TCF Investments
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TCF Investments Employees
Redhawk Wealth Advisors May 2014 - Present
LPL Financial via Haas Financial February 2013 - January 2014
Ameriprise Financial Services, Inc. December 2010 - February 2012
Marquette Asset Management April 2008 - February 2009
RBC Wealth Management January 2006 - February 2008
Piper Jaffray July 2003 - August 2006
TCF Investments December 2004 - November 2005
Charles Schwab September 2002 - December 2004
Wealth Enhancement Group June 2001 - June 2002
MJK Clearing Inc. March 1999 - April 2001
Skills
Securities, FINRA, Investments, Wealth Management, Compliance, Mutual Funds, Asset Management, Problem Solving, Excel, Customer Service, Banking, Microsoft Office, Word, PowerPoint, Equities, Policy, Series 7, Series 63, Trading, Risk Management, Retirement Planning, Accounting, Management, Financial Analysis, Human Resources, Sales, Back Office, Series 24, Disability Insurance, Analysis, Bonds, Access, Options, Account Reconciliation, Due Diligence, Payroll, Microsoft Word, Microsoft Excel, Finance, 401k, Insurance, Strategic Financial..., Financial Planning
Education
Bethel University 2013 — 2014
Business Leadership, Business
Cretin Derham Hall 1984 — 1988
College of St. Catherine
Horace Mann Investors, Inc. March 2014 - Present
Horace Mann October 2009 - Present
TCF Investments 2002 - January 2009
Miller, Johnson, Steichen, Kinnard Inc. September 2001 - June 2002
Robert W. Baird June 1996 - August 2001
Skills
Series 24, Series 7, Series 63, Series 8, Series 14, Series 65, FINRA, Investments, KYC, Risk Management, Securities, Broker-Dealer, Mutual Funds, AML, OFAC, Investment Advisory, Insurance, Securities Regulation, Training, Portfolio Management, Financial Services, Bank Secrecy Act, Series 6, USA PATRIOT Act, Fixed Annuities, Uniform Combined State..., Financial Risk, Fraud
Education
Western State University College of Law 1979 — 1981
Juris Doctor, Law
University of Minnesota-Twin Cities 1973 — 1977
BA, Political Science & Criminology
St. Louis Park High School 1971 — 1973
Graduate
Stone Arch Law Office, PLLC February 2014 - Present
Minneapolis Animal Care and Control 2013 - Present
Thomas Jefferson School of Law January 2013 - Present
Trust Point Inc. September 2011 - January 2014
Wells Fargo Bank June 2008 - September 2011
TCF Investments September 2001 - August 2005
PFPC Financial Services March 2000 - March 2001
Skills
Estate Planning, Revocable Trusts, Personal Trust..., Trusts, Wills, Preparation of Wills, Trustee, Trusteeship, Estate Tax Planning, Estate & Gift Taxation, Living Will, Powers of Attorney, Health Care Proxies, Legal Research, Educational Seminars, Trust Taxation, Unit Trusts, Charitable Trusts, Trust Management, Legal Advice, Legal Documents, Special Needs Trusts, Legal Writing, Scholarly Research, Financial Advisory
Education
William Mitchell College of Law 2005 — 2008
J.D., Estates, Trusts, Taxation
Thomas Jefferson School of Law 2009 — 2011
LL.M., summa cum laude, Wealth Management and Compliance/AML
University of Minnesota-Twin Cities 1995 — 1999
B.A., Sociology of Law
Baker & Taylor August 2014 - Present
SRA International December 2012 - June 2014
MorganFranklin Corporation January 2011 - December 2012
Investment Solution Services, LLC. December 2008 - December 2010
TCF Investments 2006 - 2008
La Petite Academy December 2005 - August 2006
Rush-Copley Medical Center July 2003 - November 2005
Columbia St. Mary's January 2003 - July 2003
United States Air Force August 1993 - January 2003
Skills
Security Clearance, Security, DoD, Physical Security, Supervisory Skills, Government Contracting, PowerPoint, Military, Information Assurance, Top Secret, Microsoft Office, Microsoft Excel, Facility Security..., Security Operations, Program Management, Army, Logistics, Intelligence, Office Management, Purchasing, Office Administration, COMSEC, Facilities Management, Warehouse Management, Forklift Operator, Organization, Access Database, Event Planning, Resume Writing, Reports, Early Childhood..., Purchasing Negotiation, Purchase Requisitions, Purchase Orders, Training, Government, National Security, Force Protection, Counterterrorism, Access
Education
Ashford University 2013 — 2015
Bachelor's degree, Organizational Management/Logistics
Aurora University 2004 — 2006
Bachelor of Arts (B.A.), Psychology
Community College of the Air Force 1993 — 2003
Associates, Criminal Justice
Syracuse University 2014 — 2015
Veterans Scholorship Program (Certificate Programs), IT Certifications (Comptia A+, Network+, Server +) & IT Security Certifications
Cetera Investment Services February 2010 - Present
Minneapolis Financial Group January 2009 - January 2010
TCF Investments May 2004 - November 2008
TCF Investments May 2001 - May 2004
Skills
Sales, Leadership, Investments, Financial Services, Sales Management, Talent Acquisition, Banking, Account Management, Business Development, Analysis, Customer Service, Finance, Financial Analysis, Insurance, Mergers, Management, Mutual Funds, Portfolio Management, Process Improvement, Relationship Management, Retirement Planning, Risk Management, Salesforce.com, Series 7, Strategic Planning, Team Building
Education
University of Minnesota-Twin Cities 1991 — 1996
BS, Economics
Thrivent Financial April 2006 - Present
TCF Investments 2002 - 2006
White Oaks Wealth Advisors February 2001 - October 2002
Morgan Stanley January 1999 - February 2001
Education
The American College 2008 — 2010
Certified Leadership Fellow (CLF) Designation
The University of North Dakota 1996 — 1998
Bachelor of Science (BS), Financial Management
Minnetonka High School 1988 — 1992
W & S Financial Group Distributors August 2005 - Present
TCF Investments March 1999 - August 2005
Education
College of Financial Planning 2009 — 2010
Chartered Retirement Planning Counselor - CRPC
Governors State University 1987 — 1990
Bachelor's Degree, Finance, General
Moraine Valley Community College 1985 — 1987
Associate's Degree, Business Administration and Management, General
M3 October 2011 - Present
The Business Forum July 2013 - Present
Gunning For Hope June 2013 - Present
Snap Fitness dba CR Fitness LLC April 2007 - Present
M3 Insurance October 2011 - Present
Associated Wealth Management February 2005 - April 2008
TCF Investments October 2003 - February 2005
JP Morgan Chase September 2002 - October 2003
M&I Wealth Management March 1998 - September 2002
Education
Edgewood College
MBA, Finance
Ameriprise Financial Services, Inc. January 2006 - Present
TCF Investments November 2004 - December 2005
TCF Financial Insurance Agency February 2002 - November 2004
TCF Bank September 2000 - February 2002
TCF Bank August 1999 - September 2000
Education
University of Minnesota-Twin Cities 1994 — 1998
Bachelor of Arts (BA), Psychology
Trailstone Financial October 2008 - Present
TCF Investments October 1996 - October 2008
Skills
Wealth Management, Strategic Financial..., Financial Advisory, Alternative Investments, Investments, Securities, Finance, Financial Services, Retirement, Series 7, IRAs, FINRA, Insurance, Banking, Mutual Funds, Retirement Planning
Education
Knox College 1992 — 1996
Economics, Economics
Transamerica August 2014 - Present
Ameriprise Financial Services, Inc. April 2011 - July 2014
Thrivent Financial for Lutherans November 2008 - April 2011
TCF Investments 2004 - 2008
TCF Bank April 2003 - December 2004
TCF Bank January 2001 - April 2003
Skills
Series 7, Retirement Planning, Investments, Retirement, Insurance, Financial Planning
Education
St. Cloud State University 1996 — 2000
marketing
MoneyGram International January 2008 - Present
GMAC ResCap January 2006 - December 2007
TCF Investments 2004 - 2005
Education
Bethel University 1999 — 2001
ComputerWorks of Chicago January 2002 - Present
Chicago Gay Men's Chorus October 2006 - May 2012
TCF Investments September 1999 - January 2002
CFS Bank (currently New York Community Bank) September 1996 - September 1999
Skills
Management, Customer Service, Account Management, Microsoft Excel
Education
Los Angeles Harbor College 1991 — 1993
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
M&E Catalyst Group August 2014 - Present
Rhett & Reed Noyes September 2011 - Present
Questar Capital / Allianz Life 2006 - 2011
TCF Bank September 2001 - December 2006
TCF Investments 2001 - 2006
Skills
Series 63, Bonds, ETFs, Options, Financial Services, Securities, Mutual Funds, Retirement Planning, Fixed Annuities
Education
St. Cloud State University 1998 — 1999