TD Waterhouse Canada Inc.
Industry: Company
DescriptionParent organization: Toronto–Dominion Bank Subsidiaries: TD Waterhouse Private Investment Advice,
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TD Waterhouse Canada Inc. Employees
TD Waterhouse December 2011 - Present
TD Waterhouse Canada Inc. March 2010 - December 2011
TD Waterhouse February 2008 - March 2010
TD Canada Trust December 1995 - February 2008
Skills
Operational Risk, Management, Change Management, Performance Management, Leadership, Banking, Financial Analysis, AML, Capital Markets, Finance, Mutual Funds, Wealth Management
Education
CSI Global Education Inc. 2012 — 2012
Partners, Directors and Senior Officers Course, Securities Regulation
Nipissing University 2008 — 2010
Bachelor of Commerce, Finance and Financial Management Services
Financial Planners Standard Council of Canada
Certified Financial Planner
The Canadian Securities Institute
Personal Financial Planner
York University 1988 — 1993
Bachelor of Arrts, Business/Corporate Communications
The Canadian Securities Institute
Canadian Securities Course
TD Waterhouse Canada Inc. September 2004 - Present
RBC Dominion Securities February 2001 - 2004
Skills
Investments, Portfolio Management, Wealth Management, Investment Advisory, Financial Planning, Mutual Funds, Equities, Asset Management, Retirement Planning, Trading, Investment Strategies, Financial Risk
Education
Ryerson University
Finance & Accounting
BNP Paribas Corporate & Institutional Banking Canada June 2014 - Present
CIBC January 2014 - June 2014
National Bank of Canada April 2012 - January 2013
TD Waterhouse Canada Inc. July 2008 - June 2010
City Commercial Bank/China Construction Bank July 1994 - April 2002
Skills
Business Analysis, Datebase adminstration, Systems Analysis, CSC/IFIC/ALMI..., Time/Pressure Management, Attention to Detail, Independent Team Player, Organizational Structure, Business Requirements, SQL, Banking, Analysis, Customer Service, Databases, Professional Services, Training, Change Management, SDLC
Education
Seneca College of Applied Arts and Technology 2004 — 2008
Bachelor of Commerce, Financial Services Management
Beijing Institute of Graphic Communication 1990 — 1994
Bachelor of Applied Computer Science, Computer Science and Its Applications
TD Bank Group November 2014 - Present
TD Bank Group November 2013 - Present
TD Bank Group November 2011 - November 2013
TD Bank Group October 2008 - March 2012
TD Canada Trust October 2007 - October 2008
TD Banknorth Inc. September 2006 - August 2007
TD Bank Financial Group September 2004 - August 2006
TD Bank Financial Group May 2001 - September 2004
TD Waterhouse Canada Inc. February 2000 - April 2001
CT Securities Inc. January 1999 - February 2000
Education
The University of Western Ontario - Richard Ivey School of Business 2010 — 2012
Executive MBA, Organizational Leadership
Laurentian University/Université Laurentienne 1993 — 1998
Honours Bachelor of Commerce, Sports Administration
TD Wealth Management April 2013 - Present
TD Wealth Management November 2009 - February 2013
TD Waterhouse Canada Inc February 2006 - November 2009
TD Waterhouse Canada Inc March 2004 - February 2006
Skills
Mutual Funds, Securities, Reconciliation, Account Reconciliation, Financial Services, Trading, Banking, Derivatives, Equities, Risk Management, Back Office, Capital Markets, Fixed Income, Bloomberg, Financial Risk, Wealth Management, Relationship Management
Education
Durham College
Business Studies – Certificate (In Progress)
Husky Energy 2012 - Present
Shell Energy North America (Canada) Inc. 2011 - 2012
Whitefield Ventures Inc. 2009 - 2010
Canadian Shareowner Investments Inc. 2003 - 2006
TD Waterhouse Canada Inc. 2000 - 2003
Education
York University - Schulich School of Business
Master of Business Administration (M.B.A.), Strategic Management and Entrepreneurial Studies
Korea University
Master of Business Administration (M.B.A.), International Exchange Program
The University of British Columbia
Bachelor of Commerce (B.Com.), Marketing and Finance
TD Waterhouse Canada Inc. February 2007 - Present
CIBC Wood Gundy and predecessor firms September 1997 - February 2007
Skills
Investment Advisory, Investment Strategies, Wealth Management, Mutual Funds, Retirement Planning, Portfolio Management, Financial Services
Education
Canadian Securities Institute 1996 — 2011
FCSI, Fellow of Securities Institute
Canadian Securities Institute 1996 — 2009
FMA, Financial Management Advisor
Financial Planners Standards Council 2008 — 2008
CFP, Financial Planning
University of Regina 1990 — 1995
BA, Economics
Scotiabank February 2014 - Present
TD August 2013 - Present
TD January 2013 - April 2013
TD Waterhouse Canada Inc. January 2007 - December 2012
TD Waterhouse Canada Inc. June 2003 - October 2007
TD Waterhouse Canada Inc. July 1998 - October 2001
Skills
Banking, Credit Risk, Portfolio Management, Fixed Income, Credit, Financial Reporting, Investments, Securities, Risk Management
Education
Humber College 1994 — 1997
Business Administration (3 years), Business/Commerce, General
Certified General Accountants of Ontario
CGA, Accounting and Finance
TD Waterhouse Canada Inc. Investment Advisor & shareholderNesbitt Thmopson deacon Inc.November 1980 - November 1996
Pitfield Mackay Ross :imited August 1975 - October 1980
Education
Concordia University 1969 — 1972
B.Comm
Lindisfarne College 1960 — 1968
CIBC - Enterprise Risk Management February 2015 - Present
RBC Canadian Wealth Management - Trading Support Technology March 2013 - February 2015
CIBC Technology & Operations February 2005 - August 2011
TD Waterhouse Canada Inc February 2003 - February 2005
TD Waterhouse Canada Inc September 2000 - February 2003
TD Bank 1996 - September 2000
Education
Canadian securities Institute
CSC & CPH
Ryerson University
Project Management
University of Toronto
Business Program /AICB
TD Securities Inc. November 2014 - Present
TD Wealth Operations and Technology 2007 - 2014
TD Wealth Management 2001 - 2006
TD Waterhouse Canada Inc. 1998 - 2001
TD Securities Inc. 1996 - 1998
TDBFG 1992 - 1996
The People Bank 1989 - 1992
Skills
Microsoft Office, Microsoft Excel, Research, Management, Project Management, Customer Service, Strategic Planning, Analysis, Business Strategy, Corporate Actions, Risk Analysis, Equities, Training & Development, Team Leadership, Trades Settlement, Authorization, Bank Reconciliation, Accounts Payable, Accounts Receivable, KYC, Financial Services
Education
Florida International University
Bachelor's Degree, Hospitality Administration/Management
Purdue University, Indianapolis, Indiana 1981 — 1982
Associate's Degree, Hospitality Administration/Management