Soleil Securities
Industry: Company
DescriptionHeadquarters: United States of America Founded: 2002
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Soleil Securities Employees
Employee
Years
Job
Industry
Charlie Seifert Charlie Seifert's Soleil Securities Experience June 2007 - July 2007
Job Resident Coordinator at Recovery Ways
Industry Hospitality
Experience
Recovery Ways March 2013 - Present
LeMont Michel August 2011 - March 2013
First Step House November 2011 - July 2012
LSAC program: Univ. of Utah August 2011 - July 2012
Tommy Bahama November 2010 - October 2011
Glenwild CC May 2010 - November 2010
Oklahoma Golf Association March 2009 - June 2009
Somerset Hills Country Club June 2006 - August 2008
Soleil Securities June 2007 - July 2007
The Bridgehampton Club January 2001 - January 2005
Skills
Sales, Business Development, Customer Service, Marketing, CRM, Management, Training, Leadership, Nonprofits, Microsoft Office, Event Planning, Social Media Marketing, Microsoft Excel, Social Networking, Research, Public Speaking, Social Media
Education
University of Utah 2011 — 2012
LSAC Program, Substance Abuse/Addiction Counseling
Roanoke College 2004 — 2008
BA, History
Harrisburg Academy 2001 — 2004
High school Diploma
Tampa Preparatory 2000 — 2001
Recovery Ways March 2013 - Present
LeMont Michel August 2011 - March 2013
First Step House November 2011 - July 2012
LSAC program: Univ. of Utah August 2011 - July 2012
Tommy Bahama November 2010 - October 2011
Glenwild CC May 2010 - November 2010
Oklahoma Golf Association March 2009 - June 2009
Somerset Hills Country Club June 2006 - August 2008
Soleil Securities June 2007 - July 2007
The Bridgehampton Club January 2001 - January 2005
Skills
Sales, Business Development, Customer Service, Marketing, CRM, Management, Training, Leadership, Nonprofits, Microsoft Office, Event Planning, Social Media Marketing, Microsoft Excel, Social Networking, Research, Public Speaking, Social Media
Education
University of Utah 2011 — 2012
LSAC Program, Substance Abuse/Addiction Counseling
Roanoke College 2004 — 2008
BA, History
Harrisburg Academy 2001 — 2004
High school Diploma
Tampa Preparatory 2000 — 2001
Douglas G. Maurer, CFA Douglas G. Maurer, CFA's Soleil Securities Experience 2003 - 2005
Job Equity Portfolio/Product Manager at Value Line
Industry Financial Services
Experience
Value Line 2009 - Present
Value Line 2005 - 2009
Soleil Securities 2003 - 2005
Bluestone Capital 2000 - 2002
Adams Harkness 1998 - 2000
Skills
Investments, Options, Marketing, Bonds, Stocks, Equity Research, Equities, Bloomberg, Portfolio Management, Valuation, Fixed Income, Financial Modeling, Finance, Mutual Funds, Hedge Funds, Asset Management, Capital Markets
Education
Northwestern University
MM
University of Wisconsin-Madison
MBA, Finance, Investments, and Banking
Value Line 2009 - Present
Value Line 2005 - 2009
Soleil Securities 2003 - 2005
Bluestone Capital 2000 - 2002
Adams Harkness 1998 - 2000
Skills
Investments, Options, Marketing, Bonds, Stocks, Equity Research, Equities, Bloomberg, Portfolio Management, Valuation, Fixed Income, Financial Modeling, Finance, Mutual Funds, Hedge Funds, Asset Management, Capital Markets
Education
Northwestern University
MM
University of Wisconsin-Madison
MBA, Finance, Investments, and Banking
Lara Kozersky Lara Kozersky's Soleil Securities Experience March 2004 - February 2012
Job Institutional Equity Sales
Industry Financial Services
Experience
CRT Capital Group September 2013 - May 2015
LOM USA, Ltd April 2012 - May 2013
Soleil Securities March 2004 - February 2012
C.E. Unterberg, Towbin May 2000 - March 2002
Josepthal & Co., Inc January 1999 - May 2000
Needham & Company September 1992 - November 1998
Skills
Research, Mutual Funds, Bloomberg, Investments, Hedge Funds, Strategy, Finance, Marketing, Financial Markets, FINRA, Equity Trading, Due Diligence, Alternative Investments, Financial Services, Emerging Markets, IPO, Competitive Analysis, Business Development, Sales, Equities, Securities, Electronic Trading, Series 63, Equity Capital Markets, Recruiting, Structured Products, Securities Lending, Institutional..., Series 7, Derivatives, Relationship Management, Capital Markets, Valuation, Financial Modeling, Institutional, Prime Brokerage, Entrepreneurship
Education
Manhattan College 1988 — 1991
Bachelor of Science (B.S.), Business Administration and Management, General
CRT Capital Group September 2013 - May 2015
LOM USA, Ltd April 2012 - May 2013
Soleil Securities March 2004 - February 2012
C.E. Unterberg, Towbin May 2000 - March 2002
Josepthal & Co., Inc January 1999 - May 2000
Needham & Company September 1992 - November 1998
Skills
Research, Mutual Funds, Bloomberg, Investments, Hedge Funds, Strategy, Finance, Marketing, Financial Markets, FINRA, Equity Trading, Due Diligence, Alternative Investments, Financial Services, Emerging Markets, IPO, Competitive Analysis, Business Development, Sales, Equities, Securities, Electronic Trading, Series 63, Equity Capital Markets, Recruiting, Structured Products, Securities Lending, Institutional..., Series 7, Derivatives, Relationship Management, Capital Markets, Valuation, Financial Modeling, Institutional, Prime Brokerage, Entrepreneurship
Education
Manhattan College 1988 — 1991
Bachelor of Science (B.S.), Business Administration and Management, General
Jay Myers Jay Myers's Soleil Securities Experience March 2010 - August 2011
Job Director, Gartner Invest
Industry Financial Services
Experience
Gartner April 2015 - Present
Wunderlich Securities December 2013 - March 2015
Lazard August 2011 - December 2013
Soleil Securities March 2010 - August 2011
Oppenheimer & Co. Inc. July 2007 - March 2010
Cypress Capital Group June 2006 - August 2006
UBS June 2005 - August 2005
Skills
Equity Research, Series 7, Securities, Investments, Equity Trading, Series 63, Equity Capital Markets, Research, Equities, Capital Markets, Hedge Funds, Management, Bloomberg, Valuation, Institutional..., Financial Modeling, Fixed Income
Education
Elon University - Martha and Spencer Love School of Business 2003 — 2007
B.S. Business Administration, Finance
Elon University
Bachelor of Science (B.S.), Business Administration (Finance)
Gartner April 2015 - Present
Wunderlich Securities December 2013 - March 2015
Lazard August 2011 - December 2013
Soleil Securities March 2010 - August 2011
Oppenheimer & Co. Inc. July 2007 - March 2010
Cypress Capital Group June 2006 - August 2006
UBS June 2005 - August 2005
Skills
Equity Research, Series 7, Securities, Investments, Equity Trading, Series 63, Equity Capital Markets, Research, Equities, Capital Markets, Hedge Funds, Management, Bloomberg, Valuation, Institutional..., Financial Modeling, Fixed Income
Education
Elon University - Martha and Spencer Love School of Business 2003 — 2007
B.S. Business Administration, Finance
Elon University
Bachelor of Science (B.S.), Business Administration (Finance)
Tina Kapadia Tina Kapadia's Soleil Securities Experience 2004 - 2005
Job Founder/Managing Partner
Industry Real Estate
Experience
TRK Development, Real Estate Development 2006 - Present
UPLIFT Connect April 2013 - June 2014
Soleil Securities 2004 - 2005
Bank of America 2003 - 2004
McKinsey & Company 2002 - 2003
Skills
Strategy, Due Diligence, Investments, Business Development, Financial Modeling, Portfolio Management, Management, Marketing, Finance, Venture Capital, Analysis, Budgets, Real Estate, Sales, Recruiting, Human Resources, Accounting, Investment Properties, Private Equity, Entrepreneurship, Business Strategy, Asset Management, Corporate Finance, Business Planning, Management Consulting
Education
Wellesley College 1998 — 2002
Bachelor of Arts (B.A.), Economics
London School of Economics and Political Science 2000 — 2001
Concentration in Economics and Economic History
TRK Development, Real Estate Development 2006 - Present
UPLIFT Connect April 2013 - June 2014
Soleil Securities 2004 - 2005
Bank of America 2003 - 2004
McKinsey & Company 2002 - 2003
Skills
Strategy, Due Diligence, Investments, Business Development, Financial Modeling, Portfolio Management, Management, Marketing, Finance, Venture Capital, Analysis, Budgets, Real Estate, Sales, Recruiting, Human Resources, Accounting, Investment Properties, Private Equity, Entrepreneurship, Business Strategy, Asset Management, Corporate Finance, Business Planning, Management Consulting
Education
Wellesley College 1998 — 2002
Bachelor of Arts (B.A.), Economics
London School of Economics and Political Science 2000 — 2001
Concentration in Economics and Economic History
Charles Hutton, CFA Charles Hutton, CFA's Soleil Securities Experience May 2003 - May 2007
Job Financial/Porfolio Risk Management
Industry Financial Services
Experience
ConceptONE, LLC (fka Risk Resources, LLC) April 2007 - Present
Soleil Securities May 2003 - May 2007
E*Trade Professional 1999 - 2003
Skills
Valuation, Risk Management, Financial Analysis, Equities, Risk, Financial Risk, Hedge Funds, Fixed Income, Bloomberg, Capital Markets, Trading, Financial Markets, Alternative Investments, Securities, Derivatives, Portfolio Management, Equity Research, Investments, Asset Management
Education
Franklin & Marshall College 1995 — 1999
BA, Economics
The London School of Economics and Political Science (LSE) 1997 — 1998
Economics
ConceptONE, LLC (fka Risk Resources, LLC) April 2007 - Present
Soleil Securities May 2003 - May 2007
E*Trade Professional 1999 - 2003
Skills
Valuation, Risk Management, Financial Analysis, Equities, Risk, Financial Risk, Hedge Funds, Fixed Income, Bloomberg, Capital Markets, Trading, Financial Markets, Alternative Investments, Securities, Derivatives, Portfolio Management, Equity Research, Investments, Asset Management
Education
Franklin & Marshall College 1995 — 1999
BA, Economics
The London School of Economics and Political Science (LSE) 1997 — 1998
Economics
Kim Lopez, M.D.'s Soleil Securities Experience June 2010 - August 2010
Job Independent Life Sciences Consultant
Industry Pharmaceuticals
Experience
Oliver Wyman November 2012 - September 2014
Credit Suisse April 2012 - September 2012
Mizuho Securities USA Inc. July 2011 - January 2012
Soleil Securities June 2010 - August 2010
Columbia University Medical Center March 2005 - May 2009
Skills
Excel modeling, Bloomberg Terminal, Factset, Thomson One, Equity Research, Equity Valuation, Clinical Trials, Biotechnology, Medical Devices, Financial Analysis, Financial Modeling, Clinical Research, Cancer Research, Investment Strategies, Competitive Analysis, Business Strategy, Research, Pharmaceutical Industry, Strategy, Business Valuation, Lifesciences, Data Analysis, Valuation, Due Diligence, Emerging Markets, Finance
Education
Georgetown University - The McDonough School of Business 2009 — 2011
MBA, Finance
University of the Philippines 1998 — 2003
MD, Medicine
University of the Philippines 1994 — 1998
BS, Psychology
Oliver Wyman November 2012 - September 2014
Credit Suisse April 2012 - September 2012
Mizuho Securities USA Inc. July 2011 - January 2012
Soleil Securities June 2010 - August 2010
Columbia University Medical Center March 2005 - May 2009
Skills
Excel modeling, Bloomberg Terminal, Factset, Thomson One, Equity Research, Equity Valuation, Clinical Trials, Biotechnology, Medical Devices, Financial Analysis, Financial Modeling, Clinical Research, Cancer Research, Investment Strategies, Competitive Analysis, Business Strategy, Research, Pharmaceutical Industry, Strategy, Business Valuation, Lifesciences, Data Analysis, Valuation, Due Diligence, Emerging Markets, Finance
Education
Georgetown University - The McDonough School of Business 2009 — 2011
MBA, Finance
University of the Philippines 1998 — 2003
MD, Medicine
University of the Philippines 1994 — 1998
BS, Psychology
Eileen Read Eileen Read's Soleil Securities Experience November 2008 - July 2011
Job Managing Director, Institutional Sales
Industry Financial Services
Experience
Detwiler Fenton June 2015 - Present
Burke & Quick Partners LLC December 2014 - June 2015
Northcoast Research March 2012 - December 2014
ABR Investment Strategy August 2011 - March 2012
Soleil Securities November 2008 - July 2011
C.E. Unterberg, Towbin June 2000 - November 2008
Skills
Series 7, Equity Research, Equities, Investments, Financial Analysis, Alternative Investments, Hedge Funds, Asset Management, Capital Markets, Securities, Series 63, Mutual Funds, Portfolio Management, Valuation, Financial Modeling, Management
Education
Fordham University - Graduate School of Business Administration 1998 — 2000
Mba, Finance
College of the Holy Cross 1989 — 1993
Bachelor of Arts (B.A.), English
Sacred Heart Academy 1985 — 1989
Sacred Heart Academy
Sacred Heart Academy
Sacred Heart Academy
Detwiler Fenton June 2015 - Present
Burke & Quick Partners LLC December 2014 - June 2015
Northcoast Research March 2012 - December 2014
ABR Investment Strategy August 2011 - March 2012
Soleil Securities November 2008 - July 2011
C.E. Unterberg, Towbin June 2000 - November 2008
Skills
Series 7, Equity Research, Equities, Investments, Financial Analysis, Alternative Investments, Hedge Funds, Asset Management, Capital Markets, Securities, Series 63, Mutual Funds, Portfolio Management, Valuation, Financial Modeling, Management
Education
Fordham University - Graduate School of Business Administration 1998 — 2000
Mba, Finance
College of the Holy Cross 1989 — 1993
Bachelor of Arts (B.A.), English
Sacred Heart Academy 1985 — 1989
Sacred Heart Academy
Sacred Heart Academy
Sacred Heart Academy
Alexis Baldwin Alexis Baldwin's Soleil Securities Experience September 2008 - September 2010
Job VP of Recruitment at Ducci & Associates
Industry Staffing and Recruiting
Experience
Ducci & Associates October 2013 - Present
Dr. Patel's Dental Center April 2012 - October 2013
FuelCell Energy February 2011 - April 2012
Soleil Securities September 2008 - September 2010
Axiom International Investors May 2006 - September 2008
Ryan Partnership May 2005 - May 2006
Skills
Team Building, Marketing, Talent Management, Microsoft Office, Market Research, Series 7, Human Resources, Series 63, Financial Services, Competitive Analysis, Sales, Organizational...
Education
Sacred Heart University 2001 — 2005
BA, Marketing, Business Administration
Torrington High School
Ducci & Associates October 2013 - Present
Dr. Patel's Dental Center April 2012 - October 2013
FuelCell Energy February 2011 - April 2012
Soleil Securities September 2008 - September 2010
Axiom International Investors May 2006 - September 2008
Ryan Partnership May 2005 - May 2006
Skills
Team Building, Marketing, Talent Management, Microsoft Office, Market Research, Series 7, Human Resources, Series 63, Financial Services, Competitive Analysis, Sales, Organizational...
Education
Sacred Heart University 2001 — 2005
BA, Marketing, Business Administration
Torrington High School
Mark Gulley Mark Gulley's Soleil Securities Experience June 2005 - May 2011
Job Principal at Gulley & Associates LLC
Industry Chemicals
Experience
Gulley & Associates LLC November 2004 - Present
BGC Partners October 2012 - November 2014
Ticonderoga Securities LLC 2011 - 2012
Soleil Securities June 2005 - May 2011
Banc of America Securities 1999 - 2004
Morgan Stanley 1989 - 1999
Dean Witter Reynolds 1987 - 1989
Air Products and Chemicals 1974 - 1984
Skills
Financial Analysis, Series 7, Financial Modeling, Research, Equities, Valuation, Capital Markets, Equity Research, Excel, Alternative Investments, Bloomberg, Equity Valuation, Bloomberg Terminal, Finance, Fixed Income, Hedge Funds, Investment Banking, Investments, Microsoft Excel, Private Equity
Education
Lehigh University - College of Business and Economics 1976 — 1978
MBA, Finance
Case Western Reserve University 1967 — 1971
B.S., Chemical Engineering
Gulley & Associates LLC November 2004 - Present
BGC Partners October 2012 - November 2014
Ticonderoga Securities LLC 2011 - 2012
Soleil Securities June 2005 - May 2011
Banc of America Securities 1999 - 2004
Morgan Stanley 1989 - 1999
Dean Witter Reynolds 1987 - 1989
Air Products and Chemicals 1974 - 1984
Skills
Financial Analysis, Series 7, Financial Modeling, Research, Equities, Valuation, Capital Markets, Equity Research, Excel, Alternative Investments, Bloomberg, Equity Valuation, Bloomberg Terminal, Finance, Fixed Income, Hedge Funds, Investment Banking, Investments, Microsoft Excel, Private Equity
Education
Lehigh University - College of Business and Economics 1976 — 1978
MBA, Finance
Case Western Reserve University 1967 — 1971
B.S., Chemical Engineering
Raymond Mo Raymond Mo's Soleil Securities Experience November 2005 - February 2011
Job System Support Analyst II at BMO Capital Markets
Industry Financial Services
Experience
BMO Capital Markets January 2014 - Present
BMO Capital Markets February 2011 - January 2014
Soleil Securities November 2005 - February 2011
Cain Brothers July 2005 - November 2005
BNY Mellon September 1997 - July 2004
Skills
Windows Server 2003, Windows Server 2008, Exchange Server 2003, Exchange Server 2010, Active Directory, Group Policy, Blackberry Enterprise..., Iphone, Windows Mobile, VMware, HP Server, HP Printers, Thomson One, Reuters, Bloomberg Terminal, Cisco switches, Cisco ASA, FactSet, Capital IQ, Salesforce.com, Blackberry, Security+, BMC Remedy, Vulnerability Management, Level 1 & 2, Microsoft Exchange, Windows Server, Disaster Recovery, HP, ASA, Cisco Nexus, iPhone, Troubleshooting, Servers, VPN, MCSA + Messaging, MCITP, ITIL Certified, Thompson One, System Deployment, Software Documentation, IT Service Management, Citrix, Hardware, Windows, Trading Systems, System Administration, Software Installation, Microsoft Certified..., Networking
Education
Baruch College, City University of New York (CUNY) 1997 — 2012
Bachelor of Business Administration (BBA), Computer and Information Sciences, General
BMO Capital Markets January 2014 - Present
BMO Capital Markets February 2011 - January 2014
Soleil Securities November 2005 - February 2011
Cain Brothers July 2005 - November 2005
BNY Mellon September 1997 - July 2004
Skills
Windows Server 2003, Windows Server 2008, Exchange Server 2003, Exchange Server 2010, Active Directory, Group Policy, Blackberry Enterprise..., Iphone, Windows Mobile, VMware, HP Server, HP Printers, Thomson One, Reuters, Bloomberg Terminal, Cisco switches, Cisco ASA, FactSet, Capital IQ, Salesforce.com, Blackberry, Security+, BMC Remedy, Vulnerability Management, Level 1 & 2, Microsoft Exchange, Windows Server, Disaster Recovery, HP, ASA, Cisco Nexus, iPhone, Troubleshooting, Servers, VPN, MCSA + Messaging, MCITP, ITIL Certified, Thompson One, System Deployment, Software Documentation, IT Service Management, Citrix, Hardware, Windows, Trading Systems, System Administration, Software Installation, Microsoft Certified..., Networking
Education
Baruch College, City University of New York (CUNY) 1997 — 2012
Bachelor of Business Administration (BBA), Computer and Information Sciences, General
Craig Kingsley Craig Kingsley's Soleil Securities Experience June 2004 - June 2010
Job Institutional Equity Sales at Longbow Research
Industry Financial Services
Experience
Longbow Research August 2013 - Present
Cowen & Company September 2011 - September 2012
Soleil Securities June 2004 - June 2010
Neuberger Berman, LLC September 1994 - January 2004
Skills
Relationship Management, Key Account Development, Business Development, Institutional Equity..., Canada Market, New York Market
Education
Syracuse University
B.A., Economics
Longbow Research August 2013 - Present
Cowen & Company September 2011 - September 2012
Soleil Securities June 2004 - June 2010
Neuberger Berman, LLC September 1994 - January 2004
Skills
Relationship Management, Key Account Development, Business Development, Institutional Equity..., Canada Market, New York Market
Education
Syracuse University
B.A., Economics
Gene Mack's Soleil Securities Experience September 2009 - January 2011
Job Senior Director at Edge Therapeutics, Inc.
Industry Biotechnology
Experience
Edge Therapeutics, Inc. February 2014 - Present
Brean Murray, Carret & Co. August 2012 - February 2014
Mizuho Securities USA Inc. January 2011 - August 2012
Soleil Securities September 2009 - January 2011
Lazard Capital Markets May 2008 - April 2009
HSBC 2005 - 2008
Lazard Freres & Co. January 2003 - May 2005
Gruntal & Co June 2000 - December 2003
Columbia University June 1995 - December 1996
Education
Fordham University
BS
Edge Therapeutics, Inc. February 2014 - Present
Brean Murray, Carret & Co. August 2012 - February 2014
Mizuho Securities USA Inc. January 2011 - August 2012
Soleil Securities September 2009 - January 2011
Lazard Capital Markets May 2008 - April 2009
HSBC 2005 - 2008
Lazard Freres & Co. January 2003 - May 2005
Gruntal & Co June 2000 - December 2003
Columbia University June 1995 - December 1996
Education
Fordham University
BS
Keith (Kim) Schappert's Soleil Securities Experience 2009 - 2010
Job Director of Commonfund Capital
Industry Investment Management
Experience
Commonfund Capital, Inc. May 2015 - Present
Angel Oak Capital Advisors, LLC December 2014 - Present
Calamos Investment September 2012 - Present
Analysis Group January 2012 - Present
Mirae Asset Management Company July 2010 - Present
The Commonfund December 2009 - Present
Trilogy Global Advisors December 2009 - Present
MetLife Series Trust August 2009 - Present
Schappert Consulting LLC April 2008 - Present
Soleil securities 2009 - 2010
Skills
Investments, Asset Management, Investment Management, Mergers & Acquisitions, Investment Banking, Equities, Portfolio Management, Hedge Funds, Institutional..., Asset Managment, Risk Management, Alternative Investments, Management, Executive Management, Mutual Funds, Fixed Income, Due Diligence, Private Equity, Emerging Markets, Trading, Investment Advisory, Consulting, Derivatives, Capital Markets, Investment Strategies
Education
Harvard University 1969 — 1973
BA, Government
Commonfund Capital, Inc. May 2015 - Present
Angel Oak Capital Advisors, LLC December 2014 - Present
Calamos Investment September 2012 - Present
Analysis Group January 2012 - Present
Mirae Asset Management Company July 2010 - Present
The Commonfund December 2009 - Present
Trilogy Global Advisors December 2009 - Present
MetLife Series Trust August 2009 - Present
Schappert Consulting LLC April 2008 - Present
Soleil securities 2009 - 2010
Skills
Investments, Asset Management, Investment Management, Mergers & Acquisitions, Investment Banking, Equities, Portfolio Management, Hedge Funds, Institutional..., Asset Managment, Risk Management, Alternative Investments, Management, Executive Management, Mutual Funds, Fixed Income, Due Diligence, Private Equity, Emerging Markets, Trading, Investment Advisory, Consulting, Derivatives, Capital Markets, Investment Strategies
Education
Harvard University 1969 — 1973
BA, Government
Alan Paul's Soleil Securities Experience June 2009 - August 2009
Job Founding Member & Head of BD
Industry Computer Software
Experience
CARDFREE November 2012 - Present
CorFire (SK C&C USA) March 2012 - October 2012
CorFire (SK C&C USA) January 2011 - March 2012
Independent September 2008 - December 2010
Soleil Securities June 2009 - August 2009
Thomson Reuters October 2005 - August 2008
Mudbug, LLC May 2003 - July 2005
Skills
Business Strategy, Strategy, Strategic Planning, Competitive Analysis, Mobile Technology, Business Development, Financial Modeling, Market Research, Go-to-market Strategy, Forecasting, Start-ups, Strategic Partnerships, Analytics, Marketing Strategy, Business Planning, Mobile Devices
Education
New York University - Leonard N. Stern School of Business 2008 — 2010
MBA, Business Administration, Finance, Strategy, and Entrepreneurship
Emory University 1999 — 2003
BBA, Business Administration and Management, General
CARDFREE November 2012 - Present
CorFire (SK C&C USA) March 2012 - October 2012
CorFire (SK C&C USA) January 2011 - March 2012
Independent September 2008 - December 2010
Soleil Securities June 2009 - August 2009
Thomson Reuters October 2005 - August 2008
Mudbug, LLC May 2003 - July 2005
Skills
Business Strategy, Strategy, Strategic Planning, Competitive Analysis, Mobile Technology, Business Development, Financial Modeling, Market Research, Go-to-market Strategy, Forecasting, Start-ups, Strategic Partnerships, Analytics, Marketing Strategy, Business Planning, Mobile Devices
Education
New York University - Leonard N. Stern School of Business 2008 — 2010
MBA, Business Administration, Finance, Strategy, and Entrepreneurship
Emory University 1999 — 2003
BBA, Business Administration and Management, General
James Paddon James Paddon's Soleil Securities Experience 2005 - 2005
Job CFO, US at Investec
Industry Financial Services
Experience
Investec November 2011 - Present
Surge Trading October 2009 - November 2011
Finance and Process Improvement December 2006 - September 2009
Portware 2006 - 2006
Soleil Securities 2005 - 2005
Lava Trading April 2000 - November 2004
Chase September 1995 - February 2000
Chemical Banking Corporation June 1988 - September 1995
Skills
Business Intelligence, Equities, Funds Transfer Pricing, ETFs, Fixed Income, Portfolio Management, Capital Allocation, Market Structure, Investment Banking, Financial Technology, Process Improvement, Accounting, Options, CRM, Electronic Trading, Equity Derivatives, Equity Trading, FINRA, Risk Management, Capital Markets, Equity Research, Strategy, Financial Modeling, Valuation, Broker-Dealer Compliance, Broker-Dealer Operations, Connecting People, Corporate Finance, Cost Accounting, Entrepreneurial Finance, Foreign Exchange, Futures, International Equities, Management Accounting, Oracle Financials, Portfolio Construction, Professional Network, Hedge Funds
Education
Princeton University 1983 — 1988
BA, Public and International Affairs, African Studies
Woodrow Wilson School of Public and International Affairs 1985 — 1988
BA, Public and International Affairs, African Studies
New York University - Leonard N. Stern School of Business 1994 — 1996
MBA, with distinction, Finance
Webb School of Knoxville 1977 — 1983
Investec November 2011 - Present
Surge Trading October 2009 - November 2011
Finance and Process Improvement December 2006 - September 2009
Portware 2006 - 2006
Soleil Securities 2005 - 2005
Lava Trading April 2000 - November 2004
Chase September 1995 - February 2000
Chemical Banking Corporation June 1988 - September 1995
Skills
Business Intelligence, Equities, Funds Transfer Pricing, ETFs, Fixed Income, Portfolio Management, Capital Allocation, Market Structure, Investment Banking, Financial Technology, Process Improvement, Accounting, Options, CRM, Electronic Trading, Equity Derivatives, Equity Trading, FINRA, Risk Management, Capital Markets, Equity Research, Strategy, Financial Modeling, Valuation, Broker-Dealer Compliance, Broker-Dealer Operations, Connecting People, Corporate Finance, Cost Accounting, Entrepreneurial Finance, Foreign Exchange, Futures, International Equities, Management Accounting, Oracle Financials, Portfolio Construction, Professional Network, Hedge Funds
Education
Princeton University 1983 — 1988
BA, Public and International Affairs, African Studies
Woodrow Wilson School of Public and International Affairs 1985 — 1988
BA, Public and International Affairs, African Studies
New York University - Leonard N. Stern School of Business 1994 — 1996
MBA, with distinction, Finance
Webb School of Knoxville 1977 — 1983
Laura Martin's Soleil Securities Experience 2002 - 2009
Job CEO of Capital Knowledge
Industry Financial Services
Experience
Capital Knowledge January 2002 - Present
Needham & Company 2009 - 2014
Soleil Securities 2002 - 2009
Vivendi Universal 2001 - 2002
Credit Suisse First Boston 1994 - 2001
Drexel Burnham Lambert 1983 - 1990
Education
Harvard Business School 1981 — 1983
MBA, Finance
Stanford University
Capital Knowledge January 2002 - Present
Needham & Company 2009 - 2014
Soleil Securities 2002 - 2009
Vivendi Universal 2001 - 2002
Credit Suisse First Boston 1994 - 2001
Drexel Burnham Lambert 1983 - 1990
Education
Harvard Business School 1981 — 1983
MBA, Finance
Stanford University
Glenn Farkas's Soleil Securities Experience February 2005 - December 2005
Job President/Portfolio Manager at
Industry Financial Services
Experience
Avista Wealth Management September 2009 - Present
Avista Financial Network, Inc. June 2007 - Present
Orion Capital Management February 2006 - December 2007
Soleil Securities February 2005 - December 2005
Credit Suisse February 2002 - January 2005
HOLT Value Associates September 1998 - January 2002
Skills
Wealth Management, Portfolio Management, Financial Advisory, Investments, Asset Management, Mutual Funds, Retirement Planning, Equities, Investment Advisory, Series 7, Retirement, Series 63, Estate Planning, Pensions
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1995 — 1998
MBA, Finance
University of Cincinnati 1986 — 1991
BBA, Finance & Marketing
Avista Wealth Management September 2009 - Present
Avista Financial Network, Inc. June 2007 - Present
Orion Capital Management February 2006 - December 2007
Soleil Securities February 2005 - December 2005
Credit Suisse February 2002 - January 2005
HOLT Value Associates September 1998 - January 2002
Skills
Wealth Management, Portfolio Management, Financial Advisory, Investments, Asset Management, Mutual Funds, Retirement Planning, Equities, Investment Advisory, Series 7, Retirement, Series 63, Estate Planning, Pensions
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1995 — 1998
MBA, Finance
University of Cincinnati 1986 — 1991
BBA, Finance & Marketing
Justin Howell's Soleil Securities Experience September 2005 - June 2006
Job CoFounder & CEO at Gathering. Saving made simple.
Industry Internet
Experience
Gathering, Inc. January 2013 - Present
Action Design Network November 2013 - Present
Project Avocado July 2011 - March 2012
Perry Capital September 2008 - June 2011
TripUp 2005 - 2007
Soleil Securities September 2005 - June 2006
Bain Capital September 2003 - August 2005
Bain & Company August 2001 - July 2003
Skills
Mergers, Start-ups, Business Development, Finance, Negotiation, Fundraising, Turn Around Management, Financial Modeling, Valuation, Venture Capital, Private Equity, Investments, Corporate Development, Entrepreneurship, Business Strategy, Investment Banking, Hedge Funds, Portfolio Management, Financial Analysis, Corporate Finance, Mergers & Acquisitions, Strategy, Management Consulting, Product Management, LBO, Due Diligence, Management
Education
University of Pennsylvania - The Wharton School 2006 — 2008
MBA
Harvard University 1997 — 2001
A.B.
Gathering, Inc. January 2013 - Present
Action Design Network November 2013 - Present
Project Avocado July 2011 - March 2012
Perry Capital September 2008 - June 2011
TripUp 2005 - 2007
Soleil Securities September 2005 - June 2006
Bain Capital September 2003 - August 2005
Bain & Company August 2001 - July 2003
Skills
Mergers, Start-ups, Business Development, Finance, Negotiation, Fundraising, Turn Around Management, Financial Modeling, Valuation, Venture Capital, Private Equity, Investments, Corporate Development, Entrepreneurship, Business Strategy, Investment Banking, Hedge Funds, Portfolio Management, Financial Analysis, Corporate Finance, Mergers & Acquisitions, Strategy, Management Consulting, Product Management, LBO, Due Diligence, Management
Education
University of Pennsylvania - The Wharton School 2006 — 2008
MBA
Harvard University 1997 — 2001
A.B.
Jake Fuller's Soleil Securities Experience May 2009 - January 2011
Job Research AnalystGaming, Lodging & eTravel
Industry Leisure, Travel & Tourism
Experience
FBR November 2013 - February 2015
Lazard Capital Markets 2011 - October 2013
Soleil Securities May 2009 - January 2011
Thomas Weisel Partners December 2000 - February 2009
Credit Suisse 1999 - 2000
Donaldson, Lufkin & Jenrette 1996 - 1999
Dow Jones-Federal Filings Newswire December 1992 - March 1996
Skills
Hotels, Online Travel, Investment Banking, Equity Research, Valuation, Management, Competitive Analysis, Business Strategy, Venture Capital, Start-ups, Private Equity, Portfolio Management, Mergers, Investments, Hedge Funds, Financial Modeling, Financial Analysis, Finance, Equities, Corporate Development, Capital Markets, Bloomberg, Asset Management
Education
University at Albany, SUNY
FBR November 2013 - February 2015
Lazard Capital Markets 2011 - October 2013
Soleil Securities May 2009 - January 2011
Thomas Weisel Partners December 2000 - February 2009
Credit Suisse 1999 - 2000
Donaldson, Lufkin & Jenrette 1996 - 1999
Dow Jones-Federal Filings Newswire December 1992 - March 1996
Skills
Hotels, Online Travel, Investment Banking, Equity Research, Valuation, Management, Competitive Analysis, Business Strategy, Venture Capital, Start-ups, Private Equity, Portfolio Management, Mergers, Investments, Hedge Funds, Financial Modeling, Financial Analysis, Finance, Equities, Corporate Development, Capital Markets, Bloomberg, Asset Management
Education
University at Albany, SUNY
Kingsley, Craig's Soleil Securities Experience Institutional Equity SalesSoleil SecuritiesAugust 2004 - Present
Job Institutional Equity Sales at Soleil Securities
Industry Financial Services
Experience
Soleil Securities Institutional Equity SalesSoleil SecuritiesAugust 2004 - Present
Education
Syracuse University
BA, Economics
Soleil Securities Institutional Equity SalesSoleil SecuritiesAugust 2004 - Present
Education
Syracuse University
BA, Economics
Joseph K. Cariello's Soleil Securities Experience March 2007 - March 2009
Job Director Energy at Credit Agricole
Industry Oil & Energy
Experience
Crédit Agricole CIB July 2014 - Present
ICR - Energy January 2014 - July 2014
CLSA December 2009 - January 2014
Soleil Securities March 2007 - March 2009
Lynx Asset Management November 1998 - March 2007
Skills
Series 7, Equity Research, Financial Modeling, Investments, Forecasting, Equities, Valuation, Fixed Income, Financial Analysis, Asset Managment, Finance, Corporate Finance, Asset Management, Bloomberg, Capital Markets, Equity Valuation, Analysis, Trading, Investment Banking, Investor Relations
Education
Fordham University - Graduate School of Business Administration 2007 — 2008
Master of Business Administration (MBA), Finance, General
Lafayette College 1994 — 1998
Bachelor of Arts (BA), Economics and Business
Crédit Agricole CIB July 2014 - Present
ICR - Energy January 2014 - July 2014
CLSA December 2009 - January 2014
Soleil Securities March 2007 - March 2009
Lynx Asset Management November 1998 - March 2007
Skills
Series 7, Equity Research, Financial Modeling, Investments, Forecasting, Equities, Valuation, Fixed Income, Financial Analysis, Asset Managment, Finance, Corporate Finance, Asset Management, Bloomberg, Capital Markets, Equity Valuation, Analysis, Trading, Investment Banking, Investor Relations
Education
Fordham University - Graduate School of Business Administration 2007 — 2008
Master of Business Administration (MBA), Finance, General
Lafayette College 1994 — 1998
Bachelor of Arts (BA), Economics and Business
Chris Virelli's Soleil Securities Experience 2003 - May 2011
Job Executive Director US Institutional Sales at Nomura Securities
Industry Financial Services
Experience
Nomura Securities June 2011 - Present
Soleil Securities 2003 - May 2011
Education
Cornell University 1996 — 2000
Nomura Securities June 2011 - Present
Soleil Securities 2003 - May 2011
Education
Cornell University 1996 — 2000
Ray Wardell's Soleil Securities Experience January 2010 - June 2011
Job Owner at Servpro of Ozone Park/ Jamaica Bay
Industry Environmental Services
Experience
Servpro of Ozone Park/ Jamaica Bay February 2013 - Present
Clear Voice Communications June 2011 - Present
Soleil Securities January 2010 - June 2011
Sterne Agee April 2005 - December 2009
Skills
Water Damage Restoration, Mold Remediation, Fire Restoration, Equities, Trading
Education
Adelphi University 1980 — 1984
BBA, Finance
Servpro of Ozone Park/ Jamaica Bay February 2013 - Present
Clear Voice Communications June 2011 - Present
Soleil Securities January 2010 - June 2011
Sterne Agee April 2005 - December 2009
Skills
Water Damage Restoration, Mold Remediation, Fire Restoration, Equities, Trading
Education
Adelphi University 1980 — 1984
BBA, Finance
Ian Horowitz, CFA's Soleil Securities Experience 2005 - 2009
Job Managing Partner at ICH Remediation Holdings LLC
Industry Investment Banking
Experience
ICH Remediation Holdings LLC December 2012 - Present
Topeka Capital Markets, Inc October 2011 - November 2012
Rafferty Capital Markets 2009 - 2011
Soleil Securities 2005 - 2009
First Investors Corporation 2004 - 2005
NorAm Biofuel, Inc. 2004 - 2005
Hintz, Holman, Robillard 2001 - 2003
oppenheimer funds 1999 - 2001
Berger Funds 1997 - 1998
Founders Asset Management 1996 - 1998
Skills
Equity Research, Equities, Investments, Portfolio Management, Capital Markets, Asset Management, Financial Modeling, Commodity, Finance, Valuation, Market Analysis, Agriculture, Series 7, Agribusiness, Corporate Finance, Mutual Funds, Capital Structure, Start-ups, Options, Portfolio Optimization, Hedge Funds, Securities, Private Equity, Financial Analysis, Mergers & Acquisitions, Bloomberg, Equity Research Analysis, Strategy, Derivatives, Analysis, Investment Banking, Trading, Equity Trading, Equity Valuation, Alternative Investments, Entrepreneurship, IPO, Financial Markets, Supervisory Analyst, Due Diligence, Financial Statements &..., Customer Service - Cost..., Portfolio Design, Commodity Analysis, Team Leadership &..., Project Leadership &..., Investor & Government..., Presentations, Small Business, Client Development
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1998 — 2000
MBA, Finance, Accounting
Dickinson College 1989 — 1993
BA, Political Science
ICH Remediation Holdings LLC December 2012 - Present
Topeka Capital Markets, Inc October 2011 - November 2012
Rafferty Capital Markets 2009 - 2011
Soleil Securities 2005 - 2009
First Investors Corporation 2004 - 2005
NorAm Biofuel, Inc. 2004 - 2005
Hintz, Holman, Robillard 2001 - 2003
oppenheimer funds 1999 - 2001
Berger Funds 1997 - 1998
Founders Asset Management 1996 - 1998
Skills
Equity Research, Equities, Investments, Portfolio Management, Capital Markets, Asset Management, Financial Modeling, Commodity, Finance, Valuation, Market Analysis, Agriculture, Series 7, Agribusiness, Corporate Finance, Mutual Funds, Capital Structure, Start-ups, Options, Portfolio Optimization, Hedge Funds, Securities, Private Equity, Financial Analysis, Mergers & Acquisitions, Bloomberg, Equity Research Analysis, Strategy, Derivatives, Analysis, Investment Banking, Trading, Equity Trading, Equity Valuation, Alternative Investments, Entrepreneurship, IPO, Financial Markets, Supervisory Analyst, Due Diligence, Financial Statements &..., Customer Service - Cost..., Portfolio Design, Commodity Analysis, Team Leadership &..., Project Leadership &..., Investor & Government..., Presentations, Small Business, Client Development
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1998 — 2000
MBA, Finance, Accounting
Dickinson College 1989 — 1993
BA, Political Science
Michaela Crouch's Soleil Securities Experience December 2005 - June 2006
Job Senior Product Marketing Manager, Applications & Services Marketing at Microsoft
Industry Computer Software
Experience
Microsoft February 2015 - Present
Microsoft January 2012 - February 2015
Microsoft May 2009 - January 2012
J.P. Morgan 2007 - 2007
Soleil Securities December 2005 - June 2006
Fulcrum Global Partners April 2004 - December 2005
WR Hambrecht + Co June 2003 - April 2004
Intel Capital February 2001 - May 2003
Skills
Financial Modeling, Valuation, Venture Capital, Corporate Development, Financial Analysis, Strategic Analysis, Analytics, Analysis
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2006 — 2008
MBA
Stanford University 1997 — 2001
BA, Economics
Microsoft February 2015 - Present
Microsoft January 2012 - February 2015
Microsoft May 2009 - January 2012
J.P. Morgan 2007 - 2007
Soleil Securities December 2005 - June 2006
Fulcrum Global Partners April 2004 - December 2005
WR Hambrecht + Co June 2003 - April 2004
Intel Capital February 2001 - May 2003
Skills
Financial Modeling, Valuation, Venture Capital, Corporate Development, Financial Analysis, Strategic Analysis, Analytics, Analysis
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2006 — 2008
MBA
Stanford University 1997 — 2001
BA, Economics
Paul Manelis's Soleil Securities Experience June 2009 - May 2010
Job Institutional Investments Professional
Industry Capital Markets
Experience
Rosenblatt Securities April 2013 - Present
Global Hunter Securities June 2011 - April 2013
Soleil Securities June 2009 - May 2010
NorthPointe Capital June 2007 - January 2009
WR Hambrecht + Co 2005 - 2007
Piper Jaffray 1999 - 2003
Skills
Equity Trading, Equities, Series 7, Series 63, Equity Research, Bloomberg, Hedge Funds, Securities, Series 24, Capital Markets, Investments, Trading, Portfolio Management, Options, Asset Managment, Fixed Income, Alternative Investments, Mutual Funds, series 55, series 9, series 10, Institutional Sales, Sales Management
Education
Central Michigan University 1989 — 1993
Rosenblatt Securities April 2013 - Present
Global Hunter Securities June 2011 - April 2013
Soleil Securities June 2009 - May 2010
NorthPointe Capital June 2007 - January 2009
WR Hambrecht + Co 2005 - 2007
Piper Jaffray 1999 - 2003
Skills
Equity Trading, Equities, Series 7, Series 63, Equity Research, Bloomberg, Hedge Funds, Securities, Series 24, Capital Markets, Investments, Trading, Portfolio Management, Options, Asset Managment, Fixed Income, Alternative Investments, Mutual Funds, series 55, series 9, series 10, Institutional Sales, Sales Management
Education
Central Michigan University 1989 — 1993
Tim Stepan's Soleil Securities Experience Institutional Equity SalesPrudential Equity GroupMay 2006 - June 2007
Job Institutional Sales at Soleil Securities
Industry Financial Services
Experience
Soleil Securities Institutional Equity SalesPrudential Equity GroupMay 2006 - June 2007
United States Marine Corps November 1999 - October 2003
Education
Stonehill College 1995 — 1999
BA, Economics
Soleil Securities Institutional Equity SalesPrudential Equity GroupMay 2006 - June 2007
United States Marine Corps November 1999 - October 2003
Education
Stonehill College 1995 — 1999
BA, Economics
Brian Konigsberg's Soleil Securities Experience September 2005 - October 2006
Job Equity Research Analyst, SMID Industrials/Engineering and Construction
Industry Financial Services
Experience
Vertical Research Partners February 2010 - Present
Citigroup October 2006 - February 2010
Soleil Securities September 2005 - October 2006
Ascent Growth Funds June 2003 - September 2005
SG Cowen April 2001 - July 2002
Gardner Lewis Asset Management August 2000 - April 2001
Education
University of Pennsylvania 1996 — 2000
Bachelor of Arts (BA), International Relations and Affairs
Roslyn High School
Vertical Research Partners February 2010 - Present
Citigroup October 2006 - February 2010
Soleil Securities September 2005 - October 2006
Ascent Growth Funds June 2003 - September 2005
SG Cowen April 2001 - July 2002
Gardner Lewis Asset Management August 2000 - April 2001
Education
University of Pennsylvania 1996 — 2000
Bachelor of Arts (BA), International Relations and Affairs
Roslyn High School
Declan Joyce's Soleil Securities Experience August 2004 - May 2006
Job Online Content Manager at RR Donnelley
Industry Writing and Editing
Experience
RR Donnelley December 2013 - Present
Grand Canyon University July 2011 - December 2013
Grand Canyon University June 2010 - July 2011
Reed Business Information September 2006 - May 2010
Maricopa Community Colleges January 2005 - May 2008
Soleil Securities August 2004 - May 2006
UpCyberDown January 2001 - June 2003
Skills
Copy Editing, Editorial, Public Relations, Content Management, Editing, Research, Books, Copywriting, Blogging, Creative Writing, Advertising, Magazines, New Media, Facebook, Storytelling
Education
Columbia University - Graduate School of Journalism 2003 — 2004
Master of Science (M.S.), Journalism
Columbia University in the City of New York 1998 — 2003
Bachelor's degree, History, Magna cum laude
RR Donnelley December 2013 - Present
Grand Canyon University July 2011 - December 2013
Grand Canyon University June 2010 - July 2011
Reed Business Information September 2006 - May 2010
Maricopa Community Colleges January 2005 - May 2008
Soleil Securities August 2004 - May 2006
UpCyberDown January 2001 - June 2003
Skills
Copy Editing, Editorial, Public Relations, Content Management, Editing, Research, Books, Copywriting, Blogging, Creative Writing, Advertising, Magazines, New Media, Facebook, Storytelling
Education
Columbia University - Graduate School of Journalism 2003 — 2004
Master of Science (M.S.), Journalism
Columbia University in the City of New York 1998 — 2003
Bachelor's degree, History, Magna cum laude
Chris Brodersen's Soleil Securities Experience October 2003 - October 2006
Job Research Lead North American Capital Markets at Accenture
Industry Financial Services
Experience
Accenture February 2014 - Present
Colesbury Capital August 2011 - January 2013
Mizuho Securities USA May 2010 - August 2011
TheInfoPro November 2008 - November 2009
The Basic Industries Group, LLC October 2006 - October 2008
Soleil Securities October 2003 - October 2006
RBC Capital Markets May 1999 - December 2002
UBS Investment Bank February 1997 - July 1998
Deutsche Bank March 1992 - February 1997
Brown Brothers Harriman 1987 - 1992
Skills
Investor Relations, Equities, Customer Relations, Team Leadership, Series 7, Financial Analysis, Securities, Investments, Capital Markets, Venture Capital, Private Equity, Client Service, Equity Research, Financial Services, Customer Service, Risk Management, Portfolio Management, Valuation, Strategy, Fixed Income, Financial Modeling, Bloomberg, Hedge Funds, Alternative Investments, Market Research, Mutual Funds, Equity Trading, Trading, Financial Markets, Business Planning, Due Diligence, Asset Management, Relationship Management, Business Development, Investment Banking, Analysis, Mergers & Acquisitions, Product Management, Institutional..., CRM, Start-ups, Finance, Derivatives, Emerging Markets, Series 63, Options, Equity Valuation, Management, Investment Strategies, Corporate Finance
Education
Syracuse University - Martin J. Whitman School of Management 1983 — 1987
B.S., Finance and Marketing
Accenture February 2014 - Present
Colesbury Capital August 2011 - January 2013
Mizuho Securities USA May 2010 - August 2011
TheInfoPro November 2008 - November 2009
The Basic Industries Group, LLC October 2006 - October 2008
Soleil Securities October 2003 - October 2006
RBC Capital Markets May 1999 - December 2002
UBS Investment Bank February 1997 - July 1998
Deutsche Bank March 1992 - February 1997
Brown Brothers Harriman 1987 - 1992
Skills
Investor Relations, Equities, Customer Relations, Team Leadership, Series 7, Financial Analysis, Securities, Investments, Capital Markets, Venture Capital, Private Equity, Client Service, Equity Research, Financial Services, Customer Service, Risk Management, Portfolio Management, Valuation, Strategy, Fixed Income, Financial Modeling, Bloomberg, Hedge Funds, Alternative Investments, Market Research, Mutual Funds, Equity Trading, Trading, Financial Markets, Business Planning, Due Diligence, Asset Management, Relationship Management, Business Development, Investment Banking, Analysis, Mergers & Acquisitions, Product Management, Institutional..., CRM, Start-ups, Finance, Derivatives, Emerging Markets, Series 63, Options, Equity Valuation, Management, Investment Strategies, Corporate Finance
Education
Syracuse University - Martin J. Whitman School of Management 1983 — 1987
B.S., Finance and Marketing
Frances Finch's Soleil Securities Experience 2003 - 2004
Job Research Principal (Supervisory Analyst) / Editor at Frances Finch Consulting
Industry Financial Services
Experience
Frances Finch Consulting August 2014 - Present
KCG Holdings, Inc December 2010 - November 2013
Frances Finch Consulting December 2007 - November 2010
Knight Equity Markets December 2005 - November 2007
Fulcrum Global Partners 2004 - 2005
Soleil Securities 2003 - 2004
Putnam Lovell NBF 2000 - 2003
Skills
Series 7, Equities, Research, Series 24, Series 63, Series 87, Capital Markets
Education
Marshall University 1988 — 1993
Masters, English
Brooklyn College
Education
Pratt Institute
Graphics
Aesthetic Realism Foundation
Continuing Education
Frances Finch Consulting August 2014 - Present
KCG Holdings, Inc December 2010 - November 2013
Frances Finch Consulting December 2007 - November 2010
Knight Equity Markets December 2005 - November 2007
Fulcrum Global Partners 2004 - 2005
Soleil Securities 2003 - 2004
Putnam Lovell NBF 2000 - 2003
Skills
Series 7, Equities, Research, Series 24, Series 63, Series 87, Capital Markets
Education
Marshall University 1988 — 1993
Masters, English
Brooklyn College
Education
Pratt Institute
Graphics
Aesthetic Realism Foundation
Continuing Education
Brian Duddy's Soleil Securities Experience May 2003 - May 2007
Job Sales Trader at William Blair and Company
Industry Financial Services
Experience
William Blair and Company May 2007 - Present
Soleil Securities May 2003 - May 2007
Cowen and Company October 2000 - June 2002
Donaldson, Lufkin & Jenrette March 1991 - October 2000
Education
Lehigh University 1984 — 1988
Bachelor of Science (BS), Finance, General
St. George's School 1981 — 1984
William Blair and Company May 2007 - Present
Soleil Securities May 2003 - May 2007
Cowen and Company October 2000 - June 2002
Donaldson, Lufkin & Jenrette March 1991 - October 2000
Education
Lehigh University 1984 — 1988
Bachelor of Science (BS), Finance, General
St. George's School 1981 — 1984
Tom Parlon, MBA's Soleil Securities Experience April 2009 - May 2010
Job Financial Adviser
Industry Financial Services
Experience
Eagle Strategies, LLC June 2012 - Present
StreetAccount LLC August 2011 - May 2012
Auriga Securities June 2010 - March 2011
Soleil Securities April 2009 - May 2010
Stanford Group company December 2008 - March 2009
Wachovia Securities, LLC September 2000 - November 2008
Education
Northeastern University 1997 — 2000
MBA, business
Northeastern University 1991 — 1995
BS and MBA
St. Sebastian's
Eagle Strategies, LLC June 2012 - Present
StreetAccount LLC August 2011 - May 2012
Auriga Securities June 2010 - March 2011
Soleil Securities April 2009 - May 2010
Stanford Group company December 2008 - March 2009
Wachovia Securities, LLC September 2000 - November 2008
Education
Northeastern University 1997 — 2000
MBA, business
Northeastern University 1991 — 1995
BS and MBA
St. Sebastian's
Laura Rubin-Rieck's Soleil Securities Experience 2003 - June 2011
Job Business Analyst
Industry Financial Services
Experience
HSBC September 2011 - Present
Soleil Securities 2003 - June 2011
MarketXT 2000 - 2002
NSCC 1998 - 2000
Invesco Funds 1992 - 1997
Education
University of Colorado Denver 1993 — 1995
MBA
University of Colorado Boulder 1987 — 1991
BA
HSBC September 2011 - Present
Soleil Securities 2003 - June 2011
MarketXT 2000 - 2002
NSCC 1998 - 2000
Invesco Funds 1992 - 1997
Education
University of Colorado Denver 1993 — 1995
MBA
University of Colorado Boulder 1987 — 1991
BA
Maury May's Soleil Securities Experience May 2003 - June 2011
Job Power Insights/Wellington Shields
Industry Financial Services
Experience
Power Insights/Wellington Shields December 2011 - Present
Ticonderoga Securities June 2011 - October 2011
Soleil Securities May 2003 - June 2011
Skills
Equity Research, Series 7, Equities, Capital Markets, Hedge Funds, Bloomberg, Valuation, Series 63, Fixed Income, Alternative Investments, Asset Management, Securities, Investments, Equity Trading, Investment Banking, Trading, Equity Valuation
Education
University of Maryland College Park 1971 — 1976
BA, History
Power Insights/Wellington Shields December 2011 - Present
Ticonderoga Securities June 2011 - October 2011
Soleil Securities May 2003 - June 2011
Skills
Equity Research, Series 7, Equities, Capital Markets, Hedge Funds, Bloomberg, Valuation, Series 63, Fixed Income, Alternative Investments, Asset Management, Securities, Investments, Equity Trading, Investment Banking, Trading, Equity Valuation
Education
University of Maryland College Park 1971 — 1976
BA, History
Harry Fong's Soleil Securities Experience 2008 - 2011
Job Insurance Analyst at MKM PARTNERS
Industry Financial Services
Experience
MKM Partners March 2012 - Present
Ticonderoga Securities LLC 2011 - March 2012
Soleil Securities 2008 - 2011
Calyon Securities 2004 - 2008
Blaylock & Partners 2002 - 2004
Philo Smith & Co. 2001 - 2002
Deutsche Bank Securities 1994 - 2000
Conning & Company 1984 - 1994
Skills
Equity Research, Valuation, Investments, Financial Modeling, Equities, Financial Analysis, Portfolio Management, Hedge Funds, Series 7, Bloomberg, Asset Management, Capital Markets, Equity Valuation, Securities, Trading, Fixed Income, Investment Banking, Insurance, Financial Markets, Series 63, Alternative Investments, Investment Strategies, Financial Services, Trading Systems, Series 24, FINRA, Equity Trading, Derivatives, Mutual Funds, Emerging Markets, Options, Electronic Trading, Bonds, ETFs, Financial Risk, Investment Management, Risk Management, Private Equity, Hedging, Institutional..., Corporate Finance, Proprietary Trading, Commodity, Structured Products, Bloomberg Terminal, Equity Capital Markets, Economics, Investor Relations, Asset Allocation
Education
Case Western Reserve University - Weatherhead School of Management 1974 — 1978
Master of Business Administration (MBA), Finance, General
Cleveland State University 1968 — 1973
Bachelor of Business Administration (BBA), Business Economics
MKM Partners March 2012 - Present
Ticonderoga Securities LLC 2011 - March 2012
Soleil Securities 2008 - 2011
Calyon Securities 2004 - 2008
Blaylock & Partners 2002 - 2004
Philo Smith & Co. 2001 - 2002
Deutsche Bank Securities 1994 - 2000
Conning & Company 1984 - 1994
Skills
Equity Research, Valuation, Investments, Financial Modeling, Equities, Financial Analysis, Portfolio Management, Hedge Funds, Series 7, Bloomberg, Asset Management, Capital Markets, Equity Valuation, Securities, Trading, Fixed Income, Investment Banking, Insurance, Financial Markets, Series 63, Alternative Investments, Investment Strategies, Financial Services, Trading Systems, Series 24, FINRA, Equity Trading, Derivatives, Mutual Funds, Emerging Markets, Options, Electronic Trading, Bonds, ETFs, Financial Risk, Investment Management, Risk Management, Private Equity, Hedging, Institutional..., Corporate Finance, Proprietary Trading, Commodity, Structured Products, Bloomberg Terminal, Equity Capital Markets, Economics, Investor Relations, Asset Allocation
Education
Case Western Reserve University - Weatherhead School of Management 1974 — 1978
Master of Business Administration (MBA), Finance, General
Cleveland State University 1968 — 1973
Bachelor of Business Administration (BBA), Business Economics
Patrick Whelan's Soleil Securities Experience 2009 - 2009
Job Summer Associate at Vinson & Elkins
Industry Venture Capital & Private Equity
Experience
Vinson & Elkins May 2014 - July 2014
U.S. Department of the Treasury, Troubled Asset Relief Program (TARP) May 2013 - August 2013
Lindsay Goldberg October 2009 - July 2012
Soleil Securities 2009 - 2009
Education
Fordham University School of Law 2012 — 2015
University of Virginia 2005 — 2009
Bachelor's degree, History, Economics
Brunswick School
Vinson & Elkins May 2014 - July 2014
U.S. Department of the Treasury, Troubled Asset Relief Program (TARP) May 2013 - August 2013
Lindsay Goldberg October 2009 - July 2012
Soleil Securities 2009 - 2009
Education
Fordham University School of Law 2012 — 2015
University of Virginia 2005 — 2009
Bachelor's degree, History, Economics
Brunswick School
Julie Markowitz's Soleil Securities Experience July 2009 - July 2009
Job MBA Candidate at Columbia Business School
Industry Retail
Experience
Macy's December 2011 - May 2013
Macy's August 2010 - December 2011
Soleil Securities July 2009 - July 2009
UBS Financial Services Inc. June 2008 - August 2008
Skills
Trend, Trend Analysis, Public Speaking, Retail, Merchandising, Apparel, Inventory Management, Fashion, Financial Modeling, Research, Forecasting
Education
Columbia University - Columbia Business School 2013 — 2015
University of Pennsylvania 2006 — 2010
Bachelor of Arts, Economics
Macy's December 2011 - May 2013
Macy's August 2010 - December 2011
Soleil Securities July 2009 - July 2009
UBS Financial Services Inc. June 2008 - August 2008
Skills
Trend, Trend Analysis, Public Speaking, Retail, Merchandising, Apparel, Inventory Management, Fashion, Financial Modeling, Research, Forecasting
Education
Columbia University - Columbia Business School 2013 — 2015
University of Pennsylvania 2006 — 2010
Bachelor of Arts, Economics
Ed Saunders's Soleil Securities Experience October 2003 - June 2009
Job Senior Vice President at Wellington Shields
Industry Financial Services
Experience
Wellington Shields, LLC September 2012 - December 2014
CapStone Investments, LLC (Closed 2012) April 2011 - September 2012
Affiliated Research Group, LLC (Dissolved 2011) June 2009 - April 2011
Soleil Securities October 2003 - June 2009
Putnam Lovell NBF (sales & trading closed in 9/03 after NBF acquired)) March 2001 - September 2003
KekBanc Capital Markets September 1996 - February 2001
Everen Securities, Chicago Based, NYC Office April 1991 - June 1993
Skills
Equities, Capital Markets, Investments, Asset Management, Series 7, Equity Research, Portfolio Management, Securities, Hedge Funds, Financial Services, Valuation, Private Equity, Due Diligence, Financial Markets, Investment Banking, Corporate Finance, Alternative Investments, Mutual Funds, Bloomberg, Financial Modeling, Series 63, Asset Allocation, Fixed Income, Business Relationship..., Business Strategy, Team Building, New Business Development, Business Planning, Small Business, Business Process..., Business Management, Sales Management, Financial Reporting, Financial Planning, Finance, Operations Management, Sales Operations, Salesforce.com, Sales
Education
Pace University - Lubin School of Business 1978 — 1980
MBA with Distinction, Finance
Rutgers College of Engineering
BSIE, Industrial Engineering, Electrical Engineering minor
Rutgers University
BS, Financial Economics
Wellington Shields, LLC September 2012 - December 2014
CapStone Investments, LLC (Closed 2012) April 2011 - September 2012
Affiliated Research Group, LLC (Dissolved 2011) June 2009 - April 2011
Soleil Securities October 2003 - June 2009
Putnam Lovell NBF (sales & trading closed in 9/03 after NBF acquired)) March 2001 - September 2003
KekBanc Capital Markets September 1996 - February 2001
Everen Securities, Chicago Based, NYC Office April 1991 - June 1993
Skills
Equities, Capital Markets, Investments, Asset Management, Series 7, Equity Research, Portfolio Management, Securities, Hedge Funds, Financial Services, Valuation, Private Equity, Due Diligence, Financial Markets, Investment Banking, Corporate Finance, Alternative Investments, Mutual Funds, Bloomberg, Financial Modeling, Series 63, Asset Allocation, Fixed Income, Business Relationship..., Business Strategy, Team Building, New Business Development, Business Planning, Small Business, Business Process..., Business Management, Sales Management, Financial Reporting, Financial Planning, Finance, Operations Management, Sales Operations, Salesforce.com, Sales
Education
Pace University - Lubin School of Business 1978 — 1980
MBA with Distinction, Finance
Rutgers College of Engineering
BSIE, Industrial Engineering, Electrical Engineering minor
Rutgers University
BS, Financial Economics
Kevin Towl's Soleil Securities Experience 2008 - 2012
Job Institutional Sales at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank January 2012 - Present
Soleil Securities 2008 - 2012
Merrill Lynch 2005 - 2008
ARCADIS January 2002 - January 2005
Education
Lehigh University 1997 — 2001
St Anthony's HS 1994 — 1997
UBS Investment Bank January 2012 - Present
Soleil Securities 2008 - 2012
Merrill Lynch 2005 - 2008
ARCADIS January 2002 - January 2005
Education
Lehigh University 1997 — 2001
St Anthony's HS 1994 — 1997
Cynthia Marquez's Soleil Securities Experience March 2004 - June 2011
Job Accounting Professional
Industry Accounting
Experience
Ticonderoga Securities LLC June 2011 - August 2011
Soleil Securities March 2004 - June 2011
SoundView Technology Group March 2000 - February 2004
Research Partners International, Inc. November 1996 - February 2000
KPMG July 1992 - October 1996
Education
Hofstra University 1988 — 1992
BBA, Accounting
Ticonderoga Securities LLC June 2011 - August 2011
Soleil Securities March 2004 - June 2011
SoundView Technology Group March 2000 - February 2004
Research Partners International, Inc. November 1996 - February 2000
KPMG July 1992 - October 1996
Education
Hofstra University 1988 — 1992
BBA, Accounting
Paul Leming's Soleil Securities Experience June 2004 - May 2011
Job Analyst at Water Street Capital
Industry Financial Services
Experience
Water Street Capital March 2012 - Present
Ticonderoga Securities LLC June 2011 - January 2012
Soleil Securities June 2004 - May 2011
ING Barings/ABN Amro June 1998 - April 2002
Deutsche Bank June 1994 - June 1998
Morgan Stanley March 1987 - May 1991
Kidder Peabody April 1983 - March 1987
Education
Georgetown University 1973 — 1975
Bachelor of Science (B.S.), Business Administration - Finance
Water Street Capital March 2012 - Present
Ticonderoga Securities LLC June 2011 - January 2012
Soleil Securities June 2004 - May 2011
ING Barings/ABN Amro June 1998 - April 2002
Deutsche Bank June 1994 - June 1998
Morgan Stanley March 1987 - May 1991
Kidder Peabody April 1983 - March 1987
Education
Georgetown University 1973 — 1975
Bachelor of Science (B.S.), Business Administration - Finance
Eileen Read's Soleil Securities Experience November 2008 - July 2011
Job Senior Vice President at ABR Investment Strategy
Industry Investment Banking
Experience
ABR Investment Strategy August 2011 - Present
Soleil Securities November 2008 - July 2011
C.E. Unterberg, Towbin June 2000 - November 2008
Skills
Research sales
Education
Fordham University - Graduate School of Business Administration 1998 — 2000
Masters of Business Administration, Finance
College of the Holy Cross 1989 — 1993
Bachelor of Science, English
ABR Investment Strategy August 2011 - Present
Soleil Securities November 2008 - July 2011
C.E. Unterberg, Towbin June 2000 - November 2008
Skills
Research sales
Education
Fordham University - Graduate School of Business Administration 1998 — 2000
Masters of Business Administration, Finance
College of the Holy Cross 1989 — 1993
Bachelor of Science, English
Scott Bowen, CFA's Soleil Securities Experience 2009 - 2011
Job Investment Specialist, JP Morgan Private Bank
Industry Financial Services
Experience
JPMorgan Chase 2012 - Present
Ticonderoga Securities LLC 2009 - 2011
Soleil Securities 2009 - 2011
Merrill Lynch 2004 - 2009
Merrill Lynch 2001 - 2004
Skills
Series 7, Series 63, Bloomberg, Equities, Hedge Funds, Series 24, Securities, Capital Markets, Trading, Equity Research, Equity Trading, Alternative Investments, Fixed Income, Investments, Electronic Trading
Education
Fairfield University 1997 — 2001
Bachelor's degree, Finance, General
JPMorgan Chase 2012 - Present
Ticonderoga Securities LLC 2009 - 2011
Soleil Securities 2009 - 2011
Merrill Lynch 2004 - 2009
Merrill Lynch 2001 - 2004
Skills
Series 7, Series 63, Bloomberg, Equities, Hedge Funds, Series 24, Securities, Capital Markets, Trading, Equity Research, Equity Trading, Alternative Investments, Fixed Income, Investments, Electronic Trading
Education
Fairfield University 1997 — 2001
Bachelor's degree, Finance, General
Robert S. Stellato's Soleil Securities Experience October 2002 - September 2008
Job Northeast Securities LLC
Industry Financial Services
Experience
RSS Equity Services LLC July 2012 - Present
Pritchard Capital Partners June 2010 - June 2012
Soleil Securities October 2002 - September 2008
Knight Capital Inc. July 2000 - July 2001
Goldman Sachs October 1974 - July 2000
Skills
Equities, Series 7, Equity Research, Series 63, Capital Markets, Hedge Funds, Series 55, Series 24, Alternative Investments, FINRA, Portfolio Management, Bloomberg, Asset Managment, Investment Banking, Investments, Valuation, Equity Trading, Financial Modeling, Securities, Trading
Education
Long Island University
Master of Business Administration (M.B.A.), Business Administration, Management & Finance
Mount Saint Mary's University
Bachelor of Science (B.S.), Economics
RSS Equity Services LLC July 2012 - Present
Pritchard Capital Partners June 2010 - June 2012
Soleil Securities October 2002 - September 2008
Knight Capital Inc. July 2000 - July 2001
Goldman Sachs October 1974 - July 2000
Skills
Equities, Series 7, Equity Research, Series 63, Capital Markets, Hedge Funds, Series 55, Series 24, Alternative Investments, FINRA, Portfolio Management, Bloomberg, Asset Managment, Investment Banking, Investments, Valuation, Equity Trading, Financial Modeling, Securities, Trading
Education
Long Island University
Master of Business Administration (M.B.A.), Business Administration, Management & Finance
Mount Saint Mary's University
Bachelor of Science (B.S.), Economics
Peter Battaglia's Soleil Securities Experience May 2010 - August 2010
Job Trace Analyst at BGC Partners
Industry Financial Services
Experience
BGC Partners November 2014 - Present
BGC Partners June 2012 - November 2014
Ticonderoga Securities LLC May 2011 - January 2012
Soleil Securities May 2010 - August 2010
Skills
Bloomberg, Capital Markets, Equities, Equity Research, Financial Modeling, Investment Banking, Fixed Income, Derivatives, Hedge Funds, Bloomberg Terminal, Options, Series 7, Microsoft Excel, Financial Analysis, Finance, Valuation, Microsoft Office, PowerPoint
Education
University of Delaware 2006 — 2011
BGC Partners November 2014 - Present
BGC Partners June 2012 - November 2014
Ticonderoga Securities LLC May 2011 - January 2012
Soleil Securities May 2010 - August 2010
Skills
Bloomberg, Capital Markets, Equities, Equity Research, Financial Modeling, Investment Banking, Fixed Income, Derivatives, Hedge Funds, Bloomberg Terminal, Options, Series 7, Microsoft Excel, Financial Analysis, Finance, Valuation, Microsoft Office, PowerPoint
Education
University of Delaware 2006 — 2011
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY