, Middle Office, Finance, Capital Markets, Investment Management, Financial Markets, Investments, Equities, Bonds, Securities, Asset Management, Investment Banking
Education
Hunter College 1989 — 1995
Bachelor's degree, Political Science and Government
May McCabe May McCabe's Smith Barney Shearson Experience February 1991 - July 1994
Job IT Trainer/Coordinator/Writer at FDM Group, NYC
Industry Information Technology and Services
Experience
FDM Group, Wall St., NYC June 2014 - 2015
North Shore LIJ January 2013 - March 2013
Chubb Institute June 1999 - May 2002
Lilco August 1994 - January 1997
Smith Barney Shearson February 1991 - July 1994
Merrill Lynch May 1990 - February 1991
New York Life Insurance Company October 1986 - May 1990
Skills
Instructor/Trainer, Supervisory Experience, Analysis, Data Analysis, Database Design, DB2, Process Flow, Flow Charts, SQL, SQL*Plus, Oracle SQL, Back Office, Front-end Design, Requirements Analysis, SDLC, IT Management, Databases, Business Intelligence, Testing, Program Management
Education
Hofstra University 2012 — 2013
Certificate Program, Health Care Information Technology
State University of New York at Albany
Bachelor of Science, Management Information Systems
FDM Group, Wall St., NYC June 2014 - 2015
North Shore LIJ January 2013 - March 2013
Chubb Institute June 1999 - May 2002
Lilco August 1994 - January 1997
Smith Barney Shearson February 1991 - July 1994
Merrill Lynch May 1990 - February 1991
New York Life Insurance Company October 1986 - May 1990
Skills
Instructor/Trainer, Supervisory Experience, Analysis, Data Analysis, Database Design, DB2, Process Flow, Flow Charts, SQL, SQL*Plus, Oracle SQL, Back Office, Front-end Design, Requirements Analysis, SDLC, IT Management, Databases, Business Intelligence, Testing, Program Management
Education
Hofstra University 2012 — 2013
Certificate Program, Health Care Information Technology
State University of New York at Albany
Bachelor of Science, Management Information Systems
Gary Wayne Gary Wayne's Smith Barney Shearson Experience January 1986 - October 1993
Job First Vice President / Financial Advisor/ at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott February 2003 - Present
PaineWebber September 1998 - February 2003
Merrill Lynch October 1993 - September 1998
Smith Barney Shearson January 1986 - October 1993
Skills
Retirement Planning, Wealth Management, Asset Allocation, ETFs, Investment Advisory, Municipal Bonds, Uniform Combined State..., Mutual Funds, Investment Strategies, College Education..., Small Business, Estate Planning, Retirement, Portfolio Management, Investments, Series 7, Securities, Finance, Series 63, Asset Management, Alternative Investments, Financial Services, Bonds, Financial Planning
Education
State University of New York at Buffalo 1982 — 1986
Bachelor of Applied Science (BASc), Economics
Janney Montgomery Scott February 2003 - Present
PaineWebber September 1998 - February 2003
Merrill Lynch October 1993 - September 1998
Smith Barney Shearson January 1986 - October 1993
Skills
Retirement Planning, Wealth Management, Asset Allocation, ETFs, Investment Advisory, Municipal Bonds, Uniform Combined State..., Mutual Funds, Investment Strategies, College Education..., Small Business, Estate Planning, Retirement, Portfolio Management, Investments, Series 7, Securities, Finance, Series 63, Asset Management, Alternative Investments, Financial Services, Bonds, Financial Planning
Education
State University of New York at Buffalo 1982 — 1986
Bachelor of Applied Science (BASc), Economics
Paul D'Andrea Paul D'Andrea's Smith Barney Shearson Experience May 1991 - August 1993
Job Executive Director at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management May 2012 - Present
Citigroup September 1997 - May 2012
Smith Barney Shearson May 1991 - August 1993
Smith Barney, Harris Upham & Co., Inc. October 1988 - May 1991
Thompson McKinnon Securities May 1987 - October 1988
Dean Witter Reynolds May 1986 - May 1987
Skills
Equities, Equity Trading, Series 63, ETFs, Options, Portfolio Management, Electronic Trading, Alternative Investments, Trading, Series 7, Fixed Income, Investments, Trading Systems, Mergers & Acquisitions, FINRA, Capital Markets, Securities, Hedge Funds, Asset Management
Education
Seton Hall University 1982 — 1986
BS in Finance, CUM LAUDE
Manasquan High School 1978 — 1982
Morgan Stanley Wealth Management May 2012 - Present
Citigroup September 1997 - May 2012
Smith Barney Shearson May 1991 - August 1993
Smith Barney, Harris Upham & Co., Inc. October 1988 - May 1991
Thompson McKinnon Securities May 1987 - October 1988
Dean Witter Reynolds May 1986 - May 1987
Skills
Equities, Equity Trading, Series 63, ETFs, Options, Portfolio Management, Electronic Trading, Alternative Investments, Trading, Series 7, Fixed Income, Investments, Trading Systems, Mergers & Acquisitions, FINRA, Capital Markets, Securities, Hedge Funds, Asset Management
Education
Seton Hall University 1982 — 1986
BS in Finance, CUM LAUDE
Manasquan High School 1978 — 1982
Andy Erskine, CRB,CCIM,CIPS,ALHS Andy Erskine, CRB,CCIM,CIPS,ALHS's Smith Barney Shearson Experience 1987 - 1994
Job Broker Associate at Better Homes and Gardens Real Estate Gary Greene
Industry Real Estate
Experience
Better Homes and Gardens Real Estate Gary Greene April 2009 - Present
ICS Management Corporation January 1994 - April 2009
Smith Barney Shearson 1987 - 1994
Delta Savings Bank 1979 - 1987
Skills
Real Estate, Contract Negotiation, Commercial Real Estate, Management, Real Estate Economics, Investments, Business Planning, Business Development, Budgets, Marketing, Leadership, Strategic Planning, Property, Asset Management, Finance, Apartments, Investment Properties, Property Management, Condos, Residential Homes, Real Estate Transactions, Sellers, Leases
Education
The University of Texas at Austin 1974 — 1979
BBA, Finance, Accounting
The University of Texas at Austin
Bachelor of Business Administration (BBA), Finance, Accounting and Real Estate
Better Homes and Gardens Real Estate Gary Greene April 2009 - Present
ICS Management Corporation January 1994 - April 2009
Smith Barney Shearson 1987 - 1994
Delta Savings Bank 1979 - 1987
Skills
Real Estate, Contract Negotiation, Commercial Real Estate, Management, Real Estate Economics, Investments, Business Planning, Business Development, Budgets, Marketing, Leadership, Strategic Planning, Property, Asset Management, Finance, Apartments, Investment Properties, Property Management, Condos, Residential Homes, Real Estate Transactions, Sellers, Leases
Education
The University of Texas at Austin 1974 — 1979
BBA, Finance, Accounting
The University of Texas at Austin
Bachelor of Business Administration (BBA), Finance, Accounting and Real Estate
Anthony Ventura, CPA,CFP Anthony Ventura, CPA,CFP's Smith Barney Shearson Experience 1999 - 2002
Job VP at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley May 2002 - Present
Smith Barney Shearson 1999 - 2002
Smith Barney Shearson 1989 - 1999
Skills
Strategic Financial..., Retirement Planning, Investments, Tax, Alternative Investments, Finance, Financial Advisory, Series 7, Tax Law, IRAs, 401k, Securities, Estate Planning, Income Tax, Financial Services, Asset Allocation, FATCA, Series 63, Wealth Management, Cost Basis Reporting, Employee Training, Training Seminars
Education
Iona College 1980 — 1984
BBA, Accounting
Iona College
Morgan Stanley May 2002 - Present
Smith Barney Shearson 1999 - 2002
Smith Barney Shearson 1989 - 1999
Skills
Strategic Financial..., Retirement Planning, Investments, Tax, Alternative Investments, Finance, Financial Advisory, Series 7, Tax Law, IRAs, 401k, Securities, Estate Planning, Income Tax, Financial Services, Asset Allocation, FATCA, Series 63, Wealth Management, Cost Basis Reporting, Employee Training, Training Seminars
Education
Iona College 1980 — 1984
BBA, Accounting
Iona College
Angela Hebert's Smith Barney Shearson Experience July 1989 - March 1995
Job Vice President, Citigroup Global Markets Inc. Institutional Client Group at Citi
Industry Financial Services
Experience
Citi January 2013 - Present
Citigroup June 1999 - December 2012
Smith Barney Shearson July 1989 - March 1995
Shearson Lehman December 1986 - June 1989
Skills
Trading, Options, Trading Systems, Equities, Electronic Trading, Fixed Income, Commodity, Capital Markets, Financial Markets, Series 7, Proprietary Trading, Financial Risk, Equity Trading, Risk Management, Securities, Hedge Funds, Bonds, Finance, Alternative Investments, Bloomberg, Portfolio Management, FX Options, Equity Derivatives, Hedging, Investment Banking
Education
Northwestern University 1984 — 1986
B.A, Economics
Lake Forest College 1982 — 1984
Economics, Mathematics
Citi January 2013 - Present
Citigroup June 1999 - December 2012
Smith Barney Shearson July 1989 - March 1995
Shearson Lehman December 1986 - June 1989
Skills
Trading, Options, Trading Systems, Equities, Electronic Trading, Fixed Income, Commodity, Capital Markets, Financial Markets, Series 7, Proprietary Trading, Financial Risk, Equity Trading, Risk Management, Securities, Hedge Funds, Bonds, Finance, Alternative Investments, Bloomberg, Portfolio Management, FX Options, Equity Derivatives, Hedging, Investment Banking
Education
Northwestern University 1984 — 1986
B.A, Economics
Lake Forest College 1982 — 1984
Economics, Mathematics
Petra Ringeisen's Smith Barney Shearson Experience August 1992 - August 1995
Job Director, New Car Inventory & Pricing at AutoNation
Industry Automotive
Experience
AutoNation September 1998 - Present
KB Holdings August 1995 - September 1998
Smith Barney Shearson August 1992 - August 1995
Education
Florida State University 1989 — 1992
Bachelor's degree, Finance and Multinational Business
AutoNation September 1998 - Present
KB Holdings August 1995 - September 1998
Smith Barney Shearson August 1992 - August 1995
Education
Florida State University 1989 — 1992
Bachelor's degree, Finance and Multinational Business
Tom McAuliffe Tom McAuliffe's Smith Barney Shearson Experience 1986 - 1994
Job Your Guide to Healthy Wealth For Conscious Living | Author of the forthcoming book, The Wisdom Of Generosity
Industry Financial Services
Experience
True Wealth Management: Securities offered through LPL Financial April 1994 - Present
True Wealth Management April 1994 - Present
The Donor Motivation Program of the Bay Area June 2007 - March 2009
Smith Barney Shearson 1986 - 1994
Skills
Kai-Zen Plans, Executive Benefit..., Section 162 Plans, Key Person Insurance, Life Insurance, The Signature Trust..., Tax Advantaged Retiree..., VAULT Comprehensive..., Employee Benefits, Health Insurance, ESOP, Employee Stock..., Wealth Advisor, Financial Planning, Wealth Management, Charities, Securities, prosperity..., Donor Advised Funds, LPL Advisor, retirement income..., Estate Planning, Philanthropic Planning, Financial Advisor, Charitable Remainder..., Charitable Trusts, Long Term Care Insurance, Defined Benefit Plans, Tax, Consciousness, Strategic Financial..., Plans, Healthcare, Funding, Prosperity, Section, Retirement Planning, Financial Planners, Insurance, 401k, Defined Benefit, Investment Strategies, Wealth Management..., Retirement, Retirement Plan..., Asset Allocation, Investment Advisory, Wealth, IRAs, Financial Services
Education
University of San Francisco 1979 — 1981
Organizational Behavior
Purchase College, SUNY 1974 — 1976
Literature
Boston College 1971 — 1973
Liberal Arts and Sciences, General Studies and Humanities
True Wealth Management: Securities offered through LPL Financial April 1994 - Present
True Wealth Management April 1994 - Present
The Donor Motivation Program of the Bay Area June 2007 - March 2009
Smith Barney Shearson 1986 - 1994
Skills
Kai-Zen Plans, Executive Benefit..., Section 162 Plans, Key Person Insurance, Life Insurance, The Signature Trust..., Tax Advantaged Retiree..., VAULT Comprehensive..., Employee Benefits, Health Insurance, ESOP, Employee Stock..., Wealth Advisor, Financial Planning, Wealth Management, Charities, Securities, prosperity..., Donor Advised Funds, LPL Advisor, retirement income..., Estate Planning, Philanthropic Planning, Financial Advisor, Charitable Remainder..., Charitable Trusts, Long Term Care Insurance, Defined Benefit Plans, Tax, Consciousness, Strategic Financial..., Plans, Healthcare, Funding, Prosperity, Section, Retirement Planning, Financial Planners, Insurance, 401k, Defined Benefit, Investment Strategies, Wealth Management..., Retirement, Retirement Plan..., Asset Allocation, Investment Advisory, Wealth, IRAs, Financial Services
Education
University of San Francisco 1979 — 1981
Organizational Behavior
Purchase College, SUNY 1974 — 1976
Literature
Boston College 1971 — 1973
Liberal Arts and Sciences, General Studies and Humanities
Jeff Justus Jeff Justus's Smith Barney Shearson Experience January 1992 - January 1993
Job Walmart Inc. CSM
Industry Retail
Experience
Walmart September 2011 - Present
Ultimate Business Services September 2010 - April 2011
Ultra Group and Associates May 2010 - September 2010
Pillar To Post January 2002 - December 2009
Hardin Construction February 1999 - January 2002
Bunkoff General Contractors January 1997 - January 1999
Kraft/Alliant Foodservice January 1995 - January 1997
The Office Equipment Company January 1994 - January 1995
Microtel Franchise and Development January 1993 - January 1994
Smith Barney Shearson January 1992 - January 1993
Skills
New Business Development, Residential Homes, Selling, Sales, Contract Negotiation, Real Estate, Franchising, Marketing, Negotiation, Renovation, Process Scheduler, Property Management
Education
Columbia College Chicago 1990 — 1993
Bachelor of Arts (B.A.), Marketing, Public Relations, Business
Walmart September 2011 - Present
Ultimate Business Services September 2010 - April 2011
Ultra Group and Associates May 2010 - September 2010
Pillar To Post January 2002 - December 2009
Hardin Construction February 1999 - January 2002
Bunkoff General Contractors January 1997 - January 1999
Kraft/Alliant Foodservice January 1995 - January 1997
The Office Equipment Company January 1994 - January 1995
Microtel Franchise and Development January 1993 - January 1994
Smith Barney Shearson January 1992 - January 1993
Skills
New Business Development, Residential Homes, Selling, Sales, Contract Negotiation, Real Estate, Franchising, Marketing, Negotiation, Renovation, Process Scheduler, Property Management
Education
Columbia College Chicago 1990 — 1993
Bachelor of Arts (B.A.), Marketing, Public Relations, Business
Gordon Szerlip's Smith Barney Shearson Experience 1993 - 1994
Job Financial Professional at New York Life
Industry Financial Services
Experience
New York Life October 2010 - Present
Merrill Lynch 2008 - May 2010
Highroad Capital 2006 - 2008
Eyeon Partners, LLC 2005 - 2006
Adams Harkness 1994 - 2004
Smith Barney Shearson 1993 - 1994
Bear, Stearns & Co. Inc. 1980 - 1993
Skills
Creative Problem Solving, Customer Satisfaction, Investments, Securities, Retirement Planning, Equities, Public Speaking, Risk Management, Finance, Insurance, Financial Services, Retirement, Life Insurance, Fixed Annuities, Investment Strategies, Options, Asset Protection, Income Protection, Succession Planning, Honesty, Pension Provider, Longterm Care Insurance, Pay Check For Life, Executive Pay, Licensed in Long-Term...
Education
Emerson College 1975 — 1980
B.S., SPEECH, 1980
New York Life October 2010 - Present
Merrill Lynch 2008 - May 2010
Highroad Capital 2006 - 2008
Eyeon Partners, LLC 2005 - 2006
Adams Harkness 1994 - 2004
Smith Barney Shearson 1993 - 1994
Bear, Stearns & Co. Inc. 1980 - 1993
Skills
Creative Problem Solving, Customer Satisfaction, Investments, Securities, Retirement Planning, Equities, Public Speaking, Risk Management, Finance, Insurance, Financial Services, Retirement, Life Insurance, Fixed Annuities, Investment Strategies, Options, Asset Protection, Income Protection, Succession Planning, Honesty, Pension Provider, Longterm Care Insurance, Pay Check For Life, Executive Pay, Licensed in Long-Term...
Education
Emerson College 1975 — 1980
B.S., SPEECH, 1980
John Sobel's Smith Barney Shearson Experience January 1993 - January 1994
Job Principal at Chesley, Taft & Associates, LLC
Industry Investment Management
Experience
Chesley, Taft & Associates 2012 - Present
Lodestar Investment Counsel, LLC February 2000 - March 2012
Smith Barney Inc. January 1994 - January 2000
Smith Barney Shearson January 1993 - January 1994
Shearson Lehman Brothers September 1992 - January 1993
Skills
Portfolio Management, Asset Allocation, Equities, Fixed Income, Investment Management, Investment Strategies, Asset Management, Investments
Education
University of Washington, Michael G. Foster School of Business 1984 — 1986
Master of Business Administration (M.B.A.), Finance, Marketing
University of California, Los Angeles 1976 — 1981
Bachelor's degree, Geography/Eco-Systems
Chesley, Taft & Associates 2012 - Present
Lodestar Investment Counsel, LLC February 2000 - March 2012
Smith Barney Inc. January 1994 - January 2000
Smith Barney Shearson January 1993 - January 1994
Shearson Lehman Brothers September 1992 - January 1993
Skills
Portfolio Management, Asset Allocation, Equities, Fixed Income, Investment Management, Investment Strategies, Asset Management, Investments
Education
University of Washington, Michael G. Foster School of Business 1984 — 1986
Master of Business Administration (M.B.A.), Finance, Marketing
University of California, Los Angeles 1976 — 1981
Bachelor's degree, Geography/Eco-Systems
Lorne Standifer Lorne Standifer's Smith Barney Shearson Experience May 1992 - August 1996
Job Compliance Administrative Supervisor at a regional broker/dealer firm
Industry Financial Services
Experience
Regional Broker/Dealer Firm December 2009 - Present
Regional Broker/Dealer Firm 2009 - Present
Morgan Stanley Smith Barney December 1998 - November 2009
Smith Barney October 1997 - December 1998
Smith Barney August 1996 - October 1997
Smith Barney Shearson May 1992 - August 1996
Skills
Mutual Funds, Compliance, Securities, Asset Management, Series 7
Education
University of North Texas 1986 — 1990
Finance
Northwest High School
Regional Broker/Dealer Firm December 2009 - Present
Regional Broker/Dealer Firm 2009 - Present
Morgan Stanley Smith Barney December 1998 - November 2009
Smith Barney October 1997 - December 1998
Smith Barney August 1996 - October 1997
Smith Barney Shearson May 1992 - August 1996
Skills
Mutual Funds, Compliance, Securities, Asset Management, Series 7
Education
University of North Texas 1986 — 1990
Finance
Northwest High School
Bill Schlossberg Bill Schlossberg's Smith Barney Shearson Experience December 1991 - February 1994
Job Application and Project Specialist
Industry Information Technology and Services
Experience
Stamford PC Networks November 2013 - Present
Bridgewater Associates May 2013 - October 2013
GE Capital February 2012 - December 2012
Fujifilm Medical Systems September 2011 - December 2011
Startup Grid Computing firm January 2011 - September 2011
Small PC Network Consulting Firm October 2009 - February 2011
Stamford PC Networks January 2003 - October 2009
Legg Mason November 2006 - December 2008
AIG Trading Group March 1994 - November 2002
Smith Barney Shearson December 1991 - February 1994
Education
University of Rochester - Simon Business School 1984 — 1985
MBA, Finance Accounting Technology
Stamford PC Networks November 2013 - Present
Bridgewater Associates May 2013 - October 2013
GE Capital February 2012 - December 2012
Fujifilm Medical Systems September 2011 - December 2011
Startup Grid Computing firm January 2011 - September 2011
Small PC Network Consulting Firm October 2009 - February 2011
Stamford PC Networks January 2003 - October 2009
Legg Mason November 2006 - December 2008
AIG Trading Group March 1994 - November 2002
Smith Barney Shearson December 1991 - February 1994
Education
University of Rochester - Simon Business School 1984 — 1985
MBA, Finance Accounting Technology
Sharon (Miller) Way's Smith Barney Shearson Experience January 1994 - April 1994
Job Animal Welfare
Industry Fund-Raising
Experience
Humane Society for Hamilton County February 2015 - July 2015
Golden Window Cleaning, INC June 2001 - December 2014
Marble Products International March 2014 - July 2014
Natural Stone & Tile May 2013 - January 2014
Minolta Business Solutions March 1999 - May 2001
Minolta Business Solutions March 1999 - May 2001
Wolco Business Systems August 1997 - October 1998
HPS Office Systems May 1994 - May 1997
Smith Barney Shearson January 1994 - April 1994
J & L Jewelry December 1991 - December 1993
Education
Indiana University-Purdue University at Indianapolis 1991 — 1993
Marketing and Psychology
Noblesville High School 1984 — 1988
Humane Society for Hamilton County February 2015 - July 2015
Golden Window Cleaning, INC June 2001 - December 2014
Marble Products International March 2014 - July 2014
Natural Stone & Tile May 2013 - January 2014
Minolta Business Solutions March 1999 - May 2001
Minolta Business Solutions March 1999 - May 2001
Wolco Business Systems August 1997 - October 1998
HPS Office Systems May 1994 - May 1997
Smith Barney Shearson January 1994 - April 1994
J & L Jewelry December 1991 - December 1993
Education
Indiana University-Purdue University at Indianapolis 1991 — 1993
Marketing and Psychology
Noblesville High School 1984 — 1988
Joe D'Agostino Joe D'Agostino's Smith Barney Shearson Experience 1992 - 1994
Job Partner and Chief Operating Officer at WestEnd Advisors, LLC
Industry Financial Services
Experience
American Century Investments® 2012 - 2015
Morgan Stanley Wealth Management 2007 - 2012
Citi Smith Barney 2005 - 2007
Smith Barney 1994 - 2005
Smith Barney Shearson 1992 - 1994
Shearson Lehman Hutton 1990 - 1992
Shearson Lehman Brothers 1987 - 1990
The Robinson-Humphrey Company, a Division of Shearson American Express 1984 - 1987
The Coca-Cola Company 1983 - 1984
Manufacturers Hanover Trust 1979 - 1981
Skills
Mutual Funds, Wealth Management, Asset Management, Alternative Investments, Equities, ETFs, Asset Allocation, Financial Services, Investment Management, Portfolio Management, Insurance, Team Leadership, Strategy, Fixed Income, Closed-end Funds, Hedge Funds, Unit Investment Trusts, Fixed Annuities, Recruiting, Selecting..., Annuities, UITs
Education
Columbia University - Columbia Business School 1981 — 1983
MBA, Marketing and Finance
College of the Holy Cross 1975 — 1979
BA, Philosophy and Economics
American Century Investments® 2012 - 2015
Morgan Stanley Wealth Management 2007 - 2012
Citi Smith Barney 2005 - 2007
Smith Barney 1994 - 2005
Smith Barney Shearson 1992 - 1994
Shearson Lehman Hutton 1990 - 1992
Shearson Lehman Brothers 1987 - 1990
The Robinson-Humphrey Company, a Division of Shearson American Express 1984 - 1987
The Coca-Cola Company 1983 - 1984
Manufacturers Hanover Trust 1979 - 1981
Skills
Mutual Funds, Wealth Management, Asset Management, Alternative Investments, Equities, ETFs, Asset Allocation, Financial Services, Investment Management, Portfolio Management, Insurance, Team Leadership, Strategy, Fixed Income, Closed-end Funds, Hedge Funds, Unit Investment Trusts, Fixed Annuities, Recruiting, Selecting..., Annuities, UITs
Education
Columbia University - Columbia Business School 1981 — 1983
MBA, Marketing and Finance
College of the Holy Cross 1975 — 1979
BA, Philosophy and Economics
Paul Lobosco Paul Lobosco's Smith Barney Shearson Experience 1990 - 2000
Job President, Forward Capital Management, LLC. Financial Advisor/Portfolio Manager, 5Star Wealth Manager Recipient 2014
Industry Financial Services
Experience
Forward Capital Management, LLC 2007 - Present
Paine Webber / UBS 2000 - 2007
Smith Barney Shearson 1990 - 2000
J.H. Whitney & Co June 1986 - June 1990
Skills
Wealth Management, Risk Management, Retirement Planning, Income Producing..., Fee-based relationships..., Financial Services, Investments, Portfolio Management, Securities
Education
Fordham University - Graduate School of Business Administration 1987 — 1989
Master of Business Administration (M.B.A.), Finance, Magna Cum Laude
City University of New York-Baruch College
Bachelor of Science (B.S.), Accounting
Forward Capital Management, LLC 2007 - Present
Paine Webber / UBS 2000 - 2007
Smith Barney Shearson 1990 - 2000
J.H. Whitney & Co June 1986 - June 1990
Skills
Wealth Management, Risk Management, Retirement Planning, Income Producing..., Fee-based relationships..., Financial Services, Investments, Portfolio Management, Securities
Education
Fordham University - Graduate School of Business Administration 1987 — 1989
Master of Business Administration (M.B.A.), Finance, Magna Cum Laude
City University of New York-Baruch College
Bachelor of Science (B.S.), Accounting
Mark Truchan Mark Truchan's Smith Barney Shearson Experience April 1993 - April 1994
Job Senior Technology Trader at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments May 2005 - Present
Heirloom Capital, LP April 2004 - May 2005
SAC Capital Advisors, LLC April 2002 - April 2004
ABN AMRO Securities LLC April 2000 - April 2003
The Robinson Humphrey Company April 1996 - April 2000
Fidelity Investments April 1994 - April 1996
Smith Barney Shearson April 1993 - April 1994
Merrill Lynch Capital Markets August 1991 - April 1993
Skills
Microsoft Excel, Microsoft Office, Financial Analysis, Business Analysis, Project Management, Leadership, Investments, Finance, Process Improvement, Strategic Planning
Education
Duke University - The Fuqua School of Business 1989 — 1991
Master's Degree, Business Administration and Management, General
Muhlenberg College 1981 — 1985
Bachelor's Degree, Business/Managerial Economics
Nutley High School 1981 — 1985
High School
Fidelity Investments May 2005 - Present
Heirloom Capital, LP April 2004 - May 2005
SAC Capital Advisors, LLC April 2002 - April 2004
ABN AMRO Securities LLC April 2000 - April 2003
The Robinson Humphrey Company April 1996 - April 2000
Fidelity Investments April 1994 - April 1996
Smith Barney Shearson April 1993 - April 1994
Merrill Lynch Capital Markets August 1991 - April 1993
Skills
Microsoft Excel, Microsoft Office, Financial Analysis, Business Analysis, Project Management, Leadership, Investments, Finance, Process Improvement, Strategic Planning
Education
Duke University - The Fuqua School of Business 1989 — 1991
Master's Degree, Business Administration and Management, General
Muhlenberg College 1981 — 1985
Bachelor's Degree, Business/Managerial Economics
Nutley High School 1981 — 1985
High School
Debra Cohen Debra Cohen's Smith Barney Shearson Experience June 1991 - March 1996
Job First Vice President at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors January 2002 - Present
Sutro and Company March 1996 - January 2002
Smith Barney Shearson June 1991 - March 1996
Skills
Fixed-Income..., Securities,..., 401K Rollovers,..., Long Term Care...
Education
California State Polytechnic University-Pomona 1978 — 1982
Bachelor's Degree, Drama and Business
Wells Fargo Advisors January 2002 - Present
Sutro and Company March 1996 - January 2002
Smith Barney Shearson June 1991 - March 1996
Skills
Fixed-Income..., Securities,..., 401K Rollovers,..., Long Term Care...
Education
California State Polytechnic University-Pomona 1978 — 1982
Bachelor's Degree, Drama and Business
Ron Villa Ron Villa's Smith Barney Shearson Experience September 1990 - November 1993
Job Always Adding Alpha
Industry Financial Services
Experience
J.P. Morgan 2005 - June 2015
J.P. Morgan 2003 - 2005
J.P. Morgan 2000 - 2003
J.P. Morgan 1999 - 2000
J.P. Morgan 1996 - 1999
Invex, Inc. November 1993 - April 1995
Smith Barney Shearson September 1990 - November 1993
Skills
Electronic Trading, FX Options, Equities, Trading Systems, Brokerage, Securities, Proprietary Trading, Capital Markets, Commodity, Portfolio Management, Bloomberg, Trading, Hedge Funds, Hedging, Derivatives, Series 7, Investments, Interest Rate..., Asset Management, Options, Investment Banking, Series 63, Financial Markets, Financial Analysis, Equity Derivatives, Bonds, Equity Trading, Alternative Investments, Financial Services, Management, Risk Management, Finance
Education
The University of Chicago - Booth School of Business
MBA, E-Commerce/Marketing
Syracuse University - Martin J. Whitman School of Management
BS, Finance
J.P. Morgan 2005 - June 2015
J.P. Morgan 2003 - 2005
J.P. Morgan 2000 - 2003
J.P. Morgan 1999 - 2000
J.P. Morgan 1996 - 1999
Invex, Inc. November 1993 - April 1995
Smith Barney Shearson September 1990 - November 1993
Skills
Electronic Trading, FX Options, Equities, Trading Systems, Brokerage, Securities, Proprietary Trading, Capital Markets, Commodity, Portfolio Management, Bloomberg, Trading, Hedge Funds, Hedging, Derivatives, Series 7, Investments, Interest Rate..., Asset Management, Options, Investment Banking, Series 63, Financial Markets, Financial Analysis, Equity Derivatives, Bonds, Equity Trading, Alternative Investments, Financial Services, Management, Risk Management, Finance
Education
The University of Chicago - Booth School of Business
MBA, E-Commerce/Marketing
Syracuse University - Martin J. Whitman School of Management
BS, Finance
Leonard Friedman Leonard Friedman's Smith Barney Shearson Experience 1992 - 1994
Job Vice President at JPMorgan & Co. and Owner, LMF Computer Consulting
Industry Information Technology and Services
Experience
JPMorgan Chase May 1994 - Present
LMF Computer Consulting January 1997 - Present
Smith Barney Shearson 1992 - 1994
AEGIS 1990 - 1991
Skills
SDLC, Program Management, Project Portfolio..., Vendor Management, Software Documentation, Project Management, Outsourcing, IT Strategy, Management, Risk Management, Business Process..., Software Development, Business Analysis, IT Management, PMO, Leadership, Data Center, Infrastructure, Information Technology, Enterprise Architecture, Disaster Recovery, Business Continuity, PMP, Integration, ITIL, Process Improvement, Change Management, IT Service Management, IT Operations, Training, Architectures, Software Project..., Testing, Security, Governance, Requirements Analysis, Enterprise Software, System Deployment, Project Delivery, Requirements Gathering, Resource Management, SharePoint, Incident Management, Cross-functional Team..., Financial Services, Business Requirements, Systems Analysis, System Administration, Service Delivery, Business Process
Education
Brooklyn College 1983 — 1988
BS, Computer Science and Information Studies
South Shore HS 1979 — 1983
HS Diploma
JPMorgan Chase May 1994 - Present
LMF Computer Consulting January 1997 - Present
Smith Barney Shearson 1992 - 1994
AEGIS 1990 - 1991
Skills
SDLC, Program Management, Project Portfolio..., Vendor Management, Software Documentation, Project Management, Outsourcing, IT Strategy, Management, Risk Management, Business Process..., Software Development, Business Analysis, IT Management, PMO, Leadership, Data Center, Infrastructure, Information Technology, Enterprise Architecture, Disaster Recovery, Business Continuity, PMP, Integration, ITIL, Process Improvement, Change Management, IT Service Management, IT Operations, Training, Architectures, Software Project..., Testing, Security, Governance, Requirements Analysis, Enterprise Software, System Deployment, Project Delivery, Requirements Gathering, Resource Management, SharePoint, Incident Management, Cross-functional Team..., Financial Services, Business Requirements, Systems Analysis, System Administration, Service Delivery, Business Process
Education
Brooklyn College 1983 — 1988
BS, Computer Science and Information Studies
South Shore HS 1979 — 1983
HS Diploma
Lance Withers Slaughter Lance Withers Slaughter's Smith Barney Shearson Experience September 1990 - October 1994
Job First Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2005 - Present
Merrill Lynch November 1994 - October 2005
Smith Barney Shearson September 1990 - October 1994
Skills
Series 63, Retirement Planning, Securities, Mutual Funds, Fixed Income, Series 7, Strategic Planning, Investments, Asset Allocation, Alternative Investments, Wealth Management, Series 65, Equities, Hedge Funds, Finance, Investment Advisory, Retirement, Bonds, 401k, Financial Advisory, Capital Markets, Trading, Banking, Strategic Financial..., Portfolio Management, Financial Modeling, FINRA, Asset Management, Financial Analysis, Risk Management, Wealth Management..., Investment Banking, Loans, Financial Services, ETFs, Estate Planning, Investment Strategies, Investment Management, Cash Management, Emerging Markets, Private Equity, Private Placements, Bloomberg, Financial Structuring, Options
Education
Colgate University
Bachelor's Degree, Economics
Rutgers University School of Law - Camden
Wells Fargo Advisors, LLC November 2005 - Present
Merrill Lynch November 1994 - October 2005
Smith Barney Shearson September 1990 - October 1994
Skills
Series 63, Retirement Planning, Securities, Mutual Funds, Fixed Income, Series 7, Strategic Planning, Investments, Asset Allocation, Alternative Investments, Wealth Management, Series 65, Equities, Hedge Funds, Finance, Investment Advisory, Retirement, Bonds, 401k, Financial Advisory, Capital Markets, Trading, Banking, Strategic Financial..., Portfolio Management, Financial Modeling, FINRA, Asset Management, Financial Analysis, Risk Management, Wealth Management..., Investment Banking, Loans, Financial Services, ETFs, Estate Planning, Investment Strategies, Investment Management, Cash Management, Emerging Markets, Private Equity, Private Placements, Bloomberg, Financial Structuring, Options
Education
Colgate University
Bachelor's Degree, Economics
Rutgers University School of Law - Camden
Ed Carragee's Smith Barney Shearson Experience January 1989 - January 1997
Job Experienced IT Manager Diverse Technologies, Strong People Skills
Industry Information Technology and Services
Experience
US Census Bureau October 2009 - October 2010
US Census Bureau April 2009 - May 2009
JM Family Enterprises April 1997 - March 2007
Smith Barney Shearson January 1989 - January 1997
Systems Software, Manufactures Hanover Trust January 1984 - January 1989
Spear, Leeds & Kellogg 1983 - 1984
Moodys Investors Service 1977 - 1983
Skills
Disaster Recovery, Vendor Management, Security, System Administration, Data Center, Leadership, Business Continuity, Enterprise Software, Servers, Integration, Project Management, Strategic Planning, SDLC, Technical Support, Team Building, Process Improvement, Active Directory, ITIL, Microsoft Office, Operating Systems, Business Analysis, Network Administration, Troubleshooting, Windows, Storage, VMware, Customer Service, Information Technology, Negotiation, SQL, Contract Negotiation, Microsoft Excel, Training, Management, PowerPoint, Microsoft Word, Program Management, Team Leadership, IT Management, Software Development, Microsoft Technologies, Software Documentation, Microsoft SQL Server, Databases, Problem Solving, Customer Relations, Contract Negotiations, Learning Management..., E-Learning, Blended Learning
Education
Glendale University 2006 — 2007
BS
Queensborough Community College
AAS
US Census Bureau October 2009 - October 2010
US Census Bureau April 2009 - May 2009
JM Family Enterprises April 1997 - March 2007
Smith Barney Shearson January 1989 - January 1997
Systems Software, Manufactures Hanover Trust January 1984 - January 1989
Spear, Leeds & Kellogg 1983 - 1984
Moodys Investors Service 1977 - 1983
Skills
Disaster Recovery, Vendor Management, Security, System Administration, Data Center, Leadership, Business Continuity, Enterprise Software, Servers, Integration, Project Management, Strategic Planning, SDLC, Technical Support, Team Building, Process Improvement, Active Directory, ITIL, Microsoft Office, Operating Systems, Business Analysis, Network Administration, Troubleshooting, Windows, Storage, VMware, Customer Service, Information Technology, Negotiation, SQL, Contract Negotiation, Microsoft Excel, Training, Management, PowerPoint, Microsoft Word, Program Management, Team Leadership, IT Management, Software Development, Microsoft Technologies, Software Documentation, Microsoft SQL Server, Databases, Problem Solving, Customer Relations, Contract Negotiations, Learning Management..., E-Learning, Blended Learning
Education
Glendale University 2006 — 2007
BS
Queensborough Community College
AAS
William Hibert's Smith Barney Shearson Experience April 1992 - April 1994
Job Relevante Consultant
Industry Financial Services
Experience
Relevante September 2007 - Present
US Trust/Bank of America December 2005 - September 2007
LaBranche & Co. June 2003 - August 2005
Credit Agricole Indosuez January 2002 - June 2003
Fidelity Investments October 1999 - December 2001
Neuberger & Berman April 1994 - October 1999
Smith Barney Shearson April 1992 - April 1994
Discount Corporation of New York April 1990 - April 1992
Salomon October 1982 - April 1990
Education
St. John's University, The Peter J. Tobin College of Business 1994 — 1999
MBA, Taxation
St. Francis College 1978 — 1982
B.A., Economics
Relevante September 2007 - Present
US Trust/Bank of America December 2005 - September 2007
LaBranche & Co. June 2003 - August 2005
Credit Agricole Indosuez January 2002 - June 2003
Fidelity Investments October 1999 - December 2001
Neuberger & Berman April 1994 - October 1999
Smith Barney Shearson April 1992 - April 1994
Discount Corporation of New York April 1990 - April 1992
Salomon October 1982 - April 1990
Education
St. John's University, The Peter J. Tobin College of Business 1994 — 1999
MBA, Taxation
St. Francis College 1978 — 1982
B.A., Economics
Loureen Finnie's Smith Barney Shearson Experience February 1994 - June 1996
Job VP at CITIGROUP
Industry Financial Services
Experience
Citi January 2005 - December 2011
Citi Prime Finance June 1996 - January 2005
Smith Barney Shearson February 1994 - June 1996
Skills
Equities, Prime Brokerage, Series 7, Fixed Income, Hedge Funds, Equity Derivatives, Investment Banking, Capital Markets, Securities, Series 63, Banking, Trading Systems, Alternative Investments, Trading, Financial Services, Derivatives, Finance, Middle Office, Portfolio Management
Education
Syracuse University 1984 — 1988
