Southwest Securities

Industry: Company

Description

Headquarters: Dallas, TX Founded: 1986 Parent organization: SWS Group

Southwest Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Southwest Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.

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Southwest Securities Employees

Employee
Years
Job
Industry
Thomas Giusti Thomas Giusti Dallas, Texas Details
Thomas Giusti's Southwest Securities Experience October 2008 - August 2015
Job Senior Exchange Administrator at Children's Medical Center
Industry Hospital & Health Care
Experience
Children's Medical Center  August 2015 - Present
Southwest Securities   October 2008 - August 2015
FedEx Office  May 2006 - September 2006
GameStop  October 1998 - May 2006

Skills
Microsoft Exchange, Active Directory, DNS Administration, Group Policy, Blackberry Enterprise..., Enterprise Vault, SourceOne

Education
Southern Methodist University   2006 — 2008
Master's degree, Theological and Ministerial Studies

Bradley University   1999 — 2002
Bachelor of Science (B.S.), Business Computer Systems

Boya Chen Boya Chen Austin, Texas Details
Boya Chen's Southwest Securities Experience July 2011 - August 2011
Job University of Texas, Austin
Industry Financial Services
Experience
JVS - Jewish Vocational Service  May 2014 - June 2014
Wantao Happy Elementary School   April 2012 - June 2012
Industrial and Commercial Bank of China  January 2012 - April 2012
Southwest Securities   July 2011 - August 2011
Northeastern University  September 2010 - December 2010

Skills
PowerPoint, Nonprofits, Research, Stata

Education
The University of Texas at Austin   2014 — 2015
Master of Arts (MA), Economics

Northeastern University   2009 — 2014
Bachelor Science, Economics, Finance

The London School of Economics and Political Science (LSE)   2013 — 2013

Fred Turner Fred Turner Dallas/Fort Worth Area Details
Fred Turner's Southwest Securities Experience May 2000 - October 2006
Job President at Gleason Land Services, LLC
Industry Oil & Energy
Experience
Gleason Land Services, LLC   September 2014 - Present
Gleason Oil & Gas, LLC   January 2014 - Present
Gleason Oil & Gas, LLC   November 2011 - January 2014
Red Oak Energy Partners   October 2007 - October 2011
Jefferies & Company  July 2006 - September 2007
Southwest Securities   May 2000 - October 2006

Skills
Due Diligence, Energy, Financial Analysis, Mergers, Financial Modeling, Investments, Divestitures, Energy Industry, Natural Gas, Valuation, Acquisitions, Private Equity, Mergers & Acquisitions, Finance, Trading, Business Development, Mutual Funds, Corporate Finance, Oil & Gas Industry, Contract Negotiation, Account Reconciliation, Leases, Management, Negotiation, Asset Management, Risk Management

Education
Hampden-Sydney College   1996 — 2000
Bachelor of Arts, Managerial Economics

Highland Park High School   1992 — 1996

Betsy Alexander Zachariah, MBA Betsy Alexander Zachariah, MBA Houston, Texas Area Details
Betsy Alexander Zachariah, MBA's Southwest Securities Experience June 2012 - February 2013
Job Practice Manager at UTMB
Industry Hospital & Health Care
Experience
UTMB  March 2015 - Present
UTMB  February 2013 - March 2015
Southwest Securities   June 2012 - February 2013
Alex Cooling Systems   January 2007 - May 2012
Baptist Hospitals of Southeast Texas  June 2008 - August 2010

Skills
Marketing Strategy, Public Relations, Special-Events Marketing, Competitive Analysis, Positioning Strategies, Niche Marketing, Marketing Communications, Public Speaking, Sales Support, Marketing Intelligence, Product Development, Customer Service, Budgets, Management, Healthcare, Access, Strategic Planning, Leadership, Data Analysis, Accounting, Accounts Payable, Healthcare Management, Finance, Policy, Training, Microsoft Excel, PowerPoint, Microsoft Word, Process Improvement, Human Resources

Education
Lamar University   2009 — 2011
MBA, Healthcare Administration

Texas Southern University   2004 — 2006
Bachelor of Science, Biology/Chemistry

San Jacinto College   2003 — 2004
Associate of Arts, Mathematics

Betty (Cadena) Gonzalez Betty (Cadena) Gonzalez Dallas/Fort Worth Area Details
Betty (Cadena) Gonzalez's Southwest Securities Experience August 2009 - June 2012
Job Registered Operations Leader at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   June 2012 - Present
Southwest Securities   August 2009 - June 2012
Morgan Stanley Smith Barney  November 2007 - August 2009
Raymond James  July 2005 - November 2007
Morgan Stanley Smith Barney  May 1998 - July 2005

Skills
Series 7, Series 63, FINRA, Series 65, Mutual Funds, Retirement Income..., Annuities, Asset Allocation, Securities, Trading, Financial Services

Education
Kaplan University   2014 — 2015
Financial Planning Education Program

The University of Texas-Pan American   1988 — 1994
Bachelor’s Degree, Computer Information Systems

Jay Lemon Jay Lemon Dallas, Texas Details
Jay Lemon's Southwest Securities Experience February 2007 - Present
Job Systems Administrator at Southwest Securities
Industry Financial Services
Experience
Southwest Securities   February 2007 - Present
Southwest Securities   October 2005 - February 2007
Southwest Securities   February 1998 - October 2005
RBC  June 1993 - February 1998

Skills
System Administration, Operating Systems, Technology Integration, SQL, Project Management, Technical Support, Fixed Income, Trade Compliance, Sales Operations, Trading Operations, Software Project..., Software Documentation, User Acceptance Testing, Employee Training, Risk Assessment, Process Control, Electronic Control..., Bloomberg Software, Bloomberg Terminal, Bloomberg Data License, ATS integration

Education
Dallas Baptist University   1988 — 1993
Bachelor of Business Administration (BBA), Finance, General

Nan Huang (Chloe) Nan Huang (Chloe) Washington D.C. Metro Area Details
Nan Huang (Chloe)'s Southwest Securities Experience July 2011 - September 2011
Job Student at The George Washington University
Industry Research
Experience
The Hunger Project  November 2013 - May 2014
Southwest Securities   July 2011 - September 2011
China Construction Bank  January 2010 - February 2010

Skills
Microsoft Excel, R, SPSS, SAS, Statistics, Eviews, Analytical Modelling, Big Data, Quantitative Research, Qualitative Research, Data Mining, Data Modeling, Multivariate Analysis, Data Analysis, PowerPoint

Education
The George Washington University   2012 — 2014
Master of Science (M.S.), Statistics

Capital University of Economics and Business   2008 — 2012
Bachelor of Science (BS), Statistics

Barry Toole Barry Toole Tampa/St. Petersburg, Florida Area Details
Barry Toole's Southwest Securities Experience April 2000 - August 2001
Job Financial Services Professional
Industry Financial Services
Experience
Independent Financial Partners   December 2010 - November 2012
LPL Finanical  November 2007 - December 2010
Invest Financial  August 2006 - November 2007
Signal Securities, Inc.   January 2006 - August 2006
GunnAllen Financial  May 2003 - August 2005
Signal Securities, Inc.   April 2002 - May 2003
E*TRADE Financial  August 2001 - April 2002
Southwest Securities   April 2000 - August 2001
TD Ameritrade  February 1999 - March 2000

Skills
FINRA, Series 7, Investment Advisory, 401k, Series 63, Strategic Financial..., Securities, Asset Management, Retirement Planning, Financial Advisory, Financial Planning, Financial Services, Wealth Management, Finance, Retirement, Equities, Mutual Funds

Education
College for Financial Planning   2011 — 2014
Master of Science (MS), Finance

The University of Texas at Austin   1995 — 1997
Bachelor of Science (BS), Communications

Tarrant County College   1993 — 1995

Virginia Military Institute   1993 — 1993

Ken Molnar Ken Molnar Chicago, Illinois Details
Ken Molnar's Southwest Securities Experience December 2003 - Present
Job SrVP/Institutional Fixed Income at Southwest Securities
Industry Financial Services
Experience
Southwest Securities   December 2003 - Present

Skills
Bloomberg, Fixed Income, Series 7, Portfolio Management, Equities, Bonds, Capital Markets, Investments, Securities, Mutual Funds, Series 63, Hedge Funds, Trading, Asset Management, Alternative Investments, Financial Modeling, Derivatives, Asset Allocation, Valuation, Wealth Management, Credit Analysis, Credit, Customer Service

Education
Illinois State University   1981 — 1985
Bachelor of Science Finance, Finance and Financial Management Services

Alan Willis, J.D., CAMS Alan Willis, J.D., CAMS Dallas, Texas Details
Alan Willis, J.D., CAMS's Southwest Securities Experience 2013 - 2014
Job KYC Officer at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase  June 2014 - Present
Southwest Securities   2013 - 2014
Southwest Securities   October 2011 - February 2013
Southwest Securities   September 2009 - October 2011
Southwest Securities   June 2010 - July 2011
Southwest Securities   October 2007 - 2009
Brown Brothers Harriman  June 2006 - July 2007

Skills
Series 7, FINRA (NASD) Series 66, Series 24, Series 53, Securities, Risk Management, Mutual Funds, Due Diligence, Financial Services, Legal Research, Management, Financial Analysis, Legal Writing, Banking, SQL, Microsoft Excel, Microsoft Access, VBA

Education
The University of Texas at Austin - Red McCombs School of Business   2015 — 2017
Master of Business Administration (M.B.A.)

Southern Methodist University Dedman School of Law   2009 — 2013
Juris Doctor (J.D.), Law

Excelsior College   2008 — 2008
Bachelor of Science (B.S.), Art, Philosophy, and Literature

United States Military Academy at West Point   2002 — 2006
Art, Philosophy, and Literature

Crystal Janosek Crystal Janosek Corpus Christi, Texas Area Details
Crystal Janosek's Southwest Securities Experience June 2002 - June 2004
Job Owner/Creator of I Candi Cosmetics
Industry Cosmetics
Experience
THE CADD GROUP   September 2013 - Present
I Candi Cosmetics   January 2002 - Present
FASTSIGNS Corpus Christi   February 2013 - June 2013
The CADD Group   January 2006 - January 2008
Southwest Securities   June 2002 - June 2004
Southwest Securities Bank Mortgage   January 2002 - January 2004
Omni Digital Systems   April 2001 - April 2002

Skills
Cosmetics, Marketing Strategy, Beauty Industry, Sales, Product Development, Makeovers, Retail, Customer-focused, Microsoft Office, Microsoft Excel, QuickBooks, PowerPoint, PhotoShop CS5, International &..., Payroll, Training Leadership, Data Entry, Customer Service, Administrative..., Inventory Management, Marketing, Microsoft Word, People-oriented, Social Networking, Team Building, Event Planning, Accounts Payable, Accounts Receivable, Management, Social Media

Education
Del Mar College   2010 — 2011
Registered Nursing/Registered Nurse

Texas A&M University   2008 — 2010
Business Administration and Management, General

David Castillo David Castillo Los Angeles, California Details
David Castillo's Southwest Securities Experience July 2004 - February 2007
Job Managing Director at Odeon Capital Group LLC
Industry Investment Banking
Experience
Odeon Capital Group LLC  2014 - Present
Bonwick Capital Partners  June 2013 - January 2014
Further Lane Securities  April 2007 - April 2013
Southwest Securities   July 2004 - February 2007
RBC Capital Markets  September 1998 - June 2004

Skills
Fixed Income, Structured Products, ABS, Trading, CMBS, Interest Rate..., CDO, Residential Mortgages, Bonds, Investments, Capital Markets, Hedge Funds, Securitization, Series 63, Alternative Investments, Bloomberg, Structured Finance, Equities, Derivatives, Asset Management, Series 7, Portfolio Management, MBS, Securities, Financial Markets

Education
Manhattanville College   1981 — 1985
BA, Management/Economics

Jason A. Gould, CFA Jason A. Gould, CFA Dallas/Fort Worth Area Details
Jason A. Gould, CFA's Southwest Securities Experience June 2009 - August 2009
Job Fixed Income Trader at Traditum Group
Industry Investment Management
Experience
Traditum Group  February 2015 - Present
Gould Capital LLC   June 2014 - January 2015
Ashford Investment Management   October 2010 - May 2014
Baylor University  January 2010 - May 2010
Southwest Securities   June 2009 - August 2009
TD Ameritrade  March 2007 - January 2009

Skills
Bloomberg, Economics, Valuation, Asset Allocation, Securities, Financial Analysis, Hedge Funds, Options, Equities, Portfolio Management, Investments, Bonds, Financial Modeling, Risk Management

Education
Baylor University - Hankamer School of Business   2009 — 2010
MBA, Finance

Baylor University - Hankamer School of Business   2002 — 2006
BBA, Economics

William McLemore William McLemore Dallas/Fort Worth Area Details
William McLemore's Southwest Securities Experience 1990 - 1998
Job Chief Information Officer at Landmark Aviation
Industry Financial Services
Experience
Landmark Aviation  January 2015 - Present
Volunteer  2013 - 2014
Apex Clearing Corp   2012 - 2013
Penson Worldwide, Inc.   2006 - 2012
Penson Financial Services  2006 - 2008
SunGard Brokerage and Clearance / Phase3   2004 - 2006
Brink's, Inc.   1998 - 2003
Southwest Securities   1990 - 1998
US Army Reserve  1988 - 1997

Skills
VMware, Service Delivery, Business Continuity, Securities, Agile Methodologies, IT Management, Trading Systems, Vendor Management, Data Center, Disaster Recovery, IT Service Management, IT Strategy, Risk Management, Virtualization, IT Operations, Business Intelligence, Electronic Trading, SDLC, Change Management, Enterprise Architecture, Security, Program Management, Integration, Solution Architecture, Analysis, Cloud Computing, Software Development, ITIL, Business Analysis, Software Project..., Professional Services, Project Portfolio..., Business Process..., Enterprise Software, Financial Services, Process Improvement, Outsourcing, PMO, Requirements Analysis, Information Security..., Equities, Market Data, Information Technology, PMP, Business Process, Governance, SharePoint, Infrastructure, Visio, Agile Project Management

Education
Liberty University
Master of Science (M.S.)

Baptist Bible College   1987 — 1990
Bachelor of Science Degree (B.S.)

Tarrant County College   1985 — 1987
Associate of Arts Degree (A.A.)

Chen Zou Chen Zou Los Angeles, California Details
Chen Zou's Southwest Securities Experience December 2013 - January 2014
Job Master of Science in Business Analytics Candidate at USC Marshall School of Business
Industry Information Technology and Services
Experience
Bank of Ireland  June 2014 - August 2014
Southwest Securities   December 2013 - January 2014
Zhongyonghen Accounting Service Corporation   June 2012 - August 2012

Skills
Microsoft Excel, Communication, Languages, Accounting, Analytical Skills, Books, Integrity, Volunteering, Order Fulfillment, Business, Information Systems, Software, SAS, R, SPSS, Adobe Creative Suite, Business Intelligence, Financial Analysis, SAP

Education
University of Southern California   2015 — 2016
Master’s Degree, Business Analytics

Indiana University Bloomington   2011 — 2015
Bachelor’s Degree, Finance, Business Analytics

Jiacheng(Danny) Dai Jiacheng(Danny) Dai San Francisco Bay Area Details
Jiacheng(Danny) Dai's Southwest Securities Experience December 2013 - February 2014
Job Trader at Tanius Technology, LLC
Industry Capital Markets
Experience
Tanius Technology, LLC   January 2015 - Present
ICBC (Asia)   July 2014 - August 2014
Southwest Securities   December 2013 - February 2014
Industrial Bank Co., Ltd. Chongqing Branch   July 2011 - August 2011

Skills
Eclipse, OpenCV, C++ Language, Java, Objective-C, SQL, Visual Studio, Microsoft Office, MySQL, Economics, Econometrics, Stata, Ruby on Rails, Ruby, Microsoft Word, PowerPoint, Microsoft Excel, MFC, Matlab, R

Education
University of Wisconsin-Madison   2013 — 2015
Master of Science (M.S.), Economics, 3.7/4.0

The University of Chicago   2012 — 2013
Master of Science (MS), Computer Science, 3.50/4.0

Beijing Institute of Technology   2008 — 2012
Bachelor of Science (BS), Computer Science, GPA: 3.7/4.0

Aaron Fletcher Aaron Fletcher Dallas/Fort Worth Area Details
Aaron Fletcher's Southwest Securities Experience December 2004 - May 2012
Job Managing Director: Financial Strategy & Implementation at OPHDE Advisors, LLC
Industry Financial Services
Experience
OPHDE Advisors, LLC   Vice President Public FinanceSterne AgeeJanuary 2014 - April 2015
M.R. Beal & Company   March 2013 - December 2013
M.E. Allison & Co., Inc.   July 2012 - February 2013
Southwest Securities   December 2004 - May 2012
Ernst & Young  October 1997 - December 2004

Skills
Financial Analysis, Financial Modeling, Municipal Bonds, Municipal Law, Debt Restructuring, Debt Management, Public Speaking

Education
University of Kentucky   1994 — 1996
Bachelor, Business Administratioin

University of Memphis   1999 — 2000
MBA, Finance

Auburn University

Bruce Chisholm Bruce Chisholm Dallas/Fort Worth Area Details
Bruce Chisholm's Southwest Securities Experience June 1987 - June 1997
Job Delivering smoothrunning operations through expertise in systems analysis and management
Industry Telecommunications
Experience
AT&T  March 2005 - September 2014
SBC Southwestern Bell   March 2001 - March 2005
MCI Worldcom  September 1999 - March 2001
Affiliated Computer Services, ACS  July 1997 - August 1999
Southwest Securities   June 1987 - June 1997

Skills
Unix, Network Administration, VoIP, Servers, Disaster Recovery, Integration, Telecommunications, System Administration, Troubleshooting, Security, Networking, Databases, Operating Systems, Testing, Management, Hardware, Customer Service, Process Improvement, Enterprise Software

Education
Texas Tech University
Business Administration and Management, General

Mountain View College
Business Administration and Management, General

Jon Dunphy Jon Dunphy Dallas/Fort Worth Area Details
Jon Dunphy's Southwest Securities Experience December 2011 - April 2014
Job Business Analyst 3 at Santander Consumer USA Inc.
Industry Financial Services
Experience
Santander Consumer USA Inc.  April 2014 - Present
Southwest Securities   December 2011 - April 2014
JPMorgan Chase  April 2011 - December 2011
Clear Capital  September 2009 - April 2011
Clear Capital  July 2007 - August 2007

Skills
Business Analysis, User Acceptance Testing, Business Planning, Analytics, Banking, Testing, Management, Marketing, Process Improvement, Operations Management, Project Management, Software Development, Business Process, Analysis

Education
California State University-Chico   2005 — 2009
Business Administration, Management and Entrepreneurship

San Jose State University   2008 — 2008
Business Admin, Management

Los Gatos High School   1999 — 2003

Megan D'Ambra Megan D'Ambra Powder Springs, Georgia Details
Megan D'Ambra's Southwest Securities Experience May 2012 - July 2012
Job Customer Success Manager at FotoIN
Industry
Experience
FotoIN   June 2014 - Present
Georgia Tech Campus Recreation Center  April 2012 - May 2014
Southwest Securities   May 2012 - July 2012

Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Public Speaking, Social Media, Customer Service, Research, Data Analysis, Team Leadership, Event Planning, Leadership, Time Management, Communication, Project Management, Teamwork

Education
Georgia Institute of Technology   2010 — 2014
Bachelor of Science Degree, History, Technology, and Society

Carl Harrison High School   2006 — 2010

Craig Taggart MBA Craig Taggart MBA Orange County, California Area Details
Craig Taggart MBA's Southwest Securities Experience March 2003 - August 2006
Job Managing Director BCC Capital Partners
Industry Investment Banking
Experience
Compliance Online The Largest GRC Advisory Network   June 2014 - Present
BCC Capital Partners   June 2013 - Present
Meritage Partners   January 2010 - June 2013
Browndorf PEM, LLC   September 2008 - October 2010
Manufacturers Bank  June 2007 - September 2008
Capital Partners Investment Banking Group   June 2006 - June 2007
Southwest Securities   March 2003 - August 2006
UBS Wealth Management  May 2002 - March 2003

Skills
Business Management, Investments, M&A experience, Private Equity, Valuation, Equities, Hedge Funds, Debt, Portfolio Management, Alternative Investments, Management, Mergers, Due Diligence, Financial Markets, Fixed Income, Options, Financial Analysis, Strategy, Strategic Financial..., Mergers & Acquisitions, Asset Allocation, Financial Advisory, Investment Banking, Venture Capital, Trading, Private Placements, Financial Structuring, Emerging Markets, Capital Markets, Funding, Restructuring, Financial Services, Financial Modeling, Corporate Finance, Securities, Business Valuation, Structured Finance, Divestitures, Corporate Development, Deal Sourcing, Investor Relations, Series 7, Mutual Funds, Investment Strategies, Capital, Project Finance, Investment Management, LBO, Asset Management, Investment Advisory

Education
Pepperdine University, The George L. Graziadio School of Business and Management   2011 — 2011
Certified Merger & Acquisition Advisor Program, M & A Credential program

San Diego State University-California State University   1996 — 1998
MBA, Finance

California State University-Northridge   1989 — 1994
BA, Psychology

Julie Bales Julie Bales Hampton, Virginia Details
Julie Bales's Southwest Securities Experience June 2012 - January 2014
Job
Industry Banking
Experience
Southwest Securities   June 2012 - January 2014
Southside Bank  July 2008 - June 2012

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, HTML

Education
Kilgore College   2008 — 2010
Associate of Science (AS)

Hao (Mac) Chen Hao (Mac) Chen Waltham, Massachusetts Details
Hao (Mac) Chen's Southwest Securities Experience June 2013 - August 2013
Job MSF Student at Bentley University
Industry Financial Services
Experience
Southwest Securities   June 2013 - August 2013
The Export-Import Bank of China  May 2013 - June 2013
Industrial and Commercial Bank of China  July 2011 - August 2011
China Council For The Promotion Of International Trade  January 2010 - February 2010

Skills
Microsoft Excel, PowerPoint, Bloomberg, Microsoft Word, Economics, Financial Analysis, Quantitative Analytics, Data Analysis, Teamwork, SQL, SPSS

Education
Bentley University   2012 — 2014
Master of Scinence in Finance

University of Indianapolis   2010 — 2012
Bachelor of Arts (B.A.), International Business

Charles Spiegel Charles Spiegel Waxahachie, Texas Details
Charles Spiegel's Southwest Securities Experience August 2013 - Present
Job Relationship Manager at Southwest Securities
Industry Banking
Experience
Southwest Securities   August 2013 - Present
Comerica Bank  September 2012 - August 2013
Regions Financial Corporation  October 2010 - November 2012
BBVA Compass  August 2008 - October 2010
Chase  July 2007 - August 2008
HEB  September 2003 - June 2007

Skills
Series 6, Series 63, General Insurance, Banking, Sales, Leadership, CRM, Loans, Business Development, Relationship Management, Sales Management, Customer Satisfaction, Management, Marketing, Credit, Customer Service, Direct Sales

Education
Midlothian High School   1998 — 2002

Blinn College
Agricultural Business and Management

Navarro College

Tim Hamick Tim Hamick Dallas/Fort Worth Area Details
Tim Hamick's Southwest Securities Experience October 2007 - October 2009
Job Investor, Entrepreneur, Advisor, Strategist, Innovator, Technologist, Marketer
Industry Investment Management
Experience
SparkTen Partners   August 2014 - Present
DAN Fund I and DAN Fund II   December 2013 - Present
Entrepreneurs' Organization  July 2013 - July 2015
BubbleLife Media  May 2012 - July 2013
2ndLAW Media   April 2010 - May 2013
WhatYouCan.do   April 2011 - December 2012
Southwest Securities   October 2007 - October 2009
SWS Group   October 2007 - October 2009
Merrill Lynch & Co.   April 2004 - September 2007
ABN AMRO Incorporated  May 1997 - April 2004

Skills
Lead Generation, Online Advertising, Web Design, Online Marketing, SEO, SEM, Social Media Marketing, PPC, Email Marketing, Web Analytics, Google Adwords, Affiliate Marketing, Digital Marketing, Google Analytics, Blogging, Mobile Marketing, Website Development, Digital Strategy, Web Development, Search Advertising, Online Branding, Keyword Research, Online Lead Generation, Conversion Optimization, Digital Media, Online Reputation..., Landing Page..., Yahoo Search Marketing, Online Journalism, Web Content, Online Publishing, SMS Marketing, Options, Electronic Trading, Electronic Trading..., Trading Systems, Equities, Equities Technology, Market Structure, Integrated Marketing, Marketing Strategy, Marketing, Market Research, Salesforce.com, Advertising, Business Development, Customer Acquisition, Strategy, Entrepreneurship

Education
Marquette University   1987 — 1991
BS, Business Administration with a concentration in Accounting

St. Viator High School   1984 — 1987

Donald Laurence, Jr Donald Laurence, Jr San Antonio, Texas Details
Donald Laurence, Jr's Southwest Securities Experience August 2003 - February 2007
Job First Vice President, Investment Officer, CRC®, CFP® at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Nebens Laurence Wealth Management, Wells Fargo Advisors, LLC   February 2007 - Present
Southwest Securities   August 2003 - February 2007
UBS  July 2000 - August 2003

Skills
Retirement Planning, Management, Financial Advisory, Mutual Funds, CRM, Investments, Finance, Financial Services

Education
Baylor University   1991 — 1996
Bachelor of Science in Education, Education

Texas A&M University-Kingsville   1997 — 1998
Master of Science in Educational Administration, Education

Brad Whitt Brad Whitt Dallas/Fort Worth Area Details
Brad Whitt's Southwest Securities Experience 2000 - 2004
Job Director of Software Research at OTR Global
Industry Research
Experience
OTR Global  October 2011 - Present
Gleacher & Company, Inc.   October 2007 - August 2011
RBC Capital Markets  March 2004 - September 2007
Southwest Securities   2000 - 2004

Skills
Equity Research, Capital Markets, Financial Modeling, Equities, Hedge Funds, Corporate Development, Enterprise Software, Valuation, Mergers, Series 7, Portfolio Management, Asset Managment, Due Diligence, Venture Capital, Corporate Finance

Education
Wake Forest University - Babcock Graduate School of Management   1995 — 1997
MBA

Appalachian State University   1981 — 1985
BSBA, International Business

Angela Kirby-West Angela Kirby-West Dallas/Fort Worth Area Details
Angela Kirby-West's Southwest Securities Experience October 2006 - July 2009
Job Loan Servicing
Industry Banking
Experience
Wells Fargo  August 2013 - June 2014
Colonial Savings, F.A.   July 2012 - May 2013
Regions Bank  July 2009 - July 2012
Southwest Securities   October 2006 - July 2009
First National Bank  September 2004 - June 2006
Point Bank  July 2001 - September 2004
TEXAS BANK  April 2001 - July 2001
FIRST STATE BANK OF TEXAS  July 1999 - March 2001

Skills
Commercial Lending, Loans, SBA, Commercial Banking, Banking, Loan Operations, Administrative..., Consumer Lending, Customer Service, Loan Servicing, Loan Documents, Document Imaging, Loan Origination, Account Reconciliation, Transaction Processing, Financial Services, Construction Loans, Office Administration, Credit, Hands-on Problem Solver, Work in A Fast Paced..., Multitasking Skills, Research, Credit Analysis, Quality Control, Compliance, Customer Satisfaction, Data Entry

Education
University of North Texas   2004 — 2007
Business

North Central Texas College   1998 — 2004
Associates of Arts

Robert Torrez Robert Torrez Long Beach, California Details
Robert Torrez's Southwest Securities Experience September 2004 - March 2006
Job Consultant/Owner
Industry Financial Services
Experience
Consultant/Business Owner   June 2012 - Present
City of Lynwood  May 2008 - June 2012
City of Burbank  April 2006 - April 2008
Southwest Securities   September 2004 - March 2006
City of Long Beach  May 1988 - June 2004

Skills
Financial Analysis, Contract Negotiation, Managerial Finance, Strategic Planning, Forecasting, Financial Reporting, Team Leadership, Risk Management, Policy, Budgets, Analysis, Program Management, Leadership, Organizational..., Government, Process Improvement, Project Planning, Nonprofits, Employee Relations, Local Government, Public Speaking, Economic Development, Human Resources, Team Building, Management Consulting, Performance Management, Public Administration, Policy Analysis, Grants, Public Policy, Microsoft Excel, Coaching, Community Development, Accounting, Management, Finance, Investments, Community Outreach, Financial Modeling, Portfolio Management

Education
California State Polytechnic University-Pomona
Bachelor's degree

Aaron Handler Aaron Handler Dallas/Fort Worth Area Details
Aaron Handler's Southwest Securities Experience June 1997 - April 2000
Job CoFounder and Partner at Elm Creek Partners
Industry Venture Capital & Private Equity
Experience
Elm Creek Partners   July 2006 - Present
Red River Ventures   February 2001 - June 2006
ServiceLane   April 2000 - December 2000
Southwest Securities   June 1997 - April 2000

Skills
Private Equity, Mergers, Due Diligence, Valuation, Investments, Private Placements, Venture Capital, Financial Modeling, Mergers & Acquisitions, Equities, Strategy, Hedge Funds, Corporate Development, Alternative Investments, Financial Analysis, Acquisitions, Equity Research, Business Valuation, Entrepreneurship, Investor Relations, Investment Banking, Finance, LBO, Corporate Finance, Financial Structuring, Portfolio Management, Securities, Asset Management, Restructuring, Capital Markets

Education
Texas Christian University   1995 — 1997
MBA, Finance, General

Texas Christian University - M.J. Neeley School of Business   1995 — 1997
MBA, Finance

Boston University   1990 — 1994
BA, Psychology

Dana Earl Richardson Dana Earl Richardson Dallas/Fort Worth Area Details
Dana Earl Richardson's Southwest Securities Experience October 1997 - July 1998
Job Offers 20 years of proven abilities to implement effective decision processes, minimize missioncritical down time
Industry Information Technology and Services
Experience
Tint Shop & Accessories,   July 2010 - Present
PepsiCo, Inc., Plano, TX / r2 Technologies, Dallas, TX   December 2005 - January 2010
Hewlett-Packard Corp., Palo Alto, CA / Stream International, Inc, Richardson, TX   September 2005 - December 2005
Sprint Corp.  November 1999 - March 2004
Sabre, Inc. (formerly The SABRE Group, Inc)   July 1998 - September 1999
Southwest Securities   October 1997 - July 1998
DURACOM Computer Systems   September 1996 - October 1997

Skills
CompTIA A+ Ceritified..., Windows 2000 Server..., Windows 2000..., Windows 2000 Essentials..., #1 in Problem Ticket..., Authorized Toshiba..., Level II..., Level III..., Phone and on-site..., IMAC coordination, Quality Control..., Phone Tech Support, Customer Service, PC / Server Production, Systems Engineer, installing and..., PC/LAN Administrator, Support Analyst, System Migration, Migration Projects, Remote Access, On-site Support, NEC, NEC NEAX2400 PBX..., SCIM Codes with EA Admin, HP Printers, HP All-In-One Device..., Cabling, Network Security, Data Security, Mobile Technology, Wireless Solutions, Real Time, HP, A+, A+ Certified, Windows Server, Dell PowerEdge Servers, Toshiba, Technical Support, Wireless, VMware, Blackberry Enterprise..., Troubleshooting, XP, Help Desk Support, Laptops, VPN, Routers, TCP/IP

Education
Dallas County Community College   1984 — 2001
Associate of Arts and Sciences (A.A.S.), Computer and Information Systems Security/Information Assurance

Mesquite High School   1981 — 1984
G.E.D.

Turk Kiris Turk Kiris Greater New York City Area Details
Turk Kiris's Southwest Securities Experience July 2008 - August 2008
Job Account Manager at SHI International Corp.
Industry Information Technology and Services
Experience
SHI International Corp.  April 2015 - Present
Hewlett-Packard  2014 - 2015
Prudential Financial  October 2014 - December 2014
Kiris Ani LLC   June 2010 - September 2013
Unilever  May 2012 - August 2012
Turkcell  May 2011 - August 2011
Southwest Securities   July 2008 - August 2008
Lehman Brothers  June 2008 - July 2008

Skills
Search Engine..., Customer Marketing, Strategic Finance, Stock Loan, Financial Analysis, Microsoft Office, Market Research, Brand Management, Microsoft Excel, Public Speaking, Consumer Behaviour, PowerPoint, Market Planning, Brand Development, Product Innovation, Consumer Products, Marketing Research, Product Development, Market Analysis, B2B Marketing

Education
Biotech

Emory University - Goizueta Business School

Emory University - Goizueta Business School
BBA, Finance & Marketing

Patti Mauro Patti Mauro Dallas/Fort Worth Area Details
Patti Mauro's Southwest Securities Experience April 2011 - April 2014
Job Program Manager, IT Program & Project Management at SonexusHealth A Cardinal Health Specialty Solutions Company
Industry Writing and Editing
Experience
SonexusHealth - A Cardinal Health Specialty Solutions Company   April 2014 - Present
Southwest Securities   April 2011 - April 2014
n/a-freelance  June 2010 - April 2011
JPMorgan Chase  March 2002 - June 2009
DTCC  July 1988 - February 2002

Skills
Public Speaking, Microsoft Office, Change Management, Teaching, Social Media, Project Management, Strategic Planning, Organizational..., Team Leadership, Marketing, Leadership, Program Management, Management, Training, Requirements Analysis, Business Analysis, Process Improvement

Education
New York University - Leonard N. Stern School of Business   1992 — 1996
MBA, Finance, International Business

Muskingum College   1984 — 1988
BA, Accounting, Economics

Rob Damron Rob Damron Greater Milwaukee Area Details
Rob Damron's Southwest Securities Experience 2001 - 2003
Job Investment Manager at Baraboo Growth
Industry Investment Management
Experience
Baraboo Growth   October 2014 - Present
1492 Capital Management, LLC   2008 - 2014
21st Century Equities   2003 - 2008
Southwest Securities   2001 - 2003
Cleary Gull  1996 - 2001
Key Bank  1992 - 1996

Skills
Equity Research, Equities, Portfolio Management, Asset Management, Financial Modeling, Asset Allocation, Investments, Private Equity, Valuation, Mutual Funds, Sell Side, Series 7

Education
Cleveland State University   1991 — 1991
MBA, Management

Miami University   1984 — 1988
Bachelor of Science, Finance

John A Magadini, Jr. John A Magadini, Jr. San Francisco Bay Area Details
John A Magadini, Jr.'s Southwest Securities Experience December 2008 - August 2009
Job Financial Advisor, Associate Vice President, Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   August 2009 - Present
Burning Man Project  August 2004 - Present
Southwest Securities   December 2008 - August 2009
ML Stern Investment Securities   May 1993 - August 2009
Sunshine Freestyle   September 1991 - May 1995
Tenpro Corp.   September 1989 - July 1991

Education
UC Berkeley, ext.   2011 — 2013
CFP Certificate Program, Personal Finance

Merrimack College   1985 — 1989
BS, Economics & Finance

Prep School - Kent   1980 — 1983

JT Zhang JT Zhang Pittsburgh, Pennsylvania Details
JT Zhang's Southwest Securities Experience December 2012 - January 2013
Job MSCF Candidate at Carnegie Mellon University
Industry Financial Services
Experience
Deutsche Bank  June 2014 - August 2014
Haitong Securities  August 2013 - August 2013
PwC  July 2013 - July 2013
Southwest Securities   December 2012 - January 2013
University of Notre Dame  August 2012 - December 2012

Skills
Excel, Business Writing, C++, Wind Financial Terminal, SPSS, Mandarin, Access, Matlab, Microsoft Excel, Microsoft Office, Microsoft Word, Photoshop, PowerPoint, Public Speaking

Education
Carnegie Mellon University - Tepper School of Business   2015 — 2017
MSCF

University of Notre Dame   2011 — 2015

Shenzhen Middle School

J Darrell Stiles, CFP®, CDFA™, APMA® J Darrell Stiles, CFP®, CDFA™, APMA® Dallas/Fort Worth Area Details
J Darrell Stiles, CFP®, CDFA™, APMA®'s Southwest Securities Experience January 1997 - December 2001
Job Financial Advisor, Vice President, CERTIFIED FINANCIAL PLANNER™ practitioner at Ameriprise Financial Services
Industry Financial Services
Experience
Ameriprise Financial  March 2009 - Present
Banc of America Investments  September 2004 - March 2009
Southwest Securities   January 1997 - December 2001

Education
Texas State University-San Marcos   1991 — 1995
Finance

College for Financial Planning
CFP®, CERTIFIED FINANCIAL PLANNER™

College for Financial Planning
APMA®, Accredited Portfolio Management Advisor

Robbie Simpson Robbie Simpson San Antonio, Texas Details
Robbie Simpson's Southwest Securities Experience April 2004 - August 2007
Job Measurement Assurance Specialist at Valero Energy Corporation
Industry Oil & Energy
Experience
Valero Energy Corporation  September 2014 - Present
Valero Energy Corporation  September 2013 - September 2014
Valero Energy Corporation  August 2007 - August 2013
Southwest Securities   April 2004 - August 2007

Skills
Financial Reporting, Account Reconciliation, Variance Analysis, General Ledger, Forecasting, Accounting, Accruals, Fixed Assets, GAAP, Sarbanes-Oxley Act, Financial Accounting, Internal Controls, Auditing, SAP

Education
Angelo State University   1999 — 2003
Bachelor of Business Administration (B.B.A.), Accounting

Gary Guyton Gary Guyton Dallas/Fort Worth Area Details
Gary Guyton's Southwest Securities Experience December 2000 - March 2004
Job Director of Planning and Investor Relations at Comstock Resources
Industry Oil & Energy
Experience
Comstock Resources  April 2013 - Present
Williams Financial Group  October 2012 - March 2013
Guyton Holdings   November 2010 - October 2012
Global Hunter Securities  May 2010 - November 2010
SMH Capital  June 2007 - April 2010
Aperion Group   May 2004 - June 2007
Southwest Securities   December 2000 - March 2004
J.C. Bradford   June 1998 - July 2000
Howard Weil  December 1995 - June 1998
McDermott International  June 1993 - December 1995

Skills
Asset Management, Equity Research, Investments, Equities, Valuation, Financial Modeling, Portfolio Management, Financial Analysis, Trading, Excel, Statistics, Technical Analysis, Energy, Business Valuation, New Business Development, Research, Series 7, Series 63, Series 86, Series 87, Series 24, Hedge Funds, Options, Trading Strategies, Commodities, Proprietary Trading, Equity Trading, Equity Valuation, Investment Strategies, Private Equity, Salesforce.com, Investor Relations, Investment Banking, Risk Management, Commodity, Capital Markets

Education
Tulane University - A.B. Freeman School of Business   1991 — 1995
M.B.A., Business

Georgia Institute of Technology   1985 — 1989
B.C.E., Civil Engineering

Larry Cervetti Larry Cervetti Greater Memphis Area Details
Larry Cervetti's Southwest Securities Experience 1992 - 1994
Job CEO at Mattei's Garage, LLC
Industry Financial Services
Experience
Mattei's Garage, LLC   June 2011 - Present
Duncan-Williams  May 2009 - May 2011
Banc of America Investments  December 2007 - March 2009
FTN Midwest  June 2001 - September 2007
Suntrust Equitable   1998 - 2001
Principal Financial Securities  February 1994 - December 1997
Southwest Securities   1992 - 1994
First Tennessee Bank  1988 - 1990
Morgan Keegan  September 1986 - August 1988

Skills
Series 7

Education
Southern Methodist University - Cox School of Business   1990 — 1991
MBA

Haslam College of Business at the University of Tennessee   1982 — 1986
BS, Finance

Christian Brothers High School   1977 — 1982

Kaitlin Elledge Kaitlin Elledge Dallas/Fort Worth Area Details
Kaitlin Elledge's Southwest Securities Experience June 2010 - August 2010
Job Account Executive, MetLife Group Voluntary & Worksite Sales
Industry Financial Services
Experience
MetLife  September 2011 - Present
Austin College  February 2008 - May 2011
Southwest Securities   June 2010 - August 2010
UT Southwestern Medical Center at Dallas  January 2009 - January 2009
StageWorks  2006 - 2009

Skills
Construction, Finance, Stage Management, Event Management, Organization, Event Planning, Time Management, PowerPoint, Microsoft Office, Research, Microsoft Excel, Microsoft Word, Social Networking, Strategic Planning, Spanish, Sales, Public Speaking, Marketing, Negotiation, Customer Service, Management, Analysis, Social Media, Data Analysis, Public Relations, Social Media Marketing, Team Building, Team Leadership

Education
The University of Texas at Austin - Red McCombs School of Business   2014 — 2016
MBA

Austin College   2007 — 2011
BA, Business Administration, Spanish

Fort Worth Country Day   2003 — 2007

David P Cohen David P Cohen Greater New York City Area Details
David P Cohen's Southwest Securities Experience January 2012 - July 2013
Job Director at Specialized Performance Advisory Group
Industry Financial Services
Experience
Specialized Performance Advisory Group   January 2014 - Present
Southwest Securities   January 2012 - July 2013
RBC Wealth Management  November 2001 - October 2011
Tucker Anthony Incorporated  April 1997 - November 2001
Tucker Anthony Incorporated  May 1995 - April 1997
Putnam Investments  December 1993 - February 1995
Boston Scientific  March 1992 - November 1993

Skills
Portfolio Management, Bloomberg, Trading, Banking, Risk Management, Structured Products, Series 7, Marketing, Fixed Income, Investments, Capital Markets, Strategic Financial..., Series 24, Derivatives, Hedge Funds, Customer Service, Finance, Securities, Retail, Sales, Alternative Investments, Bonds, Equities, Mutual Funds, Series 63, FINRA, Wealth Management, Financial Markets, Investment Banking

Education
Emory University   1987 — 1991
Bachelor of Arts & Sciences, Political Science and Psychology

Wayland High School   1983 — 1987

John R. Adams John R. Adams Santa Fe, New Mexico Area Details
John R. Adams's Southwest Securities Experience November 1996 - November 2010
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James  November 2010 - Present
Southwest Securities   November 1996 - November 2010
Nobel/Sysco   June 1987 - November 1996
State of New Mexico  September 1973 - December 1986

Skills
Risk Management, Budgets, Retirement Planning, Investments, Series 7, Wealth Management, Strategic Planning, Strategic Financial..., Portfolio Management, Team Leadership, Mutual Funds, Securities, Investment Advisory, Estate Planning, Asset Managment, Market Research, Tourism

Education
Michigan State University   1969 — 1973
BA, James Madison College

Jonathan Meaney, CFP Jonathan Meaney, CFP Dallas/Fort Worth Area Details
Jonathan Meaney, CFP's Southwest Securities Experience January 2001 - May 2006
Job Wealth Manager / Financial Planner at Carter Financial Management
Industry Financial Services
Experience
Carter Financial Management  May 2006 - Present
Southwest Securities   January 2001 - May 2006

Skills
Strategic Financial..., Investments, Securities, Wealth, Retirement Planning, Wealth Management, Investment Advisory, Finance, Financial Planning, Certified Financial..., Estate Planning, Wealth Management..., Asset Allocation, Financial Analysis, Portfolio Management, 401k Rollovers, Licensed Life & Health..., Retirement, Risk Management, Asset Management, Financial Advisory

Education
Louisiana Tech University   1996 — 2000
BS, Business Administration

Southern Methodist University   2005 — 2007
Professional Certification, Financial Planning

Rachelle Anderson Rachelle Anderson Duncanville, Texas Details
Rachelle Anderson's Southwest Securities Experience September 1995 - July 1997
Job Education Management & Global eLearning Professional
Industry Education Management
Experience
Dallas Independent School District  August 2015 - Present
Duncanville ISD  August 2010 - July 2015
Richardson ISD  August 2007 - August 2010
Wells Fargo  July 1997 - August 2000
Southwest Securities   September 1995 - July 1997

Skills
Microsoft Office, Instructional Design, Behavior Management, Dependable Team Player, Communication Skills, Conflict Resolution, Crisis Prevention..., Early Childhood..., 10 Key, Project Management, Classroom, Lesson Planning, Curriculum Design, Teaching, Differentiated..., Elementary Education, Classroom Management, Social Studies, Curriculum Development, Language Arts, Instructional Technology, IEP, RTI, Guided Reading, Technology Integration, Mathematics Education, Gifted Education, Data Driven Instruction, Tutoring, Science Education, Project-based Learning, Parent-Teacher..., Professional Learning..., Educational Technology, Integrating Technology..., E-Learning, 21st Century Skills, PBIS, Adult Education, K-12, Individualized..., Inquiry-based Learning, Learning Styles, Curriculum Assessment, Classroom Assessment, Technology Education, K-12 Education, Organizational..., Educational Leadership, Public Speaking

Education
Texas A&M University-Commerce   2014 — 2015
Master of Science (MS), Global e-Learning, Educational Leadership; GPA 4.0

The University of Texas at Arlington   2004 — 2007
BS, Interdisciplinary Studies, Major GPA: 4.0; Overall GPA: 3.778

Eastfield College   1997 — 2001
Associate of Arts (AA), Liberal Arts

Cristina Migliorini (Murphy) Cristina Migliorini (Murphy) Greater New York City Area Details
Cristina Migliorini (Murphy)'s Southwest Securities Experience January 2003 - September 2006
Job AVP, Client Relationship Manager at Barclays Capital
Industry Investment Banking
Experience
Barclays Capital  May 2012 - Present
Barclays Capital  April 2010 - May 2012
Barclays Capital  September 2006 - April 2010
Southwest Securities   January 2003 - September 2006

Skills
Series 7, Series 63, Fixed Income, Middle Office, Securities, Bloomberg, Bonds, Customer Service, Project Management, Back Office, Manage Client..., Trading, Credit, FX Options, Derivatives, FX, Credit Derivatives, Swaps

Education
Manhattan College   1998 — 2002

Notre Dame

Notre Dame

Brent Amos Brent Amos Visalia, California Area Details
Brent Amos's Southwest Securities Experience January 2014 - Present
Job Vice President, Western Regional Relationship Manager at Southwest Securities
Industry Banking
Experience
Southwest Securities   January 2014 - Present
Bank of the Sierra  November 2013 - December 2013
Bank of the Sierra  2008 - November 2013
Bank of the Sierra  September 2005 - March 2010
Clear Oak Partners, Ltd.   January 2004 - September 2005
Independent Bank of Texas  August 2003 - January 2004
TIB - The Independent BankersBank  August 2001 - August 2003
TIB Service Company   July 2000 - August 2001
FDIC Division of Supervision   October 1998 - July 2000
FDIC - Division of Finance   May 1998 - October 1998

Skills
Banking, Credit, Asset Based Lending, Underwriting, Risk Management, Credit Analysis, Mortgage Lending, Mortgage Banking, Portfolio Management, Finance, Loans, Warehouse Lending, Superior written &..., Loan Review, Project Management, Regulatory Interactions, Sales, Non-profit Finance, Loan Origination, Commercial Lending, Real Estate, Management, Credit Risk, Commercial Banking, Consumer Lending, Due Diligence, Residential Mortgages, Refinance, Mortgage Underwriting, Asset Management, Funding, FHA, Construction Loans, Loss Mitigation, USDA, FHA financing, Real Estate Financing, Loan Servicing, VA loans, Commercial Real Estate, Reverse Mortgages

Education
Baylor University - Hankamer School of Business   1993 — 1998
Bachelor of Business Administration (BBA), Finance, General

Lisa Posey Lisa Posey Dallas/Fort Worth Area Details
Lisa Posey's Southwest Securities Experience January 2000 - December 2003
Job ....
Industry Financial Services
Experience
Oppenheimer  February 2011 - December 2013
Williams Financial Group  January 2010 - February 2011
Merrill Lynch  August 2007 - February 2009
Morgan Stanley  December 2003 - August 2007
Southwest Securities   January 2000 - December 2003

Education
Dallas County Community College   1994 — 1995
Office Technology

Alexander Crabbe Alexander Crabbe Greater New York City Area Details
Alexander Crabbe's Southwest Securities Experience June 2006 - August 2006
Job GFI Group
Industry Accounting
Experience
GFI Group  January 2013 - Present
PricewaterhouseCoopers  September 2010 - December 2012
PricewaterhouseCoopers  January 2010 - April 2010
Corporate Consulting Services  September 2006 - April 2007
Southwest Securities   June 2006 - August 2006

Skills
Alternative Investments, Private Equity, Hedge Funds, REIT, Mutual Funds, SOX 404, Financial Audits, Business Analysis, Process Improvement, Security Analysis, Microsoft Excel, Internal Controls, Analysis, Auditing, Financial Accounting, Accounting, Financial Reporting, Financial Analysis, Financial Modeling, Valuation, Sarbanes-Oxley Act

Education
Northeastern University - Graduate School of Business Administration   2009 — 2010
MBA

Northeastern University - Graduate School of Business Administration   2009 — 2010
Master of Science in Accounting

Fordham University   2005 — 2009
Bachelor of Science in Business Administration, Major in Finance

John Weerts John Weerts Walnut Creek, California Details
John Weerts's Southwest Securities Experience July 2004 - May 2010
Job Credit Analysis & Due Diligence Reviews at Contractor/Consulting
Industry Banking
Experience
Contractor/Consulting   May 2014 - Present
Pacific Premier Bank  January 2013 - June 2013
Gateway Bank, FSB  February 2012 - January 2013
Southwest Securities   July 2004 - May 2010
Popular Warehouse Lending   May 2003 - June 2004
First Collateral Services  September 2000 - May 2003
First Collateral Services  May 1997 - September 2000

Skills
Broker - California..., Credit, Loans, Mortgage Lending, Mortgage Banking, Credit Analysis, Accounting, Loan Origination, Auditing, Residential Mortgages, Relationship Management, Management, Financial Services, Finance, Due Diligence, Real Estate, Credit Risk, Underwriting, Risk Management, Executive Management, FHA, Sales, Banking, Sales Management, Commercial Lending, Warehouse Lending, Account Management, Site Visits, New Business Development, Business Development

Education
School of Mortgage Banking (Mortgage Bankers Association)   1996 — 1999
Graduated, Accredited Mortgage Professional

Cal Poly San Luis Obispo   1988 — 1991
Bachelor of Science (B.S.), Business Administration, Finance

Charles Dryer Charles Dryer Greater Los Angeles Area Details
Charles Dryer's Southwest Securities Experience January 2007 - December 2014
Job Financial Advisor at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial  December 2014 - Present
Southwest Securities   January 2007 - December 2014

Education
California State University-Long Beach   1972 — 1976
Bachelor of Arts (B.A.)

Liyang Fu Liyang Fu Chicago, Illinois Details
Liyang Fu's Southwest Securities Experience April 2013 - May 2013
Job Student at Illinois Institute of Technology
Industry
Experience
Angel Flight Marketing Services   February 2014 - May 2014
Industrial and Commercial Bank of China  May 2013 - June 2013
Southwest Securities   April 2013 - May 2013
Newvod   April 2012 - May 2012
Southwest Securities   July 2011 - August 2011

Skills
Finance, Banking, Financial Modeling, Analysis, Management, Marketing, Sales, Java, Microsoft Office, Microsoft Excel, PowerPoint, Windows, Microsoft Word, Data Analysis

Education
Illinois Institute of Technology   2013 — 2015
Master of Science (MS), Finance

Ningbo Institute of Technology, Zhejiang University   2009 — 2013
Bachelor of Management, Information System and Information Management, GPA 3.26/4.0

Alex Trotta Alex Trotta New York, New York Details
Alex Trotta's Southwest Securities Experience June 2010 - February 2011
Job Business Development & Program Management at VentureOutNY
Industry Program Development
Experience
VentureOutNY  April 2015 - Present
DreamIt Ventures  January 2015 - May 2015
VentureOutNY  December 2014 - April 2015
Host Committee  May 2014 - October 2014
Synduit LLC  November 2013 - February 2014
Allied Integrated Marketing  January 2012 - November 2013
Spotlight Ticket Management  January 2011 - December 2011
Southwest Securities   June 2010 - February 2011

Skills
Social Media Marketing, Business Development, Salesforce.com, Marketing Strategy, Social Media, Marketing, Social Networking, Digital Media, Digital Marketing, Advertising, Email Marketing, Press Releases, Market Research, Event Planning, Microsoft Office, Management, Publicity

Education
Indiana University - Kelley School of Business   2006 — 2010
BS, Finance

Indiana University Bloomington   2006 — 2010
BS, Finance

Ronnie Hansen Ronnie Hansen Dallas/Fort Worth Area Details
Ronnie Hansen's Southwest Securities Experience November 2012 - January 2015
Job Bank President for PlainsCapital Bank
Industry Banking
Experience
PlainsCapital Bank  November 2012 - Present
Southwest Securities   November 2012 - January 2015
BBVA Compass  February 2004 - November 2012
BBVA Compass  February 2004 - October 2012
Coventry Mortgage   January 2002 - January 2004
Bank of America  January 1997 - December 2001

Skills
Loans, Real Estate, Commercial Banking, Credit, Commercial Real Estate, Credit Analysis, Portfolio Management, Financial Analysis, Commercial Lending, Small Business Lending, Financial Risk, Banking, Finance, Risk Management, Consumer Lending, Loan Origination

Education
Howard Payne University   1985 — 1989
BBA Double Major, Finance and Economics

Howard Payne University   1985 — 1989
Bachelor’s Degree, Duel Major Finance & Economics

Tammy Mercier Tammy Mercier Tampa/St. Petersburg, Florida Area Details
Tammy Mercier's Southwest Securities Experience April 1999 - May 2000
Job Operations Manager at Raymond James Financial
Industry Financial Services
Experience
Raymond James Financial Inc.  June 2000 - Present
Raymond James Financial Inc.  May 2005 - January 2011
Raymond James Financial Inc.  February 2004 - May 2005
Raymond James Financial Inc.  July 2002 - February 2004
Raymond James Financial Inc.  June 2000 - July 2002
Southwest Securities   April 1999 - May 2000
Calton & Associates, Inc.   1997 - March 1999

Skills
Series 7, Securities, Mutual Funds, Asset Managment, Investments, Operations Management, Equities, Investment Advisory, Financial Services, Trading, Back Office, User Acceptance Testing, Alternative Investments, Asset Management, Investment Banking

Education
Suffolk County Community College   1989 — 1991
Associate's degree, Accounting

Oklahoma State University
Finance, General

Marc McCain Marc McCain Dallas/Fort Worth Area Details
Marc McCain's Southwest Securities Experience 2001 - 2001
Job Brokerage Compliance Tester at Capital One
Industry Financial Services
Experience
Capital One  January 2015 - Present
Scottrade  December 2012 - September 2014
Apex Clearing  August 2012 - December 2012
Penson Financial Services  December 2006 - August 2012
Southwest Securities   2001 - 2001

Skills
Series 7, Securities, Options, Equities, Equity Trading, Trading, Bloomberg, Fixed Income, Hedge Funds, Electronic Trading, Trading Systems, Series 24, Bonds, Portfolio Management, Financial Markets, FINRA, Securities Lending, Mutual Funds, ETFs, Alternative Investments, Series 63, Financial Services, Bloomberg Terminal, Asset Management, Investments, FX Options, Capital Markets, Market Data, Derivatives, Investment Banking, Risk Management, Management

Education
College of Charleston   2003 — 2006
Bachelors of Science, Economics

Brandi Holland Brandi Holland Indianapolis, Indiana Area Details
Brandi Holland's Southwest Securities Experience February 2013 - April 2015
Job Tech Support
Industry Wireless
Experience
Apple  June 2015 - Present
Flashlights   December 2013 - Present
Southwest Securities   February 2013 - April 2015
Western Rim Property Services  May 2012 - January 2013
ADESA  September 2008 - December 2011

Skills
Invoicing, Account Reconciliation, Accounting, Microsoft Excel, Accounts Payable, Training, Team Building, SAP, Budgets

Education
Indiana University Bloomington
Sociology

North Central High School

Liz Nath Liz Nath Dallas/Fort Worth Area Details
Liz Nath's Southwest Securities Experience March 2013 - June 2013
Job Master Swim Coach and Trainer
Industry Health, Wellness and Fitness
Experience
The lakes at castle hills  May 2015 - Present
Independent Personal Trainer  January 2013 - Present
Triple Threat Tough   June 2014 - September 2015
Metanoia Fitness LLC   March 2013 - October 2013
Southwest Securities   March 2013 - June 2013
LA Fitness  January 2012 - April 2013
Sea Dragons Swim Team   June 2011 - April 2013
The Colony Aquatic Park   May 2005 - August 2011

Skills
Aerobics, Management, Fitness Training, Sports Coaching, Communication, Nutrition, NASM, Reliability, Music, Swim Instruction, Personal Training, Time Management, Violin, Piano, Corrective Exercise, Strength Training, Fitness, Nutritional Counseling, Weight, Weight Training, Kinesiology, Physical Therapy, Coaching, Pilates, Exercise Physiology, Cpr Certified, Endurance, Sports Nutrition, CPR Certified

Education
Texas Woman's University   2012 — 2016
Masters in Exercise Science and Minor in Nutrition, Kinesiology and Exercise Science

The University of Texas at Dallas   2011 — 2012
Biology

Collin County Community College   2009 — 2011
Associate of Science (A.S.), Science

the colony high

Jerome Aron Jerome Aron Los Angeles, California Details
Jerome Aron's Southwest Securities Experience September 2006 - April 2011
Job
Industry Financial Services
Experience
Financial West Group  April 2011 - Present
Southwest Securities   September 2006 - April 2011

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Strategic Planning, Budgets, Negotiation, Editing

Education
San Jose State University   2004 — 2006
Bachelor's degree, Business Administration and Management, General

Moorpark College   2001 — 2004
Associate of Arts (AA), General Studies

Veronika Dobeck Veronika Dobeck Cleveland/Akron, Ohio Area Details
Veronika Dobeck's Southwest Securities Experience 2001 - 2001
Job Freelance Translator/Interpreter
Industry International Trade and Development
Experience
Self-employed  1989 - Present
Future of Russia Foundation   2001 - 2005
Southwest Securities   2001 - 2001
University of North Texas  2000 - 2001
Medtechnoservice, Ltd.   1995 - 2000
Times Fiber Communications, Inc., Argus Technologies, Alpha Technologies.   1998 - 1998
National Reserve Bank   1997 - 1998
Y.C.S. International Ltd.   1997 - 1998
American Federation of Teachers  1996 - 1998
Arab Bank, Ltd.   1996 - 1998

Skills
Translation, Interpretation, Teaching English as a..., Foreign Languages, Interpreting, Training, Russian, Nonprofits, Research, ESL, International..., Teaching, English, Publishing, Linguistics

Education
Seattle University   1994 — 1994
Certificate in Teaching English as a Second Language

Lomonosov Moscow State University (MSU)   1984 — 1989
Master of Arts (M.A.), Linguistics

Matt Barber Matt Barber Dallas/Fort Worth Area Details
Matt Barber's Southwest Securities Experience May 2014 - Present
Job Intrapreneur & Driven Analyst
Industry Financial Services
Experience
Southwest Securities   May 2014 - Present
Matt Barber LLC   December 2013 - Present
Idhasoft SAP   June 2013 - February 2014
Gudmundr   May 2013 - February 2014
LaunchWorks   January 2013 - May 2013
IQPC  October 2011 - November 2012
Noble Group  July 2011 - October 2011
Northwestern Mutual Financial Group  December 2010 - March 2011
Camp Cedar  June 2009 - August 2010

Skills
Entrepreneurship, Business Analysis, Business Strategy, Business Intelligence, New Business Development, Research Project..., Market Analysis, Marketing Strategy, Program Management, Advertising, Business Analytics, Market Research, Team Leadership, Cross-functional Team..., Copywriting, Intrapreneurship, Management Consulting, Project Management, Guerrilla Marketing, Business Process..., Competitive Analysis, Presenter, Web Presence, Motivation, Leadership, Innovation, Innovation Management, Product Innovation, Product Development, Challenge Driven, Public Speaking, Marketing, Start-up Consulting, CRM, Strategy, Start-ups, Email Marketing, Lead Generation, B2B Marketing, Executive Management, Persuasiveness, Business Development, Management, Consulting, Marketing Research, Segmentation, Sales Process, Sales, Analysis, Analytics

Education
Oklahoma State University   2006 — 2011
Bachelors, Marketing/Entrepreneurship

Sarah Warren, PHR, SHRM-CP Sarah Warren, PHR, SHRM-CP Dallas/Fort Worth Area Details
Sarah Warren, PHR, SHRM-CP's Southwest Securities Experience March 2012 - September 2013
Job Human Resources Generalist Information Management Services Community at AlixPartners
Industry Human Resources
Experience
AlixPartners  September 2013 - Present
Southwest Securities   March 2012 - September 2013
Hickory Trail Hospital  September 2006 - February 2012
The Stanley Works  January 2006 - June 2006
ARAMARK - Baylor University Campus   April 2005 - December 2005
Harrington House Faculty Center   September 2002 - December 2004
Gayle's Hallmark Shop   June 2004 - August 2004
Walt Disney World College  August 2003 - January 2004

Skills
Human Resources, Employee Relations, Recruiting, Leadership, Management, Interviews, Personnel Management, Customer Service, Event Planning, Training, Onboarding, Payroll, Organizational..., Temporary Placement, Hiring, Microsoft Office, Ultipro, New Hire Orientations, Applicant Tracking..., Ceridian, SuccessFactors, Policy, Leadership Development, iCIMS, Employee Benefits, Workers Compensation, Project Management, College Recruiting, Deferred Compensation, Compensation Strategies, Jobvite, Coaching & Mentoring, Performance Reviews, Compensation, Team Building, Employee Referral..., Exit Interviews, Employment Contracts, Talent Management, Talent Acquisition, Performance Management

Education
Baylor University - Hankamer School of Business   2001 — 2005
Bachelor of Business Administration, Management

Clifford Jenkins Clifford Jenkins Dallas/Fort Worth Area Details
Clifford Jenkins's Southwest Securities Experience December 1999 - January 2000
Job IT Infrastructure/Telecomm Manager
Industry Information Services
Experience
Gemalto  October 2013 - March 2014
Xerox  January 2001 - October 2013
Xerox  January 2001 - October 2013
Xerox  January 2001 - October 2013
Southwest Securities   December 1999 - January 2000
IBM  October 1997 - March 1999
Aviall  May 1997 - March 1998
IBM (International Business Machines)   October 1994 - December 1997
Associated Wholesale Grocers  October 1995 - March 1997
Hertz Data Center   October 1992 - October 1995

Skills
Data Center, ITIL, Security, Unix, IT Service Management, Help Desk Support, System Administration, Service Delivery, Networking, Service Desk, Mainframe, Sla, Project Management, Technical Support, Management, Outsourcing, IT Operations, BMC Remedy, Disaster Recovery, Service Management, Information Technology, SDLC, Windows 7, Infrastructure, MVS, COBOL, CICS, IT Management, Incident Management, Software Documentation, IT Outsourcing, System Deployment, Active Directory, IT Strategy, PMP, Business Process..., ServiceNow, CMDB, CRM, Telecommunications, Servers, Project Delivery, Problem Management, Vendor Management, Change Management, Integration, Enterprise Architecture, Solution Architecture, SLA, Process Improvement

Education
Oklahoma City University   1986 — 1990
BA, Computer Science

Oklahoma City University   1986 — 1990
Bachelor's degree, Computer Science, 3.10

David Meaney David Meaney Dallas, Texas Details
David Meaney's Southwest Securities Experience April 2003 - September 2005
Job Principal/CoCIO at BP Capital Management; Principal/Portfolio Manager at BP Capital Fund Advisors
Industry Investment Management
Experience
BP Capital Management  September 2005 - Present
Southwest Securities   April 2003 - September 2005
Fulcrum Global Partners  April 2002 - April 2003
Southwest Securities   January 1999 - April 2002

Skills
Trading, Asset Management, Portfolio Management, Bloomberg, Investments, Equity Trading, Securities, Capital Markets, Fixed Income, Valuation, Equities, Mutual Funds, Hedge Funds, Alternative Investments, Finance

Education
Louisiana Tech University   1994 — 1998
Bachelor of Science, Finance, General

John Albomonte John Albomonte Greater Chicago Area Details
John Albomonte's Southwest Securities Experience January 2003 - June 2006
Job Managing Director Dealer Sales
Industry Capital Markets
Experience
Adivsor Asset Management, Inc.   August 2015 - Present
Incapital  October 2012 - July 2015
Incapital  June 2006 - October 2012
Southwest Securities   January 2003 - June 2006
First Chicago Investment Services   April 1990 - January 2003

Skills
Series 7, Series 63, Series 24, Series 53, Series 55, Series 4, Series 65, Corporate Bonds, Municipal Bonds, Trading Systems, Structured Finance, Trading Strategies, Equity Trading, Proprietary Trading, Investment Strategies, Asset Allocation, Investment Management, Investments, Financial Services, Financial Modeling, Equity Derivatives, Portfolio Management, Mutual Funds, Financial Structuring, Structured Products, FINRA, Financial Markets, Bonds, Trading, Capital Markets, Bloomberg, Securities, Options, Alternative Investments, Derivatives, Equities, ETFs, Electronic Trading, Investment Banking, Swaps, Asset Management, Fixed Income, Corporates

Education
Purdue University Calumet MBA   1997 — 2000
MBA, Management

Illinois State University   1981 — 1985
BA, Industrial Technology

Dagmara Frankowska Dagmara Frankowska Jacksonville, Florida Area Details
Dagmara Frankowska's Southwest Securities Experience December 2008 - July 2011
Job Vice President at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank  August 2011 - Present
Southwest Securities   December 2008 - July 2011
Snider Advisors  February 2008 - November 2008
Commonwealth Financial Network  March 2006 - August 2007
John Hancock  October 2004 - February 2006
Pioneer Investments  1988 - 2000

Skills
Series 7, Securities

Education
Brandeis University

Will Martin, CRCP Will Martin, CRCP Dallas/Fort Worth Area Details
Will Martin, CRCP's Southwest Securities Experience May 2000 - May 2006
Job Senior Manager, Trading Regulations at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade  December 2014 - Present
Esposito Securities, LLC  January 2011 - November 2014
First Southwest Company  November 2009 - December 2010
Esposito Securities, LLC  May 2007 - November 2009
Southwest Securities   May 2000 - May 2006
Stanford Group Company  2003 - 2005

Skills
Options, Trading, Series 24, Series 7, Series 63, Securities, FINRA, Equities, Alternative Investments, Investments, Risk Management, Bloomberg, Fixed Income, AML, Electronic Trading, Due Diligence, Trading Systems, Financial Modeling, Financial Analysis, Asset Managment, Retail, ETFs, Equity Trading, Capital Markets, Derivatives, Mutual Funds, Financial Markets

Education
Wharton Business School   2012 — 2012
CRCP, Certified Regulatory and Compliance Professional

Texas A&M University-Commerce   2001 — 2002
MBA, Finance

Oklahoma State University   1993 — 1997
BS, Economics

Lisa Sandow Lisa Sandow Dallas/Fort Worth Area Details
Lisa Sandow's Southwest Securities Experience August 1997 - November 2000
Job Owner at USA Financial Group
Industry Financial Services
Experience
USA Financial Group   November 2000 - Present
Transamerica Financial Advisors, Inc.   January 2012 - December 2013
Institutional Securities Corp   August 2007 - December 2011
SWS Financial Services Inc   November 2000 - July 2007
Southwest Securities   August 1997 - November 2000
Cullum & Sandow Securities   November 1989 - August 1997

Skills
Securities, Retirement Planning, Fixed Annuities, Insurance, Financial Services, Event Planning, Marketing, Series 7, Customer Service, Social Media, Microsoft Excel, Microsoft Office, Microsoft Word, Mutual Funds, Life Insurance, Long-term Care, Investments, PowerPoint, Fixed Income, Member of Toastmasters, College Savings Plans, 403 b, Public Speaking, Finance, Financial Advisory, Term Life Insurance, Wealth Accumulation, FINRA, Series 63, Financial Planners, Wealth, Investment Strategies, Asset Allocation, Investment Management, Estate Planning, Wealth Management, Retirement, Investment Advisory, 401k, Loans, IRAs

Education
Middle Tennessee State University   1986 — 1989
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services

Eastfield College   1984 — 1986
Basic College Subjects

Lakeview Centennial High School   1980 — 1983
HS Diploma

O'Banion Middle School   1977 — 1980

Carrie Yun Xin Carrie Yun Xin Greater New York City Area Details
Carrie Yun Xin's Southwest Securities Experience July 2010 - September 2010
Job Investment Banking Analyst at Morgen, Evan & Company
Industry Investment Banking
Experience
Columbia University  June 2012 - July 2012
Columbia University  2012 - 2012
Southwest Securities   July 2010 - September 2010
HSBC  July 2009 - August 2009
China Construction Bank  June 2009 - July 2009

Skills
MS Office Suite, VBA, Java, C++, Eviews, Matlab, SPSS, Microsoft Office

Education
Columbia University - Fu Foundation School of Engineering and Applied Science
Master of Science (M.Sc.), Operations Research with a concentration in Finance

Zhejiang University
BA, Finance & Banking

Britton Whitbeck, JD, CCEP Britton Whitbeck, JD, CCEP Austin, Texas Details
Britton Whitbeck, JD, CCEP's Southwest Securities Experience November 2005 - September 2006
Job Legal and Regulatory Compliance Attorney
Industry Legal Services
Experience
Lumeris  April 2015 - Present
Legal and Regulatory Compliance Consultant   December 2014 - April 2015
Fannie Mae  March 2013 - December 2014
License Coach, LLC   May 2009 - March 2013
US Securities and Exchange Commission  January 2012 - May 2012
Federal Magistrate Judge Jeffrey L. Cureton   August 2011 - November 2011
Mosaic Family Services, Inc.   August 2010 - November 2010
DynCorp International  September 2006 - August 2008
Southwest Securities   November 2005 - September 2006
KPMG  June 2004 - November 2005

Skills
Corporate Governance, Legal Compliance, Corporate Law, Securities Regulation, Risk Assessment, Auditing, Internal Controls, Sarbanes-Oxley Act, Due Diligence, Enterprise Risk..., Regulatory Affairs, Regulatory Compliance, Sarbanes-Oxley, Dodd-Frank, Examinations and..., Internal Audit, Testing, SEC filings, Project Management, Change Management, Process Improvement, Legal Research, Training, Risk Management, Legal Writing, Bankruptcy, Compliance, Securities, Governance, Project Finance, Remediation, SEC Financial Reporting, Microsoft Office, Microsoft Word, Microsoft Excel, SharePoint, Microsoft Project

Education
Southern Methodist University Dedman School of Law   2008 — 2012
Juris Doctor (J.D.), Law

Georgetown University Law Center   2012 — 2012
Visiting J.D., Law

Texas A&M University - Mays Business School   2000 — 2004
MS, Finance

Texas A&M University - Mays Business School   2000 — 2004
BBA, Accounting

Lake Country Christian School   1987 — 2000

Robert Kecseg Robert Kecseg Dallas/Fort Worth Area Details
Robert Kecseg's Southwest Securities Experience January 1984 - October 1995
Job Managing Partner, LCCM
Industry Financial Services
Experience
Las Colinas Capital Management   January 2002 - Present
First Research Financial   January 1995 - Present
Latitude Solutions, Inc.   2011 - 2012
Park City Group  2010 - 2012
Southwest Securities   January 1984 - October 1995
Eppler, Guerin & Turner   January 1982 - December 1983
United States Air Force  August 1976 - December 1981

Skills
Portfolio Management, Business Analysis, Financial Analysis, Public Speaking, Technical Writing, Financial Management, Corporate Finance, Economics, Portfolio Strategy

Education
Georgia College   1979 — 1981
MBA, Finance

Arizona State University   1970 — 1975
BS, Aeronautical Engineering Technology

Joslyn Walker Joslyn Walker Dallas/Fort Worth Area Details
Joslyn Walker's Southwest Securities Experience February 2010 - September 2011
Job Student at Central Texas College
Industry Cosmetics
Experience
Southwest Securities   February 2010 - September 2011
MAC Cosmetics  February 2002 - February 2004

Education
Central Texas College   2010 — 2010
Certificate, Legal Admin

Valerie Long Valerie Long Dallas, Texas Details
Valerie Long's Southwest Securities Experience May 2012 - August 2012
Job Senior Associate at ISN
Industry Marketing and Advertising
Experience
ISN  April 2015 - Present
ISN  May 2014 - Present
Baylor University  August 2010 - May 2014
Pi Beta Phi Fraternity  January 2012 - January 2013
Southwest Securities   May 2012 - August 2012

Skills
Event Planning, Social Media, Public Speaking, PowerPoint, Social Networking, Facebook, Marketing

Education
Baylor University - Hankamer School of Business   2010 — 2014
Marketing, Marketing

Tom Moore, CFA Tom Moore, CFA Baltimore, Maryland Area Details
Tom Moore, CFA's Southwest Securities Experience March 2010 - June 2012
Job CFO, Head of Management Services Division
Industry Government Administration
Experience
Baltimore Police Department  September 2013 - July 2015
Independent Financial Services Industry Consultant   July 2012 - September 2013
Southwest Securities   March 2010 - June 2012
Morgan Stanley Investment Management  July 1999 - February 2008
Morgan Stanley  February 1994 - July 1999
Rodman & Renshaw  January 1990 - February 1994
DLJ  July 1986 - October 1988
Claremont Economics Institute   January 1983 - September 1984

Skills
Fixed Income, Equities, Portfolio Management, Investments, Asset Allocation, Investment Strategies, Bonds, Trading, Securities, MBS, Credit, Business Development, Alternative Investments, Forecasting, Series 7, Endowment Investing &..., Due Diligence, Valuation, Analysis, ETFs, Series 24, Series 63, Private Placements, Funding, Investment Management, Bloomberg, Financial Modeling, Economics, Options, Structured Products, Mutual Funds, Hedge Funds, Financial Services, Institutional..., Investment Banking, Derivatives, FINRA, Equity Trading, Financial Markets, Emerging Markets, Capital Markets, Investment Advisory, Hedging, Asset Management, Equity Research, Private Equity, Structured Finance, Wealth Management, Separately Managed..., Electronic Trading

Education
Northwestern University - Kellogg School of Management   1984 — 1986
MBA, Finance & Marketing

Pitzer College   1978 — 1982
BA, Economics

JMHS

Sean Geoghegan Sean Geoghegan Greater Chicago Area Details
Sean Geoghegan's Southwest Securities Experience March 2008 - Present
Job Institutional Sales at Southwest Securities
Industry Financial Services
Experience
Southwest Securities   March 2008 - Present
CBOT  August 2003 - March 2008

Skills
Series 7, Fixed Income

Education
DePaul University   1999 — 2004
Bachelor of Fine Arts (BFA), Finance and Financial Management Services

St Ignatius College Prep   1995 — 1999

Amber Wickersham-Yee Amber Wickersham-Yee Portland, Oregon Area Details
Amber Wickersham-Yee's Southwest Securities Experience October 2009 - April 2012
Job Registered Client Service Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  October 2013 - Present
RBC Wealth Management  July 2012 - December 2012
Southwest Securities   October 2009 - April 2012
SYSTIME Computer Corporation   2006 - 2007
Byer California  June 2004 - April 2006

Skills
Financial Management, Client Communication, Microsoft Office, Sales, Customer Service, Managerial Finance

Education
Fashion Institute of Design & Merchandising   1999 — 2001
Associates of Arts, Fashion Design

Brett Huff Brett Huff Little Rock, Arkansas Area Details
Brett Huff's Southwest Securities Experience July 2004 - April 2005
Job Managing Director at Stephens Inc.
Industry Financial Services
Experience
Stephens Inc.  February 2014 - Present
Stephens Inc.  February 2012 - Present
Stephens Inc.  July 2007 - Present
Stephens Inc.  March 2010 - February 2012
Stephens Inc.  April 2005 - July 2007
Southwest Securities   July 2004 - April 2005
OpenAir  July 1999 - June 2004
Deloitte Consulting  August 1994 - May 1997

Skills
Start-ups, Finance, Management, Financial Analysis, Equity Research, Product Management, Equities, Strategic Planning, Valuation

Education
Northwestern University - Kellogg School of Management   1997 — 1999
MBA, Finance, Marketing

Harvard University   1989 — 1993
A.B., Social Studies

Jay Erskine Jay Erskine Dallas/Fort Worth Area Details
Jay Erskine's Southwest Securities Experience May 2000 - August 2013
Job IT Management
Industry Information Services
Experience
Southwest Securities   May 2000 - August 2013
Dain Rauscher  April 1996 - April 2000

Skills
IT Management, Windows Server, Software Development, Knowledge Management, Project Management, Server Administration, IIS, Software Quality..., Software Development..., Business Process Mapping, Servers, Active Directory, Requirements Analysis, Microsoft Office, ITIL, Vendor Management, Business Analysis, Integration, Process Improvement, SDLC, SharePoint, Security, Strategic Planning, Enterprise Software, Microsoft Exchange

Education
ITT Technical Institute-Arlington   1993 — 1995
Associate's Degree, Electrical and Electronics Engineering, 3.67

Polytechnic High School   1985 — 1989

1

David Tanen David Tanen Greater New York City Area Details
David Tanen's Southwest Securities Experience May 2007 - July 2008
Job Seasoned Fixed Income Professional
Industry Financial Services
Experience
Wunderlich Securities  February 2009 - May 2012
Southwest Securities   May 2007 - July 2008
Further Lane Securities/Osprey Opportunity Fund   August 2003 - August 2005
Mabon Securities  1989 - 1994
Mabon, Nugent & Co.   1985 - 1988

Skills
Trading, Sales, Marketing

Education
Colgate University   1981 — 1985
English

Christine D. Lutz Christine D. Lutz Dallas, Texas Details
Christine D. Lutz's Southwest Securities Experience November 2008 - July 2010
Job Registered Client Associate Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  June 2015 - Present
LPL Financial Services  January 2014 - January 2015
Robert W. Baird & Co.   July 2013 - January 2014
SWS Financial Services   August 2010 - July 2013
Southwest Securities   November 2008 - July 2010
Veritude, A Fidelity Investments Company  October 2006 - October 2008
Lighthouse Financial Services   March 2004 - February 2006

Education
Pfeiffer University   1979 — 1983
Bachelor of Arts, Legal Services

Central Piedmont Community College   1977 — 1979
Associate in Applied Science, Paralegalism

Chris C Watson Chris C Watson Greater Chicago Area Details
Chris C Watson's Southwest Securities Experience February 1997 - July 2000
Job Senior Manager at Accenture
Industry Computer & Network Security
Experience
Accenture  April 2012 - Present
Wipro Consulting  May 2009 - April 2012
Ernst & Young  July 2000 - November 2008
Southwest Securities   February 1997 - July 2000
Alternative Resources Corporation  August 1996 - February 1997
National TechTeam  January 1995 - August 1996

Skills
Security, Strategy, Program Management, Information Security, Governance, Disaster Recovery, Risk Management, Integration, Leadership, Business Continuity, Management, IT Audit, Project Management, Business Development, Training

Education
Haughton High School

Louisiana Tech University
BS, MBA, Business

Harry Wang Harry Wang Dallas/Fort Worth Area Details
Harry Wang's Southwest Securities Experience September 2000 - October 2001
Job Director of Mobile & Health Research at Parks Associates
Industry Market Research
Experience
Parks Associates  January 2008 - Present
Parks Associates  January 2005 - January 2008
Southwest Securities   September 2000 - October 2001
Flashnet Communications  June 1999 - July 2000
Guangzhou ITIC   June 1997 - August 1998

Skills
Market Research, Research, Healthcare, Mobile, Competitive Analysis

Education
The University of Texas at Arlington   2003 — 2004
MSMR, Market Research

Texas Christian University   1998 — 2000
MBA, Finance and Strategy

Guangdong University of Foreign Studies   1993 — 1997
BA, International Business

Kendrick Jackson Kendrick Jackson United States Details
Kendrick Jackson's Southwest Securities Experience November 1999 - April 2001
Job Cashwise System Analyst at Rent A Center
Industry Information Technology and Services
Experience
Rent A Center  January 2005 - Present
Accenture  June 2003 - April 2004
SouthWest Securities   November 1999 - April 2001

Education
Dallas County Community College   1997 — 1999

Jim Harrison Jim Harrison Dallas/Fort Worth Area Details
Jim Harrison's Southwest Securities Experience October 2012 - September 2013
Job Warehouse Lending at Guaranty Bank & Trust
Industry Banking
Experience
Guaranty Bank & Trust  October 2014 - Present
The Art Institutes  June 2006 - Present
SharePlus Bank  November 2013 - October 2014
Southwest Securities   October 2012 - September 2013
Texas Capital Bank  June 2006 - October 2012

Education
Keller Graduate School of Management of DeVry University   2012 — 2014
Graduate Certificate in Accounting

University of Phoenix
MBA, eBusiness

Long Island University, Southampton Campus
MA, Elementary Education

Saint Joseph's College
BS, Business Administration

Patchogue Medford High School   1989 — 1991

Daniel Eaton Daniel Eaton Dallas/Fort Worth Area Details
Daniel Eaton's Southwest Securities Experience November 1999 - September 2013
Job Cloud Support Engineer
Industry Information Technology and Services
Experience
ATS Cloud   October 2013 - Present
Southwest Securities   November 1999 - September 2013

Skills
Microsoft Office, ITIL, Windows Server, Disaster Recovery

Education
Mountain View College   1995 — 1997

C. William ( Bill ) Dedmon C. William ( Bill ) Dedmon Santa Fe, New Mexico Area Details
C. William ( Bill ) Dedmon's Southwest Securities Experience 1971 - 2001
Job Independent Capital Markets Professional
Industry Capital Markets
Experience
Independent Consultant  September 2001 - October 2012
Southwest Securities   1971 - 2001
Southwest Securities   1971 - 2001

Education
Harvard Business School   1968 — 1970

Randy Richison Randy Richison Oklahoma City, Oklahoma Area Details
Randy Richison's Southwest Securities Experience June 2009 - Present
Job Financial Advisor at Southwest Securities Inc.
Industry Financial Services
Experience
Southwest Securities   June 2009 - Present
Morgan Stanley Smith Barney  June 1983 - June 2009
Merrill Lynch  1968 - 1983

Education
Baylor College of Medicine   1959 — 1960
Medicine

University of Oklahoma   1955 — 1959

Oklahoma Baptist University   1956 — 1958
Biology, Chemistry

Clay Einspahr Clay Einspahr Dallas/Fort Worth Area Details
Clay Einspahr's Southwest Securities Experience January 2008 - January 2012
Job Owner at Sidelines Furniture
Industry Furniture
Experience
Sidelines Furniture   January 2012 - Present
Southwest Securities   January 2008 - January 2012
American Airlines Federal Credit Union  November 2005 - January 2008
CUNA Mutual Group  November 2005 - January 2008
Thrivent Financial  June 2003 - November 2005

Education
Brookings High School   1900 — 2000

New Mexico State University   1990 — 1994

Sigmund Daniels Sigmund Daniels Dallas/Fort Worth Area Details
Sigmund Daniels's Southwest Securities Experience August 2000 - December 2002
Job Foreclosure Review at Newbold Advisors
Industry Financial Services
Experience
Newbold Advisors  February 2012 - Present
Carlisle & Gallagher Consulting Group  August 2010 - January 2012
TD Ameritrade  November 2005 - January 2009
Southwest Securities   August 2000 - December 2002

Skills
Consultative Selling, Sales Management

Education
West Texas A&M University   1985 — 1987
Bachelors of Arts, Finance

Amarillo College   1983 — 1985

Mark Nicholson Mark Nicholson Houston, Texas Area Details
Mark Nicholson's Southwest Securities Experience 2009 - 2011
Job Director of Finance at Globe Energy Services, LLC
Industry Oil & Energy
Experience
Globe Energy Services, LLC  2012 - Present
Southwest Securities   2009 - 2011
RBC Capital Markets  2005 - 2009
Ameriprise Financial  2003 - 2005
Duke Energy Corporation  2002 - 2002

Skills
Financial Modeling, Valuation, Financial Analysis, Corporate Finance, Mergers, Due Diligence, Investments, Risk Management, Portfolio Management, Financial Reporting, Strategic Financial..., Private Equity, Business Development, Business Strategy, Banking, Capital Markets, Investment Banking

Education
The University of Texas at Austin - The Red McCombs School of Business   2010 — 2013
Master of Business Administration

The University of Texas at Austin   2001 — 2003
Bachelor of Business Administration, Finance

Hardin-Simmons University   1999 — 2001
Finance and Economics

Eric Yates Eric Yates San Antonio, Texas Area Details
Eric Yates's Southwest Securities Experience November 2004 - May 2006
Job Product Manager at USAA
Industry Financial Services
Experience
USAA  2012 - Present
Deloitte Consulting CRG   July 2008 - September 2012
Victory Partners LLC  May 2007 - March 2008
Southwest Securities   November 2004 - May 2006
Andersen Consulting  July 1998 - January 2002

Education
Southern Methodist University - Cox School of Business   2002 — 2004
MBA, Finance

Baylor University - Hankamer School of Business   1992 — 1996
BBA, Finance

Jerome Ivery Jerome Ivery Sacramento, California Area Details
Jerome Ivery's Southwest Securities Experience February 2008 - November 2010
Job Investment Advisor
Industry Investment Management
Experience
Aon Hewitt  March 2014 - Present
TD Ameritrade  July 2012 - July 2013
Morgan Stanley Smith Barney  November 2010 - June 2012
Southwest Securities   February 2008 - November 2010
Wells Fargo  September 2004 - June 2008

Skills
Wealth Management, Series 7, Retirement Planning, Equities, Portfolio Management, Mutual Funds, Strategic Financial..., Investments, Risk Management, Bonds, Fixed Income, Asset Managment, Fixed Annuities, Financial Modeling, Financial Services, Insurance, Disability Insurance, Wealth Management..., Investment Advisory, Asset Allocation, Series 65, Uniform Combined State..., Strategic Planning, Alternative Investments

Education
California State University-Sacramento   2014 — 2015
Master’s Degree, Accounting

California State University-Sacramento   2004 — 2007
Bachelor of Science, Real Estate and Land Use Affairs

California State University-Chico   1998 — 2002
Business Administration, Management and Operations

Eric Holt Eric Holt Dallas/Fort Worth Area Details
Eric Holt's Southwest Securities Experience November 1999 - August 2001
Job Chief Compliance Officer Affiliated Broker Dealers at Highland Capital Management, L.P.
Industry Financial Services
Experience
NexBank Securities   October 2014 - Present
Highland Capital Management, L.P.   October 2014 - Present
RGH Compliance Solutions, LLC   May 2013 - October 2014
First Southwest Company  February 2011 - February 2013
Capital Institutional Services  August 2001 - April 2011
Southwest Securities   November 1999 - August 2001
HD Vest  November 1997 - December 1999

Skills
Securities, FINRA, Compliance, Financial Risk, AML, Fixed Income, Capital Markets, Equity Trading, Alternative Investments, Mutual Funds, Equities, Asset Management, Bloomberg, Investments, Series 7, Corporate Governance, Series 63, Hedge Funds, Trading, Investment Management, Options, Investment Advisory, ETFs, Series 24, Uniform Combined State..., Financial Services, Risk Management, Finance, Management

Education
Baylor University - Hankamer School of Business   1987 — 1991
BBA, Marketing

Anca Vasile Anca Vasile Greater New York City Area Details
Anca Vasile's Southwest Securities Experience 2003 - 2004
Job Store Development Coordinator at Starbucks Coffee Company
Industry Real Estate
Experience
Starbucks Coffee Company  Real Estate AssociateFoxtons2005 - 2007
Levitz   2006 - 2006
Southwest Securities   2003 - 2004

Education
Baruch College   1998 — 2001
BA, Computer Information Systems

Scott Hargrove Scott Hargrove Cleveland/Akron, Ohio Area Details
Scott Hargrove's Southwest Securities Experience February 1999 - November 1999
Job Vice President, Financial Industry Technical Services, Inc.
Industry Financial Services
Experience
FITS, Inc   August 2008 - Present
Key Investment Services  May 2005 - August 2008
ADP/SIS (Broadridge)   2000 - 2005
Southwest Securities   February 1999 - November 1999
First Southwest Company  September 1994 - February 1999

Skills
Options, Back Office, Banking, Settlement, Asset Management, Business Analysis, Insurance, Equities, Operations Management, Business Process..., Strategic Planning, Vendor Management, Securities, Fixed Income, Mutual Funds, Risk Management, Derivatives, Financial Services, Capital Markets, Middle Office, Portfolio Management, Analysis, Strategy, Asset Managment, Project Management

Education
McMurry University   1993 — 1994
Banking/Finance, Political Science

Emily Brewer Emily Brewer Dallas, Texas Details
Emily Brewer's Southwest Securities Experience November 2000 - March 2001
Job Senior Counsel at VHA Inc.
Industry Legal Services
Experience
VHA  October 2006 - Present
University of North Texas Office of General Counsel   April 2006 - October 2006
Shamoun and Norman  April 2005 - April 2006
Various  March 2001 - May 2004
Southwest Securities   November 2000 - March 2001

Skills
Intellectual Property, Contract Negotiation, Corporate Law, Legal Research, Healthcare

Education
Brooklyn Law School   2001 — 2004
Juris Doctorate

The University of Texas at Arlington   1997 — 1999
Bachelor of Business Adminstration, Finance

Texas State University-San Marcos   1996 — 1997
Bachelor of Business Administration (BBA), Finance, General

Poteet High School

Denise Hendler Denise Hendler Orange County, California Area Details
Denise Hendler's Southwest Securities Experience September 2004 - September 2006
Job Vice President & Western Regional Leader at US Bank
Industry Banking
Experience
US Bank  September 2006 - Present
Pathways to Independence - Los Alamitos, California   May 2011 - Present
Southwest Securities   September 2004 - September 2006
Fiserv  1999 - 2004
Union Bank  1994 - 1996
Wedbush Securities  1985 - 1990

Skills
Loans, Treasury Management, Credit Analysis, Commercial Lending, Credit, Commercial Banking, Banking, Portfolio Management, Cross Selling, Private Banking, Financial Analysis, Leadership, Mortgage Lending, Asset Based Lending, Financial Risk, Small Business Lending, Mortgage Banking, Loan Origination, Cash Management, Retail Banking, Risk Management, Lines Of Credit, Deposits, Consumer Lending, Credit Risk, Capital Markets, Financial Services, Commercial Mortgages, Relationship Management, Underwriting, Investments, Finance, Refinance, Branch Banking, Securities, Wealth Management, Funding, Asset Management

Education
Pacific Coast Banking School Graduate Program   2008 — 2010
Banking

California State University-Long Beach
Bachelor of Science-Sociology

University of Colorado Boulder
Semester At Sea

William O'Connor William O'Connor Orange County, California Area Details
William O'Connor's Southwest Securities Experience 2001 - 2008
Job President, O'Connor & Co. Securities
Industry Financial Services
Experience
O'Connor & Co. Securities   May 2008 - Present
Southwest Securities   2001 - 2008
Southwest Securities   2001 - 2007
O'Connor & Co. Securities   1996 - 2001

Skills
Mutual Funds, Finance, Asset Allocation, Equities, Bonds, Securities, Series 7, FINRA, Trading, Municipal Bonds, Municipalities

Education
Loyola High School (Los Angeles)

Northern Arizona University

University of Southern California - Marshall School of Business
MBA

Donna Avant Donna Avant Red Oak, Texas Details
Donna Avant's Southwest Securities Experience 2001 - 2005
Job Correspondent Relationship Manager at First Southwest Company
Industry Financial Services
Experience
Currently Unemployed  Correspondent Relationship ManagerFirst Southwest CompanySeptember 2008 - August 2010
Evolve Securities, Inc.   August 2005 - September 2008
Southwest Securities   2001 - 2005

Education
Our Lady of the Lake University   1990 — 1992
Bachelors, Business Management

Ken Killian Ken Killian Irving, Texas Details
Ken Killian's Southwest Securities Experience December 2000 - April 2004
Job Senior Account Manager at Thru
Industry Information Technology and Services
Experience
Thru  January 2015 - Present
PayTap - Shared Payments   June 2012 - January 2015
The Benchmark Company  July 2009 - April 2012
Sanders Morris Harris  December 2005 - September 2008
Southwest Securities   December 2000 - April 2004
Stephens Inc.  October 1998 - October 2000
Rauscher Pierce Refsnes  1991 - 1998

Skills
Series 7, Series 63, Equities, Securities, Investments, Hedge Funds, Capital Markets, Equity Trading, Bloomberg, Venture Capital, Private Equity, Alternative Investments, Asset Management, Asset Managment, Wealth Management, FINRA, Portfolio Management, Electronic Trading, Trading Systems, Financial Services, Risk Management, Fixed Income, Investment Advisory, Options, Corporate Finance, ETFs, Financial Markets, Series 24

Education
Miami University   1976 — 1980
B.S., Finance

Bill Willson Bill Willson Monroe, Louisiana Area Details
Bill Willson's Southwest Securities Experience October 2007 - October 2012
Job Manager, ArkLaMiss Group, Commercial Lending, at Capital One Bank in Monroe, LA.
Industry Banking
Experience
Capital One  October 2012 - Present
Southwest Securities   October 2007 - October 2012
Regions Financial Corporation  1996 - 2007
Premier Bank  1989 - 1996
Commercial National Bank  1986 - 1989

Education
Louisiana Tech University   1981 — 1986
B.S. in Finance, Finance and Corporate Law

Derick Mayers Derick Mayers Greater New York City Area Details
Derick Mayers's Southwest Securities Experience December 1996 - June 2002
Job Stock Loan Operations at ICAP
Industry Financial Services
Experience
ICAP  July 2003 - Present
Southwest Securities   December 1996 - June 2002

Skills
Securities, Securities Lending, Middle Office, Corporate Actions, Loanet, DTC, Back Office, Settlement, Prime Brokerage, Swaps, Equities, Collateral Management, Hedge Funds, Bloomberg, Fixed Income, Derivatives, Trading, Bonds, Financial Services, Equity Trading, Finance, Loans

Education
LaGuardia Community College   1989 — 1991
Accounting

David Bubas David Bubas Dallas/Fort Worth Area Details
David Bubas's Southwest Securities Experience July 2001 - January 2004
Job VP at FIG Partners, LLC
Industry Capital Markets
Experience
FIG Partners  April 2015 - Present
DISCERN  July 2009 - March 2015
Noble Financial Group   December 2007 - June 2008
PalmWest Capital Management   January 2004 - December 2007
Southwest Securities   July 2001 - January 2004
Stephens Inc.  June 1998 - July 2001
RBC Dain Rauscher  March 1993 - May 1998

Skills
Hedge Funds, Investments, Strategy, Capital Markets, Portfolio Management, Securities, Equities, Mutual Funds, Series 7, Management, Asset Management, Institutional Investors, Alternative Investments, Investment Management, Bloomberg, Series 63, Long/Short Equity, Trading, Series 65, New Business Development, Team Building, Strategic Planning, Negotiation, Equity Research, Financial Analysis

Education
Indiana University Bloomington

Kenneth Owsley Kenneth Owsley Washington D.C. Metro Area Details
Kenneth Owsley's Southwest Securities Experience May 1994 - June 1996
Job Sr. Network Enginner at ACTIVELY SEEKING EMPLOYMENT!
Industry Telecommunications
Experience
ACTIVELY SEEKING EMPLOYMENT!  May 2015 - Present
Riverbed Technology  February 2013 - April 2015
OPNET Technologies, Inc.   February 2010 - February 2013
Verizon Business  January 2006 - November 2009
UUNET  June 2000 - January 2006
MCI  2004 - 2006
PageNet  1996 - 2000
Southwest Securities   May 1994 - June 1996

Skills
Cisco Technologies, Routing, Juniper, Switches, LAN-WAN, Network Engineering, TCP/IP, Routing Protocols, Network Design, Cisco Routers, IP, EIGRP, Frame Relay, BGP, WAN, OPNET, Network Topology, Security, Ethernet, Juniper Technologies, Networking, OSPF, Network Performance..., Computer Network..., Cisco, Internet, Cisco Routing &..., Cisco Nexus, Routers, VoIP, Network Auditing, Network Architecture, Cisco IOS, LAN, Router Configuration, JUNOS, Application Performance...

Education
The University of Texas at Arlington   1989 — 1991
Electrical Engineering

Oklahoma State University   1986 — 1989
Electrical Engineering

Mark Elledge CFP® Mark Elledge CFP® Dallas/Fort Worth Area Details
Mark Elledge CFP®'s Southwest Securities Experience September 2009 - October 2011
Job Branch Manager at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   October 2011 - Present
Southwest Securities   September 2009 - October 2011
Morgan Stanley Smith Barney  July 1986 - September 2009

Education
University of North Texas   1978 — 1981
Bachelor's degree, Applied Arts and Sciences

Midwestern State University   1975 — 1978

Charlotte Whitten Charlotte Whitten Dallas/Fort Worth Area Details
Charlotte Whitten's Southwest Securities Experience 2001 - 2005
Job General Manager at JBS Tool and Fastener
Industry Construction
Experience
JBS Tool and Fastener   General ManagerJBS Tool and Fastener2005 - 2008
Southwest Securities   2001 - 2005
Stephens Inc.  1991 - 2005
Dain Rauscher  1997 - 1999
Spyglass Trading LP   1992 - 1998
Regal Asset Management   1991 - 1998

Education
The University of Texas Southwestern Medical School   2004 — 2005
Nutrition

Dallas County Community College   2003 — 2004
Chemistry/Biology/Physiology

Texas State University   1989 — 1990
BBA, Finance

Texas A&M University   1976 — 1978
Accounting

Rob Harty Rob Harty Dallas/Fort Worth Area Details
Rob Harty's Southwest Securities Experience May 2012 - Present
Job Vice President, Financial Advisor at a Southwest Securities firm
Industry Financial Services
Experience
Southwest Securities   May 2012 - Present
Morgan Keegan  June 2009 - May 2012
UBS Wealth Management  February 2007 - June 2009

Skills
Insurance, Financial Analysis, Series 7, Retirement Planning, Wealth Management, Uniform Combined State..., Estate Planning, Investment Advisory, Mutual Funds, Series 63, Asset Allocation, Securities, Investments, Retirement, Fixed Annuities

Education
Oregon State University   1985 — 1987
Master of Arts, Sociology

University of North Texas   1980 — 1985
Bachelor of Arts, Political Sciences

Randolph Littleton Randolph Littleton Houston, Texas Area Details
Randolph Littleton's Southwest Securities Experience April 2006 - May 2007
Job Senior Business Analyst at Insperity
Industry Information Technology and Services
Experience
Insperity  January 2013 - Present
Donovan Watkins/TrueBridge Resources   October 2011 - December 2012
City of Houston  October 2009 - October 2011
Advantix, Inc   March 2009 - October 2009
KPMG Advisory  May 2007 - February 2009
Southwest Securities   April 2006 - May 2007
MCI  August 2000 - September 2005

Skills
MS Office Suite, Accpac, PeopleSoft Financials..., Oracle SOA Suite, TeamMate, Oracle 11i10, SAP FI/CO, JDE, Great Plains, SharePoint, Nucleus, ImageNow, Oracle, Scrum, Great Plains Software, PeopleSoft, JD Edwards, Internal Audit, Integration, Microsoft Office, ERP, MS Project, Disaster Recovery, Visio, Project Management, Management, SAP, Access, Databases, Testing, Software Documentation, Analysis, Risk Management, Business Process, Change Management, Process Improvement, Sarbanes-Oxley Act, Business Analysis, Business Process..., Finance, Financial Reporting

Education
The University of Texas at Dallas   2003 — 2006
Bachelor of Applied Arts and Science, Business Management

Amberton University
Professional Development; Project Management

Fred Cortes Fred Cortes Tarpon Springs, Florida Details
Fred Cortes's Southwest Securities Experience April 2012 - June 2013
Job Experienced external wholesaler/investment advisor
Industry Financial Services
Experience
Southwest Securities   April 2012 - June 2013
Global Semisolutions  September 2007 - April 2012
Allianz  July 2001 - January 2006
Allianz Life  2001 - 2006
FRANKLIN TEMPLETON  July 1999 - June 2001

Skills
Mutual Funds, Management, Finance, Business Planning, Sales, Financial Advisory, Variable Annuities, Training, Investments

Education
City University of New York-Herbert H. Lehman College   1985 — 1986

Sacred Heart High School   1979 — 1983

Virginia Aprigliano Virginia Aprigliano Greater New York City Area Details
Virginia Aprigliano's Southwest Securities Experience January 2013 - Present
Job Senior Vice President, Institutional Sales at Large Regional Broker Dealer
Industry Financial Services
Experience
Southwest Securities   January 2013 - Present
Espirito Santo Investments   June 2010 - February 2011
Merrill Lynch  June 1976 - January 2009

Education
Immaculata University
B.A., Sociology

Pace University - Lubin School of Business
M.B.A., Finance

Romy M. Brown Romy M. Brown Greater San Diego Area Details
Romy M. Brown's Southwest Securities Experience June 1994 - March 1995
Job Chief Operations and Compliance Officer at Pacific Wealth Management LLC
Industry Financial Services
Experience
Pacific Wealth Management LLC   March 2000 - Present
Girard Securities, Inc   April 2005 - Present
Pacific Divorce Management, LLC   2009 - Present
The Retirement Group  August 1997 - March 2000
Rauscher Pierce Refsnes Inc  May 1996 - July 1997
Principal Financial Securities Inc   March 1995 - May 1996
Southwest Securities   June 1994 - March 1995

Skills
Operations Management, Strategic Planning, Wealth Management, Software Implementation, Registered Investment..., Project Management, Strategic Financial..., Series 7, Series 24, Series 66, Insurance, FINRA, Financial Advisory, Wealth, Asset Managment, CRM Databases, Retirement Planning, Securities, Business Process..., Managerial Finance, Risk Management, Mutual Funds, Software Implementation..., Information Technology, Cyber-security, Human Resources, Vendor Management

Education
University of Phoenix   2001 — 2002
MBA

Fort Lewis College   1992 — 1993
BA

Paul Moorman Paul Moorman Dallas/Fort Worth Area Details
Paul Moorman's Southwest Securities Experience April 2009 - Present
Job Managing Director at Southwest Securities
Industry Investment Banking
Experience
Southwest Securities   April 2009 - Present
Lazard Freres & Co.   June 2008 - April 2009
Citigroup Global Markets Inc  August 2001 - June 2008
ERM-Southwest  1997 - 2000
Professional Service Industries, Inc. (PSI)   1995 - 1998

Education
Louisiana State University   2001 — 2003
MS, Environmental Science

Rice University   1999 — 2001
MBA, Finance

Boston College   1989 — 1993
BS, Biology

Steve Shirey Steve Shirey Dallas/Fort Worth Area Details
Steve Shirey's Southwest Securities Experience August 1994 - May 2001
Job Consultant at Express Employment Professionals
Industry Financial Services
Experience
Express Employment Professionals  March 2007 - Present
Lee Financial Corporation  September 2006 - August 2007
Self - Employed  April 2004 - September 2006
Self - Employed  August 2001 - April 2004
Southwest Securities   August 1994 - May 2001

Education
Kilgore College   1983 — 1991
AA, Accounting/Finance

Mike Hostick Mike Hostick Austin, Texas Details
Mike Hostick's Southwest Securities Experience June 2006 - March 2010
Job Senior Vice President, Investments (Hostick Wealth Management) at Raymond James
Industry Financial Services
Experience
Raymond James  January 2015 - Present
Oppenheimer & Co. Inc.   March 2010 - January 2015
Southwest Securities   June 2006 - March 2010
Lincoln Financial Group  September 2001 - June 2006

Skills
Investments, 401k Rollovers, Investment Strategies, Asset Allocation, Retirement, Securities, Financial Advisory, Hedge Funds, Financial Services, Retirement Plan..., Wealth Management..., Retirement Savings, Business-Succession..., Deferred Compensation..., Estate Investment..., Fixed Income Strategies, Insurance, Multigenerational..., Relationship Management, Risk Management..., Stock Due Diligence, Tax-Efficient Strategies, Wealth-Preservation...

Education
Hartwick College
Oneonta, NY

Plano Senior High School

St. Edward's University
BBA, Business Management

Luke B. Benton Luke B. Benton Euless, Texas Details
Luke B. Benton's Southwest Securities Experience March 2006 - October 2007
Job Program Manager at H M Dunn Aerospace
Industry Airlines/Aviation
Experience
H.M. Dunn Aerospace   June 2015 - Present
Fielder Church  February 2012 - Present
Progressive Incorprated a PCC Aerostructure Company   July 2014 - June 2015
Progressive Incorporated A PCC Aerostructure Company   January 2014 - July 2014
Carlisle & Gallagher Consulting Group  July 2012 - November 2013
Southwest Bank  October 2007 - February 2012
Southlake Focus Group  2012 - 2012
Southwest Securities   March 2006 - October 2007
BBVA Compass  October 1998 - March 2006

Skills
Business Analysis, Data Analysis, Credit, Banking, Loans, Customer Relations, Compliance, Customer Satisfaction, Team Leadership, Team Management, Consumer Lending, Operations Management, Security, Sales Management, Sales Process, Manuals, Fraud Prevention, Cash Management, People Management, Fast Learner, Profit Center Management, Financial Analysis, Training, Software Implementation, SharePoint, Access, Communication, Technical Support, VBA, Customer Service, Branch Management, Team Building, Mortgage Servicing, Core Banking, Cross Selling, Relationship Management, Deposits, Loan Origination, Retail Banking, Management, Financial Services, Underwriting, Portfolio Management, Visio, Project Management, PowerPoint, Small Business Lending, Mortgage Banking, Business Development, Sales

Education
Dallas Baptist University   1995 — 2001
BBA, Marketing

Maureen Rohe Maureen Rohe Chicago, Illinois Details
Maureen Rohe's Southwest Securities Experience May 2003 - August 2003
Job Senior Equity Analyst at Spot Trading LLC
Industry Financial Services
Experience
Spot Trading LLC  April 2011 - Present
Spot Trading LLC  January 2009 - April 2011
Spot Trading LLC  July 2006 - January 2009
Spot Trading LLC  April 2005 - July 2006
Point B Communications  August 2004 - December 2004
Southwest Securities   May 2003 - August 2003

Education
Northwestern University - Kellogg School of Management   2012 — 2015
MBA, Finance, Management & Strategy, Entrepreneurship

University of Iowa   2000 — 2004
BBA, Finance, Marketing

Yiran Wang Yiran Wang Ithaca, New York Area Details
Yiran Wang's Southwest Securities Experience June 2008 - August 2008
Job Student at Cornell University
Industry Financial Services
Experience
Goldman Sachs  June 2010 - August 2010
Oppenheimer & Co.   December 2008 - May 2009
Southwest Securities   June 2008 - August 2008

Education
Cornell University   2009 — 2010
Master, Financial Engineering

Peking University   2005 — 2009
B.A., Finance

Rick Ohlhaber Rick Ohlhaber Dallas/Fort Worth Area Details
Rick Ohlhaber's Southwest Securities Experience June 2008 - March 2012
Job President, Vivid Financial Group
Industry Financial Services
Experience
Vivid Financial Group   2012 - 2015
Southwest Securities   June 2008 - March 2012

Skills
Investments, Retirement Planning, Series 65, Series 7, Retirement, Strategic Planning, Sales Management, Estate Planning, Financial Advisory, Mortgage Lending, 401k, Financial Services, Life Insurance, Series 63, Finance

Education
Northern Illinois University - College of Business   1987 — 1991
Bachelor, Finance

Blake Tomnitz Blake Tomnitz Greater New York City Area Details
Blake Tomnitz's Southwest Securities Experience June 2009 - August 2009
Job Analyst at KKR
Industry Financial Services
Experience
KKR  September 2013 - February 2015
UBS Investment Bank  July 2012 - September 2013
UBS Investment Bank  June 2011 - August 2011
UBS Investment Bank  May 2010 - August 2010
Southwest Securities   June 2009 - August 2009
DR Horton  June 2007 - August 2008

Education
Boston College   2008 — 2012
Wallace E. Carroll School of Management, BS - Business Management and Leadership

University of Geneva   2010 — 2011
International Relations

Bobby Lewellen Bobby Lewellen Dallas/Fort Worth Area Details
Bobby Lewellen's Southwest Securities Experience July 2010 - August 2012
Job Corporate Finance at Southwest Airlines
Industry Financial Services
Experience
Southwest Airlines  January 2014 - Present
G-51 Capital Management  January 2013 - December 2013
Baylor MBA Case Competition Team   January 2013 - December 2013
Southwest Securities   July 2010 - August 2012

Skills
Financial Analysis, Finance, Business Strategy

Education
Baylor University   2012 — 2013
Master of Business Administration (MBA), Finance

University of North Texas   2008 — 2010
Bachelors of Business Administration, Finance

James H. Wright James H. Wright Dallas/Fort Worth Area Details
James H. Wright's Southwest Securities Experience October 2012 - August 2013
Job Vice President at City Bank
Industry Financial Services
Experience
City Bank  October 2014 - Present
BBVA Com   September 2013 - October 2014
Southwest Securities   October 2012 - August 2013
Business Lending Solutions   2011 - October 2012
Bank of Texas  2008 - March 2011
JP Morgan Chase  August 2005 - April 2008
American National Bank  August 1992 - June 2005
MBank  August 1987 - November 1991
InterFirst Bank  1982 - 1987
Albertsons  1984 - 1985

Skills
Credit, Commercial Banking, Financial Analysis, Loans, Finance, Commercial Lending, Small Business Lending, Banking, Credit Analysis, Risk Management, Refinance, Portfolio Management, Due Diligence

Education
Midwestern State University   1982 — 1987
BBA, Finance

Petrolia High School   1978 — 1982
HSD, General

Douglas Kasujja Douglas Kasujja Dallas/Fort Worth Area Details
Douglas Kasujja's Southwest Securities Experience January 1995 - June 1996
Job Financial Engineer at Fannie Mae
Industry Financial Services
Experience
Fannie Mae  November 2012 - Present
Bank of America  January 2012 - November 2012
American Home Mortgage Servicing  February 2007 - January 2012
Bank of America  November 2004 - February 2007
Bank of America  June 2003 - November 2004
Nationstar Mortgage  August 2000 - May 2003
GM Financial/AmeriCredit  November 1998 - August 2000
Bank of America  July 1996 - October 1998
Southwest Securities   January 1995 - June 1996

Skills
MS Office Suite, Mortgage Banking, Microsoft Office, Financial Analysis, Analysis, Process Improvement, Forecasting, Mortgage Lending, Risk Management, Mortgage Servicing, Portfolio Management, Valuation, Mergers & Acquisitions, Financial Risk, Loans, Credit, Management, Leadership, Managerial Finance, Banking, Finance

Education
Texas Christian University   1992 — 1994
MBA, Finance

Makerere University   1988 — 1991
B.Sc., Mathematics

Judd Jenkins Judd Jenkins Dallas/Fort Worth Area Details
Judd Jenkins's Southwest Securities Experience September 1998 - October 2005
Job Wealth Advisor
Industry Financial Services
Experience
Frost Bank  December 2009 - March 2013
Merrill Lynch  March 2008 - April 2009
Southwest Securities   September 1998 - October 2005
Fidelity Investments  August 1992 - September 1998

Skills
Equities, Series 7

Education
Austin College   1987 — 1991
BA, Economics

Tod LoRusso Tod LoRusso Hartford, Connecticut Area Details
Tod LoRusso's Southwest Securities Experience August 1998 - November 2001
Job Bookkeeping Services
Industry Accounting
Experience
Tod LoRusso Bookkeeping Services   January 2011 - Present
Macy's  November 2002 - Present
Southwest Securities   August 1998 - November 2001

Skills
Retail, Retail Sales, Visual Merchandising

Education
Abilene Christian University   1987 — 1991
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies

Jessica Moss Jessica Moss Dallas/Fort Worth Area Details
Jessica Moss's Southwest Securities Experience February 1999 - March 2005
Job DSD Accounting Manager at Dr Pepper Snapple Group
Industry Food & Beverages
Experience
Dr Pepper Snapple Group  March 2014 - Present
Dr Pepper Snapple Group  August 2009 - March 2014
Pinpoint Drilling & Directional Services  August 2007 - August 2009
SNF Advisors   August 2006 - August 2007
Pathology Partners  January 2006 - July 2006
LLOG Exploration Company  March 2005 - December 2005
Southwest Securities   February 1999 - March 2005

Skills
Accounting, General Ledger, Financial Reporting, Account Reconciliation, Variance Analysis, Accounts Payable, Bank Reconciliation, Pivot Tables, Cost Accounting, US GAAP, Financial Accounting, Financial Analysis, Sarbanes-Oxley Act, Consolidation, Internal Controls, Sarbanes-Oxley, Hyperion Enterprise

Education
Midwestern State University
BS, Accounting

Southwest Texas State University
Accounting and Finance

Ken Kummerer Ken Kummerer Greater Chicago Area Details
Ken Kummerer's Southwest Securities Experience October 2007 - May 2015
Job SVP Warehouse Lending at NexBank, SSB
Industry Financial Services
Experience
NexBank  May 2015 - Present
Southwest Securities   October 2007 - May 2015
National City Bank  1997 - 2007

Skills
Mortgage Lending, Mortgage Banking, Loans, Loan Origination, Credit, Residential Mortgages, Credit Analysis, Underwriting, Commercial Lending, Banking, Risk Management, Financial Services, Finance, Real Estate, Financial Analysis, Executive Management, Credit Risk, Portfolio Management, Relationship Management, Sales, Refinance, Consumer Lending, Investments, Commercial Mortgages, Commercial Banking, Small Business Lending, FHA, Financial Risk, Mortgage Servicing, Capital Markets, Loan Servicing, Loss Mitigation, Financial Structuring, Mergers & Acquisitions, Asset Based Lending, Funding

Education
Miami University   1984 — 1988
BS, Accounting Finance

Yuanyang Hao Yuanyang Hao Greater New York City Area Details
Yuanyang Hao's Southwest Securities Experience December 2012 - January 2013
Job Master Candidate at New York University
Industry Financial Services
Experience
CITIC Securities  January 2013 - March 2013
Southwest Securities   December 2012 - January 2013
Citi  September 2012 - December 2012
Technical Consulting & Research, Inc   April 2012 - August 2012
Chongqing University  February 2009 - May 2010
Industrial and Commercial Bank of China  July 2009 - September 2009
Alcatel-Lucent Shanghai Bell  July 2008 - September 2008

Education
New York University   2010 — 2013
Master of Science (M.S.), Information systems, 3.62

Chongqing University   2006 — 2010
Bachelor of Engineering (B.E.), Electrical Engineering and Automation, 3.75

Brendan Laird Brendan Laird Greater Chicago Area Details
Brendan Laird's Southwest Securities Experience 2010 - Present
Job Fixed Income at Southwest Securities
Industry Financial Services
Experience
Southwest Securities   2010 - Present
United States Marine Corps  2006 - 2010
Prime International, LLC  2004 - 2005

Education
John Carroll University   2000 — 2004

Fenwick High School

Stephanie Lindsey Stephanie Lindsey Dallas/Fort Worth Area Details
Stephanie Lindsey's Southwest Securities Experience February 2001 - January 2006
Job at
Industry Nonprofit Organization Management
Experience
UT Southwestern  August 2014 - Present
Dallas Leadership Foundation  April 2009 - Present
FWBC Faith Formula Human Services   May 2007 - January 2009
Southwest Securities   February 2001 - January 2006
Spherion  June 2000 - December 2000
Wasserstein Perella  1995 - 2000

Skills
Human Resources, Event Planning, Nonprofits, Outlook, PeopleSoft, Leadership Development, Leadership, Volunteer Management

Education
Dallas Baptist University
Psychology

Mike Pura Mike Pura United States Details
Mike Pura's Southwest Securities Experience January 2014 - August 2014
Job
Industry
Experience
Southwest Securities   January 2014 - August 2014
Knight Libertas Securities   April 2008 - November 2011
Bank of America  March 2002 - January 2008
Merrill Lynch  May 1996 - January 2002
Credit Suisse First Boston  December 1985 - May 1996
Lehman Brothers  June 1981 - November 1985
Bank of America  August 1979 - June 1981

Education
Harvard University   1975 — 1979
Bachelor's Degree, Political Science and Government

Sophie Ruiz Sophie Ruiz Sacramento, California Details
Sophie Ruiz's Southwest Securities Experience 2003 - 2008
Job Investment Securities Operations
Industry
Experience
Northwestern Mutual  December 2013 - Present
Wedbush Securities  2008 - 2011
Southwest Securities   2003 - 2008

Education
American River College   2000 — 2003

Kaplan University
Finance and Financial Management Services

Anca vasile Anca vasile Forest Hills, New York Details
Anca vasile's Southwest Securities Experience 2002 - 2003
Job Real Estate Professional
Industry Real Estate
Experience
Acadia Realty Trust  January 2010 - November 2011
Starbucks  January 2007 - November 2009
Foxtons Real Estate   February 2005 - December 2007
Southwest Securities   2002 - 2003

Education
Baruch College   1999 — 2001
bachelors, business administration

Laguardia Community College   1997 — 1999

Alicia Mearini Alicia Mearini Las Vegas, Nevada Details
Alicia Mearini's Southwest Securities Experience 2009 - 2013
Job Office Coordinator at Desert Orthopaedic Physical Therapy
Industry Financial Services
Experience
Desert Orthopaedic Physical Therapy   February 2015 - Present
Orthosport Physical Therapy  August 2013 - Present
Southwest Securities   2009 - 2013
Zappos.com  May 2007 - August 2008

Skills
Series 7, Series 63, Securities, Mutual Funds, Investments, Equities, Retirement Planning, Wealth Management, Fixed Income, Portfolio Management, Bloomberg, FINRA, Trading, Financial Services, Asset Managment

Education
MSU
Bachelor of Arts (B.A.), International/Global Studies

Michigan State University
Bachelor's Degree

Santo Costabile Santo Costabile Bartlett, Illinois Details
Santo Costabile's Southwest Securities Experience 2002 - 2003
Job President, AC Transmission, Inc.
Industry Automotive
Experience
AC Transmission, Inc.   2004 - Present
Southwest Securities   2002 - 2003
Mercer Investments  1998 - 2002

Skills
Investment Banking, Investments, PowerPoint, Credit, Microsoft Word, Strategic Planning, Marketing Strategy, Budgets, New Business Development, Customer Service, Sales, Capital Markets, Equities, Vehicles, Automotive, Microsoft Excel

Education
Marquette University   1994 — 1998
Bachelor's degree, Finance, Management

Greg Waters, MSPM, PMP Greg Waters, MSPM, PMP Dallas/Fort Worth Area Details
Greg Waters, MSPM, PMP's Southwest Securities Experience June 1998 - June 1999
Job Lean Six Sigma Black Belt at Verizon
Industry Information Technology and Services
Experience
Verizon  January 2014 - Present
Verizon  August 2011 - December 2013
Verizon  October 2001 - August 2011
Nortel Networks  July 2000 - September 2001
iChoose   January 2000 - July 2000
Maersk Line  June 1999 - January 2000
Southwest Securities   June 1998 - June 1999
Southwest Securities   May 1995 - June 1998
Southwest Securities   May 1991 - May 1995

Skills
Program Management, PMP, Project Management, Business Analysis, Integration, Project Planning, PMO, Business Process..., IT Strategy, SDLC, DevOps, Enterprise Software, Product Marketing, Microsoft Excel, Technical Writing, Microsoft Office, HTML, Leadership, Product Management, Performance Metrics, MS Project, Software Project..., Security, Process Engineering, Six Sigma, DMAIC, Lean Tools, iGrafx, Minitab, PowerPoint, Field Work, Corporate Videos, Video Production, Corporate Communications, Business Operations, Business Development, Business Case, Technical Documentation, Instantis

Education
The George Washington University   2003 — 2006
Master of Science in Project Management (MSPM), 3.97

American InterContinental University   2002 — 2003
Master of Information Technology, 4.0

University of Arkansas at Fayetteville   1985 — 1990
Bachelor of Science in Business Administration (BSBA), Finance

William Oliveras William Oliveras Arlington, Texas Details
William Oliveras's Southwest Securities Experience February 1998 - September 2000
Job Relationship Manager at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade  February 2014 - Present
US Small Business Administration  November 2012 - September 2013
J.P. Morgan   2000 - 2012
Southwest Securities   February 1998 - September 2000

Skills
Equities, Credit, Financial Analysis, Banking, Investments, Fixed Income, Loans, Capital Markets, Investment Banking, Risk Management, Credit Analysis, Mutual Funds, Securities, Credit Risk, Finance

Education
Fairleigh Dickinson University   1990 — 1993
Master of Business Administration (MBA), Business Administration and Management, General

New Jersey City University   1984 — 1989
Bachelor of Science (BS), Business Administration and Management, General

Stephen Garvin Stephen Garvin Buffalo/Niagara, New York Area Details
Stephen Garvin's Southwest Securities Experience January 1990 - November 2004
Job Sr. Advisor Vice President Business Development at Sandhill Investment Management
Industry Investment Management
Experience
Sandhill Investment Management  March 2013 - Present
Southwest Securities   January 1990 - November 2004

Skills
Business Development, CRM, Marketing, Competitive Analysis, Asset Management, Portfolio Management, Financial Modeling, Relationship Management, Finance, Entrepreneurship, Investments, Public Speaking, Strategic Financial..., Financial Planning, Mergers & Acquisitions, Securities, Customer Service

Education
Hamilton College   1979 — 1983
Bachelor of Arts (B.A.)

Wharton School, University of Pennsylvania   1993 — 1995
Securities Industry Institue, Securities and Ethics

Southern Methodist University - Cox School of Business   1984 — 1985
Marketing and Finance

St. Francis High School   1975 — 1979

Brittney Austin Brittney Austin Rowlett, Texas Details
Brittney Austin's Southwest Securities Experience July 2011 - October 2012
Job Credit Analyst at Triumph Savings Bank
Industry Banking
Experience
Triumph Savings Bank  October 2012 - Present
Southwest Securities   July 2011 - October 2012
Inwood National Bank  2008 - 2010

Skills
Credit, Loans, Banking, Commercial Lending

Education
The University of Texas at Dallas   2009 — 2011
Master of Business Administration (MBA), Accounting and Finance

The University of Texas at Dallas   2006 — 2008
Bachelor of Science (BS), Business Administration and Management, General

Hawaii Pacific University   2003 — 2005
Bachelor of Science (BS), Business Administration and Management, General

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