TD Waterhouse Securities
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TD Waterhouse Securities Employees
Citigroup Global Markets Inc September 2005 - Present
Citicorp Investment Services October 2002 - September 2005
TD Waterhouse Securities February 1998 - May 2002
Skills
Series 7, Series 63, Series 4, Banking, Capital Markets, Emerging Markets, Equities, Finance, Hedge Funds, Mutual Funds, Options, Securities, Trading
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Accounting and Finance
NYTF 2013 - 2013
ModelMayhem 2008 - 2013
ModelMayhem 2008 - 2013
ModelMayhem 2008 - 2013
Weichert Realty January 2008 - 2011
Citicorp June 2001 - January 2008
TD Waterhouse Securities January 1995 - May 2001
Skills
Series 7 and Series 63..., Basic Excel and Access..., SAG Screen Actors Guild, Equities, Trading, Options, Series 7, Mutual Funds, Sales, Social Media, Event Planning, Microsoft Office, Customer Service, Advertising, Marketing
Education
Seton Hall University 1986 — 1994
BA, English
new york hospital queens June 2000 - Present
New York Presbyterian Hospital June 2001 - February 2007
TD Waterhouse Securities May 1999 - August 2005
Education
Baruch College
Finance and Investments
Borough of Manhattan Community College 1995 — 1998
AAS, finance banking
Aviation high school
Brandon Fade Painting January 2006 - Present
TD Waterhouse Securities March 2002 - March 2003
Lee E Tenzar Trading Company March 2001 - March 2002
Skills
Great People Skills, Fast Learner, Hard Worker
Education
University of California, Davis 1994 — 1996
William Hill July 2015 - Present
Jokers Wild - Eldorado Casino July 2014 - April 2015
Jokers Wild- Eldorado Casino July 2013 - July 2014
Tropicana Las Vegas Inc 2011 - 2012
Jokers Wild- Eldordao Casino December 2007 - July 2011
Hard Rock Hotel and Casino December 2009 - October 2010
TD Ameritrade October 2003 - December 2007
TD Waterhouse September 2001 - October 2003
TD Waterhouse Securities September 2000 - September 2001
TD Waterhouse Institutional Services March 1999 - September 2000
Skills
Gambling, Customer Satisfaction, Team Building, Risk Management, Social Media Marketing, Budgets, Financial Services, Strategic Planning, Coaching, Training, Sales, Hiring, Microsoft Excel, Investments, Casino, Management, Microsoft Office, Leadership, Hospitality, Customer Service, CRM, Policy
Education
State University of New York College at Oneonta 1994 — 1998
BS, Political Science
TD AMERITRADE March 2006 - Present
TD Waterhouse Securities July 1996 - 2006
Skills
Investments, Series 63, Product Management, Risk Management, Securities, Series 7, Equities, Financial Services, Program Management, Asset Allocation, Mutual Funds, Wealth Management, Asset Management, Management, Investment Advisory, Alternative Investments, Portfolio Management, Retirement Planning, Fixed Income, Options
Education
Rider University 1990 — 1993
Northern Trust Corporation September 2015 - Present
Arthur J. Gallagher and Co. June 2013 - April 2014
Arrowstream September 2008 - January 2011
Lowery Asset Consulting April 2004 - December 2007
Harris Associates November 2002 - November 2003
TD Waterhouse Securities February 1998 - August 2001
National Discount Brokers January 1995 - November 1997
Linnco Futures October 1992 - December 1994
Skills
Account Reconciliation, Accounts Payable, Financial Accounting, Financial Services, Microsoft Excel, Microsoft Office, General Ledger, Great Plains Software, PowerPoint, Journal Entries, Due Diligence, Industry Research, Industry Analysis, Bloomberg, Staff Accountant, Month End Close, Advent Axys, Net Asset Value, Account Management, Bank Reconciliation, Hedge Funds, Separately Managed..., Performance Management, Performance Measurement, MS Excel Pivot Tables
Education
DePaul University 1989 — 1993
Bachelor's Degree, Finance
New York Junior Tennis League September 2013 - Present
Sports and Arts in Schools Foundation September 2011 - Present
Sports and Arts in Schools Foundation June 2010 - September 2011
Police Athletic League 2007 - 2009
Aspira of New York 2007 - 2009
Co-nect 2005 - 2007
TD WATERHOUSE SECURITIES January 2000 - January 2003
NYC Department of Education January 1997 - January 2000
Skills
Project Management, Workshops, Teachers, Supervision, Leadership, Leadership Development, Community Outreach
Education
Baruch College, City University of New York (CUNY) 2006 — 2010
MBA, Management
City University of New York-Brooklyn College 1992 — 1997
BA, Elementary Education
Money Matters with Ken Moraif September 2014 - Present
Galloway Asset Management August 2012 - June 2014
ICMA-RC March 2007 - August 2012
Financial Profiles, Inc. June 2005 - December 2006
AIG Advisor Group May 2002 - April 2005
Prudential Financial February 2001 - February 2002
TD Waterhouse Securities June 1999 - February 2001
The Householder Group March 1997 - October 1998
Skills
Retirement Planning, Wealth Management, Series 24, Series 7, Uniform Combined State..., Investor Education, Certified Financial..., Key Account Management, Curriculum Development, Institutional Sales, Personal Financial..., Sales Presentations, Coaching, Leadership, Series 66, Investment Education, Management, Financial Advisory, Financial Services, Asset Management, Series 63, Asset Allocation, Insurance, Wealth, FINRA, IRAs, Financial Planning
Education
State University of New York College at Geneseo 1992 — 1996
Bachelor of Arts, Communication, Finance
OTS Holdings, LLC February 2015 - Present
Consultant June 2012 - Present
Hilton/Resorts Casino, Atlantic City January 2012 - June 2012
Menark technologies April 2010 - January 2012
Tech Wise Group, LLC January 2009 - November 2009
The Nielsen Company January 2001 - January 2009
TD Waterhouse Securities January 2000 - January 2001
Sun Oil Company, Inc January 1998 - January 2000
Skills
Servers, Networking, Microsoft Exchange, Active Directory, Windows Server, Technical Support, Security, VPN, DNS, Troubleshooting, Operating Systems, Cisco Technologies, Firewalls, Network Security, Hardware, Software Documentation, Help Desk Support, System Deployment, Software Installation
Education
Drexel University 1996 — 2001
Computer Science, Computer Science
Ocean City High School 1992 — 1996
Diploma, Mathematics and Computer Science
TD Ameritrade 2009 - Present
UBS Investment Bank September 1999 - May 2008
ubs 1999 - 2008
UBS 1999 - 2008
TD Waterhouse Securities 1995 - 1999
Skills
Investments, Securities, Series 7, Equities, Options, Series 63, Trading Systems
Education
University of Delaware - Lerner College of Business and Economics 1990 — 1994
BS, Economics
Marlboro High School
ABC Supply 2014 - Present
Self Employed 2001 - 2009
TD Waterhouse Securities 1996 - 2001
Education
Thomas More College
B.S., Double major - Business/Economics and Masters in Education
HSBC Securities April 2013 - Present
Citigroup Investment Banking Operations 2012 - April 2013
Citigroup 2007 - December 2011
Investment Banking Institute July 2009 - August 2009
JPMorgan Chase Investment Banking October 2005 - December 2006
TD Waterhouse Securities May 2000 - October 2005
Saint Peter's College:Master of Business Administration September 2002 - June 2004
Skills
Trading, Hedge Funds, Equities, FX Options, Fixed Income, Credit Derivatives, Financial Risk
Education
Calypso V.14 release Demo/Conference 2013 — 2013
FTF Financial Technology Conference DerivOps - NYC 2013 — 2013
Collateral Management Seminar NYC 2012 — 2012
City University of New York-Baruch College 1996 — 1999
International Marketing, Marketing
FTF - Collateral Management Forum - NYC Feb 2014
Saint Peters
MBA
UMB Fund Services June 1998 - Present
TD Waterhouse Securities October 1993 - March 1998
Education
Marquette University
Business Administration/Finance
Merrill Edge April 2000 - Present
TD Waterhouse Securities March 1994 - March 2000
Skills
Investments, Mutual Funds, Series 63, Series 7, Risk Management, FINRA, Securities
Education
Hobart and William Smith Colleges 1986 — 1989
BA, Economics
Convergex September 2000 - Present
Blue Stone Capital October 1999 - September 2000
TD Waterhouse Securities June 1993 - October 1999
Skills
Accounting, Middle Office, SDLC, Team Management, Trading, Banking, Financial Services, Hedge Funds, Relationship Management, Series 7
Education
Monmouth University 1988 — 1992
Bachelor of Science (BS), Finance and Marketing