SmithBarney Company
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 1 (888) 454-3965 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, NY Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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SmithBarney Employees
Employee
Years
Job
Industry
James A. Adams, Jr; CIMA James A. Adams, Jr; CIMA's SmithBarney Experience 2006 - 2008
Job Senior Regional Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney January 2012 - Present
Morgan Stanley Smith Barney June 2010 - April 2012
Morgan Stanley Smith Barney 2008 - June 2010
Smithbarney 2006 - 2008
Legg Mason 1997 - 2006
Mercantile Bank 1987 - 1997
Skills
Series 7, Series 63, Wealth Management, Financial Advisory, Foundations, CIMA
Education
University of Baltimore 1993 — 1994
Accounting
Towson University 1981 — 1986
BS, Business Administration/Finance
Morgan Stanley Smith Barney January 2012 - Present
Morgan Stanley Smith Barney June 2010 - April 2012
Morgan Stanley Smith Barney 2008 - June 2010
Smithbarney 2006 - 2008
Legg Mason 1997 - 2006
Mercantile Bank 1987 - 1997
Skills
Series 7, Series 63, Wealth Management, Financial Advisory, Foundations, CIMA
Education
University of Baltimore 1993 — 1994
Accounting
Towson University 1981 — 1986
BS, Business Administration/Finance
Curtis Wohlers Curtis Wohlers's SmithBarney Experience January 2000 - July 2005
Job National Sales Manager
Industry Insurance
Experience
MetLifeInvestors August 2005 - September 2012
SmithBarney January 2000 - July 2005
SalomonSmithBarney 1995 - 2000
Travelers Life and Annuity Company 1992 - 1995
ShearsonLehmanBrothers 1984 - 1992
Downey,Sweeney,Fitzgerald 1981 - 1984
Skills
Mutual Funds, Retirement Planning, Series 7, Fixed Annuities, Variable Annuities
Education
University of Massachusetts, Amherst 1977 — 1981
BBA, Business Administration
MetLifeInvestors August 2005 - September 2012
SmithBarney January 2000 - July 2005
SalomonSmithBarney 1995 - 2000
Travelers Life and Annuity Company 1992 - 1995
ShearsonLehmanBrothers 1984 - 1992
Downey,Sweeney,Fitzgerald 1981 - 1984
Skills
Mutual Funds, Retirement Planning, Series 7, Fixed Annuities, Variable Annuities
Education
University of Massachusetts, Amherst 1977 — 1981
BBA, Business Administration
Brandon Ghiossi Brandon Ghiossi's SmithBarney Experience September 2003 - May 2004
Job Strategic Asset Director
Industry Commercial Real Estate
Experience
Phoenix Investment Funds July 2015 - Present
Lewis Retail Centers October 2012 - June 2015
Nexus Development February 2007 - October 2012
Wells Fargo September 2005 - February 2007
Wedbush Morgan January 2005 - May 2005
SmithBarney September 2003 - May 2004
Skills
Due Diligence, Real Estate Economics, Valuation, Real Estate, Asset Managment, Financial Modeling, Portfolio Management, Financial Analysis, Brokerage, Real Estate Development, Asset Management, Construction Management, Leases, Finance, Corporate Real Estate, Property Management, Tenant, Negotiation
Education
University of Southern California 2002 — 2005
BA, English, Business
Phoenix Investment Funds July 2015 - Present
Lewis Retail Centers October 2012 - June 2015
Nexus Development February 2007 - October 2012
Wells Fargo September 2005 - February 2007
Wedbush Morgan January 2005 - May 2005
SmithBarney September 2003 - May 2004
Skills
Due Diligence, Real Estate Economics, Valuation, Real Estate, Asset Managment, Financial Modeling, Portfolio Management, Financial Analysis, Brokerage, Real Estate Development, Asset Management, Construction Management, Leases, Finance, Corporate Real Estate, Property Management, Tenant, Negotiation
Education
University of Southern California 2002 — 2005
BA, English, Business
Luigi Mazza Luigi Mazza's SmithBarney Experience November 1997 - January 2015
Job Senior Vice President Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James Financial Inc. January 2015 - Present
Smithbarney November 1997 - January 2015
Skills
Portfolio Management, Strategic Planning, Wealth Management, Small Business Lending, Financial Analysis, Credit Risk, Series 7, Commercial Lending, Options, Microsoft Excel, Fixed Income, Mutual Funds, Series 63
Education
Florida International University 1993 — 1997
Bachelor of Business Administration (B.B.A.), Banking, Corporate, Finance, and Securities Law
Raymond James Financial Inc. January 2015 - Present
Smithbarney November 1997 - January 2015
Skills
Portfolio Management, Strategic Planning, Wealth Management, Small Business Lending, Financial Analysis, Credit Risk, Series 7, Commercial Lending, Options, Microsoft Excel, Fixed Income, Mutual Funds, Series 63
Education
Florida International University 1993 — 1997
Bachelor of Business Administration (B.B.A.), Banking, Corporate, Finance, and Securities Law
Richard Francois Richard Francois's SmithBarney Experience June 2006 - August 2006
Job Realtor at New Castle Realty, Inc.
Industry Real Estate
Experience
New Castles Realty, Inc. February 2014 - Present
Allergan January 2013 - Present
AJ Sea Salt Enterprises October 2012 - Present
MDEI November 2007 - January 2013
Bradman Unispych June 2004 - November 2007
SMITHBARNEY June 2006 - August 2006
Skills
Financial Reporting, Microsoft Excel, Financial Analysis, General Ledger, Forecasting, Corporate Finance, Revenue Analysis, Invoicing, Strategic Planning, Corporate Budgeting, Tax Preparation, Revenue Recognition, Expenses, Microsoft Office, Microsoft Word, Non-profits, Problem Solving, SAP, JDE Oracle Systems, PeopleSoft
Education
Barry University 2002 — 2007
Science, Finance
Barry University
Bachelor of Science, Finance
New Castles Realty, Inc. February 2014 - Present
Allergan January 2013 - Present
AJ Sea Salt Enterprises October 2012 - Present
MDEI November 2007 - January 2013
Bradman Unispych June 2004 - November 2007
SMITHBARNEY June 2006 - August 2006
Skills
Financial Reporting, Microsoft Excel, Financial Analysis, General Ledger, Forecasting, Corporate Finance, Revenue Analysis, Invoicing, Strategic Planning, Corporate Budgeting, Tax Preparation, Revenue Recognition, Expenses, Microsoft Office, Microsoft Word, Non-profits, Problem Solving, SAP, JDE Oracle Systems, PeopleSoft
Education
Barry University 2002 — 2007
Science, Finance
Barry University
Bachelor of Science, Finance
Christina Rodgers Christina Rodgers's SmithBarney Experience May 2006 - August 2006
Job Community Leader and Private Banker at Frost Bank
Industry
Experience
Frost Bank June 2015 - Present
Wells Fargo August 2012 - December 2014
J.P. Morgan February 2009 - August 2012
J.P. Morgan January 2007 - February 2009
SmithBarney May 2006 - August 2006
Skills
Wealth Management, Private Banking, Credit Analysis, Commercial Lending, Relationship Management, Mortgage Lending, Asset Allocation, Series 7, Investments, Portfolio Management, Commercial Banking, Loans, Equities, Banking, Credit, Financial Analysis
Education
Southern Methodist University 2003 — 2007
Bachelor of Arts (B.A.), Spanish, Cum Laude
Southern Methodist University - Cox School of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Finance, Magna Cum Laude
All Saints' Episcopal School
Frost Bank June 2015 - Present
Wells Fargo August 2012 - December 2014
J.P. Morgan February 2009 - August 2012
J.P. Morgan January 2007 - February 2009
SmithBarney May 2006 - August 2006
Skills
Wealth Management, Private Banking, Credit Analysis, Commercial Lending, Relationship Management, Mortgage Lending, Asset Allocation, Series 7, Investments, Portfolio Management, Commercial Banking, Loans, Equities, Banking, Credit, Financial Analysis
Education
Southern Methodist University 2003 — 2007
Bachelor of Arts (B.A.), Spanish, Cum Laude
Southern Methodist University - Cox School of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Finance, Magna Cum Laude
All Saints' Episcopal School
Izlau Chin Izlau Chin's SmithBarney Experience July 2003 - September 2003
Job Human Resources Manager at Sofitel Luxury Hotels and Resorts
Industry Hospitality
Experience
Sofitel Luxury Hotels and Resorts October 2013 - Present
Millennium & Copthorne Hotels May 2004 - October 2013
Millennium & Copthorne Hotels October 2003 - May 2004
SmithBarney July 2003 - September 2003
A. DeCordova Webb & Co. September 2001 - December 2001
Skills
ADP Payroll, Problem Solving, Microsoft Excel, Teamwork, Microsoft Office, Adaco, Leadership, Event Planning, Project Management, Time Management, Data Entry, Budgets, Human Resources, Management, Sales, Payroll, Hospitality Management, Hotel Management
Education
Berkeley College
Bachelor of Business Administration (BBA), International Business and Marketing, 3.85
Berkeley College
Bachelor of Business Administration (BBA), Marketing and International Business, 3.85
Institute of Management & Production
Associate's degree, Business Studies
Sofitel Luxury Hotels and Resorts October 2013 - Present
Millennium & Copthorne Hotels May 2004 - October 2013
Millennium & Copthorne Hotels October 2003 - May 2004
