Tucker Anthony
Industry: Bank
DescriptionTucker Anthony was an independent investment banking and brokerage firm based in Boston, Massachusetts. In 2001, the firm was acquired by Royal Bank of Canada and was merged with the bank's Dain Rauscher Wessels subsidiary to create RBC Dain Rauscher. Founded: 1892 Headquarters: Boston, MA Successor: Dain Rauscher Wessels (2000–2008) Total assets: 48 billion USD Founders: William A. Tucker, S. Reed Anthony
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Tucker Anthony Employees
Employee
Years
Job
Industry
Peter Redpath Peter Redpath's Tucker Anthony Experience January 1999 - October 2001
Job President Redpath Consulting
Industry Investment Management
Experience
Redpath Consulting LLC January 2007 - Present
Redpath Consulting LLC 2007 - Present
Allstate Financial Services, LLC May 2013 - December 2014
Delaware Investments, a member of the Macquarie Group July 2006 - December 2006
Advest Inc/Merrill Lynch September 2002 - July 2006
Tucker Anthony January 1999 - October 2001
Smith Barney 1989 - 1995
Skills
Finance, Business Development, Marketing Strategy, Budgets, Retail, New Business Development, Investments, Mergers & Acquisitions, Financial Analysis, Management, Entrepreneurship, Procurement, Asset Management, Project Management, Research, Strategic Planning, Business Strategy, Energy, Corporate Finance, Contract Negotiation, Sales, Sales Management, Strategic Financial..., Due Diligence, Asset Managment, Portfolio Management, Mergers, Risk Management, Biofuels, Operations Management, Strategy, Start-ups, Negotiation, Product Management, Trading, Leadership, Investor Relations, Venture Capital, Marketing, Equities, Team Building, Capital Markets, Product Development, Public Speaking, Financial Modeling, Hedge Funds, Business Analysis, Private Equity, Management Consulting, Analysis
Education
St. Lawrence University 1973 — 1977
BS, Geology
Montclair Academy 1966 — 1973
Redpath Consulting LLC January 2007 - Present
Redpath Consulting LLC 2007 - Present
Allstate Financial Services, LLC May 2013 - December 2014
Delaware Investments, a member of the Macquarie Group July 2006 - December 2006
Advest Inc/Merrill Lynch September 2002 - July 2006
Tucker Anthony January 1999 - October 2001
Smith Barney 1989 - 1995
Skills
Finance, Business Development, Marketing Strategy, Budgets, Retail, New Business Development, Investments, Mergers & Acquisitions, Financial Analysis, Management, Entrepreneurship, Procurement, Asset Management, Project Management, Research, Strategic Planning, Business Strategy, Energy, Corporate Finance, Contract Negotiation, Sales, Sales Management, Strategic Financial..., Due Diligence, Asset Managment, Portfolio Management, Mergers, Risk Management, Biofuels, Operations Management, Strategy, Start-ups, Negotiation, Product Management, Trading, Leadership, Investor Relations, Venture Capital, Marketing, Equities, Team Building, Capital Markets, Product Development, Public Speaking, Financial Modeling, Hedge Funds, Business Analysis, Private Equity, Management Consulting, Analysis
Education
St. Lawrence University 1973 — 1977
BS, Geology
Montclair Academy 1966 — 1973
Judy Snow May Judy Snow May's Tucker Anthony Experience September 1997 - November 2001
Job Senior Vice President at Pax World Management LLC
Industry Financial Services
Experience
Pax World Management LLC December 2012 - Present
Eaton Vance November 2001 - December 2012
Tucker Anthony September 1997 - November 2001
Freedom Capital September 1996 - September 1997
Skills
Alternative Investments, Asset Allocation, Asset Management, Equities, Fixed Income, Hedge Funds, Investment Advisory, Investment Strategies, Investments, Marketing
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 2000
Master of Business Administration (MBA), Finance, General
Bowdoin College 1987 — 1991
Bachelor's degree, Government/Art History
Northfield Mount Hermon 1986 — 1987
The Derryfield School 1984 — 1986
Pax World Management LLC December 2012 - Present
Eaton Vance November 2001 - December 2012
Tucker Anthony September 1997 - November 2001
Freedom Capital September 1996 - September 1997
Skills
Alternative Investments, Asset Allocation, Asset Management, Equities, Fixed Income, Hedge Funds, Investment Advisory, Investment Strategies, Investments, Marketing
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 2000
Master of Business Administration (MBA), Finance, General
Bowdoin College 1987 — 1991
Bachelor's degree, Government/Art History
Northfield Mount Hermon 1986 — 1987
The Derryfield School 1984 — 1986
Liza C. Litzow Liza C. Litzow's Tucker Anthony Experience 1999 - 2000
Job Director, Wealth Marketing at Citizens Bank
Industry Financial Services
Experience
Citizens Bank January 2014 - Present
Decision Point Partners, LLC October 2012 - Present
Informa Investment Solutions 2011 - 2012
Stratevie, LLC 2009 - 2011
Bank of America 2006 - 2009
John Hancock Financial Services 2004 - 2006
Roxbury Capital Management 1999 - 2004
Tucker Anthony 1999 - 2000
UBS/PaineWebber 1987 - 1999
Skills
Wealth Management..., Portfolio Performance..., Investment Advisory..., Marketing Strategy &..., High Net Worth..., Corporate Finance, Wealth Management, Portfolio Management, Asset Allocation, Investments, Separately Managed..., Investment Advisory, Mergers & Acquisitions, Strategy, Series 63, Business Development, Fixed Income, Financial Services, Investment Strategies, Alternative Investments, Banking, ETFs, Relationship Management, Mutual Funds, Management, Marketing, Program Management, Bloomberg, Financial Advisory, Hedge Funds, Capital Markets, Management Consulting, Wealth Management..., Equities, Finance, Strategic Financial..., Series 7, Key Client Relationships, Analysis, Analytics, Asset Management, Financial Markets, Securities, Investment Management
Education
Boston University
Bachelor of Arts (B.A.), Economics
Wootten
Citizens Bank January 2014 - Present
Decision Point Partners, LLC October 2012 - Present
Informa Investment Solutions 2011 - 2012
Stratevie, LLC 2009 - 2011
Bank of America 2006 - 2009
John Hancock Financial Services 2004 - 2006
Roxbury Capital Management 1999 - 2004
Tucker Anthony 1999 - 2000
UBS/PaineWebber 1987 - 1999
Skills
Wealth Management..., Portfolio Performance..., Investment Advisory..., Marketing Strategy &..., High Net Worth..., Corporate Finance, Wealth Management, Portfolio Management, Asset Allocation, Investments, Separately Managed..., Investment Advisory, Mergers & Acquisitions, Strategy, Series 63, Business Development, Fixed Income, Financial Services, Investment Strategies, Alternative Investments, Banking, ETFs, Relationship Management, Mutual Funds, Management, Marketing, Program Management, Bloomberg, Financial Advisory, Hedge Funds, Capital Markets, Management Consulting, Wealth Management..., Equities, Finance, Strategic Financial..., Series 7, Key Client Relationships, Analysis, Analytics, Asset Management, Financial Markets, Securities, Investment Management
Education
Boston University
Bachelor of Arts (B.A.), Economics
Wootten
Dennis Forst Dennis Forst's Tucker Anthony Experience 1991 - 1997
Job Principal, Edgerton Advisors
Industry Financial Services
Experience
Self-employed 2012 - Present
KeyBanc Capital Markets 1997 - 2012
Tucker Anthony 1991 - 1997
Skills
Seasoned, accomplished..., Valuation, Analysis, Due Diligence, Equities, Investments, Financial Modeling, Wealth Management, Equity Research, Securities, Business Strategy, Management, Capital Markets, Leadership, Private Equity, Portfolio Management, Asset Management, Financial Analysis
Education
UCLA Anderson School of Management 1968 — 1969
Master of Science (MS), Business Administration and Management, General
UCLA 1964 — 1968
Bachelor of Science (BS), Accounting and Finance
Self-employed 2012 - Present
KeyBanc Capital Markets 1997 - 2012
Tucker Anthony 1991 - 1997
Skills
Seasoned, accomplished..., Valuation, Analysis, Due Diligence, Equities, Investments, Financial Modeling, Wealth Management, Equity Research, Securities, Business Strategy, Management, Capital Markets, Leadership, Private Equity, Portfolio Management, Asset Management, Financial Analysis
Education
UCLA Anderson School of Management 1968 — 1969
Master of Science (MS), Business Administration and Management, General
UCLA 1964 — 1968
Bachelor of Science (BS), Accounting and Finance
John Monkhouse John Monkhouse's Tucker Anthony Experience 1998 - 2002
Job Accounting Manager at Council of Fashion Designers of America (CFDA)
Industry Accounting
Experience
Council of Fashion Designers of America (CFDA) January 2015 - Present
MR Beal & Company 2007 - 2013
Blaylock & Company 2002 - 2007
Tucker Anthony 1998 - 2002
Skills
Financial Reporting, Financial Analysis, Accounts Payable, Accounts Receivable, Accounting, General Ledger, FINRA, Forecasting, Microsoft Excel, Accpac, Account Reconciliation, Journal Entries
Education
American University of Paris 1993 — 1996
Bachelor of Arts (BA)
Universidad Complutense de Madrid 1994 — 1995
Hispanic Studies Diploma
Council of Fashion Designers of America (CFDA) January 2015 - Present
MR Beal & Company 2007 - 2013
Blaylock & Company 2002 - 2007
Tucker Anthony 1998 - 2002
Skills
Financial Reporting, Financial Analysis, Accounts Payable, Accounts Receivable, Accounting, General Ledger, FINRA, Forecasting, Microsoft Excel, Accpac, Account Reconciliation, Journal Entries
Education
American University of Paris 1993 — 1996
Bachelor of Arts (BA)
Universidad Complutense de Madrid 1994 — 1995
Hispanic Studies Diploma
Alan Schankel Alan Schankel's Tucker Anthony Experience March 1980 - June 1985
Job Muni Bond Strategist at Janney Capital Markets
Industry Financial Services
Experience
Janney Montgomery Scott April 1987 - Present
Janney Capital Markets 1987 - Present
N D Meyer July 1985 - March 1987
Tucker Anthony March 1980 - June 1985
Butcher and Singer January 1975 - January 1980
Hornblower and Weeks - Hemphil, Noyes September 1971 - January 1975
United States Navy March 1970 - September 1971
Hornblower and Weeks - Hemphill, Noyes September 1967 - September 1969
Skills
Bonds, Fixed Income, Trading, Strategy, Financial Services, Fixed Income Analysis, Management, Series 7, Equities, Capital Markets, Securities, Investments
Education
Rutgers University – Camden 2007 — 2009
MBA Candidate
Temple University 2000 — 2001
History
University of Pennsylvania 1997 — 1998
Education
University of Pennsylvania - The Wharton School 1972 — 1977
BBA, Finance, Economics
Janney Montgomery Scott April 1987 - Present
Janney Capital Markets 1987 - Present
N D Meyer July 1985 - March 1987
Tucker Anthony March 1980 - June 1985
Butcher and Singer January 1975 - January 1980
Hornblower and Weeks - Hemphil, Noyes September 1971 - January 1975
United States Navy March 1970 - September 1971
Hornblower and Weeks - Hemphill, Noyes September 1967 - September 1969
Skills
Bonds, Fixed Income, Trading, Strategy, Financial Services, Fixed Income Analysis, Management, Series 7, Equities, Capital Markets, Securities, Investments
Education
Rutgers University – Camden 2007 — 2009
MBA Candidate
Temple University 2000 — 2001
History
University of Pennsylvania 1997 — 1998
Education
University of Pennsylvania - The Wharton School 1972 — 1977
BBA, Finance, Economics
Danielle (Marini) Lamey's Tucker Anthony Experience 1999 - 2002
Job Client Services Project Manager
Industry Biotechnology
Experience
IDEXX Laboratories May 2015 - Present
HM Payson & Co December 2014 - May 2015
Spinnaker Trust November 2012 - December 2014
Servpro Industries April 2009 - November 2012
Merrill Lynch 2005 - 2009
Eaton Vance 2002 - 2005
Tucker Anthony 1999 - 2002
Skills
Microsoft Office, Customer Service, Sales, Event Planning, Strategic Planning, Social Networking, Social Media Marketing, New Business Development, Marketing Strategy, Event Management, Training, Coaching, Project Management, Facebook
Education
East Carolina University 1992 — 1996
Bachelor of Science (B.S.)
IDEXX Laboratories May 2015 - Present
HM Payson & Co December 2014 - May 2015
Spinnaker Trust November 2012 - December 2014
Servpro Industries April 2009 - November 2012
Merrill Lynch 2005 - 2009
Eaton Vance 2002 - 2005
Tucker Anthony 1999 - 2002
Skills
Microsoft Office, Customer Service, Sales, Event Planning, Strategic Planning, Social Networking, Social Media Marketing, New Business Development, Marketing Strategy, Event Management, Training, Coaching, Project Management, Facebook
Education
East Carolina University 1992 — 1996
Bachelor of Science (B.S.)
