Swiss American Securities Inc.
Address: 12 E 49th St #41, New York, NY 10017 Phone: (212) 612-8700: : : : : : Category: Place name: Website: Own this business?
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Swiss American Securities Inc. Employees
Delta Air Lines January 2008 - March 2014
Title Resource Group March 2007 - December 2007
Swiss American Securities, Inc August 2006 - March 2007
Skills
Spanish, Portuguese, Problem Solving, Management, Leadership, Team Leadership, Teamwork, Research, Microsoft Office, Editing, Legal Research, Microsoft Word
Education
Boston University School of Law 2013 — 2016
Juris Doctor
University of Scranton 2002 — 2006
Bachelor of Arts, International Language-Business
HSBC Global Banking and Markets November 2014 - Present
State Street Corporation -servicing Morgan Stanley September 2011 - February 2014
Goldman Sachs January 2011 - August 2011
Ridge Clearing 2010 - 2010
Swiss American Securities Inc. June 2007 - October 2008
The Bank of New York October 2000 - June 2007
Skills
Equities, Investment Banking, Securities, Fixed Income, Mergers & Acquisitions, Trading, Investments, Corporate Actions, Portfolio Management, Banking, Mutual Funds, Settlement, Account Reconciliation
Education
Manhattan College 1996 — 2000
Bachelor's of Science, Computer Information Systems
JDRF International April 2015 - Present
Dining Defined LLC 2009 - Present
JDRF April 2013 - April 2015
JDRF June 2010 - April 2013
Swiss American Securities Inc. April 2006 - August 2008
Group Dental Service (denex) September 2004 - October 2005
Skills
Business Development, Board Development, Volunteer Management, Fundraising, Marketing Strategy, Marketing Communications, Budget, Project Management, Microsoft Office, Adobe Creative Suite, Salesforce.com, Convio, Collateral, CRM, Public Relations, Marketing, Leadership, Budgets, Email Marketing, Management
Education
University of Maryland College Park 2001 — 2004
BS, Business - Marketing
Broadridge Financial Solutions June 2014 - Present
Broadridge June 2013 - January 2015
Broadridge Financial Solutions December 2009 - May 2014
Northern Trust May 2007 - December 2009
Swiss American Securities Inc. May 2004 - May 2007
UBS Investment Bank June 2001 - May 2004
Skills
Securities, Equities, Settlement, Manage Client..., Foreign Exchange, Investments, Financial Risk, Strategy, Business Analysis, Back Office, Relationship Management, Customer Service, Finance, Leadership, Process Improvement
Education
Dowling College 2012 — 2017
Master of Business Administration (MBA), Management & Leadership
Fairfield University 1997 — 2001
Bachelor of Science (B.S.), Finance, General
R. W. Pressprich & Co., Inc. 2009 - Present
Swiss American Securities Inc. 2004 - 2008
Education
Baruch College, City University of New York (CUNY)
Guggenheim Partners Investment Management Holdings LLC October 2014 - Present
Brown Brothers Harriman November 2008 - July 2014
Swiss American Securities Inc. January 2002 - November 2008
Swiss American Securities Inc., a Credit Suisse Group Company 1991 - January 2002
Shearson Lehman Bros. February 1985 - December 1989
Deloitte, Haskins & Sells 1981 - 1984
Skills
Trading, Sales Management, Regulatory Documentation, Asset Management, Banking, Bloomberg, Brokerage, Capital Markets, Commodity, Currency, Derivatives, ETFs, Electronic Trading, Equities, Equity Research, Equity Trading, FINRA, Financial Markets, Financial Services, Fixed Income, Hedge Funds, Hedging, Investments, Management, Options, Order Management, Portfolio Management, Risk Management, Sales, Securities, Series 63, Series 7, Trading Systems
Education
The University of Connecticut 1979 — 1981
BS, Accounting
University of Connecticut 1979 — 1981
Bachelor of Science (B.Sc.), Accounting, Cum Laude
Morgan Stanley Wealth Management June 2013 - Present
Morgan Stanley Smith Barney September 2008 - Present
Morgan Stanley October 2011 - June 2013
Morgan Stanley Smith Barney November 2010 - June 2013
JEFFRIES & CO December 2006 - March 2008
MIZUHO SECURITIES USA, INC February 2006 - September 2006
SWISS AMERICAN SECURITIES, INC January 2001 - January 2006
Skills
Fixed Income, Business Analysis, DTC, ACATS, Back Office, Account Reconciliation, Financial Reporting, Investment Banking, Investments, Capital Markets, Trading, Analysis, Banking, Securities, Finance, Management, Financial Services
Education
Borough of Manhattan Community College 1998 — 2000
Accounting
Andrew Jackson High School 1990 — 1994
ICE Futures U.S., Inc. February 2007 - Present
Swiss American Securities Inc. 2004 - 2005
Morgan Stanley Smith Barney August 1997 - 2004
Skills
Mergers & Acquisitions, Due Diligence, Securities, Corporate Law, Equities, Analysis, Options, Corporate Governance, Legal Research, Management, Mergers, Legal Writing, Negotiation, Policy, Private Equity
Education
New York University 1997 — 1997
Paralegal, Paralegal Studies
Binghamton University 1980 — 1984
BA, Pol. Sci. and French
Raymond James Financial Services, Inc. Member FINRA/SIPC February 2002 — Present
Hofstra University September 2008 — Present
Swiss American Securities Inc. June 1994 — January 2002
Standard & Poor's April 1992 — June 1994
Bank of America June 1989 — April 1992
Skills
Asset Managment, Equities, Finance, Portfolio Management, Investments, Series 7, Securities, Options, Trading, Estate Planning, Investment Strategies, Analysis, Insurance, Trusts
Education
University of Rochester 1985 — 1989
BA, Economics
40 North November 2014 - Present
Deloitte October 2012 - November 2014
LAMCO LLC June 2010 - December 2011
Swiss American Securities Inc January 2007 - October 2008
Bank of New York Mellon 2006 - 2006
Skills
Microsoft Excel, Banking, Microsoft Office, Financial Analysis, Customer Service, Project Management, Business Analysis, Microsoft Word, PowerPoint, Derivatives, Fixed Income, Change Management, Analysis, Capital Markets, Auditing, Accounting, Finance, Financial Reporting
Education
Baruch College 2010 — 2012
Master of Science (MS), Accountancy
Barnard College 2002 — 2006
Bachelor of Arts (BA), Economics/Chemistry
CentraState Healthcare System May 2015 - Present
Booker outpatient dialysis September 2014 - Present
UBS Financial Services Inc November 2009 - June 2013
Swiss American Securities Inc January 1995 - January 2008
Skills
Bloomberg, Equities, Fixed Income, Hedge Funds, Portfolio Management, Securities, Series 7, Settlement, Trading, Options, Electronic Trading, Derivatives, Back Office
Education
Katharine Gibbs School
Kingsborough Community College
Nursing / Business
Citigroup July 2010 - Present
Fortis Securities Inc February 2007 - July 2010
Swiss American Securities, Inc August 2006 - January 2007
Barclays Capital November 2005 - July 2006
Barclays July 2005 - November 2005
Barclays July 2004 - June 2005
Mellon Investor Services LLC May 2002 - June 2004
Mellon Investor Services LLC January 2001 - April 2002
Clifford Chance Rogers & Wells, LLP June 2000 - December 2000
Skills
Securities, Corporate Actions, Microsoft Excel, Securities Lending, Account Reconciliation, Bloomberg, Database Administration, SWIFT payments, Access
Education
Rutgers University 1996 — 2000
Bachelor of Arts (BA), Political Science and Government
Rutgers University-New Brunswick 1996 — 2000
BA, Political Science, Economics
Deutsche Bank February 2007 - June 2013
Swiss American Securities Inc August 2005 - February 2007
California Closets 2003 - 2005
Skills
Accounting, Corporate Finance, Excel, PowerPoint, Financial Analysis, Risk Management, Strategic Planning, Finance, Banking, Financial Reporting, Microsoft Excel, Investments, QuickBooks, Cash Management, Equities
Education
Mercy College
BS, Corporate Communications
The Garvin Group/ S&W Agency / Guardian Life Insurance 2009 - Present
Swiss American Securities Inc 2001 - 2008
Chuo Mitsui Trust Company (U.S.A) 1999 - 2001
Daub & Daub Architects/Boshen Design 1998 - 1999
Skills
Employee Relations, Recruiting, Employee Benefits, Human Resources, Benefits Administration, HRIS, Employee Engagement, Payroll, Applicant Tracking..., Leadership, Onboarding, Succession Planning, Talent Management, College Recruiting, Customer Service, Financial Services, Banking, Management
Education
Pace University 1995 — 1999
BBA, General Business Management
Van Arsdale high school
Cantor Fitzgerald April 2010 - Present
Swiss American Securities Inc. September 1987 - October 2008
Swiss American Securities Inc. 1987 - 2008
Skills
Equities, Fixed Income, Bloomberg, Financial Services, Investments, Options, Derivatives, Customer Service, Microsoft Office
Education
City University of New York City College 1980 — 1982
Computer Science
MUFG in the Americas March 2014 - Present
Fisher Investments March 2013 - March 2014
JPMorgan Chase August 2011 - February 2013
Morgan Stanley January 2008 - August 2011
Schulte Roth & Zabel LLP June 2007 - December 2007
Swiss American Securities Inc January 2007 - June 2007
Merrill Lynch January 2006 - June 2006
Education
Fordham University 2004 — 2007
Gouverneur Health Services October 2013 - Present
New York Methodist Hospital July 2010 - March 2012
New York Methodist Hospital September 2008 - July 2010
Talented & Gifted School for Young Scholars September 2004 - September 2008
Beth Israel Medical Center May 2004 - May 2005
Swiss American Securities Inc. August 1994 - January 2003
Skills
Healthcare, Administrative..., Data Entry, Hospitals, Healthcare Management, Medical Terminology, Outlook, EMR, Microsoft Office, Healthcare Information..., Office Management, Policy, Access, HIPAA, Training
Education
Salem International University 2014 — 2015
Master of Business Administration (M.B.A.), International Business
Brooklyn College 2012 — 2013
Bachelors of Science (B.S), Business Management and Finance
New York Technical College 1989 — 2005
Associate of Arts and Sciences (A.A.S.), Computer Science
SoulCity Productions January 1978 - Present
Credit Suisse Inc., Private Banking October 2008 - October 2010
Credit Suisse Inc. October 2008 - September 2010
Swiss American Securities Inc February 2001 - October 2008
Comverse Network Systems June 1998 - February 2001
Research and Development June 1998 - February 2001
Skills
Music, Unix, Java, Oracle, JSP, Microsoft SQL Server, Apache, Web Applications, C++, ClearCase, Subversion, JMS, CVS, Databases, SDLC, OOP
Education
Pace University 1998 — 2002
MS, Computer Science
Lehman College-CUNY
BA, Mathematics
Credit Suisse 2011 - Present
Citi 2008 - 2009
Swiss American Securities, Inc 1998 - 2008
Skills
Vendor Management, PMP, Information Technology, Fixed Income, Derivatives, SDLC, Equities, Capital Markets, Risk Management, Investment Banking, Business Analysis, Portfolio Management, Trading Systems
Education
SUNY Binghamton 1975 — 1979
Bachelor of Science (BS), Mathematics and Computer Science
SumRidge Partners April 2014 - Present
Newedge July 2011 - March 2014
Braver Stern Securities LLC October 2009 - July 2011
Safdie Investment Services February 2009 - October 2009
OTA LLC (BD)/ OTR Global LLC (RIA) October 2005 - February 2009
SWISS AMERICAN SECURITIES INC. January 2004 - June 2005
DEUTSCHE BANK SECURITIES INC. June 2000 - December 2003
Skills
Series 4, 7, 24, 55,..., Securities, Fixed Income, FINRA, Anti Money Laundering, Hedge Funds, Trading, Equities, Capital Markets, Series 7, Financial Risk
Education
Fordham University 2006 — 2009
Master of Business Administration (MBA), Finance and Financial Management Services
SUNY at Buffalo 1995 — 2000
Bachelor of Arts (B.A.), Economics