SmithBarney July 2003 - September 2003
A. DeCordova Webb & Co. September 2001 - December 2001
Skills
ADP Payroll, Problem Solving, Microsoft Excel, Teamwork, Microsoft Office, Adaco, Leadership, Event Planning, Project Management, Time Management, Data Entry, Budgets, Human Resources, Management, Sales, Payroll, Hospitality Management, Hotel Management
Education
Berkeley College
Bachelor of Business Administration (BBA), International Business and Marketing, 3.85
Berkeley College
Bachelor of Business Administration (BBA), Marketing and International Business, 3.85
Institute of Management & Production
Associate's degree, Business Studies
Robert Kransberger Robert Kransberger's SmithBarney Experience September 1987 - December 1993
Job Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2011 - Present
Oppenheimer & Company May 1999 - February 2011
PaineWebber January 1994 - February 1999
SmithBarney September 1987 - December 1993
Education
Northern Illinois University
Bachelor of Science (B.S.), Biology/Biological Sciences, General
Ameriprise Financial Services, Inc. February 2011 - Present
Oppenheimer & Company May 1999 - February 2011
PaineWebber January 1994 - February 1999
SmithBarney September 1987 - December 1993
Education
Northern Illinois University
Bachelor of Science (B.S.), Biology/Biological Sciences, General
Christopher J. Golini, CFP® Christopher J. Golini, CFP®'s SmithBarney Experience January 2006 - May 2009
Job First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
SmithBarney January 2006 - May 2009
Legg Mason January 1997 - January 2006
Education
Trinity College-Hartford 1990 — 1994
BA, Economics and Computer Science
Wells Fargo Advisors, LLC May 2009 - Present
SmithBarney January 2006 - May 2009
Legg Mason January 1997 - January 2006
Education
Trinity College-Hartford 1990 — 1994
BA, Economics and Computer Science
James Capen James Capen's SmithBarney Experience August 1998 - May 2009
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2009 - Present
SmithBarney August 1998 - May 2009
Skills
Strategic Financial..., Investments, Portfolio Management, Retirement Planning, Series 7, Wealth Management, 401k Rollovers, Investment Advisory, Asset Allocation, Mutual Funds, IRAs, Series 63, Municipal Bonds, Financial Services, Investment Strategies, Risk Management, Financial Planning
Education
Montclair State University 1992 — 1995
Bachelor of Arts (B.A.), Political Science and Government
Montclair State University
Bachelor's degree, Political Science and Government
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2009 - Present
SmithBarney August 1998 - May 2009
Skills
Strategic Financial..., Investments, Portfolio Management, Retirement Planning, Series 7, Wealth Management, 401k Rollovers, Investment Advisory, Asset Allocation, Mutual Funds, IRAs, Series 63, Municipal Bonds, Financial Services, Investment Strategies, Risk Management, Financial Planning
Education
Montclair State University 1992 — 1995
Bachelor of Arts (B.A.), Political Science and Government
Montclair State University
Bachelor's degree, Political Science and Government
Malcolm Burt Malcolm Burt's SmithBarney Experience August 1996 - January 2004
Job Agency Manager
Industry Financial Services
Experience
Farm Bureau Financial Services February 2014 - Present
Farm Bureau Financial Services December 2010 - February 2014
Farm Bureau Financial Services March 2009 - November 2010
Wedbush Securities February 2004 - February 2009
SMITHBARNEY August 1996 - January 2004
PACE & NICKLE, P.C November 1994 - July 1996
SUPERIOR COURT OF GEORGIA September 1993 - September 1994
Skills
Sales Rep Training, Teaching, Public Speaking, Retirement, Wealth Management, Investments, Insurance, Strategic Financial..., Investment Management, Investment Strategies, Finance, Securities, Financial Planners, Fixed Annuities, Financial Services, Strategic Planning, Asset Managment, Portfolio Management, Life Insurance, Sales, Equities, Financial Advisory, Management, CRM, Salesforce.com, Training, Asset Management
Education
Brigham Young University—J. Reuben Clark Law School 1990 — 1993
Doctor of Law (J.D.), Law
Brigham Young University 1986 — 1990
Bachelor of Arts (BA), Political Science and Government
Farm Bureau Financial Services February 2014 - Present
Farm Bureau Financial Services December 2010 - February 2014
Farm Bureau Financial Services March 2009 - November 2010
Wedbush Securities February 2004 - February 2009
SMITHBARNEY August 1996 - January 2004
PACE & NICKLE, P.C November 1994 - July 1996
SUPERIOR COURT OF GEORGIA September 1993 - September 1994
Skills
Sales Rep Training, Teaching, Public Speaking, Retirement, Wealth Management, Investments, Insurance, Strategic Financial..., Investment Management, Investment Strategies, Finance, Securities, Financial Planners, Fixed Annuities, Financial Services, Strategic Planning, Asset Managment, Portfolio Management, Life Insurance, Sales, Equities, Financial Advisory, Management, CRM, Salesforce.com, Training, Asset Management
Education
Brigham Young University—J. Reuben Clark Law School 1990 — 1993
Doctor of Law (J.D.), Law
Brigham Young University 1986 — 1990
Bachelor of Arts (BA), Political Science and Government
Billy Peterson CFP®, CDFA™'s SmithBarney Experience September 1999 - October 2009
Job President of Peterson Wealth Services
Industry Financial Services
Experience
Peterson Wealth Services Inc. October 2009 - Present
Livastride Foundation September 2010 - Present
Dave Ramsey, Financial Peace University August 2013 - Present
Permanently Disabled Jockeys Fund July 2012 - Present
Cottages of Hope March 2014 - Present
SmithBarney September 1999 - October 2009
PaineWebber January 1996 - September 1999
Skills
Wealth Management, Investments, Financial Advisory, Retirement, Strategic Financial..., 401k, Retirement Planning, Securities, Series 7, Mutual Funds, Series 63, Small Business, Financial Services, Finance, Asset Allocation, Management, Business Planning, Estate Planning, Wealth Management..., Investment Advisory, Recruiting, Uniform Combined State..., Alternative Investments, Series 24
Education
The University of Texas at El Paso 1993 — 1995
BS, Business/Economics/Finance
Weber State University 1991 — 1993
BA, Business
Peterson Wealth Services Inc. October 2009 - Present
Livastride Foundation September 2010 - Present
Dave Ramsey, Financial Peace University August 2013 - Present
Permanently Disabled Jockeys Fund July 2012 - Present
Cottages of Hope March 2014 - Present
SmithBarney September 1999 - October 2009
PaineWebber January 1996 - September 1999
Skills
Wealth Management, Investments, Financial Advisory, Retirement, Strategic Financial..., 401k, Retirement Planning, Securities, Series 7, Mutual Funds, Series 63, Small Business, Financial Services, Finance, Asset Allocation, Management, Business Planning, Estate Planning, Wealth Management..., Investment Advisory, Recruiting, Uniform Combined State..., Alternative Investments, Series 24
Education
The University of Texas at El Paso 1993 — 1995
BS, Business/Economics/Finance
Weber State University 1991 — 1993
BA, Business
Lawrence Haddock's SmithBarney Experience 1992 - 1993
Job Managing Member Newport Energy Resources
Industry Oil & Energy
Experience
TWC Marketing, Inc July 2014 - Present
Enex Capital Partner L P February 2009 - Present
Newport Energy Resources January 2008 - Present
Tri State Ventures January 2007 - Present
Mason Cabot 1995 - 2000
Gruntal & Co. 1994 - 1995
Janney Montgomery Scott 1993 - 1994
SmithBarney 1992 - 1993
Advest 1991 - 1992
Skills
Start-ups, Entrepreneurship, Business Development, Due Diligence, New Business Development, Mergers & Acquisitions, Portfolio Management, Business Strategy, Management, Venture Capital, Marketing Strategy, Business Planning, Leadership, Commodity, Management Consulting, Strategy, Private Placements, Sales Management, Trading, Human Resources, Investor Relations, Corporate Development, Executive Management, Corporate Finance, Investments, Private Equity, Capital Formation, Social Networking, Mergers, Equities, Executive Development, Strategic Partnerships, Risk Management, Workout, Funding, International Business, Energy, Joint Ventures, Emerging Markets, Executive Search, Executive Mentoring, Commodities, SEO, Networking, Business Networking, Valuation, Entrepreneurial..., Knowledge Sharing, Alternative Investments, Competitive Analysis
Education
University of New Hampshire 1982 — 1988
ba, english
TWC Marketing, Inc July 2014 - Present
Enex Capital Partner L P February 2009 - Present
Newport Energy Resources January 2008 - Present
Tri State Ventures January 2007 - Present
Mason Cabot 1995 - 2000
Gruntal & Co. 1994 - 1995
Janney Montgomery Scott 1993 - 1994
SmithBarney 1992 - 1993
Advest 1991 - 1992
Skills
Start-ups, Entrepreneurship, Business Development, Due Diligence, New Business Development, Mergers & Acquisitions, Portfolio Management, Business Strategy, Management, Venture Capital, Marketing Strategy, Business Planning, Leadership, Commodity, Management Consulting, Strategy, Private Placements, Sales Management, Trading, Human Resources, Investor Relations, Corporate Development, Executive Management, Corporate Finance, Investments, Private Equity, Capital Formation, Social Networking, Mergers, Equities, Executive Development, Strategic Partnerships, Risk Management, Workout, Funding, International Business, Energy, Joint Ventures, Emerging Markets, Executive Search, Executive Mentoring, Commodities, SEO, Networking, Business Networking, Valuation, Entrepreneurial..., Knowledge Sharing, Alternative Investments, Competitive Analysis
Education
University of New Hampshire 1982 — 1988
ba, english
Katherine Onyshko's SmithBarney Experience May 2008 - August 2008
Job Law Clerk at Chadbourne & Parke LLP
Industry Law Practice
Experience
Chadbourne & Parke LLP August 2015 - Present
Columbia Law School August 2012 - May 2015
U.S. Department of State September 2014 - December 2014
Chadbourne & Parke LLP June 2014 - August 2014
Federal District Court June 2013 - August 2013
O'Rourke and Degen August 2011 - August 2012
Peace Corps August 2009 - July 2011
SmithBarney May 2008 - August 2008
Skills
Fundraising, Volunteer Management, Research, French, Legal Research, Due Diligence, Discovery Document..., Teaching, Blogging, Public Speaking, Politics, Entrepreneurship, International Relations, Policy Analysis, Public Policy
Education
Columbia Law School 2012 — 2015
Doctor of Law (J.D.)
New York University 2006 — 2009
B.A., Economics, History
Wheaton North 2002 — 2006
Chadbourne & Parke LLP August 2015 - Present
Columbia Law School August 2012 - May 2015
U.S. Department of State September 2014 - December 2014
Chadbourne & Parke LLP June 2014 - August 2014
Federal District Court June 2013 - August 2013
O'Rourke and Degen August 2011 - August 2012
Peace Corps August 2009 - July 2011
SmithBarney May 2008 - August 2008
Skills
Fundraising, Volunteer Management, Research, French, Legal Research, Due Diligence, Discovery Document..., Teaching, Blogging, Public Speaking, Politics, Entrepreneurship, International Relations, Policy Analysis, Public Policy
Education
Columbia Law School 2012 — 2015
Doctor of Law (J.D.)
New York University 2006 — 2009
B.A., Economics, History
Wheaton North 2002 — 2006
Darren Kotchek Darren Kotchek's SmithBarney Experience April 2000 - July 2005
Job Program Marketing Associate @ SYSCO
Industry Food & Beverages
Experience
SYSCO June 2011 - Present
MYLO Group, LTD. November 2005 - June 2010
SmithBarney April 2000 - July 2005
Skills
New Business Development, Sales Management, Food, Marketing Strategy, Advertising, Marketing, Food
Education
University of Delaware - Lerner College of Business and Economics 1995 — 1999
Hotel Restaurant Institutional Management
SYSCO June 2011 - Present
MYLO Group, LTD. November 2005 - June 2010
SmithBarney April 2000 - July 2005
Skills
New Business Development, Sales Management, Food, Marketing Strategy, Advertising, Marketing, Food
Education
University of Delaware - Lerner College of Business and Economics 1995 — 1999
Hotel Restaurant Institutional Management
Christopher R Rainer's SmithBarney Experience November 2005 - July 2009
Job CEFEX, achieved in combination with LPL Financial, LLC.
Industry Financial Services
Experience
LPL Financial June 2015 - Present
LPL Financial July 2009 - Present
SmithBarney November 2005 - July 2009
Legg Mason September 1998 - November 2005
Skills
Retirement Planning, Series 7, Estate Planning, Alternative Investments, Series 63, Retirement, Finance, Money Management, Strategic Financial..., Investment Advisory, Wealth Management, Asset Allocation, Mutual Funds, 401k, Investment Strategies, FINRA, Portfolio Management, Asset Management, Life Insurance, Investments, Financial Planning
Education
Auburn University
Bachelors of Science, Finance
Natick High
LPL Financial June 2015 - Present
LPL Financial July 2009 - Present
SmithBarney November 2005 - July 2009
Legg Mason September 1998 - November 2005
Skills
Retirement Planning, Series 7, Estate Planning, Alternative Investments, Series 63, Retirement, Finance, Money Management, Strategic Financial..., Investment Advisory, Wealth Management, Asset Allocation, Mutual Funds, 401k, Investment Strategies, FINRA, Portfolio Management, Asset Management, Life Insurance, Investments, Financial Planning
Education
Auburn University
Bachelors of Science, Finance
Natick High
Ali Mandalinci's SmithBarney Experience September 1996 - January 2009
Job First Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
SmithBarney September 1996 - January 2009
Robert F. Kennedy Children's Action Corps 2007 - 2009
Merrill Lynch August 1993 - October 1996
Education
The University of Chicago - Booth School of Business 2010 — 2011
Certified Private Wealth Advisor
University of Pennsylvania - The Wharton School 2005 — 2005
Certified Investment Management Analyst, Executive Program
University of Vermont 1989 — 1993
Finance
UBS Financial Services, Inc. January 2009 - Present
SmithBarney September 1996 - January 2009
Robert F. Kennedy Children's Action Corps 2007 - 2009
Merrill Lynch August 1993 - October 1996
Education
The University of Chicago - Booth School of Business 2010 — 2011
Certified Private Wealth Advisor
University of Pennsylvania - The Wharton School 2005 — 2005
Certified Investment Management Analyst, Executive Program
University of Vermont 1989 — 1993
Finance
Greg Brightman's SmithBarney Experience January 1990 - June 2001
Job Insurance Broker and Benefits Consultant
Industry Insurance
Experience
Bright Ideas January 2001 - Present
smithbarney January 1990 - June 2001
Skills
Insurance
Education
University of Alabama 1978 — 1983
Bright Ideas January 2001 - Present
smithbarney January 1990 - June 2001
Skills
Insurance
Education
University of Alabama 1978 — 1983
Brett Marvin's SmithBarney Experience January 1995 - November 1997
Job Asset Backed Securitization at KGSAlpha Capital Markets, L.P.
Industry Financial Services
Experience
StormHarbour Securities January 2010 - April 2012
Revolution Asset Advisors February 2008 - August 2009
Nomura Credit & Capital, Inc. April 2004 - April 2007
Credit Suisse December 1999 - January 2004
Society Generale February 1998 - October 1999
SmithBarney January 1995 - November 1997
Kidder Peabody March 1986 - January 1995
Skills
Loans, Risk Management, Trading, Securitization, Mortgage Lending, Securities, Due Diligence, Capital Markets, Fixed Income, Structured Finance, Structured Products, Financial Structuring, Hedge Funds, ABS, MBS
Education
Lehigh University - College of Business and Economics 1978 — 1982
BS, Management & Finance
StormHarbour Securities January 2010 - April 2012
Revolution Asset Advisors February 2008 - August 2009
Nomura Credit & Capital, Inc. April 2004 - April 2007
Credit Suisse December 1999 - January 2004
Society Generale February 1998 - October 1999
SmithBarney January 1995 - November 1997
Kidder Peabody March 1986 - January 1995
Skills
Loans, Risk Management, Trading, Securitization, Mortgage Lending, Securities, Due Diligence, Capital Markets, Fixed Income, Structured Finance, Structured Products, Financial Structuring, Hedge Funds, ABS, MBS
Education
Lehigh University - College of Business and Economics 1978 — 1982
BS, Management & Finance
Dorothy Wydman's SmithBarney Experience Senior ParalegalHolme Roberts & Owen LLPMay 1998 - January 2006
Job Financial Advisor at SmithBarney
Industry Financial Services
Experience
SmithBarney Senior ParalegalHolme Roberts & Owen LLPMay 1998 - January 2006
Education
University of Northern Colorado 1970 — 1972
SmithBarney Senior ParalegalHolme Roberts & Owen LLPMay 1998 - January 2006
Education
University of Northern Colorado 1970 — 1972
Timothy Looney, CPA's SmithBarney Experience 1989 - 1995
Job Chief Financial Officer at Stock USA Execution Services, inc
Industry Financial Services
Experience
Stock USA Execution Services, inc December 2012 - Present
Westport Resources October 2008 - September 2012
Stock USA Investment January 2007 - October 2008
ACS December 2004 - December 2006
The MONY Group 2000 - 2004
Venture Captital Firm March 1998 - February 2000
Yamaichi 1996 - 1998
Natwest 1995 - 1997
SmithBarney 1989 - 1995
American Express 1989 - 1993
Skills
Securities, Accounting, Auditing, Mutual Funds, Due Diligence
Education
Saint Joseph's University 1983 — 1987
Stock USA Execution Services, inc December 2012 - Present
Westport Resources October 2008 - September 2012
Stock USA Investment January 2007 - October 2008
ACS December 2004 - December 2006
The MONY Group 2000 - 2004
Venture Captital Firm March 1998 - February 2000
Yamaichi 1996 - 1998
Natwest 1995 - 1997
SmithBarney 1989 - 1995
American Express 1989 - 1993
Skills
Securities, Accounting, Auditing, Mutual Funds, Due Diligence
Education
Saint Joseph's University 1983 — 1987
Leng Lo's SmithBarney Experience 2005 - 2008
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Citi Personal Wealth Management August 2005 - Present
Citi Personal Wealth Mgmt/ Formerly Smith Barney 2005 - Present
SmithBarney 2005 - 2008
Citicorp Investment Services August 2005 - May 2006
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Equities, Investment Advisory, Asset Allocation, Strategic Financial..., Asset Managment, Securities, Fixed Annuities, Alternative Investments, Retirement, Credit, Options, Trading, Capital Markets, Financial Markets, Financial Services
Education
University of California, Riverside 2001 — 2005
Bachelor of Arts (B.A.)
Citi Personal Wealth Management August 2005 - Present
Citi Personal Wealth Mgmt/ Formerly Smith Barney 2005 - Present
SmithBarney 2005 - 2008
Citicorp Investment Services August 2005 - May 2006
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Equities, Investment Advisory, Asset Allocation, Strategic Financial..., Asset Managment, Securities, Fixed Annuities, Alternative Investments, Retirement, Credit, Options, Trading, Capital Markets, Financial Markets, Financial Services
Education
University of California, Riverside 2001 — 2005
Bachelor of Arts (B.A.)
Beth Lawlor's SmithBarney Experience May 2005 - July 2008
Job Managing DirectorDivision Sales Executive Northeast Retail Lending
Industry Financial Services
Experience
Bank of America Merrill Lynch November 2014 - Present
Merrill Lynch January 2013 - Present
Morgan Stanley February 2012 - January 2013
Morgan Stanley January 2011 - February 2012
Morgan Stanley May 2010 - January 2011
Wells Fargo Advisors, LLC August 2007 - April 2010
SmithBarney May 2005 - July 2008
American Express 1996 - 2005
Chase Personal Financial Services 1990 - 1994
Skills
Series 24, Series 7, Banking, Credit, Series 63, Securities, Mortgage Lending, Financial Services, Equities, Risk Management, Mutual Funds, Loans, Credit Analysis, Private Banking, Wealth Management, Asset Management, Portfolio Management, Investments, Financial Advisory, Fixed Income, Leadership, Finance, Relationship Management, Investment Advisory, Capital Markets, Retirement Planning, Commercial Lending, Asset Allocation, Business Development, Strategic Financial..., Wealth Management...
Education
Boston College 1985 — 1989
BA,CumLaude, Psychology and Communications
Bank of America Merrill Lynch November 2014 - Present
Merrill Lynch January 2013 - Present
Morgan Stanley February 2012 - January 2013
Morgan Stanley January 2011 - February 2012
Morgan Stanley May 2010 - January 2011
Wells Fargo Advisors, LLC August 2007 - April 2010
SmithBarney May 2005 - July 2008
American Express 1996 - 2005
Chase Personal Financial Services 1990 - 1994
Skills
Series 24, Series 7, Banking, Credit, Series 63, Securities, Mortgage Lending, Financial Services, Equities, Risk Management, Mutual Funds, Loans, Credit Analysis, Private Banking, Wealth Management, Asset Management, Portfolio Management, Investments, Financial Advisory, Fixed Income, Leadership, Finance, Relationship Management, Investment Advisory, Capital Markets, Retirement Planning, Commercial Lending, Asset Allocation, Business Development, Strategic Financial..., Wealth Management...
Education
Boston College 1985 — 1989
BA,CumLaude, Psychology and Communications
Monk White's SmithBarney Experience May 1966 - June 2006
Job oil &gas at assurancelandandminerals.com
Industry Financial Services
Experience
assurancelandandminerals.com December 2011 - Present
smith,barney May 1966 - June 2006
Smith Barney 1966 - 2006
Skills
Natural Gas, Valuation, Due Diligence, Petroleum, Financial Modeling, Oil/Gas, Energy, Energy Industry, Mergers, Competitive Analysis, Market Analysis, Investments, Business Process..., Mergers & Acquisitions, Negotiation, Business Planning, Strategic Planning, Business Strategy, Corporate Finance, Asset Management, Private Equity, Joint Ventures, Financial Analysis, Finance, Start-ups, Venture Capital, Risk Management, Analysis, Strategy, Management Consulting, Investment Banking, Trading, Contract Negotiation, Executive Management, Divestitures, Portfolio Management, Emerging Markets, Acquisitions, Capital Markets, Alternative Investments, Equities, Derivatives, Bloomberg, Structured Finance
Education
University of Pennsylvania - The Wharton School 1964 — 1966
mba, Finance
The University of Texas at Austin 1960 — 1964
bba, finance
assurancelandandminerals.com December 2011 - Present
smith,barney May 1966 - June 2006
Smith Barney 1966 - 2006
Skills
Natural Gas, Valuation, Due Diligence, Petroleum, Financial Modeling, Oil/Gas, Energy, Energy Industry, Mergers, Competitive Analysis, Market Analysis, Investments, Business Process..., Mergers & Acquisitions, Negotiation, Business Planning, Strategic Planning, Business Strategy, Corporate Finance, Asset Management, Private Equity, Joint Ventures, Financial Analysis, Finance, Start-ups, Venture Capital, Risk Management, Analysis, Strategy, Management Consulting, Investment Banking, Trading, Contract Negotiation, Executive Management, Divestitures, Portfolio Management, Emerging Markets, Acquisitions, Capital Markets, Alternative Investments, Equities, Derivatives, Bloomberg, Structured Finance
Education
University of Pennsylvania - The Wharton School 1964 — 1966
mba, Finance
The University of Texas at Austin 1960 — 1964
bba, finance
Domenico Carlucci's SmithBarney Experience January 2000 - December 2007
Job DirectorInvestments presso
Industry Investment Management
Experience
SmithBarney January 2000 - December 2007
Education
Columbia University in the City of New York 1971 — 1973
Master international affairs
1967 — 1971
Bachelor of Arts (BA), Scienze politiche economia
Fordham University 1967 — 1971
Bachelor of Arts (BA), Political Science and Government
SmithBarney January 2000 - December 2007
Education
Columbia University in the City of New York 1971 — 1973
Master international affairs
1967 — 1971
Bachelor of Arts (BA), Scienze politiche economia
Fordham University 1967 — 1971
Bachelor of Arts (BA), Political Science and Government
Patrick Pacillo's SmithBarney Experience June 2000 - February 2009
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors February 2009 - Present
SmithBarney June 2000 - February 2009
Merrill Lynch June 1994 - June 2000
Skills
Retirement Planning, Series 7, Wealth Management, Mutual Funds, Investments, Retirement, Series 63, Investment Advisory, Asset Allocation, Strategic Financial..., Portfolio Management, Financial Advisory
Education
Rutherford High School
Seton Hall University
Wells Fargo Advisors February 2009 - Present
SmithBarney June 2000 - February 2009
Merrill Lynch June 1994 - June 2000
Skills
Retirement Planning, Series 7, Wealth Management, Mutual Funds, Investments, Retirement, Series 63, Investment Advisory, Asset Allocation, Strategic Financial..., Portfolio Management, Financial Advisory
Education
Rutherford High School
Seton Hall University
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.