donald antaya donald antaya's Tucker Anthony Experience 1991 - 1994
Job Principal at Clearview Financial Counsulting, LLC
Industry Investment Management
Experience
Clearview Financial Counsulting, LLC April 2012 - Present
AXA Advisors, LLC Retirement Benefit Group March 2009 - May 2010
Southridge Investment Group 2005 - 2009
First Albany Capital 1994 - 2005
Tucker Anthony 1991 - 1994
G. R. Phelps 1989 - 1991
Various Insitutional Fixed Income Broker-dealers 1984 - 1989
Travelers Insurance Companies 1970 - 1984
Skills
Investments, Portfolio Management, Hedge Funds, Valuation, Securities, Asset Managment, Capital Markets, Equities, Bloomberg, Bonds, Private Equity, Alternative Investments, Financial Modeling, Asset Allocation, Personal Financial..., Investment Advisory, Credit Analysis, Investor Relations, Strategic Financial..., Derivatives, Risk Management, Investment Management, Investment Banking, Wealth Management, Fixed Income, Trading, Finance, Equity Research, Mergers & Acquisitions, Financial Services, MBS, Asset Management, Financial Analysis, Mutual Funds, Series 63, Equity Valuation, Equity Trading, Series 7, Investment Strategies, Analysis, ABS, Banking, High Yield, Structured Finance, Financial Advisory, Due Diligence, Credit, Private Placements
Education
University of Hartford 1977 — 1980
Master of Business Administration (MBA), Finance & Economics
Central Connecticut State University 1967 — 1975
bachelor of science, Accounting and Finance
Clearview Financial Counsulting, LLC April 2012 - Present
AXA Advisors, LLC Retirement Benefit Group March 2009 - May 2010
Southridge Investment Group 2005 - 2009
First Albany Capital 1994 - 2005
Tucker Anthony 1991 - 1994
G. R. Phelps 1989 - 1991
Various Insitutional Fixed Income Broker-dealers 1984 - 1989
Travelers Insurance Companies 1970 - 1984
Skills
Investments, Portfolio Management, Hedge Funds, Valuation, Securities, Asset Managment, Capital Markets, Equities, Bloomberg, Bonds, Private Equity, Alternative Investments, Financial Modeling, Asset Allocation, Personal Financial..., Investment Advisory, Credit Analysis, Investor Relations, Strategic Financial..., Derivatives, Risk Management, Investment Management, Investment Banking, Wealth Management, Fixed Income, Trading, Finance, Equity Research, Mergers & Acquisitions, Financial Services, MBS, Asset Management, Financial Analysis, Mutual Funds, Series 63, Equity Valuation, Equity Trading, Series 7, Investment Strategies, Analysis, ABS, Banking, High Yield, Structured Finance, Financial Advisory, Due Diligence, Credit, Private Placements
Education
University of Hartford 1977 — 1980
Master of Business Administration (MBA), Finance & Economics
Central Connecticut State University 1967 — 1975
bachelor of science, Accounting and Finance
Bob Borkowski's Tucker Anthony Experience 1994 - 1999
Job Vice President, Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2013 - Present
Merrill Lynch November 2004 - October 2013
Southington Northern Little League September 2011 - September 2013
Smith Barney 1999 - 2004
Tucker Anthony 1994 - 1999
Skills
Series 7, Series 63, Asset Allocation, Wealth Management, Alternative Investments, Mutual Funds, Investments, Retirement Planning, Retirement, Equities, Asset Managment, Portfolio Management, Fixed Income, Securities, Strategic Financial..., Hedge Funds, 401k, Insurance, Investment Management, Investment Advisory, Investment Strategies, Series 65, Loans, Mortgage Lending, Finance, Financial Services, Financial Advisory
Education
Boston College 1989 — 1993
BS, Finance, Operations & Strategic Management
Janney Montgomery Scott October 2013 - Present
Merrill Lynch November 2004 - October 2013
Southington Northern Little League September 2011 - September 2013
Smith Barney 1999 - 2004
Tucker Anthony 1994 - 1999
Skills
Series 7, Series 63, Asset Allocation, Wealth Management, Alternative Investments, Mutual Funds, Investments, Retirement Planning, Retirement, Equities, Asset Managment, Portfolio Management, Fixed Income, Securities, Strategic Financial..., Hedge Funds, 401k, Insurance, Investment Management, Investment Advisory, Investment Strategies, Series 65, Loans, Mortgage Lending, Finance, Financial Services, Financial Advisory
Education
Boston College 1989 — 1993
BS, Finance, Operations & Strategic Management
Rae Lees Rae Lees's Tucker Anthony Experience 1999 - 2002
Job Managing Director/Institutional Equity Sales at U.S Capital Advisors
Industry Investment Banking
Experience
U.S Capital Advisors January 2011 - Present
UBS Investment Bank November 2007 - January 2011
AG Edwards 2005 - September 2007
Stifel Nicolaus 2003 - 2005
Tucker Anthony 1999 - 2002
Hanifen Imhoff 1996 - 1999
Skills
Equity Research, Hedge Funds, Valuation, Financial Modeling, Portfolio Management, Investments, Bloomberg, Alternative Investments, Asset Managment, Capital Markets, Financial Advisory, Financial Analysis
Education
Vanderbilt University - Owen Graduate School of Management 1990 — 1992
MBA, International Finance
Trinity University 1986 — 1990
B.S., Marketing
Littleton High School 1983 — 1986
U.S Capital Advisors January 2011 - Present
UBS Investment Bank November 2007 - January 2011
AG Edwards 2005 - September 2007
Stifel Nicolaus 2003 - 2005
Tucker Anthony 1999 - 2002
Hanifen Imhoff 1996 - 1999
Skills
Equity Research, Hedge Funds, Valuation, Financial Modeling, Portfolio Management, Investments, Bloomberg, Alternative Investments, Asset Managment, Capital Markets, Financial Advisory, Financial Analysis
Education
Vanderbilt University - Owen Graduate School of Management 1990 — 1992
MBA, International Finance
Trinity University 1986 — 1990
B.S., Marketing
Littleton High School 1983 — 1986
Paul Bedinger Paul Bedinger's Tucker Anthony Experience June 1994 - April 1999
Job Financial Advisor
Industry Financial Services
Experience
Cantella & Co., Inc. January 2010 - Present
Wells Fargo Advisors January 2008 - January 2010
A. G. Edwards April 1999 - January 2008
Tucker Anthony June 1994 - April 1999
Invest Financial January 1992 - June 1994
First Investors December 1980 - January 1992
Skills
Retirement Planning, College Savings Plans, Asset Allocation, Multiple Streams of..., Tax Reduction, Estate Planning, Alternative Investments, Income for Life, Market Research, Listener, Financial Services
Education
University of Massachusetts Dartmouth 1976 — 1980
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Cantella & Co., Inc. January 2010 - Present
Wells Fargo Advisors January 2008 - January 2010
A. G. Edwards April 1999 - January 2008
Tucker Anthony June 1994 - April 1999
Invest Financial January 1992 - June 1994
First Investors December 1980 - January 1992
Skills
Retirement Planning, College Savings Plans, Asset Allocation, Multiple Streams of..., Tax Reduction, Estate Planning, Alternative Investments, Income for Life, Market Research, Listener, Financial Services
Education
University of Massachusetts Dartmouth 1976 — 1980
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Steve Iatarola's Tucker Anthony Experience 1993 - 1996
Job Vice President Institutional Sales at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. June 2011 - Present
Beneficial Bank September 2010 - April 2011
Commerce Capital Markets August 2007 - November 2008
RBC Capital Markets 2000 - 2004
Legg Mason 1996 - 1999
Tucker Anthony 1993 - 1996
Merrill Lynch 1990 - 1993
Skills
Bonds, Finance, Fixed Income, Investments
Education
Saint Joseph's University 1986 — 1990
BS, Finance
Saint Joseph's University 1986 — 1990
Bachelor's degree, Finance, General
Advisors Asset Management, Inc. June 2011 - Present
Beneficial Bank September 2010 - April 2011
Commerce Capital Markets August 2007 - November 2008
RBC Capital Markets 2000 - 2004
Legg Mason 1996 - 1999
Tucker Anthony 1993 - 1996
Merrill Lynch 1990 - 1993
Skills
Bonds, Finance, Fixed Income, Investments
Education
Saint Joseph's University 1986 — 1990
BS, Finance
Saint Joseph's University 1986 — 1990
Bachelor's degree, Finance, General
Pat Thorogood Pat Thorogood's Tucker Anthony Experience July 1999 - December 2001
Job 1st V.P. of Investments at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott December 2001 - Present
Tucker Anthony July 1999 - December 2001
Advest INC January 1986 - June 1999
Skills
Securities, Investments, Portfolio Management, Equities, Fixed Income, Asset Managment, Financial Markets, Retirement Planning, Long Term Care Insurance, Series 7, Bonds, Estate Planning, Strategic Financial..., Fixed Annuities, Insurance, Wealth Management, Asset Management, Retirement
Education
Franklin & Marshall College 1975 — 1979
Bachelor of Arts (B.A.), American Studies
Janney Montgomery Scott December 2001 - Present
Tucker Anthony July 1999 - December 2001
Advest INC January 1986 - June 1999
Skills
Securities, Investments, Portfolio Management, Equities, Fixed Income, Asset Managment, Financial Markets, Retirement Planning, Long Term Care Insurance, Series 7, Bonds, Estate Planning, Strategic Financial..., Fixed Annuities, Insurance, Wealth Management, Asset Management, Retirement
Education
Franklin & Marshall College 1975 — 1979
Bachelor of Arts (B.A.), American Studies
Robert A. D'Ambrosio Robert A. D'Ambrosio's Tucker Anthony Experience January 1999 - December 2002
Job Vice President/Investments at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2003 - Present
Tucker Anthony January 1999 - December 2002
AspenTech 1991 - 1999
Skills
Series 7, Series 63, Series 65, Equities, Bonds, Mutual Funds, Estate Planning, Retirement Planning, Financial Planning, Investment Advisory, Wealth Management, Alternative Investments, Asset Allocation, Annuities, Life Insurance
Education
Salem State College 1987 — 1990
Bachelors Degree, Accounting/Economics
University of Massachusetts, Amherst 1984 — 1986
Undecided
Reading Memorial High School 1980 — 1984
Janney Montgomery Scott January 2003 - Present
Tucker Anthony January 1999 - December 2002
AspenTech 1991 - 1999
Skills
Series 7, Series 63, Series 65, Equities, Bonds, Mutual Funds, Estate Planning, Retirement Planning, Financial Planning, Investment Advisory, Wealth Management, Alternative Investments, Asset Allocation, Annuities, Life Insurance
Education
Salem State College 1987 — 1990
Bachelors Degree, Accounting/Economics
University of Massachusetts, Amherst 1984 — 1986
Undecided
Reading Memorial High School 1980 — 1984
Kenneth Michael Krieger Kenneth Michael Krieger's Tucker Anthony Experience October 1980 - July 1982
Job Independent Financial Services Professional
Industry Financial Services
Experience
WellPoint/Helath Management Corporation January 2006 - August 2006
WellChoice December 1997 - December 2005
Krieger Corporation August 1982 - June 1997
Tucker Anthony October 1980 - July 1982
Skills
Strategic Financial..., Finance, Statistical Data..., Multivariate Statistics, Machine Learning
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, Finance
New York University 1976 — 1981
PhD, Decision Science
New York University 1976 — 1977
MA, Social Psychology
Bard College
BA, Chemistry/Psychology
WellPoint/Helath Management Corporation January 2006 - August 2006
WellChoice December 1997 - December 2005
Krieger Corporation August 1982 - June 1997
Tucker Anthony October 1980 - July 1982
Skills
Strategic Financial..., Finance, Statistical Data..., Multivariate Statistics, Machine Learning
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, Finance
New York University 1976 — 1981
PhD, Decision Science
New York University 1976 — 1977
MA, Social Psychology
Bard College
BA, Chemistry/Psychology
Bart Weisenfluh Bart Weisenfluh's Tucker Anthony Experience 1995 - 1998
Job Managing Director, CFP® at Plimsoll Mark Capital
Industry Investment Management
Experience
Plimsoll Mark Capital 2008 - Present
W.P. Stewart Asset Managment 1998 - 2008
Tucker Anthony 1995 - 1998
Skills
Investment Management, Strategic Financial..., Asset Management, Private Equity, Finance, Alternative Investments, Hedge Funds, Equities, Financial Planning, Investment Strategies, Asset Allocation, Mutual Funds, Financial Modeling
Education
Union College B.A./Whittemore School of Business, UNH M.B.A.
Union College 1991 — 1995
B.A., Political Science, Japanese
Whittemore School of Business and Economics, University of New Hampshire
M.B.A.
Plimsoll Mark Capital 2008 - Present
W.P. Stewart Asset Managment 1998 - 2008
Tucker Anthony 1995 - 1998
Skills
Investment Management, Strategic Financial..., Asset Management, Private Equity, Finance, Alternative Investments, Hedge Funds, Equities, Financial Planning, Investment Strategies, Asset Allocation, Mutual Funds, Financial Modeling
Education
Union College B.A./Whittemore School of Business, UNH M.B.A.
Union College 1991 — 1995
B.A., Political Science, Japanese
Whittemore School of Business and Economics, University of New Hampshire
M.B.A.
Carol Eisman Carol Eisman's Tucker Anthony Experience May 1989 - December 1990
Job First Vice President at Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney December 1990 - Present
Tucker Anthony May 1989 - December 1990
EF Hutton July 1983 - November 1987
Education
Middlebury College 1967 — 1970
MA
Northwestern University 1963 — 1967
BA
Morgan Stanley Smith Barney December 1990 - Present
Tucker Anthony May 1989 - December 1990
EF Hutton July 1983 - November 1987
Education
Middlebury College 1967 — 1970
MA
Northwestern University 1963 — 1967
BA
Janice McGarry Janice McGarry's Tucker Anthony Experience November 1999 - October 2001
Job
Industry Financial Services
Experience
Wealth Management Advisors, LLC July 2015 - Present
Wealth Management Advisors August 2010 - July 2015
Colman Knight Advisory Group, LLC October 2001 - August 2010
Tucker Anthony November 1999 - October 2001
Raymond James Financial Services May 1998 - November 1999
Honeywell 1980 - 1988
Skills
Investments, Strategic Financial..., Asset Managment, Portfolio Management, Investment Advisory, Wealth Management, Financial Analysis, Retirement, Mutual Funds, Financial Advisory, Accounting, Retirement Planning, Estate Planning, Asset Allocation, Asset Protection, Personal Finance, Series 65, FINRA, Financial Planners, Small Business, Asset Management, Series 7, Financial Services, Finance
Education
Fisher College 1984 — 1986
AS
Wealth Management Advisors, LLC July 2015 - Present
Wealth Management Advisors August 2010 - July 2015
Colman Knight Advisory Group, LLC October 2001 - August 2010
Tucker Anthony November 1999 - October 2001
Raymond James Financial Services May 1998 - November 1999
Honeywell 1980 - 1988
Skills
Investments, Strategic Financial..., Asset Managment, Portfolio Management, Investment Advisory, Wealth Management, Financial Analysis, Retirement, Mutual Funds, Financial Advisory, Accounting, Retirement Planning, Estate Planning, Asset Allocation, Asset Protection, Personal Finance, Series 65, FINRA, Financial Planners, Small Business, Asset Management, Series 7, Financial Services, Finance
Education
Fisher College 1984 — 1986
AS
Jeff Caira Jeff Caira's Tucker Anthony Experience 1998 - 2000
Job Real Estate Investor and Board Member
Industry Real Estate
Experience
IRET Properties June 2015 - Present
Tillrock Capital Partners February 2014 - Present
AEW Capital Management August 2003 - December 2013
Pioneer Investments July 2000 - August 2003
Tucker Anthony 1998 - 2000
Winn Development 1994 - 1997
The Caira Company 1992 - 1994
John M. Corcoran & Company July 1983 - April 1992
Xerox September 1979 - April 1982
Skills
Valuation, Equity Research, Mutual Funds, Real Estate Economics, Asset Management, Equity Valuation, Commercial Real Estate, Market Analysis, Financial Analysis, Due Diligence, Financial Modeling, Financial Services, Investments, Investment Management, Analysis, Real Estate, Acquisitions, Corporate Finance, Capital Markets, Securities, Risk Management, Financial Structuring, Real Estate Development, Investment Properties, Equities, Asset Allocation, Portfolio Management, Investment Strategies, Economics, Finance
Education
Northwestern University - Kellogg School of Management 1982 — 1983
MBA, Finance
University of Notre Dame 1975 — 1979
BBA, Finance, Marketing
IRET Properties June 2015 - Present
Tillrock Capital Partners February 2014 - Present
AEW Capital Management August 2003 - December 2013
Pioneer Investments July 2000 - August 2003
Tucker Anthony 1998 - 2000
Winn Development 1994 - 1997
The Caira Company 1992 - 1994
John M. Corcoran & Company July 1983 - April 1992
Xerox September 1979 - April 1982
Skills
Valuation, Equity Research, Mutual Funds, Real Estate Economics, Asset Management, Equity Valuation, Commercial Real Estate, Market Analysis, Financial Analysis, Due Diligence, Financial Modeling, Financial Services, Investments, Investment Management, Analysis, Real Estate, Acquisitions, Corporate Finance, Capital Markets, Securities, Risk Management, Financial Structuring, Real Estate Development, Investment Properties, Equities, Asset Allocation, Portfolio Management, Investment Strategies, Economics, Finance
Education
Northwestern University - Kellogg School of Management 1982 — 1983
MBA, Finance
University of Notre Dame 1975 — 1979
BBA, Finance, Marketing
Kenneth Greenberg's Tucker Anthony Experience 2001 - 2001
Job Business and Organizational Development Professional, Hogan, LPI, Custom Cognitive Assessments and 360˚s
Industry Professional Training & Coaching
Experience
KLG Consultants, LLC May 2008 - Present
KLG Consultants, LLC May 2008 - Present
CommonSights, LLC April 2013 - September 2014
Tucker Anthony 2001 - 2001
Skills
Mediation, Leadership Development, Executive Coaching, Career Management, Management, Coaching, Market Research, Management Consulting, Organizational..., Team Building, Strategy, Performance Management, Recruiting, Leadership, Strategic Planning, Program Management, Business Development, Training, Project Planning, Process Improvement, New Business Development, Negotiation, Human Resources, Staff Development, Succession Planning, Change Management, Business Strategy, Team Leadership, Talent Management, Personal Development, Workshop Facilitation, Sales, exit planning, CRM, Entrepreneurship, Start-ups, Business Planning, Employee Relations, Employee Engagement, Solution Selling, Onboarding, Consulting, Talent Acquisition, Executive Management, Exit Strategies, Time Management, Employee Benefits, Networking, Interviews, Small Business
Education
eCornell 2013 — 2014
Graduate Certifcate, Executive Leadership
University of Denver 1982 — 1983
MBA, MBA, Leadership
Colorado College 1978 — 1982
BA Political Economy
KLG Consultants, LLC May 2008 - Present
KLG Consultants, LLC May 2008 - Present
CommonSights, LLC April 2013 - September 2014
Tucker Anthony 2001 - 2001
Skills
Mediation, Leadership Development, Executive Coaching, Career Management, Management, Coaching, Market Research, Management Consulting, Organizational..., Team Building, Strategy, Performance Management, Recruiting, Leadership, Strategic Planning, Program Management, Business Development, Training, Project Planning, Process Improvement, New Business Development, Negotiation, Human Resources, Staff Development, Succession Planning, Change Management, Business Strategy, Team Leadership, Talent Management, Personal Development, Workshop Facilitation, Sales, exit planning, CRM, Entrepreneurship, Start-ups, Business Planning, Employee Relations, Employee Engagement, Solution Selling, Onboarding, Consulting, Talent Acquisition, Executive Management, Exit Strategies, Time Management, Employee Benefits, Networking, Interviews, Small Business
Education
eCornell 2013 — 2014
Graduate Certifcate, Executive Leadership
University of Denver 1982 — 1983
MBA, MBA, Leadership
Colorado College 1978 — 1982
BA Political Economy
Mike Rodeno Mike Rodeno's Tucker Anthony Experience 1992 - 1995
Job Managing Director at eSentire Inc.
