Stifel Nicolaus & Company, Inc.
Industry: Investment banking company
DescriptionStifel Financial Corp. is American multinational independent investment bank and financial services company created under its present name in July 1983 and listed on the New York Stock Exchange on November 24, 1986. Headquarters: St. Louis, MO CEO: Ronald J Kruszewski (Sep 1997–) Number of employees: 5,266 (2012) Subsidiaries: Keefe, Bruyette & Woods, Inc., Eaton Partners,
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Stifel Nicolaus & Company, Inc. Employees
Employee
Years
Job
Industry
Andrew M. Cloud Andrew M. Cloud's Stifel Nicolaus & Company, Inc. Experience December 2005 - May 2013
Job Vice President Senior Institutional Sales Representative
Industry Financial Services
Experience
Signature Bank May 2013 - Present
Stifel Nicolaus & Company, Inc. December 2005 - May 2013
Legg Mason August 2000 - December 2005
Spires Financial February 1998 - July 2000
Skills
Portfolio Management, Bonds, Investments, Capital Markets, Asset Managment, Securities, Valuation, Alternative Investments, Financial Modeling, Investment Strategies, Financial Analysis, Derivatives, Series 63, ALM, Interest Rate Risk..., Loans, Trading, ABS, Asset Management
Education
Southern Methodist University - Cox School of Business 1989 — 1990
MBA, Finance, Accounting
Texas Christian University - M.J. Neeley School of Business 1984 — 1988
BBA, Finance, Marketing
The University of Texas at Austin 1983 — 1984
TMI - The Episcopal School of Texas 1979 — 1983
High School Diploma
Signature Bank May 2013 - Present
Stifel Nicolaus & Company, Inc. December 2005 - May 2013
Legg Mason August 2000 - December 2005
Spires Financial February 1998 - July 2000
Skills
Portfolio Management, Bonds, Investments, Capital Markets, Asset Managment, Securities, Valuation, Alternative Investments, Financial Modeling, Investment Strategies, Financial Analysis, Derivatives, Series 63, ALM, Interest Rate Risk..., Loans, Trading, ABS, Asset Management
Education
Southern Methodist University - Cox School of Business 1989 — 1990
MBA, Finance, Accounting
Texas Christian University - M.J. Neeley School of Business 1984 — 1988
BBA, Finance, Marketing
The University of Texas at Austin 1983 — 1984
TMI - The Episcopal School of Texas 1979 — 1983
High School Diploma
Brian Bergen Brian Bergen's Stifel Nicolaus & Company, Inc. Experience January 2010 - January 2012
Job Student at University of California, San Diego
Industry Financial Services
Experience
UCSD Student Foundation Investment Committee October 2012 - Present
Stifel Nicolaus & Company, Inc. January 2010 - January 2012
Skills
Securities, Mutual Funds, Bonds, Investments, Financial Modeling, Financial Analysis, Wealth Management, Equities, Series 7
Education
UCSD 2012 — 2013
Bachelor of Arts (BA), Economics
Laguna Beach High School 2001 — 2005
UCSD Student Foundation Investment Committee October 2012 - Present
Stifel Nicolaus & Company, Inc. January 2010 - January 2012
Skills
Securities, Mutual Funds, Bonds, Investments, Financial Modeling, Financial Analysis, Wealth Management, Equities, Series 7
Education
UCSD 2012 — 2013
Bachelor of Arts (BA), Economics
Laguna Beach High School 2001 — 2005
Greg Giddings Greg Giddings's Stifel Nicolaus & Company, Inc. Experience September 2011 - September 2013
Job Financial Advisor at Clearview Investment Partners, LLC
Industry Financial Services
Experience
Clearview Investment Partners, LLC October 2013 - Present
Stifel Nicolaus & Company, Inc. September 2011 - September 2013
Morgan Stanley Smith Barney April 2007 - September 2011
Skills
Financial Analysis, Series 7, Portfolio Management, Wealth Management, Strategic Financial..., Investments, Wealth Management..., Retirement
Education
Concordia University-Irvine 2004 — 2006
MBA, Entrepreneurial Studies
Clearview Investment Partners, LLC October 2013 - Present
Stifel Nicolaus & Company, Inc. September 2011 - September 2013
Morgan Stanley Smith Barney April 2007 - September 2011
Skills
Financial Analysis, Series 7, Portfolio Management, Wealth Management, Strategic Financial..., Investments, Wealth Management..., Retirement
Education
Concordia University-Irvine 2004 — 2006
MBA, Entrepreneurial Studies
Conrad Gordon Conrad Gordon's Stifel Nicolaus & Company, Inc. Experience May 2010 - January 2012
Job Capital Markets Compliance Stifel Financial Corp.
Industry Legal Services
Experience
Stifel Financial Corp. 2012 - Present
Financial Industry Regulatory Authority January 2012 - May 2012
Stifel Nicolaus & Company, Inc. May 2010 - January 2012
Zachys Wine Auctions Inc October 2007 - October 2009
Skills
Strategic Planning, Valuation, Investments, Financial Modeling, Securities, Due Diligence
Education
Brooklyn Law School 2009 — 2012
Juris Doctor, Business Law
Duke University 2001 — 2005
Bachelor of Arts, History
Stifel Financial Corp. 2012 - Present
Financial Industry Regulatory Authority January 2012 - May 2012
Stifel Nicolaus & Company, Inc. May 2010 - January 2012
Zachys Wine Auctions Inc October 2007 - October 2009
Skills
Strategic Planning, Valuation, Investments, Financial Modeling, Securities, Due Diligence
Education
Brooklyn Law School 2009 — 2012
Juris Doctor, Business Law
Duke University 2001 — 2005
Bachelor of Arts, History
Steven Chmara Steven Chmara's Stifel Nicolaus & Company, Inc. Experience January 2011 - Present
Job Senior VIce President/Investments at Stifel Nicolaus & Company, Inc.
Industry Financial Services
Experience
Stifel Nicolaus & Company, Inc. January 2011 - Present
UBS Financial Services September 2003 - January 2011
Prudential Securities June 1999 - August 2003
Smith Barney January 1995 - June 1999
Education
The Ohio State University 1982 — 1986
BSBA, Marketing
Stifel Nicolaus & Company, Inc. January 2011 - Present
UBS Financial Services September 2003 - January 2011
Prudential Securities June 1999 - August 2003
Smith Barney January 1995 - June 1999
Education
The Ohio State University 1982 — 1986
BSBA, Marketing
Susan Robinson, CMP Susan Robinson, CMP's Stifel Nicolaus & Company, Inc. Experience August 2008 - Present
Job Vice President Corporate Incentive and Travel at Stifel Nicolaus & Company, Inc.
Industry Financial Services
Experience
Stifel Nicolaus & Company, Inc. August 2008 - Present
A. G. Edwards October 1996 - August 2008
Maritz Travel Company June 1985 - October 1996
Maritz 1985 - 1996
Skills
Incentive Travel, Meeting Planning, Incentives, Corporate Events, Trade Shows, Corporate Travel..., Event Management, Specialty Events, Event Planning, Non-profit event..., Conference Planning, Corporate Meetings, Marketing
Education
Columbia College
Business, Travel & Tourism
Kirkwood High School
University of Missouri-Columbia
Parks & Recreation
Stifel Nicolaus & Company, Inc. August 2008 - Present
A. G. Edwards October 1996 - August 2008
Maritz Travel Company June 1985 - October 1996
Maritz 1985 - 1996
Skills
Incentive Travel, Meeting Planning, Incentives, Corporate Events, Trade Shows, Corporate Travel..., Event Management, Specialty Events, Event Planning, Non-profit event..., Conference Planning, Corporate Meetings, Marketing
Education
Columbia College
Business, Travel & Tourism
Kirkwood High School
University of Missouri-Columbia
Parks & Recreation
Dick Himelfarb's Stifel Nicolaus & Company, Inc. Experience December 2005 - Present
Job Chairman, Investment Banking at Stifel Nicolaus
Industry Investment Banking
Experience
Stifel Nicolaus Weisel July 2009 - Present
Stifel Nicolaus & Company, Inc. December 2005 - Present
Legg Mason, Inc. 1983 - 2005
Saul Ewing LLP (formerly Weinberg and Green) 1967 - 1983
Skills
Capital Markets, Investments, Mergers & Acquisitions, Valuation, Investment Banking, Mergers, Equities, Alternative Investments, Private Equity, Financial Services, Corporate Finance, Financial Modeling, Portfolio Management, Hedge Funds, Series 7, Due Diligence, Asset Management
Education
Yale Law School 1962 — 1965
JD
The Johns Hopkins University 1957 — 1962
Stifel Nicolaus Weisel July 2009 - Present
Stifel Nicolaus & Company, Inc. December 2005 - Present
Legg Mason, Inc. 1983 - 2005
Saul Ewing LLP (formerly Weinberg and Green) 1967 - 1983
Skills
Capital Markets, Investments, Mergers & Acquisitions, Valuation, Investment Banking, Mergers, Equities, Alternative Investments, Private Equity, Financial Services, Corporate Finance, Financial Modeling, Portfolio Management, Hedge Funds, Series 7, Due Diligence, Asset Management
Education
Yale Law School 1962 — 1965
JD
The Johns Hopkins University 1957 — 1962
Jill McLain's Stifel Nicolaus & Company, Inc. Experience March 2001 - November 2002
Job V.P. / Compliance Professional Enterprise at U.S. Bank
Industry Financial Services
Experience
U.S. Bank June 2015 - Present
U.S. Bank December 2013 - June 2015
CitiMortgage, Inc. March 2012 - November 2013
Millsap & Singer, P.C. October 2010 - March 2012
CITIBANK NA,/ CITIMORTGAGE, INC. February 2006 - July 2009
Stifel Nicolaus & Company, Inc. March 2001 - November 2002
Mercantile Bank, N.A. 1996 - 2000
Skills
Litigation, Bankruptcy, Financial Risk, Legal Research, Legal Writing, Internal Audit, Legal Compliance, Civil Litigation, Accounting, Mediation, Employment Law, Securities, Contract Negotiation, Westlaw, Arbitration, Document Review, Risk Management, Dispute Resolution, Banking, Commercial Litigation, Foreclosures, FINRA, Corporate Law, Strategic Planning, Consumer Lending
Education
Saint Louis University School of Law 1990 — 1993
Juris Doctor
University of Missouri-Saint Louis
Bachelor’s Degree
U.S. Bank June 2015 - Present
U.S. Bank December 2013 - June 2015
CitiMortgage, Inc. March 2012 - November 2013
Millsap & Singer, P.C. October 2010 - March 2012
CITIBANK NA,/ CITIMORTGAGE, INC. February 2006 - July 2009
Stifel Nicolaus & Company, Inc. March 2001 - November 2002
Mercantile Bank, N.A. 1996 - 2000
Skills
Litigation, Bankruptcy, Financial Risk, Legal Research, Legal Writing, Internal Audit, Legal Compliance, Civil Litigation, Accounting, Mediation, Employment Law, Securities, Contract Negotiation, Westlaw, Arbitration, Document Review, Risk Management, Dispute Resolution, Banking, Commercial Litigation, Foreclosures, FINRA, Corporate Law, Strategic Planning, Consumer Lending
Education
Saint Louis University School of Law 1990 — 1993
Juris Doctor
University of Missouri-Saint Louis
Bachelor’s Degree
Michelle Lamoureaux's Stifel Nicolaus & Company, Inc. Experience December 2012 - Present
Job Independent Distributor at It Works Global
Industry Banking
Experience
It Works Global January 2014 - Present
Stifel Nicolaus & Company, Inc. December 2012 - Present
Mercer April 2011 - Present
Mercer April 2011 - December 2012
UCSCU December 2007 - March 2011
UNIVERSAL CITY STUDIOS CREDIT UNION December 2007 - March 2011
Wescom Credit Union August 2006 - December 2007
Wescom Credit Union 2006 - 2007
LA HEALTH CARE March 2005 - August 2006
Walt Disney Internet Group June 2002 - February 2005
Skills
Office Management, Outlook, Spreadsheets, Microsoft Office, Customer Service, Microsoft Excel, PowerPoint, Microsoft Word, Project Coordination
Education
Pasadena City College
It Works Global January 2014 - Present
Stifel Nicolaus & Company, Inc. December 2012 - Present
Mercer April 2011 - Present
Mercer April 2011 - December 2012
UCSCU December 2007 - March 2011
UNIVERSAL CITY STUDIOS CREDIT UNION December 2007 - March 2011
Wescom Credit Union August 2006 - December 2007
Wescom Credit Union 2006 - 2007
LA HEALTH CARE March 2005 - August 2006
Walt Disney Internet Group June 2002 - February 2005
Skills
Office Management, Outlook, Spreadsheets, Microsoft Office, Customer Service, Microsoft Excel, PowerPoint, Microsoft Word, Project Coordination
Education
Pasadena City College
Jim Moll's Stifel Nicolaus & Company, Inc. Experience January 2011 - Present
Job Vice President Stifel Nicolaus & Company, Incorporated
Industry Financial Services
Experience
Stifel Nicolaus & Company, Inc. January 2011 - Present
A.G. Edwards & Sons, Inc/Wachovia Securities LLC June 2007 - December 2008
Education
Washington State University 1970 — 1972
BA, Communications
College of San Mateo 1968 — 1970
Communications
Stifel Nicolaus & Company, Inc. January 2011 - Present
A.G. Edwards & Sons, Inc/Wachovia Securities LLC June 2007 - December 2008
Education
Washington State University 1970 — 1972
BA, Communications
College of San Mateo 1968 — 1970
Communications
Michael Inkster, CPA's Stifel Nicolaus & Company, Inc. Experience 2013 - 2015
Job Financial Services Professional
Industry Financial Services
Experience
Stifel Nicolaus & Company, Inc. 2013 - 2015
Stifel Nicolaus & Company, Inc. 2013 - 2015
Stifel Nicolaus & Company, Inc. 2013 - 2015
Echo Partners March 2009 - September 2009
First Horizon National Corporation February 1996 - October 2008
First Horizon National Corporation December 1992 - February 1996
First Horizon National Corporation August 1976 - December 1992
Skills
Auditing, Financial Analysis, Leadership, Management, Mergers, Portfolio Management, Strategic Planning, Strategy
Education
Southern Methodist University - Southwestern Graduate School of Banking 1986 — 1988
General Banking
Certified Public Accountant
CPA, CPA
The University of Memphis 1972 — 1976
BBA, Accounting
Stifel Nicolaus & Company, Inc. 2013 - 2015
Stifel Nicolaus & Company, Inc. 2013 - 2015
Stifel Nicolaus & Company, Inc. 2013 - 2015
Echo Partners March 2009 - September 2009
First Horizon National Corporation February 1996 - October 2008
First Horizon National Corporation December 1992 - February 1996
First Horizon National Corporation August 1976 - December 1992
Skills
Auditing, Financial Analysis, Leadership, Management, Mergers, Portfolio Management, Strategic Planning, Strategy
Education
Southern Methodist University - Southwestern Graduate School of Banking 1986 — 1988
General Banking
Certified Public Accountant
CPA, CPA
The University of Memphis 1972 — 1976
BBA, Accounting
Manuela Turco-Rivas's Stifel Nicolaus & Company, Inc. Experience July 2011 - September 2012
Job Sales Representative at Avila Capital Markets, Inc.
Industry Financial Services
Experience
Avila Capital Markets, Inc. October 2012 - Present
Stifel Nicolaus & Company, Inc. July 2011 - September 2012
Grupo de Empresas Econoinvest 2009 - 2010
Skills
Fixed Income, Sales, Strategic Planning, Financial Modeling, Bloomberg, Financial Analysis, Investments
Education
Universidad Metropolitana (VE) 2003 — 2007
Bachelor of Business Administration (B.B.A.), Major in Banking and Finance
Avila Capital Markets, Inc. October 2012 - Present
Stifel Nicolaus & Company, Inc. July 2011 - September 2012
Grupo de Empresas Econoinvest 2009 - 2010
Skills
Fixed Income, Sales, Strategic Planning, Financial Modeling, Bloomberg, Financial Analysis, Investments
Education
Universidad Metropolitana (VE) 2003 — 2007
Bachelor of Business Administration (B.B.A.), Major in Banking and Finance
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