SunAmerica Securities, Inc.
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SunAmerica Securities, Inc. Employees
Employee
Years
Job
Industry
Love Lee Love Lee's SunAmerica Securities, Inc. Experience 1999 - 2001
Job Owner/CEO
Industry Entertainment
Experience
Love Lee Entertainment, LLC 2000 - Present
Doc's Place 2010 - 2010
SunAmerica Securities, Inc. 1999 - 2001
Arizona Department of Emergency Management 1995 - 1998
Skills
Entertainment, Social Media Marketing, Social Media, Public Speaking, Music, Social Networking, Film, Event Planning, Music Production, Songwriting, Music Industry, Online Advertising, Advertising, Blogging, Facebook, Television, Event Management, Singing, Composition, Music Publishing, Public Relations, Video Production, Recording, Vocal, Nonprofits, Marketing, Copywriting, Band, Publicity, Sound, Small Business, Fundraising, Photography, Studio Recording, Voice Over, Entrepreneurship, Creative Writing, Acting, Online Marketing, Radio, A&R, Video, Music Management, Talent Booking, Film Production, Digital Media, Record Labels, Email Marketing, New Media, Music Supervision
Education
Northern Arizona University 2013 — 2016
Bachelor's Degree, Public Management, Junior
Phoenix College 1990 — 2009
Office Support, Office Automations/Business
Love Lee Entertainment, LLC 2000 - Present
Doc's Place 2010 - 2010
SunAmerica Securities, Inc. 1999 - 2001
Arizona Department of Emergency Management 1995 - 1998
Skills
Entertainment, Social Media Marketing, Social Media, Public Speaking, Music, Social Networking, Film, Event Planning, Music Production, Songwriting, Music Industry, Online Advertising, Advertising, Blogging, Facebook, Television, Event Management, Singing, Composition, Music Publishing, Public Relations, Video Production, Recording, Vocal, Nonprofits, Marketing, Copywriting, Band, Publicity, Sound, Small Business, Fundraising, Photography, Studio Recording, Voice Over, Entrepreneurship, Creative Writing, Acting, Online Marketing, Radio, A&R, Video, Music Management, Talent Booking, Film Production, Digital Media, Record Labels, Email Marketing, New Media, Music Supervision
Education
Northern Arizona University 2013 — 2016
Bachelor's Degree, Public Management, Junior
Phoenix College 1990 — 2009
Office Support, Office Automations/Business
Amy J. Kaufman Amy J. Kaufman's SunAmerica Securities, Inc. Experience November 1996 - April 1998
Job Experienced Financial Services professional.
Industry Financial Services
Experience
Cetera Advisor Networks LLC October 2014 - Present
Integrated Wealth Management May 2012 - October 2013
United Broker's Group July 2011 - September 2013
Century 21 All Star, Realtors September 2010 - June 2011
Crest Realty Group, LLC September 2007 - August 2010
Charles Schwab May 2006 - December 2007
JPMorgan Chase October 2005 - May 2006
CitiStreet Associates, LLC October 2004 - October 2005
Schwab Institutional April 1998 - October 2004
SunAmerica Securities, Inc. November 1996 - April 1998
Skills
Trading, Equity Trading, Fixed Income, Mutual Funds, Investment Management, Institutional Accounts, Manage Client..., Customer Support, Series 7, Investments, Referrals, Real Estate Transactions, Brokerage, Securities, First Time Home Buyers, Single Family Homes
Education
Rutgers University, Newark College of Arts and Sciences 1984 — 1987
Bachelor of Arts, Business Administration; Finance
Union College 1983 — 1984
Cetera Advisor Networks LLC October 2014 - Present
Integrated Wealth Management May 2012 - October 2013
United Broker's Group July 2011 - September 2013
Century 21 All Star, Realtors September 2010 - June 2011
Crest Realty Group, LLC September 2007 - August 2010
Charles Schwab May 2006 - December 2007
JPMorgan Chase October 2005 - May 2006
CitiStreet Associates, LLC October 2004 - October 2005
Schwab Institutional April 1998 - October 2004
SunAmerica Securities, Inc. November 1996 - April 1998
Skills
Trading, Equity Trading, Fixed Income, Mutual Funds, Investment Management, Institutional Accounts, Manage Client..., Customer Support, Series 7, Investments, Referrals, Real Estate Transactions, Brokerage, Securities, First Time Home Buyers, Single Family Homes
Education
Rutgers University, Newark College of Arts and Sciences 1984 — 1987
Bachelor of Arts, Business Administration; Finance
Union College 1983 — 1984
Beth Pragliola, IACCP® Beth Pragliola, IACCP®'s SunAmerica Securities, Inc. Experience 1999 - 2001
Job Executive Director, Asset Management Global Head of Client Onboarding Quality Assurance
Industry Financial Services
Experience
JPMorgan Chase & Co. March 2015 - Present
Versant Capital Management, Inc. 2012 - March 2015
GenSpring Family Offices January 2008 - May 2012
Inlign Wealth Management, LLC June 2002 - January 2008
Arthur Andersen September 2001 - June 2002
SunAmerica Securities, Inc. 1999 - 2001
Arizona Corporation Commission - Securities Division August 1994 - February 1999
Skills
Investment Advisory, Wealth Management, Securities, Investments, Asset Management, Alternative Investments, Risk Management, Financial Services, Due Diligence, Asset Allocation, Hedge Funds, Anti Money Laundering
Education
Arizona State University
Bachelor of Science (BS)
Arizona State University
Master of Public Administration (MPA)
JPMorgan Chase & Co. March 2015 - Present
Versant Capital Management, Inc. 2012 - March 2015
GenSpring Family Offices January 2008 - May 2012
Inlign Wealth Management, LLC June 2002 - January 2008
Arthur Andersen September 2001 - June 2002
SunAmerica Securities, Inc. 1999 - 2001
Arizona Corporation Commission - Securities Division August 1994 - February 1999
Skills
Investment Advisory, Wealth Management, Securities, Investments, Asset Management, Alternative Investments, Risk Management, Financial Services, Due Diligence, Asset Allocation, Hedge Funds, Anti Money Laundering
Education
Arizona State University
Bachelor of Science (BS)
Arizona State University
Master of Public Administration (MPA)
David S. Richmond, MSFS, CLU®, ChFC® David S. Richmond, MSFS, CLU®, ChFC®'s SunAmerica Securities, Inc. Experience August 1998 - May 2001
Job Aiming to make a difference in the lives of others | President at Richmond Brothers, Inc.
Industry Financial Services
Experience
Richmond Brothers, Inc. November 1990 - Present
Sigma Planning Corporation November 2008 - September 2011
Sammons Securities Commpany May 2006 - September 2011
Linsco/Private Ledger Corp May 2001 - May 2006
SunAmerica Securities, Inc. August 1998 - May 2001
Skills
Retirement Planning, Retirement Income..., Retirement Plan..., Financial Planning, Business Planning, Investments, Alternative Investments, Investment Strategies, Strategic Planning, Financial Analysis, Asset Allocation, IRA's, Roth IRA, Philanthropy, Financial Management, Research, Strategic Leadership, Charitable Giving..., Strategic Financial..., Retirement, Wealth Management, Investment Advisory
Education
The American College
Masters of Science in Financial Services
Michigan State University 1992 — 1994
BA, Marketing, Psychology
Richmond Brothers, Inc. November 1990 - Present
Sigma Planning Corporation November 2008 - September 2011
Sammons Securities Commpany May 2006 - September 2011
Linsco/Private Ledger Corp May 2001 - May 2006
SunAmerica Securities, Inc. August 1998 - May 2001
Skills
Retirement Planning, Retirement Income..., Retirement Plan..., Financial Planning, Business Planning, Investments, Alternative Investments, Investment Strategies, Strategic Planning, Financial Analysis, Asset Allocation, IRA's, Roth IRA, Philanthropy, Financial Management, Research, Strategic Leadership, Charitable Giving..., Strategic Financial..., Retirement, Wealth Management, Investment Advisory
Education
The American College
Masters of Science in Financial Services
Michigan State University 1992 — 1994
BA, Marketing, Psychology
Peter Kalafatis Peter Kalafatis's SunAmerica Securities, Inc. Experience 1994 - 1998
Job Director of Operations at Arthur J. Gallagher & Co.
Industry Insurance
Experience
Arthur J. Gallagher & Co. June 2015 - Present
Farmers Insurance and Financial Services, Zurich NA October 2007 - June 2015
CSAA (AAA) March 2003 - October 2007
ABC Insurance Services March 2002 - February 2003
KingThomason Financial Services, Inc. March 2000 - November 2001
SunAmerica Securities, Inc. 1994 - 1998
Skills
California Life License..., FINRA Series 6, 63, 26, Property & Casualty..., Casualty, Insurance, Life Insurance, Fire Management, Health Insurance, General Insurance, Underwriting, Commercial Insurance, Sales Management, Project Management, Financial Services, Budgets, Team Building, Project Planning, Strategic Planning, Negotiation, New Business Development, Umbrella Insurance, Business Process..., P&L Management, P&L Ownership, Compliance, Leadership, Mentoring, Training, Business Coaching, Business Model..., Process Improvement, Sales Process, Leadership Development, Development Of Employees, Analysis, Sales, Business Development, Forecasting, Finance, Business Analysis, Employee Relations, Coaching, Executive Management, Cold Calling, Employee Benefits, Customer Retention, Workers Compensation, Business Process, Hiring, Customer Satisfaction
Education
California State Polytechnic University-Pomona
Bachelor of Science (B.S.), Business Administration
Arthur J. Gallagher & Co. June 2015 - Present
Farmers Insurance and Financial Services, Zurich NA October 2007 - June 2015
CSAA (AAA) March 2003 - October 2007
ABC Insurance Services March 2002 - February 2003
KingThomason Financial Services, Inc. March 2000 - November 2001
SunAmerica Securities, Inc. 1994 - 1998
Skills
California Life License..., FINRA Series 6, 63, 26, Property & Casualty..., Casualty, Insurance, Life Insurance, Fire Management, Health Insurance, General Insurance, Underwriting, Commercial Insurance, Sales Management, Project Management, Financial Services, Budgets, Team Building, Project Planning, Strategic Planning, Negotiation, New Business Development, Umbrella Insurance, Business Process..., P&L Management, P&L Ownership, Compliance, Leadership, Mentoring, Training, Business Coaching, Business Model..., Process Improvement, Sales Process, Leadership Development, Development Of Employees, Analysis, Sales, Business Development, Forecasting, Finance, Business Analysis, Employee Relations, Coaching, Executive Management, Cold Calling, Employee Benefits, Customer Retention, Workers Compensation, Business Process, Hiring, Customer Satisfaction
Education
California State Polytechnic University-Pomona
Bachelor of Science (B.S.), Business Administration
Larry Taunt Larry Taunt's SunAmerica Securities, Inc. Experience July 2000 - March 2009
Job Regal Investment Advisors
Industry Financial Services
Experience
Regal Investment Advisors January 2012 - Present
Regulus Advisors LLC February 2010 - Present
Regal Financial Group June 2012 - Present
American Portfolios Financial Services February 2010 - December 2014
Regal Investment Advisors LLC June 2003 - June 2012
Regal Financial Group January 2000 - June 2012
Sagepoint Advisors July 2000 - February 2010
SunAmerica Securities, Inc. July 2000 - March 2009
John Hancock Financial Services August 1995 - January 2000
Sun Life Financial 1987 - 1995
Skills
Investment Advisory, Securities, Investments, Mutual Funds, Financial Advisory, Financial Services, FINRA, Strategy, Finance, Management, SEC, Retirement Planning, Wealth Management, Marketing, Strategic Financial...
Education
Michigan State University - The Eli Broad Graduate School of Management 1978 — 1982
Bachelor of Arts, Business Administration, Economics
Brother Rice HS 1974 — 1978
Regal Investment Advisors January 2012 - Present
Regulus Advisors LLC February 2010 - Present
Regal Financial Group June 2012 - Present
American Portfolios Financial Services February 2010 - December 2014
Regal Investment Advisors LLC June 2003 - June 2012
Regal Financial Group January 2000 - June 2012
Sagepoint Advisors July 2000 - February 2010
SunAmerica Securities, Inc. July 2000 - March 2009
John Hancock Financial Services August 1995 - January 2000
Sun Life Financial 1987 - 1995
Skills
Investment Advisory, Securities, Investments, Mutual Funds, Financial Advisory, Financial Services, FINRA, Strategy, Finance, Management, SEC, Retirement Planning, Wealth Management, Marketing, Strategic Financial...
Education
Michigan State University - The Eli Broad Graduate School of Management 1978 — 1982
Bachelor of Arts, Business Administration, Economics
Brother Rice HS 1974 — 1978
Jim Cannon's SunAmerica Securities, Inc. Experience 2001 - 2005
Job Founder & CEO, Dynamic Wealth Advisors
Industry Investment Management
Experience
Dynamic Wealth Advisors 2009 - Present
AIG Financial Advisors, Inc 2005 - 2008
SunAmerica Securities, Inc. 2001 - 2005
Sentra Securities Corporation/Spelman & Co. Inc. 2000 - 2005
Skills
Financial Advisory, Financial Services, Business Planning, Investment Advisory, Alternative Investments, Investments, Wealth Management, Asset Managment, Retirement Planning, Leadership, Portfolio Management, Retirement, Program Management, Estate Planning, Management, Recruiting, RIA, Investment Strategies, Mutual Funds, Mergers, Middle Office, Technology, practice acquisition
Education
Arizona State University 1981 — 1983
B.S.
Dynamic Wealth Advisors 2009 - Present
AIG Financial Advisors, Inc 2005 - 2008
SunAmerica Securities, Inc. 2001 - 2005
Sentra Securities Corporation/Spelman & Co. Inc. 2000 - 2005
Skills
Financial Advisory, Financial Services, Business Planning, Investment Advisory, Alternative Investments, Investments, Wealth Management, Asset Managment, Retirement Planning, Leadership, Portfolio Management, Retirement, Program Management, Estate Planning, Management, Recruiting, RIA, Investment Strategies, Mutual Funds, Mergers, Middle Office, Technology, practice acquisition
Education
Arizona State University 1981 — 1983
B.S.
Peter A. Hirsch's SunAmerica Securities, Inc. Experience March 1999 - August 2000
Job Vice President of Retirement Plan Supervision
Industry Financial Services
Experience
AIG Advisor Group March 2015 - Present
AIG Advisor Group June 2003 - Present
AIG Advisor Group September 2000 - May 2003
SunAmerica Securities, Inc. March 1999 - August 2000
James Osborne Financial Services June 1998 - February 1999
Public School Districts in KS and TX August 1992 - May 1998
Skills
AIFA(R) Accredited..., PPC™ Professional Plan..., GFS™ Global Fiduciary...
Education
Arizona State University, W. P. Carey School of Business 2004 — 2006
Master of Business Administration (MBA)
Kansas State University 1989 — 1992
Bachelor's Degree, Secondary Education and Teaching (Concentration in Mathematics)
AIG Advisor Group March 2015 - Present
AIG Advisor Group June 2003 - Present
AIG Advisor Group September 2000 - May 2003
SunAmerica Securities, Inc. March 1999 - August 2000
James Osborne Financial Services June 1998 - February 1999
Public School Districts in KS and TX August 1992 - May 1998
Skills
AIFA(R) Accredited..., PPC™ Professional Plan..., GFS™ Global Fiduciary...
Education
Arizona State University, W. P. Carey School of Business 2004 — 2006
Master of Business Administration (MBA)
Kansas State University 1989 — 1992
Bachelor's Degree, Secondary Education and Teaching (Concentration in Mathematics)
Frank Guarascio's SunAmerica Securities, Inc. Experience 2000 - 2006
Job Financial Advisor at New Vintage Financial Services, LLC
Industry Financial Services
Experience
New Vintage Financial Services, LLC September 2014 - Present
Madison Avenue Securities, Inc. 2006 - Present
Asset Marketing Systems 2005 - Present
Guarascio Financial Group March 2006 - September 2014
SunAmerica Securities, Inc. 2000 - 2006
Skills
Retirement Planning, Retirement, Fixed Annuities, Investments, Mutual Funds, Financial Services, Securities, Financial Advisory, Insurance, Financial Planning, Alternative Investments, Strategic Financial..., Life Insurance, Asset Management, Portfolio Management, Wealth, Long-term Care, IRAs, Pensions, Wealth Management, Investment Strategies, Term Life Insurance, Small Business, Annuities, Equities, IRA's, Wealth Transfer, Asset Allocation, Risk Management, Personal Finance, Long Term Care, Succession Planning
Education
Humboldt State University 1968 — 1971
B.A., Economics
New Vintage Financial Services, LLC September 2014 - Present
Madison Avenue Securities, Inc. 2006 - Present
Asset Marketing Systems 2005 - Present
Guarascio Financial Group March 2006 - September 2014
SunAmerica Securities, Inc. 2000 - 2006
Skills
Retirement Planning, Retirement, Fixed Annuities, Investments, Mutual Funds, Financial Services, Securities, Financial Advisory, Insurance, Financial Planning, Alternative Investments, Strategic Financial..., Life Insurance, Asset Management, Portfolio Management, Wealth, Long-term Care, IRAs, Pensions, Wealth Management, Investment Strategies, Term Life Insurance, Small Business, Annuities, Equities, IRA's, Wealth Transfer, Asset Allocation, Risk Management, Personal Finance, Long Term Care, Succession Planning
Education
Humboldt State University 1968 — 1971
B.A., Economics
Matthew Curfman, CFP®'s SunAmerica Securities, Inc. Experience May 2000 - May 2001
Job Senior Vice President of Richmond Brothers, Inc.
Industry Financial Services
Experience
Richmond Brothers, Inc. 1998 - Present
Sammons Securities Company, LLC May 2006 - September 2011
Linsco/Private Ledger Corp. October 2002 - May 2006
SunAmerica Securities, Inc. May 2000 - May 2001
Ypsilanti Marriott at Eagle Crest May 2000 - May 2001
Skills
IRA's, Financial Planning, Retirement Planning, Retirement, Investments, Financial Analysis, Retirement Income..., Retirement Plan..., Investment Strategies, Roth IRA, Financial Management, Research, Asset Allocation, Alternative Investments, Wealth Management, Strategic Financial..., Life Insurance, Investment Advisory, Fixed Annuities, Financial Planners, Financial Advisory, Estate Planning, 401k
Education
Eastern Michigan University 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance
Richmond Brothers, Inc. 1998 - Present
Sammons Securities Company, LLC May 2006 - September 2011
Linsco/Private Ledger Corp. October 2002 - May 2006
SunAmerica Securities, Inc. May 2000 - May 2001
Ypsilanti Marriott at Eagle Crest May 2000 - May 2001
Skills
IRA's, Financial Planning, Retirement Planning, Retirement, Investments, Financial Analysis, Retirement Income..., Retirement Plan..., Investment Strategies, Roth IRA, Financial Management, Research, Asset Allocation, Alternative Investments, Wealth Management, Strategic Financial..., Life Insurance, Investment Advisory, Fixed Annuities, Financial Planners, Financial Advisory, Estate Planning, 401k
Education
Eastern Michigan University 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance