TD Waterhouse Investor Services, Inc.

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TD Waterhouse Investor Services, Inc. Employees

Employee
Years
Job
Industry
Pedro V. Perez Pedro V. Perez Greater New York City Area Details
Pedro V. Perez's TD Waterhouse Investor Services, Inc. Experience March 1999 - April 2006
Job Eastern Accounts V.P. at www.donrayartist.com
Industry Financial Services
Experience
www.donrayartist.com   September 2012 - Present
World Financial Group (WFG) AEGON   August 2009 - September 2012
Thomson-Reuters (Tekmark Agency)   April 2008 - February 2009
AXA Advisors  February 2007 - September 2007
TD Waterhouse Investor Services, Inc.   March 1999 - April 2006
Castle Securities   January 1997 - December 1998
I.A. Rabinowitz   February 1995 - November 1996

Skills
Series 7, Mutual Funds, Series 63, Investments, Portfolio Management, Options, Trading, Wealth Management, FINRA, Equities, Financial Services, Securities, Strategic Financial..., Fixed Income, Insurance, Customer Service..., Social Media Marketing, Market Data, Finance, FX Options, Hedge Funds, Bloomberg

Education
John Jay College of Criminal Justice   2010 — 2014
Political Science, Political Economy, 3.78

City University of New York City College   1992 — 1994
Associate, Marketing

Greg Kleva Greg Kleva Greater New York City Area Details
Greg Kleva's TD Waterhouse Investor Services, Inc. Experience January 2001 - April 2004
Job Owner/Operator Golden Bulldog, Inc. (dba Bark Busters Home Dog Training), Media Personality, Dog Behavioral Therapist
Industry Consumer Services
Experience
Self Employed  June 2003 - Present
Sirius XM Radio Inc.  March 2007 - March 2013
TD Waterhouse Investor Services, Inc.   January 2001 - April 2004
TD Waterhouse Investor Services, Inc.   January 1998 - January 2001
TD Waterhouse Investor Services, Inc.   July 1997 - January 1998
TD Waterhouse Investor Services, Inc.   February 1997 - July 1997
TD Waterhouse Investor Services, Inc.   April 1995 - February 1997
Waterhouse Securities, Inc.   July 1993 - April 1995
Waterhouse Securities, Inc.   May 1992 - July 1993
Waterhouse Securities, Inc.   April 1991 - May 1992

Skills
Pets, Coaching, Team Building, Customer Satisfaction, Customer Service, Leadership, Small Business, Sales, Dogs, Outlook, Dog Training, Sales Management, Training, Franchising, Public Speaking, Marketing, Television, Marketing Strategy, Time Management, Social Networking, Leadership Development, Entrepreneurship, Social Media Marketing, Advertising, Event Planning, Strategic Planning, Retail, Budgets, Online Marketing, Social Media

Education
Merrimack College   1986 — 1990
Bachelor's degree, Finance, General

Cheryl L. Seifert, CFP® Cheryl L. Seifert, CFP® Sandpoint, Idaho Details
Cheryl L. Seifert, CFP®'s TD Waterhouse Investor Services, Inc. Experience May 2003 - November 2004
Job *LIFE TRANSITIONS SPECIALIST*FINANCIAL PLANNING FOR COLLEGE, RETIREMENT & OTHER KEY LIFE EVENTS*
Industry Financial Services
Experience
D.A. Davidson & Co.   June 2008 - February 2015
Panhandle State Bank Investment Services/LPL   August 2007 - June 2008
Bank of America  February 2005 - June 2005
TD Waterhouse Investor Services, Inc.   May 2003 - November 2004
Charles Schwab  May 1991 - May 2003

Skills
CERTIFIED FINANCIAL..., ACCREDITED ASSET..., Wealth Management, Financial Planning, Portfolio Management, Retirement Planning, Mutual Funds, Financial Analysis, Insurance Planning, Equities, Asset Allocation, Budgeting, Socially Responsible..., Investments, Estate Planning

Education
College for Financial Planning
Course of study for Certified Financial Planner® qualification

College for Financial Planning
Accredited Asset Management Specialist, AAMS ®

UCLA
Bachelor of Arts, Communications Studies

University of Santa Monica
Master of Arts, Applied Psychology

Steven Lou Steven Lou Greater Chicago Area Details
Steven Lou's TD Waterhouse Investor Services, Inc. Experience May 2001 - July 2001
Job Client Services Manager at Brand X Designs
Industry Marketing and Advertising
Experience
Brand X Designs   February 2011 - Present
Sushi X   June 2003 - September 2011
OptionsXpress, Inc   February 2002 - April 2003
TD Waterhouse Investor Services, Inc  May 2001 - July 2001
TD Waterhouse Investor Services, Inc.   November 2000 - May 2001
TD Waterhouse Investor Services, Inc.   August 1999 - November 2000

Education
University of Illinois at Urbana-Champaign   1995 — 1999
Finance, Business Administration

Kevin J. Higgins, PMP Kevin J. Higgins, PMP Greater Omaha Area Details
Kevin J. Higgins, PMP's TD Waterhouse Investor Services, Inc. Experience August 1998 - March 2006
Job
Industry Financial Services
Experience
TD Ameritrade  November 2014 - Present
TD Ameritrade  July 2012 - November 2014
TD AMERITRADE  June 2007 - July 2012
TD AMERITRADE  March 2003 - June 2007
TD Waterhouse Investor Services, Inc.   August 1998 - March 2006

Skills
SDLC, PMP, Product Development, Series 7, Project Portfolio..., Strategy, Integration, Project Management, Business Requirements, Management, Series 63, Portfolio Management, Vendor Management, Risk Management, Business Analysis, Fixed Income, Options, Financial Services, Securities, Relationship Management, Mutual Funds, Series 24, Program Management

Education
State University of New York - System   1992 — 1996
BA, Finance

Sumita Ashrafi Sumita Ashrafi Richmond, Virginia Area Details
Sumita Ashrafi's TD Waterhouse Investor Services, Inc. Experience 2001 - 2003
Job Director & Assistant General Counsel at Capital One
Industry Capital Markets
Experience
Capital One  April 2012 - Present
Oyster Consulting, LLC  September 2009 - March 2012
ICMA-Retirement Corporation  August 2008 - April 2009
Wachovia Securities  June 2005 - July 2008
TD WATERHOUSE INVESTOR SERVICES, INC.   2001 - 2003
Laderburg Thallman   2000 - 2001
NASD Regulation  1997 - 2001

Skills
Series 7, FINRA, Equities, Securities, Series 63, Mutual Funds, Securities Regulation, Capital Markets, AML, Investment Advisory, Hedge Funds, Series 24, Trading, Asset Management, Equity Trading, Fixed Income, Trusts, Anti Money Laundering

Education
West Virginia University College of Law   1989 — 1992
Juris Doctor

Boston College   1984 — 1988
Bachelor of Arts (B.A.), Political Science

West Virginia University College of Law
Juris Doctor

Cruz Perez Cruz Perez Greater Los Angeles Area Details
Cruz Perez's TD Waterhouse Investor Services, Inc. Experience December 1997 - May 2001
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   November 2004 - Present
Churchill Management Group  June 2001 - April 2004
TD Waterhouse Investor Services, Inc.   December 1997 - May 2001

Education
Montana State University-Billings   1992 — 1996
Bachelor of Scienc, Sociology