TD Waterhouse Capital Markets, Inc.
Industry: Capital market company
DescriptionHeadquarters: Omaha, NE Parent organization: TD Ameritrade
TD Waterhouse Capital Markets, Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at TD Waterhouse Capital Markets, Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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TD Waterhouse Capital Markets, Inc. Employees
Employee
Years
Job
Industry
Raul Perez Raul Perez's TD Waterhouse Capital Markets, Inc. Experience February 1999 - September 2000
Job Head of Retail Structured Products Group at BNP Paribas
Industry Banking
Experience
BNP Paribas May 2011 - Present
HSBC Bank USA September 2000 - May 2011
TD Waterhouse Capital Markets, Inc. February 1999 - September 2000
Skills
Financial Regulation, Trading Strategies, Due Diligence, Investment Management, Retail Banking, Structured Products, Fixed Income, Derivatives, Capital Markets, Equities, Investment Banking, Securities, Financial Markets, Equity Derivatives, Bonds, Trading, Bloomberg, Interest Rate..., Financial Services, Series 63, Banking, Series 7, Commodity, Swaps, Credit Derivatives, FX Options, Options, Structured Finance, Hedge Funds, Alternative Investments, Emerging Markets, Prime Brokerage, Private Banking, ETFs, Electronic Trading, Customer Service
Education
Fordham University 1994 — 2000
Bachelor of Business Administration (BBA), Finance, General
Loyola High School 1990 — 1994
BNP Paribas May 2011 - Present
HSBC Bank USA September 2000 - May 2011
TD Waterhouse Capital Markets, Inc. February 1999 - September 2000
Skills
Financial Regulation, Trading Strategies, Due Diligence, Investment Management, Retail Banking, Structured Products, Fixed Income, Derivatives, Capital Markets, Equities, Investment Banking, Securities, Financial Markets, Equity Derivatives, Bonds, Trading, Bloomberg, Interest Rate..., Financial Services, Series 63, Banking, Series 7, Commodity, Swaps, Credit Derivatives, FX Options, Options, Structured Finance, Hedge Funds, Alternative Investments, Emerging Markets, Prime Brokerage, Private Banking, ETFs, Electronic Trading, Customer Service
Education
Fordham University 1994 — 2000
Bachelor of Business Administration (BBA), Finance, General
Loyola High School 1990 — 1994
Alexandre L. Laquerre Alexandre L. Laquerre's TD Waterhouse Capital Markets, Inc. Experience July 2015 - Present
Job Investment Representative at TD
Industry Financial Services
Experience
TD Waterhouse Capital Markets, Inc. July 2015 - Present
Department of Political Science, Concordia University October 2011 - June 2012
Electronic Evo June 2010 - June 2012
Skills
Political Science, Game Theory, Financial Markets, Stata, Statistical Data..., Financial Modeling, Microsoft Office, Econometrics, Teamwork, Data Analysis, Economic Statistics, Mathematical Analysis, Financial Instruments, Financial Analysis, Microsoft Excel, Economics
Education
Université de Montréal 2013 — 2014
Master's degree, Economics
Concordia University 2010 — 2013
Bachelor of Arts (B.A.) Honours program, with minor in Political Science, Economics
TD Waterhouse Capital Markets, Inc. July 2015 - Present
Department of Political Science, Concordia University October 2011 - June 2012
Electronic Evo June 2010 - June 2012
Skills
Political Science, Game Theory, Financial Markets, Stata, Statistical Data..., Financial Modeling, Microsoft Office, Econometrics, Teamwork, Data Analysis, Economic Statistics, Mathematical Analysis, Financial Instruments, Financial Analysis, Microsoft Excel, Economics
Education
Université de Montréal 2013 — 2014
Master's degree, Economics
Concordia University 2010 — 2013
Bachelor of Arts (B.A.) Honours program, with minor in Political Science, Economics
Marlene Pinto Marlene Pinto's TD Waterhouse Capital Markets, Inc. Experience 2001 - 2003
Job Examiner, Business Conduct Compliance at IIROC (Investment Industry Regulatory Organization of Canada)
Industry Financial Services
Experience
IIROC (Investment Industry Regulatory Organization of Canada) March 2011 - Present
TD Securities Inc 2009 - 2011
TD Wealth Management 2007 - 2009
TD Wealth Management 2003 - 2007
TD Waterhouse Capital Markets, Inc. 2001 - 2003
Skills
Securities, AML, Mutual Funds, Wealth Management, Capital Markets, Equities, Derivatives, KYC, Fixed Income, Options, Operational Risk, Financial Risk, Investments, Risk Management, Bloomberg, Electronic Trading, Trading Systems, Banking
Education
University of London 2002 — 2007
MSc, Environmental Economics
Carleton University 1990 — 1994
BA, Economics
IIROC (Investment Industry Regulatory Organization of Canada) March 2011 - Present
TD Securities Inc 2009 - 2011
TD Wealth Management 2007 - 2009
TD Wealth Management 2003 - 2007
TD Waterhouse Capital Markets, Inc. 2001 - 2003
Skills
Securities, AML, Mutual Funds, Wealth Management, Capital Markets, Equities, Derivatives, KYC, Fixed Income, Options, Operational Risk, Financial Risk, Investments, Risk Management, Bloomberg, Electronic Trading, Trading Systems, Banking
Education
University of London 2002 — 2007
MSc, Environmental Economics
Carleton University 1990 — 1994
BA, Economics
Genevieve (Gen) Atangan, PMP Genevieve (Gen) Atangan, PMP's TD Waterhouse Capital Markets, Inc. Experience March 1999 - September 2001
Job Highly Accomplished Project Leader
Industry Information Technology and Services
Experience
BMO Financial Group February 2015 - Present
State Street December 2013 - February 2015
IBM May 2011 - November 2013
Ultima Towers South (TSCC 1741) – Board of Directors May 2011 - November 2012
Give and Go Prepared Foods Corp March 2006 - May 2011
Monteco Ltd February 2006 - March 2006
ThyssenKrupp AG August 2004 - October 2005
TransCanada August 2003 - August 2004
TD Waterhouse Capital Markets, Inc. March 1999 - September 2001
Skills
MS Project, SDLC, ITIL, Project Management, PMP, Software Project..., Windows Server, Microsoft SQL Server, Microsoft Exchange, Software Development, Business Analysis, Project Delivery, Telecommunications, Requirements Gathering, IT Service Management, Visio, PMO, Quality Assurance, Solution Architecture, Program Management, Management, IT Strategy, Scrum, Enterprise Architecture, Oracle, Business Process, Project Portfolio..., CRM, SharePoint, System Deployment, Leadership, Microsoft Project
Education
Queen's University 1999 — 2003
Bachelor, Computing Science
University of Toronto
Project Management
BMO Financial Group February 2015 - Present
State Street December 2013 - February 2015
IBM May 2011 - November 2013
Ultima Towers South (TSCC 1741) – Board of Directors May 2011 - November 2012
Give and Go Prepared Foods Corp March 2006 - May 2011
Monteco Ltd February 2006 - March 2006
ThyssenKrupp AG August 2004 - October 2005
TransCanada August 2003 - August 2004
TD Waterhouse Capital Markets, Inc. March 1999 - September 2001
Skills
MS Project, SDLC, ITIL, Project Management, PMP, Software Project..., Windows Server, Microsoft SQL Server, Microsoft Exchange, Software Development, Business Analysis, Project Delivery, Telecommunications, Requirements Gathering, IT Service Management, Visio, PMO, Quality Assurance, Solution Architecture, Program Management, Management, IT Strategy, Scrum, Enterprise Architecture, Oracle, Business Process, Project Portfolio..., CRM, SharePoint, System Deployment, Leadership, Microsoft Project
Education
Queen's University 1999 — 2003
Bachelor, Computing Science
University of Toronto
Project Management
Rick Tharp Rick Tharp's TD Waterhouse Capital Markets, Inc. Experience January 1995 - January 1999
Job Commercial Property Manager
Industry
Experience
Commercial Property Manager January 2010 - Present
Bank of America January 2003 - January 2009
Interfirst Capital January 1999 - January 2001
TD Waterhouse Capital Markets, Inc. January 1995 - January 1999
Skills
Equities, Loans, Sales, Credit, Finance
Education
University of Arkansas at Little Rock 2014 — 2016
Financial Services
California State University-Northridge 1991 — 1992
Business Administration and Management, General
San Diego State University-California State University 1988 — 1990
Business Administration and Management, General
Commercial Property Manager January 2010 - Present
Bank of America January 2003 - January 2009
Interfirst Capital January 1999 - January 2001
TD Waterhouse Capital Markets, Inc. January 1995 - January 1999
Skills
Equities, Loans, Sales, Credit, Finance
Education
University of Arkansas at Little Rock 2014 — 2016
Financial Services
California State University-Northridge 1991 — 1992
Business Administration and Management, General
San Diego State University-California State University 1988 — 1990
Business Administration and Management, General
Claudia Yeung Claudia Yeung's TD Waterhouse Capital Markets, Inc. Experience September 2006 - April 2008
Job Legal Administrative Professional
Industry Legal Services
Experience
Watson Goepel LLP April 2015 - Present
Gateway Casinos and Entertainment Limited December 2011 - August 2014
Gateway Casinos and Entertainment Limited May 2008 - November 2009
Gateway Casinos and Entertainment Limited May 2008 - November 2009
TD Waterhouse Capital Markets, Inc. September 2006 - April 2008
Gateway Casinos and Entertainment Limited February 2005 - October 2006
Skills
Casino, VIP, Gaming Industry, Entertainment, Casino Gaming, Loyalty Programs, Hospitality, VIP management, VIP Services, Guest Service Management, Hiring, Database Marketing, Loyalty Marketing, Gaming, Customer Service, Marketing Strategy, Resorts, Event Management, Team Building, Budgets, Management
Education
Vancouver Community College 2014 — 2015
Legal Administrative Assisant, Corporate Law, Conveyancing, Litigation, Family Law, Wills & Estates etc..., GPA 4.17
Simon Fraser University 2000 — 2002
Bacelor of Arts, Undergraduate
Watson Goepel LLP April 2015 - Present
Gateway Casinos and Entertainment Limited December 2011 - August 2014
Gateway Casinos and Entertainment Limited May 2008 - November 2009
Gateway Casinos and Entertainment Limited May 2008 - November 2009
TD Waterhouse Capital Markets, Inc. September 2006 - April 2008
Gateway Casinos and Entertainment Limited February 2005 - October 2006
Skills
Casino, VIP, Gaming Industry, Entertainment, Casino Gaming, Loyalty Programs, Hospitality, VIP management, VIP Services, Guest Service Management, Hiring, Database Marketing, Loyalty Marketing, Gaming, Customer Service, Marketing Strategy, Resorts, Event Management, Team Building, Budgets, Management
Education
Vancouver Community College 2014 — 2015
Legal Administrative Assisant, Corporate Law, Conveyancing, Litigation, Family Law, Wills & Estates etc..., GPA 4.17
Simon Fraser University 2000 — 2002
Bacelor of Arts, Undergraduate
Nathan Salas Nathan Salas's TD Waterhouse Capital Markets, Inc. Experience January 2001 - May 2001
Job Senior Education Sales and Services Coordinator, International
Industry Health, Wellness and Fitness
Experience
Merrithew Health & Fitness December 2005 - Present
Merrithew Health & Fitness November 2005 - April 2006
Canadian Association of Importers and Exporters (Non-Profit) June 2005 - September 2005
Honda Financial Services May 2001 - October 2004
TD Waterhouse Capital Markets, Inc. January 2001 - May 2001
Skills
Fitness, Event Planning, Marketing, Promotions, Marketing Communications, Public Speaking, Budgets, Advertising, Corporate Communications, Social Networking, Fundraising, Public Relations, Digital Marketing, Sales, Product Marketing, Event Management, Marketing Strategy, Strategic Planning, Management, Customer Service, Social Media Marketing, Social Media, Team Leadership, New Business Development, Entrepreneurship, Integrated Marketing, Direct Marketing, Online Advertising, Account Management, Online Marketing
Education
Ryerson University
Bachelor of Commerce, Marketing Management
Seneca College of Applied Arts and Technology 1997 — 2001
Diploma, Marketing
Albert Campell CI
Merrithew Health & Fitness December 2005 - Present
Merrithew Health & Fitness November 2005 - April 2006
Canadian Association of Importers and Exporters (Non-Profit) June 2005 - September 2005
Honda Financial Services May 2001 - October 2004
TD Waterhouse Capital Markets, Inc. January 2001 - May 2001
Skills
Fitness, Event Planning, Marketing, Promotions, Marketing Communications, Public Speaking, Budgets, Advertising, Corporate Communications, Social Networking, Fundraising, Public Relations, Digital Marketing, Sales, Product Marketing, Event Management, Marketing Strategy, Strategic Planning, Management, Customer Service, Social Media Marketing, Social Media, Team Leadership, New Business Development, Entrepreneurship, Integrated Marketing, Direct Marketing, Online Advertising, Account Management, Online Marketing
Education
Ryerson University
Bachelor of Commerce, Marketing Management
Seneca College of Applied Arts and Technology 1997 — 2001
Diploma, Marketing
Albert Campell CI
Brennan, Jim Brennan, Jim's TD Waterhouse Capital Markets, Inc. Experience July 2000 - July 2001
Job Senior Operating Technician
Industry Mining & Metals
Experience
ArcelorMittal USA September 2008 - Present
Claymore Securities March 2007 - April 2008
Morgan Stanley September 2001 - March 2007
TD Waterhouse Capital Markets, Inc. July 2000 - July 2001
Skills
Alternative Investments, Asset Management, Customer Service, Investments, Mutual Funds, Portfolio Management, Sales, Series 7
Education
Purdue University - Krannert School of Management 1993 — 1998
ArcelorMittal USA September 2008 - Present
Claymore Securities March 2007 - April 2008
Morgan Stanley September 2001 - March 2007
TD Waterhouse Capital Markets, Inc. July 2000 - July 2001
Skills
Alternative Investments, Asset Management, Customer Service, Investments, Mutual Funds, Portfolio Management, Sales, Series 7
Education
Purdue University - Krannert School of Management 1993 — 1998
Cesar A. Beltran's TD Waterhouse Capital Markets, Inc. Experience September 2000 - November 2002
Job Assistant Vice President at Global Securitization Services, LLC
Industry Investment Banking
Experience
Global Securitization Services LLC December 2005 - Present
MMC September 2002 - November 2005
TD Waterhouse Capital Markets, Inc. September 2000 - November 2002
Skills
Financial Modeling, Fixed Income, Treasury Management, Cash Management, Structured Finance, Derivatives, Treasury, Trading, Financial Reporting, Due Diligence, Financial Analysis, Investments, Banking, Accounting, Bloomberg
Education
Baruch College, City University of New York (CUNY) 1996 — 2000
BBA, Economics
Colegio San Antonio Maria Claret
Global Securitization Services LLC December 2005 - Present
MMC September 2002 - November 2005
TD Waterhouse Capital Markets, Inc. September 2000 - November 2002
Skills
Financial Modeling, Fixed Income, Treasury Management, Cash Management, Structured Finance, Derivatives, Treasury, Trading, Financial Reporting, Due Diligence, Financial Analysis, Investments, Banking, Accounting, Bloomberg
Education
Baruch College, City University of New York (CUNY) 1996 — 2000
BBA, Economics
Colegio San Antonio Maria Claret
Ata Farrokhzadi's TD Waterhouse Capital Markets, Inc. Experience April 2002 - March 2006
Job Owner/Director at Zeeba International Trading Inc.
Industry Import and Export
Experience
zeeba international trading inc. March 2006 - Present
TD Waterhouse Capital Markets, Inc. April 2002 - March 2006
CIBC Wood Gundy October 1999 - April 2002
Skills
Strategic Planning, Business Strategy, New Business Development, Business Planning, Start-ups, International Business, International Sales, Business Development, Marketing Strategy, Entrepreneurship, Management Consulting, Product Development, Strategy, Negotiation, B2B, E-commerce, Marketing Management, Management, Customer Service, Product Marketing, Strategic Partnerships, Research
Education
Carleton University 1991 — 1993
Master’s Degree, Public Administration
Carleton University 1987 — 1990
Bachelor of Arts (B.A.), Political Science and Government and Economics
Bromsgrove, England 1970 — 1974
zeeba international trading inc. March 2006 - Present
TD Waterhouse Capital Markets, Inc. April 2002 - March 2006
CIBC Wood Gundy October 1999 - April 2002
Skills
Strategic Planning, Business Strategy, New Business Development, Business Planning, Start-ups, International Business, International Sales, Business Development, Marketing Strategy, Entrepreneurship, Management Consulting, Product Development, Strategy, Negotiation, B2B, E-commerce, Marketing Management, Management, Customer Service, Product Marketing, Strategic Partnerships, Research
Education
Carleton University 1991 — 1993
Master’s Degree, Public Administration
Carleton University 1987 — 1990
Bachelor of Arts (B.A.), Political Science and Government and Economics
Bromsgrove, England 1970 — 1974
Cory Elk's TD Waterhouse Capital Markets, Inc. Experience July 1996 - May 1999
Job Supervisory Principal at Lincoln Investment Planning
Industry Financial Services
Experience
Lincoln Investment Planning June 2014 - Present
MetLife April 2013 - September 2013
MetLife September 2010 - April 2013
TD Wealth Management October 2009 - June 2010
TD Wealth Management January 2007 - October 2009
ROSATO ELECTRIC CORPORATION April 2006 - January 2007
Merrill Lynch May 2004 - February 2006
Merrill Lynch October 1999 - May 2004
TD Waterhouse Capital Markets, Inc. July 1996 - May 1999
Skills
Mutual Funds, Series 24, Trading, Options, Microsoft Excel, Securities, FINRA, Microsoft Office, Employee Training, Customer Service, Corporate Actions, Financial Services, Life Insurance, Alternative Investments, Fixed Annuities, Insurance, Whole Life, Equities, Investments, Series 7, Series 63
Education
Johnson and Wales University 1992 — 1996
Bachelor of Science, Hospitality Sales and Meeting Management
Lincoln Investment Planning June 2014 - Present
MetLife April 2013 - September 2013
MetLife September 2010 - April 2013
TD Wealth Management October 2009 - June 2010
TD Wealth Management January 2007 - October 2009
ROSATO ELECTRIC CORPORATION April 2006 - January 2007
Merrill Lynch May 2004 - February 2006
Merrill Lynch October 1999 - May 2004
TD Waterhouse Capital Markets, Inc. July 1996 - May 1999
Skills
Mutual Funds, Series 24, Trading, Options, Microsoft Excel, Securities, FINRA, Microsoft Office, Employee Training, Customer Service, Corporate Actions, Financial Services, Life Insurance, Alternative Investments, Fixed Annuities, Insurance, Whole Life, Equities, Investments, Series 7, Series 63
Education
Johnson and Wales University 1992 — 1996
Bachelor of Science, Hospitality Sales and Meeting Management
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial