U. S. Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Founder: Franklin D. Roosevelt Founded: June 6, 1934 Headquarters: Washington, D.C. Jurisdiction: United States of America Number of employees: 4,301 (2015)
U. S. Securities and Exchange Commission List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at U. S. Securities and Exchange Commission. You can filter them based on skills, years of employment, job, education, department, and prior employment.
U. S. Securities and Exchange Commission Salaries. You can even request information on how much does U. S. Securities and Exchange Commission pay if you want to. Learn about salaries, pros and cons of working for U. S. Securities and Exchange Commission directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
15 U. S. Securities and Exchange Commission employees in database. Find out everything there's to know about U. S. Securities and Exchange Commission employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
U. S. Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Jason Farrell Jason Farrell's U. S. Securities and Exchange Commission Experience 2011 - Present
Job Investigator / Legal Specialist at U. S. Securities and Exchange Commission
Industry Legal Services
Experience
U. S. Securities and Exchange Commission 2011 - Present
Education
Northeastern University 2000 — 2002
Master's Degree, Criminology, Pre-law
Northeastern University 1996 — 2000
Bachelor's Degree, Criminal Justice
U. S. Securities and Exchange Commission 2011 - Present
Education
Northeastern University 2000 — 2002
Master's Degree, Criminology, Pre-law
Northeastern University 1996 — 2000
Bachelor's Degree, Criminal Justice
Audrey D. Shields Audrey D. Shields's U. S. Securities and Exchange Commission Experience August 1983 - May 1987
Job Law Office of Audrey D. Shields
Industry Law Practice
Experience
Law Office of Audrey D. Shields May 1983 - Present
U. S. Securities and Exchange Commission August 1983 - May 1987
Skills
Family Law, Trial Practice
Education
Howard University School of Law 1980 — 1983
Juris Doctorate, Law
Howard University School of Communications 1978 — 1980
Bachelors of Arts, Print Communications
Law Office of Audrey D. Shields May 1983 - Present
U. S. Securities and Exchange Commission August 1983 - May 1987
Skills
Family Law, Trial Practice
Education
Howard University School of Law 1980 — 1983
Juris Doctorate, Law
Howard University School of Communications 1978 — 1980
Bachelors of Arts, Print Communications
Eugene Goldman Eugene Goldman's U. S. Securities and Exchange Commission Experience August 1977 - October 1983
Job Partner at McDermott Will & Emery
Industry Legal Services
Experience
McDermott Will & Emery August 1991 - Present
U.S. District Court for the District of Columbia May 1986 - October 1986
U. S. Securities and Exchange Commission August 1977 - October 1983
Skills
Appeals, Corporate Law, Litigation, Arbitration, Civil Litigation, Corporate Governance, Securities Regulation, Auditing, Due Diligence, Prosecution, Legal Advice, Patent Litigation, Trials, Legal Research, Legal Writing, Enforcement, Intellectual Property, Securities Litigation, Fundraising, Securities, Portfolio Management, Fraud, Mediation, Trade Secrets
Education
The Catholic University of America 1973 — 1977
Doctor of Law (JD)
American University 1969 — 1973
Bachelor of Arts (BA) with honors in Political Science
McDermott Will & Emery August 1991 - Present
U.S. District Court for the District of Columbia May 1986 - October 1986
U. S. Securities and Exchange Commission August 1977 - October 1983
Skills
Appeals, Corporate Law, Litigation, Arbitration, Civil Litigation, Corporate Governance, Securities Regulation, Auditing, Due Diligence, Prosecution, Legal Advice, Patent Litigation, Trials, Legal Research, Legal Writing, Enforcement, Intellectual Property, Securities Litigation, Fundraising, Securities, Portfolio Management, Fraud, Mediation, Trade Secrets
Education
The Catholic University of America 1973 — 1977
Doctor of Law (JD)
American University 1969 — 1973
Bachelor of Arts (BA) with honors in Political Science
Bob Nachtmann's U. S. Securities and Exchange Commission Experience 1989 - 1991
Job Dean at University of Texas
Industry Education Management
Experience
The University of Texas at El Paso 2005 - Present
UTEP, Department of Economics and Finance 2005 - Present
Federal Reserve Bank of Dallas 2010 - Present
University of Pittsburgh Katz Graduate School of Business June 1998 - August 2005
U. S. Securities and Exchange Commission 1989 - 1991
Skills
Business Strategy, Team Building, Leadership, Curriculum Design, Student Affairs, Economics, Program Management, Adult Education, Higher Education, Qualitative Research, Entrepreneurship, Fundraising, Leadership Development, Spanish, Distance Learning, Budgets, Microsoft Office, Team Leadership, Management Consulting, Nonprofits, Student Development, Coaching, SPSS, Financial Analysis, Instructional Design, Research, Public Relations, Staff Development, Data Analysis, Non-profits, Statistics, Strategic Planning, Teaching, Curriculum Development, Public Speaking, Analysis, Organizational..., PowerPoint, University Teaching, Community Outreach, Grant Writing, Program Development, Admissions, Policy, Academic Advising, Econometrics, Program Evaluation, Corporate Finance, Finance
Education
Indiana University - Kelley School of Business 1977 — 1981
DBA, Finance
The University of Texas at El Paso 2005 - Present
UTEP, Department of Economics and Finance 2005 - Present
Federal Reserve Bank of Dallas 2010 - Present
University of Pittsburgh Katz Graduate School of Business June 1998 - August 2005
U. S. Securities and Exchange Commission 1989 - 1991
Skills
Business Strategy, Team Building, Leadership, Curriculum Design, Student Affairs, Economics, Program Management, Adult Education, Higher Education, Qualitative Research, Entrepreneurship, Fundraising, Leadership Development, Spanish, Distance Learning, Budgets, Microsoft Office, Team Leadership, Management Consulting, Nonprofits, Student Development, Coaching, SPSS, Financial Analysis, Instructional Design, Research, Public Relations, Staff Development, Data Analysis, Non-profits, Statistics, Strategic Planning, Teaching, Curriculum Development, Public Speaking, Analysis, Organizational..., PowerPoint, University Teaching, Community Outreach, Grant Writing, Program Development, Admissions, Policy, Academic Advising, Econometrics, Program Evaluation, Corporate Finance, Finance
Education
Indiana University - Kelley School of Business 1977 — 1981
DBA, Finance
Joe McHale's U. S. Securities and Exchange Commission Experience February 2011 - Present
Job Learning Officer at SEC
Industry Government Administration
Experience
U. S. Securities and Exchange Commission February 2011 - Present
US Securities and Exchange Commission June 2000 - February 2011
Skills
Financial Analysis, Government, Securities, Mutual Funds, Risk Management, Financial Risk, Program Management, Economics, Corporate Governance, Accounting, Financial Services, Analysis, Hedge Funds, Internal Controls, Capital Markets, Asset Management, Strategy, Policy, Due Diligence
Education
College of Boca Raton (Lynn University) 1990 — 1991
BS in Business
George Mason University 1987 — 1990
Business Administration
U. S. Securities and Exchange Commission February 2011 - Present
US Securities and Exchange Commission June 2000 - February 2011
Skills
Financial Analysis, Government, Securities, Mutual Funds, Risk Management, Financial Risk, Program Management, Economics, Corporate Governance, Accounting, Financial Services, Analysis, Hedge Funds, Internal Controls, Capital Markets, Asset Management, Strategy, Policy, Due Diligence
Education
College of Boca Raton (Lynn University) 1990 — 1991
BS in Business
George Mason University 1987 — 1990
Business Administration
Jay A. Scoggins's U. S. Securities and Exchange Commission Experience April 2000 - Present
Job Adjunct Faculty at University of Denver Sturm College of Law
Industry Law Enforcement
Experience
University of Denver - Sturm College of Law January 2015 - Present
U. S. Securities and Exchange Commission April 2000 - Present
Adams County District Attorney's Office 1997 - 2000
Skills
Securities Regulation, Investigation, SEC, Internal Investigations, Enforcement, Legal Research, Legal Writing, Finance, Investments, Fraud, Securities Fraud, Team Leadership, Negotiation, Government, Litigation, Law Enforcement, Civil Litigation, Courts, Criminal Law, Trials, Appeals, Leadership, Leadership Development, Management, Change Management, Criminal Investigations, University Teaching, Legal Education, Legal Compliance
Education
University of Denver - Sturm College of Law 1994 — 1997
J.D.
North Carolina State University 1988 — 1993
BA, Psychology
University of Denver - Sturm College of Law January 2015 - Present
U. S. Securities and Exchange Commission April 2000 - Present
Adams County District Attorney's Office 1997 - 2000
Skills
Securities Regulation, Investigation, SEC, Internal Investigations, Enforcement, Legal Research, Legal Writing, Finance, Investments, Fraud, Securities Fraud, Team Leadership, Negotiation, Government, Litigation, Law Enforcement, Civil Litigation, Courts, Criminal Law, Trials, Appeals, Leadership, Leadership Development, Management, Change Management, Criminal Investigations, University Teaching, Legal Education, Legal Compliance
Education
University of Denver - Sturm College of Law 1994 — 1997
J.D.
North Carolina State University 1988 — 1993
BA, Psychology
Suzanna A. Sahakian's U. S. Securities and Exchange Commission Experience January 2013 - March 2013
Job Paralegal
Industry Legal Services
Experience
King & Spalding July 2013 - March 2015
U. S. Securities and Exchange Commission January 2013 - March 2013
Federal Public Defender July 2012 - September 2012
Pin USA January 2011 - May 2012
Wells Fargo Bank 2002 - 2010
Skills
Customer Service, PowerPoint, Word, Legal Research, Outlook, Westlaw, Microsoft Office, Research, Microsoft Excel, Lexis, Wordperfect, Legal Writing, Legal Assistance, Legal, Paralegals, Administrative..., Adobe Acrobat, Criminal Law, Corporate Law, Mac, Civil Litigation, Legal Documents, Social Networking, Personal Injury, Fundraising, Marketing, Filing, Microsoft Word, Mediation, Trials, LexisNexis
Education
UCLA Extension 2012 — 2013
Paralegal Certificate, Paralegal Studies
California State University-Northridge 2005 — 2007
Bachelors, Graphic Design
King & Spalding July 2013 - March 2015
U. S. Securities and Exchange Commission January 2013 - March 2013
Federal Public Defender July 2012 - September 2012
Pin USA January 2011 - May 2012
Wells Fargo Bank 2002 - 2010
Skills
Customer Service, PowerPoint, Word, Legal Research, Outlook, Westlaw, Microsoft Office, Research, Microsoft Excel, Lexis, Wordperfect, Legal Writing, Legal Assistance, Legal, Paralegals, Administrative..., Adobe Acrobat, Criminal Law, Corporate Law, Mac, Civil Litigation, Legal Documents, Social Networking, Personal Injury, Fundraising, Marketing, Filing, Microsoft Word, Mediation, Trials, LexisNexis
Education
UCLA Extension 2012 — 2013
Paralegal Certificate, Paralegal Studies
California State University-Northridge 2005 — 2007
Bachelors, Graphic Design
Craig Lewis's U. S. Securities and Exchange Commission Experience June 2011 - May 2014
Job Madison S. Wigginton Professor of Finance, Owen Graduate School of Management, Vanderbilt University
Industry Higher Education
Experience
Vanderbilt University August 1986 - Present
U. S. Securities and Exchange Commission June 2011 - May 2014
U.S. Securities and Exchange Commission June 2011 - May 2014
University of Wisconsin-Madison August 1981 - July 1986
Arthur Young & Co July 1978 - August 1981
Skills
Economics, Corporate Finance, Data Analysis, Financial Analysis, Analysis, Econometrics, Financial Modeling, Quantitative Analytics, Strategic Planning, Valuation, Research, Macroeconomics, Business Strategy, Capital Markets, Stata, Leadership, Eviews, Bloomberg, Fixed Income, Statistics, Finance
Education
University of Wisconsin-Madison - School of Business 1981 — 1987
MS, Finance
University of Wisconsin-Madison - School of Business 1981 — 1986
PhD, Finance
The Ohio State University Fisher College of Business 1974 — 1978
BS Accounting, Accounting
Vanderbilt University August 1986 - Present
U. S. Securities and Exchange Commission June 2011 - May 2014
U.S. Securities and Exchange Commission June 2011 - May 2014
University of Wisconsin-Madison August 1981 - July 1986
Arthur Young & Co July 1978 - August 1981
Skills
Economics, Corporate Finance, Data Analysis, Financial Analysis, Analysis, Econometrics, Financial Modeling, Quantitative Analytics, Strategic Planning, Valuation, Research, Macroeconomics, Business Strategy, Capital Markets, Stata, Leadership, Eviews, Bloomberg, Fixed Income, Statistics, Finance
Education
University of Wisconsin-Madison - School of Business 1981 — 1987
MS, Finance
University of Wisconsin-Madison - School of Business 1981 — 1986
PhD, Finance
The Ohio State University Fisher College of Business 1974 — 1978
BS Accounting, Accounting
Wayne Carlin's U. S. Securities and Exchange Commission Experience 1999 - 2004
Job Partner at Wachtell, Lipton, Rosen & Katz
Industry Law Practice
Experience
Wachtell, Lipton, Rosen & Katz February 2004 - Present
U. S. Securities and Exchange Commission 1999 - 2004
Lazard Freres & Co. 1997 - 1999
U. S. Securities and Exchange Commission 1993 - 1997
Testa, Hurwitz & Thibeault 1986 - 1993
Education
Harvard Law School 1981 — 1984
J.D., Law
Harvard University 1977 — 1981
A.B., History
Wachtell, Lipton, Rosen & Katz February 2004 - Present
U. S. Securities and Exchange Commission 1999 - 2004
Lazard Freres & Co. 1997 - 1999
U. S. Securities and Exchange Commission 1993 - 1997
Testa, Hurwitz & Thibeault 1986 - 1993
Education
Harvard Law School 1981 — 1984
J.D., Law
Harvard University 1977 — 1981
A.B., History
José L. Santillan, CFA's U. S. Securities and Exchange Commission Experience December 2012 - Present
Job Asset Management Unit Industry Expert at U. S. Securities and Exchange Commission Enforcement Division
Industry Investment Management
Experience
U. S. Securities and Exchange Commission December 2012 - Present
Corporate Governance Roles December 2010 - Present
BMO - Harris Bank August 2008 - August 2011
Trinity Health June 1995 - April 2011
Holland Capital Management - Large Cap Equity Mutual Fund June 2009 - December 2010
LaSalle National Bank (ABN AMRO) June 1980 - May 2008
Skills
Asset Management, Portfolio Management, Investments, Risk Management, Compliance, Asset Allocation, Wealth Management, Strategic Planning, Leadership, Executive Management, Not-for-profit..., Talent Management, Financial Regulation, Mutual Funds, Open Architecture, University Recruitment, Alternative Investments, Asset Managment, Mentoring Of Staff, Investment Advisory, Capital Markets, Financial Markets, Securities, Options, Strategic Financial..., Financial Services, Trading, Strategy, High Net Worth..., Hedge Funds, Fixed Income, Wealth Management..., Equities, Banking
Education
DePaul University 1981 — 1984
MBA, Finance, With Distinction
University of Illinois at Chicago 1975 — 1980
BS, Accounting
U. S. Securities and Exchange Commission December 2012 - Present
Corporate Governance Roles December 2010 - Present
BMO - Harris Bank August 2008 - August 2011
Trinity Health June 1995 - April 2011
Holland Capital Management - Large Cap Equity Mutual Fund June 2009 - December 2010
LaSalle National Bank (ABN AMRO) June 1980 - May 2008
Skills
Asset Management, Portfolio Management, Investments, Risk Management, Compliance, Asset Allocation, Wealth Management, Strategic Planning, Leadership, Executive Management, Not-for-profit..., Talent Management, Financial Regulation, Mutual Funds, Open Architecture, University Recruitment, Alternative Investments, Asset Managment, Mentoring Of Staff, Investment Advisory, Capital Markets, Financial Markets, Securities, Options, Strategic Financial..., Financial Services, Trading, Strategy, High Net Worth..., Hedge Funds, Fixed Income, Wealth Management..., Equities, Banking
Education
DePaul University 1981 — 1984
MBA, Finance, With Distinction
University of Illinois at Chicago 1975 — 1980
BS, Accounting
Kathleen Kahle's U. S. Securities and Exchange Commission Experience July 2001 - July 2002
Job Professor of Finance at The University of Arizona
Industry Higher Education
Experience
The University of Arizona, Eller College of Management May 2014 - Present
University of Arizona, Eller College of Management August 2003 - April 2014
University of Georgia August 2009 - May 2010
University of Pittsburgh 1996 - 2003
U. S. Securities and Exchange Commission July 2001 - July 2002
The Ohio State University 1992 - 1996
Chemical Abstracts Service 1988 - 1993
Skills
Corporate Finance, Financial Analysis, Higher Education, Research, Economics, Statistics, Quantitative Analytics, Stata, Data Analysis, Econometrics, Financial Modeling, Valuation, Teaching, SAS, Analysis, University Teaching, Qualitative Research, Finance, Statistical Modeling, Student Development, Research Design
Education
The Ohio State University 1990 — 1996
MBA, PhD, Finance
Kenyon College 1984 — 1988
BA, Chemistry
Watterson HS 1980 — 1984
The University of Arizona, Eller College of Management May 2014 - Present
University of Arizona, Eller College of Management August 2003 - April 2014
University of Georgia August 2009 - May 2010
University of Pittsburgh 1996 - 2003
U. S. Securities and Exchange Commission July 2001 - July 2002
The Ohio State University 1992 - 1996
Chemical Abstracts Service 1988 - 1993
Skills
Corporate Finance, Financial Analysis, Higher Education, Research, Economics, Statistics, Quantitative Analytics, Stata, Data Analysis, Econometrics, Financial Modeling, Valuation, Teaching, SAS, Analysis, University Teaching, Qualitative Research, Finance, Statistical Modeling, Student Development, Research Design
Education
The Ohio State University 1990 — 1996
MBA, PhD, Finance
Kenyon College 1984 — 1988
BA, Chemistry
Watterson HS 1980 — 1984
Sahr E. Johnny,CPA's U. S. Securities and Exchange Commission Experience 2003 - 2010
Job Staff Accountant at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission May 2003 - Present
U. S. Securities and Exchange Commission 2003 - 2010
John Hancock 1998 - 2000
First Data Corporation 1994 - 1996
Liberian Organization founded by Francis. 1987 - 1992
State Street Corp 1986 - 1989
Skills
Accounting, Financial Analysis, Management, Analysis, Microsoft Office, Internal Audit, Research, Strategic Planning, Financial Reporting, Auditing, Microsoft Excel
Education
Johnson & Wales University 1983 — 1985
Bachelor of Science (B.S.), Accounting
US Securities and Exchange Commission May 2003 - Present
U. S. Securities and Exchange Commission 2003 - 2010
John Hancock 1998 - 2000
First Data Corporation 1994 - 1996
Liberian Organization founded by Francis. 1987 - 1992
State Street Corp 1986 - 1989
Skills
Accounting, Financial Analysis, Management, Analysis, Microsoft Office, Internal Audit, Research, Strategic Planning, Financial Reporting, Auditing, Microsoft Excel
Education
Johnson & Wales University 1983 — 1985
Bachelor of Science (B.S.), Accounting
Jean Rosales's U. S. Securities and Exchange Commission Experience 2002 - 2006
Job Graduate Coordinator at UNC Greensboro
Industry Higher Education
Experience
UNC Greensboro December 2010 - Present
UNCG Supplemental Instruction Program 2010 - 2010
UNCG Learning Assistance Center 2010 - 2010
Tigerfish 2007 - 2010
Spheris Inc 2007 - 2010
Duke Eye Center 2006 - 2007
U. S. Securities and Exchange Commission 2002 - 2006
KittyTours 2000 - 2006
Tourmobile 2000 - 2000
American Academy of Actuaries 1994 - 1997
Skills
Student Affairs, Student Development, Stata, Higher Education, Grant Writing, Academic Advising, SPSS, Research, Persuasive Writing, Policy Analysis, Policy Writing, Pedagogy, Relational Databases, Event Planning, Access Database, Qualitative Research, Econometrics, Access, Data Analysis, SAS, Statistics
Education
The University of North Carolina at Greensboro 2009 — 2014
Master of Arts (MA), Liberal Studies
The University of Texas at Austin 1981 — 1985
Doctor of Philosophy, Government
The University of Illinois at Urbana 1979 — 1981
Master of Arts (MA), Political Science
Sangamon State University 1973 — 1979
MA and BA, Economics
College of DuPage 1971 — 1973
Associate of Arts (AA), Individual Study
UNC Greensboro December 2010 - Present
UNCG Supplemental Instruction Program 2010 - 2010
UNCG Learning Assistance Center 2010 - 2010
Tigerfish 2007 - 2010
Spheris Inc 2007 - 2010
Duke Eye Center 2006 - 2007
U. S. Securities and Exchange Commission 2002 - 2006
KittyTours 2000 - 2006
Tourmobile 2000 - 2000
American Academy of Actuaries 1994 - 1997
Skills
Student Affairs, Student Development, Stata, Higher Education, Grant Writing, Academic Advising, SPSS, Research, Persuasive Writing, Policy Analysis, Policy Writing, Pedagogy, Relational Databases, Event Planning, Access Database, Qualitative Research, Econometrics, Access, Data Analysis, SAS, Statistics
Education
The University of North Carolina at Greensboro 2009 — 2014
Master of Arts (MA), Liberal Studies
The University of Texas at Austin 1981 — 1985
Doctor of Philosophy, Government
The University of Illinois at Urbana 1979 — 1981
Master of Arts (MA), Political Science
Sangamon State University 1973 — 1979
MA and BA, Economics
College of DuPage 1971 — 1973
Associate of Arts (AA), Individual Study
Jody Tabner Thayer's U. S. Securities and Exchange Commission Experience 2003 - 2007
Job Executive Director and Therapist at Affiliated Community Counselors, Inc.
Industry Mental Health Care
Experience
Affiliated Community Counselors, Inc. 2009 - Present
Contemporary Family Services, Inc. 2009 - 2012
U. S. Securities and Exchange Commission 2003 - 2007
Skills
Social Services, Program Development, Community Outreach, Nonprofits, Psychotherapy, Crisis Intervention, Case Managment, Adolescents, Group Therapy, Family Therapy, Volunteer Management, Mental Health Counseling, Grant Writing, Fundraising
Education
The Catholic University of America 2007 — 2009
Master of Social Work (M.S.W.)
Stanford Law School 1984 — 1987
Juris Doctorate
Williams College 1977 — 1981
Bachelor of Arts (B.A.), Economics
Affiliated Community Counselors, Inc. 2009 - Present
Contemporary Family Services, Inc. 2009 - 2012
U. S. Securities and Exchange Commission 2003 - 2007
Skills
Social Services, Program Development, Community Outreach, Nonprofits, Psychotherapy, Crisis Intervention, Case Managment, Adolescents, Group Therapy, Family Therapy, Volunteer Management, Mental Health Counseling, Grant Writing, Fundraising
Education
The Catholic University of America 2007 — 2009
Master of Social Work (M.S.W.)
Stanford Law School 1984 — 1987
Juris Doctorate
Williams College 1977 — 1981
Bachelor of Arts (B.A.), Economics
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
US Securities and Exchange Commission
USAID
US Fish and Wildlife Service
TSA