Industry Computer & Network Security
Experience
eSentire Inc. May 2015 - Present
Odeon Capital Group LLC September 2013 - March 2015
B. Riley & Co. August 2012 - May 2013
Tejas Securities Group, Inc. 2011 - 2011
BTIG 2009 - 2011
Imperial Capital 2006 - 2009
JNK Securities 2002 - 2006
ABN AMRO Bank N.V. 1998 - 2002
Lehman Brothers 1995 - 1998
Tucker Anthony 1992 - 1995
Skills
Series 7, Series 63, Hedge Funds, Equities, Securities, Fixed Income, Equity Trading, Electronic Trading, Alternative Investments, Trading, Investments, Options, Capital Markets, Asset Managment, ETFs, Private Placements, Asset Management, Emerging Markets, FINRA, Investment Banking, Series 24, Structured Products
Education
Bowling Green State University 1985 — 1989
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
eSentire Inc. May 2015 - Present
Odeon Capital Group LLC September 2013 - March 2015
B. Riley & Co. August 2012 - May 2013
Tejas Securities Group, Inc. 2011 - 2011
BTIG 2009 - 2011
Imperial Capital 2006 - 2009
JNK Securities 2002 - 2006
ABN AMRO Bank N.V. 1998 - 2002
Lehman Brothers 1995 - 1998
Tucker Anthony 1992 - 1995
Skills
Series 7, Series 63, Hedge Funds, Equities, Securities, Fixed Income, Equity Trading, Electronic Trading, Alternative Investments, Trading, Investments, Options, Capital Markets, Asset Managment, ETFs, Private Placements, Asset Management, Emerging Markets, FINRA, Investment Banking, Series 24, Structured Products
Education
Bowling Green State University 1985 — 1989
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
Lizzie Baird Lizzie Baird's Tucker Anthony Experience 1987 - 1990
Job CoManaging Partner, D.C. Office at Morgan, Lewis & Bockius
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP November 2014 - Present
Bingham McCutchen LLP March 2010 - November 2014
O'Melveny & Myers LLP 2001 - 2010
K&L Gates 1996 - 2001
Your law office 1994 - 1994
Meridian 1991 - 1992
Tucker Anthony & R.L. Day 1987 - 1990
tucker anthony 1987 - 1990
Mabon Nugent & Co. 1983 - 1987
Skills
Securities, Trading, Fixed Income, FINRA, Litigation, Bonds, Prime Brokerage, Corporate Governance, Securities Regulation, SEC, Due Diligence, Financial Regulation, Corporate Law, Legal Research, Legal Writing, Commercial Litigation, CFPB, Bitcoin
Education
Georgetown University Law Center 1993 — 1996
JD
Brown University 1976 — 1980
A.B., Economics
Morgan, Lewis & Bockius LLP November 2014 - Present
Bingham McCutchen LLP March 2010 - November 2014
O'Melveny & Myers LLP 2001 - 2010
K&L Gates 1996 - 2001
Your law office 1994 - 1994
Meridian 1991 - 1992
Tucker Anthony & R.L. Day 1987 - 1990
tucker anthony 1987 - 1990
Mabon Nugent & Co. 1983 - 1987
Skills
Securities, Trading, Fixed Income, FINRA, Litigation, Bonds, Prime Brokerage, Corporate Governance, Securities Regulation, SEC, Due Diligence, Financial Regulation, Corporate Law, Legal Research, Legal Writing, Commercial Litigation, CFPB, Bitcoin
Education
Georgetown University Law Center 1993 — 1996
JD
Brown University 1976 — 1980
A.B., Economics
Richard Knox Richard Knox's Tucker Anthony Experience January 1996 - April 1998
Job Partner at Reliant Financial Group and Insurance Planning
Industry Financial Services
Experience
Reliant Financial Group and Insurance Planning April 2014 - Present
The Bulfinch Group March 2010 - March 2014
Morgan Joseph & Co. June 2008 - November 2009
Raymond James and Associates 2005 - 2007
RBC Capital markets 1998 - 2005
Tucker Anthony January 1996 - April 1998
Leerink Swann 1996 - 1996
Adams Harkness and Hill 1994 - 1996
Putnam Investments 1986 - 1994
Skills
Series 7, Variable Annuities, Finance, Trading, Capital Markets, FINRA, Securities, Risk Management, Financial Services, Equity Trading, Equity Research, Investments, Investment Management, Series 63, Insurance, Wealth Management...
Education
University of Massachusetts Boston 1980 — 1983
BA, Economics
Massachusetts College of Liberal Arts
Reliant Financial Group and Insurance Planning April 2014 - Present
The Bulfinch Group March 2010 - March 2014
Morgan Joseph & Co. June 2008 - November 2009
Raymond James and Associates 2005 - 2007
RBC Capital markets 1998 - 2005
Tucker Anthony January 1996 - April 1998
Leerink Swann 1996 - 1996
Adams Harkness and Hill 1994 - 1996
Putnam Investments 1986 - 1994
Skills
Series 7, Variable Annuities, Finance, Trading, Capital Markets, FINRA, Securities, Risk Management, Financial Services, Equity Trading, Equity Research, Investments, Investment Management, Series 63, Insurance, Wealth Management...
Education
University of Massachusetts Boston 1980 — 1983
BA, Economics
Massachusetts College of Liberal Arts
David Pologe David Pologe's Tucker Anthony Experience October 2000 - July 2001
Job Director Strategic Accounts, AssetMark
Industry Investment Management
Experience
AssetMark February 2012 - Present
UBS Global Asset Management July 2005 - December 2011
UBS Financial Services January 2004 - June 2005
UBS Financial Services January 2003 - January 2004
UBS Financial Services February 2002 - January 2003
Tucker Anthony October 2000 - July 2001
Head of Packaged Products January 1996 - January 2000
Wood Logan June 1991 - December 1995
Shearson 1984 - 1985
Education
State University of New York at Albany 1978 — 1982
BA, Economics, Philosophy
AssetMark February 2012 - Present
UBS Global Asset Management July 2005 - December 2011
UBS Financial Services January 2004 - June 2005
UBS Financial Services January 2003 - January 2004
UBS Financial Services February 2002 - January 2003
Tucker Anthony October 2000 - July 2001
Head of Packaged Products January 1996 - January 2000
Wood Logan June 1991 - December 1995
Shearson 1984 - 1985
Education
State University of New York at Albany 1978 — 1982
BA, Economics, Philosophy
Knight Kieffer Knight Kieffer's Tucker Anthony Experience May 1999 - July 2001
Job Investment Banking & Capital Markets
Industry Investment Banking
Experience
Fifth Third Bank August 2015 - Present
Regions Securities LLC Regions Financial Corporation October 2011 - August 2015
Bank of America Merrill Lynch April 2008 - July 2011
Banc of America Securities March 2005 - April 2008
Banc of America Securities August 2003 - April 2005
Tucker Anthony May 1999 - July 2001
Congress Financial Corporation July 1996 - May 1999
Skills
Leveraged Finance, Capital Markets, Syndications, Financial Modeling, Debt, Banking, Structuring, Financial Structuring, Investment Banking, Credit, Loans, Corporate Finance, Mergers & Acquisitions, Structured Finance
Education
Cornell University - S.C. Johnson Graduate School of Management 2001 — 2003
MBA, Finance
University of Vermont 1992 — 1996
BS, Finance
The Nichols School
Fifth Third Bank August 2015 - Present
Regions Securities LLC Regions Financial Corporation October 2011 - August 2015
Bank of America Merrill Lynch April 2008 - July 2011
Banc of America Securities March 2005 - April 2008
Banc of America Securities August 2003 - April 2005
Tucker Anthony May 1999 - July 2001
Congress Financial Corporation July 1996 - May 1999
Skills
Leveraged Finance, Capital Markets, Syndications, Financial Modeling, Debt, Banking, Structuring, Financial Structuring, Investment Banking, Credit, Loans, Corporate Finance, Mergers & Acquisitions, Structured Finance
Education
Cornell University - S.C. Johnson Graduate School of Management 2001 — 2003
MBA, Finance
University of Vermont 1992 — 1996
BS, Finance
The Nichols School
David Wainwright's Tucker Anthony Experience October 1998 - March 2000
Job Equity sales trader @ Canaccord Genuity
Industry Financial Services
Experience
Canaccord Genuity April 2000 - Present
Tucker Anthony October 1998 - March 2000
Tucker Anthony 1998 - 2000
Skills
Equities, Bloomberg, Equity Trading, Securities, Hedge Funds, Financial Modeling, Investment Banking, Series 7, Capital Markets, Asset Management, Equity Research, Investments, Valuation, Series 63, Trading
Education
Boston College 1994 — 1997
Bachelor of Science (BS), Finance, General
Thayer Academy 1989-1993 1989 — 1993
Canaccord Genuity April 2000 - Present
Tucker Anthony October 1998 - March 2000
Tucker Anthony 1998 - 2000
Skills
Equities, Bloomberg, Equity Trading, Securities, Hedge Funds, Financial Modeling, Investment Banking, Series 7, Capital Markets, Asset Management, Equity Research, Investments, Valuation, Series 63, Trading
Education
Boston College 1994 — 1997
Bachelor of Science (BS), Finance, General
Thayer Academy 1989-1993 1989 — 1993
Jonathan Straus Jonathan Straus's Tucker Anthony Experience March 1998 - March 2001
Job Commons Capital Advisors, LLC
Industry Financial Services
Experience
Commons Capital Advisors, LLC July 2009 - Present
Merrill Lynch March 2006 - July 2009
Advest, Inc. March 2004 - March 2006
RBC Wealth Management March 2001 - March 2004
Tucker Anthony March 1998 - March 2001
Morgan Stanley Smith Barney March 1996 - March 1998
Skills
Asset Management, Retirement Planning, Educational Planning, Company Stock Options, Estate Planning, Trust Services, Philanthropic Gifting, Banking, Securities, Portfolio Management, Investments, Mutual Funds, Wealth Management..., Financial Advisory, Gifts, Series 7, Risk Management, Wealth, Disability Insurance, Wealth Management
Education
University of Hartford 1991 — 1995
Marketing, Economics, Finance
Commons Capital Advisors, LLC July 2009 - Present
Merrill Lynch March 2006 - July 2009
Advest, Inc. March 2004 - March 2006
RBC Wealth Management March 2001 - March 2004
Tucker Anthony March 1998 - March 2001
Morgan Stanley Smith Barney March 1996 - March 1998
Skills
Asset Management, Retirement Planning, Educational Planning, Company Stock Options, Estate Planning, Trust Services, Philanthropic Gifting, Banking, Securities, Portfolio Management, Investments, Mutual Funds, Wealth Management..., Financial Advisory, Gifts, Series 7, Risk Management, Wealth, Disability Insurance, Wealth Management
Education
University of Hartford 1991 — 1995
Marketing, Economics, Finance
Stephen Puleo, AAI's Tucker Anthony Experience May 1992 - May 1994
Job Vice President, Property Casualty at USI Insurance Services LLC
Industry Financial Services
Experience
USI Insurance Services December 2013 - Present
Imperial Capital Group, LLC February 2012 - December 2013
CANACCORD ADAMS INCORPORATED February 2006 - March 2009
NEEDHAM AND COMPANY, INCORPORATED June 2002 - December 2005
ADAMS, HARKNESS & HILL COMPANY June 1999 - June 2002
TUCKER ANTHONY INCORPORATED May 1998 - June 1999
NASDAQ Market May 1994 - May 1998
Tucker Anthony May 1992 - May 1994
Skills
Portfolio Management, Series 63, Strategic Planning, Banking, Equity Capital Markets, Trading, Equities, Equity Trading, Series 7, Bloomberg, Financial Services, Capital Markets, Securities, Fixed Income, Investments, Hedge Funds, Property, Property & Casualty...
Education
Curry College
Bachelor of Science, Business Management
USI Insurance Services December 2013 - Present
Imperial Capital Group, LLC February 2012 - December 2013
CANACCORD ADAMS INCORPORATED February 2006 - March 2009
NEEDHAM AND COMPANY, INCORPORATED June 2002 - December 2005
ADAMS, HARKNESS & HILL COMPANY June 1999 - June 2002
TUCKER ANTHONY INCORPORATED May 1998 - June 1999
NASDAQ Market May 1994 - May 1998
Tucker Anthony May 1992 - May 1994
Skills
Portfolio Management, Series 63, Strategic Planning, Banking, Equity Capital Markets, Trading, Equities, Equity Trading, Series 7, Bloomberg, Financial Services, Capital Markets, Securities, Fixed Income, Investments, Hedge Funds, Property, Property & Casualty...
Education
Curry College
Bachelor of Science, Business Management
Sean Canavan Sean Canavan's Tucker Anthony Experience May 1999 - May 2000
Job Equity Trading Professional
Industry Financial Services
Experience
self employed 2013 - 2015
State Street May 2000 - 2013
Tucker Anthony May 1999 - May 2000
Fidelity Investments November 1991 - May 1999
Skills
Transition Management, small caps, foreign equities, ETFs, domestic equities, finding liquidity, trading multiple..., maximizing broker..., utilizing dark pools, Risk Management, best execution, Microsoft Excel, technical analysis, Fidessa, Newport, Bloomberg, Series 3, Series 7, Series 8, Series 24, Series 55, Series 63, Equity Trading, FINRA, Settlement
Education
Dartmouth College 1987 — 1991
Bachelor of Science (BS), History
self employed 2013 - 2015
State Street May 2000 - 2013
Tucker Anthony May 1999 - May 2000
Fidelity Investments November 1991 - May 1999
Skills
Transition Management, small caps, foreign equities, ETFs, domestic equities, finding liquidity, trading multiple..., maximizing broker..., utilizing dark pools, Risk Management, best execution, Microsoft Excel, technical analysis, Fidessa, Newport, Bloomberg, Series 3, Series 7, Series 8, Series 24, Series 55, Series 63, Equity Trading, FINRA, Settlement
Education
Dartmouth College 1987 — 1991
Bachelor of Science (BS), History
Doug Ashton's Tucker Anthony Experience October 1994 - March 1996
Job Consultant to OpenExchange, Inc.
Industry Information Technology and Services
Experience
OpenExchange, Inc. August 2015 - Present
OpenExchange, Inc. April 2009 - July 2015
OpenExchange, Inc. April 2009 - July 2015
LTC International, Inc. 2008 - 2009
FTN Midwest June 2006 - October 2007
Eze Castle Research November 2004 - June 2006
Pythar Capital Advisors March 2002 - October 2004
Bear Stearns April 2000 - November 2002
Jefferies & Co., Inc. April 1996 - March 2000
Tucker Anthony October 1994 - March 1996
Skills
Mergers, Start-ups, Venture Capital, Financial Modeling, Equities, Business Strategy, Asset Managment, Due Diligence, Competitive Analysis, Investments, Portfolio Management, Securities, Corporate Development, Capital Markets, Investor Relations, Valuation, Equity Research, Product Management, Private Equity, Financial Analysis, Entrepreneurship, Mergers & Acquisitions, Mobile Devices, Asset Management
Education
Georgetown University Law Center 1992 — 1993
LL.M, Taxation
Widener University School of Business 1990 — 1992
JD/MBA
Widener University School of Law 1989 — 1992
JD, Law and Finance
Eckerd College 1984 — 1988
Bachelor of Arts, Psychology
OpenExchange, Inc. August 2015 - Present
OpenExchange, Inc. April 2009 - July 2015
OpenExchange, Inc. April 2009 - July 2015
LTC International, Inc. 2008 - 2009
FTN Midwest June 2006 - October 2007
Eze Castle Research November 2004 - June 2006
Pythar Capital Advisors March 2002 - October 2004
Bear Stearns April 2000 - November 2002
Jefferies & Co., Inc. April 1996 - March 2000
Tucker Anthony October 1994 - March 1996
Skills
Mergers, Start-ups, Venture Capital, Financial Modeling, Equities, Business Strategy, Asset Managment, Due Diligence, Competitive Analysis, Investments, Portfolio Management, Securities, Corporate Development, Capital Markets, Investor Relations, Valuation, Equity Research, Product Management, Private Equity, Financial Analysis, Entrepreneurship, Mergers & Acquisitions, Mobile Devices, Asset Management
Education
Georgetown University Law Center 1992 — 1993
LL.M, Taxation
Widener University School of Business 1990 — 1992
JD/MBA
Widener University School of Law 1989 — 1992
JD, Law and Finance
Eckerd College 1984 — 1988
Bachelor of Arts, Psychology
Adam Gazzola Adam Gazzola's Tucker Anthony Experience 1999 - 2001
Job
Industry Investment Management
Experience
- February 2009 - August 2009
Delta Partners LLC October 2003 - June 2007
Boston Stock Exchange / Stone Securities September 2003 - October 2004
Firefly Capital July 2002 - October 2003
Tucker Anthony 1999 - 2001
Commonwealth Financial Network 1997 - 1999
Skills
Trading, Equities, Hedge Funds, Commodities, Trading Systems, Currency, Asset Management, Capital Markets, Investments, Derivatives, Securities, Risk Management, Compliance, Options, Bloomberg, Technical Analysis, Financial Analysis, ETFs, Electronic Trading, Financial Markets, Excel, Investment Strategies, Microsoft Office, Hedging, Commodity, Institutional, Order Management, Arbitrage, Liquidity, Equity Trading, Trading Strategies, Equity Derivatives, Alternative Investments, Stocks, Swaps, Emerging Markets, Microsoft Excel, Mutual Funds, Foreign Exchange
Education
CFA Institute 2008 — 2009
University of Connecticut 1989 — 1993
B.A.
American Institute of Banking
University of Connecticut
- February 2009 - August 2009
Delta Partners LLC October 2003 - June 2007
Boston Stock Exchange / Stone Securities September 2003 - October 2004
Firefly Capital July 2002 - October 2003
Tucker Anthony 1999 - 2001
Commonwealth Financial Network 1997 - 1999
Skills
Trading, Equities, Hedge Funds, Commodities, Trading Systems, Currency, Asset Management, Capital Markets, Investments, Derivatives, Securities, Risk Management, Compliance, Options, Bloomberg, Technical Analysis, Financial Analysis, ETFs, Electronic Trading, Financial Markets, Excel, Investment Strategies, Microsoft Office, Hedging, Commodity, Institutional, Order Management, Arbitrage, Liquidity, Equity Trading, Trading Strategies, Equity Derivatives, Alternative Investments, Stocks, Swaps, Emerging Markets, Microsoft Excel, Mutual Funds, Foreign Exchange
Education
CFA Institute 2008 — 2009
University of Connecticut 1989 — 1993
B.A.
American Institute of Banking
University of Connecticut
Phil Ivey Phil Ivey's Tucker Anthony Experience 1994 - 2001
Job Crofton Capital, LLC
Industry Venture Capital & Private Equity
Experience
Crofton Capital, LLC 2009 - Present
Harris Williams & Co. 2002 - 2009
Tucker Anthony 1994 - 2001
KPMG Consulting 1989 - 1992
UBS Securities 1988 - 1989
Skills
Buyouts, Private Equity/Venture..., Private Equity Funding, Private Equity Firms, Company Acquisitions, M&A experience, Private Equity, Recapitalizations, Carve-outs, Strategic Planning, Business Strategy, Business Analysis, Corporate Development, Acquisitions, Private Placements, Start-ups, LBO, Valuation, Executive Management, Capital, Mergers & Acquisitions, Management, Venture Capital, Restructuring, Strategy, Mergers, Equities, Investment Banking, Business Valuation, Corporate Finance, Divestitures, Investments, Financial Services, IPO, Due Diligence, Leveraged Finance
Education
Northwestern University - Kellogg School of Management 1992 — 1994
MBA
University of Bristol 1985 — 1988
BS, Mathematics
Crofton Capital, LLC 2009 - Present
Harris Williams & Co. 2002 - 2009
Tucker Anthony 1994 - 2001
KPMG Consulting 1989 - 1992
UBS Securities 1988 - 1989
Skills
Buyouts, Private Equity/Venture..., Private Equity Funding, Private Equity Firms, Company Acquisitions, M&A experience, Private Equity, Recapitalizations, Carve-outs, Strategic Planning, Business Strategy, Business Analysis, Corporate Development, Acquisitions, Private Placements, Start-ups, LBO, Valuation, Executive Management, Capital, Mergers & Acquisitions, Management, Venture Capital, Restructuring, Strategy, Mergers, Equities, Investment Banking, Business Valuation, Corporate Finance, Divestitures, Investments, Financial Services, IPO, Due Diligence, Leveraged Finance
Education
Northwestern University - Kellogg School of Management 1992 — 1994
MBA
University of Bristol 1985 — 1988
BS, Mathematics
Edward Finocchiaro Edward Finocchiaro's Tucker Anthony Experience 1995 - 1997
Job Managing Partner/Regional Director at MultiFunds, LLC
Industry Financial Services
Experience
Multi-Funds, LLC March 2010 - Present
DrivingAlpha, LLC March 2010 - Present
Wells Fargo Advantage Funds May 2006 - January 2010
J&W Seligman October 1997 - November 2005
Tucker Anthony 1995 - 1997
Prudential Securities 1991 - 1993
Dean Witter Reynolds 1984 - 1991
Milwaukee Admirals Hockey Club 1981 - 1983
Skills
Partner Relationship..., Territory Planning, Presentation Development, Alternative Investments, Asset Allocation, Customer Relations, Practice Management, Mutual Funds, Institutional, Portfolio Management, Consultative Selling, Wealth Management, Sales Operations, Selling, Customer Service, Asset Managment, Asset Management, Investments, Financial Markets, Securities, Partner Management, Financial Services, Fixed Income, Relationship Management, Hedge Funds, Sales, Investment Advisory, Series 63, Retirement Planning, Investment Strategies, Financial Advisory, Series 7, Finance, ETFs, Separately Managed..., Retirement, Series 24, Uniform Combined State..., Fixed Annuities
Education
Marquette University 1974 — 1981
BA, Journalism, Political Science
Boston College High School
Braintree Public Schools
Multi-Funds, LLC March 2010 - Present
DrivingAlpha, LLC March 2010 - Present
Wells Fargo Advantage Funds May 2006 - January 2010
J&W Seligman October 1997 - November 2005
Tucker Anthony 1995 - 1997
Prudential Securities 1991 - 1993
Dean Witter Reynolds 1984 - 1991
Milwaukee Admirals Hockey Club 1981 - 1983
Skills
Partner Relationship..., Territory Planning, Presentation Development, Alternative Investments, Asset Allocation, Customer Relations, Practice Management, Mutual Funds, Institutional, Portfolio Management, Consultative Selling, Wealth Management, Sales Operations, Selling, Customer Service, Asset Managment, Asset Management, Investments, Financial Markets, Securities, Partner Management, Financial Services, Fixed Income, Relationship Management, Hedge Funds, Sales, Investment Advisory, Series 63, Retirement Planning, Investment Strategies, Financial Advisory, Series 7, Finance, ETFs, Separately Managed..., Retirement, Series 24, Uniform Combined State..., Fixed Annuities
Education
Marquette University 1974 — 1981
BA, Journalism, Political Science
Boston College High School
Braintree Public Schools
Patrick Verdi Patrick Verdi's Tucker Anthony Experience February 1994 - September 1996
Job Vice President at Bank of America
Industry Financial Services
Experience
Bank of America Merrill Lynch June 2006 - Present
BNP Paribas February 2004 - June 2006
Lehman Brothers September 1997 - February 2004
Bear Stearns September 1996 - September 1997
Tucker Anthony February 1994 - September 1996
FGIC June 1988 - February 1994
Education
Adelphi University 1992 — 1996
MBA, Finance
Dowling College 1984 — 1988
BBA, Accounting
New York University
New York University
Bank of America Merrill Lynch June 2006 - Present
BNP Paribas February 2004 - June 2006
Lehman Brothers September 1997 - February 2004
Bear Stearns September 1996 - September 1997
Tucker Anthony February 1994 - September 1996
FGIC June 1988 - February 1994
Education
Adelphi University 1992 — 1996
MBA, Finance
Dowling College 1984 — 1988
BBA, Accounting
New York University
New York University
Mark Gerber, CFA Mark Gerber, CFA's Tucker Anthony Experience 1998 - 1999
Job Business Development
Industry Capital Markets
Experience
Detwiler Fenton June 2007 - August 2014
Detwiler Fenton October 2001 - June 2007
Detwiler Fenton March 2000 - October 2001
Tucker Anthony 1998 - 1999
Massachusetts Highway Department June 1992 - August 1996
Skills
Equity Research, Private Equity, Portfolio Management, Investments, Asset Allocation, Bloomberg, Financial Modeling, Equities, Valuation, Analysis, Financial Markets, Capital Markets, Investment Banking, Market Intelligence, Financial Analysis
Education
Boston College - Wallace E. Carroll Graduate School of Management 1996 — 1998
MBA
Cornell University 1987 — 1991
BS, Civil Engineering
Noble and Greenough 1982 — 1987
Detwiler Fenton June 2007 - August 2014
Detwiler Fenton October 2001 - June 2007
Detwiler Fenton March 2000 - October 2001
Tucker Anthony 1998 - 1999
Massachusetts Highway Department June 1992 - August 1996
Skills
Equity Research, Private Equity, Portfolio Management, Investments, Asset Allocation, Bloomberg, Financial Modeling, Equities, Valuation, Analysis, Financial Markets, Capital Markets, Investment Banking, Market Intelligence, Financial Analysis
Education
Boston College - Wallace E. Carroll Graduate School of Management 1996 — 1998
MBA
Cornell University 1987 — 1991
BS, Civil Engineering
Noble and Greenough 1982 — 1987
Kathy Rocchio Kathy Rocchio's Tucker Anthony Experience October 1988 - February 1995
Job Financial Planning Assistant at Matoney Financial
Industry Financial Services
Experience
Matoney Financial August 2012 - Present
My Baby Travels, Inc. April 2001 - January 2004
Morgan Stanley Smith Barney August 1995 - August 1998
Tucker Anthony October 1988 - February 1995
Skills
Series 7, Equities, Wealth Management, Financial Services
Education
Southern New Hampshire University 1986 — 1988
Bachelor of Science, Economics/Finance
University of Rhode Island - College of Business Administration 1983 — 1985
Matoney Financial August 2012 - Present
My Baby Travels, Inc. April 2001 - January 2004
Morgan Stanley Smith Barney August 1995 - August 1998
Tucker Anthony October 1988 - February 1995
Skills
Series 7, Equities, Wealth Management, Financial Services
Education
Southern New Hampshire University 1986 — 1988
Bachelor of Science, Economics/Finance
University of Rhode Island - College of Business Administration 1983 — 1985
Paige Brown's Tucker Anthony Experience 1996 - 1999
Job Owner / Paige Brown Photography
Industry Photography
Experience
Paige Brown Photography January 2000 - Present
Staples June 2015 - August 2015
Circles 1999 - 2000
Tucker Anthony 1996 - 1999
Skills
Higher Education..., Event Photography, Portrait Photography, Portraits, Photography, Digital Photography, Weddings, Headshots, Senior Portraits, Wedding Photography, Commercial Photography, Studio Photography, Facebook, Fine Art Photography, Photojournalism, Social Media, Environmental..., Lifestyle Photography, Lightroom, Photos, Studio Lighting, Image Editing, On Location, Adobe Creative Cloud, Microsoft Office
Education
Bates College 1992 — 1996
Bachelors, Economics, French, Dean's List
Paige Brown Photography January 2000 - Present
Staples June 2015 - August 2015
Circles 1999 - 2000
Tucker Anthony 1996 - 1999
Skills
Higher Education..., Event Photography, Portrait Photography, Portraits, Photography, Digital Photography, Weddings, Headshots, Senior Portraits, Wedding Photography, Commercial Photography, Studio Photography, Facebook, Fine Art Photography, Photojournalism, Social Media, Environmental..., Lifestyle Photography, Lightroom, Photos, Studio Lighting, Image Editing, On Location, Adobe Creative Cloud, Microsoft Office
Education
Bates College 1992 — 1996
Bachelors, Economics, French, Dean's List
Mara Hargarther Mara Hargarther's Tucker Anthony Experience 1983 - 1988
Job Owner, CRUISEONE, Hargarther, Thaler & Associates, LLC
Industry Consumer Services
Experience
CruiseOne January 2006 - Present
Cruises Inc. April 1994 - December 2005
Tucker Anthony 1983 - 1988
Skills
Honeymoons, Vacation, Family Reunions, Leisure Travel, Tourism, Adventure Travel, Incentive Travel, Incentives, Travel Planning, Resorts, Leisure, Hotels, Weddings, Travel Management, Travel Insurance, Luxury Cruise, Corporate Events, Travel Writing, Meeting Planning, Holidays, Travel Agency, Tour Operators, Online Travel, Sales, Small Business, Car Rental, Cruises, Business Travel, Hotel Booking, Luxury, Google Groups, Training, Disney, Hospitality, Cruise Lines, Online Marketing, Customer Service, Marketing
Education
The Travel Institute 2012 — 2012
Luxury Cruise Specialist
State University of New York College at Buffalo 1979 — 1983
Bachelor of Science (BS), Business Studies
CruiseOne January 2006 - Present
Cruises Inc. April 1994 - December 2005
Tucker Anthony 1983 - 1988
Skills
Honeymoons, Vacation, Family Reunions, Leisure Travel, Tourism, Adventure Travel, Incentive Travel, Incentives, Travel Planning, Resorts, Leisure, Hotels, Weddings, Travel Management, Travel Insurance, Luxury Cruise, Corporate Events, Travel Writing, Meeting Planning, Holidays, Travel Agency, Tour Operators, Online Travel, Sales, Small Business, Car Rental, Cruises, Business Travel, Hotel Booking, Luxury, Google Groups, Training, Disney, Hospitality, Cruise Lines, Online Marketing, Customer Service, Marketing
Education
The Travel Institute 2012 — 2012
Luxury Cruise Specialist
State University of New York College at Buffalo 1979 — 1983
Bachelor of Science (BS), Business Studies
Paul Hobson Paul Hobson's Tucker Anthony Experience April 1997 - October 2000
Job Institutional Sales Susquehanna (SIG)
Industry Financial Services
Experience
Susquehanna International Group, LLP (SIG) September 2013 - Present
Guggenheim Partners January 2010 - September 2013
Morgan Keegan October 2000 - August 2008
Tucker Anthony April 1997 - October 2000
Skills
Hedge Funds, Investment Banking, Equities, Fixed Income, Securities, Equity Research, Capital Markets, High Yield, Financial Services, Financial Modeling, Derivatives, Sales, Sales Management, Relationship Management, Bonds, Financial Markets, Options, Interest Rate..., Equity Derivatives, Credit, ETFs, New Business Development
Education
University of Rhode Island - College of Business Administration
BS, Finance
Susquehanna International Group, LLP (SIG) September 2013 - Present
Guggenheim Partners January 2010 - September 2013
Morgan Keegan October 2000 - August 2008
Tucker Anthony April 1997 - October 2000
Skills
Hedge Funds, Investment Banking, Equities, Fixed Income, Securities, Equity Research, Capital Markets, High Yield, Financial Services, Financial Modeling, Derivatives, Sales, Sales Management, Relationship Management, Bonds, Financial Markets, Options, Interest Rate..., Equity Derivatives, Credit, ETFs, New Business Development
Education
University of Rhode Island - College of Business Administration
BS, Finance
Jean Glanzman O'Brien Jean Glanzman O'Brien's Tucker Anthony Experience 1992 - 1996
Job Managing Director at Sterne Agee Leach
Industry Financial Services
Experience
Sterne Agee Leach January 2015 - Present
Vandham Securities October 2014 - January 2015
Piper Jaffray August 1999 - September 2014
Nuveen Investments 1996 - 1999
Tucker Anthony 1992 - 1996
Skills
Securities, Capital Markets, Investment Banking, Alternative Investments, Asset Management, Investments, Equities, Portfolio Management, Bonds, Asset Managment, Financial Structuring, Public Finance, Derivatives, Structured Finance, Series 24, MBS, Financial Modeling, Series 63, Series 7,..., Fixed Income
Education
St. Francis College
BS, Accounting
Sterne Agee Leach January 2015 - Present
Vandham Securities October 2014 - January 2015
Piper Jaffray August 1999 - September 2014
Nuveen Investments 1996 - 1999
Tucker Anthony 1992 - 1996
Skills
Securities, Capital Markets, Investment Banking, Alternative Investments, Asset Management, Investments, Equities, Portfolio Management, Bonds, Asset Managment, Financial Structuring, Public Finance, Derivatives, Structured Finance, Series 24, MBS, Financial Modeling, Series 63, Series 7,..., Fixed Income
Education
St. Francis College
BS, Accounting
David Batchelder, CFA, CFP® David Batchelder, CFA, CFP®'s Tucker Anthony Experience January 2001 - February 2002
Job Senior Investment Analyst
Industry Financial Services
Experience
Measured Wealth Private Client Group, LLC January 2012 - March 2015
Mackensen & Company, Inc. March 2004 - September 2011
Atlantic Management Company February 2002 - March 2004
Tucker Anthony January 2001 - February 2002
Prime, Buchholz & Associates 1998 - 2000
TD Banknorth 1992 - 1998
Skills
Asset Allocation, Asset Management, Portfolio Management, Retirement Planning, Private Wealth..., Personal Finance, Mutual Funds, Alternative Investments, Investment Strategies, Investment Advisory, Investments, Wealth Management, Financial Advisory, Valuation, Financial Planning, Private Equity, Financial Modeling, Securities, Financial Analysis, Capital Markets, Business Valuation, Wealth, Financial Markets, Risk Management, ETFs, Debt, Credit, Real Estate Investment, Retirement, Investment Management, Financial Services, Finance, High Net Worth..., Banking, Credit Analysis, Relationship Management, Equities, Fixed Income
Education
Southern New Hampshire University 1999 — 2002
MBA
University of New Hampshire -- Peter T. Paul College of Business and Economics 1987 — 1991
BS
Measured Wealth Private Client Group, LLC January 2012 - March 2015
Mackensen & Company, Inc. March 2004 - September 2011
Atlantic Management Company February 2002 - March 2004
Tucker Anthony January 2001 - February 2002
Prime, Buchholz & Associates 1998 - 2000
TD Banknorth 1992 - 1998
Skills
Asset Allocation, Asset Management, Portfolio Management, Retirement Planning, Private Wealth..., Personal Finance, Mutual Funds, Alternative Investments, Investment Strategies, Investment Advisory, Investments, Wealth Management, Financial Advisory, Valuation, Financial Planning, Private Equity, Financial Modeling, Securities, Financial Analysis, Capital Markets, Business Valuation, Wealth, Financial Markets, Risk Management, ETFs, Debt, Credit, Real Estate Investment, Retirement, Investment Management, Financial Services, Finance, High Net Worth..., Banking, Credit Analysis, Relationship Management, Equities, Fixed Income
Education
Southern New Hampshire University 1999 — 2002
MBA
University of New Hampshire -- Peter T. Paul College of Business and Economics 1987 — 1991
BS
Patricia Brussel's Tucker Anthony Experience 1991 - 1995
Job Library Assistant at Ridgewood Public Library
Industry Libraries
Experience
Ridgewood Public Library September 2013 - Present
Shearman & Sterling LLP 1997 - 2003
Tucker Anthony 1991 - 1995
Weil, Gotshal & Manges LLP 1989 - 1991
Skills
Westlaw, LexisNexis, Microsoft Office, Civil Litigation, Litigation, Legal Writing, Customer Service, Research, Corporate Law
Education
Siena College 1986 — 1989
Bachelor of Science (B.S.), Marketing/ Management
Ridgewood Public Library September 2013 - Present
Shearman & Sterling LLP 1997 - 2003
Tucker Anthony 1991 - 1995
Weil, Gotshal & Manges LLP 1989 - 1991
Skills
Westlaw, LexisNexis, Microsoft Office, Civil Litigation, Litigation, Legal Writing, Customer Service, Research, Corporate Law
Education
Siena College 1986 — 1989
Bachelor of Science (B.S.), Marketing/ Management
Owen Clements's Tucker Anthony Experience 2000 - 2002
Job Looking for opportunities where I can best utilize my experiences and education
Industry Financial Services
Experience
RBC Capital Markets 2005 - 2007
RBC Dain Rauscher 2002 - 2005
Tucker Anthony 2000 - 2002
Education
University of Massachusetts Boston 2008 — 2012
Bachelor of Arts (B.A.), Economics
RBC Capital Markets 2005 - 2007
RBC Dain Rauscher 2002 - 2005
Tucker Anthony 2000 - 2002
Education
University of Massachusetts Boston 2008 — 2012
Bachelor of Arts (B.A.), Economics
Dan Belforti Dan Belforti's Tucker Anthony Experience April 1996 - January 1999
Job Investment Advisor, Belforti Investments
Industry Investment Management
Experience
Belforti Investments February 1999 - Present
Tucker Anthony April 1996 - January 1999
Merrill Lynch November 1994 - April 1996
Fleet Bank 1993 - 1994
Skills
Investments, Investment Strategies, Mutual Funds, Securities, Venture Capital, Entrepreneurship, Finance, Small Business, Hedge Funds, Financial Risk, Investment Management, Financial Services, Credit, ETFs, Retirement, Portfolio Management
Education
University of Massachusetts, Amherst 2001 — 2003
MBA, Finance/Business
University of Massachusetts at Lowell 1981 — 1985
Bachelor of Science (BS), Electrical and Electronics Engineering
Belforti Investments February 1999 - Present
Tucker Anthony April 1996 - January 1999
Merrill Lynch November 1994 - April 1996
Fleet Bank 1993 - 1994
Skills
Investments, Investment Strategies, Mutual Funds, Securities, Venture Capital, Entrepreneurship, Finance, Small Business, Hedge Funds, Financial Risk, Investment Management, Financial Services, Credit, ETFs, Retirement, Portfolio Management
Education
University of Massachusetts, Amherst 2001 — 2003
MBA, Finance/Business
University of Massachusetts at Lowell 1981 — 1985
Bachelor of Science (BS), Electrical and Electronics Engineering
Rob Cramer Rob Cramer's Tucker Anthony Experience 1999 - 2001
Job Managing Director at Oppenheimer & Co.
Industry Financial Services
Experience
Oppenheimer & Co. May 2013 - Present
RBC Capital Markets September 1993 - April 2013
Tucker Anthony 1999 - 2001
Citi 1988 - 1993
Skills
Hedge Funds, Investments, Fixed Income, Wealth Management, Private Equity, Portfolio Management, Valuation, Securities, Series 63, Investment Banking, Equity Capital Markets, Financial Institutions, Structured Products, Mergers & Acquisitions, Financial Services, Structured Finance
Education
New York University - Leonard N. Stern School of Business 1989 — 1993
MBA
Middlebury College 1982 — 1985
Master of Arts (M.A.), English Language and Literature/Letters
Bates College 1975 — 1979
Bachelor of Arts (B.A.), English Language and Literature/Letters
Oppenheimer & Co. May 2013 - Present
RBC Capital Markets September 1993 - April 2013
Tucker Anthony 1999 - 2001
Citi 1988 - 1993
Skills
Hedge Funds, Investments, Fixed Income, Wealth Management, Private Equity, Portfolio Management, Valuation, Securities, Series 63, Investment Banking, Equity Capital Markets, Financial Institutions, Structured Products, Mergers & Acquisitions, Financial Services, Structured Finance
Education
New York University - Leonard N. Stern School of Business 1989 — 1993
MBA
Middlebury College 1982 — 1985
Master of Arts (M.A.), English Language and Literature/Letters
Bates College 1975 — 1979
Bachelor of Arts (B.A.), English Language and Literature/Letters
jenna ray's Tucker Anthony Experience 1992 - 1998
Job Managing Director at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald September 2015 - Present
Janney Capital December 2013 - September 2015
Lazard April 2006 - December 2013
Janney Montgomery Scott June 2002 - May 2006
ABN AMRO September 1998 - June 2002
Tucker Anthony 1992 - 1998
Skills
Investments, Equity Research, Capital Markets, Valuation, Asset Managment, Portfolio Management, Bloomberg, Financial Modeling, Investment Banking, Securities, Fixed Income, Private Equity, Equities, Hedge Funds, Alternative Investments, Management, Series 7, Mutual Funds, Series 63, Financial Analysis, Mergers & Acquisitions, Sales
Education
Boston University 1985 — 1989
BS, Communications
Hebron 1983 — 1985
Cantor Fitzgerald September 2015 - Present
Janney Capital December 2013 - September 2015
Lazard April 2006 - December 2013
Janney Montgomery Scott June 2002 - May 2006
ABN AMRO September 1998 - June 2002
Tucker Anthony 1992 - 1998
Skills
Investments, Equity Research, Capital Markets, Valuation, Asset Managment, Portfolio Management, Bloomberg, Financial Modeling, Investment Banking, Securities, Fixed Income, Private Equity, Equities, Hedge Funds, Alternative Investments, Management, Series 7, Mutual Funds, Series 63, Financial Analysis, Mergers & Acquisitions, Sales
Education
Boston University 1985 — 1989
BS, Communications
Hebron 1983 — 1985
Mary Hope Hunt Mary Hope Hunt's Tucker Anthony Experience May 1993 - April 1996
Job Regional Accountant at National HealthCare Corporation
Industry Marketing and Advertising
Experience
National HealthCare Corporation December 2013 - Present
Qdmh Marketing (f/k/a Quadriga Art LLC) November 2012 - November 2013
Quadriga Art, LLC December 1998 - October 2012
Awane Bank, FSB May 1996 - November 1998
Tucker Anthony May 1993 - April 1996
Peterborough Savings Bank December 1988 - April 1993
Advest Inc June 1986 - November 1988
Skills
Accounting, Analysis, Business Planning, Customer Service, Budgets, Strategic Planning, Process Improvement, Inventory Management, Account Management, Project Management, Direct Marketing, Purchasing, Operations Management, Strategy, Team Building, Management, Team Leadership, Financial Reporting, Leadership, Cross-functional Team..., Sarbanes-Oxley Act, Forecasting, Mergers & Acquisitions, P&L Management, Start-ups, Financial Analysis, GAAP, SEC filings, Vendor Management
Education
Southern New Hampshire University
Bachelor of Science (B.S.), Accounting
Mount Wachusett Community College
Associate of Science (A.S.), Business Administration and Management, General
Murdock High School
National HealthCare Corporation December 2013 - Present
Qdmh Marketing (f/k/a Quadriga Art LLC) November 2012 - November 2013
Quadriga Art, LLC December 1998 - October 2012
Awane Bank, FSB May 1996 - November 1998
Tucker Anthony May 1993 - April 1996
Peterborough Savings Bank December 1988 - April 1993
Advest Inc June 1986 - November 1988
Skills
Accounting, Analysis, Business Planning, Customer Service, Budgets, Strategic Planning, Process Improvement, Inventory Management, Account Management, Project Management, Direct Marketing, Purchasing, Operations Management, Strategy, Team Building, Management, Team Leadership, Financial Reporting, Leadership, Cross-functional Team..., Sarbanes-Oxley Act, Forecasting, Mergers & Acquisitions, P&L Management, Start-ups, Financial Analysis, GAAP, SEC filings, Vendor Management
Education
Southern New Hampshire University
Bachelor of Science (B.S.), Accounting
Mount Wachusett Community College
Associate of Science (A.S.), Business Administration and Management, General
Murdock High School
Laura Hyman, Ph.D., CDFA™ Laura Hyman, Ph.D., CDFA™'s Tucker Anthony Experience March 1996 - March 2001
Job Financial Advisor, Certified Divorce Financial Analyst at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial December 2012 - Present
Ameriprise Financial 2013 - 2014
RBC Wealth Management March 2001 - December 2012
Tucker Anthony March 1996 - March 2001
Smith Barney March 1991 - March 1996
Smith Barney March 1986 - March 1991
San Diego Securities January 1983 - March 1986
Education
NYU
Master of Arts (M.A.), English Literature
New York University
Doctor of Philosophy (Ph.D.), English Literature (British and Commonwealth)
University of Maryland College Park
Bachelor of Arts (B.A.), Philosophy
Ameriprise Financial December 2012 - Present
Ameriprise Financial 2013 - 2014
RBC Wealth Management March 2001 - December 2012
Tucker Anthony March 1996 - March 2001
Smith Barney March 1991 - March 1996
Smith Barney March 1986 - March 1991
San Diego Securities January 1983 - March 1986
Education
NYU
Master of Arts (M.A.), English Literature
New York University
Doctor of Philosophy (Ph.D.), English Literature (British and Commonwealth)
University of Maryland College Park
Bachelor of Arts (B.A.), Philosophy
Gregory Edmundt Von Hess's Tucker Anthony Experience April 1994 - March 1997
Job General Manager of US Operations SUVLA Wines of Turkey LLC
Industry Wine and Spirits
Experience
Von Hess Industries 2011 - Present
SUVLA Wines USA LLC December 2013 - Present
LPL Financial July 2013 - January 2014
YN BAR August 2011 - March 2012
Gunn Allen Associates 2005 - 2011
Private Wine Consultant February 2001 - March 2010
Janney Montgomery Scott 2001 - 2005
Wheat First Butcher Singer/First Union Securities March 1997 - July 2001
Tucker Anthony April 1994 - March 1997
Classic Restoration LLC August 1986 - March 1992
Skills
Food and Beverage..., team builder and..., contract negotiator,..., inventory and cost..., company branding ,..., wine and food menu..., client data management..., design patron loyalty..., Vendors, Designs, Client, Management, Social Media, Wine, Wine Lists, Team Building, Menu Development, CRM, Contract Negotiation, Food & Beverage, Food, Sales, Marketing Strategy, Wine & Spirits Industry, Wine Tasting, Entrepreneurship, Social Media Marketing, Alcoholic Beverages, Event Management, Restaurants, New Business Development, Budgets, Event Planning, Retail, Training, Business Planning, Inventory Management, Time Management, Direct Marketing, Investments, Public Relations, Hiring, Leadership, Social Networking, Customer Satisfaction, Market Planning, Finance, Sales Management, Brand Management, Beer
Education
American International College 1986 — 1991
Dual Bachelor's degrees, International Business and International Marketing minor Political Science
Von Hess Industries 2011 - Present
SUVLA Wines USA LLC December 2013 - Present
LPL Financial July 2013 - January 2014
YN BAR August 2011 - March 2012
Gunn Allen Associates 2005 - 2011
Private Wine Consultant February 2001 - March 2010
Janney Montgomery Scott 2001 - 2005
Wheat First Butcher Singer/First Union Securities March 1997 - July 2001
Tucker Anthony April 1994 - March 1997
Classic Restoration LLC August 1986 - March 1992
Skills
Food and Beverage..., team builder and..., contract negotiator,..., inventory and cost..., company branding ,..., wine and food menu..., client data management..., design patron loyalty..., Vendors, Designs, Client, Management, Social Media, Wine, Wine Lists, Team Building, Menu Development, CRM, Contract Negotiation, Food & Beverage, Food, Sales, Marketing Strategy, Wine & Spirits Industry, Wine Tasting, Entrepreneurship, Social Media Marketing, Alcoholic Beverages, Event Management, Restaurants, New Business Development, Budgets, Event Planning, Retail, Training, Business Planning, Inventory Management, Time Management, Direct Marketing, Investments, Public Relations, Hiring, Leadership, Social Networking, Customer Satisfaction, Market Planning, Finance, Sales Management, Brand Management, Beer
Education
American International College 1986 — 1991
Dual Bachelor's degrees, International Business and International Marketing minor Political Science
Bob Moon's Tucker Anthony Experience June 1991 - March 1994
Job Investment Professional
Industry Investment Management
Experience
The Roosevelt Investment Group March 2007 - May 2013
Freedom Capital Management March 1994 - March 2007
Tucker Anthony June 1991 - March 1994
Prudential Securities September 1989 - June 1991
Skills
Equities, Series 7, Buy-side, Securities, FX trading, Series 63, Wealth Management, Trading Strategies, Bloomberg, Trading, Trading Systems, Asset Allocation, Equity Trading, Separately Managed..., Electronic Trading, Equity Research, Hedge Funds, Portfolio Management, Capital Markets, Investments, Bonds, Fixed Income, Mutual Funds, Asset Management, Investment Management, Investment Strategies, Emerging Markets, ETFs, Technical Analysis, Financial Markets, Alternative Investments, Options, Derivatives, Management, Financial Services, Valuation, Strategy, Financial Modeling, Risk Management, Finance, Investment Banking, Financial Analysis, Analysis, Equity Derivatives, Private Equity, FX Options, Economics
Education
Syracuse University 1983 — 1987
BA, English
St Johns 1979 — 1983
The Roosevelt Investment Group March 2007 - May 2013
Freedom Capital Management March 1994 - March 2007
Tucker Anthony June 1991 - March 1994
Prudential Securities September 1989 - June 1991
Skills
Equities, Series 7, Buy-side, Securities, FX trading, Series 63, Wealth Management, Trading Strategies, Bloomberg, Trading, Trading Systems, Asset Allocation, Equity Trading, Separately Managed..., Electronic Trading, Equity Research, Hedge Funds, Portfolio Management, Capital Markets, Investments, Bonds, Fixed Income, Mutual Funds, Asset Management, Investment Management, Investment Strategies, Emerging Markets, ETFs, Technical Analysis, Financial Markets, Alternative Investments, Options, Derivatives, Management, Financial Services, Valuation, Strategy, Financial Modeling, Risk Management, Finance, Investment Banking, Financial Analysis, Analysis, Equity Derivatives, Private Equity, FX Options, Economics
Education
Syracuse University 1983 — 1987
BA, English
St Johns 1979 — 1983
Thomas Stevens's Tucker Anthony Experience June 1998 - August 1999
Job
Industry Management Consulting
Experience
The Bowdoin Group September 2005 - Present
UBS Financial Services August 1999 - May 2005
Tucker Anthony June 1998 - August 1999
Skills
Metadata Management, Strategy, Hedge Funds, Recruiting, Management, Fixed Income, Asset Management, Executive Search, Portfolio Management, Sourcing, Securities, Trading, Market Research, Trading Systems, Asset Managment, Business Intelligence, Financial Services, Capital Markets, Start-ups, Investment Strategies, Business Development, Equities, Data Warehousing, Financial Markets, Electronic Trading, Analytics, Data Governance
Education
Trinity College-Hartford 1994 — 1998
BA, History/Economics
The Gilman School 1990 — 1994
High School Education
The Bowdoin Group September 2005 - Present
UBS Financial Services August 1999 - May 2005
Tucker Anthony June 1998 - August 1999
Skills
Metadata Management, Strategy, Hedge Funds, Recruiting, Management, Fixed Income, Asset Management, Executive Search, Portfolio Management, Sourcing, Securities, Trading, Market Research, Trading Systems, Asset Managment, Business Intelligence, Financial Services, Capital Markets, Start-ups, Investment Strategies, Business Development, Equities, Data Warehousing, Financial Markets, Electronic Trading, Analytics, Data Governance
Education
Trinity College-Hartford 1994 — 1998
BA, History/Economics
The Gilman School 1990 — 1994
High School Education
Erik Tumasz's Tucker Anthony Experience 2001 - 2002
Job Managing Director, Fixed Income Trading Technology, Wellington Management Company, LLP
Industry Investment Management
Experience
Wellington Management Company, LLP February 2006 - Present
Charles River Development April 2002 - January 2006
Tucker Anthony 2001 - 2002
PricewaterhouseCoopers 1999 - 2000
Scudder Kemper Investments 1996 - 1999
Education
Bentley University 1992 — 1996
1996, Finance
Wellington Management Company, LLP February 2006 - Present
Charles River Development April 2002 - January 2006
Tucker Anthony 2001 - 2002
PricewaterhouseCoopers 1999 - 2000
Scudder Kemper Investments 1996 - 1999
Education
Bentley University 1992 — 1996
1996, Finance
Frederick Ziegel's Tucker Anthony Experience 1999 - 2001
Job Vice President at Topeka Capital Markets, Inc
Industry Capital Markets
Experience
Topeka Capital Markets, Inc May 2011 - Present
Blue Water Capital Markets LLC March 2010 - January 2012
Mackinac Research LLC 2004 - 2009
Tucker Anthony 1999 - 2001
Punk Ziegel & Knoell 1990 - 1997
Needham & Company 1985 - 1990
Salomon Brothers 1982 - 1985
Buyside Firms 1972 - 1982
Skills
Investment Research, Financial Modeling, Equity Research, Series 7, Series 63, Securities, Valuation, Alternative Investments, Trading, Fixed Income, FINRA, Equity Valuation, Asset Managment
Education
Eastern Michigan University 1969 — 1971
Master of Business Administration (MBA), Accounting and Finance
Michigan State University 1965 — 1969
Bachelor of Science (BS), Labor Law/Economics
Topeka Capital Markets, Inc May 2011 - Present
Blue Water Capital Markets LLC March 2010 - January 2012
Mackinac Research LLC 2004 - 2009
Tucker Anthony 1999 - 2001
Punk Ziegel & Knoell 1990 - 1997
Needham & Company 1985 - 1990
Salomon Brothers 1982 - 1985
Buyside Firms 1972 - 1982
Skills
Investment Research, Financial Modeling, Equity Research, Series 7, Series 63, Securities, Valuation, Alternative Investments, Trading, Fixed Income, FINRA, Equity Valuation, Asset Managment
Education
Eastern Michigan University 1969 — 1971
Master of Business Administration (MBA), Accounting and Finance
Michigan State University 1965 — 1969
Bachelor of Science (BS), Labor Law/Economics
Don Rossbach's Tucker Anthony Experience 1984 - 1991
Job Director at KeyBanc Capital Markets
Industry Capital Markets
Experience
KeyBanc Capital Markets April 2001 - Present
Advest Inc. January 2000 - April 2001
J.C. Bradford 1991 - 1999
Tucker Anthony 1984 - 1991
Lehman Brothers 1982 - 1984
Skills
Equities, Investment Banking, Capital Markets, Equity Research, Business Strategy, Equity Sales, Investments, Valuation
Education
New York University, Stern School of Business 1979 — 1981
MBA, Finance
Dickinson College 1973 — 1977
BA, International Studies
Ranney
KeyBanc Capital Markets April 2001 - Present
Advest Inc. January 2000 - April 2001
J.C. Bradford 1991 - 1999
Tucker Anthony 1984 - 1991
Lehman Brothers 1982 - 1984
Skills
Equities, Investment Banking, Capital Markets, Equity Research, Business Strategy, Equity Sales, Investments, Valuation
Education
New York University, Stern School of Business 1979 — 1981
MBA, Finance
Dickinson College 1973 — 1977
BA, International Studies
Ranney
Kim St. Hilaire's Tucker Anthony Experience October 1986 - July 1987
Job Software Development Manager at Computer Resources
Industry Computer Software
Experience
Computer Resources December 2014 - Present
Global Relief Technologies November 2013 - December 2014
BeyondTrust Software, Inc. June 2010 - September 2013
Pragmatyxs May 2009 - June 2010
Goss International February 2008 - May 2009
Loftware, Inc. October 1994 - December 2007
Loftware October 1994 - December 2007
City of Somersworth, NH September 1988 - October 1994
Howard, Needles, Tammen & Bergendoff May 1988 - August 1988
Tucker Anthony October 1986 - July 1987
Skills
Scrum, C#, Microsoft SQL Server, Software Development, .NET, Agile Methodologies, C++, JavaScript, Project Management, Web Applications, Integration, Java, Web Services, AJAX, XML, ASP.NET
Education
Franklin Pierce University 1995 — 1997
Bachelor, Computer Science
Franklin Pierce University 1992 — 1994
Associate, Business Management
Computer Resources December 2014 - Present
Global Relief Technologies November 2013 - December 2014
BeyondTrust Software, Inc. June 2010 - September 2013
Pragmatyxs May 2009 - June 2010
Goss International February 2008 - May 2009
Loftware, Inc. October 1994 - December 2007
Loftware October 1994 - December 2007
City of Somersworth, NH September 1988 - October 1994
Howard, Needles, Tammen & Bergendoff May 1988 - August 1988
Tucker Anthony October 1986 - July 1987
Skills
Scrum, C#, Microsoft SQL Server, Software Development, .NET, Agile Methodologies, C++, JavaScript, Project Management, Web Applications, Integration, Java, Web Services, AJAX, XML, ASP.NET
Education
Franklin Pierce University 1995 — 1997
Bachelor, Computer Science
Franklin Pierce University 1992 — 1994
Associate, Business Management
Veronica Gilmartin March's Tucker Anthony Experience December 1989 - September 1995
Job Municipal Bond Professional pursuing new career opportunities
Industry Investment Management
Experience
SMC Fixed Income Management, LP August 2013 - June 2014
Merrill Lynch February 2010 - July 2013
Western Asset Management December 2005 - October 2007
Citigroup August 1997 - December 2005
Pershing Div of DLJ September 1995 - August 1997
Tucker Anthony December 1989 - September 1995
Rodman & Renshaw 1988 - 1989
Drexel Burnham Lambert 1985 - 1988
Skills
Municipal Bond..., Municipal Bond Trading, Muni Bond Specialist, Fixed Income, Bonds, Trading, Portfolio Management, Series 7, Bloomberg, Strategy, Due Diligence, Separately Managed..., Securities, Asset Allocation, Series 63, Mutual Funds, Asset Management, Capital Markets, Investments
Education
Fairfield University 1981 — 1985
Bachelor of Arts (BA), Economics
SMC Fixed Income Management, LP August 2013 - June 2014
Merrill Lynch February 2010 - July 2013
Western Asset Management December 2005 - October 2007
Citigroup August 1997 - December 2005
Pershing Div of DLJ September 1995 - August 1997
Tucker Anthony December 1989 - September 1995
Rodman & Renshaw 1988 - 1989
Drexel Burnham Lambert 1985 - 1988
Skills
Municipal Bond..., Municipal Bond Trading, Muni Bond Specialist, Fixed Income, Bonds, Trading, Portfolio Management, Series 7, Bloomberg, Strategy, Due Diligence, Separately Managed..., Securities, Asset Allocation, Series 63, Mutual Funds, Asset Management, Capital Markets, Investments
Education
Fairfield University 1981 — 1985
Bachelor of Arts (BA), Economics
Richard Weiss's Tucker Anthony Experience 1993 - 1996
Job Director, Branch Supervision & AVP, Compliance at Investors Capital
Industry Financial Services
Experience
Investors Capital May 2014 - Present
Investors Capital June 2010 - May 2014
Investors Capital March 2006 - June 2010
Investors Capital July 2004 - March 2006
OLDE / H&R Block Financial Advisors June 1999 - September 2002
Wedbush Securities 1997 - 1999
First Albany Corporation 1996 - 1997
Tucker Anthony 1993 - 1996
Skills
FINRA, Risk Management, Series 7, Series 24, Arbitration, Litigation
Education
Wharton School, University of Pennsylvania 2010 — 2010
FINRA Institute @ Wharton CRCP
Southern New Hampshire University 1996 — 1996
Business Administration and Management, General
Northeastern University 1988 — 1993
Investors Capital May 2014 - Present
Investors Capital June 2010 - May 2014
Investors Capital March 2006 - June 2010
Investors Capital July 2004 - March 2006
OLDE / H&R Block Financial Advisors June 1999 - September 2002
Wedbush Securities 1997 - 1999
First Albany Corporation 1996 - 1997
Tucker Anthony 1993 - 1996
Skills
FINRA, Risk Management, Series 7, Series 24, Arbitration, Litigation
Education
Wharton School, University of Pennsylvania 2010 — 2010
FINRA Institute @ Wharton CRCP
Southern New Hampshire University 1996 — 1996
Business Administration and Management, General
Northeastern University 1988 — 1993
C.J. Abati's Tucker Anthony Experience 1990 - 1997
Job Vice President, Client Accounting & Reporting Services, BNY Mellon
Industry Financial Services
Experience
BNY Mellon Asset Servicing August 1999 - Present
Bronner Slosberg Humphrey (Digitas) 1997 - 1999
Tucker Anthony 1990 - 1997
Skills
Bloomberg, Mutual Funds, Business Development, Business Analysis, Fixed Income, Securities, Banking, Global Custody, Investments, Financial Services, Fund Accounting, Equities, Asset Management, Hedge Funds, Management, Corporate Actions
Education
University of Massachusetts, Amherst 1986 — 1990
BA, History
BNY Mellon Asset Servicing August 1999 - Present
Bronner Slosberg Humphrey (Digitas) 1997 - 1999
Tucker Anthony 1990 - 1997
Skills
Bloomberg, Mutual Funds, Business Development, Business Analysis, Fixed Income, Securities, Banking, Global Custody, Investments, Financial Services, Fund Accounting, Equities, Asset Management, Hedge Funds, Management, Corporate Actions
Education
University of Massachusetts, Amherst 1986 — 1990
BA, History
Dennis Santos's Tucker Anthony Experience 1999 - 2001
Job Senior Analyst at GE Asset Management
Industry Financial Services
Experience
GE Asset Management April 2012 - Present
BGC Partners September 2010 - April 2012
Danbury Animal Welfare Society December 2009 - December 2010
Evaluation Associates 2007 - September 2010
UBS Investment Bank 2006 - 2007
Boston Options Exchange 2003 - 2006
Tucker Anthony 1999 - 2001
Skills
Fixed Income, Derivatives, Options, Investment Banking, Emerging Markets, Swaps, Bloomberg, Equities, Alternative Investments, Portfolio Management, Trading, Investments, Mutual Funds, Securities, Due Diligence, Hedge Funds, Asset Management, Credit, Capital Markets, Relationship Management, Asset Allocation
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2003 — 2006
MBA, Finance
Suffolk University 1998 — 2002
Bachelor of Science, International Economics
GE Asset Management April 2012 - Present
BGC Partners September 2010 - April 2012
Danbury Animal Welfare Society December 2009 - December 2010
Evaluation Associates 2007 - September 2010
UBS Investment Bank 2006 - 2007
Boston Options Exchange 2003 - 2006
Tucker Anthony 1999 - 2001
Skills
Fixed Income, Derivatives, Options, Investment Banking, Emerging Markets, Swaps, Bloomberg, Equities, Alternative Investments, Portfolio Management, Trading, Investments, Mutual Funds, Securities, Due Diligence, Hedge Funds, Asset Management, Credit, Capital Markets, Relationship Management, Asset Allocation
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2003 — 2006
MBA, Finance
Suffolk University 1998 — 2002
Bachelor of Science, International Economics
Kim Savage's Tucker Anthony Experience 1995 - 1998
Job Investor Relations Associate at $1B Hedge Fund
Industry Financial Services
Experience
$1B Hedge Fund December 2014 - Present
Artha Capital Management April 2007 - November 2014
UBS 1998 - 2000
Tucker Anthony 1995 - 1998
Lehman Brothers September 1991 - 1995
Skills
Hedge Funds, Equities, Alternative Investments, Asset Managment, Emerging Markets, Due Diligence
Education
University of Hartford 1987 — 1991
BSBA, Marketing
$1B Hedge Fund December 2014 - Present
Artha Capital Management April 2007 - November 2014
UBS 1998 - 2000
Tucker Anthony 1995 - 1998
Lehman Brothers September 1991 - 1995
Skills
Hedge Funds, Equities, Alternative Investments, Asset Managment, Emerging Markets, Due Diligence
Education
University of Hartford 1987 — 1991
BSBA, Marketing
Lori Muller's Tucker Anthony Experience 1987 - 1997
Job Co Founder & CEO at THEIA Studios inc.
Industry Computer Software
Experience
THEIA Studios inc. 2014 - Present
Bella Casa Marketing May 2013 - Present
Lori M. photography June 2011 - Present
Ever True Studios 2013 - 2013
Freedom Capital Management 1987 - 1997
network admin 1987 - 1997
tucker anthony 1987 - 1997
Skills
Professional..., Post Production..., Photography, Web Design, Multimedia, Art, Portrait Photography, CSS, Event Photography, HTML, PHP, Web Development, JavaScript, MySQL, Video Editing, Portraits, Weddings, Flash
Education
Harvard University 1997 — 2001
CAS, Multimedia
Roger Williams University 1980 — 1984
Bachelor of Science (B.S.), Business/Commerce, General
NECC
Photography
THEIA Studios inc. 2014 - Present
Bella Casa Marketing May 2013 - Present
Lori M. photography June 2011 - Present
Ever True Studios 2013 - 2013
Freedom Capital Management 1987 - 1997
network admin 1987 - 1997
tucker anthony 1987 - 1997
Skills
Professional..., Post Production..., Photography, Web Design, Multimedia, Art, Portrait Photography, CSS, Event Photography, HTML, PHP, Web Development, JavaScript, MySQL, Video Editing, Portraits, Weddings, Flash
Education
Harvard University 1997 — 2001
CAS, Multimedia
Roger Williams University 1980 — 1984
Bachelor of Science (B.S.), Business/Commerce, General
NECC
Photography
John Hohweiler's Tucker Anthony Experience October 1992 - October 2001
Job Senior Vice President at Wunderlich Securities
Industry Capital Markets
Experience
Wunderlich Securities March 2009 - Present
Stanford Group February 2006 - February 2009
Davenport & Company LLC January 2002 - January 2006
Tucker Anthony October 1992 - October 2001
Skills
Series 7, Equities, Series 63, Equity Sales, Institutional, Capital Markets, Hedge Funds
Education
University of Virginia 1989 — 1991
Master's Degree, Foreign Affairs
Georgetown University 1985 — 1989
B.A., Government
Wunderlich Securities March 2009 - Present
Stanford Group February 2006 - February 2009
Davenport & Company LLC January 2002 - January 2006
Tucker Anthony October 1992 - October 2001
Skills
Series 7, Equities, Series 63, Equity Sales, Institutional, Capital Markets, Hedge Funds
Education
University of Virginia 1989 — 1991
Master's Degree, Foreign Affairs
Georgetown University 1985 — 1989
B.A., Government
Amy Champion-Thomas's Tucker Anthony Experience July 1998 - March 2002
Job Asst. VP Branch Liaison at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2005 - Present
Bear Stearns April 2004 - June 2005
RBC Dain Rauscher March 2002 - April 2004
Tucker Anthony July 1998 - March 2002
Paine Webber May 1995 - July 1998
Education
Northeastern University 2004 — 2007
BSBA, Business Administration
Massasoit Community College 1990 — 1993
BS, Management
Wells Fargo Advisors June 2005 - Present
Bear Stearns April 2004 - June 2005
RBC Dain Rauscher March 2002 - April 2004
Tucker Anthony July 1998 - March 2002
Paine Webber May 1995 - July 1998
Education
Northeastern University 2004 — 2007
BSBA, Business Administration
Massasoit Community College 1990 — 1993
BS, Management
Brian Metz's Tucker Anthony Experience 1993 - 1995
Job Gainfully Employed
Industry Financial Services
Experience
NYS Attorney General's Office 2015 - 2015
NYS Attorney General's Office 2015 - 2015
NYS Attorney General's Office 2015 - 2015
SuperGreen Solutions January 2013 - November 2014
NYSE Euronext March 2008 - June 2012
NYFIX March 2008 - December 2010
Morgan Stanley Investment Management June 1997 - September 2007
Tucker Anthony 1993 - 1995
EGS Partners 1991 - 1995
Bear Stearns 1990 - 1991
Skills
Electronic Trading, Equity Trading, Equities, Sales, Compliance, Settlement, Product Development, Soft Dollars, WRAP, Trading Systems, Trading, Series 7, Hedge Funds, Securities, Bloomberg, Market Data, Series 63, Asset Managment, Capital Markets, Asset Management, Fixed Income, Financial Services
Education
University at Albany, SUNY 1986 — 1989
Bayside 1982 — 1985
NYS Attorney General's Office 2015 - 2015
NYS Attorney General's Office 2015 - 2015
NYS Attorney General's Office 2015 - 2015
SuperGreen Solutions January 2013 - November 2014
NYSE Euronext March 2008 - June 2012
NYFIX March 2008 - December 2010
Morgan Stanley Investment Management June 1997 - September 2007
Tucker Anthony 1993 - 1995
EGS Partners 1991 - 1995
Bear Stearns 1990 - 1991
Skills
Electronic Trading, Equity Trading, Equities, Sales, Compliance, Settlement, Product Development, Soft Dollars, WRAP, Trading Systems, Trading, Series 7, Hedge Funds, Securities, Bloomberg, Market Data, Series 63, Asset Managment, Capital Markets, Asset Management, Fixed Income, Financial Services
Education
University at Albany, SUNY 1986 — 1989
Bayside 1982 — 1985
Lauren Renga's Tucker Anthony Experience 1999 - 2001
Job VP Sales and Marketing
Industry Hospitality
Experience
S.I.T. INC. July 2015 - Present
S.I.T. Inc. May 2005 - July 2015
S.I.T. Inc. August 2001 - May 2005
Tucker Anthony 1999 - 2001
Skills
Hospitality, Hotels, Hospitality Industry, Restaurants, Sales Management, Trade Shows, Shopping Centers, Municipalities, Sales, Management, Resorts, Hospitality Management, Retail, Marketing, Microsoft Office, New Business Development
Education
Marist College 1995 — 1999
BS, Business Administration
Medway High School 1991 — 1995
S.I.T. INC. July 2015 - Present
S.I.T. Inc. May 2005 - July 2015
S.I.T. Inc. August 2001 - May 2005
Tucker Anthony 1999 - 2001
Skills
Hospitality, Hotels, Hospitality Industry, Restaurants, Sales Management, Trade Shows, Shopping Centers, Municipalities, Sales, Management, Resorts, Hospitality Management, Retail, Marketing, Microsoft Office, New Business Development
Education
Marist College 1995 — 1999
BS, Business Administration
Medway High School 1991 — 1995
Sabrina McKee's Tucker Anthony Experience 1991 - 1998
Job Managing Director, CoHead of Equity Capital Markets at CRT Capital Group
Industry Financial Services
Experience
CRT Capital Group April 2015 - Present
CRT Capital Group October 2014 - April 2015
Guggenheim Securities, LLC 2011 - October 2014
Morgan Stanley 2010 - 2010
Two Sigma Investments 2007 - 2010
UBS 2000 - 2007
UBS Investment Bank/PaineWebber Incorporated 2000 - 2007
Schroders 1999 - 2000
Tucker Anthony 1991 - 1998
Skills
Hedge Funds, Capital Markets, Equities, Series 7, Equity Research, Valuation, Trading Systems, Alternative Investments, Investments, Securities, Asset Management, Mutual Funds, Portfolio Management, Series 63, Fixed Income, Emerging Markets, Electronic Trading, Private Equity, Investment Banking, Trading
Education
Hobart and William Smith Colleges 1985 — 1989
BA, English
CRT Capital Group April 2015 - Present
CRT Capital Group October 2014 - April 2015
Guggenheim Securities, LLC 2011 - October 2014
Morgan Stanley 2010 - 2010
Two Sigma Investments 2007 - 2010
UBS 2000 - 2007
UBS Investment Bank/PaineWebber Incorporated 2000 - 2007
Schroders 1999 - 2000
Tucker Anthony 1991 - 1998
Skills
Hedge Funds, Capital Markets, Equities, Series 7, Equity Research, Valuation, Trading Systems, Alternative Investments, Investments, Securities, Asset Management, Mutual Funds, Portfolio Management, Series 63, Fixed Income, Emerging Markets, Electronic Trading, Private Equity, Investment Banking, Trading
Education
Hobart and William Smith Colleges 1985 — 1989
BA, English
Gayl Mileszko's Tucker Anthony Experience April 1990 - March 2002
Job Financial Services; Government Relations
Industry Financial Services
Experience
Braintree Capital Partners, LLC March 2008 - Present
Massachusetts Health and Educational Facilities Authority October 2005 - June 2008
Romney for President 2007 - 2008
Commonwealth of Massachusetts May 2005 - January 2007
Commonwealth of Massachusetts April 2003 - May 2005
Tucker Anthony April 1990 - March 2002
U.S. House of Representatives September 1983 - June 1988
Republican National Committee August 1981 - August 1983
Education
Yale University 1978 — 1981
Boston College 1976 — 1977
Triple Major
ARHS
Braintree Capital Partners, LLC March 2008 - Present
Massachusetts Health and Educational Facilities Authority October 2005 - June 2008
Romney for President 2007 - 2008
Commonwealth of Massachusetts May 2005 - January 2007
Commonwealth of Massachusetts April 2003 - May 2005
Tucker Anthony April 1990 - March 2002
U.S. House of Representatives September 1983 - June 1988
Republican National Committee August 1981 - August 1983
Education
Yale University 1978 — 1981
Boston College 1976 — 1977
Triple Major
ARHS
Rick DeGregorio's Tucker Anthony Experience July 1996 - May 2001
Job Sr. Compliance Consultant at Regulatory Compliance, LLC
Industry Financial Services
Experience
Regulatory Compliance, LLC July 2015 - Present
Detwiler Fenton September 2013 - March 2015
Putnam Investments July 2002 - October 2012
H.C. Wainwright May 2001 - July 2002
Tucker Anthony July 1996 - May 2001
Chubb Securities Corporation September 1994 - June 1996
Skills
Mutual Funds, Series 63, Series 7, FINRA, Securities, Investments, Series 24, Financial Services, Alternative Investments, Equities, Asset Management, Series 6, Vendor Management
Education
Merrimack College
Bachelor's Degree
Regulatory Compliance, LLC July 2015 - Present
Detwiler Fenton September 2013 - March 2015
Putnam Investments July 2002 - October 2012
H.C. Wainwright May 2001 - July 2002
Tucker Anthony July 1996 - May 2001
Chubb Securities Corporation September 1994 - June 1996
Skills
Mutual Funds, Series 63, Series 7, FINRA, Securities, Investments, Series 24, Financial Services, Alternative Investments, Equities, Asset Management, Series 6, Vendor Management
Education
Merrimack College
Bachelor's Degree
Andrew G. Collina's Tucker Anthony Experience January 2000 - January 2002
Job Managing Director at BB&T Capital Markets
Industry Investment Banking
Experience
BB&T Capital Markets 2010 - Present
Castanea Partners 2008 - October 2010
EMC Coporation June 2007 - December 2007
RBC Capital Markets January 2002 - June 2007
Tucker Anthony January 2000 - January 2002
BancBoston Robertson Stephens January 1996 - January 2000
Skills
Capital Markets, Corporate Development, Financial Modeling, Investment Banking, LBO, Mergers & Acquisitions, Private Equity, Valuation, Venture Capital
Education
Boston University Questrom School of Business 1993 — 1994
MBA
Brown University 1988 — 1992
AB, International Relations
BB&T Capital Markets 2010 - Present
Castanea Partners 2008 - October 2010
EMC Coporation June 2007 - December 2007
RBC Capital Markets January 2002 - June 2007
Tucker Anthony January 2000 - January 2002
BancBoston Robertson Stephens January 1996 - January 2000
Skills
Capital Markets, Corporate Development, Financial Modeling, Investment Banking, LBO, Mergers & Acquisitions, Private Equity, Valuation, Venture Capital
Education
Boston University Questrom School of Business 1993 — 1994
MBA
Brown University 1988 — 1992
AB, International Relations
Anna C. Hamilton's Tucker Anthony Experience April 1996 - May 2000
Job President, Hamilton Investment Strategies, Inc.
Industry Financial Services
Experience
Hamilton Investment Strategies, Inc. May 2002 - Present
Hilliard Lyons May 2000 - May 2002
Tucker Anthony April 1996 - May 2000
Skills
Finance, Retirement, Management, Personal Finance, Asset Management, Public Speaking, Strategic Planning
Education
Drexel University 1969 — 1983
Business Administration and Management, General
Holy Child Sharon 1964 — 1969
Hamilton Investment Strategies, Inc. May 2002 - Present
Hilliard Lyons May 2000 - May 2002
Tucker Anthony April 1996 - May 2000
Skills
Finance, Retirement, Management, Personal Finance, Asset Management, Public Speaking, Strategic Planning
Education
Drexel University 1969 — 1983
Business Administration and Management, General
Holy Child Sharon 1964 — 1969
Jim Devins's Tucker Anthony Experience April 1984 - August 2007
Job Senior VP at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc August 2007 - Present
Tucker Anthony April 1984 - August 2007
Education
UMass Boston 1977 — 1981
bs, finance, economics
Charlottesville High School 1972 — 1976
horace greeley
UBS Financial Services Inc August 2007 - Present
Tucker Anthony April 1984 - August 2007
Education
UMass Boston 1977 — 1981
bs, finance, economics
Charlottesville High School 1972 — 1976
horace greeley
Jon Barasch's Tucker Anthony Experience 1997 - 1997
Job Director at Interactive Data
Industry Financial Services
Experience
Interactive Data January 2012 - Present
Interactive Data January 2003 - December 2011
Interactive Data 1998 - 2001
Rickel Securities 1997 - 1998
Tucker Anthony 1997 - 1997
Gardnyr Michael Capital 1994 - 1996
Skills
Securities, Trading, Credit, Municipal, Fixed Income, Project Finance, Capital Markets, Credit Analysis, Bonds, Municipalities, Bloomberg, Equities, Derivatives, Valuation, Structured Finance, Business Development, Financial Markets, Hedge Funds, Investment Banking, Structured Products, Portfolio Management, Market Data, Asset Management, Alternative Investments, Financial Services, Series 7
Education
Rutgers, The State University of New Jersey-Newark 1998 — 2002
MBA, Finance
University of Maryland College Park 1986 — 1990
B.S., Finance
Interactive Data January 2012 - Present
Interactive Data January 2003 - December 2011
Interactive Data 1998 - 2001
Rickel Securities 1997 - 1998
Tucker Anthony 1997 - 1997
Gardnyr Michael Capital 1994 - 1996
Skills
Securities, Trading, Credit, Municipal, Fixed Income, Project Finance, Capital Markets, Credit Analysis, Bonds, Municipalities, Bloomberg, Equities, Derivatives, Valuation, Structured Finance, Business Development, Financial Markets, Hedge Funds, Investment Banking, Structured Products, Portfolio Management, Market Data, Asset Management, Alternative Investments, Financial Services, Series 7
Education
Rutgers, The State University of New Jersey-Newark 1998 — 2002
MBA, Finance
University of Maryland College Park 1986 — 1990
B.S., Finance
Jeffrey Rosenblum, CFP's Tucker Anthony Experience July 1998 - March 2003
Job First Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. June 2013 - Present
Merrill Lynch November 2005 - June 2013
RBC Wealth Management March 2003 - November 2005
Tucker Anthony July 1998 - March 2003
Gibraltar Securities June 1995 - July 1998
Education
Ithaca College 1984 — 1988
Bachelor of Science (B.S.), Business/Psychology
UBS Financial Services Inc. June 2013 - Present
Merrill Lynch November 2005 - June 2013
RBC Wealth Management March 2003 - November 2005
Tucker Anthony July 1998 - March 2003
Gibraltar Securities June 1995 - July 1998
Education
Ithaca College 1984 — 1988
Bachelor of Science (B.S.), Business/Psychology
Karla Lema's Tucker Anthony Experience 1999 - 2001
Job More to come at RDL Wealth Management LLC
Industry Financial Services
Experience
RDL Wealth Management LLC May 2015 - Present
UBS Financial Services, Inc. September 2005 - May 2015
RBC Wealth Management January 2002 - September 2005
Tucker Anthony 1999 - 2001
Education
Columbia University in the City of New York 1989 — 1993
BA, Sociology
Miss Porter's School 1985 — 1989
RDL Wealth Management LLC May 2015 - Present
UBS Financial Services, Inc. September 2005 - May 2015
RBC Wealth Management January 2002 - September 2005
Tucker Anthony 1999 - 2001
Education
Columbia University in the City of New York 1989 — 1993
BA, Sociology
Miss Porter's School 1985 — 1989
Jennifer Matuschek's Tucker Anthony Experience 1999 - 1999
Job Corporate Finance Consultant
Industry Financial Services
Experience
Corporate Finance Consultant June 2012 - Present
RED Digital Cinema March 2010 - May 2011
CIBER, Inc. July 2005 - April 2009
Horizon Organic/Dean Foods/WhiteWave Foods November 2002 - May 2005
The Wallach Company 2000 - 2001
Tucker Anthony 1999 - 1999
Hanifen, Imhoff Inc. 1995 - 1999
Grubb & Ellis 1991 - 1993
Morgan Stanley Capital International 1986 - 1987
Skills
Mergers, Strategic Planning, New Business Development, Financial Analysis, Management Consulting, Executive Management, Budgets, Business Development, Business Strategy, Start-ups, Financial Modeling, Financial Reporting, Strategy, Product Management, Business Planning, Forecasting, Business Analysis, Corporate Finance, Mergers & Acquisitions, Strategic Financial..., Investor Relations, Business Process..., Cross-functional Team..., Competitive Analysis, Process Improvement
Education
The University of Chicago - Booth School of Business 1993 — 1995
MBA, Finance & Accounting
Stanford University 1982 — 1986
BA, Economics
Corporate Finance Consultant June 2012 - Present
RED Digital Cinema March 2010 - May 2011
CIBER, Inc. July 2005 - April 2009
Horizon Organic/Dean Foods/WhiteWave Foods November 2002 - May 2005
The Wallach Company 2000 - 2001
Tucker Anthony 1999 - 1999
Hanifen, Imhoff Inc. 1995 - 1999
Grubb & Ellis 1991 - 1993
Morgan Stanley Capital International 1986 - 1987
Skills
Mergers, Strategic Planning, New Business Development, Financial Analysis, Management Consulting, Executive Management, Budgets, Business Development, Business Strategy, Start-ups, Financial Modeling, Financial Reporting, Strategy, Product Management, Business Planning, Forecasting, Business Analysis, Corporate Finance, Mergers & Acquisitions, Strategic Financial..., Investor Relations, Business Process..., Cross-functional Team..., Competitive Analysis, Process Improvement
Education
The University of Chicago - Booth School of Business 1993 — 1995
MBA, Finance & Accounting
Stanford University 1982 — 1986
BA, Economics
Horacio Chacon's Tucker Anthony Experience September 1985 - September 1987
Job PNC Wealth Management
Industry Banking
Experience
PNC September 2013 - Present
EagleBank April 2004 - August 2013
BB&T March 1997 - April 2004
Sandy Spring Bank March 1993 - March 1997
Sovran Bank/DC National/Amersco/NationsBank September 1987 - March 1993
Tucker Anthony September 1985 - September 1987
Skills
Credit, Negotiation, Planning, Loans, Underwriting, Banking, Commercial Lending, Credit Analysis, Budgeting, Small Business Lending, Portfolio Management, Financial Analysis, Credit Risk, Risk, Lines Of Credit, Commercial Mortgages, Documentation, Asset Based Lending, Commercial Credit, Asset Management, Loan Origination, Cross Selling, Construction Loans, Mortgage Lending, Financial Risk, Budgets
Education
FCIB in partnership with Michigan State Univ. & U.S. Dept. of Commerce 2013 — 2013
Certified International Credit Professional
Maryland Banking School 1995 — 1997
Leadership and Management, Economics and Bank Financial Management, Sales and Marketing, Credit
University of Maryland College Park 1980 — 1984
BA, Economics
PNC September 2013 - Present
EagleBank April 2004 - August 2013
BB&T March 1997 - April 2004
Sandy Spring Bank March 1993 - March 1997
Sovran Bank/DC National/Amersco/NationsBank September 1987 - March 1993
Tucker Anthony September 1985 - September 1987
Skills
Credit, Negotiation, Planning, Loans, Underwriting, Banking, Commercial Lending, Credit Analysis, Budgeting, Small Business Lending, Portfolio Management, Financial Analysis, Credit Risk, Risk, Lines Of Credit, Commercial Mortgages, Documentation, Asset Based Lending, Commercial Credit, Asset Management, Loan Origination, Cross Selling, Construction Loans, Mortgage Lending, Financial Risk, Budgets
Education
FCIB in partnership with Michigan State Univ. & U.S. Dept. of Commerce 2013 — 2013
Certified International Credit Professional
Maryland Banking School 1995 — 1997
Leadership and Management, Economics and Bank Financial Management, Sales and Marketing, Credit
University of Maryland College Park 1980 — 1984
BA, Economics
Danielle Sherbertes's Tucker Anthony Experience 2000 - 2002
Job Manager at Massachusetts Securities Division
Industry Financial Services
Experience
Massachusetts Securities Division March 2004 - Present
Massachusetts Securities Division 2004 - Present
Office of Legislative Affairs January 2003 - October 2003
Tucker Anthony 2000 - 2002
Moors and Cabot 1997 - 2000
Smith Barney 1995 - 1997
Education
University of Massachusetts Boston 2005 — 2007
Masters, Public Affairs
Bridgewater State University 1990 — 1994
Bachelors, Political Science and History
Massachusetts Securities Division March 2004 - Present
Massachusetts Securities Division 2004 - Present
Office of Legislative Affairs January 2003 - October 2003
Tucker Anthony 2000 - 2002
Moors and Cabot 1997 - 2000
Smith Barney 1995 - 1997
Education
University of Massachusetts Boston 2005 — 2007
Masters, Public Affairs
Bridgewater State University 1990 — 1994
Bachelors, Political Science and History
Rob Cramer's Tucker Anthony Experience September 1994 - October 2001
Job Managing Director at RBC Capital Markets
Industry Investment Banking
Experience
RBC Capital Markets September 2001 - Present
Tucker Anthony September 1994 - October 2001
Education
Bates College
BA, English
Middlebury College
MA, English
New York University - Leonard N. Stern School of Business
MBA, Finance
RBC Capital Markets September 2001 - Present
Tucker Anthony September 1994 - October 2001
Education
Bates College
BA, English
Middlebury College
MA, English
New York University - Leonard N. Stern School of Business
MBA, Finance
Keith Birkhaeuser's Tucker Anthony Experience October 1997 - March 2000
Job VP, Institutional Sales & Consultant Relations at Delaware Investments
Industry Financial Services
Experience
Delaware Investments December 2014 - Present
UBS Investment Bank March 2000 - May 2014
Tucker Anthony October 1997 - March 2000
Sanford C. Bernstein, & Co., Inc. February 1997 - October 1997
Deloitte & Touche Consulting Group August 1994 - January 1997
General Electric Company (GE) June 1990 - September 1992
General Electric Company (GE) January 1989 - June 1990
General Electric Company (GE) June 1987 - January 1989
Skills
Derivatives, Capital Markets, Equities, Investments, Hedge Funds, Alternative Investments, Financial Modeling, Valuation, Fixed Income, Equity Research, Investment Banking, Bloomberg, Strategy, Series 63, Finance, Leadership, Portfolio Management, Emerging Markets, Securities
Education
The University of Chicago Booth School of Business 1992 — 1994
MBA, Finance, International Business
Colby College 1983 — 1987
BA, Economics, Spanish
Delaware Investments December 2014 - Present
UBS Investment Bank March 2000 - May 2014
Tucker Anthony October 1997 - March 2000
Sanford C. Bernstein, & Co., Inc. February 1997 - October 1997
Deloitte & Touche Consulting Group August 1994 - January 1997
General Electric Company (GE) June 1990 - September 1992
General Electric Company (GE) January 1989 - June 1990
General Electric Company (GE) June 1987 - January 1989
Skills
Derivatives, Capital Markets, Equities, Investments, Hedge Funds, Alternative Investments, Financial Modeling, Valuation, Fixed Income, Equity Research, Investment Banking, Bloomberg, Strategy, Series 63, Finance, Leadership, Portfolio Management, Emerging Markets, Securities
Education
The University of Chicago Booth School of Business 1992 — 1994
MBA, Finance, International Business
Colby College 1983 — 1987
BA, Economics, Spanish
David Kirschenbaum's Tucker Anthony Experience July 1990 - December 1994
Job President at DAK Financial
Industry Financial Services
Experience
DAK Financial May 2011 - Present
Prager, Sealy & Co., LLC June 2010 - June 2011
DAK Financial December 1994 - June 2010
Tucker Anthony July 1990 - December 1994
Marine Midland Capital Markets December 1987 - July 1990
LF Rothschild Unterberg Towbin May 1971 - October 1987
Skills
Finance, Bonds, Healthcare, Management, Fixed Income, Capital Markets, Investment Banking, Securities, Investments, Financial Modeling, Private Equity, Derivatives
Education
City University of New York City College 1964 — 1968
BA, Political Science
Bronx Science
DAK Financial May 2011 - Present
Prager, Sealy & Co., LLC June 2010 - June 2011
DAK Financial December 1994 - June 2010
Tucker Anthony July 1990 - December 1994
Marine Midland Capital Markets December 1987 - July 1990
LF Rothschild Unterberg Towbin May 1971 - October 1987
Skills
Finance, Bonds, Healthcare, Management, Fixed Income, Capital Markets, Investment Banking, Securities, Investments, Financial Modeling, Private Equity, Derivatives
Education
City University of New York City College 1964 — 1968
BA, Political Science
Bronx Science
Stefan Haberer's Tucker Anthony Experience July 1994 - June 1996
Job Portfolio Manager, Petrus Asset Management
Industry Financial Services
Experience
Petrus Asset Management (The Perot Group) July 2011 - Present
W.H. Mell Associates, Inc. April 2004 - June 2011
William R. Hough & Co. December 1996 - February 2004
Everen Securities July 1996 - September 1996
Tucker Anthony July 1994 - June 1996
Prudential Investment Advisors November 1991 - July 1994
Standard and Poor's June 1988 - October 1991
Skills
Fixed Income, Bonds, Bloomberg, Series 7, Securities, Asset Managment, Portfolio Management, Investments, Public Finance, Asset Allocation, Mutual Funds, Investment Strategies, Asset Management, Alternative Investments, Hedge Funds, Mergers
Education
Manhattan College 1990 — 1992
MBA, Finance
Baruch College 1984 — 1988
BBA, Finance
Petrus Asset Management (The Perot Group) July 2011 - Present
W.H. Mell Associates, Inc. April 2004 - June 2011
William R. Hough & Co. December 1996 - February 2004
Everen Securities July 1996 - September 1996
Tucker Anthony July 1994 - June 1996
Prudential Investment Advisors November 1991 - July 1994
Standard and Poor's June 1988 - October 1991
Skills
Fixed Income, Bonds, Bloomberg, Series 7, Securities, Asset Managment, Portfolio Management, Investments, Public Finance, Asset Allocation, Mutual Funds, Investment Strategies, Asset Management, Alternative Investments, Hedge Funds, Mergers
Education
Manhattan College 1990 — 1992
MBA, Finance
Baruch College 1984 — 1988
BBA, Finance
Kate Vaughn's Tucker Anthony Experience June 1996 - June 2002
Job Managing Director at ThomasPartners Inc.
Industry Financial Services
Experience
ThomasPartners Inc. February 2005 - Present
Sapers & Wallack Advisors July 2002 - February 2005
Tucker Anthony June 1996 - June 2002
Skills
Investments, Investment Management, Mutual Funds, Financial Services, Asset Management, Portfolio Management, Asset Allocation
Education
University of Kent, Canterbury, England 1990 — 1992
Graduate Diploma, English Literature
University of Massachusetts, Amherst 1987 — 1992
BA, English
Loomis Chaffee 1984 — 1987
HS
ThomasPartners Inc. February 2005 - Present
Sapers & Wallack Advisors July 2002 - February 2005
Tucker Anthony June 1996 - June 2002
Skills
Investments, Investment Management, Mutual Funds, Financial Services, Asset Management, Portfolio Management, Asset Allocation
Education
University of Kent, Canterbury, England 1990 — 1992
Graduate Diploma, English Literature
University of Massachusetts, Amherst 1987 — 1992
BA, English
Loomis Chaffee 1984 — 1987
HS
Daniel Linnehan's Tucker Anthony Experience April 1992 - August 2001
Job Research Equity Trader/Associate Portfolio Manager at Brown Advisory
Industry Financial Services
Experience
Brown Advisory September 2009 - Present
Canaccord Adams July 2006 - June 2008
Leerink Swann September 2001 - June 2004
Tucker Anthony April 1992 - August 2001
Skills
Equities, Trading, Portfolio Management, Series 7, Hedge Funds, Mutual Funds, Bloomberg, Investments, Securities, Series 63, Risk Management, Investment Banking, Electronic Trading, Fixed Income, Client Relations, Sales
Education
Framingham State University
BA, Economics
Brown Advisory September 2009 - Present
Canaccord Adams July 2006 - June 2008
Leerink Swann September 2001 - June 2004
Tucker Anthony April 1992 - August 2001
Skills
Equities, Trading, Portfolio Management, Series 7, Hedge Funds, Mutual Funds, Bloomberg, Investments, Securities, Series 63, Risk Management, Investment Banking, Electronic Trading, Fixed Income, Client Relations, Sales
Education
Framingham State University
BA, Economics
Jacquelyn (Shriver) Ganguly's Tucker Anthony Experience 2000 - 2001
Job Supervisory Analyst at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus March 2006 - Present
Ryan Beck 2004 - 2007
Brean Murray, Carret & Co. February 2002 - March 2004
Tucker Anthony 2000 - 2001
H.C. Wainwright 1998 - 2000
Advest, Inc. 1996 - 1998
Skills
Equity Research, Equities, Securities, Capital Markets, Investments, Series 7, Series 16, Research, Compliance, FINRA, Series 4
Education
Bucknell University 1989 — 1993
B.A., English, History
Stifel Nicolaus March 2006 - Present
Ryan Beck 2004 - 2007
Brean Murray, Carret & Co. February 2002 - March 2004
Tucker Anthony 2000 - 2001
H.C. Wainwright 1998 - 2000
Advest, Inc. 1996 - 1998
Skills
Equity Research, Equities, Securities, Capital Markets, Investments, Series 7, Series 16, Research, Compliance, FINRA, Series 4
Education
Bucknell University 1989 — 1993
B.A., English, History
Chris Romano's Tucker Anthony Experience January 1988 - January 2000
Job Chief Financial Officer at BLT Restaurant Group
Industry Accounting
Experience
BLT Restaurant Group April 2011 - Present
Imperial Bag & Paper Co., LLC August 2010 - January 2011
Brenner Associates Inc. d/b/a National Marketing Services October 2008 - January 2010
BRENNER ASSOCIATES INC October 2008 - January 2010
MANDALAY SPECIALTIES January 2000 - January 2008
TUCKER ANTHONY January 1988 - January 2000
Skills
Financial Reporting, General Ledger, Financial Statements, Accounting, Human Resources, Finance, Profit, Executive Management, Inventory Management, Leadership, Retail, Due Diligence, Mergers & Acquisitions, Managerial Finance, Financial Analysis, Auditing, Internal Controls, Business Planning, Payroll, Strategy, Budgets, Strategic Planning
Education
Saint John's University 1985 — 1988
BS, Finance
Saint John's University
Bachelor of Science, Finance
BLT Restaurant Group April 2011 - Present
Imperial Bag & Paper Co., LLC August 2010 - January 2011
Brenner Associates Inc. d/b/a National Marketing Services October 2008 - January 2010
BRENNER ASSOCIATES INC October 2008 - January 2010
MANDALAY SPECIALTIES January 2000 - January 2008
TUCKER ANTHONY January 1988 - January 2000
Skills
Financial Reporting, General Ledger, Financial Statements, Accounting, Human Resources, Finance, Profit, Executive Management, Inventory Management, Leadership, Retail, Due Diligence, Mergers & Acquisitions, Managerial Finance, Financial Analysis, Auditing, Internal Controls, Business Planning, Payroll, Strategy, Budgets, Strategic Planning
Education
Saint John's University 1985 — 1988
BS, Finance
Saint John's University
Bachelor of Science, Finance
Lindalee Mulligan's Tucker Anthony Experience March 1992 - September 1995
Job Lacrosse Coach at St. Catherine's School
Industry Sports
Experience
St. Catherine's School February 2004 - Present
Tucker Anthony March 1992 - September 1995
Lehman Brothers January 1985 - March 1992
Skills
Social Media, Event Planning, Event Management, Marketing, Social Media Marketing
Education
VCU - Art Foundation Program 1996 — 1999
Colgate University 1980 — 1984
BA, Economics
George School
St. Catherine's School February 2004 - Present
Tucker Anthony March 1992 - September 1995
Lehman Brothers January 1985 - March 1992
Skills
Social Media, Event Planning, Event Management, Marketing, Social Media Marketing
Education
VCU - Art Foundation Program 1996 — 1999
Colgate University 1980 — 1984
BA, Economics
George School
Marc Menchel's Tucker Anthony Experience 1995 - 2002
Job Principal at Menchel Consulting LLC
Industry Financial Services
Experience
Menchel Consulting LLC September 2012 - Present
Financial Industry Regulatory Authority April 2002 - May 2012
Tucker Anthony 1995 - 2002
Prudential Securities 1989 - 1995
Skills
Broker-Dealer, Corporate Governance, Securities Litigation, Financial Regulation, Internal Investigations, Hedge Funds, FCPA, Equities, Private Placements, Investment Company Act, Investment Advisers Act, Corporate Law, Fixed Income, Financial Services, USA PATRIOT Act, OFAC, Trading, Options, Private Equity, Policy, Alternative Investments, Prime Brokerage
Education
Syracuse University College of Law 1977 — 1980
Doctor of Law (JD)
Davidson College 1973 — 1977
AB
Menchel Consulting LLC September 2012 - Present
Financial Industry Regulatory Authority April 2002 - May 2012
Tucker Anthony 1995 - 2002
Prudential Securities 1989 - 1995
Skills
Broker-Dealer, Corporate Governance, Securities Litigation, Financial Regulation, Internal Investigations, Hedge Funds, FCPA, Equities, Private Placements, Investment Company Act, Investment Advisers Act, Corporate Law, Fixed Income, Financial Services, USA PATRIOT Act, OFAC, Trading, Options, Private Equity, Policy, Alternative Investments, Prime Brokerage
Education
Syracuse University College of Law 1977 — 1980
Doctor of Law (JD)
Davidson College 1973 — 1977
AB
Jim Cobban's Tucker Anthony Experience September 1984 - 1991
Job Independent investor/trader at home
Industry Sports
Experience
home June 2005 - Present
Tucker, Anthony September 1984 - 1991
Lehman Bros., Kuhn Loeb January 1977 - September 1984
Skills
Research, Microsoft Excel, Microsoft Office
Education
Colby College 1952 — 1956
Bachelor of Arts (B.A.), Geology/Earth Science, General
Collegiate School, NYC 1943 — 1952
College Preparatory School
home June 2005 - Present
Tucker, Anthony September 1984 - 1991
Lehman Bros., Kuhn Loeb January 1977 - September 1984
Skills
Research, Microsoft Excel, Microsoft Office
Education
Colby College 1952 — 1956
Bachelor of Arts (B.A.), Geology/Earth Science, General
Collegiate School, NYC 1943 — 1952
College Preparatory School
Lisa Giannone's Tucker Anthony Experience 1995 - 2002
Job Officer Market Surveillance/Monitoring Specialist at Bank of America
Industry Financial Services
Experience
Bank of America August 2011 - Present
State Street Corporation 2007 - 2010
Investors Bank & Trust 2002 - 2007
Tucker Anthony 1995 - 2002
Skills
Dedicated to meeting..., Decision Making and..., Process Improvement, Regulatory Analysis, Familiar with..., Financial Services, Financial Risk, Analysis, Banking
Education
American Institute for Paralegal Studies 1984 — 1985
Certificate, Law
Suffolk University 1978 — 1982
Bachelor of Arts, Political Science, minor in Spanish
Bank of America August 2011 - Present
State Street Corporation 2007 - 2010
Investors Bank & Trust 2002 - 2007
Tucker Anthony 1995 - 2002
Skills
Dedicated to meeting..., Decision Making and..., Process Improvement, Regulatory Analysis, Familiar with..., Financial Services, Financial Risk, Analysis, Banking
Education
American Institute for Paralegal Studies 1984 — 1985
Certificate, Law
Suffolk University 1978 — 1982
Bachelor of Arts, Political Science, minor in Spanish
Robert Scriven's Tucker Anthony Experience 1984 - 1996
Job Financial Services Executive
Industry Financial Services
Experience
GoIndustry DoveBid 2005 - 2010
GE Capital 1997 - 2001
Sun Microsystems 1997 - 1998
Tucker Anthony 1984 - 1996
Shawmut Corporation 1984 - 1996
EF Hutton 1978 - 1984
Skills
Executive Management, Finance, Business Acquisition, Acquisition Integration
Education
Merrimack College
GoIndustry DoveBid 2005 - 2010
GE Capital 1997 - 2001
Sun Microsystems 1997 - 1998
Tucker Anthony 1984 - 1996
Shawmut Corporation 1984 - 1996
EF Hutton 1978 - 1984
Skills
Executive Management, Finance, Business Acquisition, Acquisition Integration
Education
Merrimack College
Jennifer Lamarre's Tucker Anthony Experience 1993 - 1999
Job Lifecoach specializing in Divorce and Life After Divorce
Industry Internet
Experience
Knight School of Communication September 2010 - Present
Tucker Anthony 1993 - 1999
Painewebber 1990 - 1993
Education
Queens University of Charlotte 2010 — 2014
Master's degree, Communication, General
Vanderbilt 1986 — 1990
BA, Economics
Knight School of Communication September 2010 - Present
Tucker Anthony 1993 - 1999
Painewebber 1990 - 1993
Education
Queens University of Charlotte 2010 — 2014
Master's degree, Communication, General
Vanderbilt 1986 — 1990
BA, Economics
Branch Harding's Tucker Anthony Experience 1974 - 1980
Job Director at Shaw Fund for Marriner's Children
Industry Investment Management
Experience
Shaw Fund for Marriner's Children 1995 - Present
Gerrity Company 1980 - Present
Tucker Anthony 1974 - 1980
Education
Harvard College 1971 — 1974
Shaw Fund for Marriner's Children 1995 - Present
Gerrity Company 1980 - Present
Tucker Anthony 1974 - 1980
Education
Harvard College 1971 — 1974
Paul Bowes's Tucker Anthony Experience January 1995 - March 2002
Job Director Administrative Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2007 - Present
RBC Wealth Management April 2002 - February 2007
Tucker Anthony January 1995 - March 2002
Skills
Financial Analysis, Compliance, Risk Management, People Management, Portfolio Management, Securities, Financial Reporting, Investments, Strategic Financial..., Budgets, Asset Management, Equities, Customer Service, Series 7, Strategic Planning, Bloomberg, Wealth Management, Team Building, Business Planning
Education
Bryant College 1990 — 1992
BS, Finance
Dean College 1988 — 1990
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
Merrill Lynch February 2007 - Present
RBC Wealth Management April 2002 - February 2007
Tucker Anthony January 1995 - March 2002
Skills
Financial Analysis, Compliance, Risk Management, People Management, Portfolio Management, Securities, Financial Reporting, Investments, Strategic Financial..., Budgets, Asset Management, Equities, Customer Service, Series 7, Strategic Planning, Bloomberg, Wealth Management, Team Building, Business Planning
Education
Bryant College 1990 — 1992
BS, Finance
Dean College 1988 — 1990
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
margaret whitfield's Tucker Anthony Experience 1994 - 2001
Job Independent analyst
Industry Investment Management
Experience
Sterne Agee February 2007 - November 2012
Tucker Anthony 1994 - 2001
Skills
Bloomberg, Series 63, Mutual Funds, Series 7, FINRA, Alternative Investments, Securities, Hedge Funds, Fixed Income, Equities, Equity Research, Capital Markets
Education
New York University
Master of Business Administration (MBA), Finance, General
Sterne Agee February 2007 - November 2012
Tucker Anthony 1994 - 2001
Skills
Bloomberg, Series 63, Mutual Funds, Series 7, FINRA, Alternative Investments, Securities, Hedge Funds, Fixed Income, Equities, Equity Research, Capital Markets
Education
New York University
Master of Business Administration (MBA), Finance, General
James Steffens's Tucker Anthony Experience May 1997 - September 1997
Job IT Telecom Procurement Manager at BNP Paribas
Industry Banking
Experience
BNP Paribas November 2004 - Present
Thomson Financial June 2001 - March 2004
Goldman Sachs November 1999 - June 2001
Guy Carpenter September 1997 - November 1999
Tucker Anthony May 1997 - September 1997
Banco Bamerindus do Brasil December 1994 - May 1997
Bank Austria June 1991 - December 1994
Citi March 1990 - June 1991
New York Institute of Technology April 1988 - March 1990
Skills
Vendor Relationship..., IT Procurement, Procurement Contracts, Invoice Processing, Data Center Operations, Data Center Relocation, Computer Network..., Cisco Routers, LAN-WAN, LAN Switching, TCP/IP, Routing Protocols, DNS, Sniffer Pro, Network Management..., SNMP, WINS, Systems Management, VAX, Digital Pathworks, DECnet, HP-UX, AS400 Administration, Windows Server, Newbridge MainStreet MUX, Windows 95, MS-DOS, Desktop Computers, Laser Printers, Greenbar Printers, Tape Backup, Tape Libraries, Cabling
Education
Dowling College 1996 — 1999
Master of Business Administration (M.B.A.), Banking and Finance
New York Institute of Technology 1988 — 1996
Bachelor's Degree, Computer and Information Sciences, General
Grumman Data Systems Institute 1988 — 1988
Computer Operations Diploma, IBM, RPG II, Operating Systems, Storage Systems
BNP Paribas November 2004 - Present
Thomson Financial June 2001 - March 2004
Goldman Sachs November 1999 - June 2001
Guy Carpenter September 1997 - November 1999
Tucker Anthony May 1997 - September 1997
Banco Bamerindus do Brasil December 1994 - May 1997
Bank Austria June 1991 - December 1994
Citi March 1990 - June 1991
New York Institute of Technology April 1988 - March 1990
Skills
Vendor Relationship..., IT Procurement, Procurement Contracts, Invoice Processing, Data Center Operations, Data Center Relocation, Computer Network..., Cisco Routers, LAN-WAN, LAN Switching, TCP/IP, Routing Protocols, DNS, Sniffer Pro, Network Management..., SNMP, WINS, Systems Management, VAX, Digital Pathworks, DECnet, HP-UX, AS400 Administration, Windows Server, Newbridge MainStreet MUX, Windows 95, MS-DOS, Desktop Computers, Laser Printers, Greenbar Printers, Tape Backup, Tape Libraries, Cabling
Education
Dowling College 1996 — 1999
Master of Business Administration (M.B.A.), Banking and Finance
New York Institute of Technology 1988 — 1996
Bachelor's Degree, Computer and Information Sciences, General
Grumman Data Systems Institute 1988 — 1988
Computer Operations Diploma, IBM, RPG II, Operating Systems, Storage Systems
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
Prudential Securities
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation