Soundview Technology Group
Industry: Technology company
DescriptionSoundview Technology Group is an American technology-focused firm known primarily for its equity research on technology and other growth-oriented companies. The securities and investment banking company was integrated into Charles Schwab in 2003. Founder: Gideon Gartner Founded: 1977 Headquarters: Boston, MA Parent organizations: Charles Schwab Corporation, UBS Americas Inc. Subsidiaries: SoundView Technology Group PLC, Soundview Technology Corporation
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Soundview Technology Group Employees
Employee
Years
Job
Industry
Adrienne L. Garland Adrienne L. Garland's Soundview Technology Group Experience 1993 - 1995
Job Founder, Womancon
Industry Marketing and Advertising
Experience
womancon January 2013 - Present
KMS Group April 2010 - Present
PricewaterhouseCoopers May 2009 - April 2010
PricewaterhouseCoopers October 2008 - May 2009
PR Newswire November 2006 - October 2008
Cablevision July 2005 - November 2006
Cablevision December 2001 - July 2005
GKN securities 1996 - 1998
Cannondale Associates 1995 - 1996
Soundview Technology Group 1993 - 1995
Skills
Direct Marketing, Digital Marketing, Marketing Strategy, Product Marketing, Integrated Marketing, Lead Generation, Email Marketing, Marketing Communications, Social Media Marketing, Promotions, Online Marketing, Digital Strategy, Staff Mentoring, SEM, Event Management, Online Advertising, Strategic Partnerships, Strategy, Leadership, Strategic Planning, Social Media, Strategy Creation, Management, Analytics, Team Leadership, Mobile Marketing, Digital Media, Brand Management, Interactive Marketing, Marketing, Competitive Analysis, Business Development, Entrepreneurship, B2B, Account Management, Marketing Research, B2B Marketing, Google Adwords, Web Analytics, Brand Development, Creative Direction, Creative Strategy, Google Analytics, PPC, Web Marketing, Sales, SEO, Segmentation, E-commerce, Content Strategy
Education
New York University - Leonard N. Stern School of Business 1994 — 1999
Master of Business Administration (M.B.A.), Marketing - concentration in Media, Entertainment & Technology
State University of New York at Albany 1990 — 1992
Bachelor’s Degree, Economics
Hendrick Hudson High School 1985 — 1988
NYS Regents Diploma
womancon January 2013 - Present
KMS Group April 2010 - Present
PricewaterhouseCoopers May 2009 - April 2010
PricewaterhouseCoopers October 2008 - May 2009
PR Newswire November 2006 - October 2008
Cablevision July 2005 - November 2006
Cablevision December 2001 - July 2005
GKN securities 1996 - 1998
Cannondale Associates 1995 - 1996
Soundview Technology Group 1993 - 1995
Skills
Direct Marketing, Digital Marketing, Marketing Strategy, Product Marketing, Integrated Marketing, Lead Generation, Email Marketing, Marketing Communications, Social Media Marketing, Promotions, Online Marketing, Digital Strategy, Staff Mentoring, SEM, Event Management, Online Advertising, Strategic Partnerships, Strategy, Leadership, Strategic Planning, Social Media, Strategy Creation, Management, Analytics, Team Leadership, Mobile Marketing, Digital Media, Brand Management, Interactive Marketing, Marketing, Competitive Analysis, Business Development, Entrepreneurship, B2B, Account Management, Marketing Research, B2B Marketing, Google Adwords, Web Analytics, Brand Development, Creative Direction, Creative Strategy, Google Analytics, PPC, Web Marketing, Sales, SEO, Segmentation, E-commerce, Content Strategy
Education
New York University - Leonard N. Stern School of Business 1994 — 1999
Master of Business Administration (M.B.A.), Marketing - concentration in Media, Entertainment & Technology
State University of New York at Albany 1990 — 1992
Bachelor’s Degree, Economics
Hendrick Hudson High School 1985 — 1988
NYS Regents Diploma
Peter Petitt Peter Petitt's Soundview Technology Group Experience March 2003 - January 2004
Job Vice President Corporate Development at RPX Corporation
Industry Financial Services
Experience
RPX Corporation September 2013 - Present
Cowen & Company March 2004 - August 2013
SoundView Technology Group March 2003 - January 2004
Robertson Stephens July 1999 - September 2002
Chase July 1994 - July 1997
Carrier Corporation 1993 - 1993
Skills
Private Placements, Investment Banking, Venture Capital, Corporate Development, Private Equity, Valuation, Mergers, Equities, Financial Modeling, Capital Markets, IPO, Corporate Finance, Due Diligence, Hedge Funds, Capital Raising
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1997 — 1999
MBA, Finance and Financial Management Services
Colorado College 1989 — 1993
BA, Economics, Political Science
Institut d'Etudes politiques de Paris / Sciences Po Paris 1991 — 1992
Certificat D'Etudes Politiques
Taft School 1986 — 1989
Nccs
RPX Corporation September 2013 - Present
Cowen & Company March 2004 - August 2013
SoundView Technology Group March 2003 - January 2004
Robertson Stephens July 1999 - September 2002
Chase July 1994 - July 1997
Carrier Corporation 1993 - 1993
Skills
Private Placements, Investment Banking, Venture Capital, Corporate Development, Private Equity, Valuation, Mergers, Equities, Financial Modeling, Capital Markets, IPO, Corporate Finance, Due Diligence, Hedge Funds, Capital Raising
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1997 — 1999
MBA, Finance and Financial Management Services
Colorado College 1989 — 1993
BA, Economics, Political Science
Institut d'Etudes politiques de Paris / Sciences Po Paris 1991 — 1992
Certificat D'Etudes Politiques
Taft School 1986 — 1989
Nccs
Rob Oliver Rob Oliver's Soundview Technology Group Experience 1997 - 2004
Job Director, Technology Sector Desk Specialist at Robert W. Baird & Co.
Industry Investment Banking
Experience
Robert W. Baird & Co. July 2013 - Present
Canaccord Genuity Inc. March 2009 - June 2013
Stanford Group Company January 2008 - February 2009
Fulcrum Global Partners 2005 - 2006
SoundView Technology Group 1997 - 2004
Skills
Institutional Sales, Equity Research, Capital Markets, Equities, Series 7, Information Technology
Education
The University of Texas at Austin 1995 — 1996
Master of Arts (MA)
Hobart College 1989 — 1992
Bachelor of Arts (B.A.), English Language and Literature/Letters
Robert W. Baird & Co. July 2013 - Present
Canaccord Genuity Inc. March 2009 - June 2013
Stanford Group Company January 2008 - February 2009
Fulcrum Global Partners 2005 - 2006
SoundView Technology Group 1997 - 2004
Skills
Institutional Sales, Equity Research, Capital Markets, Equities, Series 7, Information Technology
Education
The University of Texas at Austin 1995 — 1996
Master of Arts (MA)
Hobart College 1989 — 1992
Bachelor of Arts (B.A.), English Language and Literature/Letters
Patrick Chiang's Soundview Technology Group Experience 1999 - 2000
Job
Industry Consumer Electronics
Experience
empath 2013 - Present
Five Apes 2010 - 2012
Jawbone (Aliph) 2002 - 2010
Lightspeed Venture Partners 2005 - 2007
Loudcloud 2000 - 2002
Soundview Technology Group 1999 - 2000
Skills
Start-ups, Business Strategy, Product Development, Business Development, Entrepreneurship, Venture Capital, Business Planning, Mergers & Acquisitions, Strategic Planning, Project Management, Finance, Strategic Partnerships, Product Management, Strategy, Mobile Devices, Analytics, Cross-functional Team..., Competitive Analysis, Corporate Development
Education
Harvard Business School 2004 — 2006
MBA
University of California, Berkeley 1994 — 1998
Bachelors
empath 2013 - Present
Five Apes 2010 - 2012
Jawbone (Aliph) 2002 - 2010
Lightspeed Venture Partners 2005 - 2007
Loudcloud 2000 - 2002
Soundview Technology Group 1999 - 2000
Skills
Start-ups, Business Strategy, Product Development, Business Development, Entrepreneurship, Venture Capital, Business Planning, Mergers & Acquisitions, Strategic Planning, Project Management, Finance, Strategic Partnerships, Product Management, Strategy, Mobile Devices, Analytics, Cross-functional Team..., Competitive Analysis, Corporate Development
Education
Harvard Business School 2004 — 2006
MBA
University of California, Berkeley 1994 — 1998
Bachelors
Matthew Lewis, CAIA Matthew Lewis, CAIA's Soundview Technology Group Experience January 2000 - March 2002
Job Entrepreneurial Investment Professional
Industry Information Technology and Services
Experience
EspressoCoders March 2015 - Present
Coffeelab.vc June 2014 - Present
Seven Stones Real Estate October 2006 - Present
GENBANK April 2010 - July 2011
PIK Capital Partners April 2008 - April 2009
Marriott International October 2005 - April 2008
Noble Gibbons in association with CB Richard Ellis December 2003 - September 2005
SoundView Technology Group January 2000 - March 2002
Skills
Cross-border..., Acquisitions, Debt Origination, Hotel Development, Entrepreneurship, Due Diligence, Start-ups, Private Equity, Investments, Valuation, Real Estate Economics, Commercial Real Estate, Hotels, Venture Capital, Real Estate Development, Asset Managment, Asset Management, Capital Markets, Property, Disposition, Real Estate, Management, Joint Ventures, Real Estate Transactions, Financial Structuring, Lease Negotiations, Corporate Finance, Leases, Property Management
Education
Yale University - Yale School of Management 1997 — 1999
MBA, Finance
University of Cambridge 1998 — 1998
Fox Fellowship
California State University-Sacramento 1990 — 1993
B.A., Business, Russian
Московский Государственный Лингвистический Университет (МГЛУ) 1991 — 1992
Russian
EspressoCoders March 2015 - Present
Coffeelab.vc June 2014 - Present
Seven Stones Real Estate October 2006 - Present
GENBANK April 2010 - July 2011
PIK Capital Partners April 2008 - April 2009
Marriott International October 2005 - April 2008
Noble Gibbons in association with CB Richard Ellis December 2003 - September 2005
SoundView Technology Group January 2000 - March 2002
Skills
Cross-border..., Acquisitions, Debt Origination, Hotel Development, Entrepreneurship, Due Diligence, Start-ups, Private Equity, Investments, Valuation, Real Estate Economics, Commercial Real Estate, Hotels, Venture Capital, Real Estate Development, Asset Managment, Asset Management, Capital Markets, Property, Disposition, Real Estate, Management, Joint Ventures, Real Estate Transactions, Financial Structuring, Lease Negotiations, Corporate Finance, Leases, Property Management
Education
Yale University - Yale School of Management 1997 — 1999
MBA, Finance
University of Cambridge 1998 — 1998
Fox Fellowship
California State University-Sacramento 1990 — 1993
B.A., Business, Russian
Московский Государственный Лингвистический Университет (МГЛУ) 1991 — 1992
Russian
Bill Gilroy Bill Gilroy's Soundview Technology Group Experience 1997 - 2003
Job Consumer Brand Consultant; Senior Advisor at ZACHARY PRELL
Industry Venture Capital & Private Equity
Experience
Workspace November 2012 - December 2014
Jack Rogers USA October 2008 - August 2010
Global Reach Capital (affiliate of Burch Creative Capital) 2005 - May 2010
SoundView Technology Group 1997 - 2003
Liberty Financial Group 1995 - 1997
Skills
Private Equity, Strategy, Mergers, Financial Modeling, Financial Analysis, New Business Development, Entrepreneurship, Retail, Equities, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 2004 — 2005
Master of Business Administration (MBA)
Dartmouth College 1990 — 1994
BA
Workspace November 2012 - December 2014
Jack Rogers USA October 2008 - August 2010
Global Reach Capital (affiliate of Burch Creative Capital) 2005 - May 2010
SoundView Technology Group 1997 - 2003
Liberty Financial Group 1995 - 1997
Skills
Private Equity, Strategy, Mergers, Financial Modeling, Financial Analysis, New Business Development, Entrepreneurship, Retail, Equities, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 2004 — 2005
Master of Business Administration (MBA)
Dartmouth College 1990 — 1994
BA
Andy Preikschat's Soundview Technology Group Experience December 1999 - September 2001
Job
Industry Investment Management
Experience
Edgebrook Partners October 2004 - Present
Legends Financial April 2002 - July 2004
SoundView Technology Group December 1999 - September 2001
William H. Gates III investment group March 1998 - April 1999
Education
Stanford University 1995 — 1997
B.S., Industrial Engineering, with Distinction
Claremont McKenna College 1993 — 1995
B.A., Management-Engineering, Summa Cum Laude
Bellevue High 1989 — 1993
Edgebrook Partners October 2004 - Present
Legends Financial April 2002 - July 2004
SoundView Technology Group December 1999 - September 2001
William H. Gates III investment group March 1998 - April 1999
Education
Stanford University 1995 — 1997
B.S., Industrial Engineering, with Distinction
Claremont McKenna College 1993 — 1995
B.A., Management-Engineering, Summa Cum Laude
Bellevue High 1989 — 1993
Cindy Shaw, CFA Cindy Shaw, CFA's Soundview Technology Group Experience 2002 - 2004
Job TriplePlay Expertise in Investing/Finance, Technology & Strategy
Industry Investment Management
Experience
Independant Consultant 2015 - Present
DISCERN 2011 - February 2015
AlphaSense April 2010 - December 2012
Independent 2009 - 2012
Wharton Club of Northern California October 2009 - October 2010
Mellon Capital Management (Bank of New York Mellon) 2007 - October 2009
Moors & Cabot 2005 - 2006
SoundView Technology Group 2002 - 2004
Salomon Smith Barney (now Citigroup Investment Research) 1999 - 2002
Montgomery Securities (now Bank of America Merrill Lynch Securities) 1998 - 1999
Skills
Strategy, Equity Research, Analysis, Investments, Leadership, Finance, Valuation, Competitive Analysis, Analytical Skills, Investment Strategies, Technology, Forecasting, Innovation, Negotiation, Research, Writing, Presentations, Start-ups, Investor Relations, CRM, Bloomberg, Management, Financial Modeling, Fixed Income
Education
University of Pennsylvania - The Wharton School
MBA
Stanford University - School of Engineering
BS
Independant Consultant 2015 - Present
DISCERN 2011 - February 2015
AlphaSense April 2010 - December 2012
Independent 2009 - 2012
Wharton Club of Northern California October 2009 - October 2010
Mellon Capital Management (Bank of New York Mellon) 2007 - October 2009
Moors & Cabot 2005 - 2006
SoundView Technology Group 2002 - 2004
Salomon Smith Barney (now Citigroup Investment Research) 1999 - 2002
Montgomery Securities (now Bank of America Merrill Lynch Securities) 1998 - 1999
Skills
Strategy, Equity Research, Analysis, Investments, Leadership, Finance, Valuation, Competitive Analysis, Analytical Skills, Investment Strategies, Technology, Forecasting, Innovation, Negotiation, Research, Writing, Presentations, Start-ups, Investor Relations, CRM, Bloomberg, Management, Financial Modeling, Fixed Income
Education
University of Pennsylvania - The Wharton School
MBA
Stanford University - School of Engineering
BS
Barry Osherow's Soundview Technology Group Experience April 1996 - May 2002
Job Managing Director at Enhanced Capital Partners, Inc.
Industry Venture Capital & Private Equity
Experience
Enhanced Capital Partners, Inc. October 2008 - Present
TICC Capital Corp. June 2002 - September 2008
SoundView Technology Group April 1996 - May 2002
Spring Street Brewing Company April 1995 - April 1996
Lehman Brothers August 1994 - April 1995
Skills
Private Equity, Capital Markets, Mezzanine, Private Placements, Financial Modeling, Leveraged Finance, Mergers & Acquisitions, Entrepreneurship, LBO, Business Strategy, Restructuring, Structured Finance, Due Diligence, Alternative Investments, M&A experience, Valuation, Start-ups, Investments, Corporate Development, Venture Capital, Corporate Finance, Investment Banking, Emerging Markets
Education
Babson College 1990 — 1994
Bachelor of Science, International Business
Dwight Englewood High School
Enhanced Capital Partners, Inc. October 2008 - Present
TICC Capital Corp. June 2002 - September 2008
SoundView Technology Group April 1996 - May 2002
Spring Street Brewing Company April 1995 - April 1996
Lehman Brothers August 1994 - April 1995
Skills
Private Equity, Capital Markets, Mezzanine, Private Placements, Financial Modeling, Leveraged Finance, Mergers & Acquisitions, Entrepreneurship, LBO, Business Strategy, Restructuring, Structured Finance, Due Diligence, Alternative Investments, M&A experience, Valuation, Start-ups, Investments, Corporate Development, Venture Capital, Corporate Finance, Investment Banking, Emerging Markets
Education
Babson College 1990 — 1994
Bachelor of Science, International Business
Dwight Englewood High School
Richard Prati's Soundview Technology Group Experience June 1996 - February 2002
Job CEO of Life Care Medical Devices (LCMD)
Industry Medical Devices
Experience
Life Care Medical Devices Limited November 2013 - Present
PVG Asset Management Corp. October 2013 - Present
Centennial Brands January 2015 - Present
Prati Management February 2012 - Present
Sterne Agee December 2010 - January 2012
Broadpoint Gleacher October 2008 - October 2010
American Technology Research, Inc. 2002 - 2008
SoundView Technology Group June 1996 - February 2002
SBC Warburg June 1994 - June 1996
Dean Witter Reynolds Inc. June 1993 - June 1994
Skills
Equities, Investments, Strategic Planning, Hedge Funds, Valuation, Equity Research, Capital Markets, Investment Banking, Financial Modeling, Asset Management, Portfolio Management, Management, Financial Analysis, Research, Fixed Income, Venture Capital, Public Relations, Series 7, Bloomberg, Alternative Investments, Trading, Strategy, Public Speaking, Medical Devices, Medical Terminology, Entrepreneurship..., Creative..., Public Policy, Turnaround Strategy, Turn Around Management, Turnaround Experience, Microsoft Office
Education
University of Rochester - Simon Business School 1991 — 1993
MBA, Finance
Vanderbilt University 1985 — 1989
BS, Economics
Life Care Medical Devices Limited November 2013 - Present
PVG Asset Management Corp. October 2013 - Present
Centennial Brands January 2015 - Present
Prati Management February 2012 - Present
Sterne Agee December 2010 - January 2012
Broadpoint Gleacher October 2008 - October 2010
American Technology Research, Inc. 2002 - 2008
SoundView Technology Group June 1996 - February 2002
SBC Warburg June 1994 - June 1996
Dean Witter Reynolds Inc. June 1993 - June 1994
Skills
Equities, Investments, Strategic Planning, Hedge Funds, Valuation, Equity Research, Capital Markets, Investment Banking, Financial Modeling, Asset Management, Portfolio Management, Management, Financial Analysis, Research, Fixed Income, Venture Capital, Public Relations, Series 7, Bloomberg, Alternative Investments, Trading, Strategy, Public Speaking, Medical Devices, Medical Terminology, Entrepreneurship..., Creative..., Public Policy, Turnaround Strategy, Turn Around Management, Turnaround Experience, Microsoft Office
Education
University of Rochester - Simon Business School 1991 — 1993
MBA, Finance
Vanderbilt University 1985 — 1989
BS, Economics
Adam Noily, CFA Adam Noily, CFA's Soundview Technology Group Experience 2000 - 2003
Job Director, Investment Banking at Pacific Crest Securities
Industry Investment Banking
Experience
Pacific Crest Securities September 2012 - Present
Pacific Crest Securities 2015 - 2015
Pacific Crest Securities 2015 - 2015
Cowen and Company July 2006 - October 2010
Independent 2003 - 2006
SoundView Technology Group 2000 - 2003
Chindex 1999 - 1999
Skills
Corporate Finance, Financial Modeling, Valuation, Equities, Investment Banking, IPO, Venture Capital, Mergers, Equity Research, Capital Markets, Financial Analysis, Due Diligence, Research, Bloomberg, Mergers & Acquisitions, Strategy, Emerging Markets, Hedge Funds, Business Valuation, LBO, Private Equity, M&A experience, Investments, Investor Relations, Business Development, Asset Management, Corporate Development, Alternative Investments, Equity Valuation
Education
University of California, Berkeley 1994 — 1998
A.B., Political Economy of Industrialized Societies
Cours de Civilisation Française de la Sorbonne 2011 — 2011
Intensive French language studies
Peking University 1996 — 1997
Intensive Chinese language studies
Lowell
MCDS
Pacific Crest Securities September 2012 - Present
Pacific Crest Securities 2015 - 2015
Pacific Crest Securities 2015 - 2015
Cowen and Company July 2006 - October 2010
Independent 2003 - 2006
SoundView Technology Group 2000 - 2003
Chindex 1999 - 1999
Skills
Corporate Finance, Financial Modeling, Valuation, Equities, Investment Banking, IPO, Venture Capital, Mergers, Equity Research, Capital Markets, Financial Analysis, Due Diligence, Research, Bloomberg, Mergers & Acquisitions, Strategy, Emerging Markets, Hedge Funds, Business Valuation, LBO, Private Equity, M&A experience, Investments, Investor Relations, Business Development, Asset Management, Corporate Development, Alternative Investments, Equity Valuation
Education
University of California, Berkeley 1994 — 1998
A.B., Political Economy of Industrialized Societies
Cours de Civilisation Française de la Sorbonne 2011 — 2011
Intensive French language studies
Peking University 1996 — 1997
Intensive Chinese language studies
Lowell
MCDS
Steven Tripp Steven Tripp's Soundview Technology Group Experience January 2003 - February 2004
Job Institutional Equity Trading
Industry Investment Management
Experience
Russell Investments November 2013 - Present
ThinkEquity LLC April 2005 - January 2013
Bank of America April 2004 - April 2005
SoundView Technology Group January 2003 - February 2004
Robertson Stephens June 1996 - July 2002
Wedbush Securities June 1995 - June 1996
Skills
Capital Markets, Equity Trading, Hedge Funds, Electronic Trading, Trading, Series 24, Trading Systems, Alternative Investments, Options, Equity Research, Series 63, Investments, FINRA, Investment Banking, ETFs, Bloomberg, Series 7, Equities, Securities
Education
San Diego State University-California State University
Bachelor of Science (BS), Finance and Financial Management Services
Russell Investments November 2013 - Present
ThinkEquity LLC April 2005 - January 2013
Bank of America April 2004 - April 2005
SoundView Technology Group January 2003 - February 2004
Robertson Stephens June 1996 - July 2002
Wedbush Securities June 1995 - June 1996
Skills
Capital Markets, Equity Trading, Hedge Funds, Electronic Trading, Trading, Series 24, Trading Systems, Alternative Investments, Options, Equity Research, Series 63, Investments, FINRA, Investment Banking, ETFs, Bloomberg, Series 7, Equities, Securities
Education
San Diego State University-California State University
Bachelor of Science (BS), Finance and Financial Management Services
John Stagliano John Stagliano's Soundview Technology Group Experience August 1996 - January 2004
Job Program Delivery Lead ManpowerGroup Solutions RPO
Industry Financial Services
Experience
ManpowerGroup Solutions September 2012 - Present
Katie's Krops 2009 - 2015
Northwestern Mutual December 2005 - September 2011
SoundView Technology Group August 1996 - January 2004
Punk, Ziegel & Company November 1995 - August 1996
Weeden & Co. August 1994 - October 1995
Skills
Series 7, Investments, Budgeting, Investment Banking, Insurance, Budgets, Finance, Financial Services, Series 63, Start-ups, Securities, CRM, Marketing, Analysis, Equities, Trading Systems
Education
Penn State University 1982 — 1987
BA, Economics
Chanel High School 1978 — 1982
Business
ManpowerGroup Solutions September 2012 - Present
Katie's Krops 2009 - 2015
Northwestern Mutual December 2005 - September 2011
SoundView Technology Group August 1996 - January 2004
Punk, Ziegel & Company November 1995 - August 1996
Weeden & Co. August 1994 - October 1995
Skills
Series 7, Investments, Budgeting, Investment Banking, Insurance, Budgets, Finance, Financial Services, Series 63, Start-ups, Securities, CRM, Marketing, Analysis, Equities, Trading Systems
Education
Penn State University 1982 — 1987
BA, Economics
Chanel High School 1978 — 1982
Business
Adam Weisman's Soundview Technology Group Experience March 1995 - June 2002
Job Managing Director at Northland Capital Markets
Industry Financial Services
Experience
Northland Capital Markets April 2014 - Present
MKM Partners November 2011 - September 2013
American Technology Research, Inc. / Gleacher Partners. March 2003 - September 2011
Deutsche Bank Securities May 2002 - February 2003
SoundView technology Group March 1995 - June 2002
Mabon Securities May 1992 - March 1995
Oppenheimer and Company February 1990 - February 1992
Skills
Business Development, Management, Hedge Funds, Equity Research, Capital Markets, Bloomberg, Investment Banking, Securities, Valuation, Investments, Alternative Investments, Trading Systems, Asset Management, Fixed Income, Portfolio Management, Series 24, Derivatives, Electronic Trading, Private Equity, Financial Modeling, Venture Capital, New Business Development
Education
University of Delaware 1982 — 1986
Bachelor of Science (B.S.), Finance
Livingston High School 1978 — 1982
Northland Capital Markets April 2014 - Present
MKM Partners November 2011 - September 2013
American Technology Research, Inc. / Gleacher Partners. March 2003 - September 2011
Deutsche Bank Securities May 2002 - February 2003
SoundView technology Group March 1995 - June 2002
Mabon Securities May 1992 - March 1995
Oppenheimer and Company February 1990 - February 1992
Skills
Business Development, Management, Hedge Funds, Equity Research, Capital Markets, Bloomberg, Investment Banking, Securities, Valuation, Investments, Alternative Investments, Trading Systems, Asset Management, Fixed Income, Portfolio Management, Series 24, Derivatives, Electronic Trading, Private Equity, Financial Modeling, Venture Capital, New Business Development
Education
University of Delaware 1982 — 1986
Bachelor of Science (B.S.), Finance
Livingston High School 1978 — 1982
Bryce Dakin Bryce Dakin's Soundview Technology Group Experience March 1999 - December 2003
Job Managing Director, Head of Technology Corporate Advisory at Greenhill & Co.
Industry Investment Banking
Experience
Greenhill & Co. February 2015 - Present
GCA Savvian January 2004 - February 2015
SoundView Technology Group March 1999 - December 2003
Montgomery Securities January 1997 - March 1999
Braxton Associates July 1995 - January 1997
Skills
Financial Modeling, Mergers & Acquisitions, Venture Capital, Valuation, Strategy, Due Diligence, Start-ups, Corporate Development, Private Equity, Strategic Partnerships
Education
Princeton University 1991 — 1995
AB, Economics
Greenhill & Co. February 2015 - Present
GCA Savvian January 2004 - February 2015
SoundView Technology Group March 1999 - December 2003
Montgomery Securities January 1997 - March 1999
Braxton Associates July 1995 - January 1997
Skills
Financial Modeling, Mergers & Acquisitions, Venture Capital, Valuation, Strategy, Due Diligence, Start-ups, Corporate Development, Private Equity, Strategic Partnerships
Education
Princeton University 1991 — 1995
AB, Economics
Mack Rossoff Mack Rossoff's Soundview Technology Group Experience 2000 - 2002
Job Managing Director at Rossoff & Co. LLC
Industry Investment Banking
Experience
Rossoff & Company LLC 2007 - Present
Banc of America Securities 2002 - 2007
Soundview Technology Group 2000 - 2002
J.P. Morgan 1997 - 2000
Schroder & Co 1995 - 1997
Dillon Read & Co. 1992 - 1995
Wasserstein Perella 1988 - 1992
The First Boston Corporation 1982 - 1988
Skills
Investment Banking, Corporate Finance, Valuation, Mergers, Mergers & Acquisitions, Emerging Markets, Acquisitions, Securities, Fixed Income, Investor Relations, Management Consulting, Management, Strategy, Leveraged Finance, Entrepreneurship, Angel Investing, Alternative Investments, Business Valuation, Derivatives, Finance, Structured Finance, Asset Managment, Asset Management, Executive Management, Joint Ventures, Business Strategy
Education
Harvard Business School 1980 — 1982
MBA, General Management
Princeton University 1970 — 1974
AB, Philosophy
Rossoff & Company LLC 2007 - Present
Banc of America Securities 2002 - 2007
Soundview Technology Group 2000 - 2002
J.P. Morgan 1997 - 2000
Schroder & Co 1995 - 1997
Dillon Read & Co. 1992 - 1995
Wasserstein Perella 1988 - 1992
The First Boston Corporation 1982 - 1988
Skills
Investment Banking, Corporate Finance, Valuation, Mergers, Mergers & Acquisitions, Emerging Markets, Acquisitions, Securities, Fixed Income, Investor Relations, Management Consulting, Management, Strategy, Leveraged Finance, Entrepreneurship, Angel Investing, Alternative Investments, Business Valuation, Derivatives, Finance, Structured Finance, Asset Managment, Asset Management, Executive Management, Joint Ventures, Business Strategy
Education
Harvard Business School 1980 — 1982
MBA, General Management
Princeton University 1970 — 1974
AB, Philosophy
John B Jones Jr. John B Jones Jr.'s Soundview Technology Group Experience 2001 - 2003
Job President/Owner at North Tahoe Commercial
Industry Investment Management
Experience
North Tahoe Commercial July 2011 - Present
Truckee Tahoe Airport District November 2010 - Present
Cray Inc. June 2005 - Present
Stratus Computer 2005 - 2008
Charles Schwab 2003 - 2005
SoundView Technology Group 2001 - 2003
Citi 1998 - 2001
Citigroup 1998 - 2001
Salomon Smith Barney 1996 - 1998
Salomon Brothers 1991 - 1996
Education
University of Oregon 1962 — 1966
Bachleor of Science, Accounting & Statistics
Jones
a BS, Accounting and Statistics
North Tahoe Commercial July 2011 - Present
Truckee Tahoe Airport District November 2010 - Present
Cray Inc. June 2005 - Present
Stratus Computer 2005 - 2008
Charles Schwab 2003 - 2005
SoundView Technology Group 2001 - 2003
Citi 1998 - 2001
Citigroup 1998 - 2001
Salomon Smith Barney 1996 - 1998
Salomon Brothers 1991 - 1996
Education
University of Oregon 1962 — 1966
Bachleor of Science, Accounting & Statistics
Jones
a BS, Accounting and Statistics
Darren Schenkler's Soundview Technology Group Experience 2001 - 2004
Job Managing Director, Institutional Equity Sales at RBC Capital Markets
Industry Investment Banking
Experience
RBC Capital Markets December 2013 - Present
RBC Capital Markets December 2006 - December 2013
RBC Capital Markets November 2004 - December 2006
SoundView Technology Group 2001 - 2004
Education
University of Colorado at Boulder 1995 — 1997
Business Administration, Entrepreneurship, Small Busineanagement
RBC Capital Markets December 2013 - Present
RBC Capital Markets December 2006 - December 2013
RBC Capital Markets November 2004 - December 2006
SoundView Technology Group 2001 - 2004
Education
University of Colorado at Boulder 1995 — 1997
Business Administration, Entrepreneurship, Small Busineanagement
Ryan Rinderman's Soundview Technology Group Experience May 2013 - August 2013
Job Research Analyst at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. August 2015 - Present
Accenture June 2015 - August 2015
VentureOutNY June 2014 - May 2015
SoundView Technology Group May 2013 - August 2013
Skills
Valuation, Equities, Investment Banking, Venture Capital, IPO, Equity Research, Capital Markets, Investments, Financial Analysis, Portfolio Management, Due Diligence, Financial Modeling, Social Media, Trading, Public Relations, Asset Management, Microsoft Office, Private Equity, Public Speaking, PowerPoint, Corporate Development
Education
New York University 2012 — 2016
Economics
Golda Och Academy 2008 — 2012
Ameriprise Financial Services, Inc. August 2015 - Present
Accenture June 2015 - August 2015
VentureOutNY June 2014 - May 2015
SoundView Technology Group May 2013 - August 2013
Skills
Valuation, Equities, Investment Banking, Venture Capital, IPO, Equity Research, Capital Markets, Investments, Financial Analysis, Portfolio Management, Due Diligence, Financial Modeling, Social Media, Trading, Public Relations, Asset Management, Microsoft Office, Private Equity, Public Speaking, PowerPoint, Corporate Development
Education
New York University 2012 — 2016
Economics
Golda Och Academy 2008 — 2012
Sarah Kroon Chiles Sarah Kroon Chiles's Soundview Technology Group Experience 2000 - 2002
Job
Industry Philanthropy
Experience
Redlich Horwitz Foundation January 2013 - Present
Thomson Reuters Foundation 2009 - 2012
Chiles Consulting October 2008 - 2010
SeaChange Capital Partners June 2007 - September 2008
NYU Stern School of Business 2004 - June 2007
NYU Stern School of Business 2006 - 2007
NYU Stern School of Business 2002 - 2007
SoundView Technology Group 2000 - 2002
Earth Tones -- The Environmental Phone Company 1997 - 1999
Public Interest Research Group 1996 - 1999
Education
Middlebury College 1992 — 1996
BA
New York University - Leonard N. Stern School of Business
MBA
Redlich Horwitz Foundation January 2013 - Present
Thomson Reuters Foundation 2009 - 2012
Chiles Consulting October 2008 - 2010
SeaChange Capital Partners June 2007 - September 2008
NYU Stern School of Business 2004 - June 2007
NYU Stern School of Business 2006 - 2007
NYU Stern School of Business 2002 - 2007
SoundView Technology Group 2000 - 2002
Earth Tones -- The Environmental Phone Company 1997 - 1999
Public Interest Research Group 1996 - 1999
Education
Middlebury College 1992 — 1996
BA
New York University - Leonard N. Stern School of Business
MBA
John Henry Robison John Henry Robison's Soundview Technology Group Experience 2000 - 2001
Job Director Business Development at SunEdison
Industry Renewables & Environment
Experience
SunEdison August 2014 - Present
Independent – Self-employed July 2013 - August 2014
White Hat Renewables + Sustainable Water Solutions September 2013 - February 2014
Sungevity February 2013 - June 2013
NGEN Partners January 2007 - November 2012
ServiceMagic February 2004 - September 2006
Yahoo! September 2001 - January 2004
SoundView Technology Group 2000 - 2001
MessageOne January 2000 - June 2000
Radiance Services October 1996 - January 1999
Skills
Start-ups, Venture Capital, Mergers, Business Development, SaaS, Mergers & Acquisitions, Entrepreneurship, Energy, Cleantech, Strategic Planning, Management Consulting, Corporate Development, Private Equity, Renewable Energy, Investments, New Business Development, Business Strategy, International Business, Business Planning, Marketing Strategy, Due Diligence, Corporate Finance, Financial Modeling, Strategic Partnerships, Strategy, M&A experience
Education
Columbia University - Columbia Business School 1999 — 2000
MBA, Finance
Columbia University - Columbia Business School 1999 — 2000
mba
Brown University 1988 — 1992
BA, Economics
Brown University 1988 — 1992
ba
Brown University 1988 — 1992
SunEdison August 2014 - Present
Independent – Self-employed July 2013 - August 2014
White Hat Renewables + Sustainable Water Solutions September 2013 - February 2014
Sungevity February 2013 - June 2013
NGEN Partners January 2007 - November 2012
ServiceMagic February 2004 - September 2006
Yahoo! September 2001 - January 2004
SoundView Technology Group 2000 - 2001
MessageOne January 2000 - June 2000
Radiance Services October 1996 - January 1999
Skills
Start-ups, Venture Capital, Mergers, Business Development, SaaS, Mergers & Acquisitions, Entrepreneurship, Energy, Cleantech, Strategic Planning, Management Consulting, Corporate Development, Private Equity, Renewable Energy, Investments, New Business Development, Business Strategy, International Business, Business Planning, Marketing Strategy, Due Diligence, Corporate Finance, Financial Modeling, Strategic Partnerships, Strategy, M&A experience
Education
Columbia University - Columbia Business School 1999 — 2000
MBA, Finance
Columbia University - Columbia Business School 1999 — 2000
mba
Brown University 1988 — 1992
BA, Economics
Brown University 1988 — 1992
ba
Brown University 1988 — 1992
Paul Mariani Paul Mariani's Soundview Technology Group Experience April 2002 - August 2003
Job General Partner at ABS Capital Partners
Industry Venture Capital & Private Equity
Experience
PowerReviews July 2014 - Present
Purch September 2011 - Present
Teachscape August 2009 - Present
ABS Capital Partners August 2003 - Present
SoundView Technology Group April 2002 - August 2003
Robertson Stephens February 2000 - July 2001
Skills
Valuation, Corporate Development, Private Equity, Investments, Venture Capital, Investment Banking, Mergers, Private Placements, Growth Capital
Education
Stanford University 1995 — 1999
PowerReviews July 2014 - Present
Purch September 2011 - Present
Teachscape August 2009 - Present
ABS Capital Partners August 2003 - Present
SoundView Technology Group April 2002 - August 2003
Robertson Stephens February 2000 - July 2001
Skills
Valuation, Corporate Development, Private Equity, Investments, Venture Capital, Investment Banking, Mergers, Private Placements, Growth Capital
Education
Stanford University 1995 — 1999
Kristin Irish Kristin Irish's Soundview Technology Group Experience January 1999 - August 2002
Job Vice President , Global Learning & Development, BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets January 2015 - Present
UBS Investment Bank March 2010 - January 2015
Yale University, School of Management August 2004 - March 2010
American Technology Research September 2002 - August 2004
Soundview Technology Group January 1999 - August 2002
Merrill Lynch May 1994 - December 1998
Mabon Securities 1993 - 1993
T. Rowe Price May 1990 - May 1992
Morgan Stanley October 1987 - August 1990
Skills
Equities, Investments, Recruiting, Career Counseling, Career Development..., Management, Strategy, Trading, Sales, Investment Banking, Series 7 & 66, Risk Management, Securities, Financial Services, Portfolio Management, Hedge Funds, Capital Markets, Financial Modeling, Valuation
Education
Lehigh University
BA
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA
BMO Capital Markets January 2015 - Present
UBS Investment Bank March 2010 - January 2015
Yale University, School of Management August 2004 - March 2010
American Technology Research September 2002 - August 2004
Soundview Technology Group January 1999 - August 2002
Merrill Lynch May 1994 - December 1998
Mabon Securities 1993 - 1993
T. Rowe Price May 1990 - May 1992
Morgan Stanley October 1987 - August 1990
Skills
Equities, Investments, Recruiting, Career Counseling, Career Development..., Management, Strategy, Trading, Sales, Investment Banking, Series 7 & 66, Risk Management, Securities, Financial Services, Portfolio Management, Hedge Funds, Capital Markets, Financial Modeling, Valuation
Education
Lehigh University
BA
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA
Karl Knight's Soundview Technology Group Experience March 2003 - March 2004
Job President & CFO at RocketSpace Inc.
Industry Renewables & Environment
Experience
RocketSpace Inc. January 2013 - Present
Recurrent Energy September 2008 - Present
Regenesis Power LLC January 2007 - January 2008
Vantage Media June 2006 - December 2006
Savvian March 2004 - June 2006
SoundView Technology Group March 2003 - March 2004
Credit Suisse First Boston January 2000 - December 2002
DLJ April 1997 - January 2000
National Westminster Bank August 1990 - June 1997
Skills
Venture Capital, Mergers, Financial Modeling, Corporate Development, Private Equity, Valuation, Private Placements, Corporate Finance, Due Diligence, Investment Banking, Start-ups, Financial Structuring, M&A experience, Project Finance, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance
Bangor University 1987 — 1990
Finance, Finance, Economics, Banking
RocketSpace Inc. January 2013 - Present
Recurrent Energy September 2008 - Present
Regenesis Power LLC January 2007 - January 2008
Vantage Media June 2006 - December 2006
Savvian March 2004 - June 2006
SoundView Technology Group March 2003 - March 2004
Credit Suisse First Boston January 2000 - December 2002
DLJ April 1997 - January 2000
National Westminster Bank August 1990 - June 1997
Skills
Venture Capital, Mergers, Financial Modeling, Corporate Development, Private Equity, Valuation, Private Placements, Corporate Finance, Due Diligence, Investment Banking, Start-ups, Financial Structuring, M&A experience, Project Finance, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance
Bangor University 1987 — 1990
Finance, Finance, Economics, Banking
Chris Rigatuso @crigatuso Chris Rigatuso @crigatuso's Soundview Technology Group Experience July 1997 - August 1998
Job Product and Platform Innovation, Go to Market Strategy, Analytics & Data Science
Industry Internet
Experience
Skyfollow Consulting Group (SCG) October 2008 - Present
Adigami February 2010 - Present
Daring Audio 2010 - Present
BandPage December 2012 - March 2013
Metamarkets February 2012 - September 2012
Efficient Frontier August 2011 - January 2012
Adacube Inc (formerly Stealth Analytics) October 2007 - April 2009
Skyfollow Inc December 2005 - September 2007
Oracle Corporation June 1998 - November 2006
SoundView Technology Group July 1997 - August 1998
Skills
Social media strategy, Stakeholder Relations, Marketing Communications, Business Planning, Intellectual Capital, Business Strategy, Strategic Partnerships, Social Media Marketing, Strategy, Competitive Analysis, Stakeholder Management, Product Development, Start-ups, Enterprise Software, Analytics, Business Intelligence, Entrepreneurship, Management Consulting, Venture Capital, Go-to-market Strategy, Product Launch, Strategic Planning, Business Development, Marketing, Leadership, Web Analytics, Marketing Strategy, SEM, Cross-functional Team..., User Experience, E-commerce, Market Research, SaaS, Online Advertising, Mergers & Acquisitions, Product Management, Product Marketing, Big Data, Lead Generation, Integration, Integrated Marketing, Mobile Devices
Education
University of California, Berkeley, Haas School of Business 1995 — 1997
MBA, Finance and Strategy
University of Minnesota-Twin Cities 1980 — 1985
BS, Math & Computer Science
Skyfollow Consulting Group (SCG) October 2008 - Present
Adigami February 2010 - Present
Daring Audio 2010 - Present
BandPage December 2012 - March 2013
Metamarkets February 2012 - September 2012
Efficient Frontier August 2011 - January 2012
Adacube Inc (formerly Stealth Analytics) October 2007 - April 2009
Skyfollow Inc December 2005 - September 2007
Oracle Corporation June 1998 - November 2006
SoundView Technology Group July 1997 - August 1998
Skills
Social media strategy, Stakeholder Relations, Marketing Communications, Business Planning, Intellectual Capital, Business Strategy, Strategic Partnerships, Social Media Marketing, Strategy, Competitive Analysis, Stakeholder Management, Product Development, Start-ups, Enterprise Software, Analytics, Business Intelligence, Entrepreneurship, Management Consulting, Venture Capital, Go-to-market Strategy, Product Launch, Strategic Planning, Business Development, Marketing, Leadership, Web Analytics, Marketing Strategy, SEM, Cross-functional Team..., User Experience, E-commerce, Market Research, SaaS, Online Advertising, Mergers & Acquisitions, Product Management, Product Marketing, Big Data, Lead Generation, Integration, Integrated Marketing, Mobile Devices
Education
University of California, Berkeley, Haas School of Business 1995 — 1997
MBA, Finance and Strategy
University of Minnesota-Twin Cities 1980 — 1985
BS, Math & Computer Science
Mike Towey's Soundview Technology Group Experience 2002 - 2003
Job Director of Equity Research EverPoint Asset Management
Industry Capital Markets
Experience
Point72 Asset Management June 2014 - Present
Susquehanna International Group March 2010 - June 2014
Pali Capital March 2008 - March 2010
CIBC World Markets February 2006 - February 2008
CIBC World Markets November 2004 - February 2006
Schwab Soundview Capital Markets 2003 - 2004
SoundView Technology Group 2002 - 2003
Wit SoundView (Merger of Wit Capital and SoundView Technology Group) 1999 - 2002
Smith Barney (later Salomon Smith Barney) August 1995 - March 1999
Mabon Securities 1994 - 1994
Skills
Equities, Equity Research, Equity Capital Markets, Equity Trading, Trading, Series 7, Series 63, Hedge Funds, Capital Markets, Derivatives, Strategy, Options, Investment Banking, Bloomberg
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1993 — 1995
M.B.A., Finance
Colgate University 1985 — 1989
B.A., Political Science
Point72 Asset Management June 2014 - Present
Susquehanna International Group March 2010 - June 2014
Pali Capital March 2008 - March 2010
CIBC World Markets February 2006 - February 2008
CIBC World Markets November 2004 - February 2006
Schwab Soundview Capital Markets 2003 - 2004
SoundView Technology Group 2002 - 2003
Wit SoundView (Merger of Wit Capital and SoundView Technology Group) 1999 - 2002
Smith Barney (later Salomon Smith Barney) August 1995 - March 1999
Mabon Securities 1994 - 1994
Skills
Equities, Equity Research, Equity Capital Markets, Equity Trading, Trading, Series 7, Series 63, Hedge Funds, Capital Markets, Derivatives, Strategy, Options, Investment Banking, Bloomberg
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1993 — 1995
M.B.A., Finance
Colgate University 1985 — 1989
B.A., Political Science
Kiki Li's Soundview Technology Group Experience 2000 - 2003
Job Seasoned Finance Professional Available for New Challenge
Industry Broadcast Media
Experience
Montgomery County 2014 - Present
Radio One July 2012 - July 2015
On Our Own of Montgomery County, Inc. 2011 - 2012
GXS 2008 - 2012
CURRENT Group, LLC 2006 - 2008
Whole Foods Market 2005 - 2006
Mobile Satellite Ventures 2004 - 2005
DebtTraders 2003 - 2004
SoundView Technology Group 2000 - 2003
RCN Corporation 1998 - 2000
Skills
Financial Modeling, Corporate Finance, Forecasting, Finance, Strategic Financial..., Financial Analysis, Analysis, Corporate Development, Due Diligence, Budgets, Executive Management, Equity Research Analysis, Mergers & Acquisitions, Business Strategy, Sarbanes-Oxley Act, Start-ups, Portfolio Management, Business Valuation, Credit Analysis, Equity Valuation, Fixed Income Analysis, Investment Research, Management Consulting, Strategy, Investment Banking, Valuation, Private Equity, Venture Capital, Competitive Analysis, Equity Research, Acquisition Integration, Management, Cross-functional Team...
Education
Dartmouth College - The Tuck School of Business at Dartmouth
MBA, Business Administration and Management, General
University of Pennsylvania
BAS, Computer Science
University of Pennsylvania - The Wharton School
BS, Finance
Montgomery County 2014 - Present
Radio One July 2012 - July 2015
On Our Own of Montgomery County, Inc. 2011 - 2012
GXS 2008 - 2012
CURRENT Group, LLC 2006 - 2008
Whole Foods Market 2005 - 2006
Mobile Satellite Ventures 2004 - 2005
DebtTraders 2003 - 2004
SoundView Technology Group 2000 - 2003
RCN Corporation 1998 - 2000
Skills
Financial Modeling, Corporate Finance, Forecasting, Finance, Strategic Financial..., Financial Analysis, Analysis, Corporate Development, Due Diligence, Budgets, Executive Management, Equity Research Analysis, Mergers & Acquisitions, Business Strategy, Sarbanes-Oxley Act, Start-ups, Portfolio Management, Business Valuation, Credit Analysis, Equity Valuation, Fixed Income Analysis, Investment Research, Management Consulting, Strategy, Investment Banking, Valuation, Private Equity, Venture Capital, Competitive Analysis, Equity Research, Acquisition Integration, Management, Cross-functional Team...
Education
Dartmouth College - The Tuck School of Business at Dartmouth
MBA, Business Administration and Management, General
University of Pennsylvania
BAS, Computer Science
University of Pennsylvania - The Wharton School
BS, Finance
Michael Huskins Michael Huskins's Soundview Technology Group Experience October 1999 - March 2002
Job
Industry Semiconductors
Experience
Twilio, Inc. August 2014 - Present
McKinsey & Company November 2007 - August 2014
Unisem (M) Berhad July 2007 - November 2007
Advanced Interconnect Technologies October 2002 - July 2007
SoundView Technology Group October 1999 - March 2002
Wilson Sonsini Goodrich & Rosati October 1997 - October 1999
United States Court of Appeals for the Eighth Circuit, Chambers of the Honorable Frank Magill August 1996 - August 1997
Education
University of Pennsylvania - The Wharton School 2004 — 2006
M.B.A.
University of Chicago Law School 1993 — 1996
J.D.
Princeton University 1988 — 1992
A.B.
Harvard High School (now Harvard-Westlake) 1984 — 1988
Twilio, Inc. August 2014 - Present
McKinsey & Company November 2007 - August 2014
Unisem (M) Berhad July 2007 - November 2007
Advanced Interconnect Technologies October 2002 - July 2007
SoundView Technology Group October 1999 - March 2002
Wilson Sonsini Goodrich & Rosati October 1997 - October 1999
United States Court of Appeals for the Eighth Circuit, Chambers of the Honorable Frank Magill August 1996 - August 1997
Education
University of Pennsylvania - The Wharton School 2004 — 2006
M.B.A.
University of Chicago Law School 1993 — 1996
J.D.
Princeton University 1988 — 1992
A.B.
Harvard High School (now Harvard-Westlake) 1984 — 1988
Cindy Armijo Cindy Armijo's Soundview Technology Group Experience 2000 - 2001
Job Executive Director at Westport Arts Center
Industry Nonprofit Organization Management
Experience
Westport Arts Center June 2015 - Present
Berkshire Hathaway HomeServices September 2014 - Present
Boys Town September 2013 - March 2014
Boys Town New York October 2009 - September 2013
YMCA of Norwalk, Inc February 2008 - October 2009
BTS December 2004 - November 2007
Franklin Templeton Investments 2002 - 2004
SoundView Technology Group 2000 - 2001
Standard & Poor's 1981 - 1994
Skills
Non-profits, Financial Management, Fundraising, Strategic Planning, Customer Service, Business Development, Community Outreach, Policy, Team Building, Leadership, Managerial Finance, Program Management, Nonprofits, Budgets, Project Planning, Talent Management, Training, Event Planning, Time Management, Program Development, Management, Human Resources, Grants, Social Services, Strategy, Leadership Development, Volunteer Management, Grant Writing, Organizational..., Sales, Proposal Writing, Coaching, Community Development, Public Speaking, Research, Consulting, Marketing, Public Relations, Social Media, Program Evaluation
Education
San Francisco State University 1976 — 1981
Bachelor of Arts (BA), Biology
Westport Arts Center June 2015 - Present
Berkshire Hathaway HomeServices September 2014 - Present
Boys Town September 2013 - March 2014
Boys Town New York October 2009 - September 2013
YMCA of Norwalk, Inc February 2008 - October 2009
BTS December 2004 - November 2007
Franklin Templeton Investments 2002 - 2004
SoundView Technology Group 2000 - 2001
Standard & Poor's 1981 - 1994
Skills
Non-profits, Financial Management, Fundraising, Strategic Planning, Customer Service, Business Development, Community Outreach, Policy, Team Building, Leadership, Managerial Finance, Program Management, Nonprofits, Budgets, Project Planning, Talent Management, Training, Event Planning, Time Management, Program Development, Management, Human Resources, Grants, Social Services, Strategy, Leadership Development, Volunteer Management, Grant Writing, Organizational..., Sales, Proposal Writing, Coaching, Community Development, Public Speaking, Research, Consulting, Marketing, Public Relations, Social Media, Program Evaluation
Education
San Francisco State University 1976 — 1981
Bachelor of Arts (BA), Biology
Hal Riker Hal Riker's Soundview Technology Group Experience 2000 - 2003
Job Application Support | Technical Analyst | Systems Administration | Network Administration
Industry Financial Services
Experience
Royal Bank of Scotland 2014 - 2015
Graham Capital Management February 2007 - August 2014
Graham Capital Management July 2004 - February 2007
Programmed Solutions 2003 - 2004
Soundview Technology Group 2000 - 2003
Skills
Windows Server, SQL, Microsoft SQL Server, Disaster Recovery, Cisco Technologies, Microsoft Exchange, Powershell, Microsoft Excel, Help Desk Support, Project Management, Vendor Management, Technical Support, Microsoft Office, Analysis, C#, Manage client..., Production Support, Cisco Routers, Cisco Routing &..., microsoft server 2003, Router Configuration, OSPF, RIP, EIGRP, GNS3, frame relay, HTML, CSS, ASP.NET, perl, php, Research, Linux, Business Analysis, Networking, Active Directory, Security, Servers, Management
Education
Regis University 2001 — 2005
MBA, Business
University of Colorado Boulder 1991 — 1995
BA, Psychology
Royal Bank of Scotland 2014 - 2015
Graham Capital Management February 2007 - August 2014
Graham Capital Management July 2004 - February 2007
Programmed Solutions 2003 - 2004
Soundview Technology Group 2000 - 2003
Skills
Windows Server, SQL, Microsoft SQL Server, Disaster Recovery, Cisco Technologies, Microsoft Exchange, Powershell, Microsoft Excel, Help Desk Support, Project Management, Vendor Management, Technical Support, Microsoft Office, Analysis, C#, Manage client..., Production Support, Cisco Routers, Cisco Routing &..., microsoft server 2003, Router Configuration, OSPF, RIP, EIGRP, GNS3, frame relay, HTML, CSS, ASP.NET, perl, php, Research, Linux, Business Analysis, Networking, Active Directory, Security, Servers, Management
Education
Regis University 2001 — 2005
MBA, Business
University of Colorado Boulder 1991 — 1995
BA, Psychology
Johnny Williams's Soundview Technology Group Experience January 1991 - August 1998
Job Vice Chairman at UBS
Industry Financial Services
Experience
UBS February 2013 - Present
BofA Merrill Lynch January 2007 - August 2012
Merrill Lynch August 1998 - January 2007
SoundView Technology Group January 1991 - August 1998
Skills
Equity Capital Markets, Sales & Trading, Investment Banking, Venture Capital, Private Equity, Mutual Funds, Hedge Funds, Prime Brokerage, Relationship Management, Capital Markets, Corporate Finance, Equities, Equity Research, Mergers, Strategy, Alternative Investments
Education
Rollins College 1985 — 1989
Bachelor of Arts (B.A.), Political Science
UBS February 2013 - Present
BofA Merrill Lynch January 2007 - August 2012
Merrill Lynch August 1998 - January 2007
SoundView Technology Group January 1991 - August 1998
Skills
Equity Capital Markets, Sales & Trading, Investment Banking, Venture Capital, Private Equity, Mutual Funds, Hedge Funds, Prime Brokerage, Relationship Management, Capital Markets, Corporate Finance, Equities, Equity Research, Mergers, Strategy, Alternative Investments
Education
Rollins College 1985 — 1989
Bachelor of Arts (B.A.), Political Science
Arthur Brookfield's Soundview Technology Group Experience June 2000 - May 2002
Job Chief Financial Officer at Dominion Diagnostics
Industry Hospital & Health Care
Experience
Dominion Diagnostics November 2013 - Present
Quest Diagnostics August 2011 - October 2013
Quest Diagnostics July 2009 - August 2011
Quest Diagnostics March 2006 - July 2009
BioSyntropy Solutions, LLC October 2002 - March 2006
SoundView Technology Group June 2000 - May 2002
Ernst & Young May 1996 - June 2000
Skills
Strategic Planning, Business Strategy, Business Development, M&A Experience, Contract Negotiation, Leadership Development, Team Building, Financial Reporting, Budgeting & Forecasting, Variance Analysis, Capital Raising &..., Process Innovation, Audit & Process Controls, Enterprise Risk..., Sales Force..., Six Sigma, Healthcare Billing, Budgets, Manufacturing, Start-ups, Forecasting, Sales, Financial Analysis, Financial Modeling, Leadership, Mergers & Acquisitions, Process Improvement
Education
University of Notre Dame 1993 — 1997
BBA, Accounting & Computer Applications
Pembroke Hill 1989 — 1993
Dominion Diagnostics November 2013 - Present
Quest Diagnostics August 2011 - October 2013
Quest Diagnostics July 2009 - August 2011
Quest Diagnostics March 2006 - July 2009
BioSyntropy Solutions, LLC October 2002 - March 2006
SoundView Technology Group June 2000 - May 2002
Ernst & Young May 1996 - June 2000
Skills
Strategic Planning, Business Strategy, Business Development, M&A Experience, Contract Negotiation, Leadership Development, Team Building, Financial Reporting, Budgeting & Forecasting, Variance Analysis, Capital Raising &..., Process Innovation, Audit & Process Controls, Enterprise Risk..., Sales Force..., Six Sigma, Healthcare Billing, Budgets, Manufacturing, Start-ups, Forecasting, Sales, Financial Analysis, Financial Modeling, Leadership, Mergers & Acquisitions, Process Improvement
Education
University of Notre Dame 1993 — 1997
BBA, Accounting & Computer Applications
Pembroke Hill 1989 — 1993
Albert Lin Albert Lin's Soundview Technology Group Experience May 1997 - May 1998
Job Business development, finance, and governance for growing companies
Industry Oil & Energy
Experience
Novello GTL November 2013 - Present
EmberClear January 2009 - July 2015
American Technology Research September 2002 - December 2007
Meerkat Management January 2000 - August 2002
The Abernathy Group June 1998 - January 2000
SoundView Technology Group May 1997 - May 1998
SG COWEN INTERNATIONAL L.P. September 1995 - February 1997
Dain Rauscher Wessels January 1995 - August 1995
Verizon (formerly known as GTE) May 1989 - January 1995
Skills
Equity Research, Investment Banking, Equities, Portfolio Management, Valuation, Investments, Mergers, Financial Modeling, Venture Capital, Mergers & Acquisitions, Management, Analysis, Hedge Funds, Strategy, Capital Markets, Entrepreneurship, Due Diligence, Business Development, Corporate Development, Finance, Energy, Start-ups
Education
The University of Texas at Austin 1985 — 1989
Honors Masters & Bachelor of Science, Finance, International Business
Novello GTL November 2013 - Present
EmberClear January 2009 - July 2015
American Technology Research September 2002 - December 2007
Meerkat Management January 2000 - August 2002
The Abernathy Group June 1998 - January 2000
SoundView Technology Group May 1997 - May 1998
SG COWEN INTERNATIONAL L.P. September 1995 - February 1997
Dain Rauscher Wessels January 1995 - August 1995
Verizon (formerly known as GTE) May 1989 - January 1995
Skills
Equity Research, Investment Banking, Equities, Portfolio Management, Valuation, Investments, Mergers, Financial Modeling, Venture Capital, Mergers & Acquisitions, Management, Analysis, Hedge Funds, Strategy, Capital Markets, Entrepreneurship, Due Diligence, Business Development, Corporate Development, Finance, Energy, Start-ups
Education
The University of Texas at Austin 1985 — 1989
Honors Masters & Bachelor of Science, Finance, International Business
Greg Weissman Greg Weissman's Soundview Technology Group Experience 2000 - 2004
Job Consultant Relations at Putnam Investments
Industry Financial Services
Experience
Putnam Investments December 2011 - Present
Old Mutual Asset Management November 2008 - January 2012
Cowen and Company 2007 - 2008
Pacific Crest Securities 2006 - 2007
Jefferies & Company 2004 - 2006
SoundView Technology Group 2000 - 2004
Education
Southern Methodist University - Cox School of Business
BBA
Putnam Investments December 2011 - Present
Old Mutual Asset Management November 2008 - January 2012
Cowen and Company 2007 - 2008
Pacific Crest Securities 2006 - 2007
Jefferies & Company 2004 - 2006
SoundView Technology Group 2000 - 2004
Education
Southern Methodist University - Cox School of Business
BBA
Winston W. Blake Winston W. Blake's Soundview Technology Group Experience 1997 - 2001
Job Teir III Support Technician at USFPG/UMSA
Industry Information Technology and Services
Experience
USFPG/UMSA December 2013 - Present
Blake Logistics LLC 2008 - December 2013
IVANS 2011 - 2011
AT&T 2006 - 2008
Schwab Soundview Capital Markets 2002 - 2005
WitSoundView 2001 - 2002
Soundview Technology Group 1997 - 2001
Skills
IT Strategy, IT Management, Vendor Management, Software Project..., Agile Methodologies, SaaS, Business Analysis, IT Operations, Mobile Technology, Project Management, Network Engineering, IIS, Disaster Recovery, Product Management, WAN, TCP/IP, Cisco Technologies, Start-ups, SQL, Data Center
Education
University of South Florida 2014 — 2016
Bachelor's Degree, Management Information Systems, General
Hillsborough Community College
Associate of Arts (AA), Computer Science
USFPG/UMSA December 2013 - Present
Blake Logistics LLC 2008 - December 2013
IVANS 2011 - 2011
AT&T 2006 - 2008
Schwab Soundview Capital Markets 2002 - 2005
WitSoundView 2001 - 2002
Soundview Technology Group 1997 - 2001
Skills
IT Strategy, IT Management, Vendor Management, Software Project..., Agile Methodologies, SaaS, Business Analysis, IT Operations, Mobile Technology, Project Management, Network Engineering, IIS, Disaster Recovery, Product Management, WAN, TCP/IP, Cisco Technologies, Start-ups, SQL, Data Center
Education
University of South Florida 2014 — 2016
Bachelor's Degree, Management Information Systems, General
Hillsborough Community College
Associate of Arts (AA), Computer Science
Kris Tuttle's Soundview Technology Group Experience October 2011 - Present
Job SoundView Technology Group
Industry Research
Experience
SoundView Technology Group October 2011 - Present
GoodData 2008 - 2015
Research 2.0 April 2005 - October 2011
alfabet AG January 2006 - January 2008
Canaccord Genuity Inc. December 2002 - June 2004
SoundView Technology Group April 1995 - December 2002
S. G. Warburg (now UBS) August 1992 - April 1995
IBM May 1984 - August 1992
Carnegie Mellon University August 1981 - May 1984
Prodigy Computer Centers September 1979 - August 1981
Skills
Investments, Cloud Computing, 3D, Asset Management, IPO, Equity Research, Research, Competitive Analysis, Financial Modeling, Start-ups, Valuation, Due Diligence, Business Strategy, Business Analysis, Entrepreneur, Social Media, Corporate Development, Equities, Public Speaking, Mobile, Venture Capital, Strategy, Investment Banking, Entrepreneurship, Mobile Devices, Financial Analysis, Business Development, Strategic Partnerships, Analytics, Business Modeling, Management Consulting, Asset Managment, SaaS, Management, Product Management, Mergers & Acquisitions
Education
Stern/NYU 1989 — 1992
MBA, Finance/International Business
Teachers College of Columbia University 1988 — 1989
None, Organizational Behavior
Carnegie Mellon University 1981 — 1984
B.S., Computer Science
Parsippany Troy Hills HS
SoundView Technology Group October 2011 - Present
GoodData 2008 - 2015
Research 2.0 April 2005 - October 2011
alfabet AG January 2006 - January 2008
Canaccord Genuity Inc. December 2002 - June 2004
SoundView Technology Group April 1995 - December 2002
S. G. Warburg (now UBS) August 1992 - April 1995
IBM May 1984 - August 1992
Carnegie Mellon University August 1981 - May 1984
Prodigy Computer Centers September 1979 - August 1981
Skills
Investments, Cloud Computing, 3D, Asset Management, IPO, Equity Research, Research, Competitive Analysis, Financial Modeling, Start-ups, Valuation, Due Diligence, Business Strategy, Business Analysis, Entrepreneur, Social Media, Corporate Development, Equities, Public Speaking, Mobile, Venture Capital, Strategy, Investment Banking, Entrepreneurship, Mobile Devices, Financial Analysis, Business Development, Strategic Partnerships, Analytics, Business Modeling, Management Consulting, Asset Managment, SaaS, Management, Product Management, Mergers & Acquisitions
Education
Stern/NYU 1989 — 1992
MBA, Finance/International Business
Teachers College of Columbia University 1988 — 1989
None, Organizational Behavior
Carnegie Mellon University 1981 — 1984
B.S., Computer Science
Parsippany Troy Hills HS
Arnie Berman Arnie Berman's Soundview Technology Group Experience 1990 - 2004
Job
Industry Investment Management
Experience
Technology Focus Capital Management 2009 - Present
Cowen and Company 2005 - 2008
CreditSights 2004 - 2005
SoundView Technology Group 1990 - 2004
CIBC Wood Gundy (formerly Wood Gundy Corp.) 1987 - 1990
Scotia McLeod (formerly, McLeod Young Weir) 1985 - 1986
Mabon Nugent 1983 - 1986
Skills
Information Technology..., Investment Management, Portfolio Risk..., Equity Research, Financial Modeling, TMT Research Coordinator, Marketing, Regulatory Compliance, Institutional Sales, Investment Banking, Mergers, Venture Capital, Trading Systems, Public Speaking, Television, Magazine Columnist, Corporate Finance, Mergers & Acquisitions, Investments, Corporate Development, Equities, Private Equity, Trading, Due Diligence, Portfolio Management, Capital Markets, Hedge Funds, Asset Managment, Start-ups, IPO, Valuation, M&A experience, Alternative Investments, Bloomberg, Asset Management, Risk Management
Education
Brown University 1979 — 1983
Sc.B., Applied Mathematics - Economics, magna cum laude
Technology Focus Capital Management 2009 - Present
Cowen and Company 2005 - 2008
CreditSights 2004 - 2005
SoundView Technology Group 1990 - 2004
CIBC Wood Gundy (formerly Wood Gundy Corp.) 1987 - 1990
Scotia McLeod (formerly, McLeod Young Weir) 1985 - 1986
Mabon Nugent 1983 - 1986
Skills
Information Technology..., Investment Management, Portfolio Risk..., Equity Research, Financial Modeling, TMT Research Coordinator, Marketing, Regulatory Compliance, Institutional Sales, Investment Banking, Mergers, Venture Capital, Trading Systems, Public Speaking, Television, Magazine Columnist, Corporate Finance, Mergers & Acquisitions, Investments, Corporate Development, Equities, Private Equity, Trading, Due Diligence, Portfolio Management, Capital Markets, Hedge Funds, Asset Managment, Start-ups, IPO, Valuation, M&A experience, Alternative Investments, Bloomberg, Asset Management, Risk Management
Education
Brown University 1979 — 1983
Sc.B., Applied Mathematics - Economics, magna cum laude
Chris Monahan Chris Monahan's Soundview Technology Group Experience April 1995 - August 1996
Job Recruiter at Manpower Group Solutions
Industry Staffing and Recruiting
Experience
Manpower Group Solutions May 2013 - Present
Barnett Hill Productions January 2006 - Present
Hudson Securities January 2006 - July 2010
Access Securities May 2004 - December 2005
JNK Securities July 2003 - May 2004
Schwab Soundview Capital Markets April 1998 - September 2002
Credit Suisse First Boston August 1996 - March 1998
SoundView Technology Group April 1995 - August 1996
Schwab Capital Markets November 1984 - March 1995
Skills
Equity Trading, Series 7, Trading, Hedge Funds, Capital Markets, Investments, Investment Management, Documentaries, Series 24, Securities, Video Production, Fundraising, Avid Media Composer, Financial Services, Photoshop, Bloomberg, Corporate Videos, Video Editing, Equity Research, Non-profits, Risk Management, Marketing, Finance, Wealth Management, Event Videography, Strategy, Nonprofits, Investment Banking, Portfolio Management, Financial Markets, FINRA, Technical Analysis, Trading Systems, Proprietary Trading, CRM, ETFs, Electronic Trading, Trading Strategies, Business Development
Education
University of Miami
BA, Anthropology
Manpower Group Solutions May 2013 - Present
Barnett Hill Productions January 2006 - Present
Hudson Securities January 2006 - July 2010
Access Securities May 2004 - December 2005
JNK Securities July 2003 - May 2004
Schwab Soundview Capital Markets April 1998 - September 2002
Credit Suisse First Boston August 1996 - March 1998
SoundView Technology Group April 1995 - August 1996
Schwab Capital Markets November 1984 - March 1995
Skills
Equity Trading, Series 7, Trading, Hedge Funds, Capital Markets, Investments, Investment Management, Documentaries, Series 24, Securities, Video Production, Fundraising, Avid Media Composer, Financial Services, Photoshop, Bloomberg, Corporate Videos, Video Editing, Equity Research, Non-profits, Risk Management, Marketing, Finance, Wealth Management, Event Videography, Strategy, Nonprofits, Investment Banking, Portfolio Management, Financial Markets, FINRA, Technical Analysis, Trading Systems, Proprietary Trading, CRM, ETFs, Electronic Trading, Trading Strategies, Business Development
Education
University of Miami
BA, Anthropology
Christine Vitiello Christine Vitiello's Soundview Technology Group Experience January 2000 - March 2002
Job Receptionist at CF Capital Management LLC
Industry Events Services
Experience
CF Capital Management LLC May 2012 - Present
Spencer Stuart March 2009 - September 2009
SoundView Technology Group January 2000 - March 2002
PanAmSat 1993 - 2001
Sr. Events Coordinator January 1997 - July 2000
PanAmSat Corporation January 1993 - July 2000
PanAmSat June 1992 - December 1999
PanAmSat Corporation October 1994 - January 1997
PanAmSat Corporation September 1993 - October 1994
Whitman & Ransom January 1990 - September 1993
Skills
Research, Event Planning, Event Management, Microsoft Office, Marketing, Trade Shows, Negotiation, Marketing Communications, Microsoft Excel, Customer Service, Access, Management, Social Media, Strategic Planning, Budgets
Education
Marymount College, Tarrytown, NY 1987 — 1991
B.S., Business Management
Marymount College, Tarrytown, NY 1987 — 1991
Bachelor’s Degree, Business Management
Greenwich High School 1984 — 1987
High School Diploma
CF Capital Management LLC May 2012 - Present
Spencer Stuart March 2009 - September 2009
SoundView Technology Group January 2000 - March 2002
PanAmSat 1993 - 2001
Sr. Events Coordinator January 1997 - July 2000
PanAmSat Corporation January 1993 - July 2000
PanAmSat June 1992 - December 1999
PanAmSat Corporation October 1994 - January 1997
PanAmSat Corporation September 1993 - October 1994
Whitman & Ransom January 1990 - September 1993
Skills
Research, Event Planning, Event Management, Microsoft Office, Marketing, Trade Shows, Negotiation, Marketing Communications, Microsoft Excel, Customer Service, Access, Management, Social Media, Strategic Planning, Budgets
Education
Marymount College, Tarrytown, NY 1987 — 1991
B.S., Business Management
Marymount College, Tarrytown, NY 1987 — 1991
Bachelor’s Degree, Business Management
Greenwich High School 1984 — 1987
High School Diploma
Paul Billings, DMC-E-4K, XTP-E Paul Billings, DMC-E-4K, XTP-E's Soundview Technology Group Experience November 2000 - August 2001
Job Project Engineer at WBE
Industry Information Technology and Services
Experience
WBE August 2014 - Present
Charles M. Salter Associates, Inc. October 2011 - August 2014
Nelson\Nygaard Consulting Associates November 2009 - October 2011
Voorhees Ventures, Inc May 2006 - August 2007
Bryco Funding September 2004 - May 2006
Innovative Mortgage Solutions October 2001 - September 2004
SoundView Technology Group November 2000 - August 2001
E*OFFERING November 1999 - November 2000
Grande Vitesse Systems October 1997 - November 1999
University of California Santa Barbara January 1996 - July 1997
Skills
VMware Infrastructure, SharePoint, Digital Signage, Wireshark, AutoCAD, Video Conferencing, System Administration, Technical Writing, VoIP, Microsoft Exchange, Cisco Technologies, Microsoft Lync, Mobile Device Management, junos, Citrix, biamp, Riverbed, Fluke Networks, AirMagnet, BYOD, Autodesk Revit, SNMP, Wifi Network Planning &..., Cisco IOS, Email Archiving, Sonicwall, Google Postini, Altiris, Backup Solutions, crestron, SAN systems, amx, WLAN, DAS, Storage Area Networks, Active Directory, Networking, Troubleshooting, Integration, Technical Support
Education
University of California, Santa Barbara 1993 — 1995
B.A., Economics
WBE August 2014 - Present
Charles M. Salter Associates, Inc. October 2011 - August 2014
Nelson\Nygaard Consulting Associates November 2009 - October 2011
Voorhees Ventures, Inc May 2006 - August 2007
Bryco Funding September 2004 - May 2006
Innovative Mortgage Solutions October 2001 - September 2004
SoundView Technology Group November 2000 - August 2001
E*OFFERING November 1999 - November 2000
Grande Vitesse Systems October 1997 - November 1999
University of California Santa Barbara January 1996 - July 1997
Skills
VMware Infrastructure, SharePoint, Digital Signage, Wireshark, AutoCAD, Video Conferencing, System Administration, Technical Writing, VoIP, Microsoft Exchange, Cisco Technologies, Microsoft Lync, Mobile Device Management, junos, Citrix, biamp, Riverbed, Fluke Networks, AirMagnet, BYOD, Autodesk Revit, SNMP, Wifi Network Planning &..., Cisco IOS, Email Archiving, Sonicwall, Google Postini, Altiris, Backup Solutions, crestron, SAN systems, amx, WLAN, DAS, Storage Area Networks, Active Directory, Networking, Troubleshooting, Integration, Technical Support
Education
University of California, Santa Barbara 1993 — 1995
B.A., Economics
William Robertson William Robertson's Soundview Technology Group Experience 1997 - 2004
Job Managing Director at MKM Partners
Industry Financial Services
Experience
MKM Partners November 2013 - Present
Lazard Capital Markets August 2007 - November 2013
WR Hambrecht September 2005 - August 2007
SoundView Technology Group 1997 - 2004
Gartner 1990 - 1997
Skills
Equities, Institutional Clients, Hedge Funds, Series 7, Capital Markets, Equity Trading, Investment Banking, Investments, Valuation, Series 63, Private Equity, Bloomberg, Financial Modeling, Trading, Asset Managment, Venture Capital, Trading Systems, Equity Research
Education
Columbia University - Columbia Business School 1987 — 1989
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1978 — 1981
BS, Economics
MKM Partners November 2013 - Present
Lazard Capital Markets August 2007 - November 2013
WR Hambrecht September 2005 - August 2007
SoundView Technology Group 1997 - 2004
Gartner 1990 - 1997
Skills
Equities, Institutional Clients, Hedge Funds, Series 7, Capital Markets, Equity Trading, Investment Banking, Investments, Valuation, Series 63, Private Equity, Bloomberg, Financial Modeling, Trading, Asset Managment, Venture Capital, Trading Systems, Equity Research
Education
Columbia University - Columbia Business School 1987 — 1989
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1978 — 1981
BS, Economics
Claire McAdams Claire McAdams's Soundview Technology Group Experience June 1996 - January 2004
Job Managing Partner at Headgate Partners LLC
Industry Financial Services
Experience
Headgate Partners LLC September 2005 - Present
WR Hambrecht + Co January 2004 - June 2005
SoundView Technology Group June 1996 - January 2004
Oppenheimer & Co 1994 - 1996
Skills
Corporate Development, Private Equity, Mergers, Venture Capital, Start-ups, Strategy, Business Development, Financial Modeling, Mergers & Acquisitions, Due Diligence, Valuation, Public Equity Offerings, Finance, Financial Analysis, Strategic Partnerships, Investor Relations, IPO, Competitive Analysis, Equity Research, M, Executive Management, Management, Private Placements
Education
Claremont McKenna College 1990 — 1994
BA, Economics and Literature
Headgate Partners LLC September 2005 - Present
WR Hambrecht + Co January 2004 - June 2005
SoundView Technology Group June 1996 - January 2004
Oppenheimer & Co 1994 - 1996
Skills
Corporate Development, Private Equity, Mergers, Venture Capital, Start-ups, Strategy, Business Development, Financial Modeling, Mergers & Acquisitions, Due Diligence, Valuation, Public Equity Offerings, Finance, Financial Analysis, Strategic Partnerships, Investor Relations, IPO, Competitive Analysis, Equity Research, M, Executive Management, Management, Private Placements
Education
Claremont McKenna College 1990 — 1994
BA, Economics and Literature
Dennis Gallagher Dennis Gallagher's Soundview Technology Group Experience November 2000 - November 2004
Job Marketing at Honeywell
Industry Financial Services
Experience
Honeywell August 2010 - Present
Honeywell International 2015 - 2015
Greenwich Technology Advisors January 2005 - February 2010
SoundView Technology Group November 2000 - November 2004
Nanocrystals Technology January 1998 - October 2000
Philips Laboratories June 1990 - June 1998
Ecole Polytechnique Federale de Lausanne 1988 - 1990
Skills
Nanotechnology, Materials, Mergers, Valuation, Due Diligence, Private Equity, Corporate Development, Venture Capital, M&A experience, Financial Modeling, Corporate Finance, Investment Banking, Capital Markets, Private Placements, Joint Ventures, Strategy
Education
Columbia University - Columbia Business School 1998 — 2000
MBA
University of Washington 1984 — 1988
Ph.D.
Rutgers University-New Brunswick 1982 — 1984
MS
Rutgers University-New Brunswick 1978 — 1982
BS
Honeywell August 2010 - Present
Honeywell International 2015 - 2015
Greenwich Technology Advisors January 2005 - February 2010
SoundView Technology Group November 2000 - November 2004
Nanocrystals Technology January 1998 - October 2000
Philips Laboratories June 1990 - June 1998
Ecole Polytechnique Federale de Lausanne 1988 - 1990
Skills
Nanotechnology, Materials, Mergers, Valuation, Due Diligence, Private Equity, Corporate Development, Venture Capital, M&A experience, Financial Modeling, Corporate Finance, Investment Banking, Capital Markets, Private Placements, Joint Ventures, Strategy
Education
Columbia University - Columbia Business School 1998 — 2000
MBA
University of Washington 1984 — 1988
Ph.D.
Rutgers University-New Brunswick 1982 — 1984
MS
Rutgers University-New Brunswick 1978 — 1982
BS
Gary Spivak Gary Spivak's Soundview Technology Group Experience May 1998 - November 2002
Job Research Director at Gartner
Industry Financial Services
Experience
Gartner September 2013 - Present
ABR Investment Strategy December 2012 - September 2013
Three Part Advisors March 2012 - December 2012
Noble Financial Group April 2010 - April 2012
Newbridge Securities August 2009 - January 2010
Stanford Group Company May 2004 - March 2009
Kaufman Brothers April 2003 - May 2004
SoundView Technology Group May 1998 - November 2002
MetLife July 1985 - May 1998
Skills
Equities, Software Industry, Equity Research, Research, Budgeting, Institutional, Stocks, Valuation, Series 7, Financial Analysis, Investments, Financial Modeling, IPO, Capital Markets, Stock Picking, Contract Negotiation, Due Diligence, Bloomberg, Investor Relations, Hedge Funds, Corporate Finance, Alternative Investments, Trading, Strategy, Investment Banking, Mutual Funds, Mergers & Acquisitions, Financial Services, Budgets, Analysis, Corporate Development, Securities, Investment Management, Finance, Private Equity
Education
Columbia University - Columbia Business School 1996 — 1997
MBA
New York University 1984 — 1986
Diploma
Binghamton University 1975 — 1979
BA
John Adams
Gartner September 2013 - Present
ABR Investment Strategy December 2012 - September 2013
Three Part Advisors March 2012 - December 2012
Noble Financial Group April 2010 - April 2012
Newbridge Securities August 2009 - January 2010
Stanford Group Company May 2004 - March 2009
Kaufman Brothers April 2003 - May 2004
SoundView Technology Group May 1998 - November 2002
MetLife July 1985 - May 1998
Skills
Equities, Software Industry, Equity Research, Research, Budgeting, Institutional, Stocks, Valuation, Series 7, Financial Analysis, Investments, Financial Modeling, IPO, Capital Markets, Stock Picking, Contract Negotiation, Due Diligence, Bloomberg, Investor Relations, Hedge Funds, Corporate Finance, Alternative Investments, Trading, Strategy, Investment Banking, Mutual Funds, Mergers & Acquisitions, Financial Services, Budgets, Analysis, Corporate Development, Securities, Investment Management, Finance, Private Equity
Education
Columbia University - Columbia Business School 1996 — 1997
MBA
New York University 1984 — 1986
Diploma
Binghamton University 1975 — 1979
BA
John Adams
Greg Kleiner Greg Kleiner's Soundview Technology Group Experience 2002 - 2004
Job Head of Investor Relations at Twilio Inc.
Industry Computer Software
Experience
Twilio Inc. July 2015 - Present
ICR February 2012 - July 2015
Oritor January 2011 - February 2012
Progress Software February 2010 - October 2010
Self Employed November 2008 - December 2009
BEA Systems February 2006 - May 2008
American Express/Ameriprise 2004 - 2006
SoundView Technology Group 2002 - 2004
Essex Investment Management 1997 - 2002
Skills
Business Strategy, Mergers & Acquisitions, Venture Capital, Mergers, Investor Relations, Business Planning, Analysis, Financial Modeling, Investments, Start-ups, Corporate Development, Finance, Competitive Analysis, Strategic Partnerships, Portfolio Management, Due Diligence, Enterprise Software, Strategic Planning, Business Analysis, Equities, Negotiation, Market Research, Financial Analysis, Research, Asset Management, Corporate Finance, Forecasting, Market Analysis, Business Development, SaaS, Corporate Communications, Strategy, Management, Executive Management, Valuation, Consulting, Cloud Computing
Education
Massachusetts Institute of Technology - Sloan School of Management 1996 — 1998
MBA, Financial Management
Syracuse University 1988 — 1992
BoS, Finance & Marketing
Twilio Inc. July 2015 - Present
ICR February 2012 - July 2015
Oritor January 2011 - February 2012
Progress Software February 2010 - October 2010
Self Employed November 2008 - December 2009
BEA Systems February 2006 - May 2008
American Express/Ameriprise 2004 - 2006
SoundView Technology Group 2002 - 2004
Essex Investment Management 1997 - 2002
Skills
Business Strategy, Mergers & Acquisitions, Venture Capital, Mergers, Investor Relations, Business Planning, Analysis, Financial Modeling, Investments, Start-ups, Corporate Development, Finance, Competitive Analysis, Strategic Partnerships, Portfolio Management, Due Diligence, Enterprise Software, Strategic Planning, Business Analysis, Equities, Negotiation, Market Research, Financial Analysis, Research, Asset Management, Corporate Finance, Forecasting, Market Analysis, Business Development, SaaS, Corporate Communications, Strategy, Management, Executive Management, Valuation, Consulting, Cloud Computing
Education
Massachusetts Institute of Technology - Sloan School of Management 1996 — 1998
MBA, Financial Management
Syracuse University 1988 — 1992
BoS, Finance & Marketing
Catherine Hay Catherine Hay's Soundview Technology Group Experience 1996 - 1998
Job Marketing & Communications Story Teller
Industry Public Relations and Communications
Experience
CBH Marketing & Communications August 2011 - Present
Thomson Reuters July 2009 - July 2010
Thomson Financial 2006 - 2008
PricewaterhouseCoopers 2003 - 2007
PricewaterhouseCoopers 2003 - 2007
PricewaterhouseCoopers 1993 - 2007
Morgan Walke Associates 1998 - 2001
SoundView Technology Group 1996 - 1998
Skills
Internal Communications, Strategic Communications, Investor Relations, Press Releases, Crisis Communications, Change Management, Speech Writing, Copywriting, Marketing Communications, Corporate Communications, Marketing Strategy, Brand Management, Social Media, Media Relations, Communication Training, Communications Planning
Education
Columbia University in the City of New York 2008 — 2011
Strategic Communications
Drew University 1987 — 1989
BA, Econ // French
CBH Marketing & Communications August 2011 - Present
Thomson Reuters July 2009 - July 2010
Thomson Financial 2006 - 2008
PricewaterhouseCoopers 2003 - 2007
PricewaterhouseCoopers 2003 - 2007
PricewaterhouseCoopers 1993 - 2007
Morgan Walke Associates 1998 - 2001
SoundView Technology Group 1996 - 1998
Skills
Internal Communications, Strategic Communications, Investor Relations, Press Releases, Crisis Communications, Change Management, Speech Writing, Copywriting, Marketing Communications, Corporate Communications, Marketing Strategy, Brand Management, Social Media, Media Relations, Communication Training, Communications Planning
Education
Columbia University in the City of New York 2008 — 2011
Strategic Communications
Drew University 1987 — 1989
BA, Econ // French
Jason Cristino's Soundview Technology Group Experience April 2000 - September 2002
Job Vice President Operations at Atlas Financial Technologies Corp.
Industry Financial Services
Experience
Atlas Financial Technologies Corp. September 2015 - Present
Alpari (US), LLC (Quantum FX) February 2012 - April 2015
MND Partners June 2010 - January 2012
Broadpoint Gleacher September 2002 - April 2010
SoundView Technology Group April 2000 - September 2002
Skills
Trading, Bloomberg
Education
Lehigh University 1989 — 1993
Atlas Financial Technologies Corp. September 2015 - Present
Alpari (US), LLC (Quantum FX) February 2012 - April 2015
MND Partners June 2010 - January 2012
Broadpoint Gleacher September 2002 - April 2010
SoundView Technology Group April 2000 - September 2002
Skills
Trading, Bloomberg
Education
Lehigh University 1989 — 1993
Bob Varnum's Soundview Technology Group Experience January 2000 - January 2004
Job Wealth Management
Industry Investment Management
Experience
Morgan Stanley December 2014 - Present
D.A. Davidson & Co. June 2010 - November 2014
Kaufman Bros. January 2010 - June 2010
National Retirement Partners January 2009 - December 2009
Pacific Crest Securities August 2004 - November 2008
SoundView Technology Group January 2000 - January 2004
CIBC World Markets January 1994 - January 2000
Oppenheimer & Co., Inc. February 1987 - December 1994
Education
Sacred Heart University 1981 — 1985
B.S., Economics
Vermont Technical College 1980 — 1981
Associate of Science (AS), Architectural Engineering
Morgan Stanley December 2014 - Present
D.A. Davidson & Co. June 2010 - November 2014
Kaufman Bros. January 2010 - June 2010
National Retirement Partners January 2009 - December 2009
Pacific Crest Securities August 2004 - November 2008
SoundView Technology Group January 2000 - January 2004
CIBC World Markets January 1994 - January 2000
Oppenheimer & Co., Inc. February 1987 - December 1994
Education
Sacred Heart University 1981 — 1985
B.S., Economics
Vermont Technical College 1980 — 1981
Associate of Science (AS), Architectural Engineering
Terry Tillman's Soundview Technology Group Experience 2002 - 2004
Job Equity Research Analyst
Industry Capital Markets
Experience
Raymond James May 2008 - Present
SunTrust Robinson Humphrey November 2004 - 2008
SoundView Technology Group 2002 - 2004
Banc of America Securities 1998 - 2002
Education
University of Louisville 1992 — 1996
Bachelor Degree, Finance
Raymond James May 2008 - Present
SunTrust Robinson Humphrey November 2004 - 2008
SoundView Technology Group 2002 - 2004
Banc of America Securities 1998 - 2002
Education
University of Louisville 1992 — 1996
Bachelor Degree, Finance
Sudeep Balain's Soundview Technology Group Experience January 1999 - December 1999
Job Founder at Be Prem LLC
Industry Health, Wellness and Fitness
Experience
Be Prem LLC January 2014 - Present
Balain Capital Management October 2005 - Present
STG Capital October 2003 - September 2005
Zurich Scudder Investments March 2001 - December 2002
Chase H&Q January 2000 - December 2000
SoundView Technology Group January 1999 - December 1999
Atmel Corporation January 1994 - November 1998
Xicor Corporation January 1989 - December 1993
Education
New Ventures West, Life Coaching Certification Program, San Francisco, CA 2015 — 2016
Professional Coaching Course
Reiki Master Teacher, Tiburon, CA
Energy Healing
Southeastern Louisiana University
Master’s Degree, Marketing & Finance
TIET India
Bachelor’s Degree, Electronics Engg
Be Prem LLC January 2014 - Present
Balain Capital Management October 2005 - Present
STG Capital October 2003 - September 2005
Zurich Scudder Investments March 2001 - December 2002
Chase H&Q January 2000 - December 2000
SoundView Technology Group January 1999 - December 1999
Atmel Corporation January 1994 - November 1998
Xicor Corporation January 1989 - December 1993
Education
New Ventures West, Life Coaching Certification Program, San Francisco, CA 2015 — 2016
Professional Coaching Course
Reiki Master Teacher, Tiburon, CA
Energy Healing
Southeastern Louisiana University
Master’s Degree, Marketing & Finance
TIET India
Bachelor’s Degree, Electronics Engg
Chris Barkauskas Chris Barkauskas's Soundview Technology Group Experience 2004 - 2004
Job Managing Director at JMP Securities LLC
Industry Financial Services
Experience
JMP Securities April 2012 - Present
Morgan Keegan May 2008 - April 2012
Banc of America Securities January 2005 - January 2008
Cowen and Company June 1996 - June 2004
SoundView Technology Group 2004 - 2004
Skills
Financial Markets, Equities, Hedge Funds, Alternative Investments, Capital Markets, Sales, Series 7, Series 63, Client Relationship..., Investments, Investment Management, Financial Services, Equity Research, CRM, Marketing Research, Idea Generation, Finance, Team-oriented, Asset Management, Financial Modeling, Valuation, Product Management, Securities
Education
Franklin & Marshall College 1991 — 1995
Bachelor of Arts (B.A.)
London School of Economics and Political Science 1994 — 1994
Univerzita Karlova v Praze 1992 — 1992
JMP Securities April 2012 - Present
Morgan Keegan May 2008 - April 2012
Banc of America Securities January 2005 - January 2008
Cowen and Company June 1996 - June 2004
SoundView Technology Group 2004 - 2004
Skills
Financial Markets, Equities, Hedge Funds, Alternative Investments, Capital Markets, Sales, Series 7, Series 63, Client Relationship..., Investments, Investment Management, Financial Services, Equity Research, CRM, Marketing Research, Idea Generation, Finance, Team-oriented, Asset Management, Financial Modeling, Valuation, Product Management, Securities
Education
Franklin & Marshall College 1991 — 1995
Bachelor of Arts (B.A.)
London School of Economics and Political Science 1994 — 1994
Univerzita Karlova v Praze 1992 — 1992
Jeff Cruz's Soundview Technology Group Experience June 2003 - January 2004
Job Director at Inverness Advisors
Industry Financial Services
Experience
Inverness Advisors April 2013 - Present
Excellerate Advisors January 2011 - April 2013
JIC Advisors LLC December 2008 - January 2011
JMP Securities March 2006 - November 2008
FBR February 2004 - February 2006
SoundView Technology Group June 2003 - January 2004
Capital Group June 2001 - June 2003
Skills
Mergers, Acquisitions, Divestitures, Private Placements, Strategy Development, Mobile, Financial Analysis, Mobile Marketing, Due Diligence, Online Advertising, Social Media, Venture Capital, Mergers & Acquisitions, Mobile Devices, Strategy, Analysis, Business Development, Corporate Development, Valuation, Management, Analytics, Corporate Finance, Financial Modeling, Investment Banking
Education
University of California, Los Angeles 1996 — 2000
B.A, Business Economics, Accounting minor
Inverness Advisors April 2013 - Present
Excellerate Advisors January 2011 - April 2013
JIC Advisors LLC December 2008 - January 2011
JMP Securities March 2006 - November 2008
FBR February 2004 - February 2006
SoundView Technology Group June 2003 - January 2004
Capital Group June 2001 - June 2003
Skills
Mergers, Acquisitions, Divestitures, Private Placements, Strategy Development, Mobile, Financial Analysis, Mobile Marketing, Due Diligence, Online Advertising, Social Media, Venture Capital, Mergers & Acquisitions, Mobile Devices, Strategy, Analysis, Business Development, Corporate Development, Valuation, Management, Analytics, Corporate Finance, Financial Modeling, Investment Banking
Education
University of California, Los Angeles 1996 — 2000
B.A, Business Economics, Accounting minor
John Scott John Scott's Soundview Technology Group Experience 1994 - 2000
Job Executive Vice President at Argus Research Group
Industry Financial Services
Experience
Argus Research 2010 - Present
Toronto Dominion Asset Management 2006 - 2009
Geometry Group 2000 - 2005
SoundView Technology Group 1994 - 2000
UBS 1990 - 1994
Sanford C. Bernstein 1987 - 1990
Morgan Stanley 1981 - 1987
Skills
International Business..., Business Model..., Strategic Partnerships, Institutional Research, Independent Research, Cross Border Marketing, Global Equities, Institutional Equities, Equities, Research, Marketing, Bloomberg, Securities, Cross Border, Institutional, Fund Of Funds, Entrepreneurship, Financial Analysis, Series 7, Equity Valuation, Business Development, Strategy, Product Management, Competitive Analysis, Alternative Investments, Hedge Funds
Education
University of Maryland College Park
Bachelor of Arts (B.A.), Economics
University of Pennsylvania - The Wharton School
Investment Strategies and Portfolio Management Program
Argus Research 2010 - Present
Toronto Dominion Asset Management 2006 - 2009
Geometry Group 2000 - 2005
SoundView Technology Group 1994 - 2000
UBS 1990 - 1994
Sanford C. Bernstein 1987 - 1990
Morgan Stanley 1981 - 1987
Skills
International Business..., Business Model..., Strategic Partnerships, Institutional Research, Independent Research, Cross Border Marketing, Global Equities, Institutional Equities, Equities, Research, Marketing, Bloomberg, Securities, Cross Border, Institutional, Fund Of Funds, Entrepreneurship, Financial Analysis, Series 7, Equity Valuation, Business Development, Strategy, Product Management, Competitive Analysis, Alternative Investments, Hedge Funds
Education
University of Maryland College Park
Bachelor of Arts (B.A.), Economics
University of Pennsylvania - The Wharton School
Investment Strategies and Portfolio Management Program
James Satterthwaite James Satterthwaite's Soundview Technology Group Experience 1995 - 2001
Job Partner at Egon Zehnder International
Industry Management Consulting
Experience
Egon Zehnder International October 2003 - Present
SoundView Technology Group 1995 - 2001
Smith Barney, Harris Upham & Co. Inc. 1990 - 1993
Education
University of California, Berkeley, Haas School of Business 1993 — 1995
MBA
Colgate University 1986 — 1990
BA, History
Egon Zehnder International October 2003 - Present
SoundView Technology Group 1995 - 2001
Smith Barney, Harris Upham & Co. Inc. 1990 - 1993
Education
University of California, Berkeley, Haas School of Business 1993 — 1995
MBA
Colgate University 1986 — 1990
BA, History
Michael Kopelman's Soundview Technology Group Experience 1999 - 2003
Job General Partner at Edison Partners
Industry Venture Capital & Private Equity
Experience
Edison Partners 2005 - Present
The Neat Company 2006 - Present
CallCopy Inc. 2011 - 2014
Sonicbids 2007 - 2012
CorrectNet 2006 - 2011
TrueCommerce 2009 - 2010
SoundView Technology Group 1999 - 2003
Credit Suisse First Boston 1997 - 1999
Skills
Venture Capital, Mergers, Private Equity, Investments, Investment Banking, Due Diligence, Finance, Mergers & Acquisitions, Corporate Development, Valuation, Emerging Markets, Entrepreneurship, Financial Services, IPO, Start-ups, E-commerce, Joint Ventures, Capital, Web Analytics, Strategic Planning, Corporate Finance, Financial Modeling, Strategy, Equities, Investment Advisory, Strategic Partnerships, Business Strategy, Alternative Investments, M&A experience
Education
University of Pennsylvania - The Wharton School 2003 — 2005
MBA, with honors
University of Pennsylvania 1993 — 1997
BA, cum laude
Edison Partners 2005 - Present
The Neat Company 2006 - Present
CallCopy Inc. 2011 - 2014
Sonicbids 2007 - 2012
CorrectNet 2006 - 2011
TrueCommerce 2009 - 2010
SoundView Technology Group 1999 - 2003
Credit Suisse First Boston 1997 - 1999
Skills
Venture Capital, Mergers, Private Equity, Investments, Investment Banking, Due Diligence, Finance, Mergers & Acquisitions, Corporate Development, Valuation, Emerging Markets, Entrepreneurship, Financial Services, IPO, Start-ups, E-commerce, Joint Ventures, Capital, Web Analytics, Strategic Planning, Corporate Finance, Financial Modeling, Strategy, Equities, Investment Advisory, Strategic Partnerships, Business Strategy, Alternative Investments, M&A experience
Education
University of Pennsylvania - The Wharton School 2003 — 2005
MBA, with honors
University of Pennsylvania 1993 — 1997
BA, cum laude
Kevin Slocum's Soundview Technology Group Experience April 1996 - January 2004
Job Managing Director at Headwaters MB
Industry Investment Banking
Experience
Headwaters MB June 2014 - Present
M.M. Dillon & Co. May 2010 - June 2014
Greenwich Technology Advisors January 2004 - June 2010
SoundView Technology Group April 1996 - January 2004
Bentley Capital August 1994 - January 1996
Zweig Dimenna Partners April 1992 - August 1994
Kidder Peabody September 1991 - April 1992
Lehman Brothers September 1989 - September 1991
SoundView Technology Group August 1986 - August 1989
L F Rothschild Unterberg Towbin July 1981 - August 1986
Skills
Finance, Investment Banking, Management, Equities, Mergers & Acquisitions, Equity Research, Valuation, Investments, Financial Modeling, Restructuring, Business Strategy, Start-ups, Private Equity, Mergers, Venture Capital, Telecommunications, Hedge Funds, Financial Advisory
Education
University of Connecticut 1972 — 1976
BA, Economics
Headwaters MB June 2014 - Present
M.M. Dillon & Co. May 2010 - June 2014
Greenwich Technology Advisors January 2004 - June 2010
SoundView Technology Group April 1996 - January 2004
Bentley Capital August 1994 - January 1996
Zweig Dimenna Partners April 1992 - August 1994
Kidder Peabody September 1991 - April 1992
Lehman Brothers September 1989 - September 1991
SoundView Technology Group August 1986 - August 1989
L F Rothschild Unterberg Towbin July 1981 - August 1986
Skills
Finance, Investment Banking, Management, Equities, Mergers & Acquisitions, Equity Research, Valuation, Investments, Financial Modeling, Restructuring, Business Strategy, Start-ups, Private Equity, Mergers, Venture Capital, Telecommunications, Hedge Funds, Financial Advisory
Education
University of Connecticut 1972 — 1976
BA, Economics
Rick Arruzza Rick Arruzza's Soundview Technology Group Experience 1992 - 2004
Job Financial Editor/Author at Sparky's Adventures
Industry Financial Services
Experience
Sparky's Adventures September 2003 - Present
Kaupthing Bank January 2008 - October 2008
CreditSights January 2005 - November 2006
Schwab Soundview Capital Markets July 1992 - October 2004
SoundView Technology Group 1992 - 2004
Gartner 1990 - 1992
Skills
Equity Research, Editing, Equities, Trading Systems, Hedge Funds, Analysis, Capital Markets, Finance, Investments, Valuation, Series 7, Financial Markets, Private Equity, Bloomberg, Investment Banking, Management
Education
Syracuse University 1979 — 1982
BS, Newspaper Journalism/English
Sparky's Adventures September 2003 - Present
Kaupthing Bank January 2008 - October 2008
CreditSights January 2005 - November 2006
Schwab Soundview Capital Markets July 1992 - October 2004
SoundView Technology Group 1992 - 2004
Gartner 1990 - 1992
Skills
Equity Research, Editing, Equities, Trading Systems, Hedge Funds, Analysis, Capital Markets, Finance, Investments, Valuation, Series 7, Financial Markets, Private Equity, Bloomberg, Investment Banking, Management
Education
Syracuse University 1979 — 1982
BS, Newspaper Journalism/English
Ty Dealy Ty Dealy's Soundview Technology Group Experience 1999 - 2002
Job Managing Director at MC Credit Partners
Industry Financial Services
Experience
Monroe Capital LLC December 2012 - March 2015
Walker Capital Partners, LLC 2003 - 2011
SoundView Technology Group 1999 - 2002
Price Waterhouse 1997 - 1998
Colorocs Information Technologies 1996 - 1997
Arthur Andersen & Co. 1991 - 1996
Skills
Mergers, Investment Banking, Private Placements, Capital Raising, Private Equity, IPO, Corporate Development, LBO, Venture Capital, Valuation, Capital Markets, M&A experience, Equities, Divestitures, Financial Modeling, Start-ups, Corporate Finance, Due Diligence, Recapitalizations, Equity Research
Education
Emory University - Goizueta Business School 1998 — 1999
MBA, Finance
Wake Forest University 1987 — 1991
B.S., Accounting
Monroe Capital LLC December 2012 - March 2015
Walker Capital Partners, LLC 2003 - 2011
SoundView Technology Group 1999 - 2002
Price Waterhouse 1997 - 1998
Colorocs Information Technologies 1996 - 1997
Arthur Andersen & Co. 1991 - 1996
Skills
Mergers, Investment Banking, Private Placements, Capital Raising, Private Equity, IPO, Corporate Development, LBO, Venture Capital, Valuation, Capital Markets, M&A experience, Equities, Divestitures, Financial Modeling, Start-ups, Corporate Finance, Due Diligence, Recapitalizations, Equity Research
Education
Emory University - Goizueta Business School 1998 — 1999
MBA, Finance
Wake Forest University 1987 — 1991
B.S., Accounting
Jeffrey Rairan Jeffrey Rairan's Soundview Technology Group Experience September 1997 - September 2002
Job Director of Operations
Industry Financial Services
Experience
Telsey Advisory Group July 2012 - Present
Gleacher & Company August 2008 - September 2011
American Technology Research September 2002 - August 2008
SoundView Technology Group September 1997 - September 2002
Nutmeg Securities, Ltd. December 1993 - September 1997
Skills
Series 7, 63, 24, Alert, Oasys , Oasys..., Fidessa, JP Morgan Clearing Corp..., Pershing Clearing, Bloomberg OMS, GLOS, XTIVA, Microsoft Office, DTC Settlements, International ..., F/X, Futures, Fixed Income, Reconciliations, Process Improvement, Project Management, Broadridge/ADP, Sungard, Entrepreneur, Team Building, Vendor Management, Change Management, Series 63, Entrepreneurship, Account Reconciliation, Series 7, Trading, Bloomberg, Equities, Equity Trading, Series 24, Risk Management, Trading Systems, Operations Management, Options, Electronic Trading, Equity Derivatives, FINRA, Hedge Funds, Investments, Securities, Settlement, Alternative Investments, Capital Markets, Portfolio Management
Education
Bryant College 1990 — 1993
B.S, Business Administration
Norwalk Community College 1989 — 1990
Associates, Finance and Banking
Telsey Advisory Group July 2012 - Present
Gleacher & Company August 2008 - September 2011
American Technology Research September 2002 - August 2008
SoundView Technology Group September 1997 - September 2002
Nutmeg Securities, Ltd. December 1993 - September 1997
Skills
Series 7, 63, 24, Alert, Oasys , Oasys..., Fidessa, JP Morgan Clearing Corp..., Pershing Clearing, Bloomberg OMS, GLOS, XTIVA, Microsoft Office, DTC Settlements, International ..., F/X, Futures, Fixed Income, Reconciliations, Process Improvement, Project Management, Broadridge/ADP, Sungard, Entrepreneur, Team Building, Vendor Management, Change Management, Series 63, Entrepreneurship, Account Reconciliation, Series 7, Trading, Bloomberg, Equities, Equity Trading, Series 24, Risk Management, Trading Systems, Operations Management, Options, Electronic Trading, Equity Derivatives, FINRA, Hedge Funds, Investments, Securities, Settlement, Alternative Investments, Capital Markets, Portfolio Management
Education
Bryant College 1990 — 1993
B.S, Business Administration
Norwalk Community College 1989 — 1990
Associates, Finance and Banking
Jason Tsai's Soundview Technology Group Experience 1997 - 2000
Job
Industry Semiconductors
Experience
Silicon Motion October 2008 - Present
Montgomery & Co. June 2006 - December 2007
ThinkEquity Partners February 2003 - November 2005
GoAmerica June 2001 - December 2001
C.E. Unterberg Towbin 2000 - 2001
SoundView Technology Group 1997 - 2000
Skills
Venture Capital, Financial Modeling, Equities, Market Research, Valuation, Investor Relations, Semiconductors, Wireless, Equity Research, Investments, Strategy, IPO, Start-ups, Business Strategy, Finance
Education
University of California, Berkeley 1990 — 1995
B.A.
Silicon Motion October 2008 - Present
Montgomery & Co. June 2006 - December 2007
ThinkEquity Partners February 2003 - November 2005
GoAmerica June 2001 - December 2001
C.E. Unterberg Towbin 2000 - 2001
SoundView Technology Group 1997 - 2000
Skills
Venture Capital, Financial Modeling, Equities, Market Research, Valuation, Investor Relations, Semiconductors, Wireless, Equity Research, Investments, Strategy, IPO, Start-ups, Business Strategy, Finance
Education
University of California, Berkeley 1990 — 1995
B.A.
Jonathan Meyers's Soundview Technology Group Experience 1994 - 2004
Job
Industry Semiconductors
Experience
Planar Semiconductor AG April 2014 - Present
Semiconductor Associates December 2012 - Present
Caris & Company August 2007 - December 2012
WR Hambrecht + Co January 2004 - August 2007
Soundview Technology Group 1994 - 2004
Needham & Company 1991 - 1994
PaineWebber (now UBS Financial Services) 1989 - 1991
Shearson Lehman Brothers 1974 - 1989
Skills
Mergers, IPO, Equities, Corporate Development, Venture Capital, Valuation, Private Placements, Equity Research, Capital Raising, Investment Banking, Mergers & Acquisitions, Start-ups, Private Equity, Business Strategy, Hedge Funds, Investments, Emerging Markets, Alternative Investments
Education
Harvard Business School 1972 — 1974
MBA
University of Pittsburgh 1964 — 1968
Bachelor of Arts (BA), Political Science / History
Planar Semiconductor AG April 2014 - Present
Semiconductor Associates December 2012 - Present
Caris & Company August 2007 - December 2012
WR Hambrecht + Co January 2004 - August 2007
Soundview Technology Group 1994 - 2004
Needham & Company 1991 - 1994
PaineWebber (now UBS Financial Services) 1989 - 1991
Shearson Lehman Brothers 1974 - 1989
Skills
Mergers, IPO, Equities, Corporate Development, Venture Capital, Valuation, Private Placements, Equity Research, Capital Raising, Investment Banking, Mergers & Acquisitions, Start-ups, Private Equity, Business Strategy, Hedge Funds, Investments, Emerging Markets, Alternative Investments
Education
Harvard Business School 1972 — 1974
MBA
University of Pittsburgh 1964 — 1968
Bachelor of Arts (BA), Political Science / History
Jason Willey's Soundview Technology Group Experience August 2000 - October 2004
Job Director, Investor Relations at FEI Company
Industry Nanotechnology
Experience
FEI Company June 2014 - Present
Cowen and Company January 2012 - September 2013
Around The World Adventure January 2011 - November 2011
Standard & Poor's June 2008 - January 2011
Standard & Poor's January 2006 - June 2008
Moors & Cabot January 2005 - December 2005
SoundView Technology Group August 2000 - October 2004
SoundView Technology Group September 2000 - July 2001
Legg Mason January 1999 - September 2000
Skills
Equity Research, Financial Modeling, Valuation, Investments, Financial Analysis, Mobile Technology, Intellectual Property, Capital Markets, Finance, Financial Services, Mergers & Acquisitions, Due Diligence, Analysis, DCF
Education
University of Pennsylvania - The Wharton School 1995 — 1999
Bachelor of Science
FEI Company June 2014 - Present
Cowen and Company January 2012 - September 2013
Around The World Adventure January 2011 - November 2011
Standard & Poor's June 2008 - January 2011
Standard & Poor's January 2006 - June 2008
Moors & Cabot January 2005 - December 2005
SoundView Technology Group August 2000 - October 2004
SoundView Technology Group September 2000 - July 2001
Legg Mason January 1999 - September 2000
Skills
Equity Research, Financial Modeling, Valuation, Investments, Financial Analysis, Mobile Technology, Intellectual Property, Capital Markets, Finance, Financial Services, Mergers & Acquisitions, Due Diligence, Analysis, DCF
Education
University of Pennsylvania - The Wharton School 1995 — 1999
Bachelor of Science
Michael Winters's Soundview Technology Group Experience September 2001 - March 2004
Job Technology Analyst
Industry Investment Management
Experience
Bear, Stearns & Co. March 2004 - December 2007
SoundView Technology Group September 2001 - March 2004
Schlumberger Technologies July 1998 - September 2001
NASA May 1993 - July 1998
Skills
High Technology Sales, Investment Research, Long/Short Equity, Semiconductor Industry, Start-ups, Semiconductors, Testing, Equity Research
Education
Cornell University 1994 — 1998
BS, Electrical Engineering
Bear, Stearns & Co. March 2004 - December 2007
SoundView Technology Group September 2001 - March 2004
Schlumberger Technologies July 1998 - September 2001
NASA May 1993 - July 1998
Skills
High Technology Sales, Investment Research, Long/Short Equity, Semiconductor Industry, Start-ups, Semiconductors, Testing, Equity Research
Education
Cornell University 1994 — 1998
BS, Electrical Engineering
Jim Gleason, MBA's Soundview Technology Group Experience May 2000 - October 2000
Job System Administrator at United Auto Credit Corporation
Industry Information Technology and Services
Experience
United Auto Credit Corporation August 2012 - Present
Exemplis Corporation October 2011 - June 2012
Fueling and Service Technologies, Inc. January 2010 - September 2011
HSBC May 2006 - February 2009
Solstice Capital, member HSBC group 2006 - 2009
Solstice Capital June 2006 - January 2008
Ameriquest Mortgage Company January 2004 - May 2006
UBS August 2001 - October 2003
Soundview Technology Group May 2000 - October 2000
Skills
Active Directory, Disaster Recovery, VMware, Security, Visio, Virtualization, Vendor Management, Business Analysis, Troubleshooting, System Administration, Servers, Windows, Networking, Microsoft Exchange, Software Documentation, Cisco Technologies
Education
University of Phoenix 2007 — 2009
MBA
California State University-Sacramento 1990 — 1992
Bachelor of Science
Diablo Valley College 1987 — 1989
Associate of Arts
United Auto Credit Corporation August 2012 - Present
Exemplis Corporation October 2011 - June 2012
Fueling and Service Technologies, Inc. January 2010 - September 2011
HSBC May 2006 - February 2009
Solstice Capital, member HSBC group 2006 - 2009
Solstice Capital June 2006 - January 2008
Ameriquest Mortgage Company January 2004 - May 2006
UBS August 2001 - October 2003
Soundview Technology Group May 2000 - October 2000
Skills
Active Directory, Disaster Recovery, VMware, Security, Visio, Virtualization, Vendor Management, Business Analysis, Troubleshooting, System Administration, Servers, Windows, Networking, Microsoft Exchange, Software Documentation, Cisco Technologies
Education
University of Phoenix 2007 — 2009
MBA
California State University-Sacramento 1990 — 1992
Bachelor of Science
Diablo Valley College 1987 — 1989
Associate of Arts
Sky Meltzer's Soundview Technology Group Experience August 1997 - August 1999
Job CEO, Manduka
Industry Health, Wellness and Fitness
Experience
Manduka August 2007 - Present
Yoga Works March 2004 - July 2007
MGM Studios July 2002 - February 2004
Icebox, Inc. January 2000 - April 2001
Soundview Technology Group August 1997 - August 1999
Skills
Marketing Strategy, Entrepreneurship, Start-ups, New Business Development, Social Media, Marketing, Strategic Partnerships, Social Media Marketing
Education
Stanford University 1993 — 1997
Bachelor of Science (BS), Economics
Torrey Pines High School 1989 — 1993
Manduka August 2007 - Present
Yoga Works March 2004 - July 2007
MGM Studios July 2002 - February 2004
Icebox, Inc. January 2000 - April 2001
Soundview Technology Group August 1997 - August 1999
Skills
Marketing Strategy, Entrepreneurship, Start-ups, New Business Development, Social Media, Marketing, Strategic Partnerships, Social Media Marketing
Education
Stanford University 1993 — 1997
Bachelor of Science (BS), Economics
Torrey Pines High School 1989 — 1993
Mark Specker's Soundview Technology Group Experience August 1996 - January 2004
Job Financial Advisor at UBS
Industry Financial Services
Experience
OTR Global September 2009 - October 2011
Thomson Reuters September 2008 - July 2009
Reuters America August 2006 - September 2008
WR Hambrecht + Co January 2004 - February 2006
SoundView Technology Group August 1996 - January 2004
Gartner June 1987 - August 1996
Education
Columbia University in the City of New York 1983 — 1987
AB, Computer Science
OTR Global September 2009 - October 2011
Thomson Reuters September 2008 - July 2009
Reuters America August 2006 - September 2008
WR Hambrecht + Co January 2004 - February 2006
SoundView Technology Group August 1996 - January 2004
Gartner June 1987 - August 1996
Education
Columbia University in the City of New York 1983 — 1987
AB, Computer Science
Jon Paradiso's Soundview Technology Group Experience August 2003 - December 2003
Job Controller at Indeed.com
Industry Internet
Experience
Indeed.com June 2010 - Present
Newsweek August 2009 - June 2010
Vertrue Inc May 2006 - August 2009
Adaptive Marketing May 2006 - August 2009
PepsiCo International December 2003 - April 2005
Soundview Technology Group August 2003 - December 2003
Ernst & Young September 2000 - August 2003
Skills
Accounting, Financial Reporting, SOX, Excel, Start-ups, Auditing, Process Improvement, Payroll, Team Building, Internal Controls, Quickbooks, Treasury Management, Employee Stock Options, Intacct, Lease Negotiations, Google Adwords, Google Docs, Business Acquisition, Acquisition Integration, Multinational, Online Advertising, Search Advertising, Recruitment Advertising, QuickBooks, Sarbanes-Oxley Act, Microsoft Excel, Account Reconciliation, Income Statement, General Ledger, Budgets, Financial Analysis, Financial Modeling, Forecasting, Finance, Mergers & Acquisitions, Strategic Financial..., SEC filings, Revenue Recognition, Pivot Tables, Variance Analysis, Accounts Payable, Sarbanes-Oxley, Leadership, Accounts Receivable, Consolidation, US GAAP, Cash Management, Hyperion Enterprise, Managerial Finance, GAAP
Education
Fordham Gabelli School of Business 2004 — 2006
MBA
Fordham University 1998 — 2001
BS
Pomona College
Regis High School
Indeed.com June 2010 - Present
Newsweek August 2009 - June 2010
Vertrue Inc May 2006 - August 2009
Adaptive Marketing May 2006 - August 2009
PepsiCo International December 2003 - April 2005
Soundview Technology Group August 2003 - December 2003
Ernst & Young September 2000 - August 2003
Skills
Accounting, Financial Reporting, SOX, Excel, Start-ups, Auditing, Process Improvement, Payroll, Team Building, Internal Controls, Quickbooks, Treasury Management, Employee Stock Options, Intacct, Lease Negotiations, Google Adwords, Google Docs, Business Acquisition, Acquisition Integration, Multinational, Online Advertising, Search Advertising, Recruitment Advertising, QuickBooks, Sarbanes-Oxley Act, Microsoft Excel, Account Reconciliation, Income Statement, General Ledger, Budgets, Financial Analysis, Financial Modeling, Forecasting, Finance, Mergers & Acquisitions, Strategic Financial..., SEC filings, Revenue Recognition, Pivot Tables, Variance Analysis, Accounts Payable, Sarbanes-Oxley, Leadership, Accounts Receivable, Consolidation, US GAAP, Cash Management, Hyperion Enterprise, Managerial Finance, GAAP
Education
Fordham Gabelli School of Business 2004 — 2006
MBA
Fordham University 1998 — 2001
BS
Pomona College
Regis High School
Tim Dunham's Soundview Technology Group Experience September 1997 - June 2004
Job Managing Director at KCG Holdings, Inc.
Industry Financial Services
Experience
KCG Holdings, Inc. June 2004 - Present
Knight Capital Americas LLC December 2009 - Present
Knight Capital Group, Inc June 2004 - December 2009
Soundview Technology Group September 1997 - June 2004
Midwood Securities Inc September 1994 - September 1997
Westfalia Investments, Inc 1991 - 1994
Josephthal & Co., Inc 1985 - 1991
Securities Settlement Co. 1979 - 1985
Deloitte 1977 - 1979
Skills
Equities, Series 63, Hedge Funds, Series 7, High Yield, Equity Trading, Fixed Income, Bloomberg, Securities, Finance, Asset Management, Capital Markets, Series 24, Investment Banking, Private Equity, FINRA, Trading
Education
Pace University-Pleasantville/Briarcliff Campus 1974 — 1978
BBA, Public Accounting
Bergen Catholic 1970 — 1974
KCG Holdings, Inc. June 2004 - Present
Knight Capital Americas LLC December 2009 - Present
Knight Capital Group, Inc June 2004 - December 2009
Soundview Technology Group September 1997 - June 2004
Midwood Securities Inc September 1994 - September 1997
Westfalia Investments, Inc 1991 - 1994
Josephthal & Co., Inc 1985 - 1991
Securities Settlement Co. 1979 - 1985
Deloitte 1977 - 1979
Skills
Equities, Series 63, Hedge Funds, Series 7, High Yield, Equity Trading, Fixed Income, Bloomberg, Securities, Finance, Asset Management, Capital Markets, Series 24, Investment Banking, Private Equity, FINRA, Trading
Education
Pace University-Pleasantville/Briarcliff Campus 1974 — 1978
BBA, Public Accounting
Bergen Catholic 1970 — 1974
Janice McGee's Soundview Technology Group Experience October 2002 - January 2004
Job Director of Human Resources at E*TRADE Financial Corporation
Industry Human Resources
Experience
E*TRADE Financial Corporation June 2014 - Present
Charles Schwab January 2004 - June 2014
SoundView Technology Group October 2002 - January 2004
Mentor Communications Group September 2000 - October 2002
GE Capital July 1998 - September 2000
Skills
Employee Relations, Management, Mergers & Acquisitions, Talent Management, Deferred Compensation, Employee Engagement, Human Resources, Customer Service, Onboarding, Strategy, Performance Management, Succession Planning, Financial Services, Leadership, Project Management, Change Management
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1985 — 1988
J.D.
New York University - Leonard N. Stern School of Business 1981 — 1985
Bachelor of Science (B.S.), Bachelor of Science (B.S.), Finance and International Business
Rachel L. Carson Intermediate School
E*TRADE Financial Corporation June 2014 - Present
Charles Schwab January 2004 - June 2014
SoundView Technology Group October 2002 - January 2004
Mentor Communications Group September 2000 - October 2002
GE Capital July 1998 - September 2000
Skills
Employee Relations, Management, Mergers & Acquisitions, Talent Management, Deferred Compensation, Employee Engagement, Human Resources, Customer Service, Onboarding, Strategy, Performance Management, Succession Planning, Financial Services, Leadership, Project Management, Change Management
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1985 — 1988
J.D.
New York University - Leonard N. Stern School of Business 1981 — 1985
Bachelor of Science (B.S.), Bachelor of Science (B.S.), Finance and International Business
Rachel L. Carson Intermediate School
Chris Blloshmi's Soundview Technology Group Experience February 1999 - January 2001
Job Treasury Risk Management at Citibank
Industry Banking
Experience
Citibank March 2012 - Present
Barclays Capital March 2011 - March 2012
Bank of America 2010 - July 2011
Credit Suisse November 2007 - March 2010
MF Global 2008 - 2008
Helaba Landesbank April 2005 - October 2007
SoundView Technology Group February 1999 - January 2001
Flexi International 1998 - 1999
Skills
Credit Risk, Market Risk, Operational Risk, Derivatives, Basel II, Fixed Income, Capital Markets, Interest Rate..., Investment Banking, Credit Derivatives, Financial Risk, Equities, FX Options, Trading Systems, Middle Office, Dodd Frank, VAR, Treasury Risk, Project Management, Dodd-Frank, Equity Derivatives, Hedge Funds, Options, Structured Finance, Swaps
Education
Fordham University
Citibank March 2012 - Present
Barclays Capital March 2011 - March 2012
Bank of America 2010 - July 2011
Credit Suisse November 2007 - March 2010
MF Global 2008 - 2008
Helaba Landesbank April 2005 - October 2007
SoundView Technology Group February 1999 - January 2001
Flexi International 1998 - 1999
Skills
Credit Risk, Market Risk, Operational Risk, Derivatives, Basel II, Fixed Income, Capital Markets, Interest Rate..., Investment Banking, Credit Derivatives, Financial Risk, Equities, FX Options, Trading Systems, Middle Office, Dodd Frank, VAR, Treasury Risk, Project Management, Dodd-Frank, Equity Derivatives, Hedge Funds, Options, Structured Finance, Swaps
Education
Fordham University
Biju Kurian's Soundview Technology Group Experience 2001 - 2002
Job Vice President at Stifel
Industry Investment Banking
Experience
Stifel Financial Corp. July 2011 - Present
AIG April 2009 - July 2011
Deutsche Bank 2006 - 2008
WR Hambrecht + Co 2004 - 2006
AIG 2002 - 2003
Soundview Technology Group 2001 - 2002
Skills
Alternative Investments, Fixed Income, Financial Structuring, Emerging Markets, Asset Management, Leveraged Finance, Structured Finance, Derivatives, Trading, Equity Valuation, Finance, Financial Markets, Mutual Funds, Restructuring, M&A experience, Funding, Options, Investment Management, Project Finance, Financial Services
Education
University of Notre Dame 1997 — 2001
Bachelor of Arts, Economics and Computer Applications
Stifel Financial Corp. July 2011 - Present
AIG April 2009 - July 2011
Deutsche Bank 2006 - 2008
WR Hambrecht + Co 2004 - 2006
AIG 2002 - 2003
Soundview Technology Group 2001 - 2002
Skills
Alternative Investments, Fixed Income, Financial Structuring, Emerging Markets, Asset Management, Leveraged Finance, Structured Finance, Derivatives, Trading, Equity Valuation, Finance, Financial Markets, Mutual Funds, Restructuring, M&A experience, Funding, Options, Investment Management, Project Finance, Financial Services
Education
University of Notre Dame 1997 — 2001
Bachelor of Arts, Economics and Computer Applications
Charlie Ginste's Soundview Technology Group Experience 1997 - January 2004
Job VP Equity Trading at Gleacher & Co.
Industry Capital Markets
Experience
Gleacher & Co. October 2008 - Present
American Technology Research February 2004 - October 2008
Soundview Technology Group 1997 - January 2004
Weeden & Co. 1995 - 1997
Skills
Series 7, Equities, Investments, Capital Markets, Series 63, Trading, Trading Systems, Equity Trading, Bloomberg, Electronic Trading
Education
The University of Georgia 1990 — 1994
ABJ, Journalism
Roswell High School
St. Philips School
Gleacher & Co. October 2008 - Present
American Technology Research February 2004 - October 2008
Soundview Technology Group 1997 - January 2004
Weeden & Co. 1995 - 1997
Skills
Series 7, Equities, Investments, Capital Markets, Series 63, Trading, Trading Systems, Equity Trading, Bloomberg, Electronic Trading
Education
The University of Georgia 1990 — 1994
ABJ, Journalism
Roswell High School
St. Philips School
Dan Feuer's Soundview Technology Group Experience 2001 - 2001
Job Product & Market Strategy
Industry Internet
Experience
Infineon Solutions 2008 - 2015
RetailNext 2012 - 2013
RCLG 2002 - 2008
US Technology Source 2001 - 2002
SoundView Technology Group 2001 - 2001
Skills
Product Management, Start-ups, Strategy, Business Strategy, Entrepreneurship, Product Development, Strategic Planning, E-commerce, Cross-functional Team..., Mobile Applications, Go-to-market Strategy, Monetization, Mobile Devices, Product Strategy, Emerging Markets, Social Media, Sales Management, Sales Process, Customer Insight, Sales Operations, Web Analytics, Location Based Services, Customer Engagement, Sales Enablement, User Experience, Stakeholder Analysis, Strategic Consulting, Consultative Selling, Financial Analysis, Agile Methodologies, Real Estate Financing, consumer finance, Consumer Behaviour, China Insights, International Market..., outbound investment, Competitive Analysis, Management
Education
Yale University
MA, International Relations
University of California, San Diego
BA, History
Infineon Solutions 2008 - 2015
RetailNext 2012 - 2013
RCLG 2002 - 2008
US Technology Source 2001 - 2002
SoundView Technology Group 2001 - 2001
Skills
Product Management, Start-ups, Strategy, Business Strategy, Entrepreneurship, Product Development, Strategic Planning, E-commerce, Cross-functional Team..., Mobile Applications, Go-to-market Strategy, Monetization, Mobile Devices, Product Strategy, Emerging Markets, Social Media, Sales Management, Sales Process, Customer Insight, Sales Operations, Web Analytics, Location Based Services, Customer Engagement, Sales Enablement, User Experience, Stakeholder Analysis, Strategic Consulting, Consultative Selling, Financial Analysis, Agile Methodologies, Real Estate Financing, consumer finance, Consumer Behaviour, China Insights, International Market..., outbound investment, Competitive Analysis, Management
Education
Yale University
MA, International Relations
University of California, San Diego
BA, History
David DuChene's Soundview Technology Group Experience July 1998 - March 2001
Job Investment & Business Development Internet
Industry Internet
Experience
Picassotrigger August 2007 - Present
Firsthand Capital Management April 2003 - April 2007
Triangulation Capital September 2001 - April 2003
SoundView Technology Group July 1998 - March 2001
American Express Financial Advisors April 1997 - June 1998
Trident International October 1992 - June 1996
Education
University of Minnesota - Carlson School of Management 1996 — 1998
MBA, Finance
University of Minnesota-Twin Cities 1987 — 1992
BA, Political Science
Picassotrigger August 2007 - Present
Firsthand Capital Management April 2003 - April 2007
Triangulation Capital September 2001 - April 2003
SoundView Technology Group July 1998 - March 2001
American Express Financial Advisors April 1997 - June 1998
Trident International October 1992 - June 1996
Education
University of Minnesota - Carlson School of Management 1996 — 1998
MBA, Finance
University of Minnesota-Twin Cities 1987 — 1992
BA, Political Science
Mark Toole's Soundview Technology Group Experience March 1997 - December 2003
Job Owner, TriSpan Partners
Industry Financial Services
Experience
TriSpan Partners 2006 - Present
WR Hambrecht + Co January 2004 - March 2006
SoundView Technology Group March 1997 - December 2003
Broadview International October 1994 - December 1996
Venture Economics August 1988 - July 1992
Skills
M&A experience, Fundraising, IPO, Emerging Growth..., Private Placements, Equities, Mergers, Corporate Development, Venture Capital, Equity Research, Private Equity, Investment Banking, Valuation, Capital Markets, Hedge Funds, Financial Modeling
Education
University of California, Berkeley, Haas School of Business 1992 — 1994
MBA, Finance
Brown University 1984 — 1988
A.B., Economics & American History
TriSpan Partners 2006 - Present
WR Hambrecht + Co January 2004 - March 2006
SoundView Technology Group March 1997 - December 2003
Broadview International October 1994 - December 1996
Venture Economics August 1988 - July 1992
Skills
M&A experience, Fundraising, IPO, Emerging Growth..., Private Placements, Equities, Mergers, Corporate Development, Venture Capital, Equity Research, Private Equity, Investment Banking, Valuation, Capital Markets, Hedge Funds, Financial Modeling
Education
University of California, Berkeley, Haas School of Business 1992 — 1994
MBA, Finance
Brown University 1984 — 1988
A.B., Economics & American History
Matthew Hoffman's Soundview Technology Group Experience August 1999 - December 2004
Job Research Analyst
Industry Capital Markets
Experience
BlackBerry October 2014 - June 2015
Mizuho Securities USA Inc. September 2013 - October 2014
Cowen February 2006 - August 2013
Moors & Cabot January 2005 - February 2006
SoundView Technology Group August 1999 - December 2004
Gartner April 1998 - August 1999
Ericsson 1995 - 1998
Skills
Management, Business Strategy, Financial Modeling, Equities, Strategic Partnerships, Valuation, Start-ups, Equity Research, Strategy, Capital Markets, Business Development, Corporate Development, Cross-functional Team..., IPO, Market Research, Private Equity, Wireless, Wireless Networking, Program Management, Product Marketing
Education
Miami University 1991 — 1993
M.A.
BlackBerry October 2014 - June 2015
Mizuho Securities USA Inc. September 2013 - October 2014
Cowen February 2006 - August 2013
Moors & Cabot January 2005 - February 2006
SoundView Technology Group August 1999 - December 2004
Gartner April 1998 - August 1999
Ericsson 1995 - 1998
Skills
Management, Business Strategy, Financial Modeling, Equities, Strategic Partnerships, Valuation, Start-ups, Equity Research, Strategy, Capital Markets, Business Development, Corporate Development, Cross-functional Team..., IPO, Market Research, Private Equity, Wireless, Wireless Networking, Program Management, Product Marketing
Education
Miami University 1991 — 1993
M.A.
CHRISTINE PEZINO's Soundview Technology Group Experience July 1997 - April 1999
Job Asset & Property Management
Industry Financial Services
Experience
Asset Management January 2014 - Present
Franklin Templeton Investments March 2008 - December 2013
J.P. Morgan April 1999 - March 2008
SoundView Technology Group July 1997 - April 1999
Education
Santa Clara University
Finance
Asset Management January 2014 - Present
Franklin Templeton Investments March 2008 - December 2013
J.P. Morgan April 1999 - March 2008
SoundView Technology Group July 1997 - April 1999
Education
Santa Clara University
Finance
Hans Mosesmann's Soundview Technology Group Experience 2003 - 2005
Job Managing Director at Raymond James
Industry Investment Management
Experience
Raymond James June 2007 - Present
SoundView Technology Group 2003 - 2005
Prudential Securities 1998 - 2004
AMD 1988 - 1996
Skills
Management, Hedge Funds, Financial Modeling, Equities, Semiconductors, Valuation, Investments, Asset Management, Capital Markets, Financial Analysis
Education
Loyola University Maryland 1989 — 1992
MBA, Finance
University of Florida 1981 — 1985
BSEE, Communications
Raymond James June 2007 - Present
SoundView Technology Group 2003 - 2005
Prudential Securities 1998 - 2004
AMD 1988 - 1996
Skills
Management, Hedge Funds, Financial Modeling, Equities, Semiconductors, Valuation, Investments, Asset Management, Capital Markets, Financial Analysis
Education
Loyola University Maryland 1989 — 1992
MBA, Finance
University of Florida 1981 — 1985
BSEE, Communications
Robert Mandra's Soundview Technology Group Experience 1998 - 2004
Job Managing Director at RSM Advisors
Industry Financial Services
Experience
RSM Advisors 2012 - Present
B. Riley & Co. 2011 - 2012
Morgan Joseph 2008 - 2009
SoundView Technology Group 1998 - 2004
MIT Lincoln Laboratory 1987 - 1996
Skills
Mergers, Investment Banking, Business Strategy, Corporate Finance, Competitive Analysis, Due Diligence, Equities, Financial Analysis, Financial Modeling, Mergers, Start-ups, Venture Capital, Valuation, Strategy
Education
University of Michigan - Stephen M. Ross School of Business 1996 — 1998
MBA
University of Rochester
MS
RSM Advisors 2012 - Present
B. Riley & Co. 2011 - 2012
Morgan Joseph 2008 - 2009
SoundView Technology Group 1998 - 2004
MIT Lincoln Laboratory 1987 - 1996
Skills
Mergers, Investment Banking, Business Strategy, Corporate Finance, Competitive Analysis, Due Diligence, Equities, Financial Analysis, Financial Modeling, Mergers, Start-ups, Venture Capital, Valuation, Strategy
Education
University of Michigan - Stephen M. Ross School of Business 1996 — 1998
MBA
University of Rochester
MS
Kevin J Keaveney's Soundview Technology Group Experience January 2001 - October 2003
Job Senior Sales Director Gartner Invest
Industry Financial Services
Experience
Gartner 2014 - Present
MKM Partners 2011 - 2012
Gleacher & Co October 2008 - 2011
American Technology Research, Inc. October 2003 - October 2008
SoundView Technology Group January 2001 - October 2003
Donaldson, Lufkin & Jenrette February 1992 - October 2000
Skills
Equities, Market Research, Trading, Hedge Funds, Series 7, Bloomberg, CRM, Microsoft Excel, Microsoft Word, PowerPoint, Fidessa, Investments, Securities, Relationship Management, Capital Markets, Financial Services, Series 63, Institutional..., Fixed Income, Equity Trading, Alternative Investments, Asset Management
Education
Hobart and William Smith Colleges 1986 — 1991
BA, Economics
Gartner 2014 - Present
MKM Partners 2011 - 2012
Gleacher & Co October 2008 - 2011
American Technology Research, Inc. October 2003 - October 2008
SoundView Technology Group January 2001 - October 2003
Donaldson, Lufkin & Jenrette February 1992 - October 2000
Skills
Equities, Market Research, Trading, Hedge Funds, Series 7, Bloomberg, CRM, Microsoft Excel, Microsoft Word, PowerPoint, Fidessa, Investments, Securities, Relationship Management, Capital Markets, Financial Services, Series 63, Institutional..., Fixed Income, Equity Trading, Alternative Investments, Asset Management
Education
Hobart and William Smith Colleges 1986 — 1991
BA, Economics
Liz Pate's Soundview Technology Group Experience 1997 - 2004
Job Research Associate Semiconductors at Susquehanna International Group
Industry Semiconductors
Experience
Susquehanna International Group April 2010 - Present
Piper Jaffray March 2008 - April 2010
FBR Capital Markets 2004 - 2008
Friedman Billings Ramsey 2004 - 2008
SoundView Technology Group 1997 - 2004
Skills
Valuation, Equity Research, Equities, Alternative Investments, Analysis, Bloomberg, Asset Management, Business Analysis, Business Valuation, Capital Markets, Competitive Analysis, Derivatives, Due Diligence, Equity Valuation, Financial Analysis, Financial Modeling, Hedge Funds, Investment Banking, Investments, Investor Relations, Portfolio Management
Education
The University of Connecticut School of Business 1989 — 1992
MBA, Finance
Susquehanna International Group April 2010 - Present
Piper Jaffray March 2008 - April 2010
FBR Capital Markets 2004 - 2008
Friedman Billings Ramsey 2004 - 2008
SoundView Technology Group 1997 - 2004
Skills
Valuation, Equity Research, Equities, Alternative Investments, Analysis, Bloomberg, Asset Management, Business Analysis, Business Valuation, Capital Markets, Competitive Analysis, Derivatives, Due Diligence, Equity Valuation, Financial Analysis, Financial Modeling, Hedge Funds, Investment Banking, Investments, Investor Relations, Portfolio Management
Education
The University of Connecticut School of Business 1989 — 1992
MBA, Finance
Nicola Hartery-Sampers's Soundview Technology Group Experience September 2001 - June 2002
Job Senior Manager, Marketing, TD Ameritrade Institutional
Industry Financial Services
Experience
TD Ameritrade April 2011 - Present
Hartery Consulting LLC April 2010 - May 2011
Pershing LLC October 2008 - March 2010
SFI Advisors LLC May 2003 - September 2008
SoundView Technology Group September 2001 - June 2002
Credit Suisse March 1999 - May 2001
Merrill Lynch Private Client Group September 1997 - March 1999
Education
Montclair State University 1999 — 2003
BA, Fine Arts - Graphic Design
Columbia University - Columbia Business School 2000 — 2001
Credit Suisse Equity Capital Markets Program, Corporate Finance
Davidson College 1993 — 1997
BA, Economics
National University of Ireland, Galway 1996 — 1996
Regional and European Union Economics
Scuola Lorenzo de' Medici - Institute of Italian Studies 1995 — 1995
Fine Arts and Italian
Charlotte Country Day School
TD Ameritrade April 2011 - Present
Hartery Consulting LLC April 2010 - May 2011
Pershing LLC October 2008 - March 2010
SFI Advisors LLC May 2003 - September 2008
SoundView Technology Group September 2001 - June 2002
Credit Suisse March 1999 - May 2001
Merrill Lynch Private Client Group September 1997 - March 1999
Education
Montclair State University 1999 — 2003
BA, Fine Arts - Graphic Design
Columbia University - Columbia Business School 2000 — 2001
Credit Suisse Equity Capital Markets Program, Corporate Finance
Davidson College 1993 — 1997
BA, Economics
National University of Ireland, Galway 1996 — 1996
Regional and European Union Economics
Scuola Lorenzo de' Medici - Institute of Italian Studies 1995 — 1995
Fine Arts and Italian
Charlotte Country Day School
Troy Nickerson's Soundview Technology Group Experience 2001 - 2003
Job Managing Partner at Timberline Capital Partners, LLC
Industry Financial Services
Experience
Timberline Capital Partners, LLC Managing DirectorPiper Jaffray2003 - 2005
SoundView Technology Group 2001 - 2003
Robertson Stephens 1997 - 2001
Skills
Equities, Trading Systems, Capital Markets, Portfolio Management, Equity Trading, Private Equity, Investments, Hedge Funds, Asset Management, Investment Banking, Series 7, Trading, Alternative Investments, Equity Research, Securities
Education
Harvard Business School 2006 — 2006
Strategic Financial Analysis/Business Evaluation
Northeastern University 1987 — 1991
Finance and Insurance, Economics
Timberline Capital Partners, LLC Managing DirectorPiper Jaffray2003 - 2005
SoundView Technology Group 2001 - 2003
Robertson Stephens 1997 - 2001
Skills
Equities, Trading Systems, Capital Markets, Portfolio Management, Equity Trading, Private Equity, Investments, Hedge Funds, Asset Management, Investment Banking, Series 7, Trading, Alternative Investments, Equity Research, Securities
Education
Harvard Business School 2006 — 2006
Strategic Financial Analysis/Business Evaluation
Northeastern University 1987 — 1991
Finance and Insurance, Economics
Craig Brenner's Soundview Technology Group Experience November 2000 - October 2002
Job Managing Director, Head of Institutional Sales at Desjardins Securities Inc.
Industry Financial Services
Experience
Desjardins Securities Inc. May 2012 - Present
Macquarie Capital Markets Canada Ltd. July 2011 - May 2012
Macquarie Capital Markets Canada Ltd. June 2010 - July 2011
Macquarie Capital Markets Canada Ltd. November 2007 - June 2010
Orion Securities Inc. July 2006 - November 2007
CIBC World Markets February 2005 - July 2006
American Technology Research October 2002 - February 2005
SoundView Technology Group November 2000 - October 2002
Gartner Group January 2000 - November 2000
Education
McMaster University 1998 — 2000
MBA, Finance
Wilfrid Laurier University 1990 — 1993
Bachelor of Arts
Desjardins Securities Inc. May 2012 - Present
Macquarie Capital Markets Canada Ltd. July 2011 - May 2012
Macquarie Capital Markets Canada Ltd. June 2010 - July 2011
Macquarie Capital Markets Canada Ltd. November 2007 - June 2010
Orion Securities Inc. July 2006 - November 2007
CIBC World Markets February 2005 - July 2006
American Technology Research October 2002 - February 2005
SoundView Technology Group November 2000 - October 2002
Gartner Group January 2000 - November 2000
Education
McMaster University 1998 — 2000
MBA, Finance
Wilfrid Laurier University 1990 — 1993
Bachelor of Arts
Larissa (Polischuk) Rivers's Soundview Technology Group Experience 2000 - 2003
Job Marketing Manager Run at Strava, Inc.
Industry Marketing and Advertising
Experience
Strava, Inc. April 2012 - Present
San Francisco Tennis Club June 2011 - April 2012
Fitness Anywhere LLC May 2011 - April 2012
Standard Pacific Capital February 2008 - June 2011
JP Morgan 2006 - 2008
American Technology Research 2005 - 2006
SoundView Technology Group 2000 - 2003
Schwab Soundview Capital Markets 2000 - 2003
Skills
Entrepreneurship, Fitness, Inspiring People, Management, Marketing, Product Management, Sales, Social Media, Social Media Marketing, Strategy, Venture Capital, Event Planning, Public Speaking, Leadership, Strategic Partnerships, Social media, Start-ups, Social Networking, Marketing Strategy
Education
University of Delaware 1996 — 2000
BS, Finance
University of Delaware 1996 — 2000
BS, Finance, General
Strava, Inc. April 2012 - Present
San Francisco Tennis Club June 2011 - April 2012
Fitness Anywhere LLC May 2011 - April 2012
Standard Pacific Capital February 2008 - June 2011
JP Morgan 2006 - 2008
American Technology Research 2005 - 2006
SoundView Technology Group 2000 - 2003
Schwab Soundview Capital Markets 2000 - 2003
Skills
Entrepreneurship, Fitness, Inspiring People, Management, Marketing, Product Management, Sales, Social Media, Social Media Marketing, Strategy, Venture Capital, Event Planning, Public Speaking, Leadership, Strategic Partnerships, Social media, Start-ups, Social Networking, Marketing Strategy
Education
University of Delaware 1996 — 2000
BS, Finance
University of Delaware 1996 — 2000
BS, Finance, General
mark perman's Soundview Technology Group Experience September 1996 - February 2001
Job Chief Financial Officer, Beach Front Energy
Industry Information Technology and Services
Experience
Beach Front Energy Holdings Company, LLC February 2015 - Present
PM Rail Co November 2013 - December 2014
RBC Capital Markets March 2005 - August 2010
UBS Investment Bank February 2001 - February 2005
SoundView Technology Group September 1996 - February 2001
Skills
Capital Markets, Valuation, Equity Research, Securities, Alternative Investments, Equities, Hedge Funds, Investments, Asset Management, Bloomberg, Trading, Series 7, Fixed Income
Education
Minnesota State University, Mankato 1987 — 1992
bs, finance
Beach Front Energy Holdings Company, LLC February 2015 - Present
PM Rail Co November 2013 - December 2014
RBC Capital Markets March 2005 - August 2010
UBS Investment Bank February 2001 - February 2005
SoundView Technology Group September 1996 - February 2001
Skills
Capital Markets, Valuation, Equity Research, Securities, Alternative Investments, Equities, Hedge Funds, Investments, Asset Management, Bloomberg, Trading, Series 7, Fixed Income
Education
Minnesota State University, Mankato 1987 — 1992
bs, finance
Tom Cal, Investment Manager/Research Analyst's Soundview Technology Group Experience January 1996 - March 2001
Job Investment Manager, Fundamentals Focused, Medium Long Term, Value & Growth
Industry Investment Management
Experience
Investment Manager May 2008 - Present
Veteran Mentor Network July 2013 - Present
US Army December 2001 - December 2009
Ascend Capital October 2002 - September 2006
SoundView Technology Group January 1996 - March 2001
SoundView Technology Group June 1993 - January 1996
Hull Trading Co. March 1993 - June 1993
Telekurs Financial February 1992 - February 1993
Enterprise Rent-A-Car November 1991 - February 1992
University of Pennsylvania September 1987 - May 1991
Skills
Management, Compassion, Professional Mentoring, Volunteer Management, Veterans Affairs, Exceptional People..., Valuation, Investments, stock selection, Financial Modeling, Backtesting, Military Operations, Online Social Networking, Bloomberg, stock screening, Microsoft Excel, back-testing, SQL, Strategy, Analysis, Stock Picking, Portfolio Management, Veterans, Quantitative Analytics, Stocks, Finance, Securities, Equities, Investment Banking, Strategic Vision, Market Research, Value Investing, Hedge Funds, Equity Research, Due Diligence, Secret, Secret Security..., Investment Strategies, Mentoring, Leadership
Education
University of Pennsylvania 1987 — 1991
BA, Political Science, Economics
University of Pennsylvania - The Wharton School 1987 — 1991
BS, Finance
CFA (Chartered Financial Analyst) Institute 1999 — 2001
CFA, Chartered Financial Analyst (CFA)
Westhill High School 1987 — 1991
Investment Manager May 2008 - Present
Veteran Mentor Network July 2013 - Present
US Army December 2001 - December 2009
Ascend Capital October 2002 - September 2006
SoundView Technology Group January 1996 - March 2001
SoundView Technology Group June 1993 - January 1996
Hull Trading Co. March 1993 - June 1993
Telekurs Financial February 1992 - February 1993
Enterprise Rent-A-Car November 1991 - February 1992
University of Pennsylvania September 1987 - May 1991
Skills
Management, Compassion, Professional Mentoring, Volunteer Management, Veterans Affairs, Exceptional People..., Valuation, Investments, stock selection, Financial Modeling, Backtesting, Military Operations, Online Social Networking, Bloomberg, stock screening, Microsoft Excel, back-testing, SQL, Strategy, Analysis, Stock Picking, Portfolio Management, Veterans, Quantitative Analytics, Stocks, Finance, Securities, Equities, Investment Banking, Strategic Vision, Market Research, Value Investing, Hedge Funds, Equity Research, Due Diligence, Secret, Secret Security..., Investment Strategies, Mentoring, Leadership
Education
University of Pennsylvania 1987 — 1991
BA, Political Science, Economics
University of Pennsylvania - The Wharton School 1987 — 1991
BS, Finance
CFA (Chartered Financial Analyst) Institute 1999 — 2001
CFA, Chartered Financial Analyst (CFA)
Westhill High School 1987 — 1991
Kim Atkinson's Soundview Technology Group Experience July 2000 - March 2002
Job Director at Babson Capital Management
Industry Financial Services
Experience
Babson Capital Management January 2010 - Present
Jefferies Capital Management June 2007 - February 2010
JP Morgan Chase March 2006 - June 2007
JP Morgan Chase October 2003 - March 2006
SoundView Technology Group July 2000 - March 2002
JP Morgan August 1996 - June 2000
Education
Cornell University - Johnson Graduate School of Management 1994 — 1996
MBA, Finance
University of Washington, Michael G. Foster School of Business 1986 — 1990
BA
Babson Capital Management January 2010 - Present
Jefferies Capital Management June 2007 - February 2010
JP Morgan Chase March 2006 - June 2007
JP Morgan Chase October 2003 - March 2006
SoundView Technology Group July 2000 - March 2002
JP Morgan August 1996 - June 2000
Education
Cornell University - Johnson Graduate School of Management 1994 — 1996
MBA, Finance
University of Washington, Michael G. Foster School of Business 1986 — 1990
BA
Glen Ingalls's Soundview Technology Group Experience July 1999 - May 2003
Job Sr. Analyst and Head of Research at Phineus Partners
Industry Investment Management
Experience
Phineus Partners October 2005 - Present
MCF Asset Management October 2005 - August 2008
SoundView Technology Group July 1999 - May 2003
Oracle January 1993 - July 1997
Skills
Mutual Funds, Equity Research, Valuation, Equities, Hedge Funds, Financial Modeling, Venture Capital, Private Equity, Investment Banking, Capital Markets, Corporate Development, Alternative Investments, Investments, Bloomberg, Due Diligence
Education
University of California, Berkeley - Walter A. Haas School of Business 1997 — 1999
MBA, Finance, General
Yale University 1987 — 1991
BA, Philosophy
Phineus Partners October 2005 - Present
MCF Asset Management October 2005 - August 2008
SoundView Technology Group July 1999 - May 2003
Oracle January 1993 - July 1997
Skills
Mutual Funds, Equity Research, Valuation, Equities, Hedge Funds, Financial Modeling, Venture Capital, Private Equity, Investment Banking, Capital Markets, Corporate Development, Alternative Investments, Investments, Bloomberg, Due Diligence
Education
University of California, Berkeley - Walter A. Haas School of Business 1997 — 1999
MBA, Finance, General
Yale University 1987 — 1991
BA, Philosophy
Karl Knas's Soundview Technology Group Experience 2001 - 2003
Job Partner & Portfolio Manager at NorthPointe Capital
Industry Investment Management
Experience
NorthPointe Capital February 2003 - Present
SoundView Technology Group 2001 - 2003
GTE (now Verizon) June 1994 - June 1998
Skills
Equities, Equity Research, Portfolio Management, Investments, Valuation, Financial Modeling, Equity Valuation, Mutual Funds, Asset Management, Bloomberg, Alternative Investments, Investment Strategies, Hedge Funds, Capital Markets, Asset Allocation, Series 7, Series 63, Equity Trading, Stock Picking, Asset Managment
Education
The University of Chicago Booth School of Business 1998 — 2000
MBA, Finance
Michigan State University 1990 — 1994
BA, Accounting
NorthPointe Capital February 2003 - Present
SoundView Technology Group 2001 - 2003
GTE (now Verizon) June 1994 - June 1998
Skills
Equities, Equity Research, Portfolio Management, Investments, Valuation, Financial Modeling, Equity Valuation, Mutual Funds, Asset Management, Bloomberg, Alternative Investments, Investment Strategies, Hedge Funds, Capital Markets, Asset Allocation, Series 7, Series 63, Equity Trading, Stock Picking, Asset Managment
Education
The University of Chicago Booth School of Business 1998 — 2000
MBA, Finance
Michigan State University 1990 — 1994
BA, Accounting
Patricia Chadwick's Soundview Technology Group Experience 2003 - 2004
Job Principal, Ravengate Partners LLC
Industry Capital Markets
Experience
Ravengate Partners LLC 1999 - Present
Amica Mutual Insurance 1992 - Present
Wisconsin Energies 2006 - Present
Voya Mutual Funds 2006 - Present
The Royce Funds 2009 - Present
Nuclear Electric Insurance Limited 2003 - 2006
SoundView Technology Group 2003 - 2004
Invesco Ltd. 1996 - 1999
Skills
Financial Analysis, Investments, Board of Directors, Capital Markets, Due Diligence, Private Equity, Expert Witness, Venture Capital, Valuation, Equities, Management, Social Media, Public Speaking, Marketing Strategy, Fundraising, Financial Modeling, Public Relations, Asset Managment, Strategic Planning, Research, Television Commentary, Portfolio Construction..., Global Economy, Investment Policy, Stock Research, Healthcare, Arts and Culture, Education, Published Writer, Business Advisory, Blogger
Education
Boston University
Bachelor of Arts (B.A.), Economics
Ravengate Partners LLC 1999 - Present
Amica Mutual Insurance 1992 - Present
Wisconsin Energies 2006 - Present
Voya Mutual Funds 2006 - Present
The Royce Funds 2009 - Present
Nuclear Electric Insurance Limited 2003 - 2006
SoundView Technology Group 2003 - 2004
Invesco Ltd. 1996 - 1999
Skills
Financial Analysis, Investments, Board of Directors, Capital Markets, Due Diligence, Private Equity, Expert Witness, Venture Capital, Valuation, Equities, Management, Social Media, Public Speaking, Marketing Strategy, Fundraising, Financial Modeling, Public Relations, Asset Managment, Strategic Planning, Research, Television Commentary, Portfolio Construction..., Global Economy, Investment Policy, Stock Research, Healthcare, Arts and Culture, Education, Published Writer, Business Advisory, Blogger
Education
Boston University
Bachelor of Arts (B.A.), Economics
Jeff Weinberger's Soundview Technology Group Experience August 1999 - January 2004
Job Chief Strategy Officer at NTENT
Industry Internet
Experience
NTENT, Inc. (f/k/a Vertical Search Works) March 2011 - Present
The Michael Manzella Foundation 1996 - Present
Gruppo, Levey & Co. May 2006 - March 2011
Greenwich Technology Advisors January 2004 - November 2005
SoundView Technology Group August 1999 - January 2004
Federal Reserve Bank of New York 1996 - 1997
Fried, Frank, Harris, Shriver & Jacobson 1994 - 1996
Skills
Online Advertising, Digital Media, Advertising, Marketing, Mergers & Acquisitions, Start-ups, Mobile Devices, E-commerce, Digital Marketing, Corporate Development, Financial Modeling, M&A experience, SaaS, Business Development, Strategy, Nonprofits, Valuation, Strategic Planning, Corporate Finance, Salesforce.com, Analytics, Venture Capital, Private Equity, Strategic Partnerships
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Strategic Management / Marketing
Yale University 1990 — 1993
BA, English
NTENT, Inc. (f/k/a Vertical Search Works) March 2011 - Present
The Michael Manzella Foundation 1996 - Present
Gruppo, Levey & Co. May 2006 - March 2011
Greenwich Technology Advisors January 2004 - November 2005
SoundView Technology Group August 1999 - January 2004
Federal Reserve Bank of New York 1996 - 1997
Fried, Frank, Harris, Shriver & Jacobson 1994 - 1996
Skills
Online Advertising, Digital Media, Advertising, Marketing, Mergers & Acquisitions, Start-ups, Mobile Devices, E-commerce, Digital Marketing, Corporate Development, Financial Modeling, M&A experience, SaaS, Business Development, Strategy, Nonprofits, Valuation, Strategic Planning, Corporate Finance, Salesforce.com, Analytics, Venture Capital, Private Equity, Strategic Partnerships
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Strategic Management / Marketing
Yale University 1990 — 1993
BA, English
Chris Maxmin's Soundview Technology Group Experience 2000 - 2001
Job Managing Director at Moon Capital
Industry Investment Management
Experience
Moon Capital March 2005 - Present
Level Global Investors 2003 - 2005
Zurich Scudder Investments 2001 - 2003
SoundView Technology Group 2000 - 2001
Fidelity Investments September 1997 - March 2000
Citi/Smith Barney August 1993 - September 1997
Airborne Express October 1991 - July 1993
United States Marine Corps July 1989 - October 1991
United States Marine Corps May 1986 - July 1989
Skills
Hedge Funds, Equities, Alternative Investments, Bloomberg, Investments, Trading, Capital Markets, Asset Managment, Electronic Trading, Equity Research, Derivatives, Equity Trading, Private Equity, Investment Strategies, Options, Global Macro, Emerging Markets, Equity Derivatives, Financial Markets, Asset Management, FINRA, Trading Systems, ETFs, Leadership, Finance, Bonds, Commodity, Mutual Funds, Securities, Series 63, Investment Banking, Hedging, Proprietary Trading, Trading Strategies, Series 7, Asset Allocation, Fund Of Funds, Structured Products, Series 24, Value Investing
Education
Duke University 1982 — 1986
Bachelor of Arts (B.A.), International Relations/History
Deerfield Academy 1980 — 1982
Moon Capital March 2005 - Present
Level Global Investors 2003 - 2005
Zurich Scudder Investments 2001 - 2003
SoundView Technology Group 2000 - 2001
Fidelity Investments September 1997 - March 2000
Citi/Smith Barney August 1993 - September 1997
Airborne Express October 1991 - July 1993
United States Marine Corps July 1989 - October 1991
United States Marine Corps May 1986 - July 1989
Skills
Hedge Funds, Equities, Alternative Investments, Bloomberg, Investments, Trading, Capital Markets, Asset Managment, Electronic Trading, Equity Research, Derivatives, Equity Trading, Private Equity, Investment Strategies, Options, Global Macro, Emerging Markets, Equity Derivatives, Financial Markets, Asset Management, FINRA, Trading Systems, ETFs, Leadership, Finance, Bonds, Commodity, Mutual Funds, Securities, Series 63, Investment Banking, Hedging, Proprietary Trading, Trading Strategies, Series 7, Asset Allocation, Fund Of Funds, Structured Products, Series 24, Value Investing
Education
Duke University 1982 — 1986
Bachelor of Arts (B.A.), International Relations/History
Deerfield Academy 1980 — 1982
Tamar Reddic's Soundview Technology Group Experience 1989 - 2004
Job Executive Secretary at Odyssey Re
Industry Insurance
Experience
Odyssey Re May 2007 - Present
SoundView Technology Group 1989 - 2004
Skills
Microsoft Office
Education
University of Connecticut
Odyssey Re May 2007 - Present
SoundView Technology Group 1989 - 2004
Skills
Microsoft Office
Education
University of Connecticut
Gregory Hickey's Soundview Technology Group Experience 1994 - 2005
Job Senior Sales Trader at Weeden & Co
Industry Financial Services
Experience
Weeden & Co. April 2014 - Present
ConvergEx Group January 2006 - March 2014
Soundview Technology Group 1994 - 2005
Skills
Series 7, Electronic Trading, Trading, Bloomberg, Capital Markets, Equities, Equity Research, Equity Sales, Equity Trading, Hedge Funds, Investment Banking, Investments, Series 63, Trading Systems
Education
Rollins College 1987 — 1991
Bachelor of Arts (BA), Economics
Weeden & Co. April 2014 - Present
ConvergEx Group January 2006 - March 2014
Soundview Technology Group 1994 - 2005
Skills
Series 7, Electronic Trading, Trading, Bloomberg, Capital Markets, Equities, Equity Research, Equity Sales, Equity Trading, Hedge Funds, Investment Banking, Investments, Series 63, Trading Systems
Education
Rollins College 1987 — 1991
Bachelor of Arts (BA), Economics
Peter Shouvlin's Soundview Technology Group Experience March 1997 - February 2004
Job Analyst at Hilltop Park Associates
Industry
Experience
Hilltop Park Associates August 2008 - Present
Moore Capital Management August 2007 - May 2008
Pacific Crest Securities February 2004 - July 2007
SoundView Technology Group March 1997 - February 2004
SG Warburg June 1993 - March 1997
Chicago Research and Trading Group March 1991 - June 1993
Bankers Trust Company September 1984 - March 1991
Armstrong World Industries January 1983 - June 1984
Education
University of Chicago Graduate School of Business 1988 — 1991
MBA, Finance
Lehigh University 1978 — 1983
Bachelor of Science, Finance
Hilltop Park Associates August 2008 - Present
Moore Capital Management August 2007 - May 2008
Pacific Crest Securities February 2004 - July 2007
SoundView Technology Group March 1997 - February 2004
SG Warburg June 1993 - March 1997
Chicago Research and Trading Group March 1991 - June 1993
Bankers Trust Company September 1984 - March 1991
Armstrong World Industries January 1983 - June 1984
Education
University of Chicago Graduate School of Business 1988 — 1991
MBA, Finance
Lehigh University 1978 — 1983
Bachelor of Science, Finance
Douglas Hoy's Soundview Technology Group Experience 1999 - 2003
Job Vice President at US Bank
Industry Capital Markets
Experience
US Bank 2008 - Present
Stone and Youngberg 2005 - 2008
Charles Schwab 2004 - 2005
SoundView Technology Group 1999 - 2003
Spear, Leads and Kellogg 1998 - 1999
Dillon Read and Co. Inc. 1986 - 1997
Manufacturers Hanover Trust 1980 - 1986
Skills
Bloomberg, Electronic Trading, Series 63, Fixed Income, Trading Systems, Derivatives, Money Market, Equities, Alternative Investments, Financial Modeling, Microsoft Excel, Capital Markets
Education
NYU Stern School of Business
MBA, Finance
University at Albany
B.S., Marketing and Management
US Bank 2008 - Present
Stone and Youngberg 2005 - 2008
Charles Schwab 2004 - 2005
SoundView Technology Group 1999 - 2003
Spear, Leads and Kellogg 1998 - 1999
Dillon Read and Co. Inc. 1986 - 1997
Manufacturers Hanover Trust 1980 - 1986
Skills
Bloomberg, Electronic Trading, Series 63, Fixed Income, Trading Systems, Derivatives, Money Market, Equities, Alternative Investments, Financial Modeling, Microsoft Excel, Capital Markets
Education
NYU Stern School of Business
MBA, Finance
University at Albany
B.S., Marketing and Management
Sheri Kelleher's Soundview Technology Group Experience 1998 - 2002
Job Vice President, Human Resources
Industry Human Resources
Experience
Navis February 2015 - Present
Triple Point Consulting January 2014 - Present
Connery Consulting June 2014 - February 2015
IAS - International Asset Systems September 2010 - November 2014
SoundView Technology Group 1998 - 2002
The Boston Consulting Group July 1998 - July 1999
Skills
Mergers, Employee Relations, Recruiting, SaaS, Team Building, Process Improvement, Vendor Management, Talent Acquisition, Start-ups, Strategic Planning, Customer Service, Business Development, Mergers & Acquisitions, Employee Benefits
Education
Cal Poly San Luis Obispo
Bachelors, English
Navis February 2015 - Present
Triple Point Consulting January 2014 - Present
Connery Consulting June 2014 - February 2015
IAS - International Asset Systems September 2010 - November 2014
SoundView Technology Group 1998 - 2002
The Boston Consulting Group July 1998 - July 1999
Skills
Mergers, Employee Relations, Recruiting, SaaS, Team Building, Process Improvement, Vendor Management, Talent Acquisition, Start-ups, Strategic Planning, Customer Service, Business Development, Mergers & Acquisitions, Employee Benefits
Education
Cal Poly San Luis Obispo
Bachelors, English
Robert Meier's Soundview Technology Group Experience July 1995 - October 2004
Job Chief Operating Officer at Remedy Partners Inc.
Industry Investment Banking
Experience
Remedy Partners Inc. March 2015 - Present
Remedy Partners February 2014 - Present
Dahlman Rose & Co. December 2011 - December 2013
Gleacher Partners June 2008 - November 2011
Cowen and Company November 2004 - March 2008
SoundView Technology Group July 1995 - October 2004
Skills
Equities, Capital Markets, Hedge Funds, Investment Banking, Bloomberg, Investments, Alternative Investments, Valuation, Securities, Equity Research, Financial Modeling, Series 7, Fixed Income, Trading, Private Equity, Business Development
Education
University of Pennsylvania Law School 1985 — 1988
Doctor of Law (J.D.), Law
Franklin & Marshall College 1981 — 1985
Bachelor's degree, Economics
Remedy Partners Inc. March 2015 - Present
Remedy Partners February 2014 - Present
Dahlman Rose & Co. December 2011 - December 2013
Gleacher Partners June 2008 - November 2011
Cowen and Company November 2004 - March 2008
SoundView Technology Group July 1995 - October 2004
Skills
Equities, Capital Markets, Hedge Funds, Investment Banking, Bloomberg, Investments, Alternative Investments, Valuation, Securities, Equity Research, Financial Modeling, Series 7, Fixed Income, Trading, Private Equity, Business Development
Education
University of Pennsylvania Law School 1985 — 1988
Doctor of Law (J.D.), Law
Franklin & Marshall College 1981 — 1985
Bachelor's degree, Economics
Daniel Leavy's Soundview Technology Group Experience 1998 - 2004
Job Managing Director at Stifel Nicolaus Fixed Income Capital Markets
Industry Financial Services
Experience
Stifel Nicolaus July 2013 - Present
Knight Trading Group December 2008 - June 2013
CRT Capital Group 2004 - 2008
SoundView Technology Group 1998 - 2004
Lehman Brothers 1983 - 1998
Skills
Distressed, Bankrupt..., Equities, Equity Trading, High Yield, Trading, Asset Management, Bloomberg, Bonds, Capital Markets, Equity Derivatives, Fixed Income, Hedge Funds, Investment Banking, Investments, Private Equity, Securities, Series 63, Series 7, Portfolio Management
Education
Trinity College-Hartford 1979 — 1983
B.A., History
The Hotchkiss School
Stifel Nicolaus July 2013 - Present
Knight Trading Group December 2008 - June 2013
CRT Capital Group 2004 - 2008
SoundView Technology Group 1998 - 2004
Lehman Brothers 1983 - 1998
Skills
Distressed, Bankrupt..., Equities, Equity Trading, High Yield, Trading, Asset Management, Bloomberg, Bonds, Capital Markets, Equity Derivatives, Fixed Income, Hedge Funds, Investment Banking, Investments, Private Equity, Securities, Series 63, Series 7, Portfolio Management
Education
Trinity College-Hartford 1979 — 1983
B.A., History
The Hotchkiss School
Sven Selander's Soundview Technology Group Experience April 1996 - March 2002
Job independent consultant at Wheeler Consulting
Industry Computer Hardware
Experience
Wheeler Consulting April 2011 - Present
Graham Capital Management 2003 - 2011
SoundView Technology Group April 1996 - March 2002
Skills
SDLC, Trading Systems, Microsoft Exchange, Enterprise Architecture, Disaster Recovery, Windows Server, ITIL, Servers, Project Management, Cisco Technologies, Powershell, Microsoft SQL Server, Vendor Management, IIS, SQL, VMware, Networking, System Administration
Education
Franklin Pierce University 1983 — 1987
B.S., Computer Science Management
Wheeler Consulting April 2011 - Present
Graham Capital Management 2003 - 2011
SoundView Technology Group April 1996 - March 2002
Skills
SDLC, Trading Systems, Microsoft Exchange, Enterprise Architecture, Disaster Recovery, Windows Server, ITIL, Servers, Project Management, Cisco Technologies, Powershell, Microsoft SQL Server, Vendor Management, IIS, SQL, VMware, Networking, System Administration
Education
Franklin Pierce University 1983 — 1987
B.S., Computer Science Management
Cynthia Marquez's Soundview Technology Group Experience March 2000 - February 2004
Job Accounting Professional
Industry Accounting
Experience
Ticonderoga Securities LLC June 2011 - August 2011
Soleil Securities March 2004 - June 2011
SoundView Technology Group March 2000 - February 2004
Research Partners International, Inc. November 1996 - February 2000
KPMG July 1992 - October 1996
Education
Hofstra University 1988 — 1992
BBA, Accounting
Ticonderoga Securities LLC June 2011 - August 2011
Soleil Securities March 2004 - June 2011
SoundView Technology Group March 2000 - February 2004
Research Partners International, Inc. November 1996 - February 2000
KPMG July 1992 - October 1996
Education
Hofstra University 1988 — 1992
BBA, Accounting
brian hardiman's Soundview Technology Group Experience April 2002 - January 2003
Job Managing Director, Sales Trading at Jefferies & Company
Industry Investment Banking
Experience
Jefferies & Company Managing Director, Sales TradingJefferies & CompanyApril 2009 - Present
UBS Investment Bank November 2004 - April 2009
Schwab Sounview Capital Markets January 2003 - November 2004
SoundView Technology Group April 2002 - January 2003
Roberston Stephens September 2000 - April 2002
Gemini Investors September 1998 - September 2000
Coopers & Lybrand September 1995 - September 1998
Education
Boston College 1991 — 1995
Bachelor's Degree, Finance, General
Jefferies & Company Managing Director, Sales TradingJefferies & CompanyApril 2009 - Present
UBS Investment Bank November 2004 - April 2009
Schwab Sounview Capital Markets January 2003 - November 2004
SoundView Technology Group April 2002 - January 2003
Roberston Stephens September 2000 - April 2002
Gemini Investors September 1998 - September 2000
Coopers & Lybrand September 1995 - September 1998
Education
Boston College 1991 — 1995
Bachelor's Degree, Finance, General
Matthew Vogwill's Soundview Technology Group Experience 1998 - 1999
Job Financial Services Professional
Industry Financial Services
Experience
Amazon FC September 2013 - September 2014
Pro Trader Execution and Management 2010 - August 2012
RBC Capital Markets 2005 - 2009
May Financial 2003 - 2004
SoundView Technology Group 1998 - 1999
Olde Financial Corp 1994 - 1998
Skills
Equities, Market Making, Execution Trading, Trading, Portfolio Management, Equity Trading, Bloomberg, Fixed Income, Equity Research, Hedge Funds, Mutual Funds, Series 63, Series 7, Capital Markets, Options, Securities, Investments
Education
The Citadel 1990 — 1994
BA, Business Administration
Amazon FC September 2013 - September 2014
Pro Trader Execution and Management 2010 - August 2012
RBC Capital Markets 2005 - 2009
May Financial 2003 - 2004
SoundView Technology Group 1998 - 1999
Olde Financial Corp 1994 - 1998
Skills
Equities, Market Making, Execution Trading, Trading, Portfolio Management, Equity Trading, Bloomberg, Fixed Income, Equity Research, Hedge Funds, Mutual Funds, Series 63, Series 7, Capital Markets, Options, Securities, Investments
Education
The Citadel 1990 — 1994
BA, Business Administration
Cindy Stango's Soundview Technology Group Experience January 2003 - May 2004
Job Controller at Tourmalet Advisors, LP
Industry Financial Services
Experience
Tourmalet Advisors, LP October 2009 - Present
Pequot Capital Management May 2004 - December 2009
SoundView Technology Group January 2003 - May 2004
Deloitte & Touche, LLP May 2002 - December 2002
Arthur Andersen, LLP September 1998 - April 2002
Skills
CPA, Notary Public
Education
Franklin Pierce College 1994 — 1998
Bachelor of Science (B.S.), Accounting
Tourmalet Advisors, LP October 2009 - Present
Pequot Capital Management May 2004 - December 2009
SoundView Technology Group January 2003 - May 2004
Deloitte & Touche, LLP May 2002 - December 2002
Arthur Andersen, LLP September 1998 - April 2002
Skills
CPA, Notary Public
Education
Franklin Pierce College 1994 — 1998
Bachelor of Science (B.S.), Accounting
Brian Bristol's Soundview Technology Group Experience June 1991 - January 2003
Job Managing Director at New York Private Finance
Industry Financial Services
Experience
New York Private Finance February 2012 - Present
Boxwood Strategic Advisors June 2009 - 2012
W.R. Hambrecht + Co February 2003 - June 2009
SoundView Technology Group June 1991 - January 2003
Skills
Private banking;...
Education
Columbia School of Business 1978 — 1979
M.B.A., Finance & Accounting
Princeton University 1974 — 1978
M.A.; Ph.D., English Literature
Yale Universrity 1970 — 1974
B.A., English Literature
New York Private Finance February 2012 - Present
Boxwood Strategic Advisors June 2009 - 2012
W.R. Hambrecht + Co February 2003 - June 2009
SoundView Technology Group June 1991 - January 2003
Skills
Private banking;...
Education
Columbia School of Business 1978 — 1979
M.B.A., Finance & Accounting
Princeton University 1974 — 1978
M.A.; Ph.D., English Literature
Yale Universrity 1970 — 1974
B.A., English Literature
Apple
Apple Inc.
Avaya
Seagate Technology
Garmin International
Apple Computer
Expedia, Inc.
Expedia