Texas State Securities Board
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Texas State Securities Board Employees
Employee
Years
Job
Industry
Crystal Cuellar Crystal Cuellar's Texas State Securities Board Experience August 2012 - Present
Job Financial Examiner at Texas State Securities Board
Industry Investment Management
Experience
Texas State Securities Board August 2012 - Present
Gleam Whitening May 2014 - May 2015
Christian Outreach Foundation January 2013 - June 2013
Lone Star National Bank May 2011 - August 2012
Lone Star National Bank August 2010 - May 2011
David Yurman October 2009 - February 2010
Juicy Couture January 2008 - August 2009
Texas State University - McCoy College of Business Advising Center August 2008 - December 2008
University of Texas San Antonio - Psychology Department January 2007 - May 2007
Skills
Marketing, Banking, Customer Service, Microsoft Excel, Outlook, Microsoft Word, Sales, Social Media, Financial Analysis, Project Management, Finance, Leadership, Photoshop, Analysis, Recruiting, Microsoft Office, Time Management
Education
University of Texas at Tyler 2012 — 2015
Master of Business Administration (M.B.A.)
Texas State University-San Marcos 2007 — 2010
Bachelors in Business Administration, Marketing
The University of Texas at San Antonio 2005 — 2007
Bachelors in Business Administration, Accounting
Texas State Securities Board August 2012 - Present
Gleam Whitening May 2014 - May 2015
Christian Outreach Foundation January 2013 - June 2013
Lone Star National Bank May 2011 - August 2012
Lone Star National Bank August 2010 - May 2011
David Yurman October 2009 - February 2010
Juicy Couture January 2008 - August 2009
Texas State University - McCoy College of Business Advising Center August 2008 - December 2008
University of Texas San Antonio - Psychology Department January 2007 - May 2007
Skills
Marketing, Banking, Customer Service, Microsoft Excel, Outlook, Microsoft Word, Sales, Social Media, Financial Analysis, Project Management, Finance, Leadership, Photoshop, Analysis, Recruiting, Microsoft Office, Time Management
Education
University of Texas at Tyler 2012 — 2015
Master of Business Administration (M.B.A.)
Texas State University-San Marcos 2007 — 2010
Bachelors in Business Administration, Marketing
The University of Texas at San Antonio 2005 — 2007
Bachelors in Business Administration, Accounting
Carla Caldwell Carla Caldwell's Texas State Securities Board Experience October 2001 - September 2002
Job Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2014 - Present
First Southwest Company April 2013 - January 2014
Morgan Stanley August 2012 - March 2013
RBC Wealth Management August 2008 - March 2012
Bear, Stearns & Company September 2006 - August 2008
HD Vest Financial Services December 2004 - September 2006
The MONY Group April 2003 - December 2004
Alpha Capital Management September 2002 - April 2003
Texas State Securities Board October 2001 - September 2002
Education
Texas State University-San Marcos 1987 — 1993
Bachelor of Arts (B.A.)
Wells Fargo Advisors April 2014 - Present
First Southwest Company April 2013 - January 2014
Morgan Stanley August 2012 - March 2013
RBC Wealth Management August 2008 - March 2012
Bear, Stearns & Company September 2006 - August 2008
HD Vest Financial Services December 2004 - September 2006
The MONY Group April 2003 - December 2004
Alpha Capital Management September 2002 - April 2003
Texas State Securities Board October 2001 - September 2002
Education
Texas State University-San Marcos 1987 — 1993
Bachelor of Arts (B.A.)
Benette Zivley Benette Zivley's Texas State Securities Board Experience March 2011 - November 2011
Job Attorney
Industry Law Practice
Experience
Munsch Hardt Kopf & Harr, P.C. February 2012 - January 2014
Texas State Securities Board March 2011 - November 2011
Texas State Securities Board August 2003 - February 2011
Texas State Securities Board December 1999 - July 2003
Skills
Securities Law, Securities Litigation, Securities Regulation, Securities, Corporate Governance, Internal Investigations, Litigation, Corporate Law, Compliance, Enforcement, Investigations, Arbitration, FINRA, White Collar Criminal..., Fraud, Licensing, Hedge Funds, Mutual Funds, FCPA, Investment Advisory, SEC reporting, Investments, Securities Arbitration, Capital Markets, Criminal Law, Private Equity, Financial Regulation, SEC filings, Litigation Support, Legal Writing, Business Litigation, Alternative Dispute..., Commercial Litigation, SEC, Mediation, Trials, Administrative Law, Courts, Trial Practice, Private Investigations, Government, Legal Research, Trade Secrets, Appeals, Insurance Law, Dispute Resolution, Product Liability, Class Actions, Intellectual Property, Employment Law
Education
Texas Southern University—Thurgood Marshall School of Law 1996 — 1999
Doctorate, Jurisprudence
Sam Houston State University 1986 — 1990
Bachelor of Science, Criminal Justice
Pflugerville High School 1983 — 1986
Round Rock
Munsch Hardt Kopf & Harr, P.C. February 2012 - January 2014
Texas State Securities Board March 2011 - November 2011
Texas State Securities Board August 2003 - February 2011
Texas State Securities Board December 1999 - July 2003
Skills
Securities Law, Securities Litigation, Securities Regulation, Securities, Corporate Governance, Internal Investigations, Litigation, Corporate Law, Compliance, Enforcement, Investigations, Arbitration, FINRA, White Collar Criminal..., Fraud, Licensing, Hedge Funds, Mutual Funds, FCPA, Investment Advisory, SEC reporting, Investments, Securities Arbitration, Capital Markets, Criminal Law, Private Equity, Financial Regulation, SEC filings, Litigation Support, Legal Writing, Business Litigation, Alternative Dispute..., Commercial Litigation, SEC, Mediation, Trials, Administrative Law, Courts, Trial Practice, Private Investigations, Government, Legal Research, Trade Secrets, Appeals, Insurance Law, Dispute Resolution, Product Liability, Class Actions, Intellectual Property, Employment Law
Education
Texas Southern University—Thurgood Marshall School of Law 1996 — 1999
Doctorate, Jurisprudence
Sam Houston State University 1986 — 1990
Bachelor of Science, Criminal Justice
Pflugerville High School 1983 — 1986
Round Rock
Barry Gerard Barry Gerard's Texas State Securities Board Experience March 1995 - January 1997
Job Rise early, work hard, STRIKE OIL
Industry Construction
Experience
DR Horton August 2014 - Present
Summit General Contracting August 2012 - December 2014
JPMorganChase July 2009 - June 2012
Fleet Oil and Gas July 2008 - January 2009
KB/Beazer/Lennar/Goodman Custom Homes March 2001 - July 2008
Occidental Chemical Corp. March 1999 - February 2001
Tara's Prime Home Health Care January 1997 - July 1998
Texas State Securities Board March 1995 - January 1997
Skills
New Home Sales, Real Estate, Relocation, Residential Homes, Risk Management, Negotiation, Mortgage Lending, Contract Negotiation, First Time Home Buyers, Investment Properties, Real Estate Financing, Real Estate Transactions, Foreclosures, REO, FHA, Single Family Homes, Leadership, Investors, Management
Education
The University of Texas at San Antonio 1989 — 1991
MBA, International Business
The University of Texas at San Antonio 1985 — 1989
BBA, Finance and Accounting
john jay high school 1974 — 1977
DR Horton August 2014 - Present
Summit General Contracting August 2012 - December 2014
JPMorganChase July 2009 - June 2012
Fleet Oil and Gas July 2008 - January 2009
KB/Beazer/Lennar/Goodman Custom Homes March 2001 - July 2008
Occidental Chemical Corp. March 1999 - February 2001
Tara's Prime Home Health Care January 1997 - July 1998
Texas State Securities Board March 1995 - January 1997
Skills
New Home Sales, Real Estate, Relocation, Residential Homes, Risk Management, Negotiation, Mortgage Lending, Contract Negotiation, First Time Home Buyers, Investment Properties, Real Estate Financing, Real Estate Transactions, Foreclosures, REO, FHA, Single Family Homes, Leadership, Investors, Management
Education
The University of Texas at San Antonio 1989 — 1991
MBA, International Business
The University of Texas at San Antonio 1985 — 1989
BBA, Finance and Accounting
john jay high school 1974 — 1977
James Zier James Zier's Texas State Securities Board Experience 2003 - 2007
Job Law Office of James Zier, P.C.
Industry Law Practice
Experience
Law Office of James Zier, P.C. 2007 - Present
Texas State Securities Board 2003 - 2007
Mitsui, Yasuda, Wani & Maeda 2001 - 2003
Spagnoletti & Associates 2000 - 2001
US Securities and Exchange Commission 1999 - 1999
Skills
Commercial Litigation, Personal Injury, Business Litigation, Criminal Defense, Criminal Law, Wrongful Death, White Collar Criminal..., Securities, Litigation, Civil Litigation, Corporate Law, Contract Negotiation, Corporate Finance, Internal Investigations, International Business
Education
South Texas College of Law
JD
Doshisha University
Semester Abroad, International and Comparative Law
Texas State University-San Marcos
BBA, Economics, magna cum laude
Law Office of James Zier, P.C. 2007 - Present
Texas State Securities Board 2003 - 2007
Mitsui, Yasuda, Wani & Maeda 2001 - 2003
Spagnoletti & Associates 2000 - 2001
US Securities and Exchange Commission 1999 - 1999
Skills
Commercial Litigation, Personal Injury, Business Litigation, Criminal Defense, Criminal Law, Wrongful Death, White Collar Criminal..., Securities, Litigation, Civil Litigation, Corporate Law, Contract Negotiation, Corporate Finance, Internal Investigations, International Business
Education
South Texas College of Law
JD
Doshisha University
Semester Abroad, International and Comparative Law
Texas State University-San Marcos
BBA, Economics, magna cum laude
Courtney Bowling Courtney Bowling's Texas State Securities Board Experience August 2010 - April 2014
Job Chief Compliance Officer at National Alliance Securities
Industry Financial Services
Experience
National Alliance Securities May 2014 - Present
Texas State Securities Board August 2010 - April 2014
Texas State Securities Board October 2009 - August 2010
Education
Texas A&M University School of Law
Doctor of Law (JD)
Texas Wesleyan University
Bachelor of Business Administration (BBA), Accounting
National Alliance Securities May 2014 - Present
Texas State Securities Board August 2010 - April 2014
Texas State Securities Board October 2009 - August 2010
Education
Texas A&M University School of Law
Doctor of Law (JD)
Texas Wesleyan University
Bachelor of Business Administration (BBA), Accounting
Derrick Mitchell Derrick Mitchell's Texas State Securities Board Experience 2004 - 2015
Job Partner at Bracewell & Giuliani LLP
Industry Law Practice
Experience
Bracewell & Giuliani LLP June 2007 - Present
Texas State Securities Board 2004 - 2015
Texas State Securities Board 2004 - 2015
Winstead PC February 2006 - June 2007
Norton Rose Fulbright in the United States (Fulbright & Jaworski LLP) 1999 - 2006
Education
University of Houston Law Center 1996 — 1999
J.D.
University of Houston 1992 — 1996
B.B.A., Finance
Bracewell & Giuliani LLP June 2007 - Present
Texas State Securities Board 2004 - 2015
Texas State Securities Board 2004 - 2015
Winstead PC February 2006 - June 2007
Norton Rose Fulbright in the United States (Fulbright & Jaworski LLP) 1999 - 2006
Education
University of Houston Law Center 1996 — 1999
J.D.
University of Houston 1992 — 1996
B.B.A., Finance
Jeramy Heintz Jeramy Heintz's Texas State Securities Board Experience December 2013 - Present
Job Attorney at Texas State Securities Board
Industry Law Practice
Experience
Texas State Securities Board December 2013 - Present
Texas Workforce Commission September 2012 - Present
The Bargas Law Firm November 2011 - October 2012
The Law Office of Jerry Rios, P.C. January 2011 - November 2011
Law Office of Susan G. Manchester July 2009 - May 2010
The Law Firm of Robert A. Manchester, III May 2009 - May 2010
Skills
Litigation, Civil Litigation, Family Law, Criminal Law, Criminal Defense, Legal Research, Appeals, Administrative Law, Legal Writing, Courts, Mediation, Legal Assistance, Hearings, Commercial Litigation
Education
Oklahoma City University School of Law 2007 — 2010
J.D., Law
Sam Houston State University
B.B.A., General Business
Texas State Securities Board December 2013 - Present
Texas Workforce Commission September 2012 - Present
The Bargas Law Firm November 2011 - October 2012
The Law Office of Jerry Rios, P.C. January 2011 - November 2011
Law Office of Susan G. Manchester July 2009 - May 2010
The Law Firm of Robert A. Manchester, III May 2009 - May 2010
Skills
Litigation, Civil Litigation, Family Law, Criminal Law, Criminal Defense, Legal Research, Appeals, Administrative Law, Legal Writing, Courts, Mediation, Legal Assistance, Hearings, Commercial Litigation
Education
Oklahoma City University School of Law 2007 — 2010
J.D., Law
Sam Houston State University
B.B.A., General Business
Kaci Price's Texas State Securities Board Experience October 2003 - October 2005
Job Sales Associate at Kuper Sotheby's International Realty
Industry Law Practice
Experience
Kuper Sotheby's International Realty 2012 - Present
Price Law Firm, P.C. January 2008 - Present
Texas Comptroller of Public Accounts October 2005 - December 2007
Texas State Securities Board October 2003 - October 2005
Skills
Bankruptcy, Wills, Hearings, Real Estate, Tax Law, Litigation, Legal Writing, Legal Research, Criminal Law, Corporate Law
Education
St. Mary's University School of Law 2000 — 2003
Juris Doctor, Law
Texas State University-San Marcos 1997 — 1999
Master's degree, Accounting
Kuper Sotheby's International Realty 2012 - Present
Price Law Firm, P.C. January 2008 - Present
Texas Comptroller of Public Accounts October 2005 - December 2007
Texas State Securities Board October 2003 - October 2005
Skills
Bankruptcy, Wills, Hearings, Real Estate, Tax Law, Litigation, Legal Writing, Legal Research, Criminal Law, Corporate Law
Education
St. Mary's University School of Law 2000 — 2003
Juris Doctor, Law
Texas State University-San Marcos 1997 — 1999
Master's degree, Accounting
William Mitchell,CFE William Mitchell,CFE's Texas State Securities Board Experience November 2011 - Present
Job Fraud Examiner at Texas State Securities Board
Industry Law Enforcement
Experience
Texas State Securities Board November 2011 - Present
Texas Department of Insurance March 2008 - November 2011
Sprint Nextel August 2007 - March 2008
Skills
Financial Analysis, Risk Management, Fraud, Microsoft Excel, Insurance, Analysis, Policy, Data Analysis, Financial Reporting, Microsoft Office, Auditing, Strategic Financial..., Private Investigations, Access, Research, Microsoft Word, Banking, Risk Assessment, Budgets, Government, Customer Service, Outlook, Finance, Process Improvement
Education
Texas State University-San Marcos 2004 — 2007
Bachelor of Science, Criminal Justice
Texas State Securities Board November 2011 - Present
Texas Department of Insurance March 2008 - November 2011
Sprint Nextel August 2007 - March 2008
Skills
Financial Analysis, Risk Management, Fraud, Microsoft Excel, Insurance, Analysis, Policy, Data Analysis, Financial Reporting, Microsoft Office, Auditing, Strategic Financial..., Private Investigations, Access, Research, Microsoft Word, Banking, Risk Assessment, Budgets, Government, Customer Service, Outlook, Finance, Process Improvement
Education
Texas State University-San Marcos 2004 — 2007
Bachelor of Science, Criminal Justice
Callie Baker Callie Baker's Texas State Securities Board Experience June 2014 - Present
Job Attorney Inspections and Compliance at Texas State Securities Board
Industry Law Practice
Experience
Texas State Securities Board June 2014 - Present
Texas Department of Public Safety October 2012 - June 2014
Independent Contractor May 2012 - September 2012
Travis County Attorney's Office April 2012 - May 2012
Travis County District Attorney's Office May 2011 - April 2012
Lubbock District Attorney's Office - Juvenile Division May 2010 - July 2010
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Criminal Law, Appeals, Courts, Mediation, Criminal Defense, Trials, Administrative Law, Hearings
Education
Texas Tech University School of Law 2009 — 2012
Doctor of Law (J.D.)
The University of Texas at Austin 2005 — 2008
B.S., Sociology, Biology
Texas State Securities Board June 2014 - Present
Texas Department of Public Safety October 2012 - June 2014
Independent Contractor May 2012 - September 2012
Travis County Attorney's Office April 2012 - May 2012
Travis County District Attorney's Office May 2011 - April 2012
Lubbock District Attorney's Office - Juvenile Division May 2010 - July 2010
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Criminal Law, Appeals, Courts, Mediation, Criminal Defense, Trials, Administrative Law, Hearings
Education
Texas Tech University School of Law 2009 — 2012
Doctor of Law (J.D.)
The University of Texas at Austin 2005 — 2008
B.S., Sociology, Biology
Rebecca Hucker Rebecca Hucker's Texas State Securities Board Experience November 2014 - Present
Job Administrative Assistant I at Texas State Securities Board
Industry Legal Services
Experience
Texas State Securities Board November 2014 - Present
Georgetown University August 2013 - September 2014
SIGTARP - U.S. Department of the Treasury April 2013 - September 2014
Pearson Learning Solutions March 2013 - March 2013
NAFCU (National Association of Federal Credit Unions) February 2013 - March 2013
Pearson Learning Solutions December 2012 - December 2012
Targeted Victory March 2012 - November 2012
U.S. House of Representatives January 2012 - March 2012
U.S. House of Representatives May 2011 - August 2011
CSU, Chico German Club August 2010 - May 2011
Skills
Press Releases, Facebook, Blogging, Social Media, Public Relations, Editing, Media Relations, Research, Journalism, Social Networking, Microsoft Excel, Newsletters, Creative Writing, Dreamweaver, Public Speaking, WordPress, InDesign, Outlook, Microsoft Word, Social Media Marketing, Event Planning, Strategic Communications, Photography, Copy Editing, Microsoft Office, Office Administration, Westlaw, Legal Research, Lexis, Legal Writing
Education
Georgetown University 2013 — 2014
Certificate, Paralegal Studies
Leuphana Universität Lüneburg 2011 — 2011
Deutsch
California State University-Chico 2008 — 2011
Bachelor of Arts (B.A.), Journalism: Public Relations (summa cum laude), German (cum laude)
Foothill High School 2004 — 2008
High School Diploma, 4.0 GPA
Texas State Securities Board November 2014 - Present
Georgetown University August 2013 - September 2014
SIGTARP - U.S. Department of the Treasury April 2013 - September 2014
Pearson Learning Solutions March 2013 - March 2013
NAFCU (National Association of Federal Credit Unions) February 2013 - March 2013
Pearson Learning Solutions December 2012 - December 2012
Targeted Victory March 2012 - November 2012
U.S. House of Representatives January 2012 - March 2012
U.S. House of Representatives May 2011 - August 2011
CSU, Chico German Club August 2010 - May 2011
Skills
Press Releases, Facebook, Blogging, Social Media, Public Relations, Editing, Media Relations, Research, Journalism, Social Networking, Microsoft Excel, Newsletters, Creative Writing, Dreamweaver, Public Speaking, WordPress, InDesign, Outlook, Microsoft Word, Social Media Marketing, Event Planning, Strategic Communications, Photography, Copy Editing, Microsoft Office, Office Administration, Westlaw, Legal Research, Lexis, Legal Writing
Education
Georgetown University 2013 — 2014
Certificate, Paralegal Studies
Leuphana Universität Lüneburg 2011 — 2011
Deutsch
California State University-Chico 2008 — 2011
Bachelor of Arts (B.A.), Journalism: Public Relations (summa cum laude), German (cum laude)
Foothill High School 2004 — 2008
High School Diploma, 4.0 GPA
Mark S. Rodriguez Mark S. Rodriguez's Texas State Securities Board Experience 1995 - 1998
Job Financial Advisor at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial June 2010 - Present
Ameriprise Financial September 2007 - June 2010
MGL Consulting 2005 - 2007
American Express Financial Advisors May 2000 - July 2004
Prudential Financial 1998 - 1999
Texas State Securities Board 1995 - 1998
Education
Texas State University-San Marcos 1987 — 1992
Bachelor of Administration, Accouting
Ameriprise Financial June 2010 - Present
Ameriprise Financial September 2007 - June 2010
MGL Consulting 2005 - 2007
American Express Financial Advisors May 2000 - July 2004
Prudential Financial 1998 - 1999
Texas State Securities Board 1995 - 1998
Education
Texas State University-San Marcos 1987 — 1992
Bachelor of Administration, Accouting
Kaylee Russell Kaylee Russell's Texas State Securities Board Experience 1989 - 2006
Job Attorney
Industry Law Enforcement
Experience
Texas State Securities Board 1989 - 2006
Skills
Corporate Governance, Securities Regulation, Enforcement, Legal Research, Litigation, Fraud, Internal Investigations, Securities, Investigation, FCPA, Mediation, Criminal Law, Civil Litigation, Commercial Litigation, Private Investigations
Education
University of Houston Law Center 1985 — 1988
The University of Texas at Austin 1981 — 1985
Finance
Texas State Securities Board 1989 - 2006
Skills
Corporate Governance, Securities Regulation, Enforcement, Legal Research, Litigation, Fraud, Internal Investigations, Securities, Investigation, FCPA, Mediation, Criminal Law, Civil Litigation, Commercial Litigation, Private Investigations
Education
University of Houston Law Center 1985 — 1988
The University of Texas at Austin 1981 — 1985
Finance
Ivan Barretto Ivan Barretto's Texas State Securities Board Experience September 2006 - March 2013
Job Director of RIA Services
Industry Financial Services
Experience
Red Oak Compliance Solutions May 2015 - Present
Red Oak Compliance Solutions April 2013 - May 2015
Texas State Securities Board September 2006 - March 2013
KPS Government Contracting January 2006 - April 2006
Media Services January 2004 - May 2004
Agent Owned Realty August 2002 - March 2003
AmeriCorps April 2001 - April 2002
Skills
Analysis, Securities Regulation, Securities, Insurance, Financial Analysis, Access, Microsoft Office, PowerPoint, Hedge Funds, Team Building, Risk Assessment, FINRA, Government, Microsoft Excel, Fraud, Financial Regulation, Policy, Alternative Investments, Data Analysis, SEC filings, Microsoft Word, Training, Outlook, Private Equity, Investment Advisory, Auditing, Investments, Asset Management, Internal Controls, Financial Reporting, Portfolio Management, Financial Advisory, USA PATRIOT Act, Private Placements, Retirement, Fixed Annuities, OFAC, Customer Service, Standards Compliance
Education
College of Charleston / University of South Carolina 2004 — 2006
MPA
Texas Tech University 1996 — 2000
BBA, Management
Red Oak Compliance Solutions May 2015 - Present
Red Oak Compliance Solutions April 2013 - May 2015
Texas State Securities Board September 2006 - March 2013
KPS Government Contracting January 2006 - April 2006
Media Services January 2004 - May 2004
Agent Owned Realty August 2002 - March 2003
AmeriCorps April 2001 - April 2002
Skills
Analysis, Securities Regulation, Securities, Insurance, Financial Analysis, Access, Microsoft Office, PowerPoint, Hedge Funds, Team Building, Risk Assessment, FINRA, Government, Microsoft Excel, Fraud, Financial Regulation, Policy, Alternative Investments, Data Analysis, SEC filings, Microsoft Word, Training, Outlook, Private Equity, Investment Advisory, Auditing, Investments, Asset Management, Internal Controls, Financial Reporting, Portfolio Management, Financial Advisory, USA PATRIOT Act, Private Placements, Retirement, Fixed Annuities, OFAC, Customer Service, Standards Compliance
Education
College of Charleston / University of South Carolina 2004 — 2006
MPA
Texas Tech University 1996 — 2000
BBA, Management
David Hoogterp David Hoogterp's Texas State Securities Board Experience April 2015 - Present
Job Network Specialist at Texas State Securities Board
Industry Government Administration
Experience
Texas State Securities Board April 2015 - Present
Texas Board of Pardons and Paroles August 2013 - March 2015
Texas Department of Criminal Justice August 2010 - August 2013
Four Seasons Hotels and Resorts February 2003 - August 2010
Wachenhut Corrections Corporation January 2001 - February 2003
Dell Computer Corporation February 2000 - December 2000
Texas Department of Criminal Justice October 1993 - February 2000
Skills
Lotus Domino..., Server Administration, LAN-WAN, Active Directory, Computer Hardware, Workstations, Networking, Servers, Technical Support, Help Desk Support, Troubleshooting, Databases, Windows
Education
Sam Houston State University 1990 — 1993
Sam Houston State University 1990 — 1992
English Language and Literature/Letters
Texas State Securities Board April 2015 - Present
Texas Board of Pardons and Paroles August 2013 - March 2015
Texas Department of Criminal Justice August 2010 - August 2013
Four Seasons Hotels and Resorts February 2003 - August 2010
Wachenhut Corrections Corporation January 2001 - February 2003
Dell Computer Corporation February 2000 - December 2000
Texas Department of Criminal Justice October 1993 - February 2000
Skills
Lotus Domino..., Server Administration, LAN-WAN, Active Directory, Computer Hardware, Workstations, Networking, Servers, Technical Support, Help Desk Support, Troubleshooting, Databases, Windows
Education
Sam Houston State University 1990 — 1993
Sam Houston State University 1990 — 1992
English Language and Literature/Letters
Aris Oglesby Aris Oglesby's Texas State Securities Board Experience November 2012 - Present
Job Accountant at Texas State Securities Board
Industry Financial Services
Experience
Texas State Securities Board November 2012 - Present
Texas State Securities Board February 2011 - November 2012
Bank of America October 2010 - February 2011
25th District Attorney's Office June 2010 - August 2010
Skills
Analysis, Customer Service, Excel, Financial Analysis, Microsoft Excel, Banking, Microsoft Office, Strategic Financial..., Research, Outlook, PowerPoint, Data Analysis, Microsoft Word, Retail, Marketing, Accounting, Access, Insurance, Sales, Investments, Financial Reporting, Risk Management, Social Media, USAS, ABEST, Finance, Auditing, Securities, Legal Compliance, Management, Account Reconciliation
Education
Texas State University 2006 — 2010
Bachelor's Degree, Finance
Texas State University-San Marcos 2006 — 2010
Bachelor of Business Administration, Finance
Texas State Securities Board November 2012 - Present
Texas State Securities Board February 2011 - November 2012
Bank of America October 2010 - February 2011
25th District Attorney's Office June 2010 - August 2010
Skills
Analysis, Customer Service, Excel, Financial Analysis, Microsoft Excel, Banking, Microsoft Office, Strategic Financial..., Research, Outlook, PowerPoint, Data Analysis, Microsoft Word, Retail, Marketing, Accounting, Access, Insurance, Sales, Investments, Financial Reporting, Risk Management, Social Media, USAS, ABEST, Finance, Auditing, Securities, Legal Compliance, Management, Account Reconciliation
Education
Texas State University 2006 — 2010
Bachelor's Degree, Finance
Texas State University-San Marcos 2006 — 2010
Bachelor of Business Administration, Finance
Dale Owings's Texas State Securities Board Experience June 2011 - Present
Job Financial Examiner at Texas State Securities Board
Industry Government Administration
Experience
Texas State Securities Board June 2011 - Present
Best Buy April 2005 - May 2011
Skills
Analysis, Finance, Financial Analysis, Risk Management, Financial Reporting, Securities, Banking, Strategic Financial..., Auditing, Microsoft Excel, Accounting, Investments, Due Diligence, Microsoft Office, Data Analysis, Marketing, Budgets
Education
University of Houston-Downtown 2009 — 2010
BBA, Finance
Houston Community College 2005 — 2008
None, Core Classes
Texas State Securities Board June 2011 - Present
Best Buy April 2005 - May 2011
Skills
Analysis, Finance, Financial Analysis, Risk Management, Financial Reporting, Securities, Banking, Strategic Financial..., Auditing, Microsoft Excel, Accounting, Investments, Due Diligence, Microsoft Office, Data Analysis, Marketing, Budgets
Education
University of Houston-Downtown 2009 — 2010
BBA, Finance
Houston Community College 2005 — 2008
None, Core Classes
Jim Reaver Jim Reaver's Texas State Securities Board Experience January 2010 - July 2013
Job Investment Analyst at Texas Permanent School Fund
Industry Investment Management
Experience
Texas Permanent School Fund June 2015 - Present
Texas Permanent School Fund July 2013 - June 2015
Texas State Securities Board January 2010 - July 2013
Skills
Analysis, Microsoft Office, Financial Analysis, Financial Planning, Securities Regulation, Financial Regulation, Excel, Marketing Research, Due Diligence, Compliance Audits, Compliance Management, Securities, Quality Auditing, Strategic Financial..., Microsoft Excel, Hedge Funds, Private Placements, Alternative Investments, Investments, Mutual Funds, Finance, Investment Advisory, Portfolio Management, Asset Management, Investment Performance, Bloomberg Terminal, Institutional..., FINRA, Banking
Education
University of Mississippi - School of Business Administration 2001 — 2006
BBA, Managerial Finance, Banking and Finance
Mississippi School for Mathematics and Science 1999 — 2001
Texas Permanent School Fund June 2015 - Present
Texas Permanent School Fund July 2013 - June 2015
Texas State Securities Board January 2010 - July 2013
Skills
Analysis, Microsoft Office, Financial Analysis, Financial Planning, Securities Regulation, Financial Regulation, Excel, Marketing Research, Due Diligence, Compliance Audits, Compliance Management, Securities, Quality Auditing, Strategic Financial..., Microsoft Excel, Hedge Funds, Private Placements, Alternative Investments, Investments, Mutual Funds, Finance, Investment Advisory, Portfolio Management, Asset Management, Investment Performance, Bloomberg Terminal, Institutional..., FINRA, Banking
Education
University of Mississippi - School of Business Administration 2001 — 2006
BBA, Managerial Finance, Banking and Finance
Mississippi School for Mathematics and Science 1999 — 2001
Kara L. Kennedy Kara L. Kennedy's Texas State Securities Board Experience October 2010 - 2012
Job Chief, Tort Litigation Division at Texas Attorney General
Industry Government Administration
Experience
Texas Attorney General June 2012 - Present
Texas State Securities Board October 2010 - 2012
Texas Attorney General March 2004 - October 2010
Gravley, Wheeler, McCray & Leggett, LLC 2001 - 2004
Skills
Litigation, Civil Litigation, Torts, Legal Writing, Legal Research, Commercial Litigation, Securities Regulation, Trials, Appeals, Administrative Law, Courts, Westlaw, Criminal Law
Education
The University of Texas School of Law 1993 — 1996
J.D.
The University of Texas at Austin 1990 — 1993
B.A., Government
Texas Attorney General June 2012 - Present
Texas State Securities Board October 2010 - 2012
Texas Attorney General March 2004 - October 2010
Gravley, Wheeler, McCray & Leggett, LLC 2001 - 2004
Skills
Litigation, Civil Litigation, Torts, Legal Writing, Legal Research, Commercial Litigation, Securities Regulation, Trials, Appeals, Administrative Law, Courts, Westlaw, Criminal Law
Education
The University of Texas School of Law 1993 — 1996
J.D.
The University of Texas at Austin 1990 — 1993
B.A., Government
Robert Elder's Texas State Securities Board Experience November 2008 - Present
Job Communications Coordinator & Investor Education Specialist
Industry Government Relations
Experience
Texas State Securities Board November 2008 - Present
Austin American-Statesman September 2000 - October 2008
The Wall Street Journal August 1998 - August 2000
Texas Lawyer/American Lawyer Media April 1986 - January 1998
Hoovers Inc. 1998 - 1998
Skills
Headline Writing, Ap Style, Copy Editing, Newspaper, Breaking News, Newsletters, Newspapers, Editing, Press Releases, AP Style, Editorial, Publishing, Fact-checking, Online Journalism, Storytelling, Feature Articles, Investigative Reporting, Web Content, Speech Writing, Journalism, Media Relations, Publications, Newspaper Design
Education
The University of Texas at Austin
BA, Journalism
Texas State Securities Board November 2008 - Present
Austin American-Statesman September 2000 - October 2008
The Wall Street Journal August 1998 - August 2000
Texas Lawyer/American Lawyer Media April 1986 - January 1998
Hoovers Inc. 1998 - 1998
Skills
Headline Writing, Ap Style, Copy Editing, Newspaper, Breaking News, Newsletters, Newspapers, Editing, Press Releases, AP Style, Editorial, Publishing, Fact-checking, Online Journalism, Storytelling, Feature Articles, Investigative Reporting, Web Content, Speech Writing, Journalism, Media Relations, Publications, Newspaper Design
Education
The University of Texas at Austin
BA, Journalism
Dorothy Caskey's Texas State Securities Board Experience December 2011 - Present
Job Financial Examiner at Texas State Securities Board
Industry Government Administration
Experience
Texas State Securities Board December 2011 - Present
Talbots November 2010 - August 2012
Juicy Couture March 2007 - November 2010
Macy's March 2006 - August 2007
Skills
Critical Thinking, Team Performance, Hard Worker, Recruiting, Merchandising, Leadership, Finance, Customer Service, Outlook, Payroll, Access, Time Management
Education
Texas State University-San Marcos 2007 — 2009
Bachelor's of Fashion Merchandising, with an Emphasis in the Area of Business.
Temple College 2005 — 2007
undergrad, basic studies
Texas State Securities Board December 2011 - Present
Talbots November 2010 - August 2012
Juicy Couture March 2007 - November 2010
Macy's March 2006 - August 2007
Skills
Critical Thinking, Team Performance, Hard Worker, Recruiting, Merchandising, Leadership, Finance, Customer Service, Outlook, Payroll, Access, Time Management
Education
Texas State University-San Marcos 2007 — 2009
Bachelor's of Fashion Merchandising, with an Emphasis in the Area of Business.