Citi January 2005 - December 2011
Citi Prime Finance June 1996 - January 2005
Smith Barney Shearson February 1994 - June 1996
Skills
Equities, Prime Brokerage, Series 7, Fixed Income, Hedge Funds, Equity Derivatives, Investment Banking, Capital Markets, Securities, Series 63, Banking, Trading Systems, Alternative Investments, Trading, Financial Services, Derivatives, Finance, Middle Office, Portfolio Management
Education
Syracuse University 1984 — 1988
Kristen Scontsas Paddock's Smith Barney Shearson Experience December 1991 - July 1994
Job Financial Operations Associate at Suppprting Strategies
Industry Financial Services
Experience
Suppprting Strategies December 2011 - Present
Fidelity Investments January 2007 - April 2010
Fidelity Investments 2002 - 2006
Fidelity Investments 2000 - 2002
Fidelity Investments 1996 - 2000
Smith Barney Shearson December 1991 - July 1994
Education
Simmons College - Simmons School of Management 1994 — 1995
MBA
University of New Hampshire 1987 — 1991
University of New Hampshire -- Peter T. Paul College of Business and Economics 1987 — 1991
Suppprting Strategies December 2011 - Present
Fidelity Investments January 2007 - April 2010
Fidelity Investments 2002 - 2006
Fidelity Investments 2000 - 2002
Fidelity Investments 1996 - 2000
Smith Barney Shearson December 1991 - July 1994
Education
Simmons College - Simmons School of Management 1994 — 1995
MBA
University of New Hampshire 1987 — 1991
University of New Hampshire -- Peter T. Paul College of Business and Economics 1987 — 1991
Trey Clark's Smith Barney Shearson Experience 1994 - 1995
Job President at OsteoSolutions & Technologies, LLC
Industry Medical Devices
Experience
OsteoSolutions & Technologies, LLC July 1998 - Present
Schick Technologies, Inc. 1998 - 1998
Danka Office Imaging 1997 - 1998
Minolta Business Systems 1995 - 1997
Smith Barney Shearson 1994 - 1995
Main Street Capital Corp. 1993 - 1994
Bear Stearns & Co. 1992 - 1993
Skills
Strategic Planning, Competitive Analysis, Negotiation, Due Diligence, Strategic Partnerships, Contract Negotiation, New Business Development, Sales Management, Account Management, Sales, Leadership, Vendor Management, Location Intelligence, Coaching, Lead Generation
Education
University of North Texas 1989 — 2011
Bachelor of Business Administration (B.B.A.), General Business
LSU Shreveport 1988 — 1989
Accounting
Louisiana Tech University 1986 — 1988
Accounting
Jesuit College Prep School 1982 — 1986
OsteoSolutions & Technologies, LLC July 1998 - Present
Schick Technologies, Inc. 1998 - 1998
Danka Office Imaging 1997 - 1998
Minolta Business Systems 1995 - 1997
Smith Barney Shearson 1994 - 1995
Main Street Capital Corp. 1993 - 1994
Bear Stearns & Co. 1992 - 1993
Skills
Strategic Planning, Competitive Analysis, Negotiation, Due Diligence, Strategic Partnerships, Contract Negotiation, New Business Development, Sales Management, Account Management, Sales, Leadership, Vendor Management, Location Intelligence, Coaching, Lead Generation
Education
University of North Texas 1989 — 2011
Bachelor of Business Administration (B.B.A.), General Business
LSU Shreveport 1988 — 1989
Accounting
Louisiana Tech University 1986 — 1988
Accounting
Jesuit College Prep School 1982 — 1986
Harry Frisch's Smith Barney Shearson Experience 1993 - 1994
Job Of Counsel at Lubiner & Schmidt, LLC
Industry Financial Services
Experience
Lubiner & Schmidt, LLC October 2010 - Present
Alonso, Andalkar, Toro, Facher & MacAvoy, P.C. July 2008 - June 2012
Merrill Lynch 2003 - 2008
Datek Online Holdings Inc. / TD Ameritrade July 1999 - April 2003
Lubiner & Schmidt October 1998 - July 1999
Gruntal & Co., LLC June 1994 - October 1998
Shearson Lehman Brothers Inc. October 1977 - June 1994
Smith Barney Shearson 1993 - 1994
Skills
Litigation, Compliance, Securities, SEC reporting, FINRA, Contract Negotiation, Arbitration, Mediation, Legal Research, Corporate Governance, Corporate Law, Securities Regulation, Risk Management, Investment Banking, Due Diligence, Financial Services, SEC filings, Series 24, Licensing, Capital Markets, Securities Litigation, Asset Management, Legal Compliance, AML, Mutual Funds, Commercial Litigation, Equities, Fraud, Series 7, SEC, Investments, Alternative Investments, Hedge Funds, Prime Brokerage, Derivatives, Financial Regulation, Options, Insurance, Investment Advisory, OFAC, Mergers & Acquisitions, Fixed Income, Private Equity, ETFs, USA PATRIOT Act
Education
Pace University School of Law 1977 — 1980
JD, Securities, Corporate Law
Rutgers, The State University of New Jersey-Newark 1976 — 1977
Finance
City University of New York City College 1971 — 1976
BS, History, Political Science
Lubiner & Schmidt, LLC October 2010 - Present
Alonso, Andalkar, Toro, Facher & MacAvoy, P.C. July 2008 - June 2012
Merrill Lynch 2003 - 2008
Datek Online Holdings Inc. / TD Ameritrade July 1999 - April 2003
Lubiner & Schmidt October 1998 - July 1999
Gruntal & Co., LLC June 1994 - October 1998
Shearson Lehman Brothers Inc. October 1977 - June 1994
Smith Barney Shearson 1993 - 1994
Skills
Litigation, Compliance, Securities, SEC reporting, FINRA, Contract Negotiation, Arbitration, Mediation, Legal Research, Corporate Governance, Corporate Law, Securities Regulation, Risk Management, Investment Banking, Due Diligence, Financial Services, SEC filings, Series 24, Licensing, Capital Markets, Securities Litigation, Asset Management, Legal Compliance, AML, Mutual Funds, Commercial Litigation, Equities, Fraud, Series 7, SEC, Investments, Alternative Investments, Hedge Funds, Prime Brokerage, Derivatives, Financial Regulation, Options, Insurance, Investment Advisory, OFAC, Mergers & Acquisitions, Fixed Income, Private Equity, ETFs, USA PATRIOT Act
Education
Pace University School of Law 1977 — 1980
JD, Securities, Corporate Law
Rutgers, The State University of New Jersey-Newark 1976 — 1977
Finance
City University of New York City College 1971 — 1976
BS, History, Political Science
Lynn Vazquez's Smith Barney Shearson Experience September 1989 - December 1993
Job Registered Sales Assistant at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. May 2012 - Present
CACEIS January 2008 - December 2011
Brooke Securities Inc July 2001 - December 2007
Gruntal & Company LLC July 1997 - July 2001
Advest, Inc. January 1994 - June 1997
Smith Barney Shearson September 1989 - December 1993
Banco Popular de Puerto Rico June 1986 - September 1989
Education
Queensborough Community College 1984 — 1986
Business Administration
Oppenheimer & Co. Inc. May 2012 - Present
CACEIS January 2008 - December 2011
Brooke Securities Inc July 2001 - December 2007
Gruntal & Company LLC July 1997 - July 2001
Advest, Inc. January 1994 - June 1997
Smith Barney Shearson September 1989 - December 1993
Banco Popular de Puerto Rico June 1986 - September 1989
Education
Queensborough Community College 1984 — 1986
Business Administration
Jacqui (Jackie Kim) Pedersen's Smith Barney Shearson Experience 1992 - 1997
Job Client Services and Audit at TIAACREF
Industry Financial Services
Experience
TIAA-CREF 1997 - Present
Smith Barney 1992 - 1997
Smith Barney Shearson 1992 - 1997
Smith Barney Shearson/Shearson Lehman Hutton 1984 - 1992
Education
Trinity College-Hartford 1980 — 1984
BS, Psychology
TIAA-CREF 1997 - Present
Smith Barney 1992 - 1997
Smith Barney Shearson 1992 - 1997
Smith Barney Shearson/Shearson Lehman Hutton 1984 - 1992
Education
Trinity College-Hartford 1980 — 1984
BS, Psychology
Mitch Borcherding's Smith Barney Shearson Experience 1993 - 1994
Job Investment Banker / Asset Manager at Endeavor Capital LLC
Industry Financial Services
Experience
Endeavor Capital LLC 2011 - Present
AMR Capital Trading Corp. 2009 - 2011
Lempert Brothers Int. USA 2002 - 2009
Trinity Management LLC 1996 - 2002
Growth Planning Ltd. 1994 - 1996
Smith Barney Shearson 1993 - 1994
Skills
IBM sales training, Visual Basic, C++,..., MS Office, Bloomberg, TradeWeb,..., Options, Trading, Financial Services, Portfolio Management, Business Development, Trading Systems, Analysis, Investment Banking, Microsoft Office, Risk Management, Hedge Funds, Asset Allocation, Business Planning, Management, Equities, Finance, Business Strategy, Investments, Fixed Income, Private Equity
Education
Northern Illinois University 1986 — 1988
MPA, Urban Management / Public Administration
Augustana College 1982 — 1986
BA, Business Administration, Computer Science
Endeavor Capital LLC 2011 - Present
AMR Capital Trading Corp. 2009 - 2011
Lempert Brothers Int. USA 2002 - 2009
Trinity Management LLC 1996 - 2002
Growth Planning Ltd. 1994 - 1996
Smith Barney Shearson 1993 - 1994
Skills
IBM sales training, Visual Basic, C++,..., MS Office, Bloomberg, TradeWeb,..., Options, Trading, Financial Services, Portfolio Management, Business Development, Trading Systems, Analysis, Investment Banking, Microsoft Office, Risk Management, Hedge Funds, Asset Allocation, Business Planning, Management, Equities, Finance, Business Strategy, Investments, Fixed Income, Private Equity
Education
Northern Illinois University 1986 — 1988
MPA, Urban Management / Public Administration
Augustana College 1982 — 1986
BA, Business Administration, Computer Science
Natalie Nugent's Smith Barney Shearson Experience October 1994 - October 1995
Job Accountant, AVP at Radian Asset Assurance
Industry Insurance
Experience
Assured Guaranty Corp. / Radian Asset Assurance, Inc. September 2001 - April 2015
SMBC Capital Markets, Inc. / Sakura Global Capital, Inc November 1999 - August 2001
JPMorgan Chase October 1995 - November 1999
Smith Barney Shearson October 1994 - October 1995
Skills
Accounting, Financial Reporting, Monthly Close Process, Quarterly Reporting, Annual Reports, Year-end Close, STAT, Financial Analysis, Loss Reserving, Account Reconciliation, Accounts Receivable, Bank Reconciliation, Mutual Funds, Microsoft Excel, PeopleSoft, People Skills, General Ledger
Education
St. John's University
Bachelor's Degree, Accounting
Assured Guaranty Corp. / Radian Asset Assurance, Inc. September 2001 - April 2015
SMBC Capital Markets, Inc. / Sakura Global Capital, Inc November 1999 - August 2001
JPMorgan Chase October 1995 - November 1999
Smith Barney Shearson October 1994 - October 1995
Skills
Accounting, Financial Reporting, Monthly Close Process, Quarterly Reporting, Annual Reports, Year-end Close, STAT, Financial Analysis, Loss Reserving, Account Reconciliation, Accounts Receivable, Bank Reconciliation, Mutual Funds, Microsoft Excel, PeopleSoft, People Skills, General Ledger
Education
St. John's University
Bachelor's Degree, Accounting
Suzannah Cohen's Smith Barney Shearson Experience July 1993 - June 1995
Job Chief of Staff, MetLife Legal Affairs, The Americas
Industry Insurance
Experience
MetLife October 2010 - Present
MetLife November 2007 - October 2010
MetLife March 2004 - November 2007
MetLife November 2002 - March 2004
MetLife September 2001 - November 2002
Nathan & Lewis July 1995 - September 2001
Smith Barney Shearson July 1993 - June 1995
Skills
Strategic Planning, Strategy Development, Program Management, Strategy, Litigation, Business Analysis, Mergers & Acquisitions, Risk Management, Process Improvement, Contract Negotiation, Insurance, Vendor Management, Investments
Education
University of Delaware 1989 — 1993
BA, English, Education
MetLife October 2010 - Present
MetLife November 2007 - October 2010
MetLife March 2004 - November 2007
MetLife November 2002 - March 2004
MetLife September 2001 - November 2002
Nathan & Lewis July 1995 - September 2001
Smith Barney Shearson July 1993 - June 1995
Skills
Strategic Planning, Strategy Development, Program Management, Strategy, Litigation, Business Analysis, Mergers & Acquisitions, Risk Management, Process Improvement, Contract Negotiation, Insurance, Vendor Management, Investments
Education
University of Delaware 1989 — 1993
BA, English, Education
Jim Nussey's Smith Barney Shearson Experience March 1990 - April 1995
Job Sr. Programmer/Analyst at JP Morgan Chase
Industry Financial Services
Experience
JPMorgan Chase & Co. March 2014 - Present
Broadridge Financial Solutions, Inc. November 2013 - March 2014
Con Edison March 2013 - November 2013
Verizon Wireless November 2011 - November 2012
Goldman Sachs May 1995 - September 2011
Smith Barney Shearson March 1990 - April 1995
Pan American Airways June 1988 - March 1990
Skills
DB2, Autosys, JCL, IBM Mainframe, SQL, CICS, Unix, SDLC, Business Analysis, Requirements Analysis, Equities, Sybase, Software Development, Fixed Income, Trading Systems, Databases, Disaster Recovery, Programming
Education
SUNY Albany 1984 — 1986
MBA, Management Information Systems
Long Island University, Southampton Campus 1978 — 1981
BS, Marine Science
JPMorgan Chase & Co. March 2014 - Present
Broadridge Financial Solutions, Inc. November 2013 - March 2014
Con Edison March 2013 - November 2013
Verizon Wireless November 2011 - November 2012
Goldman Sachs May 1995 - September 2011
Smith Barney Shearson March 1990 - April 1995
Pan American Airways June 1988 - March 1990
Skills
DB2, Autosys, JCL, IBM Mainframe, SQL, CICS, Unix, SDLC, Business Analysis, Requirements Analysis, Equities, Sybase, Software Development, Fixed Income, Trading Systems, Databases, Disaster Recovery, Programming
Education
SUNY Albany 1984 — 1986
MBA, Management Information Systems
Long Island University, Southampton Campus 1978 — 1981
BS, Marine Science
Cindy Stichel's Smith Barney Shearson Experience 1986 - 1996
Job Retired
Industry Events Services
Experience
Independent June 2008 - Present
Royal Bank of Scotland 2007 - December 2008
ABN AMRO May 2000 - June 2008
ING 2000 - 2008
Smith Barney Shearson 1986 - 1996
Skills
Event Management, Marketing Communications, Financial Risk, Banking, Budgets, Project Management, CRM, Management, Marketing Strategy, Marketing, Leadership, Event Planning, Public Relations, Account Management, Corporate Events, Social Media Marketing
Education
City University of New York-Herbert H. Lehman College 1970 — 1974
BA, Art, Education, English
Independent June 2008 - Present
Royal Bank of Scotland 2007 - December 2008
ABN AMRO May 2000 - June 2008
ING 2000 - 2008
Smith Barney Shearson 1986 - 1996
Skills
Event Management, Marketing Communications, Financial Risk, Banking, Budgets, Project Management, CRM, Management, Marketing Strategy, Marketing, Leadership, Event Planning, Public Relations, Account Management, Corporate Events, Social Media Marketing
Education
City University of New York-Herbert H. Lehman College 1970 — 1974
BA, Art, Education, English
Nataleah Dietzmann's Smith Barney Shearson Experience 1994 - 1997
Job Director of Marketing at D.A. Davidson Companies
Industry Financial Services
Experience
D.A. Davidson Companies 2013 - Present
D.A. Davidson & Co. 2011 - 2013
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2000 - 2007
Smith Barney 1997 - 2000
Smith Barney Shearson 1994 - 1997
Shearson Lehman Hutton 1988 - 1994
Century 21 1982 - 1988
Skills
Branch Management, Series 8, Series 4, Series 3, Series 65, Series 7, Series 63, FINRA, Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Securities, Alternative Investments, Wealth Management..., Investment Strategies, Insurance Life & Helath, Retirement Planning
Education
California State University-Long Beach
Bachelor of Science, Finance
D.A. Davidson Companies 2013 - Present
D.A. Davidson & Co. 2011 - 2013
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2000 - 2007
Smith Barney 1997 - 2000
Smith Barney Shearson 1994 - 1997
Shearson Lehman Hutton 1988 - 1994
Century 21 1982 - 1988
Skills
Branch Management, Series 8, Series 4, Series 3, Series 65, Series 7, Series 63, FINRA, Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Securities, Alternative Investments, Wealth Management..., Investment Strategies, Insurance Life & Helath, Retirement Planning
Education
California State University-Long Beach
Bachelor of Science, Finance
Laura Haywood-Leigh's Smith Barney Shearson Experience July 1991 - December 1993
Job Writer, Editor, Memoirist at Freelance
Industry Writing and Editing
Experience
Freelance February 2009 - Present
KPMG March 1998 - February 2009
Financial Industry Regulatory Authority September 1995 - March 1998
Financial Industry Regulatory Authority December 1993 - September 1995
Smith Barney Shearson July 1991 - December 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Teaching, Public Speaking, Editing, Marketing, Program Management, Blogging, Analysis, Creative Writing
Education
Fairfield University 1987 — 1991
Bachelor of Arts (B.A.), Economics, English
Freelance February 2009 - Present
KPMG March 1998 - February 2009
Financial Industry Regulatory Authority September 1995 - March 1998
Financial Industry Regulatory Authority December 1993 - September 1995
Smith Barney Shearson July 1991 - December 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Teaching, Public Speaking, Editing, Marketing, Program Management, Blogging, Analysis, Creative Writing
Education
Fairfield University 1987 — 1991
Bachelor of Arts (B.A.), Economics, English
Patricia M. Landau's Smith Barney Shearson Experience April 1988 - April 1998
Job Executive Director at UBS Financial Services
Industry Financial Services
Experience
UBS May 2013 - Present
Morgan Stanley Wealth Management April 2005 - May 2013
Smith Barney April 1998 - April 2005
Smith Barney Shearson April 1988 - April 1998
Skills
Series 7, 24 and 63;..., Life Insurance, Term Life Insurance, Long Term Care Insurance, Business Development, Executive Reporting, Mergers & Acquisitions, Operational Excellence, Financial Reporting
Education
Adelphi University
Business Administration
Queen's College
Bachelor of Arts, Economics and Sociology
UBS May 2013 - Present
Morgan Stanley Wealth Management April 2005 - May 2013
Smith Barney April 1998 - April 2005
Smith Barney Shearson April 1988 - April 1998
Skills
Series 7, 24 and 63;..., Life Insurance, Term Life Insurance, Long Term Care Insurance, Business Development, Executive Reporting, Mergers & Acquisitions, Operational Excellence, Financial Reporting
Education
Adelphi University
Business Administration
Queen's College
Bachelor of Arts, Economics and Sociology
Robert G. Salisbury, Jr.'s Smith Barney Shearson Experience 1987 - 1995
Job Owner, GardnerNolan LLC
Industry Investment Management
Experience
Gardner-Nolan LLC 2011 - Present
Smith Barney 2004 - 2009
Smith Barney 1995 - 2004
Smith Barney Shearson 1987 - 1995
Shearson American Express 1983 - 1987
IBM 1980 - 1983
IBM 1976 - 1980
Skills
Leadership, Alternative Investments, Asset Allocation, Management, Training, Marketing, Wealth Management, Investments, Investment Advisory, Mutual Funds, Asset Management
Education
Duke Fuqua School of Business 1978 — 1981
MBA, Finance
Duke University 1970 — 1974
B.A., Comparative Literature
Harvard Business School
Executive Education
Wharton Business School 1990 — 1992
Executive Education, Finance
Gardner-Nolan LLC 2011 - Present
Smith Barney 2004 - 2009
Smith Barney 1995 - 2004
Smith Barney Shearson 1987 - 1995
Shearson American Express 1983 - 1987
IBM 1980 - 1983
IBM 1976 - 1980
Skills
Leadership, Alternative Investments, Asset Allocation, Management, Training, Marketing, Wealth Management, Investments, Investment Advisory, Mutual Funds, Asset Management
Education
Duke Fuqua School of Business 1978 — 1981
MBA, Finance
Duke University 1970 — 1974
B.A., Comparative Literature
Harvard Business School
Executive Education
Wharton Business School 1990 — 1992
Executive Education, Finance
Jo-Ann Vasilenko's Smith Barney Shearson Experience 1988 - 1994
Job SVP Client Analytics Manager at Citi
Industry Financial Services
Experience
Citi SVP - Database MarketingCiti Private Bank1996 - 2009
Smith Barney Shearson 1988 - 1994
Skills
Analytics, Banking, Database Marketing, Financial Services, CRM, Project Management, Business Analysis, Management
Education
Rutgers University 1984 — 1988
BS
Citi SVP - Database MarketingCiti Private Bank1996 - 2009
Smith Barney Shearson 1988 - 1994
Skills
Analytics, Banking, Database Marketing, Financial Services, CRM, Project Management, Business Analysis, Management
Education
Rutgers University 1984 — 1988
BS
Brian Ness's Smith Barney Shearson Experience November 1994 - October 1996
Job FX Relationship Management Business Development
Industry Financial Services
Experience
J.P. Morgan June 2012 - May 2014
Citibank January 2011 - August 2011
Citibank 2001 - 2011
Citigroup Global Markets August 2001 - January 2010
Salomon Smith Barney November 1998 - August 2001
Smith Barney October 1996 - October 1998
Smith Barney Shearson November 1994 - October 1996
Retail Capital Markets November 1993 - November 1994
National Sales May 1993 - November 1993
Shearson Lehman Brothers May 1989 - April 1993
Skills
Capital Markets, FX, Trading, Sales Management, High Net Worth..., Currency, Options, New Business Development, Foreign Exchange..., Series 7, 63, and 24, New Product Development, FX Sales and Marketing, Relationship Development, FX Hedging, Trading Systems, Fixed Income, FX Options, Foreign Exchange, Mergers & Acquisitions, Business Development, FX trading, Prime Brokerage, Asset Management, Series 7, Strategic Financial..., Financial Services, Strategy, Bloomberg, Derivatives, Series 63, Product Development, Equities, Portfolio Management, Hedge Funds, Asset Allocation, Investments, Securities, Structured Products, Hedging, Alternative Investments, Financial Markets, Bonds, Electronic Trading, Risk Management, Financial Planning
Education
Cook College of Rutgers University 1982 — 1986
B.S, Business Economics
Rutgers University 1982 — 1986
BS, Economics
J.P. Morgan June 2012 - May 2014
Citibank January 2011 - August 2011
Citibank 2001 - 2011
Citigroup Global Markets August 2001 - January 2010
Salomon Smith Barney November 1998 - August 2001
Smith Barney October 1996 - October 1998
Smith Barney Shearson November 1994 - October 1996
Retail Capital Markets November 1993 - November 1994
National Sales May 1993 - November 1993
Shearson Lehman Brothers May 1989 - April 1993
Skills
Capital Markets, FX, Trading, Sales Management, High Net Worth..., Currency, Options, New Business Development, Foreign Exchange..., Series 7, 63, and 24, New Product Development, FX Sales and Marketing, Relationship Development, FX Hedging, Trading Systems, Fixed Income, FX Options, Foreign Exchange, Mergers & Acquisitions, Business Development, FX trading, Prime Brokerage, Asset Management, Series 7, Strategic Financial..., Financial Services, Strategy, Bloomberg, Derivatives, Series 63, Product Development, Equities, Portfolio Management, Hedge Funds, Asset Allocation, Investments, Securities, Structured Products, Hedging, Alternative Investments, Financial Markets, Bonds, Electronic Trading, Risk Management, Financial Planning
Education
Cook College of Rutgers University 1982 — 1986
B.S, Business Economics
Rutgers University 1982 — 1986
BS, Economics