TD Securities (USA) LLC
Industry: Company
DescriptionParent organization: Toronto Dominion Holdings (U.S.A.), Inc. Subsidiary: TD Professional Execution, Inc.
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TD Securities (USA) LLC Employees
Employee
Years
Job
Industry
Karen Rivera Karen Rivera's TD Securities (USA) LLC Experience March 2015 - Present
Job Administrative Assistant at TD Securities (USA), LLC
Industry Investment Banking
Experience
TD Securities (USA) LLC March 2015 - Present
Blue Ridge Capital July 2010 - March 2015
Merrill Lynch February 1986 - September 2008
Skills
Microsoft Excel, Derivatives, Accounting, Bloomberg, Investments, Hedge Funds, Portfolio Management, Strategy, Disaster Recovery, Vendor Management, SDLC, ITIL, Mergers & Acquisitions, Due Diligence, Investment Banking, Alternative Investments, Analysis, Customer Service, Microsoft Office, Financial Modeling, Fixed Income, Private Equity, Asset Management, Venture Capital, Banking, Strategic Financial..., Business Analysis, Project Portfolio..., Bloomberg Terminal, Valuation, Equity Research, Leadership, Securities, Trading Systems, IT Strategy, Options, Series 63, Business Process..., Governance, Risk Management, Series 7, Finance, PMO, Capital Markets, Corporate Finance, Financial Services, Prime Brokerage, Relationship Management
Education
The Simmons Business School 1984 — 1985
Yonkers High School 1980 — 1984
City University of New York-Herbert H. Lehman College
TD Securities (USA) LLC March 2015 - Present
Blue Ridge Capital July 2010 - March 2015
Merrill Lynch February 1986 - September 2008
Skills
Microsoft Excel, Derivatives, Accounting, Bloomberg, Investments, Hedge Funds, Portfolio Management, Strategy, Disaster Recovery, Vendor Management, SDLC, ITIL, Mergers & Acquisitions, Due Diligence, Investment Banking, Alternative Investments, Analysis, Customer Service, Microsoft Office, Financial Modeling, Fixed Income, Private Equity, Asset Management, Venture Capital, Banking, Strategic Financial..., Business Analysis, Project Portfolio..., Bloomberg Terminal, Valuation, Equity Research, Leadership, Securities, Trading Systems, IT Strategy, Options, Series 63, Business Process..., Governance, Risk Management, Series 7, Finance, PMO, Capital Markets, Corporate Finance, Financial Services, Prime Brokerage, Relationship Management
Education
The Simmons Business School 1984 — 1985
Yonkers High School 1980 — 1984
City University of New York-Herbert H. Lehman College
Steven M. Gerstel, CRCP Steven M. Gerstel, CRCP's TD Securities (USA) LLC Experience September 2008 - Present
Job Director Dodd Frank Compliance TD Securities (USA) LLC
Industry Financial Services
Experience
TD Securities (USA) LLC September 2008 - Present
The Concord Equity Group October 2007 - September 2008
Montauk Financial Group 2001 - 2007
Skills
Compliance, Series 24, Series 7, Series 63, Series 4, Series 27, Series 53, Series 55
Education
University of Pennsylvania - The Wharton School 2011 — 2011
CRCP, Securities regulatory compliance
City University of New York-Brooklyn College
TD Securities (USA) LLC September 2008 - Present
The Concord Equity Group October 2007 - September 2008
Montauk Financial Group 2001 - 2007
Skills
Compliance, Series 24, Series 7, Series 63, Series 4, Series 27, Series 53, Series 55
Education
University of Pennsylvania - The Wharton School 2011 — 2011
CRCP, Securities regulatory compliance
City University of New York-Brooklyn College
Sandra Vilan's TD Securities (USA) LLC Experience February 2013 - December 2013
Job Compliance Officer at ICAP Corporates LLC
Industry Financial Services
Experience
ICAP CORPORATES LLC December 2013 - Present
TD Securities (USA) LLC February 2013 - December 2013
ADP Broker-Dealer, Inc May 2012 - July 2012
Merrill Lynch February 2005 - March 2012
The Bank of New York December 2001 - January 2005
Merrill Lynch, Pierce, Fenner & Smith, Inc April 1999 - June 2001
Skills
Compliance, Regulatory Requirements, Organizational..., Equities, Investments, FINRA, Hedge Funds, Securities
Education
University of Phoenix 2003 — 2006
Master of Business Administration, Business and Marketing
The State University 1992 — 1996
Bachelor of Arts, Political Science and Government
Paralegal Program 1990 — 1992
Ft. Lauderdale College, Paralegal Program
ICAP CORPORATES LLC December 2013 - Present
TD Securities (USA) LLC February 2013 - December 2013
ADP Broker-Dealer, Inc May 2012 - July 2012
Merrill Lynch February 2005 - March 2012
The Bank of New York December 2001 - January 2005
Merrill Lynch, Pierce, Fenner & Smith, Inc April 1999 - June 2001
Skills
Compliance, Regulatory Requirements, Organizational..., Equities, Investments, FINRA, Hedge Funds, Securities
Education
University of Phoenix 2003 — 2006
Master of Business Administration, Business and Marketing
The State University 1992 — 1996
Bachelor of Arts, Political Science and Government
Paralegal Program 1990 — 1992
Ft. Lauderdale College, Paralegal Program
Amanda Tindall Amanda Tindall's TD Securities (USA) LLC Experience May 2014 - December 2014
Job Treasury Specialist at Corporation Service Company
Industry Financial Services
Experience
Corporation Service Company December 2014 - Present
TD Securities (USA) LLC May 2014 - December 2014
TD August 2008 - May 2014
Skills
Microsoft Office, Public Speaking, Social Media, Research, PowerPoint
Education
University of Delaware
Corporation Service Company December 2014 - Present
TD Securities (USA) LLC May 2014 - December 2014
TD August 2008 - May 2014
Skills
Microsoft Office, Public Speaking, Social Media, Research, PowerPoint
Education
University of Delaware
Maria Bonamico Maria Bonamico's TD Securities (USA) LLC Experience March 2009 - October 2010
Job Vice President at BNY Mellon
Industry Financial Services
Experience
BNY Mellon April 2011 - February 2015
TD SECURITIES (USA) LLC March 2009 - October 2010
CIBC WORLD MARKETS CORPORATION November 2006 - May 2008
CIBC June 2004 - May 2008
CIBC WORLD MARKETS CORPORATION June 2004 - November 2006
Citibank September 2003 - June 2004
WASHINGTON MUTUAL January 2001 - January 2003
HONG KONG SHANGHAI BANKING CORPORATION (HSBC) January 1994 - January 1996
Chase Manhattan Bank October 1993 - October 1994
CHASE MANHATTAN BANK January 1993 - January 1994
Education
New York University 2008 — 2008
Diploma Certificate for Credit Analysis and Real Estate
NEW YORK UNIVERSITY
Diploma Certificate, Real Estate Finance, GPA 3.89
Pace University 1984 — 1988
Bachelor of Business Administration, Management
Pace University - Lubin School of Business 1984 — 1988
BBA, Business Management
BNY Mellon April 2011 - February 2015
TD SECURITIES (USA) LLC March 2009 - October 2010
CIBC WORLD MARKETS CORPORATION November 2006 - May 2008
CIBC June 2004 - May 2008
CIBC WORLD MARKETS CORPORATION June 2004 - November 2006
Citibank September 2003 - June 2004
WASHINGTON MUTUAL January 2001 - January 2003
HONG KONG SHANGHAI BANKING CORPORATION (HSBC) January 1994 - January 1996
Chase Manhattan Bank October 1993 - October 1994
CHASE MANHATTAN BANK January 1993 - January 1994
Education
New York University 2008 — 2008
Diploma Certificate for Credit Analysis and Real Estate
NEW YORK UNIVERSITY
Diploma Certificate, Real Estate Finance, GPA 3.89
Pace University 1984 — 1988
Bachelor of Business Administration, Management
Pace University - Lubin School of Business 1984 — 1988
BBA, Business Management
Lance Carlton Lance Carlton's TD Securities (USA) LLC Experience November 2012 - Present
Job Director at TD Securities (USA) LLC
Industry Legal Services
Experience
TD Securities (USA) LLC November 2012 - Present
Scotiabank May 2011 - November 2012
Morgan Stanley 2008 - March 2011
Deutsche Bank 2007 - 2008
Cravath, Swaine & Moore LLP 2006 - 2007
OCM 2004 - 2006
Skills
Prime Brokerage, ISDA, Hedge Funds, Capital Markets, Securities, Compliance, Derivatives, Due Diligence, Equity Derivatives, Credit Derivatives, Corporate Finance, Structured Finance, Asset Management, Options, Swaps, Commodity, Fixed Income, Corporate Law, Equities, Risk Management
Education
Brooklyn Law School 1999 — 2002
New York University
Bachelor of Fine Arts
TD Securities (USA) LLC November 2012 - Present
Scotiabank May 2011 - November 2012
Morgan Stanley 2008 - March 2011
Deutsche Bank 2007 - 2008
Cravath, Swaine & Moore LLP 2006 - 2007
OCM 2004 - 2006
Skills
Prime Brokerage, ISDA, Hedge Funds, Capital Markets, Securities, Compliance, Derivatives, Due Diligence, Equity Derivatives, Credit Derivatives, Corporate Finance, Structured Finance, Asset Management, Options, Swaps, Commodity, Fixed Income, Corporate Law, Equities, Risk Management
Education
Brooklyn Law School 1999 — 2002
New York University
Bachelor of Fine Arts
Fisher Dan Fisher Dan's TD Securities (USA) LLC Experience February 2009 - Present
Job Head of Global Trade Finance at TD Securities (USA) LLC
Industry Banking
Experience
TD Securities (USA) LLC February 2009 - Present
HSBC February 1983 - November 2007
Skills
Trade Finance, Credit, Banking, Risk Management, Loan Origination, Credit Analysis, Management, Portfolio Management, Commercial Banking, Financial Risk, Financial Services, Relationship Management, Credit Risk, Financial Analysis
Education
San Francisco State University
Accounting and Finance
TD Securities (USA) LLC February 2009 - Present
HSBC February 1983 - November 2007
Skills
Trade Finance, Credit, Banking, Risk Management, Loan Origination, Credit Analysis, Management, Portfolio Management, Commercial Banking, Financial Risk, Financial Services, Relationship Management, Credit Risk, Financial Analysis
Education
San Francisco State University
Accounting and Finance
Ruth Clark's TD Securities (USA) LLC Experience June 2007 - February 2008
Job Compliance Associate at Hudson Bay Capital Management LP
Industry Investment Management
Experience
Hudson Bay Capital Management LP May 2011 - Present
TIAA-CREF August 2010 - April 2011
Brown Brothers Harriman February 2008 - August 2010
TD Securities (USA) LLC June 2007 - February 2008
American Stock Exchange August 2004 - June 2007
Pacific Exchange January 1999 - September 2002
Skills
FINRA, Hedge Funds, Securities Regulation, Compliance, SEC filings, Investment Advisory, Broker-Dealer, Stock Exchange, Membership Relations, Membership Development, Registration Services, Code of Ethics, Policy Analysis, Process Improvement, Procedure Development
Education
Florida State University 1987 — 1993
Bachelor of Science (B.S.)
Hudson Bay Capital Management LP May 2011 - Present
TIAA-CREF August 2010 - April 2011
Brown Brothers Harriman February 2008 - August 2010
TD Securities (USA) LLC June 2007 - February 2008
American Stock Exchange August 2004 - June 2007
Pacific Exchange January 1999 - September 2002
Skills
FINRA, Hedge Funds, Securities Regulation, Compliance, SEC filings, Investment Advisory, Broker-Dealer, Stock Exchange, Membership Relations, Membership Development, Registration Services, Code of Ethics, Policy Analysis, Process Improvement, Procedure Development
Education
Florida State University 1987 — 1993
Bachelor of Science (B.S.)
Ed Kerbs Ed Kerbs's TD Securities (USA) LLC Experience January 2014 - March 2015
Job Procurement executive in the IT / financial industry leads teams to deliver multimillion dollar cost savings.
Industry Information Technology and Services
Experience
TD Securities (USA) LLC January 2014 - March 2015
Revolution Staffing, Inc. February 2013 - January 2014
Barclays Capital June 2010 - December 2012
Discover Financial Services January 2009 - May 2009
Discover Financial Services July 2006 - December 2008
Merrill Lynch April 2003 - July 2005
Merrill Lynch May 1999 - April 2003
Merrill Lynch June 1998 - May 1999
Skills
Vendor Management, Risk Management, Outsourcing, Process Improvement, Program Management, Financial Services, Business Analysis, Business Process..., PMO, Change Management, Cross-functional Team..., Portfolio Management, Procurement, SAP, Leadership, Management, Business Process, Project Management, Strategy, Sourcing, Six Sigma, ITIL, IT Management, IT Strategy, Team Leadership, SDLC, Management Consulting, Strategic Sourcing
Education
New York University 1987 — 1988
M.P.S., Interactive Telecommunications
Syracuse University 1976 — 1980
B.S., Management >> Marketing & Transportation
TD Securities (USA) LLC January 2014 - March 2015
Revolution Staffing, Inc. February 2013 - January 2014
Barclays Capital June 2010 - December 2012
Discover Financial Services January 2009 - May 2009
Discover Financial Services July 2006 - December 2008
Merrill Lynch April 2003 - July 2005
Merrill Lynch May 1999 - April 2003
Merrill Lynch June 1998 - May 1999
Skills
Vendor Management, Risk Management, Outsourcing, Process Improvement, Program Management, Financial Services, Business Analysis, Business Process..., PMO, Change Management, Cross-functional Team..., Portfolio Management, Procurement, SAP, Leadership, Management, Business Process, Project Management, Strategy, Sourcing, Six Sigma, ITIL, IT Management, IT Strategy, Team Leadership, SDLC, Management Consulting, Strategic Sourcing
Education
New York University 1987 — 1988
M.P.S., Interactive Telecommunications
Syracuse University 1976 — 1980
B.S., Management >> Marketing & Transportation
Wayne Tjornhom Wayne Tjornhom's TD Securities (USA) LLC Experience July 2010 - August 2014
Job Director & VP – US Program Management at TD Securities (USA)
Industry Financial Services
Experience
TD Securities (USA) LLC July 2010 - August 2014
JP Morgan Chase June 2008 - June 2010
Bear Stearns & Co., Inc. April 1993 - June 2008
Resource Datatech Corporation March 1988 - April 1993
Hilliard Farber & Co., Inc. June 1982 - March 1988
Skills
Capital Markets, Prime Brokerage, Securities, Structured Products, MBS, Market Data, Management, Financial Services, Fixed Income, Hedge Funds, Finance, Budgets, ABS, Bonds, Electronic Trading, Portfolio Management, Investment Banking, Business Intelligence, Equities, Leadership, Swaps, Trading, Risk Management, Project Management, Market Risk, Credit Risk, Pricing, Software Project..., Software Development, Enterprise Software, Enterprise Architecture, Data Warehousing, Database Design, Data Modeling, Data Migration, Big Data, Trading Systems, Derivatives, Bloomberg, Integration, Business Analysis
Education
Project Management Institute
PMP Certification
Series 99
FINRA Operations Professional Qualification
Stony Brook University
Physics, Economics, Computer Science
TD Securities (USA) LLC July 2010 - August 2014
JP Morgan Chase June 2008 - June 2010
Bear Stearns & Co., Inc. April 1993 - June 2008
Resource Datatech Corporation March 1988 - April 1993
Hilliard Farber & Co., Inc. June 1982 - March 1988
Skills
Capital Markets, Prime Brokerage, Securities, Structured Products, MBS, Market Data, Management, Financial Services, Fixed Income, Hedge Funds, Finance, Budgets, ABS, Bonds, Electronic Trading, Portfolio Management, Investment Banking, Business Intelligence, Equities, Leadership, Swaps, Trading, Risk Management, Project Management, Market Risk, Credit Risk, Pricing, Software Project..., Software Development, Enterprise Software, Enterprise Architecture, Data Warehousing, Database Design, Data Modeling, Data Migration, Big Data, Trading Systems, Derivatives, Bloomberg, Integration, Business Analysis
Education
Project Management Institute
PMP Certification
Series 99
FINRA Operations Professional Qualification
Stony Brook University
Physics, Economics, Computer Science
Ervil Spencer's TD Securities (USA) LLC Experience February 2007 - April 2009
Job Independent Investment Banking Professional
Industry Investment Banking
Experience
TD Securities (USA) LLC February 2007 - April 2009
TD Securities 2007 - 2009
UBS Warburg, LLC 2000 - 2002
TD Securities (USA) Inc 1995 - 2000
Deloitte & Touche 1990 - 1993
Education
Harvard Business School 1993 — 1995
MBA, General Management
Pace University - Lubin School of Business 1988 — 1990
BBA, Public Accounting - Summa Cum Laude
TD Securities (USA) LLC February 2007 - April 2009
TD Securities 2007 - 2009
UBS Warburg, LLC 2000 - 2002
TD Securities (USA) Inc 1995 - 2000
Deloitte & Touche 1990 - 1993
Education
Harvard Business School 1993 — 1995
MBA, General Management
Pace University - Lubin School of Business 1988 — 1990
BBA, Public Accounting - Summa Cum Laude
Catrin Solis's TD Securities (USA) LLC Experience June 2011 - Present
Job at TD Securities (USA) LLC
Industry Accounting
Experience
TD Securities (USA) LLC June 2011 - Present
TD Securities (USA) LLC January 2011 - May 2011
BDO Seidman, LLP October 2009 - January 2011
BDO Seidman, LLP January 2005 - October 2009
Bell & Company LLP September 1998 - December 2004
Skills
Accounting, Tax, Internal Controls, Corporate Tax, Income Tax, Sarbanes-Oxley Act, GAAP, Tax Preparation, Tax Returns, Financial Analysis, US GAAP
Education
City University of New York-Baruch College - Zicklin School of Business 1997 — 2003
Bachelor of Business Administration (BBA), Accounting
TD Securities (USA) LLC June 2011 - Present
TD Securities (USA) LLC January 2011 - May 2011
BDO Seidman, LLP October 2009 - January 2011
BDO Seidman, LLP January 2005 - October 2009
Bell & Company LLP September 1998 - December 2004
Skills
Accounting, Tax, Internal Controls, Corporate Tax, Income Tax, Sarbanes-Oxley Act, GAAP, Tax Preparation, Tax Returns, Financial Analysis, US GAAP
Education
City University of New York-Baruch College - Zicklin School of Business 1997 — 2003
Bachelor of Business Administration (BBA), Accounting
Paula V. Dippel's TD Securities (USA) LLC Experience June 2010 - August 2012
Job Administrator at Fitch Ratings for the Lain America Groups of Financial Institutions, Sovereigns and Corporates
Industry Financial Services
Experience
Fitch Ratings February 2013 - Present
Barclays December 2012 - January 2013
TD Securities (USA) LLC June 2010 - August 2012
Deutsche Bank March 2010 - June 2010
CIBC June 2008 - June 2009
JetBlue Airways September 2005 - June 2008
Qwest Communications September 1998 - March 2005
Skills
PeopleSoft, Onboarding, New Hire Orientations, Human Resources, Microsoft Office, Training
Education
Orange Coast College
Business Management, Accounting
Fitch Ratings February 2013 - Present
Barclays December 2012 - January 2013
TD Securities (USA) LLC June 2010 - August 2012
Deutsche Bank March 2010 - June 2010
CIBC June 2008 - June 2009
JetBlue Airways September 2005 - June 2008
Qwest Communications September 1998 - March 2005
Skills
PeopleSoft, Onboarding, New Hire Orientations, Human Resources, Microsoft Office, Training
Education
Orange Coast College
Business Management, Accounting
Jennifer Engels, CFA's TD Securities (USA) LLC Experience June 2007 - April 2015
Job Vice President; Credit Risk Management at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse May 2015 - Present
TD Securities (USA) LLC June 2007 - April 2015
Armstrong Fleming and Moore January 2006 - April 2007
Skills
Capital Markets, Financial Modeling, Fixed Income, Bloomberg, Valuation, Investment Banking, Financial Analysis, Credit Analysis, Corporate Finance, Derivatives, Banking, Equities, Securities, Portfolio Management, Hedge Funds, Due Diligence, Leveraged Finance, Credit, Private Equity, Asset Management, Finance, Series 7, Value Investing
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (MBA), Executive MBA
The George Washington University - School of Business 2003 — 2007
BBA, Finance and International Business
Credit Suisse May 2015 - Present
TD Securities (USA) LLC June 2007 - April 2015
Armstrong Fleming and Moore January 2006 - April 2007
Skills
Capital Markets, Financial Modeling, Fixed Income, Bloomberg, Valuation, Investment Banking, Financial Analysis, Credit Analysis, Corporate Finance, Derivatives, Banking, Equities, Securities, Portfolio Management, Hedge Funds, Due Diligence, Leveraged Finance, Credit, Private Equity, Asset Management, Finance, Series 7, Value Investing
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (MBA), Executive MBA
The George Washington University - School of Business 2003 — 2007
BBA, Finance and International Business
Efrain Zamora's TD Securities (USA) LLC Experience 2008 - Present
Job Director at TD Securities (USA) LLC
Industry Investment Banking
Experience
TD Securities (USA) LLC 2008 - Present
Citi 1997 - 2008
Skills
Capital Markets, Banking, Bonds, Finance, Financial Structuring, Investment Banking, Mergers, Mergers & Acquisitions, Leadership, Strategy, Corporate Finance, Financial Modeling, Financial Analysis, Valuation, Fixed Income
Education
University of Florida 1992 — 1996
BS, Finance
TD Securities (USA) LLC 2008 - Present
Citi 1997 - 2008
Skills
Capital Markets, Banking, Bonds, Finance, Financial Structuring, Investment Banking, Mergers, Mergers & Acquisitions, Leadership, Strategy, Corporate Finance, Financial Modeling, Financial Analysis, Valuation, Fixed Income
Education
University of Florida 1992 — 1996
BS, Finance
Valente, Jennifer's TD Securities (USA) LLC Experience February 1998 - Present
Job VP AML Compliance Officer at TD Securities (USA) LLC
Industry Investment Banking
Experience
TD Securities (USA) LLC February 1998 - Present
National MS Society 2002 - 2013
TD Securities October 2006 - October 2010
TD Securities USA LLC February 1998 - October 2006
Cowen and Company 1991 - 1998
Cowen and Company 1991 - 1998
Skills
AML, Banking, Risk Management, Securities, Bank Secrecy Act, Financial Risk, KYC, Fixed Income, Operational Risk..., USA PATRIOT Act, Sanction, CAMS, Data Quality, Data Mapping, Troubleshooting, Retail Banking, Anti Money Laundering, Fraud, Financial Services, Operational Risk, Capital Markets, Credit Risk, Derivatives
Education
City University of New York-College of Staten Island 2009 — 2015
Bachelor’s Degree, Political Science and Government, 3.45
College of Staten Island 2010 — 2012
Associate's degree, Political Science and Government
City University of New York-College of Staten Island 2008 — 2012
Associate's degree, Political Science and Government
TD Securities (USA) LLC February 1998 - Present
National MS Society 2002 - 2013
TD Securities October 2006 - October 2010
TD Securities USA LLC February 1998 - October 2006
Cowen and Company 1991 - 1998
Cowen and Company 1991 - 1998
Skills
AML, Banking, Risk Management, Securities, Bank Secrecy Act, Financial Risk, KYC, Fixed Income, Operational Risk..., USA PATRIOT Act, Sanction, CAMS, Data Quality, Data Mapping, Troubleshooting, Retail Banking, Anti Money Laundering, Fraud, Financial Services, Operational Risk, Capital Markets, Credit Risk, Derivatives
Education
City University of New York-College of Staten Island 2009 — 2015
Bachelor’s Degree, Political Science and Government, 3.45
College of Staten Island 2010 — 2012
Associate's degree, Political Science and Government
City University of New York-College of Staten Island 2008 — 2012
Associate's degree, Political Science and Government
Bob Donohue, CFA's TD Securities (USA) LLC Experience 2008 - 2012
Job Vice President and Assistant Treasurer at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company 2013 - Present
TD Securities (USA) LLC 2008 - 2012
Morgan Stanley 2007 - 2008
Moody's Investors Service 1998 - 2007
Dresdner Kleinwort Benson / Dresdner Bank AG 1997 - 1998
The Bank of New York 1993 - 1997
US Navy 1985 - 1990
Skills
Risk Management, Credit Risk, Credit, Hedge Funds, Insurance, Counterparty Risk, Leadership, Business Strategy, Capital Markets, Risk, Securities, Financial Analysis, Financial Risk, Fixed Income, Investment Banking, Portfolio Management, Securitization, Corporate Finance, Investments, Derivatives, Structured Finance, Banking, Mergers & Acquisitions, Credit Analysis, Private Equity, Trading, Equities, Financial Structuring, Relationship Management, Cash Management
Education
University of Maryland - Robert H. Smith School of Business 1991 — 1993
MBA, Finance
United States Naval Academy 1981 — 1985
BS, Economics
New York Life Insurance Company 2013 - Present
TD Securities (USA) LLC 2008 - 2012
Morgan Stanley 2007 - 2008
Moody's Investors Service 1998 - 2007
Dresdner Kleinwort Benson / Dresdner Bank AG 1997 - 1998
The Bank of New York 1993 - 1997
US Navy 1985 - 1990
Skills
Risk Management, Credit Risk, Credit, Hedge Funds, Insurance, Counterparty Risk, Leadership, Business Strategy, Capital Markets, Risk, Securities, Financial Analysis, Financial Risk, Fixed Income, Investment Banking, Portfolio Management, Securitization, Corporate Finance, Investments, Derivatives, Structured Finance, Banking, Mergers & Acquisitions, Credit Analysis, Private Equity, Trading, Equities, Financial Structuring, Relationship Management, Cash Management
Education
University of Maryland - Robert H. Smith School of Business 1991 — 1993
MBA, Finance
United States Naval Academy 1981 — 1985
BS, Economics
Kamla Ramlall's TD Securities (USA) LLC Experience April 2012 - Present
Job Director, Compliance at TD Securities (USA) LLC
Industry Financial Services
Experience
TD Securities (USA) LLC April 2012 - Present
Merrill Lynch August 2007 - April 2012
FINRA 2000 - 2007
Education
Queens College
TD Securities (USA) LLC April 2012 - Present
Merrill Lynch August 2007 - April 2012
FINRA 2000 - 2007
Education
Queens College
Elizabeth Khalevich, CPA's TD Securities (USA) LLC Experience November 2014 - Present
Job Director at TD Securities (USA) LLC
Industry Banking
Experience
TD Securities (USA) LLC November 2014 - Present
TD Securities (USA) LLC July 2009 - Present
TD Securities (USA) LLC July 2006 - July 2009
Skills
Tax, Sarbanes-Oxley Act, IFRS, Tax Accounting, Tax Returns, Sarbanes-Oxley, Corporate Tax, US GAAP, FIN 48, Income Tax, Tax Preparation, CPA, Financial Services, SEC filings, General Ledger, Auditing, Internal Audit, Mutual Funds
Education
St. Francis College 2002 — 2006
Bachelor of Science, Business Administration; Accounting
TD Securities (USA) LLC November 2014 - Present
TD Securities (USA) LLC July 2009 - Present
TD Securities (USA) LLC July 2006 - July 2009
Skills
Tax, Sarbanes-Oxley Act, IFRS, Tax Accounting, Tax Returns, Sarbanes-Oxley, Corporate Tax, US GAAP, FIN 48, Income Tax, Tax Preparation, CPA, Financial Services, SEC filings, General Ledger, Auditing, Internal Audit, Mutual Funds
Education
St. Francis College 2002 — 2006
Bachelor of Science, Business Administration; Accounting
Suzanne Franco's TD Securities (USA) LLC Experience November 2012 - Present
Job Vice President & Corporate Secretary at TD Securities (USA) LLC
Industry Financial Services
Experience
TD Securities (USA) LLC November 2012 - Present
TD Securities (USA) LLC April 2007 - Present
The Bank of New York September 2006 - March 2007
Lucent Technologies Inc. 1998 - 2006
AT&T 1993 - 1998
Skills
Compliance, Sanctions, Securities, Legal Research, Litigation
Education
Fairleigh Dickinson University 1992 — 1993
Paralegal Certificate
New Jersey City University 1989 — 1992
BS, Criminal Justice
TD Securities (USA) LLC November 2012 - Present
TD Securities (USA) LLC April 2007 - Present
The Bank of New York September 2006 - March 2007
Lucent Technologies Inc. 1998 - 2006
AT&T 1993 - 1998
Skills
Compliance, Sanctions, Securities, Legal Research, Litigation
Education
Fairleigh Dickinson University 1992 — 1993
Paralegal Certificate
New Jersey City University 1989 — 1992
BS, Criminal Justice
Rex Macapobre's TD Securities (USA) LLC Experience November 2012 - Present
Job AML Enterprise Initiatives & Projects Officer at TD Securities (USA) LLC
Industry Capital Markets
Experience
TD Securities (USA) LLC November 2012 - Present
TD Securities (USA) LLC May 2011 - November 2012
RBC Capital Markets October 2005 - July 2011
Morgan Stanley 2000 - 2005
Skills
AML, Securities, KYC, OFAC, Hedge Funds, Financial Risk, Bank Secrecy Act, USA PATRIOT Act, Capital Markets, Risk Assessment, FINRA, Regulations, Due Diligence, Anti Money Laundering, Auditing, Policy, Prime Brokerage
Education
LIU Brooklyn 1993 — 1998
BA, Political Science
TD Securities (USA) LLC November 2012 - Present
TD Securities (USA) LLC May 2011 - November 2012
RBC Capital Markets October 2005 - July 2011
Morgan Stanley 2000 - 2005
Skills
AML, Securities, KYC, OFAC, Hedge Funds, Financial Risk, Bank Secrecy Act, USA PATRIOT Act, Capital Markets, Risk Assessment, FINRA, Regulations, Due Diligence, Anti Money Laundering, Auditing, Policy, Prime Brokerage
Education
LIU Brooklyn 1993 — 1998
BA, Political Science
Brian Lindquist, CTP's TD Securities (USA) LLC Experience January 2014 - Present
Job Vice President at TD Securities (USA) LLC
Industry Banking
Experience
TD Securities (USA) LLC January 2014 - Present
TD Bank February 2007 - December 2013
Skills
Certified Treas
Education
University of Maine 1990 — 1994
Undergraduate, Business
TD Securities (USA) LLC January 2014 - Present
TD Bank February 2007 - December 2013
Skills
Certified Treas
Education
University of Maine 1990 — 1994
Undergraduate, Business
Ted Haley's TD Securities (USA) LLC Experience 2008 - April 2013
Job Canadian Equity Trader at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse September 2014 - Present
TD Securities (USA) LLC 2008 - April 2013
Credit Suisse October 2000 - May 2008
Donaldson, Lufkin & Jenrette March 2000 - October 2000
Hambrecht & Quist April 1994 - March 2000
Skills
Series 7, Equities, Equity Trading, Electronic Trading, Series 63, Trading Systems, Trading, Bloomberg, Investment Banking, Alternative Investments, Financial Markets, Institutional..., Equity Research, Equity Derivatives, Derivatives, Mutual Funds, Asset Management, Financial Services, Options
Education
The Catholic University of America 1988 — 1992
History
Credit Suisse September 2014 - Present
TD Securities (USA) LLC 2008 - April 2013
Credit Suisse October 2000 - May 2008
Donaldson, Lufkin & Jenrette March 2000 - October 2000
Hambrecht & Quist April 1994 - March 2000
Skills
Series 7, Equities, Equity Trading, Electronic Trading, Series 63, Trading Systems, Trading, Bloomberg, Investment Banking, Alternative Investments, Financial Markets, Institutional..., Equity Research, Equity Derivatives, Derivatives, Mutual Funds, Asset Management, Financial Services, Options
Education
The Catholic University of America 1988 — 1992
History
Jared Tootell's TD Securities (USA) LLC Experience January 2012 - Present
Job Director at TD Securities (USA) LLC
Industry Banking
Experience
TD Securities (USA) LLC January 2012 - Present
TD Securities March 2009 - Present
Credit Suisse June 2000 - February 2009
Education
University of Delaware 1995 — 1999
BS Business Administration, Operations Management, Economics
TD Securities (USA) LLC January 2012 - Present
TD Securities March 2009 - Present
Credit Suisse June 2000 - February 2009
Education
University of Delaware 1995 — 1999
BS Business Administration, Operations Management, Economics
Bryan Carter, CFA's TD Securities (USA) LLC Experience March 2009 - October 2009
Job Senior Vice President at BOK Financial
Industry Banking
Experience
BOK Financial March 2010 - Present
TD Securities (USA) LLC March 2009 - October 2009
Merrill Lynch & Co., Inc. January 2008 - February 2009
Bear, Stearns & Co. Inc. January 2004 - November 2007
FleetBoston Financial August 2000 - December 2003
The Chase Manhattan Bank June 1999 - July 2000
Skills
Financial Structuring, Syndications, Credit Analysis, Portfolio Management, Investment Banking, Analysis, Banking, Commercial Banking, Bloomberg, Corporate Finance, Credit, Finance, Financial Services, Loans, Management, Underwriting
Education
Rochester Institute of Technology 1996 — 1998
M.S., Finance
Saint Bonaventure University 1992 — 1996
B.S., Mathematics
BOK Financial March 2010 - Present
TD Securities (USA) LLC March 2009 - October 2009
Merrill Lynch & Co., Inc. January 2008 - February 2009
Bear, Stearns & Co. Inc. January 2004 - November 2007
FleetBoston Financial August 2000 - December 2003
The Chase Manhattan Bank June 1999 - July 2000
Skills
Financial Structuring, Syndications, Credit Analysis, Portfolio Management, Investment Banking, Analysis, Banking, Commercial Banking, Bloomberg, Corporate Finance, Credit, Finance, Financial Services, Loans, Management, Underwriting
Education
Rochester Institute of Technology 1996 — 1998
M.S., Finance
Saint Bonaventure University 1992 — 1996
B.S., Mathematics
Richard Lane's TD Securities (USA) LLC Experience October 2010 - July 2015
Job Fixed Income Compliance Officer E*TRADE Financial Corporation
Industry Financial Services
Experience
E*TRADE Financial Corporation July 2015 - Present
TD Securities (USA) LLC October 2010 - July 2015
Gatten Sadowski Inc. March 2008 - January 2010
Cantor Fitzgerald September 2006 - March 2008
Moody's Investors Service July 2004 - September 2006
Charles Schwab September 2003 - March 2004
BNP Paribas December 2000 - November 2002
WESTVACO CORPORATION May 1998 - December 2000
INTERNATIONAL CAPITAL GROWTH, LTD August 1996 - May 1998
Skills
Fixed Income, Hedge Funds, Derivatives, Equities, Due Diligence, Trading, Finance, Risk Management, Financial Risk, Investment Banking, Compliance, Asset Management, Banking
Education
Tufts University
Bachelor of Arts, History
Fordham Gabelli School of Business
Masters, Business Administration; Finance
E*TRADE Financial Corporation July 2015 - Present
TD Securities (USA) LLC October 2010 - July 2015
Gatten Sadowski Inc. March 2008 - January 2010
Cantor Fitzgerald September 2006 - March 2008
Moody's Investors Service July 2004 - September 2006
Charles Schwab September 2003 - March 2004
BNP Paribas December 2000 - November 2002
WESTVACO CORPORATION May 1998 - December 2000
INTERNATIONAL CAPITAL GROWTH, LTD August 1996 - May 1998
Skills
Fixed Income, Hedge Funds, Derivatives, Equities, Due Diligence, Trading, Finance, Risk Management, Financial Risk, Investment Banking, Compliance, Asset Management, Banking
Education
Tufts University
Bachelor of Arts, History
Fordham Gabelli School of Business
Masters, Business Administration; Finance
Clive Dias's TD Securities (USA) LLC Experience January 2005 - October 2012
Job Technology Analyst
Industry Financial Services
Experience
JP Morgan Chase September 2013 - December 2013
TD Securities (USA) LLC January 2005 - October 2012
Butler International Inc. August 2004 - December 2004
Computing Concepts, Inc. March 1996 - August 2004
Skills
Microsoft Office, Microsoft Excel, Financial Analysis, Risk Management, Project Management, Change Management, Portfolio Management, Microsoft Word, PowerPoint, Business Strategy, Credit Analysis
Education
American Intercontinental University
Bachelor of Science (B.S.), Information Technology
Bergen Community College
Associate of Arts and Sciences (AAS), Accounting
CISCO Networking Academy
Certificate, Newwork Infrastructure design and maintenance
Dover Business College
Computer and Information Sciences and Support Services
JP Morgan Chase September 2013 - December 2013
TD Securities (USA) LLC January 2005 - October 2012
Butler International Inc. August 2004 - December 2004
Computing Concepts, Inc. March 1996 - August 2004
Skills
Microsoft Office, Microsoft Excel, Financial Analysis, Risk Management, Project Management, Change Management, Portfolio Management, Microsoft Word, PowerPoint, Business Strategy, Credit Analysis
Education
American Intercontinental University
Bachelor of Science (B.S.), Information Technology
Bergen Community College
Associate of Arts and Sciences (AAS), Accounting
CISCO Networking Academy
Certificate, Newwork Infrastructure design and maintenance
Dover Business College
Computer and Information Sciences and Support Services
Peter Ray, PMP's TD Securities (USA) LLC Experience August 2010 - August 2014
Job Director, Program Manager |Strategic Initiatives, Financial Services
Industry Financial Services
Experience
TD Securities (USA) LLC August 2010 - August 2014
JP Morgan June 2008 - August 2010
Bear Stearns & Co December 2004 - June 2008
MSCI Barra April 2002 - December 2004
Morgan Stanley & Co April 2000 - April 2002
Fidelity Investments Corp June 1993 - April 2000
Skills
Program Management, Project Management, PMLC, SDLC, Project Portfolio..., Change Management, New Business Development, Strategic Planning, Budget Forecasts, Fixed Income, Fixed Income Electronic..., Treasury Market Best..., Capital Markets, Equities, Derivatives, Portfolio Management, Securities, Risk Management, Series 7, Structured Retail..., Globalization, Network Aggregation, MBS Repo, PnL Attribution, Dodd-Frank, SEF, Primary Dealer, PMP, Market Pricing, Prime Brokerage, Operations Management, Fixed Income Indices, Integration, Loan Origination, Underwriting, Lead Change, Business Analysis, Acquisition Integration, Financial Services, Management, Finance, Business Process..., Trade Life Cycle
Education
St. John's University, The Peter J. Tobin College of Business 1999 — 2001
MBA, Finance
St. John's University, The Peter J. Tobin College of Business 1993 — 1995
BS, Finance
TD Securities (USA) LLC August 2010 - August 2014
JP Morgan June 2008 - August 2010
Bear Stearns & Co December 2004 - June 2008
MSCI Barra April 2002 - December 2004
Morgan Stanley & Co April 2000 - April 2002
Fidelity Investments Corp June 1993 - April 2000
Skills
Program Management, Project Management, PMLC, SDLC, Project Portfolio..., Change Management, New Business Development, Strategic Planning, Budget Forecasts, Fixed Income, Fixed Income Electronic..., Treasury Market Best..., Capital Markets, Equities, Derivatives, Portfolio Management, Securities, Risk Management, Series 7, Structured Retail..., Globalization, Network Aggregation, MBS Repo, PnL Attribution, Dodd-Frank, SEF, Primary Dealer, PMP, Market Pricing, Prime Brokerage, Operations Management, Fixed Income Indices, Integration, Loan Origination, Underwriting, Lead Change, Business Analysis, Acquisition Integration, Financial Services, Management, Finance, Business Process..., Trade Life Cycle
Education
St. John's University, The Peter J. Tobin College of Business 1999 — 2001
MBA, Finance
St. John's University, The Peter J. Tobin College of Business 1993 — 1995
BS, Finance
Elina Yuabov's TD Securities (USA) LLC Experience August 2013 - Present
Job Associate at TD Securities (USA) LLC
Industry Law Practice
Experience
TD Securities (USA) LLC August 2013 - Present
Washton & Gitto LLC October 2012 - August 2014
The Law Office of Borrelli & Associates, P.L.L.C. March 2011 - April 2012
United States Equal Employment Opportunity Commission August 2011 - December 2011
Saint Vincent De Paul Legal Program, Elder Law Clinic August 2010 - January 2011
Hon. Martin E. Ritholtz, New York Supreme Court June 2010 - August 2010
Grass Roots Campaigns, Inc. May 2008 - January 2009
City Council Member Melinda Katz May 2005 - August 2006
Skills
Westlaw, WestlawNext, LexisNexis, Microsoft Office, Mediation, Legal Writing, Legal Research, Civil Litigation, Dodd-Frank, Derivatives, Query Writing, Visual Basic, Motions, Corporate Law, Depositions, Document Review
Education
Saint John's University School of Law 2009 — 2012
Juris Doctor, Law
TD Securities (USA) LLC August 2013 - Present
Washton & Gitto LLC October 2012 - August 2014
The Law Office of Borrelli & Associates, P.L.L.C. March 2011 - April 2012
United States Equal Employment Opportunity Commission August 2011 - December 2011
Saint Vincent De Paul Legal Program, Elder Law Clinic August 2010 - January 2011
Hon. Martin E. Ritholtz, New York Supreme Court June 2010 - August 2010
Grass Roots Campaigns, Inc. May 2008 - January 2009
City Council Member Melinda Katz May 2005 - August 2006
Skills
Westlaw, WestlawNext, LexisNexis, Microsoft Office, Mediation, Legal Writing, Legal Research, Civil Litigation, Dodd-Frank, Derivatives, Query Writing, Visual Basic, Motions, Corporate Law, Depositions, Document Review
Education
Saint John's University School of Law 2009 — 2012
Juris Doctor, Law
Gordon Ng, CPA's TD Securities (USA) LLC Experience March 2011 - Present
Job Senior Tax Accountant at TD Bank Group
Industry Accounting
Experience
TD Securities (USA) LLC March 2011 - Present
KPMG September 2008 - February 2011
Con Edison June 2007 - August 2007
Skills
Tax, Accounting, Tax Compliance, Financial Reporting, Compliance, Corporate Tax, Banking, Tax Accounting, Tax Preparation, Income Tax, Financial Statements, CPA, Sales Tax, Partnership Taxation, Tax Research, US GAAP, Tax Returns
Education
Baruch College, City University of New York (CUNY) 2004 — 2008
BA, Accounting
TD Securities (USA) LLC March 2011 - Present
KPMG September 2008 - February 2011
Con Edison June 2007 - August 2007
Skills
Tax, Accounting, Tax Compliance, Financial Reporting, Compliance, Corporate Tax, Banking, Tax Accounting, Tax Preparation, Income Tax, Financial Statements, CPA, Sales Tax, Partnership Taxation, Tax Research, US GAAP, Tax Returns
Education
Baruch College, City University of New York (CUNY) 2004 — 2008
BA, Accounting
Aston F. Brown, MBA's TD Securities (USA) LLC Experience December 2013 - Present
Job Vice President Vendor Management, Technology Solutions at TD Securities (USA) LLC
Industry Information Technology and Services
Experience
TD Securities (USA) LLC December 2013 - Present
INTERNATIONAL SECURITIES EXCHANGE (ISE) September 2013 - December 2013
Natixis North America October 2010 - June 2013
Carver Federal Savings Bank July 2008 - July 2010
PFS Investment, Inc January 2001 - April 2008
Royal Prestige March 1993 - January 2001
Skills
Excel, Microsoft Office, Budgeting, Analysis, Strategic Planning, Financial Analysis, PowerPoint, Data Analysis, Contract Negotiation, Strategic Sourcing, Budgets, Vendor Management, Financial Reporting, Auditing, Risk Management, Accounting, Banking, Finance, Project Management, Crystal Reports, Accpac, SharePoint, Fixed Assets, Forecasting, Variance Analysis, IT Strategy, Accounts Payable, Team Leadership, Supplier Scorecards, Process Improvement, Financial Risk, Operations Management, Portfolio Management, Procurement, Human Resources, New Business Development, Management, Team Building, Program Management, Microsoft Excel
Education
Endicott College 2010 — 2011
Master of Business Administration (MBA), Business and Finance (Project Management), 3.89/4.0
Rensselaer Polytechnic Institute 1988 — 1992
BS, Engineering and Finance
TD Securities (USA) LLC December 2013 - Present
INTERNATIONAL SECURITIES EXCHANGE (ISE) September 2013 - December 2013
Natixis North America October 2010 - June 2013
Carver Federal Savings Bank July 2008 - July 2010
PFS Investment, Inc January 2001 - April 2008
Royal Prestige March 1993 - January 2001
Skills
Excel, Microsoft Office, Budgeting, Analysis, Strategic Planning, Financial Analysis, PowerPoint, Data Analysis, Contract Negotiation, Strategic Sourcing, Budgets, Vendor Management, Financial Reporting, Auditing, Risk Management, Accounting, Banking, Finance, Project Management, Crystal Reports, Accpac, SharePoint, Fixed Assets, Forecasting, Variance Analysis, IT Strategy, Accounts Payable, Team Leadership, Supplier Scorecards, Process Improvement, Financial Risk, Operations Management, Portfolio Management, Procurement, Human Resources, New Business Development, Management, Team Building, Program Management, Microsoft Excel
Education
Endicott College 2010 — 2011
Master of Business Administration (MBA), Business and Finance (Project Management), 3.89/4.0
Rensselaer Polytechnic Institute 1988 — 1992
BS, Engineering and Finance
John Swedenburg's TD Securities (USA) LLC Experience September 1996 - May 2009
Job Computer Software Professional
Industry Computer Software
Experience
TD Securities (USA) LLC September 1996 - May 2009
Education
The University of Kansas 1967 — 1971
B.A., Speech & Drama
TD Securities (USA) LLC September 1996 - May 2009
Education
The University of Kansas 1967 — 1971
B.A., Speech & Drama
Wannetta Price's TD Securities (USA) LLC Experience 1988 - 2003
Job Contractor at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan October 2014 - May 2015
Barclays Capital Inc. October 2013 - March 2014
National Bank of Canada Financial Inc. May 2006 - April 2013
Knight Equity Markets 2003 - 2005
TD Securities (USA) LLC 1988 - 2003
Skills
Securities, FINRA, Risk Management, Capital Markets, Financial Analysis, AML, Hedge Funds, Financial Risk, Fixed Income, Derivatives
Education
Metropolitan College of New York
MS
University of Louisiana at Lafayette
BA
J.P. Morgan October 2014 - May 2015
Barclays Capital Inc. October 2013 - March 2014
National Bank of Canada Financial Inc. May 2006 - April 2013
Knight Equity Markets 2003 - 2005
TD Securities (USA) LLC 1988 - 2003
Skills
Securities, FINRA, Risk Management, Capital Markets, Financial Analysis, AML, Hedge Funds, Financial Risk, Fixed Income, Derivatives
Education
Metropolitan College of New York
MS
University of Louisiana at Lafayette
BA
Pamela Holton Byrd's TD Securities (USA) LLC Experience April 2011 - Present
Job Director at TD Secrities
Industry Investment Banking
Experience
TD Securities (USA) LLC April 2011 - Present
Prager, Sealy & Co LLC 1999 - 2011
Government of the District of Columbia January 1997 - August 1999
Orange County, Florida May 1996 - December 1996
Public Financial Management July 1993 - April 1996
Skills
Project Management, Credit Analysis, Capital Markets, Investments, Finance, Portfolio Management, Real Estate, Bonds, Due Diligence, Valuation, Management, Financial Analysis, Private Equity, Financial Modeling, Investment Banking, Strategic Planning, Fixed Income, Project Finance, Public Finance, Structured Finance, Securities, Real Estate Economics, Financial Structuring
Education
Florida Agricultural and Mechanical University
Master of Business Administration (MBA)
TD Securities (USA) LLC April 2011 - Present
Prager, Sealy & Co LLC 1999 - 2011
Government of the District of Columbia January 1997 - August 1999
Orange County, Florida May 1996 - December 1996
Public Financial Management July 1993 - April 1996
Skills
Project Management, Credit Analysis, Capital Markets, Investments, Finance, Portfolio Management, Real Estate, Bonds, Due Diligence, Valuation, Management, Financial Analysis, Private Equity, Financial Modeling, Investment Banking, Strategic Planning, Fixed Income, Project Finance, Public Finance, Structured Finance, Securities, Real Estate Economics, Financial Structuring
Education
Florida Agricultural and Mechanical University
Master of Business Administration (MBA)
Amy P. Rick's TD Securities (USA) LLC Experience 2006 - 2012
Job Credit Risk Policy and Procedure Officer
Industry Financial Services
Experience
TD Securities (USA) LLC 2006 - 2012
Bank of Scotland 2001 - 2006
National Bank of Canada January 2000 - October 2000
Bank Austria AG September 1987 - August 1999
Skills
Credit Analysis, Report Writing, Financial Analysis, Financial Risk, Risk Analysis
Education
Baruch College
Master of Business Administration (MBA), International Business
Beloit College
Bachelor's degree, International Relations and Affairs
TD Securities (USA) LLC 2006 - 2012
Bank of Scotland 2001 - 2006
National Bank of Canada January 2000 - October 2000
Bank Austria AG September 1987 - August 1999
Skills
Credit Analysis, Report Writing, Financial Analysis, Financial Risk, Risk Analysis
Education
Baruch College
Master of Business Administration (MBA), International Business
Beloit College
Bachelor's degree, International Relations and Affairs
Robert Baizer's TD Securities (USA) LLC Experience January 1993 - February 2008
Job Principal at Veraison Capital Management, LLC
Industry Investment Management
Experience
Veraison Capital Management, LLC September 2010 - Present
Paramount BioCapital, Inc April 2008 - August 2010
TD Securities (USA) LLC January 1993 - February 2008
TD Bank May 1992 - January 1993
The Henley Group June 1991 - August 1991
Trisoft December 1987 - July 1990
Skills
Derivatives, Portfolio Management, Wealth Management, Private Equity, Capital Markets, Equities, Alternative Investments, Investments, Bonds
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Corporate Finance and Capital Markets
UCSD 1982 — 1987
BS, Electrical Engineering
Veraison Capital Management, LLC September 2010 - Present
Paramount BioCapital, Inc April 2008 - August 2010
TD Securities (USA) LLC January 1993 - February 2008
TD Bank May 1992 - January 1993
The Henley Group June 1991 - August 1991
Trisoft December 1987 - July 1990
Skills
Derivatives, Portfolio Management, Wealth Management, Private Equity, Capital Markets, Equities, Alternative Investments, Investments, Bonds
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Corporate Finance and Capital Markets
UCSD 1982 — 1987
BS, Electrical Engineering
Denise Wynter's TD Securities (USA) LLC Experience January 1996 - October 2013
Job Mortgage Originator/Processor/AML/KYC PROFESSIONAL
Industry Financial Services
Experience
Queens College July 2014 - Present
TD Securities (USA) LLC January 1996 - October 2013
Skills
PowerPoint, Windows, Research, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Mortgage Lending, Loans, Customer Service, Consumer Lending, Loan Servicing
Education
Kingsborough Community College 1992 — 1994
Associate of Arts and Sciences (AAS), Business Administration and Management, General
Queens College July 2014 - Present
TD Securities (USA) LLC January 1996 - October 2013
Skills
PowerPoint, Windows, Research, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Mortgage Lending, Loans, Customer Service, Consumer Lending, Loan Servicing
Education
Kingsborough Community College 1992 — 1994
Associate of Arts and Sciences (AAS), Business Administration and Management, General
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY