Sutro & Co.

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Sutro & Co. Employees

Employee
Years
Job
Industry
Scott Gunter Scott Gunter San Francisco Bay Area Details
Scott Gunter's Sutro & Co. Experience 1998 - 1999
Job Keystone National Group LLC Private Equity & Credit Investments
Industry Venture Capital & Private Equity
Experience
Keystone National Group, LLC   June 2009 - Present
MAC Capital Management   January 2001 - May 2009
UBS AG  2000 - 2001
Sutro & Co.   1998 - 1999
Morgan Stanley & Co.   1993 - 1998

Skills
Private Equity, Asset Managment, Portfolio Management, Trading, Asset Allocation, Venture Capital, Due Diligence, Alternative Investments, Hedge Funds, Investments, Equities, Financial Modeling, Investment Banking, Fixed Income, Financial Analysis, Finance, Financial Structuring, Asset Management, Capital Markets, Options, Funding

Education
Brigham Young University   1991 — 1993
Master of Business Administration (M.B.A.), Finance & Investments

MBA-Marriott School of Management, BYU   1991 — 1993
MBA, Investment Management

Allan Gardner Allan Gardner Greater St. Louis Area Details
Allan Gardner's Sutro & Co. Experience April 1990 - April 1994
Job Senior Vice President Investment Officer, Fundamental Choice Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  July 2000 - Present
PaineWebber  April 1994 - July 2000
Sutro & Co.   April 1990 - April 1994
Shearson, Lehman, Hutton   April 1989 - April 1990

Skills
Investments, Retirement Planning, Investment Strategies, Retirement, Securities, Finance, Asset Allocation, 401k, Alternative Investments, Insurance, Mutual Funds, Financial Services, Financial Advisory, Equities, Pensions, Defined Benefit, Brokerage, ETFs, Municipal Bonds, Financial Advice

Education
University of Kansas   1977 — 1981
BGS, Psychology, English

Shawnee Mission South   1974 — 1977

Julie Leverence Julie Leverence Greater Los Angeles Area Details
Julie Leverence's Sutro & Co. Experience October 1993 - October 1996
Job President, Properties Division, FosterDouglas
Industry Real Estate
Experience
FosterDouglas   2004 - Present
Sutro & Co.   October 1993 - October 1996

Skills
Investment Properties, REO, Negotiation, Listings, Real Estate Transactions, Real Estate, Home Staging, Real Estate Economics, Buyer Representation, Short Sales, Sellers, Condos, Strategy, Real Property, SFR, Property, Single Family Homes, Relocation, Vacation Homes, Budgets, Foreclosures, Customer Service, Property Management, Loans, Investors, FHA, 1031 Exchanges, Real Estate Financing, Film Production, Brokerage, First Time Home Buyers, Luxury, Referrals, Buyers, Townhomes, New Home Sales, Residential Homes

Education
University of California, Los Angeles   1986 — 1989
Bachelor of Arts (BA), Motion Picture/Television

Southern Methodist University   1983 — 1984

Scott Raaka Scott Raaka San Francisco Bay Area Details
Scott Raaka's Sutro & Co. Experience 1991 - 1997
Job Luxury Property Professional
Industry Real Estate
Experience
Pacific Union Christie's International Real Estate   April 2014 - Present
JMP Securities  2000 - October 2013
E*Offering  March 1999 - August 2000
Robertson Stephens  July 1997 - March 1999
Sutro & Co.   1991 - 1997

Skills
Equities, Equity Trading, Series 7, Capital Markets, Hedge Funds, Series 63, Equity Research, Bloomberg, Trading, Securities, Trading Systems, Electronic Trading, Series 24, Series 55, Options, Alternative Investments, Asset Management, FINRA

Education
University of Colorado at Boulder
BA, Economics

Richard Shields Richard Shields Phoenix, Arizona Area Details
Richard Shields's Sutro & Co. Experience 1998 - 2002
Job CEO at Synergy Financial Group of Arizona
Industry Financial Services
Experience
United Planners Financial Services  August 2012 - Present
Synergy Financial Group of Arizona   July 2010 - Present
ASEA  2012 - 2013
GWRRA   2009 - 2011
The Planning Group of Scottsdale, LLC  March 2004 - June 2010
RBC Wealth Management  May 2002 - March 2004
Sutro & Co  1998 - 2002

Skills
Certified Financial..., 401k, Securities, Management, Wealth Management, Investments, Investment Advisory, Wealth, Marketing, Fixed Annuities, FINRA, Wealth Management..., Retirement Planning, Financial Advisory, Retirement, Asset Allocation, Investment Management, IRAs, Asset Management, Strategic Financial..., Series 63, Series 7, Life Insurance, Mutual Funds, Estate Planning, Alternative Investments, Long-term Care, Finance

Education
Northern Arizona University, College of Business Administration   1964 — 1967
Bachelor of Science, Marketing

Henry R. Ferguson, CAMS Henry R. Ferguson, CAMS Boca Raton, Florida Details
Henry R. Ferguson, CAMS's Sutro & Co. Experience January 1972 - January 1977
Job Financial & Litigation Consulting: Derivatives, Identity Theft, Securities Fraud, Due Diligence, Suitability201.638.1633
Industry Financial Services
Experience
GO2SECURE   December 2013 - Present
HRFerguson Financial Consultants, LLC   January 1984 - Present
FERGUSON KERN LLC   January 2000 - March 2010
NEW YORK FUTURES EXCHANGE   July 1983 - March 1984
OPPENHEIMER & CO  January 1980 - July 1983
BLYTHE EASTMAN DILLON & CO   January 1978 - January 1980
DEAN WITTER & CO   January 1977 - January 1978
SUTRO & CO  January 1972 - January 1977

