Stifel, Nicolaus & Company
Industry: Investment banking company
DescriptionStifel Financial Corp. is American multinational independent investment bank and financial services company created under its present name in July 1983 and listed on the New York Stock Exchange on November 24, 1986. Headquarters: St. Louis, MO CEO: Ronald J Kruszewski (Sep 1997–) Number of employees: 5,266 (2012) Subsidiaries: Keefe, Bruyette & Woods, Inc., Eaton Partners,
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Stifel, Nicolaus & Company Employees
Employee
Years
Job
Industry
Robert Maddock, CMFC® Robert Maddock, CMFC®'s Stifel, Nicolaus & Company Experience July 2012 - May 2014
Job Associate Internal Client Advisor at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan March 2015 - Present
Stifel Financial Corp. April 2014 - March 2015
Stifel, Nicolaus & Company July 2012 - May 2014
Wells Fargo Advisors, LLC November 2011 - July 2012
Mass Mutual February 2011 - November 2011
Education
Fontbonne University 2010 — 2011
Graduate, Masters of Business Administration
University of Mississippi - School of Business Administration 2006 — 2010
BA, Marketing
J.P. Morgan March 2015 - Present
Stifel Financial Corp. April 2014 - March 2015
Stifel, Nicolaus & Company July 2012 - May 2014
Wells Fargo Advisors, LLC November 2011 - July 2012
Mass Mutual February 2011 - November 2011
Education
Fontbonne University 2010 — 2011
Graduate, Masters of Business Administration
University of Mississippi - School of Business Administration 2006 — 2010
BA, Marketing
John Forcier John Forcier's Stifel, Nicolaus & Company Experience January 2009 - December 2011
Job Financial Advisor, LPL Financial
Industry Financial Services
Experience
LPL Financial May 2012 - Present
Stifel Nicolaus & Company January 2009 - December 2011
A.G. Edwards & Sons/Wachovia Securities 2004 - 2008
Adelphia Media Services 2002 - 2004
New York Cablevision Sales 1999 - 2002
WBRE-TV 1994 - 1999
WNEP-TV 1984 - 1994
Skills
Series 7 - Held with..., Series 66 - Held with..., Retirement Planning, Financial Planning, Investments, Asset Management, Strategic & Tactictal..., Portfolio Management, College Funding..., Variable Annuities, Fixed Annuities, Term Life Insurance, Long Term Care Insurance, Financial Services
Education
Marietta College 1974 — 1978
BS, Mass Media, Management
Middlesex School 1970 — 1974
LPL Financial May 2012 - Present
Stifel Nicolaus & Company January 2009 - December 2011
A.G. Edwards & Sons/Wachovia Securities 2004 - 2008
Adelphia Media Services 2002 - 2004
New York Cablevision Sales 1999 - 2002
WBRE-TV 1994 - 1999
WNEP-TV 1984 - 1994
Skills
Series 7 - Held with..., Series 66 - Held with..., Retirement Planning, Financial Planning, Investments, Asset Management, Strategic & Tactictal..., Portfolio Management, College Funding..., Variable Annuities, Fixed Annuities, Term Life Insurance, Long Term Care Insurance, Financial Services
Education
Marietta College 1974 — 1978
BS, Mass Media, Management
Middlesex School 1970 — 1974
Chad B. Chilcot Chad B. Chilcot's Stifel, Nicolaus & Company Experience September 2006 - Present
Job Director, Institutional Equity Sales Stifel
Industry Financial Services
Experience
Stifel Nicolaus & Company September 2006 - Present
Stifel Nicolaus & Company September 2005 - September 2006
Legg Mason July 2004 - September 2005
Skills
Series 7, Series 63, Series 86, Series 87, Equities, Finance, Alternative Investments, Bloomberg, Financial Modeling, Capital Markets, Asset Management, Equity Research, Valuation, Financial Analysis, Securities, Investments, FINRA, Mutual Funds, Credit, Portfolio Management
Education
The College of William and Mary - The Mason School of Business 2002 — 2004
MBA, Finance
University of Tennessee-Knoxville - College of Business Administration 1998 — 2002
Bachelor of Science, Business Administration
Stifel Nicolaus & Company September 2006 - Present
Stifel Nicolaus & Company September 2005 - September 2006
Legg Mason July 2004 - September 2005
Skills
Series 7, Series 63, Series 86, Series 87, Equities, Finance, Alternative Investments, Bloomberg, Financial Modeling, Capital Markets, Asset Management, Equity Research, Valuation, Financial Analysis, Securities, Investments, FINRA, Mutual Funds, Credit, Portfolio Management
Education
The College of William and Mary - The Mason School of Business 2002 — 2004
MBA, Finance
University of Tennessee-Knoxville - College of Business Administration 1998 — 2002
Bachelor of Science, Business Administration
Sara Oberlies (Sara Oberlies) Brown Sara Oberlies (Sara Oberlies) Brown's Stifel, Nicolaus & Company Experience October 2011 - Present
Job Managing Director at Stifel, Nicolaus & Company
Industry Financial Services
Experience
Stifel, Nicolaus & Company October 2011 - Present
Stone & Youngberg March 2000 - October 2011
Sutro & Company August 1997 - March 2000
Bond Market Association 1996 - 1996
Skills
Fixed Income, Investment Banking, Banking, Management, Funding, Brokerage, Securities, Bonds, Capital Markets, Municipalities, Investments, Financial Modeling, Due Diligence
Education
University of Maryland College Park 1994 — 1996
MPM, Public Sector Financial Management
Syracuse University 1990 — 1994
Bachelor of Arts (B.A.), Economics
Stifel, Nicolaus & Company October 2011 - Present
Stone & Youngberg March 2000 - October 2011
Sutro & Company August 1997 - March 2000
Bond Market Association 1996 - 1996
Skills
Fixed Income, Investment Banking, Banking, Management, Funding, Brokerage, Securities, Bonds, Capital Markets, Municipalities, Investments, Financial Modeling, Due Diligence
Education
University of Maryland College Park 1994 — 1996
MPM, Public Sector Financial Management
Syracuse University 1990 — 1994
Bachelor of Arts (B.A.), Economics
Bruce Kane Bruce Kane's Stifel, Nicolaus & Company Experience February 2006 - June 2006
Job Office 365 Consultant at Planet Technologies
Industry Information Technology and Services
Experience
Planet Technologies April 2013 - Present
XMS Solutions, Inc. December 2011 - April 2013
Azaleos June 2006 - December 2011
Stifel, Nicolaus & Company February 2006 - June 2006
Wal-Mart Stores, Inc August 2002 - November 2005
Eaton / Cutler-Hammer July 2001 - August 2002
Motorola Corporate IT February 1997 - July 2001
MasterClip Graphics March 1991 - June 1993
Skills
Active Directory, Enterprise Architecture, Cloud Computing, Microsoft Exchange, Servers, Integration, Virtualization, Disaster Recovery, Windows Server, Visio, Data Center, Microsoft Technologies, Troubleshooting, Management, IT Service Management, Cisco Technologies, Leadership, IT Management, SDLC, Technical Support, Security, Requirements Analysis, Software Documentation, ITIL, Enterprise Software, Professional Services, IT Operations, Business Intelligence, VoIP, Solution Architecture, Microsoft SQL Server, Networking, Software Development, SharePoint, IIS, SQL, VMware, System Deployment, Vendor Management, Project Management, IT Strategy, Business Analysis
Education
Nova Southeastern University 1993 — 1993
Northeastern University 1986 — 1988
Planet Technologies April 2013 - Present
XMS Solutions, Inc. December 2011 - April 2013
Azaleos June 2006 - December 2011
Stifel, Nicolaus & Company February 2006 - June 2006
Wal-Mart Stores, Inc August 2002 - November 2005
Eaton / Cutler-Hammer July 2001 - August 2002
Motorola Corporate IT February 1997 - July 2001
MasterClip Graphics March 1991 - June 1993
Skills
Active Directory, Enterprise Architecture, Cloud Computing, Microsoft Exchange, Servers, Integration, Virtualization, Disaster Recovery, Windows Server, Visio, Data Center, Microsoft Technologies, Troubleshooting, Management, IT Service Management, Cisco Technologies, Leadership, IT Management, SDLC, Technical Support, Security, Requirements Analysis, Software Documentation, ITIL, Enterprise Software, Professional Services, IT Operations, Business Intelligence, VoIP, Solution Architecture, Microsoft SQL Server, Networking, Software Development, SharePoint, IIS, SQL, VMware, System Deployment, Vendor Management, Project Management, IT Strategy, Business Analysis
Education
Nova Southeastern University 1993 — 1993
Northeastern University 1986 — 1988
Lucy Sinacola Lucy Sinacola's Stifel, Nicolaus & Company Experience January 2015 - July 2015
Job Analyst at Stifel Nicolaus
Industry Financial Services
Experience
Stifel, Nicolaus & Company January 2015 - July 2015
Spinnaker Capital LLC January 2014 - August 2014
The Beacon Hill Institute October 2013 - December 2013
Hercules Technology Growth Capital January 2013 - June 2013
Northeastern University Entrepreneurship and Innovation Office September 2012 - December 2012
Skills
Microsoft Office, Photoshop, AutoCAD, Mac OS X, Windows, PowerPoint, Public Speaking, Microsoft Word, Teaching, Microsoft Excel, Data Analysis, Analysis, Teamwork, Access, Research, OS X, Social Media, Finance, DBC Finance, Bloomberg
Education
Northeastern University 2011 — 2015
Bachelor of Science (B.S.), Business Administration, Finance, 3.5
Massachusetts Academy of Math and Science at WPI 2009 — 2011
Stifel, Nicolaus & Company January 2015 - July 2015
Spinnaker Capital LLC January 2014 - August 2014
The Beacon Hill Institute October 2013 - December 2013
Hercules Technology Growth Capital January 2013 - June 2013
Northeastern University Entrepreneurship and Innovation Office September 2012 - December 2012
Skills
Microsoft Office, Photoshop, AutoCAD, Mac OS X, Windows, PowerPoint, Public Speaking, Microsoft Word, Teaching, Microsoft Excel, Data Analysis, Analysis, Teamwork, Access, Research, OS X, Social Media, Finance, DBC Finance, Bloomberg
Education
Northeastern University 2011 — 2015
Bachelor of Science (B.S.), Business Administration, Finance, 3.5
Massachusetts Academy of Math and Science at WPI 2009 — 2011
Douglas Prince's Stifel, Nicolaus & Company Experience May 2005 - June 2012
Job CEO at ProCourse Fiduciary Advisors, LLC
Industry Financial Services
Experience
ProCourse Fiduciary Advisors, LLC June 2012 - Present
Stifel Nicolaus & Company May 2005 - June 2012
McDonald Investments, Inc. January 1996 - May 2005
Grant Thornton LLP June 1990 - January 1996
Peck, Shaffer & Williams January 1989 - May 1990
Skills
Retirement Planning, Investment Advisory, Retirement, Financial Advisory, Investment Management, Fiduciary, 401k, Financial Analysis, Investments, Due Diligence, Alternative Investments, Deferred Compensation, Strategic Financial..., Series 63, Mutual Funds, ERISA, Asset Allocation, Employee Benefits, Pensions
Education
Northern Kentucky University 1985 — 1990
BS, Accounting
ProCourse Fiduciary Advisors, LLC June 2012 - Present
Stifel Nicolaus & Company May 2005 - June 2012
McDonald Investments, Inc. January 1996 - May 2005
Grant Thornton LLP June 1990 - January 1996
Peck, Shaffer & Williams January 1989 - May 1990
Skills
Retirement Planning, Investment Advisory, Retirement, Financial Advisory, Investment Management, Fiduciary, 401k, Financial Analysis, Investments, Due Diligence, Alternative Investments, Deferred Compensation, Strategic Financial..., Series 63, Mutual Funds, ERISA, Asset Allocation, Employee Benefits, Pensions
Education
Northern Kentucky University 1985 — 1990
BS, Accounting
Joseph Muelleman Joseph Muelleman's Stifel, Nicolaus & Company Experience June 2006 - August 2006
Job Technology Consulting Senior Analyst at Accenture
Industry Computer Software
Experience
Accenture July 2014 - Present
Independent Contractor October 2013 - July 2014
Canidium December 2010 - July 2013
CenturyLink Communications October 2008 - August 2010
CenturyLink Communications January 2007 - October 2008
Stifel, Nicolaus & Company June 2006 - August 2006
Kansas City Board of Trade January 2005 - August 2005
Skills
Data Analysis, Sales Compensation, SQL, Microsoft Excel, Project Management, Microsoft Office, Strategic Planning, Research, Business Analysis, Access, Analysis, Process Improvement, Incentive Programs, Financial Analysis, Salesforce.com, Databases, Integration, Visio, Leadership
Education
University of Missouri-Columbia 2004 — 2006
MBA Program, Finance
University of Missouri - ColumbiaDecember 2004 2000 — 2004
Bachelor of Science, Business Administration; Finance; area; Accounting
Accenture July 2014 - Present
Independent Contractor October 2013 - July 2014
Canidium December 2010 - July 2013
CenturyLink Communications October 2008 - August 2010
CenturyLink Communications January 2007 - October 2008
Stifel, Nicolaus & Company June 2006 - August 2006
Kansas City Board of Trade January 2005 - August 2005
Skills
Data Analysis, Sales Compensation, SQL, Microsoft Excel, Project Management, Microsoft Office, Strategic Planning, Research, Business Analysis, Access, Analysis, Process Improvement, Incentive Programs, Financial Analysis, Salesforce.com, Databases, Integration, Visio, Leadership
Education
University of Missouri-Columbia 2004 — 2006
MBA Program, Finance
University of Missouri - ColumbiaDecember 2004 2000 — 2004
Bachelor of Science, Business Administration; Finance; area; Accounting
Justin Howell Justin Howell's Stifel, Nicolaus & Company Experience October 2009 - May 2010
Job Financial Advisor at Voya Financial
Industry Financial Services
Experience
Voya Financial February 2015 - Present
VALIC May 2010 - February 2015
Stifel Nicolaus October 2009 - May 2010
Stifel Nicolaus & Company October 2009 - May 2010
UBS February 2005 - October 2009
AmSouth Investment Services October 2003 - May 2004
Skills
Access, Analysis, Finance, Management, Mutual Funds, Customer Service, Inventory Management, Microsoft Office, Trading, Securities, Retirement, Computer Hardware, Series 7, Financial Analysis, Investments, Banking, ERISA, 403 b, 401k, Rollovers, Personal Financial..., Monte Carlo Simulation, Research, Qualified Retirement..., Fixed Annuities, Financial Advisory, Strategic Financial...
Education
Union University
Master, Business Administration
Union University 1999 — 2004
Bachelor of Science, Business Administration; Economics/Finance and Financial Analysis
Voya Financial February 2015 - Present
VALIC May 2010 - February 2015
Stifel Nicolaus October 2009 - May 2010
Stifel Nicolaus & Company October 2009 - May 2010
UBS February 2005 - October 2009
AmSouth Investment Services October 2003 - May 2004
Skills
Access, Analysis, Finance, Management, Mutual Funds, Customer Service, Inventory Management, Microsoft Office, Trading, Securities, Retirement, Computer Hardware, Series 7, Financial Analysis, Investments, Banking, ERISA, 403 b, 401k, Rollovers, Personal Financial..., Monte Carlo Simulation, Research, Qualified Retirement..., Fixed Annuities, Financial Advisory, Strategic Financial...
Education
Union University
Master, Business Administration
Union University 1999 — 2004
Bachelor of Science, Business Administration; Economics/Finance and Financial Analysis
Ethan Buckles's Stifel, Nicolaus & Company Experience May 2012 - Present
Job ECC Insurance Brokers
Industry Financial Services
Experience
ECC Insurance Brokers Insurance Operations AnalystBrown & BrownJune 2013 - Present
Stifel Nicolaus & Company May 2012 - Present
Cardinal Varsity Club September 2011 - Present
Stoops Automotive May 2011 - May 2012
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Bloomberg, Corporate Finance, PowerPoint, Valuation, Microsoft Office, Investments, Microsoft Word, Accounting, Finance, Equity Research, Portfolio Management, Derivatives, Equities, Banking, Bloomberg Terminal, Strategic Financial..., Economics, Mutual Funds, Securities
Education
Ball State University 2009 — 2013
Bachelors, Finance
Ball State University - College of Business 2009 — 2013
bachelors, finance
ECC Insurance Brokers Insurance Operations AnalystBrown & BrownJune 2013 - Present
Stifel Nicolaus & Company May 2012 - Present
Cardinal Varsity Club September 2011 - Present
Stoops Automotive May 2011 - May 2012
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Bloomberg, Corporate Finance, PowerPoint, Valuation, Microsoft Office, Investments, Microsoft Word, Accounting, Finance, Equity Research, Portfolio Management, Derivatives, Equities, Banking, Bloomberg Terminal, Strategic Financial..., Economics, Mutual Funds, Securities
Education
Ball State University 2009 — 2013
Bachelors, Finance
Ball State University - College of Business 2009 — 2013
bachelors, finance
Brian Peters Brian Peters's Stifel, Nicolaus & Company Experience February 2010 - May 2010
Job Associate at Fortress Investment Group
Industry Financial Services
Experience
Fortress Investment Group November 2014 - Present
Stifel Nicolaus July 2012 - November 2014
Johns Hopkins University January 2011 - July 2012
RBC Capital Markets June 2011 - August 2011
Berkshire Asset Management June 2010 - August 2010
Stifel Nicolaus & Company February 2010 - May 2010
Skills
Bloomberg, Data Analysis, Microsoft Excel, PowerPoint, Economics, Financial Analysis, Financial Modeling, Microsoft Office, Research
Education
The Johns Hopkins University 2008 — 2012
Fortress Investment Group November 2014 - Present
Stifel Nicolaus July 2012 - November 2014
Johns Hopkins University January 2011 - July 2012
RBC Capital Markets June 2011 - August 2011
Berkshire Asset Management June 2010 - August 2010
Stifel Nicolaus & Company February 2010 - May 2010
Skills
Bloomberg, Data Analysis, Microsoft Excel, PowerPoint, Economics, Financial Analysis, Financial Modeling, Microsoft Office, Research
Education
The Johns Hopkins University 2008 — 2012
Dixie W. Frederiksen's Stifel, Nicolaus & Company Experience September 2005 - Present
Job Independent Financial Services Professional
Industry Financial Services
Experience
Stifel, Nicolaus & Company September 2005 - Present
AIG Financial Services October 1986 - October 2005
Vanderbilt University July 1974 - August 1983
Education
Washington University in St. Louis 1963 — 1967
Ph.D., Physical Chemistry
Texas Tech University 1960 — 1963
B.A., Chemistry
Stifel, Nicolaus & Company September 2005 - Present
AIG Financial Services October 1986 - October 2005
Vanderbilt University July 1974 - August 1983
Education
Washington University in St. Louis 1963 — 1967
Ph.D., Physical Chemistry
Texas Tech University 1960 — 1963
B.A., Chemistry
Imran Ansari's Stifel, Nicolaus & Company Experience June 2012 - August 2012
Job Asset Backed Securities Lead Analyst at Moody's Investors Service
Industry Financial Services
Experience
Moody's Investors Service October 2014 - Present
Moody's Investors Service July 2013 - October 2014
Stifel Nicolaus & Company June 2012 - August 2012
Barclays Capital February 2009 - April 2011
Barclays Capital April 2007 - February 2009
Deloitte & Touche August 2006 - April 2007
Deloitte & Touche August 2005 - August 2006
Skills
Capital Markets, Corporate Finance, Equity Research, ABS, MBS, Securitization, Structured Finance, DCF, Data Analysis, CMBS, Equity Valuation, Finance, Financial Structuring
Education
Duke University - The Fuqua School of Business 2011 — 2013
Master of Business Administration (M.B.A.), Dual Concentration in Corporate Finance and Investments, GPA: 3.65/4.0 Concentration GPA: 3.7/4.0
National University of Singapore / NUS 2013 — 2013
MBA Exchange Student
Boston College - Carroll School of Management 2001 — 2005
Bachelor of Science (B.S.), Management - Concentration in Finance
Manlius Pebble Hill 1995 — 2001
High School Diploma
Moody's Investors Service October 2014 - Present
Moody's Investors Service July 2013 - October 2014
Stifel Nicolaus & Company June 2012 - August 2012
Barclays Capital February 2009 - April 2011
Barclays Capital April 2007 - February 2009
Deloitte & Touche August 2006 - April 2007
Deloitte & Touche August 2005 - August 2006
Skills
Capital Markets, Corporate Finance, Equity Research, ABS, MBS, Securitization, Structured Finance, DCF, Data Analysis, CMBS, Equity Valuation, Finance, Financial Structuring
Education
Duke University - The Fuqua School of Business 2011 — 2013
Master of Business Administration (M.B.A.), Dual Concentration in Corporate Finance and Investments, GPA: 3.65/4.0 Concentration GPA: 3.7/4.0
National University of Singapore / NUS 2013 — 2013
MBA Exchange Student
Boston College - Carroll School of Management 2001 — 2005
Bachelor of Science (B.S.), Management - Concentration in Finance
Manlius Pebble Hill 1995 — 2001
High School Diploma
Mike Vecchione's Stifel, Nicolaus & Company Experience 1986 - 1988
Job Owner, Vecchione Custom Builders, Inc.
Industry Construction
Experience
Vecchione Custom Builders, Inc. 2000 - Present
BSD Behal, Sampson and Dietz 1998 - 2000
Vecchione Construction 1990 - 1998
Carpenters on Fire 1988 - 1990
Stifel Nicolaus & Company 1986 - 1988
Marion Bass Securities 1984 - 1986
Skills
Construction, Construction Management, Design, AutoCAD, Project Planning, Site Planning, Project Management, Contract Management, Microsoft Office, Microsoft Excel, Estimating, Budgets, Contract Negotiation, Contractors, Customer Service
Education
The Ohio State University
Art/Art Studies, General
Wintersville High School
Vecchione Custom Builders, Inc. 2000 - Present
BSD Behal, Sampson and Dietz 1998 - 2000
Vecchione Construction 1990 - 1998
Carpenters on Fire 1988 - 1990
Stifel Nicolaus & Company 1986 - 1988
Marion Bass Securities 1984 - 1986
Skills
Construction, Construction Management, Design, AutoCAD, Project Planning, Site Planning, Project Management, Contract Management, Microsoft Office, Microsoft Excel, Estimating, Budgets, Contract Negotiation, Contractors, Customer Service
Education
The Ohio State University
Art/Art Studies, General
Wintersville High School
Steven Marron's Stifel, Nicolaus & Company Experience 1982 - 1985
Job Highly Experienced Senior Credit Officer looking for a new opportunity.
Industry Investment Banking
Experience
Allstate Investments 2002 - 2007
Antares Capital April 2002 - June 2002
Van Kampen Investments 2000 - 2002
harris bank 1995 - 2000
Heller Financial, Inc. 1987 - 1995
Huntington National Bank 1985 - 1987
Stifel, Nicolaus & Company 1982 - 1985
Prudential Capital 1975 - 1982
Lincoln National Life Insurance Company 1973 - 1975
Skills
Financial Modeling, Credit Analysis, LBO, Loans, Leveraged Finance, Syndications, Middle Market, Debt, Structuring, Portfolio Management, Underwriting, Private Placements, Origination, Negotiation, Loan Structuring, Capital Markets, Private Equity, Credit, Financial Structuring, Structured Finance, Loan Origination, Investments
Education
University of Illinois at Urbana-Champaign - College of Business 1971 — 1973
MBA, Finance
University of Illinois at Urbana-Champaign 1967 — 1971
BS, Mathematics
Allstate Investments 2002 - 2007
Antares Capital April 2002 - June 2002
Van Kampen Investments 2000 - 2002
harris bank 1995 - 2000
Heller Financial, Inc. 1987 - 1995
Huntington National Bank 1985 - 1987
Stifel, Nicolaus & Company 1982 - 1985
Prudential Capital 1975 - 1982
Lincoln National Life Insurance Company 1973 - 1975
Skills
Financial Modeling, Credit Analysis, LBO, Loans, Leveraged Finance, Syndications, Middle Market, Debt, Structuring, Portfolio Management, Underwriting, Private Placements, Origination, Negotiation, Loan Structuring, Capital Markets, Private Equity, Credit, Financial Structuring, Structured Finance, Loan Origination, Investments
Education
University of Illinois at Urbana-Champaign - College of Business 1971 — 1973
MBA, Finance
University of Illinois at Urbana-Champaign 1967 — 1971
BS, Mathematics
C. Lee Gomes, JD's Stifel, Nicolaus & Company Experience August 2008 - July 2009
Job Independent Securities Regulation Consultant
Industry Financial Services
Experience
Stifel, Nicolaus & Company August 2008 - July 2009
A.G. Edwards & Sons January 2000 - July 2008
Bret Rich, Attorney at Law and Fluhr & Moore, LLC, Attorneys at Law January 1998 - February 2000
Skills
Securities Regulation, Securities, AML, Capital Markets, Risk Management, Series 7, Corporate Governance, Mutual Funds, Financial Risk, Research, Change Management, Investment Advisory, Financial Services, FINRA, Licensing, Contract Negotiation, Compliance, Due Diligence, Investment Banking, Series 24, Securities Law, SEC, Private Placements, Alternative Investments, Financial Markets, Hedge Funds, Series 63, Legal Research, Blue Sky Law, Securities Law of..., Anti Money Laundering
Education
Saint Louis University School of Law 1996 — 2000
Juris Doctor, Law
University of Missouri - St. Louis 1978 — 1982
Bachelor of Science (B.S.), Business Aministration, Cum Laude
Clayton High 1974 — 1977
G.E.D. Set the record high score as of that date in Missouri in 1977, General Studies
Stifel, Nicolaus & Company August 2008 - July 2009
A.G. Edwards & Sons January 2000 - July 2008
Bret Rich, Attorney at Law and Fluhr & Moore, LLC, Attorneys at Law January 1998 - February 2000
Skills
Securities Regulation, Securities, AML, Capital Markets, Risk Management, Series 7, Corporate Governance, Mutual Funds, Financial Risk, Research, Change Management, Investment Advisory, Financial Services, FINRA, Licensing, Contract Negotiation, Compliance, Due Diligence, Investment Banking, Series 24, Securities Law, SEC, Private Placements, Alternative Investments, Financial Markets, Hedge Funds, Series 63, Legal Research, Blue Sky Law, Securities Law of..., Anti Money Laundering
Education
Saint Louis University School of Law 1996 — 2000
Juris Doctor, Law
University of Missouri - St. Louis 1978 — 1982
Bachelor of Science (B.S.), Business Aministration, Cum Laude
Clayton High 1974 — 1977
G.E.D. Set the record high score as of that date in Missouri in 1977, General Studies
Charlie Sides's Stifel, Nicolaus & Company Experience March 2015 - Present
Job Managing Director at Stifel, Nicolaus & Company
Industry Investment Banking
Experience
Stifel, Nicolaus & Company March 2015 - Present
Stephens Inc. January 2001 - March 2015
Skills
Bloomberg, Valuation, Credit, Credit Analysis, Analysis, Series 7, Private Equity, Equity Research, Financial Modeling, Investments, Series 63, Finance, Equities, Due Diligence, Risk Management, Mergers & Acquisitions, Financial Analysis, Capital Markets, Investment Banking, Portfolio Management, Fixed Income, Corporate Finance, Securities
Education
Loyola University New Orleans School of Law 1995 — 1998
Juris Doctor (J.D.)