Temple College 2005 — 2007
undergrad, basic studies
Patrick Noel Patrick Noel's Texas State Securities Board Experience July 2013 - Present
Job Financial Examiner for Texas State Securities Board
Industry Government Administration
Experience
Texas State Securities Board July 2013 - Present
Live Oak Gottesman May 2012 - March 2013
Accountemps: Whole Foods/ City of Round Rock Budget Department November 2010 - April 2011
WW Webber LLC 2011 - 2011
Kelly services with USAA May 2010 - October 2010
Skills
•Intermediate - high..., •Gained experience in..., •Versed in Windows XP,..., •Knowledgeable in Mac..., Budgets, Microsoft Excel, Accounts Payable, Finance, Invoicing, Software Documentation, Leadership, Outlook, Accounting, Teamwork, Access, Public Speaking
Education
The University of Texas at San Antonio 2006 — 2010
Bachelor of Business Administration, Accounting
Texas State Securities Board July 2013 - Present
Live Oak Gottesman May 2012 - March 2013
Accountemps: Whole Foods/ City of Round Rock Budget Department November 2010 - April 2011
WW Webber LLC 2011 - 2011
Kelly services with USAA May 2010 - October 2010
Skills
•Intermediate - high..., •Gained experience in..., •Versed in Windows XP,..., •Knowledgeable in Mac..., Budgets, Microsoft Excel, Accounts Payable, Finance, Invoicing, Software Documentation, Leadership, Outlook, Accounting, Teamwork, Access, Public Speaking
Education
The University of Texas at San Antonio 2006 — 2010
Bachelor of Business Administration, Accounting
Clinton Edgar Clinton Edgar's Texas State Securities Board Experience February 2010 - Present
Job Attorney at Securities Board
Industry Law Practice
Experience
Texas State Securities Board February 2010 - Present
Skills
Securities, Corporate Law, Litigation, Corporate Governance, Financial Analysis, Legal Research, Due Diligence, Investments, Contract Negotiation, Legal Writing, Strategic Planning, Commercial Litigation, Finance, Leadership
Education
Texas Tech University School of Law 2005 — 2008
JD
Baylor University 2001 — 2005
BBA, Finance
Texas State Securities Board February 2010 - Present
Skills
Securities, Corporate Law, Litigation, Corporate Governance, Financial Analysis, Legal Research, Due Diligence, Investments, Contract Negotiation, Legal Writing, Strategic Planning, Commercial Litigation, Finance, Leadership
Education
Texas Tech University School of Law 2005 — 2008
JD
Baylor University 2001 — 2005
BBA, Finance
Greg Siemankowski Greg Siemankowski's Texas State Securities Board Experience July 2011 - August 2011
Job Attorney at Law
Industry Law Practice
Experience
Law Office of Gregory Siemankowski March 2015 - Present
Gattis Law Firm, PC August 2012 - February 2015
State Bar of Texas, Law Student Division June 2012 - May 2013
Texas Attorney General July 2012 - August 2012
Texas State Securities Board July 2011 - August 2011
State Office of Administrative Hearings May 2011 - July 2011
Avant Garde Global May 2008 - March 2010
Sage Advisory Services July 2006 - May 2008
Washington Mutual January 2005 - June 2006
Northern Trust February 2004 - September 2004
Skills
Asset Managment, Asset Allocation, Legal Research, Legal Writing, Wealth Management, Mutual Funds, Administrative Law, Business Development, Leadership, Civil Litigation, Litigation, Westlaw, Trusts, Courts, Business Litigation, Criminal Defense, Mediation, Trials, Commercial Litigation, Due Diligence, Start-ups, Legal Assistance, Bankruptcy, Arbitration, Criminal Law, Corporate Law, Intellectual Property, Legal Issues, Product Liability, Lexis, Appeals, Employment Law, Trial Practice, Personal Injury, Family Law
Education
Baylor Law School 2010 — 2012
Doctor of Law (J.D.), Business Litigation, Administrative Law
Harvard University 1993 — 1996
Bachelor's degree, Government
Law Office of Gregory Siemankowski March 2015 - Present
Gattis Law Firm, PC August 2012 - February 2015
State Bar of Texas, Law Student Division June 2012 - May 2013
Texas Attorney General July 2012 - August 2012
Texas State Securities Board July 2011 - August 2011
State Office of Administrative Hearings May 2011 - July 2011
Avant Garde Global May 2008 - March 2010
Sage Advisory Services July 2006 - May 2008
Washington Mutual January 2005 - June 2006
Northern Trust February 2004 - September 2004
Skills
Asset Managment, Asset Allocation, Legal Research, Legal Writing, Wealth Management, Mutual Funds, Administrative Law, Business Development, Leadership, Civil Litigation, Litigation, Westlaw, Trusts, Courts, Business Litigation, Criminal Defense, Mediation, Trials, Commercial Litigation, Due Diligence, Start-ups, Legal Assistance, Bankruptcy, Arbitration, Criminal Law, Corporate Law, Intellectual Property, Legal Issues, Product Liability, Lexis, Appeals, Employment Law, Trial Practice, Personal Injury, Family Law
Education
Baylor Law School 2010 — 2012
Doctor of Law (J.D.), Business Litigation, Administrative Law
Harvard University 1993 — 1996
Bachelor's degree, Government
Logan Brittany Reichert Logan Brittany Reichert's Texas State Securities Board Experience October 2009 - November 2010
Job Fundraising Associate at Blakemore & Associates
Industry Government Relations
Experience
Blakemore & Associates July 2013 - Present
Lt. Governor David Dewhurst August 2011 - July 2013
Allen Boone Humphries Robinson LLP November 2010 - July 2011
Texas State Securities Board October 2009 - November 2010
State Representative Myra Crownover January 2009 - June 2009
Congressman Michael Burgess August 2007 - May 2008
Skills
Written Correspondence, Local Government, State Government, Governmental Affairs, Legal Research, Online Research, Public Relations, Public Policy, Public Affairs, Political Campaigns, Legislation, Legislative Relations, Policy, Event Planning, Research, Fundraising, Politics, Government
Education
University of North Texas 2004 — 2008
Bachelor of Arts (B.A.), Political Science
Blakemore & Associates July 2013 - Present
Lt. Governor David Dewhurst August 2011 - July 2013
Allen Boone Humphries Robinson LLP November 2010 - July 2011
Texas State Securities Board October 2009 - November 2010
State Representative Myra Crownover January 2009 - June 2009
Congressman Michael Burgess August 2007 - May 2008
Skills
Written Correspondence, Local Government, State Government, Governmental Affairs, Legal Research, Online Research, Public Relations, Public Policy, Public Affairs, Political Campaigns, Legislation, Legislative Relations, Policy, Event Planning, Research, Fundraising, Politics, Government
Education
University of North Texas 2004 — 2008
Bachelor of Arts (B.A.), Political Science
Sheena Koshy Sheena Koshy's Texas State Securities Board Experience September 2004 - December 2006
Job Manager, Budgeting and Financial Planning
Industry Hospital & Health Care
Experience
Baylor College of Medicine October 2012 - Present
Sanders Morris Harris October 2011 - October 2012
Kindred Healthcare June 2010 - October 2011
Stanford Group Company January 2007 - March 2009
Texas State Securities Board September 2004 - December 2006
RobinYoung & Company, Inc. November 2001 - September 2004
Skills
Securities, Software Documentation, Financial Analysis, Due Diligence, Financial Modeling, Investments, Risk Management, Analysis, Insurance, Investment Banking, Data Analysis, Auditing, Microsoft Excel, Strategic Financial..., Mergers, Portfolio Management, Series 7, Valuation, Financial Reporting, Process Improvement, Financial Services, Internal Audit, Finance, Budgets, Mergers & Acquisitions, Accounting, Internal Controls, Forecasting, Corporate Finance, Asset Management, Sarbanes-Oxley Act, Policy, Business Analysis, Equities, Variance Analysis, Access, Start-ups, Private Equity, Corporate Governance, FCPA, Management, Financial Risk, Bloomberg, Management Consulting, Cash Management, AML, Sarbanes-Oxley, Banking, PeopleSoft, Business Process...
Education
University of St. Thomas (TX) 2006 — 2009
MBA, Finance
University of Houston-Downtown 1999 — 2003
BBA, Finance
Baylor College of Medicine October 2012 - Present
Sanders Morris Harris October 2011 - October 2012
Kindred Healthcare June 2010 - October 2011
Stanford Group Company January 2007 - March 2009
Texas State Securities Board September 2004 - December 2006
RobinYoung & Company, Inc. November 2001 - September 2004
Skills
Securities, Software Documentation, Financial Analysis, Due Diligence, Financial Modeling, Investments, Risk Management, Analysis, Insurance, Investment Banking, Data Analysis, Auditing, Microsoft Excel, Strategic Financial..., Mergers, Portfolio Management, Series 7, Valuation, Financial Reporting, Process Improvement, Financial Services, Internal Audit, Finance, Budgets, Mergers & Acquisitions, Accounting, Internal Controls, Forecasting, Corporate Finance, Asset Management, Sarbanes-Oxley Act, Policy, Business Analysis, Equities, Variance Analysis, Access, Start-ups, Private Equity, Corporate Governance, FCPA, Management, Financial Risk, Bloomberg, Management Consulting, Cash Management, AML, Sarbanes-Oxley, Banking, PeopleSoft, Business Process...
Education
University of St. Thomas (TX) 2006 — 2009
MBA, Finance
University of Houston-Downtown 1999 — 2003
BBA, Finance
Terria Heng Terria Heng's Texas State Securities Board Experience July 2013 - Present
Job Financial Examiner at Texas State Securities Board
Industry Government Administration
Experience
Texas State Securities Board July 2013 - Present
Law Offices of Patrick J. Burns, Jr. November 2011 - May 2013
Advanced Regulatory Compliance, Inc. November 2011 - May 2013
Chungdahm Learning May 2010 - May 2011
CA-Medlink February 2008 - March 2010
Skills
Legal Writing, Research, Policy, Microsoft Excel, Teaching English as a..., Investments, Securities Regulation, Editing, Customer Service, Legal Compliance, Document Review, Public Speaking, Salesforce.com
Education
San Francisco State University, College of Business 2005 — 2009
BS, Business
Texas State Securities Board July 2013 - Present
Law Offices of Patrick J. Burns, Jr. November 2011 - May 2013
Advanced Regulatory Compliance, Inc. November 2011 - May 2013
Chungdahm Learning May 2010 - May 2011
CA-Medlink February 2008 - March 2010
Skills
Legal Writing, Research, Policy, Microsoft Excel, Teaching English as a..., Investments, Securities Regulation, Editing, Customer Service, Legal Compliance, Document Review, Public Speaking, Salesforce.com
Education
San Francisco State University, College of Business 2005 — 2009
BS, Business
Lee Polson's Texas State Securities Board Experience September 1974 - October 1985
Job Partner at Strasburger & Price, LLP
Industry Law Practice
Experience
Strasburger & Price, LLP May 2001 - Present
Sheinfeld, Maley * Kay, P.C. May 1996 - May 2001
King, Polson & Associates, P.C. October 1992 - May 1996
North American Securities Administrators Association November 1987 - August 1992
Texas State Securities Board September 1974 - October 1985
Skills
Corporate Law, Securities Regulation, FINRA, Corporate Governance, Commercial Litigation, Securities, Restructuring, Acquisitions, Administrative Law, Courts
Education
University of Texas at Austin School of Law 1971 — 1974
J.D.
University of Kansas 1967 — 1971
BA
Strasburger & Price, LLP May 2001 - Present
Sheinfeld, Maley * Kay, P.C. May 1996 - May 2001
King, Polson & Associates, P.C. October 1992 - May 1996
North American Securities Administrators Association November 1987 - August 1992
Texas State Securities Board September 1974 - October 1985
Skills
Corporate Law, Securities Regulation, FINRA, Corporate Governance, Commercial Litigation, Securities, Restructuring, Acquisitions, Administrative Law, Courts
Education
University of Texas at Austin School of Law 1971 — 1974
J.D.
University of Kansas 1967 — 1971
BA
Jordana Sternberg Jordana Sternberg's Texas State Securities Board Experience June 1996 - August 1996
Job Director of Debate at The Westminster Schools
Industry Primary/Secondary Education
Experience
The Westminster Schools July 2013 - Present
Pace Academy August 2008 - 2013
Harvard Debate Council July 2012 - July 2012
Emory National Debate Institute 2009 - 2009
Jones Day May 2000 - July 2008
Henry Grady High School 2005 - 2006
Riverwood High School 2004 - 2005
Kilpatrick Stockton 1998 - 2000
Texas State Securities Board June 1996 - August 1996
U.S. Department of State February 1995 - June 1995
Skills
Litigation, Commercial Litigation, Civil Litigation, Business Litigation
Education
The University of Texas School of Law 1995 — 1998
JD, Law
University College London, U. of London 1997 — 1997
Visiting student in LLM program for international law
Wake Forest University 1990 — 1994
BA, Politics, with Departmental Honors, Minor in International Studies
Lexington High School, Lexington MA
The Westminster Schools July 2013 - Present
Pace Academy August 2008 - 2013
Harvard Debate Council July 2012 - July 2012
Emory National Debate Institute 2009 - 2009
Jones Day May 2000 - July 2008
Henry Grady High School 2005 - 2006
Riverwood High School 2004 - 2005
Kilpatrick Stockton 1998 - 2000
Texas State Securities Board June 1996 - August 1996
U.S. Department of State February 1995 - June 1995
Skills
Litigation, Commercial Litigation, Civil Litigation, Business Litigation
Education
The University of Texas School of Law 1995 — 1998
JD, Law
University College London, U. of London 1997 — 1997
Visiting student in LLM program for international law
Wake Forest University 1990 — 1994
BA, Politics, with Departmental Honors, Minor in International Studies
Lexington High School, Lexington MA
Clotfelter, Craig's Texas State Securities Board Experience ConsultantBDR Consulting1999 - 2002
Job Financial Examiner at Texas State Securities Board
Industry Law Enforcement
Experience
Texas State Securities Board ConsultantBDR Consulting1999 - 2002
Education
The University of Texas at Arlington 2002 — 2004
Texas State Securities Board ConsultantBDR Consulting1999 - 2002
Education
The University of Texas at Arlington 2002 — 2004
Gunst Michael's Texas State Securities Board Experience 1988 - 2003
Job Attorney at SEC
Industry Law Practice
Experience
SEC Assistant Director, Office of Compliance Inspections and ExaminationsUS Securities and Exchange Commission2003 - Present
Texas Securities Board May 1988 - April 2003
Texas State Securities Board 1988 - 2003
State Securities Board 1987 - 2003
Education
St. Mary's University 1984 — 1987
JD, Law
St. Mary's University 1980 — 1984
BBA, Finance
SEC Assistant Director, Office of Compliance Inspections and ExaminationsUS Securities and Exchange Commission2003 - Present
Texas Securities Board May 1988 - April 2003
Texas State Securities Board 1988 - 2003
State Securities Board 1987 - 2003
Education
St. Mary's University 1984 — 1987
JD, Law
St. Mary's University 1980 — 1984
BBA, Finance
Alex Gonzales's Texas State Securities Board Experience March 1981 - June 1983
Job Managing Shareholder Austin at Winstead P.C.
Industry Law Practice
Experience
Winstead P.C. June 2001 - Present
Surplus Lines Stamping Office of Texas January 1991 - Present
Supreme Court of Texas, Board of Disciplinary Appeals September 1994 - August 2009
ABA Tort Trial and Insurance Practice Section 2002 - 2003
Hughes & Luce LLP January 1991 - June 2001
U.S. Naval Reserve, Judge Advocate General's Corps July 1987 - December 1994
State Board of Insurance June 1987 - December 1990
U.S. Navy Judge Advocate General's Corps June 1983 - June 1987
Texas State Securities Board March 1981 - June 1983
U.S. Naval Reserve August 1980 - May 1983
Skills
Appeals, Litigation, Commercial Litigation, Licensing, Legal Advice, Product Liability, Administrative Law, Torts, Corporate Governance, Insurance Law, Trials, Courts, Class Actions, Legal Research, Mergers & Acquisitions, Arbitration, Civil Litigation, Corporate Law, Legislation, Government, Legal Writing, Insurance, Litigation Management, Business Litigation, Mediation, Trade Secrets, Construction Law, Breach Of Contract, Trial Practice, Privacy Law, Intellectual Property, Alternative Dispute..., Legal Issues, Securities Regulation
Education
University of California, Berkeley - Walter A. Haas School of Business
MBA
The University of Texas School of Law 1980 — 1983
JD
St. Edward's University 1978 — 1980
Killeen High School
Winstead P.C. June 2001 - Present
Surplus Lines Stamping Office of Texas January 1991 - Present
Supreme Court of Texas, Board of Disciplinary Appeals September 1994 - August 2009
ABA Tort Trial and Insurance Practice Section 2002 - 2003
Hughes & Luce LLP January 1991 - June 2001
U.S. Naval Reserve, Judge Advocate General's Corps July 1987 - December 1994
State Board of Insurance June 1987 - December 1990
U.S. Navy Judge Advocate General's Corps June 1983 - June 1987
Texas State Securities Board March 1981 - June 1983
U.S. Naval Reserve August 1980 - May 1983
Skills
Appeals, Litigation, Commercial Litigation, Licensing, Legal Advice, Product Liability, Administrative Law, Torts, Corporate Governance, Insurance Law, Trials, Courts, Class Actions, Legal Research, Mergers & Acquisitions, Arbitration, Civil Litigation, Corporate Law, Legislation, Government, Legal Writing, Insurance, Litigation Management, Business Litigation, Mediation, Trade Secrets, Construction Law, Breach Of Contract, Trial Practice, Privacy Law, Intellectual Property, Alternative Dispute..., Legal Issues, Securities Regulation
Education
University of California, Berkeley - Walter A. Haas School of Business
MBA
The University of Texas School of Law 1980 — 1983
JD
St. Edward's University 1978 — 1980
Killeen High School
Tony Armendariz's Texas State Securities Board Experience February 2013 - Present
Job Network Specialist at Texas State Securities Board
Industry Information Technology and Services
Experience
Texas State Securities Board February 2013 - Present
MA Services September 2012 - January 2013
Clark, Thomas & Winters P.C. January 1990 - August 2012
MA Services Company March 1988 - January 1990
ABC Apartment Moving August 1986 - March 1988
Garza Trucking July 1985 - August 1986
United States Navy November 1977 - July 1985
Custom Car Stereo June 1975 - October 1977
Preferred Electronics, Inc. July 1974 - October 1977
Skills
Customer Service, Leadership, Problem Solving, IT Operations, Strategic Planning, Network Administration, Microsoft Office, Windows, XP, Hardware, Contract Negotiation, Disaster Recovery, Asset Managment, Usability, Internet, Network Security, Switches, VMware, Virtualization, Windows Server
Education
St. Edward's University 1991 — 1997
BBA, Business Administration
Austin Community College 1989 — 1990
Business Administration
Texas State Securities Board February 2013 - Present
MA Services September 2012 - January 2013
Clark, Thomas & Winters P.C. January 1990 - August 2012
MA Services Company March 1988 - January 1990
ABC Apartment Moving August 1986 - March 1988
Garza Trucking July 1985 - August 1986
United States Navy November 1977 - July 1985
Custom Car Stereo June 1975 - October 1977
Preferred Electronics, Inc. July 1974 - October 1977
Skills
Customer Service, Leadership, Problem Solving, IT Operations, Strategic Planning, Network Administration, Microsoft Office, Windows, XP, Hardware, Contract Negotiation, Disaster Recovery, Asset Managment, Usability, Internet, Network Security, Switches, VMware, Virtualization, Windows Server
Education
St. Edward's University 1991 — 1997
BBA, Business Administration
Austin Community College 1989 — 1990
Business Administration
Carie Heckler's Texas State Securities Board Experience May 2000 - June 2002
Job Chief Compliance Officer at Lion Street Financial, LLC
Industry Financial Services
Experience
Lion Street Financial, LLC November 2012 - Present
WFG Advisors, LP November 2009 - December 2011
AXA Advisors September 2005 - February 2009
AXA Advisors June 2002 - September 2005
Texas State Securities Board May 2000 - June 2002
Skills
Management, Securities, FINRA, Internal Controls, Leadership, Policy, Series 7, Series 24, Mutual Funds, Series 63, Investment Advisory, AML, SEC, Risk Management, Financial Services
Education
West Texas A&M University 1998 — 2000
MBA, Business Administration and Management, General
Texas Tech University 1995 — 1998
BBA, Business Management
Lion Street Financial, LLC November 2012 - Present
WFG Advisors, LP November 2009 - December 2011
AXA Advisors September 2005 - February 2009
AXA Advisors June 2002 - September 2005
Texas State Securities Board May 2000 - June 2002
Skills
Management, Securities, FINRA, Internal Controls, Leadership, Policy, Series 7, Series 24, Mutual Funds, Series 63, Investment Advisory, AML, SEC, Risk Management, Financial Services
Education
West Texas A&M University 1998 — 2000
MBA, Business Administration and Management, General
Texas Tech University 1995 — 1998
BBA, Business Management
Brian Elliason's Texas State Securities Board Experience October 2000 - August 2002
Job Principal The Law Office of Brian Keith Elliason
Industry Financial Services
Experience
The Law Office of Brian Keith Elliason April 2013 - Present
Independence Realty Securities March 2013 - May 2013
Ameriprise Financial December 2007 - March 2013
Ameriprise Financial Services, Inc. September 2006 - December 2007
Ameriprise Financial Services, Inc. October 2004 - September 2006
TCF Investments and Insurance 2002 - 2003
Texas State Securities Board October 2000 - August 2002
Skills
Alternative Investments, Real Estate Transactions, Commercial Real Estate, Private Placements, Financial Services, Product Management, Securities, Wealth Management, Small Business, Series 7, Series 24, Series 66, Series 79, Investments, Equities, Competitive Analysis, Product Marketing, Cross-functional Team..., Insurance, Business Analysis, Fixed Income, Asset Management, Asset Allocation, Relationship Management, Mutual Funds, Banking, Real Estate Investor
Education
William Mitchell College of Law 2008 — 2012
Juris Doctor, Law
University of Minnesota-Twin Cities 1995 — 1998
Bachelor of Arts, History
The Law Office of Brian Keith Elliason April 2013 - Present
Independence Realty Securities March 2013 - May 2013
Ameriprise Financial December 2007 - March 2013
Ameriprise Financial Services, Inc. September 2006 - December 2007
Ameriprise Financial Services, Inc. October 2004 - September 2006
TCF Investments and Insurance 2002 - 2003
Texas State Securities Board October 2000 - August 2002
Skills
Alternative Investments, Real Estate Transactions, Commercial Real Estate, Private Placements, Financial Services, Product Management, Securities, Wealth Management, Small Business, Series 7, Series 24, Series 66, Series 79, Investments, Equities, Competitive Analysis, Product Marketing, Cross-functional Team..., Insurance, Business Analysis, Fixed Income, Asset Management, Asset Allocation, Relationship Management, Mutual Funds, Banking, Real Estate Investor
Education
William Mitchell College of Law 2008 — 2012
Juris Doctor, Law
University of Minnesota-Twin Cities 1995 — 1998
Bachelor of Arts, History
Laura McKenzie Holt's Texas State Securities Board Experience January 2010 - March 2012
Job Associate Counsel for Francesca's Collections
Industry Law Practice
Experience
Francesca's Collections March 2012 - Present
Texas State Securities Board January 2010 - March 2012
Christian Smith & Jewell September 2008 - January 2010
Skills
Commercial Litigation, Civil Litigation, Legal Writing, Administrative Law, Corporate Law, Employment Law, Contract Negotiation, Real Estate, Fraud, Document Drafting, Risk Management, Social Media Marketing
Education
Texas Tech University School of Law 2005 — 2008
JD, Law
The University of Texas at Austin 2000 — 2005
BA, History
Francesca's Collections March 2012 - Present
Texas State Securities Board January 2010 - March 2012
Christian Smith & Jewell September 2008 - January 2010
Skills
Commercial Litigation, Civil Litigation, Legal Writing, Administrative Law, Corporate Law, Employment Law, Contract Negotiation, Real Estate, Fraud, Document Drafting, Risk Management, Social Media Marketing
Education
Texas Tech University School of Law 2005 — 2008
JD, Law
The University of Texas at Austin 2000 — 2005
BA, History
Gary Wachs's Texas State Securities Board Experience 1989 - 1996
Job Compliance Professional, Austin Texas
Industry Financial Services
Experience
Charles Schwab October 2011 - Present
J.P Turner August 2010 - October 2011
Red Oak Compliance Solutions March 2010 - August 2010
NFP Securities Inc 2005 - March 2010
Ameriprise Financial 2004 - 2005
Banc One Securities Corp October 1996 - 2004
Texas State Securities Board 1989 - 1996
The University of Texas at Austin 1989 - 1996
Education
The University of Texas at Austin - Red McCombs School of Business 1988 — 1989
MBA, Finance
Trinity University 1976 — 1980
BBA, Management
Charles Schwab October 2011 - Present
J.P Turner August 2010 - October 2011
Red Oak Compliance Solutions March 2010 - August 2010
NFP Securities Inc 2005 - March 2010
Ameriprise Financial 2004 - 2005
Banc One Securities Corp October 1996 - 2004
Texas State Securities Board 1989 - 1996
The University of Texas at Austin 1989 - 1996
Education
The University of Texas at Austin - Red McCombs School of Business 1988 — 1989
MBA, Finance
Trinity University 1976 — 1980
BBA, Management
Kelley Smoot Garrett's Texas State Securities Board Experience 2010 - 2010
Job Manager at Sandramantos Publishing, representing Letitia Fairbanks' "Princess April MorningGlory"
Industry Online Media
Experience
Sandramantos Publishing LLC January 2013 - Present
Ella Letitia Fairbanks Smoot Family Trust 1992 - Present
KLA-Tencor November 2012 - November 2012
Apple May 2012 - October 2012
National Financial Partners January 2012 - May 2012
Dell September 2011 - January 2012
Cisco 2010 - 2011
Kforce Inc. 2010 - 2010
Genesis Networks, Inc 2010 - 2010
Texas State Securities Board 2010 - 2010
Skills
Requirements Analysis, Business Intelligence, C#, SDLC, Analysis, Program Management, Training, JavaScript, Software Development, Software Project..., Software Documentation, Public Speaking, Databases, .NET, Project Management, Cloud Computing, Business Analysis, Integration, Start-ups, Print-On-Demand..., eBook conversions, Digital artwork..., Management, Leadership, Process Improvement, User Experience, Team Leadership, Business Development, IT Strategy, Agile Methodologies, Vendor Management, Enterprise Software, E-commerce, Consulting, Strategy, Cross-functional Team..., Enterprise Architecture, Product Management, CRM, Analytics, Business Process..., Business Process, Web Applications, Geology, Requirements Gathering, Programming, IT Management, Solution Architecture, PMP, Visio
Education
The University of Texas at Austin 1980 — 1982
BS, Geological Sciences
Hunter College High School
High School diploma
Sandramantos Publishing LLC January 2013 - Present
Ella Letitia Fairbanks Smoot Family Trust 1992 - Present
KLA-Tencor November 2012 - November 2012
Apple May 2012 - October 2012
National Financial Partners January 2012 - May 2012
Dell September 2011 - January 2012
Cisco 2010 - 2011
Kforce Inc. 2010 - 2010
Genesis Networks, Inc 2010 - 2010
Texas State Securities Board 2010 - 2010
Skills
Requirements Analysis, Business Intelligence, C#, SDLC, Analysis, Program Management, Training, JavaScript, Software Development, Software Project..., Software Documentation, Public Speaking, Databases, .NET, Project Management, Cloud Computing, Business Analysis, Integration, Start-ups, Print-On-Demand..., eBook conversions, Digital artwork..., Management, Leadership, Process Improvement, User Experience, Team Leadership, Business Development, IT Strategy, Agile Methodologies, Vendor Management, Enterprise Software, E-commerce, Consulting, Strategy, Cross-functional Team..., Enterprise Architecture, Product Management, CRM, Analytics, Business Process..., Business Process, Web Applications, Geology, Requirements Gathering, Programming, IT Management, Solution Architecture, PMP, Visio
Education
The University of Texas at Austin 1980 — 1982
BS, Geological Sciences
Hunter College High School
High School diploma
Jeremy Bolf's Texas State Securities Board Experience February 2012 - Present
Job Financial Examiner, Texas State Securities Board
Industry Government Relations
Experience
Texas State Securities Board February 2012 - Present
Texas State Securities Board October 2009 - February 2012
Spansion (formerly AMD, Advanced Micro Devices) March 2001 - January 2009
Motorola March 2000 - March 2001
Motorola May 1994 - March 2000
Skills
Securities, Financial Analysis, Process Improvement, Risk Management, Finance, Investments, Hedge Funds, Analysis, Corporate Governance, Financial Reporting, Financial Regulation, Securities Regulation, Leadership, Research, Program Management, Cross-functional Team..., Microsoft Excel, Microsoft Office, SEC filings, Social Media, Budgets
Education
Texas State University 2003 — 2009
BBA, Finance
Texas State Securities Board February 2012 - Present
Texas State Securities Board October 2009 - February 2012
Spansion (formerly AMD, Advanced Micro Devices) March 2001 - January 2009
Motorola March 2000 - March 2001
Motorola May 1994 - March 2000
Skills
Securities, Financial Analysis, Process Improvement, Risk Management, Finance, Investments, Hedge Funds, Analysis, Corporate Governance, Financial Reporting, Financial Regulation, Securities Regulation, Leadership, Research, Program Management, Cross-functional Team..., Microsoft Excel, Microsoft Office, SEC filings, Social Media, Budgets
Education
Texas State University 2003 — 2009
BBA, Finance
Bond Malone's Texas State Securities Board Experience 2009 - 2011
Job Sr. Wealth Administrator at PlainsCapital Bank
Industry Financial Services
Experience
PlainsCapital Bank August 2014 - Present
Wells Fargo July 2012 - August 2014
Financial Industry Regulatory Authority (FINRA) 2011 - 2012
Texas State Securities Board 2009 - 2011
BBVA Compass 2007 - 2009
Skills
Investments, Financial Analysis, Due Diligence, Securities, Banking, Portfolio Management, Finance, Strategic Financial..., Loans, Credit, Commercial Lending, Mutual Funds, Commercial Banking
Education
University of Oklahoma College of Law 2004 — 2007
J.D., Law
The University of Texas at Austin 1998 — 2002
BA, Economics
Fort Worth Country Day School
PlainsCapital Bank August 2014 - Present
Wells Fargo July 2012 - August 2014
Financial Industry Regulatory Authority (FINRA) 2011 - 2012
Texas State Securities Board 2009 - 2011
BBVA Compass 2007 - 2009
Skills
Investments, Financial Analysis, Due Diligence, Securities, Banking, Portfolio Management, Finance, Strategic Financial..., Loans, Credit, Commercial Lending, Mutual Funds, Commercial Banking
Education
University of Oklahoma College of Law 2004 — 2007
J.D., Law
The University of Texas at Austin 1998 — 2002
BA, Economics
Fort Worth Country Day School
ADAM TRAN's Texas State Securities Board Experience 2000 - 2005
Job Attorney / Real Estate Agent
Industry Law Practice
Experience
Ting & Tran Law Firm January 2015 - Present
Bellarossi Properties LLC December 2014 - Present
The Law Office of Hoang & Tran PLLC 2007 - December 2014
U.S. Small Business Administration 2005 - 2007
Texas State Securities Board 2000 - 2005
Skills
Corporate Law, Intellectual Property, Litigation, Legal Research, Legal Writing, Commercial Litigation, Civil Litigation, Employment Law, Licensing, Corporate Governance, Mediation, Mergers, Legal Advice, Contract Negotiation, International Law, Courts, Privacy Law, Patents, Legal Assistance, Arbitration, Immigration Law, .NET, Project Management
Education
St. Mary's University School of Law
JD, Law
Ting & Tran Law Firm January 2015 - Present
Bellarossi Properties LLC December 2014 - Present
The Law Office of Hoang & Tran PLLC 2007 - December 2014
U.S. Small Business Administration 2005 - 2007
Texas State Securities Board 2000 - 2005
Skills
Corporate Law, Intellectual Property, Litigation, Legal Research, Legal Writing, Commercial Litigation, Civil Litigation, Employment Law, Licensing, Corporate Governance, Mediation, Mergers, Legal Advice, Contract Negotiation, International Law, Courts, Privacy Law, Patents, Legal Assistance, Arbitration, Immigration Law, .NET, Project Management
Education
St. Mary's University School of Law
JD, Law
Stephen Bouchard's Texas State Securities Board Experience 1978 - 1982
Job Director of Examinations, New Jersey Bureau of Securities
Industry Law Enforcement
Experience
Bureau of Securities, New Jersey Attorney General's Office January 2012 - Present
Self-Employed January 2005 - December 2011
Fleischman and Walsh, LLP 1985 - 2004
Fulbright & Jaworski LLP 1982 - 1985
Texas State Securities Board 1978 - 1982
Skills
Securities Regulation, Due Diligence, Non-profits, FINRA, Mergers, Board Governance, Financial Reporting, Securities, Corporate Finance, Corporate Governance, Corporate Law, Acquisitions, Investment Advisory, Broker-Dealer Compliance, Legal Compliance, Management, Mentoring, Utility Industry, Commercial Litigation, Legal Research, Litigation, Mergers, Nonprofits, Mergers & Acquisitions
Education
The University of Texas at Austin 1976 — 1982
JD/BBA, Law/Accounting
The University of Texas School of Law
Doctor of Law (JD)
Bureau of Securities, New Jersey Attorney General's Office January 2012 - Present
Self-Employed January 2005 - December 2011
Fleischman and Walsh, LLP 1985 - 2004
Fulbright & Jaworski LLP 1982 - 1985
Texas State Securities Board 1978 - 1982
Skills
Securities Regulation, Due Diligence, Non-profits, FINRA, Mergers, Board Governance, Financial Reporting, Securities, Corporate Finance, Corporate Governance, Corporate Law, Acquisitions, Investment Advisory, Broker-Dealer Compliance, Legal Compliance, Management, Mentoring, Utility Industry, Commercial Litigation, Legal Research, Litigation, Mergers, Nonprofits, Mergers & Acquisitions
Education
The University of Texas at Austin 1976 — 1982
JD/BBA, Law/Accounting
The University of Texas School of Law
Doctor of Law (JD)
Misty Stroder's Texas State Securities Board Experience December 2002 - August 2006
Job Senior Internal Auditor at HeidelbergCement
Industry Building Materials
Experience
HeidelbergCement January 2009 - January 2014
HeidelbergCement August 2007 - January 2009
Hanson PLC August 2006 - August 2007
Texas State Securities Board December 2002 - August 2006
Skills
Internal Audit, Operational Audits, Internal Controls, Auditing, Process Improvement, Sarbanes-Oxley, Microsoft Excel, Due Diligence, Risk Assessment, Financial Audits, Accounting, SAP, Accounts Payable, Corporate Finance, Analysis, Business Process, Finance, Financial Accounting, Management, General Ledger, Project Planning, Variance Analysis, IFRS, Mergers & Acquisitions, Forecasting, Financial Reporting, Sarbanes-Oxley Act
Education
St. Edward's University 1998 — 2001
BBA, Finance
Ohio Wesleyan University 1997 — 1998
International Businesss
HeidelbergCement January 2009 - January 2014
HeidelbergCement August 2007 - January 2009
Hanson PLC August 2006 - August 2007
Texas State Securities Board December 2002 - August 2006
Skills
Internal Audit, Operational Audits, Internal Controls, Auditing, Process Improvement, Sarbanes-Oxley, Microsoft Excel, Due Diligence, Risk Assessment, Financial Audits, Accounting, SAP, Accounts Payable, Corporate Finance, Analysis, Business Process, Finance, Financial Accounting, Management, General Ledger, Project Planning, Variance Analysis, IFRS, Mergers & Acquisitions, Forecasting, Financial Reporting, Sarbanes-Oxley Act
Education
St. Edward's University 1998 — 2001
BBA, Finance
Ohio Wesleyan University 1997 — 1998
International Businesss
Patricia Loutherback's Texas State Securities Board Experience November 2009 - Present
Job Director of Registration at Texas State Securities Board
Industry Government Administration
Experience
Texas State Securities Board November 2009 - Present
Texas State Securities Board January 1991 - November 2009
Skills
Securities Regulation
Education
The University of Texas at Austin 1987 — 1990
BBA, Finance
Texas State Securities Board November 2009 - Present
Texas State Securities Board January 1991 - November 2009
Skills
Securities Regulation
Education
The University of Texas at Austin 1987 — 1990
BBA, Finance
Kristi Crawford's Texas State Securities Board Experience March 2008 - July 2010
Job Corporate Counsel at Charles Schwab
Industry Financial Services
Experience
Charles Schwab July 2010 - Present
Texas State Securities Board March 2008 - July 2010
Education
The University of Texas at Austin 2004 — 2006
Doctor of Law (JD)
Charles Schwab July 2010 - Present
Texas State Securities Board March 2008 - July 2010
Education
The University of Texas at Austin 2004 — 2006
Doctor of Law (JD)
Misty Bolf-Smith's Texas State Securities Board Experience 2007 - Present
Job HR Specialist with the Texas State Securities Board
Industry Government Administration
Experience
Texas State Securities Board 2007 - Present
Motorola April 1997 - February 2002
Skills
Compensation & Benefit, Payroll, Employee Benefits, Personnel Records, Leave Administration, Legislative Policy, EEO Reporting, Financial Reporting, Quarterly Reporting, Government, Microsoft Office, Microsoft Excel, Microsoft Word, Risk Management
Education
Texas State University 2004 — 2006
Bachelor of Business Administration (BBA), Business Administration and Management, General
Austin Community College 2002 — 2004
Texas State Securities Board 2007 - Present
Motorola April 1997 - February 2002
Skills
Compensation & Benefit, Payroll, Employee Benefits, Personnel Records, Leave Administration, Legislative Policy, EEO Reporting, Financial Reporting, Quarterly Reporting, Government, Microsoft Office, Microsoft Excel, Microsoft Word, Risk Management
Education
Texas State University 2004 — 2006
Bachelor of Business Administration (BBA), Business Administration and Management, General
Austin Community College 2002 — 2004