Skills
FINRA, Investments, Securities, Mutual Funds, Equities, Hedge Funds, Financial Services, Fraud, Arbitration, Capital Markets, Litigation, Options, Wealth Management, Alternative Investments, Fixed Income, Portfolio Management, Series 3, Series 65, Arbitrator FINRA, Arbitrator NFA, Securities Regulation, AML, Derivatives, Finance, Private Equity, Expert Witness, Trading, Internal Investigations, Series 63, Series 24, Financial Markets, Due Diligence, Management

Education
California State University-Hayward   1968 — 1970
Bachelor of Science, Business Administration

Northeast High School Kansas City, Mo

David Goller David Goller Greater Los Angeles Area Details
David Goller's Sutro & Co. Experience May 1994 - May 1996
Job Employee at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management  June 2008 - Present
Morgan Stanley Wealth Management  June 2008 - Present
Merrill Lynch  September 2006 - February 2008
US Wealth Management  July 2005 - August 2006
Partnervest Financial Group   January 2003 - April 2005
Finestone & Associates LLC   May 1996 - December 2002
Sutro & Co  May 1994 - May 1996
Merrill Lynch  May 1988 - February 1994

Skills
Series 7, Series 63, Wealth Management, Mutual Funds, Retirement Planning, ETFs, Morningstar, Alternative Investments, Asset Allocation, Options, Investments, Fixed Income, Asset Management, Equities, Portfolio Management, Securities

Education
UCLA   2001 — 2003
Certificate, Business and Personal Financial Planning

California State University-Northridge   1985 — 1987
Bachelor of Arts (B.A.), Radio and Television

Ryan Bermudez Ryan Bermudez Irvine, California Details
Ryan Bermudez's Sutro & Co. Experience May 2001 - October 2001
Job Student at University of California, Irvine
Industry Market Research
Experience
Allan Hancock College  January 2009 - June 2010
Cal Poly State University Mechanical Engineering Dept.   June 2009 - August 2009
United States Postal Service  February 2005 - July 2007
First Bank  January 2003 - December 2003
Sutro & Co.   May 2001 - October 2001

Skills
Market Research, Social Media Marketing, Marketing, Marketing Strategy, SPSS, Social Media, Twitter, Facebook, Instagram, Eviews, Matlab, Visual C++, Solidworks, Microsoft Excel, Microsoft Word, PowerPoint, Automotive Repair, Social Networking, Blogging, Research, Public Speaking, Microsoft Office, SolidWorks

Education
University of California, Irvine   2010 — 2013
Bachelor of Arts (B.A.), Business Economics

Allan Hancock College   2007 — 2010
Associate of Arts (AA), Engineering, Mathematics, Physics, Chemistry

Lillian Appleby Lillian Appleby Greater Los Angeles Area Details
Lillian Appleby's Sutro & Co. Experience January 1992 - May 1998
Job ARC, LLC. Managing Director
Industry Financial Services
Experience
Angeles Retirement Consulting, LLC   January 2006 - Present
UBS Financial Services  May 1998 - January 2006
SUTRO & Co  January 1992 - May 1998
SHEARSON LEHMAN HUTTON  January 1990 - January 1992

Education
TRAU/ UCLA Anderson School of Management   2012 — 2013
Certified 401(k) Professional Designation, Retirement Plan Specialist

University of California, Los Angeles
Professional Designation in Personal Financial Planning

California State University-Northridge
BA, ECONOMICS

Lance Steinberg Lance Steinberg Portland, Oregon Area Details
Lance Steinberg's Sutro & Co. Experience January 1999 - March 2002
Job President, Steinberg Investment Group
Industry Financial Services
Experience
Steinberg Investment Group   October 2011 - Present
Steinberg Aley Wealth Management   September 2007 - September 2011
RBC Dain Rauscher  March 2002 - September 2007
Sutro & Co.   January 1999 - March 2002
Charter Investment Group   August 1997 - January 1999
Prudential Securities  September 1992 - August 1997

Skills
Wealth Management, Finance, Investments, Management, Executive Management, Entrepreneurship, Strategic Planning, Marketing Strategy, Strategy, Sales, Customer Service

Education
University of Oregon   1988 — 1992
B.S., Psychology

Jeffrey Kabot Jeffrey Kabot Greater Los Angeles Area Details
Jeffrey Kabot's Sutro & Co. Experience September 1995 - March 2001
Job Managing Director at MezzCap Partners, LLC
Industry Venture Capital & Private Equity
Experience
MezzCap Partners, LLC   August 2005 - Present
Levine Leichtman Capital Partners  April 2001 - May 2005
Sutro & Co.   September 1995 - March 2001
Dabney/Resnick Imperial   September 1992 - August 1995
Drexel Burnham Lambert  August 1988 - June 1992

Skills
Private Equity, Mezzanine, Venture Capital, Mergers, Recapitalizations, LBO, Due Diligence, Private Placements, Acquisitions, Financial Structuring, Restructuring, Mergers & Acquisitions, Valuation, Middle Market, Investment Banking, Joint Ventures, Capital, Business Valuation, Corporate Finance, Investments, Deal Creation, M&A experience, Equities, Leveraged Finance, Corporate Development, Growth Capital, Divestitures, Portfolio Management, Deal Sourcing, Buyouts, Capital Raising, Angel Investing, Cash Flow, Alternative Investments, Financial Modeling, Debt Restructuring, Principal Investing, Special Situations, Exit Strategies, Venture Financing, Investor Relations, IPO, Structured Finance, High Yield, Deal Execution, Capital Structure, Fairness Opinions, Sell Side

Education
University of California, Los Angeles - The Anderson School of Management   1992 — 1994
MBA

University of Pennsylvania - The Wharton School   1984 — 1988

Brentwood School

Diane Kane Diane Kane Greater Atlanta Area Details
Diane Kane's Sutro & Co. Experience 1996 - 2001
Job Financial Advisor at VALIC Financial Advisors, Inc.
Industry Financial Services
Experience
VALIC Financial Advisors, Inc.   July 2014 - Present
BPV Capital Management  2012 - 2013
Capital Markets  June 2011 - June 2012
Quick Cuisine, LLC   August 2005 - June 2011
B. Riley & Co.   2001 - 2004
Sutro & Co.   1996 - 2001
Schroder Wertheim & Co   1991 - 1996
Cowen & Co.   1989 - 1991
Lehman Brothers  1983 - 1989

Skills
Series 7, Alternative Investments, ETFs, Fixed Income, High Yield, Distressed Securities, Consultative Selling, Research, Financial Analysis, New Business Development, Cold Calling, Follow-up, Series 63, Hedge Funds, Cross Selling

Education
Florida Atlantic University   1976 — 1978
BS, Marketing/Finance

Florida State University - College of Business   1973 — 1975
BS, Business

Craig Juda Craig Juda Los Angeles, California Details
Craig Juda's Sutro & Co. Experience 1997 - 2001
Job CoFounder and VP of Institutional Equity Sales and Trading at The Juda Group a Divsion of Concept Capital Markets, LLC
Industry Financial Services
Experience
The Juda Group a Divsion of Concept Capital Markets, LLC   January 2012 - Present
Sanders Morris Harris  January 2002 - December 2011
Sutro & Co.   1997 - 2001

Skills
Team Building, Equities, Customer Relations, Trading, Due Diligence, Business Development, Series 7, Securities, Series 63, Asset Management, Brokerage, Banking, Entrepreneurship, Equity Trading

Education
University of Southern California   1994 — 1997
Public Policy and Management, Bachelor of Science

CEE   1982 — 1987

Michael Vogel, CFA, CFP Michael Vogel, CFA, CFP San Francisco Bay Area Details
Michael Vogel, CFA, CFP's Sutro & Co. Experience 1993 - 2001
Job Portfolio Manager at GenCap Portfolio Management
Industry Investment Management
Experience
GenCap Portfolio Management   February 2015 - Present
Quantum Capital Management  September 2009 - February 2015
Vogel Financial Services   January 2006 - 2009
Fidelity Capital Markets  August 2003 - September 2005
Piper Jaffray  June 2002 - July 2003
Sutro & Co.   1993 - 2001
Paine Webber  May 1988 - August 1992

Skills
Fixed Income, Investments, Strategic Financial..., Management, Portfolio Management, Wealth Management, Asset Management, Asset Allocation

Education
University of California, Davis   1981 — 1984

Christopher Weis Christopher Weis Greater Nashville Area Details
Christopher Weis's Sutro & Co. Experience 1997 - 1999
Job Professional investor and educator
Industry Investment Management
Experience
Magnolia Investments, LLC   2012 - Present
Lipscomb University  2013 - Present
Hillwood Comprehensive High School   2009 - 2011
SAIC  2005 - 2008
SAIC Venture Capital Corporation   2000 - 2005
Sutro & Co.   1997 - 1999
Hanifen, Imhoff  1995 - 1997
Equitable Securities Co.   1992 - 1995

Skills
Corporate Development, Investments, Mergers, Private Equity, Venture Capital, Teaching, Coaching, Economics, Negotiation, Business Strategy, Strategic Planning, Mergers & Acquisitions, Strategy

Education
Anderson University   2012 — 2016
DBA, Finance

University of Tennessee-Knoxville - College of Business Administration
MBA, Finance

Lipscomb University
BS, Accounting / Mathematics

Belmont University
MAT, Secondary Education, Mathematics

Al Beaird Al Beaird Woodland, California Details
Al Beaird's Sutro & Co. Experience December 1987 - December 1989
Job Executive Director, Mountain Pacific Sports Federation
Industry Sports
Experience
Mountain Pacific Sports Federation   February 1998 - Present
UC Davis Athletics  June 1990 - February 1998
Sutro & Co.   December 1987 - December 1989

Skills
Sports, Fundraising, Sports Marketing, Athletic Training, Sponsorship, Sports Management, Football, Baseball, Management

Education
California State University-Sacramento
MBA, Marketing

University of California, Davis
BA Physical Education

College of Marin   1971 — 1974

Tamara Steele Tamara Steele Greater San Diego Area Details
Tamara Steele's Sutro & Co. Experience 1992 - 1996
Job Operations Manager at Wells Fargo Bank
Industry Financial Services
Experience
Consultant  December 2012 - Present
Wells Fargo Bank  March 2011 - December 2012
Ajilon  March 2010 - September 2010
Union Bank of California  October 2005 - October 2008
LPL Financial  June 2000 - October 2005
Quick & Reilly  1996 - 2000
Sutro & Co.   1992 - 1996

Skills
Accounting, Financial Planners, Program Management, Risk Management, Recruiting, Bookkeeping, Business Development, Management, Financial Analysis, Leadership, Auditing, Human Resources, Payroll, Strategy, Loans, Cost Accounting, Budgets, Strategic Planning, Business Planning, Fundraising, Analysis, Marketing, Project Management, Sales, New Business Development, Negotiation, Investments, Time Management, Finance, Financial Planning

Education
University of California, San Diego   1989 — 1993
BA, Quantitative Economics and Decision Science

Mary Ellen Mancino Mary Ellen Mancino San Francisco Bay Area Details
Mary Ellen Mancino's Sutro & Co. Experience 1997 - August 1999
Job Sales Manager / REALTOR at Berkshire Hathaway HomeServices Drysdale Properties
Industry Real Estate
Experience
Empire Realty Associates  January 2012 - August 2015
Alain Pinel Realtors  March 2005 - December 2011
Walnut Creek  January 2005 - 2011
REALTOR®  2000 - February 2004
Sutro & Co.   1997 - August 1999
Prudential Healthcare  1996 - 1997
Aetna Health Plans  1995 - 1996
Aetna Life & Casualty  1991 - 1995

Skills
Real Estate, Marketing, Contract Negotiation, Corporate Relocation, luxury Home Sales, Sales, Coaching, Networking, Training, Business Planning, Business Development, Sellers, Management Consulting, Photography, Professional Mentoring, Educational Consulting

Education
Bentley University   1987 — 1991
BS, Accounting

Leading Real Estate Companies of the World (LREC)
Relocation Specialist Designation LRS, Relocation Specialist

Cindy Dunleavy Cindy Dunleavy San Francisco Bay Area Details
Cindy Dunleavy's Sutro & Co. Experience 1988 - 1992
Job CPA; Controller at Granite Ventures, LLC
Industry Venture Capital & Private Equity
Experience
Granite Ventures, LLC   2001 - Present
JPMorgan Chase & Co.   1992 - 2001
Sutro & Co  1988 - 1992
EY  1985 - 1988

Skills
Corporate Finance

Education
Loyola Marymount University, College of Business Administration
Bachelor’s Degree, Accounting

Mercy High School, Burlingame

Dale Oborne Dale Oborne Palm Springs, California Details
Dale Oborne's Sutro & Co. Experience April 1998 - September 2001
Job Compliance and Supervision
Industry Investment Management
Experience
Merrill Lynch  October 2011 - Present
Merrill Lynch  May 2008 - March 2011
Morgan Stanley  June 2006 - March 2008
Bank of America  July 2005 - June 2006
Morgan Stanley  October 2001 - July 2005
Sutro & Co.   April 1998 - September 2001
Jewish Family Service  December 1989 - September 1993

Skills
Accounts Payable, Microsoft Excel, Mutual Funds, Series 7, FINRA, Outlook, Finance, Sales, Series 63, Financial Planning, Investments, Management, Securities, Wealth Management, Asset Allocation, Financial Services

Education
California State University-Fullerton   1986 — 1989
BA, Russian & East European Studies

Lviv National Medical University 'Danylo Halycky'   1987 — 1987
Certificate of Completion, Russian Language and Culture

Mt. San Antonio College   1983 — 1986
AA, General Studies

Eric Holt Eric Holt San Francisco Bay Area Details
Eric Holt's Sutro & Co. Experience 2000 - 2001
Job SVP Institutional Sales at RH Investment Corp
Industry Financial Services
Experience
RH Investment Corp   March 2010 - Present
BondDesk Group   2005 - 2009
Henderson Capital Partners   2002 - 2005
Sutro & Co.   2000 - 2001
Bank of America Securities  1986 - 2000

Skills
Bonds, Management, Municipalities, Sales, Fixed Income, Relationship Management, Securities, Leadership, Series 7

Education
University of California, Berkeley
BA

C. Miyeko Keen C. Miyeko Keen Greater New York City Area Details
C. Miyeko Keen's Sutro & Co. Experience June 1987 - May 1996
Job Director, Business Operations
Industry Financial Services
Experience
Guggenheim Investments  February 2012 - Present
RydexSGI   September 2009 - February 2012
Rydex Investments  July 2004 - September 2009
Rydex Investments  October 2002 - July 2004
Applied Predictive Technologies  September 2000 - September 2002
State Street Research  July 1998 - September 2000
Principal Financial Securities  May 1996 - July 1998
Sutro & Co.   June 1987 - May 1996

Skills
E-commerce, Instructional Design, Distance Education, Marketing Strategy, Budgeting, Business Analysis, Business Process

Education
The University of Dallas
MBA

University of the Pacific
BA

Alicia Haley Alicia Haley San Francisco Bay Area Details
Alicia Haley's Sutro & Co. Experience 1984 - 1985
Job Luna Textiles
Industry Textiles
Experience
Luna Textiles  November 2011 - Present
ZF Corp   2008 - 2009
Xerox Corporation  1987 - 1990
McCann Erickson  1986 - 1987
Sutro & Co.   1984 - 1985

Skills
Creative Direction, Expense Management, Advertising, Expenses, Budgets, Customer Service, Event Planning, Furniture, Social Networking, Budget Monitoring, Marketing, Spreadsheets, Microsoft Word, Design Research, Space-planning

Education
San Jose State University   1982 — 1986
B.S., Finance

Dana Goldfarb Dana Goldfarb Greater Los Angeles Area Details
Dana Goldfarb's Sutro & Co. Experience April 1995 - December 2000
Job Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James  February 2010 - Present
Oppenheimer & Co. Inc.   November 2004 - February 2010
Wachovia Securities  November 2000 - 2004
Sutro & Co  April 1995 - December 2000
Bateman Eichler, Hill Richards  June 1987 - April 1995
Paine Webber  December 1979 - June 1987

Skills
Retirement Planning, Investments, Finance, Mutual Funds, Series 7, Wealth Management, Retirement, Asset Allocation, Investment Strategies, Series 63, Financial Advisory, Investment Advisory, Securities

Education
California State University-Northridge   1974 — 1977
Bachelor of Arts (B.A.), Urban Studies/Affairs

Van Nuys High School   1967 — 1970
High School

Derek Marsano Derek Marsano San Francisco Bay Area Details
Derek Marsano's Sutro & Co. Experience September 1983 - March 1984
Job Independent Computer Software Professional
Industry Computer Software
Experience
Cohera Corp.   May 1999 - August 2000
eXcelon Corp. formerly Object Design   January 1998 - January 1999
Object Design, Inc.   July 1995 - December 1997
Object Design, Inc.   January 1993 - June 1995
Object Design, Inc.   October 1992 - December 1992
CATS Software  March 1989 - April 1992
Stepstone Corp.   February 1988 - February 1989
Koch Systems Corp.   September 1986 - February 1988
Fortune Systems Corp.   June 1984 - September 1986
Sutro & Co.   September 1983 - March 1984

Skills
Product Development, Cloud Computing, SaaS, Software Development, Enterprise Software, Product Management, Start-ups, Sales Operations, Agile Methodologies, Sales, Strategic Partnerships, CRM, Software Project..., Cross-functional Team..., Business Development, Mobile Devices

Education
Dartmouth College   1976 — 1980
A.B.

Helen Kang Helen Kang San Francisco Bay Area Details
Helen Kang's Sutro & Co. Experience 1999 - 2000
Job Senior TraderTPG Public Equity Group
Industry Investment Management
Experience
TPG Capital  November 2014 - Present
Ascend Capital  March 2010 - November 2014
Symphony Asset Management  2005 - 2009
Trek Capital Management LLC   2002 - 2005
Firsthand Capital Management  2000 - 2002
Sutro & Co.   1999 - 2000
Merrill Lynch  1997 - 1999

Skills
Bloomberg, Hedge Funds, Equities, Proprietary Trading, Investments, Start-ups, Mutual Funds, Strategy, Prime Brokerage, Asset Allocation, Equity Trading, Settlement, Traders, Portfolio Management, Financial Risk, Currency, Corporate Actions, Securities Lending, Finance, Back Office, Accounting, Alternative Investments, Options, Financial Markets, Asset Management, Trading, Trading Systems, Electronic Trading, Fixed Income

Education
University of California, Santa Barbara
BA

Kim Spangler Kim Spangler Scottsdale, Arizona Details
Kim Spangler's Sutro & Co. Experience 1989 - 1991
Job Founder, Owner, President at ONE COOL COW
Industry Food & Beverages
Experience
ONE COOL COW   July 2013 - Present
Load Your Bases   September 2012 - June 2013
Capstone Asset Management  September 2010 - June 2011
MetLife Investors  July 2005 - July 2010
Travelers Life & Annuity  November 1996 - July 2005
Morgan Stanley Smith Barney  1992 - 2002
Sutro & Co.   1989 - 1991

Skills
Event Planning, Marketing, Social Media, Marketing Communications, Social Media Marketing, Sales, Social Networking, New Business Development, Marketing Strategy, Sales Presentations, Account Management, Public Speaking, Strategic Planning, Product Marketing, Financial Services

Education
University of San Francisco
Advanced Social Medial Certificate Program, Marketing

University of Arizona
Bachelor of Arts, Political Science, Business

David Lyon David Lyon San Francisco Bay Area Details
David Lyon's Sutro & Co. Experience March 1996 - January 2000
Job Investment Team Lead, JP Morgan
Industry Investment Management
Experience
JP Morgan  May 2000 - Present
Hambrecht & Quist  January 2000 - January 2002
Sutro & Co  March 1996 - January 2000

Skills
Mergers & Acquisitions, Equities, Financial Modeling, Investments, Hedge Funds, Due Diligence, Investment Management, Portfolio Management, Asset Managment, Fixed Income, Alternative Investments, Asset Management, Private Equity, Financial Analysis, Management, Strategy, Asset Allocation, Venture Capital

Education
University of Arizona   1991 — 1995

Woodbridge High School   1987 — 1991

Chris Antipa Chris Antipa San Francisco Bay Area Details
Chris Antipa's Sutro & Co. Experience January 1994 - December 1996
Job Director at Investment Technology Group, Inc.
Industry Capital Markets
Experience
Investment Technology Group, Inc.   2008 - Present
Legend Merchant Group  2008 - 2008
Urchin Captial Partners, LLC   2005 - 2007
Thomas Weisel Partners  2003 - 2004
Bofa Securities   1996 - 2003
Montgomery Securities  1996 - 2003
Sutro & Co.   January 1994 - December 1996

Skills
Equity Trading, Electronic Trading, Series 7, Equities, Portfolio Management, Trading, Mutual Funds, Mergers, Hedging, Capital Markets, Trading Strategies, Hedge Funds, Venture Capital, Bloomberg, Trading Systems, Financial Markets, Options

Education
University of California, Santa Barbara
Bachelor’s Degree

Richard Eckert Richard Eckert San Francisco Bay Area Details
Richard Eckert's Sutro & Co. Experience August 1998 - December 2001
Job Director and Analyst, Mortgage REITs at MLV
Industry Investment Management
Experience
Self-employed  August 2015 - Present
MLV  May 2013 - August 2015
Self-employed  December 2012 - May 2013
B. Riley and Co.   June 2011 - December 2012
CapStone Investments  March 2010 - June 2011
Second Derivative Research, LLC   June 2009 - March 2010
Lahde Capital Managment, LLC   October 2007 - January 2009
Roth Capital Partners  March 2003 - October 2007
Wedbush Morgan Securities  January 2002 - February 2003
Sutro & Co.   August 1998 - December 2001

Skills
Equity Research, Equities, Hedge Funds, Series 7, Valuation, Investments, Investment Banking, Capital Markets, Bloomberg, Series 63, Equity Valuation, Financial Modeling, Alternative Investments, Private Equity, Portfolio Management, Due Diligence

Education
University of Illinois at Urbana-Champaign   1981 — 1983
MBA, Finance

University of Notre Dame   1973 — 1977
BA, English

Abe Lampart Abe Lampart San Francisco Bay Area Details
Abe Lampart's Sutro & Co. Experience 1994 - 2002
Job Owner, Law Offices of Abe Lampart, P.C.
Industry Law Practice
Experience
Law Offices of Abe Lampart, P.C.   May 2004 - Present
Buchalter Nemer  August 2003 - April 2004
Cooper, White & Cooper LLP   June 2002 - August 2003
Sutro & Co.   1994 - 2002
Dean WItter Reynolds (Morgan Stanley)   1980 - 1992

Skills
Securities, Arbitration, Commercial Litigation, Litigation, Securities Regulation, Civil Litigation, Securities Litigation, Mediation, Corporate Law, Dispute Resolution, Legal Research, Legal Writing, Alternative Dispute..., Class Actions, Investments, Corporate Governance, Appeals, Courts, Trials, Employment Law, Mergers & Acquisitions, Intellectual Property, Trial Practice, Licensing, FINRA, Trademarks, Due Diligence, Financial Services, Trade Secrets, Corporate Finance

Education
Brooklyn Law School   1975 — 1979
Juris Doctor

State University of New York at Stony Brook   1971 — 1975
Bachelor of Science, Political Science

Kevin Chien Kevin Chien San Francisco, California Details
Kevin Chien's Sutro & Co. Experience April 1999 - March 2001
Job Operations Account Manager at Fundtech
Industry Financial Services
Experience
Fundtech  October 2014 - Present
Wetherby Asset Management  March 2014 - April 2014
Fiserv  December 2010 - August 2013
Ralph Lauren  October 2008 - November 2010
Natixis Global Asset Management  August 2004 - April 2008
Charles Schwab  February 2004 - July 2004
APL Consulting Services   March 2001 - January 2004
Sutro & Co  April 1999 - March 2001
NationsBanc Montgomery Securities  January 1999 - March 1999
Federal Reserve Bank  September 1998 - December 1998

Skills
Security APL, Separately Managed..., Unified Managed Accounts, Money Management, Account Management, Salesforce.com, Relationship Management, CRM, Financial Services, Risk Management, Portfolio Management, Project Portfolio..., Business Requirements, Business Strategy, Asset Management, Business Process..., Trading Systems, Product Management, Process Improvement, Internal Audit, Bloomberg, Leadership, Business Process, Sales Management, Visio, Securities, Mutual Funds, Series 63, Analytics, Executive Management, Wealth Management, Cross-functional Team..., Auditing, Trading, Strategic Planning, Equities, Accounting, SDLC, Financial Analysis, Loans, Fixed Income, Management, Investments, Business Intelligence, Finance, Sales, Requirements Gathering, Time Management, Business Development, Analysis

Education
Santa Clara University
Bachelor of Science, Finance

Shelley Smith Shelley Smith San Francisco Bay Area Details
Shelley Smith's Sutro & Co. Experience 1997 - 2000
Job Mediator
Industry Alternative Dispute Resolution
Experience
Gerard Klauer Mattison  2000 - 2003
Sutro & Co.   1997 - 2000
Paine Webber  August 1990 - April 1996
Prudential Bache Capital Funding  1989 - 1990

Skills
Negotiation, Mergers, Mergers & Acquisitions

Education
University of California, Los Angeles   1983 — 1989
BA, Economics

James Marks James Marks Greater Philadelphia Area Details
James Marks's Sutro & Co. Experience 1993 - 1996
Job President at The Marks Group
Industry Internet
Experience
The Marks Group   July 2013 - Present
Keystone Risk Partners   2002 - Present
WineAccess  January 2013 - July 2013
Marks Baughan & Co.   2004 - January 2013
Belzberg Technologies  2001 - 2002
Credit Suisse First Boston  1999 - 2001
Deutsche Bank Alex Brown  1998 - 1999
Credit Suisse First Boston  1996 - 1998
Sutro & Co.   1993 - 1996
SNL Financial  1987 - 1993

Skills
Investment Banking, Equities, Corporate Development, Financial Services, Mergers

Education
Swarthmore College   1980 — 1985
BA, Art History

Harriton

Harriton

Linda Sailor Linda Sailor Banning, California Details
Linda Sailor's Sutro & Co. Experience May 1968 - January 1972
Job Library Assistant at Calimesa Library
Industry Libraries
Experience
Calimesa Library   February 2006 - Present
CAP-MPT   January 1991 - July 2005
Sutro & Co  May 1968 - January 1972

Skills
Customer Service, Legal Research, Legal Writing, Social Media, Research, Marketing, Project Management, Community Outreach, Team Building, Microsoft Office, PowerPoint, Microsoft Word, Strategic Planning, Non-profits, Grant Writing, Data Entry, Microsoft Excel, Event Planning, Public Speaking, Outlook, Nonprofits

Education
Los Angeles Pierce College   1961 — 1964
Associate of Arts (A.A.), Rural Sociology

Reseda High School   1959 — 1961

Yoon-Sook Moon Yoon-Sook Moon Greater Denver Area Details
Yoon-Sook Moon's Sutro & Co. Experience 1998 - 2000
Job Vice President, Public Finance Investment Banking at Robert W. Baird & Co.
Industry Investment Banking
Experience
Robert W. Baird & Co.   May 2009 - Present
Banc of America Securities  June 2002 - May 2009
Piper Jaffray  June 2000 - May 2002
Sutro & Co  1998 - 2000

Skills
Government, Investment Banking, Public Finance, Public/private..., Series 7, Capital Markets, Fixed Income, Investments, Financial Modeling, Structured Finance, Securities

Education
Indiana University Bloomington   1996 — 1998
Master of Public Affairs

Berea College   1991 — 1995
BA & BS

Woodham High School

Will Piersol Will Piersol Longmont, Colorado Details
Will Piersol's Sutro & Co. Experience September 1999 - January 2001
Job Principal at Samadhi Investment Partners
Industry Investment Management
Experience
Samadhi Investment Partners   November 2012 - Present
Clairvoyance Capital   July 2008 - September 2012
SAC Capital  February 2004 - May 2008
Intrepid Capital (Acharne Capital)   January 2001 - February 2004
Sutro & Co.   September 1999 - January 2001
Taiwan Commodity Components   June 1995 - September 1999
NECX, Inc.   May 1991 - June 1995

Skills
Financial Analysis, Team Leadership, Portfolio Management, Investments, Equities, Financial Modeling, Equity Research, Emerging Markets, Asset Managment, Business Analysis, Market Analysis, International Management, Mentoring, Writing, Financial Markets, Asset Management, Valuation, Capital Markets, Due Diligence, Risk Management, Business Strategy, Business Planning, Technical Analysis, Trading, Bloomberg, Financial Planning, Competitive Analysis, Securities, Equity Valuation, Strategy, Alternative Investments, Hedge Funds, Mutual Funds, Private Equity

Education
Union College   1983 — 1988
Bachelor of Arts (B.A.)

Deerfield Academy

Jeffrey Posner Jeffrey Posner Greater New York City Area Details
Jeffrey Posner's Sutro & Co. Experience 1990 - 1995
Job at Needham & Company
Industry Financial Services
Experience
Needham & Company  August 2009 - Present
Stanford Group Company  2007 - 2009
Ryan Beck & Co.   2005 - 2007
Calyon  1997 - 2005
Vector Securities International   1995 - 1997
Sutro & Co.   1990 - 1995
PaineWebber  1986 - 1990

Skills
Institutional Sales, Equities, Syndicate, Hedge Funds, Equity Capital Markets, Valuation, Series 7, Capital Markets, Investment Banking, Equity Trading, Alternative Investments, Series 63, Bloomberg, Equity Research, Investments, Asset Management

Education
Tulane University   1982 — 1986
BA, Economics

Ed Schuller Ed Schuller San Francisco Bay Area Details
Ed Schuller's Sutro & Co. Experience 1996 - 2001
Job Senior Vice President at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management  May 2015 - Present
RBC Wealth Management  November 2008 - Present
Branch Director, RBC Wealth Management   2006 - 2008
RBC Wealth Management  2005 - 2006
RBC Dain Rauscher  2001 - 2004
Sutro & Co.   1996 - 2001
Sutro & Co.   1994 - 1996
Sutro & Co.   1992 - 1994
Bateman Eichler Hill Richards  1987 - 1992
Kidder Peabody & Co.   1982 - 1987

Skills
Investments, Equities, Marketing, Management, Strategic Planning, Leadership, Budgets, Team Building, Start-ups, Customer Service, New Business Development, Marketing Strategy, Public Speaking, Series 7, Wealth Management, Portfolio Management, Mutual Funds, Series 63

Education
Cal Poly San Luis Obispo
Bachelor of Science (BS), Business Administration and Management, General

Edward Ruelas Edward Ruelas Greater Los Angeles Area Details
Edward Ruelas's Sutro & Co. Experience October 1998 - December 2001
Job In transition
Industry
Experience
The Juda Group   January 2012 - August 2015
Sanders Morris Harris  January 2002 - December 2011
Sutro & Co  October 1998 - December 2001

Skills
Institutional, Equity Sales, Equities

Education
University of Southern California   1989 — 1992
Bachelor of Business Administration (BBA), Finance, General

Kit Y Lau Kit Y Lau San Francisco Bay Area Details
Kit Y Lau's Sutro & Co. Experience August 1999 - June 2000
Job Operations Analyst at Bailard, Inc.
Industry Financial Services
Experience
Bailard, Inc.   December 2013 - Present
Bailard Inc  July 2013 - December 2013
Savitr Capital   November 2010 - February 2013
BNY Mellon  November 2005 - November 2009
Wells Fargo Investments  June 2000 - July 2005
Sutro & Co  August 1999 - June 2000
Franklin Templeton Investments  February 1998 - June 1999
BARABAN SECURITIES INC   January 1995 - December 1997

Skills
Electronic Trading, Securities, Fixed Income, Back Office, FX Spot, FX Swaps, Global and Domestic..., Cash, Trade and...

Education
California State University-Long Beach
BA, Home Economics

Marina Capobianco Marina Capobianco Miami Beach, Florida Details
Marina Capobianco's Sutro & Co. Experience 1994 - 1998
Job Director of Finance at FirstService Financial, Inc.
Industry Financial Services
Experience
FirstService Financial, Inc.   January 2014 - Present
Miami Marlins, L.P.   July 2011 - October 2013
Clearbrook Global Advisors, LLC  March 2007 - July 2011
Freedom Mortgage  November 2005 - March 2007
PNC  September 2004 - November 2005
Touchstone Investments  2002 - 2004
Sutro & Co  1994 - 1998

Skills
Microsoft Excel, Microsoft Word, PowerPoint, Outlook, Budgets, Strategic Planning, Microsoft Dynamics ERP, Financial Analysis, Financial Reporting, Forecasting, Intercompany Accounts, Staff Management, Project Management, Financial Modeling, Accounting

Education
University of Massachusetts Boston
Master of Business Administration (MBA), Finance & Accounting

Purdue University
Bachelor of Science (B.S.), Accounting and Finance;minor in Economics

Mark Peetz Mark Peetz San Francisco Bay Area Details
Mark Peetz's Sutro & Co. Experience June 1988 - January 1997
Job Senior Vice President / Investments at Silicon Valley Securities, Inc.
Industry Financial Services
Experience
Silicon Valley Securities, Inc.   March 1997 - Present
Silicon Valley Securities, Inc.   January 1997 - Present
Sutro & Co.   June 1988 - January 1997
EF Hutton & Co.   January 1975 - June 1988

Skills
Investments, Mutual Funds, Securities, ETFs, Series 7, Bonds, FINRA, Fixed Annuities, Commodity, Stocks, Leadership

Education
University of California, Berkeley   1972 — 1974
Bachelor of Science (B.S.), Financial Planning and Services

Merritt College   1971 — 1972
Associate's degree, Finance, General

Saint Mary's College of California   1970 — 1971

Eugene Melnitchenko Eugene Melnitchenko Owings, Maryland Details
Eugene Melnitchenko's Sutro & Co. Experience 1998 - 2000
Job Retired
Industry Financial Services
Experience
Sutro & Co.   1998 - 2000
Principal Financial Group  1996 - 1998
Legg Mason  1990 - 1995
United States Trust Co. of New York   1961 - 1979

Skills
Microsoft Office, Customer Service, Process Improvement, Risk Management, Change Management, Project Management, Credit, Negotiation, Insurance, Outlook, Investments, Loans, Management, Mortgage Lending, Team Leadership, Analysis, Portfolio Management, Project Planning, Operations Management, Business Strategy, Leadership, Data Analysis

Education
City University of New York City College
Bachelor of Arts (B.A.), Philosophy

New York University
Master of Arts (M.A.), Philosophy

New York University, Stern School of Business
Master of Business Administration (MBA)

Willy Fuleihan Willy Fuleihan Greater Los Angeles Area Details
Willy Fuleihan's Sutro & Co. Experience January 1988 - September 1990
Job Managing Partner at CRAMSIB L.L.C
Industry Financial Services
Experience
CRAMSIB L.L.C   August 2012 - Present
ICAP Securities   January 2006 - August 2012
Stone & Youngberg L.L.C   May 2003 - January 2006
Gruntal & Co  September 1997 - April 2003
Crowell, Weedon & Co.   September 1990 - July 1997
Sutro & Co.   January 1988 - September 1990

Skills
Bonds, Fixed Income, Capital Markets, Strategic Planning, Structured Products, MBS, Trading, Portfolio Management, Alternative Investments, Hedge Funds, Bloomberg, Asset Managment, Equities, Investment Banking, Sales, Customer Service, Problem Solving, Strategic Financial..., Registered Investment..., Financial Risk, Analytic Finance, Securities Licenses..., MICROSOFT OFFICE..., GAME THEORY, BEHAVIORAL ECONOMICS, BEHAVIORAL FINANCE, CONTRACT NEGOTIATIONS, ISDA (INTERNATIONAL..., STRUCTURED FIXED INCOME..., CMBS (COLLATERIZED..., CMO (COLLATERIZED..., CDS, FOOL THEORY AND..., FIXED INCOME RISK..., FLOATING RATE SECURITIES, RAMNIFICATIONS OF THE..., Asset-backed..., Asset Allocation, Asset Management

Education
Anderson School at UCLA   2011 — 2012
Extension Courses, financial engineering, structure finance, Ongoing Extension Courses

University of Arizona   1982 — 1983
Master of Business Administration (M.B.A.), Finance and Financial Management Services, overall gpa 3.80...Finance gpa 4.0

University of Colorado at Boulder   1981 — 1981
ADVANCED FINANCIAL AND ECONOMICS MATHEMATICS STUDIES

American University of Beirut   1978 — 1981
Bachelor of Arts (B.A.), Economics

John Marrone John Marrone Greater Los Angeles Area Details
John Marrone's Sutro & Co. Experience 1991 - 1998
Job Financial Adviser
Industry Financial Services
Experience
Marrone Financial   January 2007 - Present
Credit Suisse  2004 - 2007
Roth Capital Partners  1998 - 2004
Merrill Lynch  1997 - 1998
Sutro & Co  1991 - 1998
Drexel Burnham Lambert  1986 - 1989
Bateman Eichler   1982 - 1986

Skills
Investments, Management, Financial Modeling, Finance, Asset Management, Equities, Valuation

Education
UCLA
Political Science

Loyola Marymount University
Political Science

Crespi High School

Christopher Rask Christopher Rask Portland, Oregon Details
Christopher Rask's Sutro & Co. Experience March 2000 - March 2002
Job Principal at North Point Wealth Advisors
Industry Financial Services
Experience
North Point Wealth Advisors   2014 - Present
Morgan Stanley  2008 - 2014
Quest Capital Strategies, Inc.   November 1997 - March 2008
Merril Lynch Inc  2002 - 2008
Sutro & CO.   March 2000 - March 2002
Grove Securities   March 1998 - March 2000

Skills
Financial Advisory, Retirement Planning, Wealth Preservation...

Education
Oregon State University
Bachelor’s Degree