Louisiana State University 1989 — 1993
Bachelor's Degree
Stifel, Nicolaus & Company March 2015 - Present
Stephens Inc. January 2001 - March 2015
Skills
Bloomberg, Valuation, Credit, Credit Analysis, Analysis, Series 7, Private Equity, Equity Research, Financial Modeling, Investments, Series 63, Finance, Equities, Due Diligence, Risk Management, Mergers & Acquisitions, Financial Analysis, Capital Markets, Investment Banking, Portfolio Management, Fixed Income, Corporate Finance, Securities
Education
Loyola University New Orleans School of Law 1995 — 1998
Juris Doctor (J.D.)
Louisiana State University 1989 — 1993
Bachelor's Degree
Adam Rubinsztajn's Stifel, Nicolaus & Company Experience February 2010 - October 2010
Job Foreign Exchange at RBS Markets and International Banking
Industry Financial Services
Experience
RBS Markets and International Banking November 2013 - Present
State Street Global Markets October 2010 - October 2013
Stifel Nicolaus & Company February 2010 - October 2010
Cambridge Associates, LLC August 2009 - February 2010
Lemma Senbet Fund May 2008 - May 2009
Constellation Energy June 2008 - August 2008
Skills
Microsoft Office Suite..., Bloomberg, Summit, MarketWire, Equities, Fixed Income, Portfolio Management, Investments, Hedge Funds, Derivatives, Financial Modeling, Trading, Finance, Mutual Funds
Education
University of Maryland College Park 2005 — 2009
BS, Finance
NHS
RBS Markets and International Banking November 2013 - Present
State Street Global Markets October 2010 - October 2013
Stifel Nicolaus & Company February 2010 - October 2010
Cambridge Associates, LLC August 2009 - February 2010
Lemma Senbet Fund May 2008 - May 2009
Constellation Energy June 2008 - August 2008
Skills
Microsoft Office Suite..., Bloomberg, Summit, MarketWire, Equities, Fixed Income, Portfolio Management, Investments, Hedge Funds, Derivatives, Financial Modeling, Trading, Finance, Mutual Funds
Education
University of Maryland College Park 2005 — 2009
BS, Finance
NHS
Denise Baldwin Casey's Stifel, Nicolaus & Company Experience April 2007 - December 2008
Job Financial Services Professional
Industry Financial Services
Experience
Scottrade® Advisor Services June 2010 - Present
Stifel, Nicolaus & Company April 2007 - December 2008
Stifel, Nicolaus & Company 2007 - 2008
Skills
Series 7, Mutual Funds, Series 63, Investments, Retirement Planning, Equities, Securities, Portfolio Management, Retirement, Wealth Management, Fixed Annuities, Financial Services
Education
Macalester College
Economics/Agriculatural
University of Missouri-Saint Louis
CFP (College of Financial Planning curriculum)
Scottrade® Advisor Services June 2010 - Present
Stifel, Nicolaus & Company April 2007 - December 2008
Stifel, Nicolaus & Company 2007 - 2008
Skills
Series 7, Mutual Funds, Series 63, Investments, Retirement Planning, Equities, Securities, Portfolio Management, Retirement, Wealth Management, Fixed Annuities, Financial Services
Education
Macalester College
Economics/Agriculatural
University of Missouri-Saint Louis
CFP (College of Financial Planning curriculum)
Rita Kazembe's Stifel, Nicolaus & Company Experience March 2011 - Present
Job Chief Compliance Officer Advisory Services; Stifel Nicolaus & Company
Industry Financial Services
Experience
Stifel, Nicolaus & Company March 2011 - Present
Choice Financial Partners d/b/a EquityCompass Strategies March 2011 - March 2014
Various Stifel Asset Management Affiliates September 2011 - September 2013
Moneta Group November 2010 - March 2011
Thompson Coburn LLP. September 2001 - September 2009
Skills
Legal Research, Legal Writing, Corporate Law, Legal Advice, Investment Advisory, Investment Management, Private Equity, Hedge Funds, Securities Regulation, Securities Offerings, Corporate Governance, Mutual Funds
Education
Saint Louis University School of Law 1998 — 2001
J.D., Law, Graduated with honors
UW-Eau Claire 1994 — 1998
Bachelor of Business Administration (BBA), Accounting
Stifel, Nicolaus & Company March 2011 - Present
Choice Financial Partners d/b/a EquityCompass Strategies March 2011 - March 2014
Various Stifel Asset Management Affiliates September 2011 - September 2013
Moneta Group November 2010 - March 2011
Thompson Coburn LLP. September 2001 - September 2009
Skills
Legal Research, Legal Writing, Corporate Law, Legal Advice, Investment Advisory, Investment Management, Private Equity, Hedge Funds, Securities Regulation, Securities Offerings, Corporate Governance, Mutual Funds
Education
Saint Louis University School of Law 1998 — 2001
J.D., Law, Graduated with honors
UW-Eau Claire 1994 — 1998
Bachelor of Business Administration (BBA), Accounting
James Swan's Stifel, Nicolaus & Company Experience January 2013 - Present
Job Manager Director at Stifel Nicolaus & Company
Industry Investment Banking
Experience
Stifel Nicolaus & Company January 2013 - Present
BB&T Capital Markets January 2006 - January 2013
BB&T Capital Markets, a division of Scott & Stringfellow, LLC, a BB&T Corporation affiliate November 2001 - December 2011
Belle Haven Investments 1999 - 2001
Greenwich Partners 1989 - 1995
Skills
Investments, Investment Banking, Project Finance, Portfolio Management, Capital Markets, Valuation, Fixed Income, Asset Managment, Equities, Due Diligence, Financial Analysis, Private Equity, Mergers, Corporate Finance, Bonds, Venture Capital, Trading, Derivatives, Risk Management, Strategic Financial..., Financial Modeling
Education
University of Massachusetts, Amherst 1984 — 1988
Bachelor of Business Administration (B.B.A.), Finance, General
The White Mountain School
Stifel Nicolaus & Company January 2013 - Present
BB&T Capital Markets January 2006 - January 2013
BB&T Capital Markets, a division of Scott & Stringfellow, LLC, a BB&T Corporation affiliate November 2001 - December 2011
Belle Haven Investments 1999 - 2001
Greenwich Partners 1989 - 1995
Skills
Investments, Investment Banking, Project Finance, Portfolio Management, Capital Markets, Valuation, Fixed Income, Asset Managment, Equities, Due Diligence, Financial Analysis, Private Equity, Mergers, Corporate Finance, Bonds, Venture Capital, Trading, Derivatives, Risk Management, Strategic Financial..., Financial Modeling
Education
University of Massachusetts, Amherst 1984 — 1988
Bachelor of Business Administration (B.B.A.), Finance, General
The White Mountain School
Christina Caldwell's Stifel, Nicolaus & Company Experience March 1998 - December 1999
Job
Industry Financial Services
Experience
RiverOak Wealth Management, LLC August 2014 - Present
cfs Wealth Management Group, LLC November 2012 - July 2014
Former Candidate for Lafayette Treasurer March 2012 - November 2012
City of Lexington's Parks & Recreation November 2010 - October 2011
US Bancorp Investments January 2006 - November 2010
Midwest Investment Services October 2003 - October 2005
Reliant Financial Services April 2001 - October 2003
Stifel, Nicolaus & Company March 1998 - December 1999
Education
University of Missouri-Columbia 1987 — 1992
BS, Consumer Economics
RiverOak Wealth Management, LLC August 2014 - Present
cfs Wealth Management Group, LLC November 2012 - July 2014
Former Candidate for Lafayette Treasurer March 2012 - November 2012
City of Lexington's Parks & Recreation November 2010 - October 2011
US Bancorp Investments January 2006 - November 2010
Midwest Investment Services October 2003 - October 2005
Reliant Financial Services April 2001 - October 2003
Stifel, Nicolaus & Company March 1998 - December 1999
Education
University of Missouri-Columbia 1987 — 1992
BS, Consumer Economics
Christina Hannah's Stifel, Nicolaus & Company Experience 2012 - February 2014
Job Compliance Professional
Industry Financial Services
Experience
Stifel, Nicolaus & Company 2012 - February 2014
Scottrade March 2011 - July 2012
U.S. Bank July 2007 - March 2011
Scottrade October 2006 - July 2007
MetLife August 2004 - October 2006
Edward Jones August 2003 - July 2004
Edward Jones October 2001 - August 2003
Commerce Bank January 2000 - September 2001
Skills
Series 7, Series 63, Series 24, Series 66, Series 53, Compliance Auditing, Training, Microsoft Office, Microsoft Excel, Lotus Notes, Outlook, FINRA Rules &..., SEC Rules & Regulations, FINRA, Quality Auditing, SEC, Uniform Combined State..., Finance
Education
University of Missouri-Saint Louis 1999 — 2003
Bachelor's degree, Finance
Stifel, Nicolaus & Company 2012 - February 2014
Scottrade March 2011 - July 2012
U.S. Bank July 2007 - March 2011
Scottrade October 2006 - July 2007
MetLife August 2004 - October 2006
Edward Jones August 2003 - July 2004
Edward Jones October 2001 - August 2003
Commerce Bank January 2000 - September 2001
Skills
Series 7, Series 63, Series 24, Series 66, Series 53, Compliance Auditing, Training, Microsoft Office, Microsoft Excel, Lotus Notes, Outlook, FINRA Rules &..., SEC Rules & Regulations, FINRA, Quality Auditing, SEC, Uniform Combined State..., Finance
Education
University of Missouri-Saint Louis 1999 — 2003
Bachelor's degree, Finance
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS