UBS Financial Services
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services Employees
Jaffe & Asher LLP November 2013 - Present
Law offices of Demetrios A. Bothos September 2012 - November 2013
Milbank, Tweed, Hadley & McCloy LLP 2013 - 2013
Bowery Residents' Committee December 2012 - 2013
CureMD September 2012 - October 2012
Impact Staffing Inc December 2010 - October 2012
IMPACT STAFFING INC. December 2010 - May 2012
Mel S. Harris & Associates August 2007 - December 2010
UBS June 2007 - August 2007
UBS Financial Services June 2007 - August 2007
Skills
Microsoft Office, Administrative..., Recruiting, Spreadsheets, Human Resources, Administrative..., Receptionist Duties, Microsoft Excel, Outlook, Data Entry, Office Administration, Microsoft Word, Filing, Customer Service, Invoicing, Telephone Skills, Administration, Phone Skills, People Skills, Switchboard Operator, NYS Notary Public, e-law, E-case, NYS Unified court system, Westlaw
Education
John Jay College of Criminal Justice 2009 — 2012
Bachelor of Arts (B.A.), Criminal Justice and Corrections, GRADUATED
John Jay College of criminal justice 2009 — 2012
Bachelors Degree, Criminal Justice
Berkeley College 2005 — 2007
Associate of Science (A.S.), Business Administration, Management and Operations, GRADUATED
Berkeley College 2005 — 2007
Associates Degree, Business Management
Pace University
Paralegal Certificate, Legal Assistant/Paralegal
Medical Properties Trust, Inc. December 2013 - Present
Welch Hornsby, Inc. February 2008 - December 2013
UBS Financial Services January 2005 - May 2006
XFL Birmingham Thunderbolts 2000 - 2002
ECHL Hockey / Arena Football January 1995 - 2000
Xerox Corporation 1986 - 1994
Canadian Football League 1976 - 1983
Education
Certified Financial Planner Board of Standards 2010 — 2010
CFP Certification
Boston University 2008 — 2009
Certificate in Financial Planning
Dallas Theological Seminary
Partial completion Master of Arts, Bible/Biblical Studies
University of Ottawa / Université d'Ottawa
Bachelor of Business Administration (BBA), Accounting and Finance
Sherman Parking Inc. July 2010 - Present
Mega Contracting Inc December 2009 - June 2010
UBS Financial Services January 2007 - January 2009
Skills
Microsoft Excel, Financial Analysis, Investments, Asset Managment, Series 7, Financial Reporting, Asset Allocation, Valuation, Bloomberg, Financial Modeling, Microsoft Office, Banking, Microsoft Word, Accounting, Access, Strategic Financial...
Education
Bentley University 2003 — 2007
BS, Managerial Economics
ardsley high school 1999 — 2003
RLA Distribution Services, Corp July 2010 - Present
TD Ameritrade May 2011 - October 2012
TD Ameritrade September 2010 - May 2011
Do Denim 2007 - 2010
Morgan Stanley Smith Barney February 2006 - August 2008
UBS FINANCIAL SERVICES September 2004 - February 2006
American Home Mortgage May 2000 - September 2004
KPMG May 1999 - May 2000
Skills
Portfolio Management, Mergers & Acquisitions, Analytics, Financial Analysis, Fixed Income, Finance, Project Planning, Equities, Process Improvement, Banking, Analytical Skills, Financial Modeling, Investments, Cost & Needs Analysis, Securities, Risk Management, Valuation, Consulting, Qualitative &..., Plotting Business..., Complex & Multi-Tier..., Budget Management &..., Internal Restructurings..., Complex Problem Solving, Operational Leadership, Financial Forecasting &..., New Business Development, Mutual Funds, Asset Managment, Capital Markets, Due Diligence, Series 7, Strategic Negotiations..., Micro & Macro Economics, Microsoft Office, SQL, Peat Report, PeopleSoft Financial, Calipers, SAP Crystal Reports..., Hyperion Enterprise, Bloomberg, Thomson Reuters..., Federal Laws and..., Exports, Importation, Distribution Cycle, Supply Chain, Inventory Management, Customer Service
Education
Binghamton University 1995 — 1999
BS, Finance
OXFORD UNIVERSITY, Oxford U 1997 — 1997
International Finance and Economics
Long Island University 1994 — 1995
Finance
UBS Financial Services October 2013 - Present
Morgan Stanley Investment Management 1996 - 2002
Morgan Stanley Investment Management 1996 - 2002
Education
Boston College 1991 — 1995
Bachelor of Arts (B.A.), Human Resources Management and Services, and Early Childhood Education
Boston College 1991 — 1995
Resurrection
Resurrection
UBS Financial Services June 2012 - August 2014
Skills
Microsoft Excel, PowerPoint, Microsoft Word
Education
Boston College 2012 — 2016
History and Economics
UBS Financial Services April 2013 - Present
Morgan Stanley Smith Barney July 2008 - April 2013
McGohan Brabender January 2007 - December 2007
Self-Employed January 2003 - December 2007
United Health Care May 1986 - March 2002
Education
Bowling Green State University 1979 — 1982
BKD CPAs & Advisors January 2013 - Present
BKD, LLP January 2011 - April 2011
UBS Financial Services May 2010 - August 2010
Gordon Byers Attorney at Law Office May 2005 - August 2009
Highland Golf and Country Club May 2007 - August 2007
Education
Indiana University - Kelley School of Business 2011 — 2012
MSA, Accounting
Butler University - College of Business Administration 2007 — 2011
Accounting, Management Information Systems
Hewlett-Packard May 2014 - Present
Global Service Delivery and Operations Manager, ITIL, Project Management and Six Sigma best practice 2014 - May 2014
Hewlett-Packard March 2014 - April 2014
HP Enterprise Services June 2012 - March 2014
HP Enterprise Services June 2012 - September 2012
HP Enterprise Services June 2011 - June 2012
Hewlett-Packard February 2008 - December 2011
UBS Financial Services August 2007 - January 2008
Raritan Inc. October 2006 - August 2007
Merck and Co. Inc April 2006 - July 2006
Skills
ITIL, IT Service Management, Incident Management, Process Development, IT Management, HP, Vendor Management, Outsourcing, Change Management, Team Leadership, Microsoft Exchange, Disaster Recovery, PMP, Project Management, Data Center, Cross-functional Team..., Integration, Process Improvement, Business Process, Servers, Security, PMO, Email, Process Simulation
Education
Monmouth University 1986 — 1990
B.S., Computer Science
Brookdale Community College 1978 — 1981
Associate in Science, Computer and Information Sciences and Support Services
Brookdale Community College 1978 — 1981
Bachelor of Science (BS), Management Information Systems and Services
The Children's Hospital of Philadelphia January 2015 - Present
Leukemia and Lymphoma Society, Eastern PA Chapter October 2013 - January 2015
Sidney Kimmel Cancer Center at Thomas Jefferson University and Hospitals June 2012 - October 2013
Sidney Kimmel Cancer Center at Thomas Jefferson University and Hospitals June 2011 - June 2012
American Association for Cancer Research June 2006 - June 2011
UBS Financial Services September 2002 - May 2005
UBSPaineWebber October 2000 - June 2001
Skills
Community Outreach, Training, Social Networking, Program Management, Management, Marketing Strategy, Recruiting, Board Development, Community Development, Customer Service, Public Relations, Volunteer Management, Public Speaking, Event Planning, Marketing, Strategic Planning
Education
Bucknell University 1996 — 2000
BSBA, Management
Bishop Eustace Preparatory School 1992 — 1996
High School
BlackRock March 2015 - Present
UBS May 2014 - March 2015
UBS Financial Services August 2012 - December 2012
UBS Financial Services May 2011 - September 2011
OTR Global May 2010 - August 2010
Skills
Mutual Funds, Series 7, Valuation, Portfolio Management, Alternative Investments, Bloomberg, Analysis, Investments, Bloomberg Terminal, Securities, Hedge Funds, Asset Allocation, Bonds, Investment Strategies, Wealth Management, Investment Management
Education
Completed all 3 CFA exams, awaiting 4 years of experience to become Charterholder 2013 — 2014
Boston College 2008 — 2012
Bachelor's degree, Economics
UBS Financial Services January 2015 - May 2015
U.S. Department of State June 2014 - August 2014
California Lutheran University September 2013 - May 2014
California Lutheran University May 2012 - May 2014
Skills
Leadership, Exceptional Listener, Microsoft Excel, Microsoft Word, Microsoft Office, Solidworks, PowerPoint, Problem Solving
Education
California Lutheran University 2011 — 2015
Bachelor of Science (BS), International Business
Abby's Millstone Baking Company August 2015 - Present
Pure Green Corp March 2015 - July 2015
Anodizing Industries Inc. July 2012 - December 2013
Elative November 2011 - February 2012
PEAK6 Investments LP February 2010 - October 2010
Consolidated Trading September 2004 - August 2009
Jefferies LLC May 2003 - September 2003
UBS Financial Services May 2002 - September 2002
Roth Capital Partners May 2001 - September 2001
Skills
Trading, Derivatives, Options, Equities, Financial Markets, Trading Systems, Hedge Funds, Capital Markets, Fixed Income, Risk Management, Commodity, Hedging, Financial Modeling, Electronic Trading, Anodizing, Bloomberg, Financial Risk
Education
Boston University 2000 — 2004
Bachelor of Science Business Admin., Finance, Law
Boston University 2000 — 2004
Bachelor of Business Administration (BBA), Finance
Allianz Global Investors May 2012 - June 2014
UBS Financial Services October 2010 - December 2010
Huang-chi Stone Co. Ltd July 2009 - August 2009
Aflac Insurance Company July 2009 - August 2009
Skills
Fixed Income, Equities, Quantitative Finance, Monte Carlo Simulation, Valuation, Portfolio Management, Bloomberg, Derivatives, Quantitative Analytics, Investments, Equity Valuation, Financial Modeling, VBA, Equity Research, ETFs, Bloomberg Terminal, Microsoft Excel
Education
Boston University 2009 — 2010
Master of Science, Mathematical Finance
University of California San Diego 2006 — 2008
B.A., Mathematics and Economics
LPL Financial January 2012 - Present
MPS Fixed Income March 2010 - January 2012
UBS Financial Services June 2007 - March 2010
Zions Bank 2000 - 2007
Skills
Fixed Income, Credit, Structured Products, Bloomberg, Securities, Series 7, Bonds, Portfolio Management, Equities, Trading, Series 63, Derivatives, Investments, Commodity Markets, Capital Markets, Electronic Trading, Alternative Investments, Wealth Management, Asset Management, FINRA, Financial Markets, Hedge Funds, Options, Series 24, Trading Systems
Education
Brigham Young University 1998 — 2001
BS, Psychology
UBS Financial Services November 2011 - Present
Merrill Lynch September 2003 - November 2011
Wachovia Securities Financial Network September 1999 - September 2003
Morgan Stanley Dean Witter July 1997 - September 1999
Oppenheimer & Co. August 1988 - July 1997
Education
Boston College 1983 — 1987
Bachelor's degree, Business
Iona Prep 1979 — 1983
High school
Merrill Lynch July 2012 - Present
UBS Financial Services August 2007 - July 2012
Skills
Process Improvement, FINRA, Wealth Management, Wealth, Financial Analysis, Microsoft Excel, Certified Financial...
Education
Boston College - Carroll School of Management 2004 — 2008
Bachelor of Science, Finance, Human Resources
Vanguard November 2013 - Present
Shen Delta January 2013 - July 2013
Guangzhou Worlda Cultural & Educational Consulting Services CO.LTD September 2012 - December 2012
UBS Financial Services June 2011 - August 2011
Cal Poly State University September 2009 - September 2010
Café Madrid August 2007 - September 2008
Skills
Finance, Series 7, Series 63, Mutual Funds, Microsoft Excel, Social Networking, PowerPoint, Microsoft Office, Teamwork, Beekeeping, Visual Basic, Matlab, Public Speaking, Leadership, Social Media
Education
California Polytechnic State University-San Luis Obispo 2008 — 2012
Bachelor of Science, Finance Concentration with Economics & Asian Studies Minors
Chiang Mai University 2011 — 2011
International Business
Omeida Language College - Yangshuo, China 2013 — 2013
Graduated Level 3 of 6, Mandarin Chinese
Mind, Body & Sole Wellness and Massage January 2008 - Present
Instructor March 2010 - Present
Various Spas and Chiropractors - Details upon request December 2006 - Present
Ordained Minister October 2010 - Present
Mind, Body & Sole Wellness and Massage March 2015 - Present
Bavia Health October 2010 - February 2012
180 Turning Lives Around, Inc. 2007 - 2009
MetLife March 2005 - August 2005
UBS Financial Services December 2000 - June 2004
Bear Stearns June 2000 - November 2000
Skills
Stress Relief, Swedish, Reiki, Reflexology, Aromatherapy, Wellness, Bodywork, Health, Myofascial Release, Teaching, Holistic Health, Stress Management, Healing, Relaxation, Mentoring, Microsoft Office, Pregnancy, Team Building, Spa, Trigger Point Therapy, Rehabilitation, Excel, Meditation, Pain, Pain Management, Treatment, Deep Tissue Massage, Microsoft Excel, Sports Injuries, Therapists, Chair Massage, Chronic Pain, Stretching, Energy Healing, Therapeutic Massage, Stress, Yoga, Medical Massage, Prenatal Care, Wellbeing, Back Pain
Education
Institute for Therapeutic Massage 2006 — 2006
HS of Art & Design 1970 — 1974
University of Life
Brookdale Community College
on hold, Social Science
HITCO Carbon Composites June 2013 - Present
Sidewinder Engineering Solutions January 2011 - Present
Hornblower Cruises & Events May 2009 - Present
Avery Brothers Enterprises January 2010 - May 2013
Daytona Marina and Boatworks May 2007 - December 2008
UBS Financial Services August 2004 - August 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Research, Windows, Outlook, Budgets, Strategic Planning, Sales, Engineering
Education
Embry-Riddle Aeronautical University 2006 — 2008
Bachelor of Science (B.S.), Aerospace, Aeronautical and Astronautical/Space Propulsion Engineering
California State University-Long Beach 2004 — 2006
Bachelor of Science (B.S.), Aerospace, Aeronautical and Astronautical/Space Engineering
UBS April 2014 - Present
UBS Financial Services March 2013 - Present
UBS Financial Services March 2009 - March 2013
Morgan Stanley Smith Barney February 2002 - February 2009
Merrill Lynch September 1998 - February 2002
Education
Boston University 1994 — 1998
Bachelor of Science
Merganser Capital Management May 2011 - Present
UBS Financial Services October 2009 - May 2011
UBS Financial Services July 2007 - October 2009
Skills
Fixed Income, Investments, Series 7, Bloomberg, Asset Allocation, Financial Analysis, Finance, Strategic Financial..., Trading, Asset Management, Investment Management, Bonds, Due Diligence, Strategy, Equities, Business Development
Education
Bentley University 2004 — 2007
Bachelors of Science, Finance
R.M.I.T. University 2006 — 2006
Morgan Stanley Smith Barney April 2012 - Present
UBS Financial Services January 1999 - December 2011
CB2 September 2008 - March 2011
Skills
Customer Service, Sales, Recruiting, Accounting, Time Management, Financial Services, Loans, Brokerage Operations, Limited Partnerships, Mutual Funds, ACATS, NON ACATS, DRS, Employee Stock Options, Wire Transfers, Account Servicing, Mac, PC, New Recruits, High Net Worth..., Relationship Management, Partial ACATS, Guaranteed Accounts, IRAs, Simple IRA, Roth IRA, Securities
Education
Bergen Community College
Associates, Liberal Arts
Fidelity Investments October 2014 - Present
UBS Financial Services April 2010 - October 2014
UBS Financial Services October 2005 - April 2010
Principal Financial Group July 2002 - September 2005
Eaton Vance Investments June 2001 - June 2002
Skills
Wealth Management, Financial Planning, Finance, Investments, Mutual Funds, Series 7, Asset Management, Strategy, Equities, Portfolio Management, Retirement Planning, Asset Allocation
Education
Bentley University 1996 — 2001
Bachelor Of Science, Finance
New Canaan High School 1994 — 1996
Angeles Retirement Consulting, LLC January 2006 - Present
UBS Financial Services May 1998 - January 2006
SUTRO & Co January 1992 - May 1998
SHEARSON LEHMAN HUTTON January 1990 - January 1992
Education
TRAU/ UCLA Anderson School of Management 2012 — 2013
Certified 401(k) Professional Designation, Retirement Plan Specialist
University of California, Los Angeles
Professional Designation in Personal Financial Planning
California State University-Northridge
BA, ECONOMICS
BNY Mellon July 2015 - Present
NFP Advisor Services March 2014 - July 2015
Cetera Financial Specialists July 2009 - March 2014
Genworth Financial 2009 - 2011
Genworth Financial February 2006 - June 2009
UBS Financial Services August 2003 - February 2006
Skills
CERTIFIED FINANCIAL..., Series 24, Series 7, Series 66, Life & Health Insurance..., Investments, Leadership, Mutual Funds, Practice Management, Retirement, Retirement Planning, Securities, Strategic Financial..., Trading, Bonds
Education
Binghamton University 1999 — 2003
Bachelors of Science, Economics with a Specialization in Finance
UBS Financial Services July 1999 - Present
Education
Boise State University 1984 — 1990
Business
Walsh Financial Consulting January 2013 - Present
Golden Gate University January 2011 - Present
New York Life Insurance Company April 2011 - January 2013
UBS Financial Services December 2006 - April 2008
Ernst & Young & Cap Gemini Ernst & Young February 1999 - January 2003
Conner Peripherals January 1992 - April 1994
The Learning Company January 1990 - June 1992
Skills
Finance, Strategic Financial..., Consulting, Financial Advisory, Insurance, Retirement, Financial Analysis, Corporate Finance, Financial Services, Estate Planning, Portfolio Management, Asset Allocation, Accounting, Wealth Management, Investments, Personal Finance, Asset Managment, Project Management, Corporate Financial..., Asset Management, Enterprise Systems...
Education
Golden Gate University 2008 — 2010
M.S., Financial Planning
Cal State Hayward 1990 — 1993
M.B.A., International Business
Bishop O'Dowd
UC Berkeley
B.S., Business Administration: Accounting & Finance
UBS Financial Services November 2013 - Present
FINRA July 2011 - November 2013
Seward & Kissel LLP September 2001 - July 2011
Skills
Litigation, Securities, Trials, Commercial Litigation, Securities Regulation, AML, Investment Management, Financial Regulation, Securities Litigation, Investment Advisers Act, SEC, Corporate Governance, Bankruptcy, Courts, Due Diligence, FINRA, Legal Writing, Corporate Law, Equities, Financial Services, Investment Advisory, Legal Compliance, Legal Research
Education
Brooklyn Law School 1998 — 2001
JD, cum laude
Deutsche Bank May 2015 - Present
UBS Financial Services Inc September 2013 - May 2015
UBS Financial Services Inc June 2008 - September 2013
UBS Financial Services June 2007 - June 2008
Education
Boston College 2007 — 2008
MA, Developmental & Educational Psychology
Boston College 2003 — 2007
BA, Psychology
The City of New York Office of Labor Relations July 2014 - Present
The City of New York Office of Labor Relations July 2012 - July 2014
Platinum Tax January 2012 - April 2012
Southeastern Investment Group Corp May 2011 - December 2011
Esslinger Wooten Maxwell May 2011 - December 2011
UBS Financial Services May 2010 - September 2010
Human Services Coalition December 2009 - May 2010
Bloomberg for Mayor 2009 April 2009 - July 2009
Time Warner Cable August 2008 - November 2008
BU College of Engineering, Graduate Programs Office January 2006 - August 2007
Skills
Microsoft Excel, Marketing, Microsoft Word, Microsoft Office, PowerPoint, Project Management, Budgets, Financial Analysis, Access, Management, Accounting
Education
University of Miami - School of Business 2009 — 2011
MBA, Finance and Management
Boston University 2004 — 2008
BA, Foreign Policy and Security, Africa and the Middle East
University of Amsterdam 2007 — 2007
International Relations
Wells Fargo Advisors February 2012 - Present
Lima Memorial Health System January 2006 - Present
Stifel Nicolaus & Company, Inc September 2009 - February 2012
UBS Financial Services 2007 - 2009
McDonald Investments, Inc October 1984 - February 2007
Lima Memorial Hospital January 1990 - December 1996
Timmerman Sales Company April 1975 - September 1984
The Ohio Company January 1974 - April 1975
Columbia Gas System Service Corporation 1970 - 1974
Marathon Oil Company 1967 - 1970
Skills
Investments, Mutual Funds, Securities, Retirement Planning, Financial Analysis, Alternative Investments, Registered Investment..., Bonds, Fixed Income, Equities, Capital Markets, Strategic Investment..., Asset Allocation, Finance, Series 65, Leadership, Team Building
Education
Bowling Green State University 1969 — 1970
Post Grad - Economics
Ohio Northern University 1962 — 1966
BA & BS, Economics, Finance and Bus. Adm.
William A Shine, Great Neck South H S 1958 — 1962
Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Guaranteed Rate November 2013 - Present
Emery Federal Credit Union March 2011 - October 2013
www.bestjumborate.com September 2002 - March 2011
2003-2011 May 2003 - 2011
UBS June 2001 - May 2003
UBS Financial Services January 2001 - January 2003
UBS Wealth Management 2000 - 2002
Intrepid Securities January 1998 - January 2001
Wells Fargo Bank January 1996 - January 1998
Skills
Investments, Credit, Loans, Mortgage Lending, Real Estate, Management, Strategic Planning, Leadership, Marketing, Finance, Sales, Banking, Portfolio Management, Strategic Financial..., Commercial Lending, Commercial Real Estate, Strategy, Credit Analysis, Capital Markets, Mortgage Banking, Residential Mortgages, Refinance, VA loans, FHA financing, ARM, Fixed Rate Mortgages, Reverse Mortgages, Jumbo Mortgage, Harp, Customer Service, First Time Home Buyers
Education
California State University-Fullerton, Mihaylo College of Business and Economics 1995 — 2000
BA, Economics
Cal State Fullerton
Finance within
EMC August 2015 - Present
EMC July 2014 - July 2015
EMC July 2013 - July 2014
Bryant University September 2010 - May 2013
UBS Financial Services June 2012 - August 2012
Skills
Statistics, Outlook, Teamwork, Leadership, Finance, Leadership Development
Education
Bryant University
Graduate Certificate in Business Analytics
Bryant University 2009 — 2013
Business Administration, Concentration in Management, Minors in Economics and Applied Statistics, Honors Program Graduate
University of Auckland 2011 — 2011
Study Abroad
Babylon High School 2006 — 2009
Advanced Regents Diploma
Bank of America Merrill Lynch June 2015 - Present
National Funding April 2014 - May 2015
Bank of America January 2010 - April 2014
AmeriFirst Financial, Inc. August 2012 - August 2013
Financial Additions May 2008 - December 2009
Academic Loan Group August 2003 - April 2007
UBS Financial Services July 2002 - August 2003
Skills
Loans, Mortgage, Real Estate, Online Marketing, Financial Analysis, Finance, Mortgage Banking, Strategic Planning, Banking, Credit, Sales, Budgets, Investments, Strategic Financial..., Recruiting, Asset Managment, Mortgage Lending, Refinance, FHA, Management, Residential Mortgages, Loan Origination, VA loans, Investors, Underwriting, Commercial Lending, Asset Management, Investment Properties, Portfolio Management, FHA financing, Team Building, Reverse Mortgages, Risk Management, New Business Development, Mortgage Underwriting, Real Estate Financing, Foreclosures, Cash Management, Small Business, First Time Home Buyers, Sales Management, Credit Analysis, REO, Referrals, Short Sales, Consumer Lending, Real Estate Economics, Real Estate Transactions, USDA
Education
University of Notre Dame
BA, Program of Liberal Studies
California State University-San Marcos
Masters, Literature and Writing
American Academy of Dramatic Arts
Associates, Theatre
Southern California Gas Company May 2014 - Present
The Gas Company October 2013 - May 2014
National University September 2011 - October 2013
UBS Financial Services April 2007 - December 2009
South Coast Plaza November 2005 - January 2006
Next Generation Business Resources May 2004 - February 2005
Amy's Fashion February 2002 - April 2004
Skills
Customer Service, Finance, Time Management, Microsoft Office, PowerPoint, Email Marketing, Accounting, Marketing Research, Microsoft Excel, Social Media Marketing, Social Networking, Leadership, Weapons Handling, Renewable Energy Policy, Banking
Education
California State University-Fullerton 2005 — 2007
Bachelor of Arts, Business Administration; Finance
UBS Financial Services December 2007 - Present
Bear Stearns May 2007 - December 2007
Education
Boston University Questrom School of Business
UBS Financial Services Vice President of SalesAmerican Energy Resources2006 - 2007
Education
Brigham Young University 1993 — 2006
Bachelor's, Advertising, Business
Ameriprise Financial Services Inc. March 2013 - Present
Platinum Broker Transition Services January 2012 - Present
Morgan Stanley Smith Barney April 1994 - January 2012
Morgan Stanley Smith Barney 2003 - 2012
Citi Smith Barney 2003 - 2009
UBS Financial Services January 2001 - January 2003
UBS 2001 - 2003
U.S. Army Reserve 1995 - 2003
Smith Barney January 1994 - January 2001
Skills
Bi-lingual, Series 7, 63, 9 & 10, Series 7, Hiring, Multilingual, Recruiting, Banking, Interviews, Human Resources, Accounts Payable, Payroll, Training, Office Management, Insurance
Education
United States Army Reserve 1994 — 2002
Legal Career Institute
Broward College
Wells Fargo Advisors May 2013 - Present
RBC Wealth Management April 2009 - May 2013
UBS Financial Services January 1999 - April 2009
Education
Seton Hall University School of Law 1993 — 1996
Juris Doctor (Law)
Boston University 1988 — 1993
Bachelor of Arts (B.A.), Political Science and Government
Columbus Delivery & Logistics June 2012 - Present
Morgan Stanley Smith Barney May 2011 - August 2011
UBS Financial Services May 2011 - August 2011
Make-A-Wish Foundation of Metro New York January 2006 - January 2008
Skills
Economics, Trading, Social Networking, Problem Solving, Organization, Communication, Inter-personal, PC, Mac, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Outlook, FrontPage, Quicktime, Bloomberg Terminal, Stata, Spanish, Analysis, Business Development, Leadership, Management, Sales, Operations Management, Strategic Planning
Education
Boston College 2008 — 2012
BA, Economics
UBS Financial Services, Inc. October 2007 - Present
UBS October 2007 - Present
UBS Financial Services October 2007 - May 2010
Strategic Pathways September 1995 - September 2006
Monarch Marking Systems 1984 - 1989
Skills
Strategic Financial..., Series 7, Wealth Management, Finance, Strategic Planning, Certified Financial..., Asset Management, Estate Planning, Investments, Series 63, Retirement Planning, Asset Allocation, Alternative Investments, Tax, Marketing, Portfolio Management
Education
Wright State University 1983 — 1986
Masters of Business Administration, Finance
Bowling Green State University 1979 — 1982
Bachelor of Science, Business Administration
UBS Financial Services August 2007 - Present
Morgan Stanley January 1997 - August 2007
Education
Bryant University 1994 — 1998
Bachelor of Science (B.S.), Finance
Lincoln High School 1990 — 1994
EquiLytics Consulting January 2012 - Present
City of Sammamish June 2012 - September 2012
University of Washington, Evans School of Public Affairs August 2010 - March 2012
University of Washington 2010 - 2012
Wilder BOD 2009 - 2010
Wishing Stone Prospect Research June 2007 - July 2009
University of Washington 2007 - 2008
UBS Financial Services January 2002 - March 2004
Network Computing Architects March 1997 - May 1998
Xyplex Networks (MRV Communications) February 1996 - February 1997
Skills
Policy Research, Policy Analysis, Emergency Management..., Incident Command, Fundraising, Strategic Negotiations, Strategic Communications, Public Policy, Program Development, Systems Thinking, Program Evaluation, Strategic Planning, Non-profits, Public Speaking, Program Management, Grant Writing, Organizational..., Community Building, Prospect Research, Nonprofits, Local Government, Grants, Leadership, Strategy, Policy, Community Development, Training, Analysis, Sustainability, Research, Editing, Politics, Project Management, Volunteer Management, Community Outreach, Project Planning, Management
Education
University of Washington 2007 — 2008
certificate, Nonprofit Fundraising Management
University of Washington 2005 — 2006
Certificate, Nonprofit Fundraising and Nonprofit Management
Bellevue Art Museum 2000 — 2001
Certificate, Museum Studies Docent
Bluffton University 1991 — 1995
BA, Fine Art, Psychology
University Maria Curie-Skłodowska 1993 — 1993
cultural study abroad, art, history and language
Upper Scioto Valley H.S. 1989 — 1991
HS Diploma, General
Kronos May 2012 - Present
SunGard Consulting Services May 2010 - May 2012
DB Schenker July 2008 - May 2010
UBS Financial Services July 2006 - July 2008
Chem-Tainer Industries Inc. December 2005 - January 2006
Skills
Java, JavaScript, Flex, Oracle, MySQL, DB2, Spring, Hibernate, Struts, SQL, HTML/XML, JUnit, Eclipse, Java Enterprise Edition, Software Development, SDLC, Agile Methodologies, Tomcat, Databases, HTML, JSP, XML, Design Patterns, REST
Education
Binghamton University 2002 — 2006
Bachelors, Computer Science
UBS Financial Services September 2015 - Present
D Magazine March 2010 - Present
Merrill Lynch March 2014 - September 2015
Edward Jones investments January 2012 - March 2014
Tea Party Tribune, Tea Party Review Magazine, Voices Empowered January 2011 - February 2012
Southern Methodist University August 2003 - May 2011
Skills
Fundraising, Public Speaking, Editing, Social Media, Strategic Planning, Teaching, Blogging, Social Networking, Creative Writing, Event Planning, Public Relations, Leadership, Copywriting, Sales, Finance, Dance, Entrepreneurship, Investments, Nonprofits, Research, Wealth Management, Risk Management
Education
Southern Methodist University 2003 — 2005
MFA, Dance Choreography
Butler University 1994 — 1998
BS, Performing Arts
Morgan Stanley March 2009 - Present
UBS Financial Services September 2000 - March 2009
Education
Boston University Questrom School of Business
Douglas Elliman Real Estate February 2015 - Present
(USTA) United States Tennis Association June 2015 - Present
Calvary Portfolio Services, LLC July 2012 - April 2015
UBS January 2012 - April 2012
UBS Financial Services January 2012 - April 2012
Berkeley College December 2010 - January 2012
Skills
Customer Service, Finance, Microsoft Office, Sales, Analysis, PowerPoint, Microsoft Excel, Time Management, Access, Leadership, Research, Microsoft Word, Teamwork, Strategic Planning, Management, Accounting, Insurance, Outlook, Training, Public Speaking, Data Entry, Social Media, Event Planning, Team Leadership, Event Management, Community Outreach, Portfolio Management, MS Word, Excel, Fundraising, Retail, Telephone Skills, MS Excel Pivot Tables, Vlookup, Financial Modeling, Social Networking, Financial Services, Financial Analysis, Budgets, Team Building
Education
Investment Banking Institute 2015 — 2015
Certificate, Financial Modeling and Valuation
Mercy College 2013 — 2014
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law
Berkeley College 2009 — 2012
Bachelor's Degree, Financial Services, Cum Laude
University of Connecticut
Women's Leadership Institute 2015 - Present
Wilson Davis & Co. April 2014 - December 2014
Salt Lake Chamber November 2011 - May 2014
UBS Financial Services September 2008 - February 2011
DA Davidson November 2007 - September 2008
Smith Barney August 1997 - November 2007
First Western Advisors September 1994 - July 1997
First Capital Securities June 1988 - August 1994
Skills
Fixed Annuities, Series 63, Training, Series 7, Investments, Retirement Planning, Customer Service, Financial Services, Uniform Combined State..., Finance, Management, Sales, Mutual Funds, Financial Analysis, Wealth Management, Human Resources, Public Relations, Small Business, Public Speaking, Stock Trading, Strategic Planning, Team Building, Leadership, Problem Solving
Education
Brigham Young University 1979 — 1982
Bachelor's Degree, Communication
Provasi Capital Partners June 2014 - Present
NCAA September 2013 - Present
USA Hockey October 2008 - Present
Natixis Global Asset Management April 2012 - May 2014
Natixis Global Asset Management October 2007 - April 2012
UBS Financial Services August 2004 - October 2007
Skills
Alternative Investments, Asset Allocation, Asset Management, Wealth Management, FINRA, Equities, Fixed Income Strategies, Practice Management, Financial Services, Series 66, Series 7
Education
Bryant University
Bachelor of Science (B.S.)
ScoreBig Inc 2015 - Present
Silicon Valley Bank 2011 - 2014
UBS Financial Services 2010 - 2011
UBS Financial Services 2009 - 2010
Redwood City Electric 2005 - 2009
San Jose Giants 2005 - 2005
Skills
Business Development, Account Management, Sales, Marketing, New Business Development, Banking, CRM, Customer Service, Leadership, Product Management, Strategy
Education
California State University-Chico 2002 — 2005
Bachelor of Science, Business - Marketing
Bustle March 2015 - Present
LifeBuzz Media LLC January 2015 - Present
Neungyule Education April 2013 - July 2014
Schools and Institutes throughout Korea February 2010 - July 2014
Gogobot May 2014 - June 2014
Virginia Marti College of Art & Design May 2009 - February 2010
UBS Financial Services May 2007 - August 2007
Rust Records May 2006 - August 2007
Cleveland State University May 2005 - May 2007
Whelan Communications May 2006 - December 2006
Skills
Copy Editing, Proofreading, Journalism, Editing, Creative Writing, Feature Articles, Web Content, Blogging, Editorial, Freelance Writing, Copywriting, Storytelling, Magazines, Non-fiction, AP Style, Publications, Newspapers, News Writing, Newsletters, Fiction
Education
Cleveland State University 2005 — 2007
Bachelor of Arts (B.A.), Journalism
Bowling Green State University 2003 — 2005
Threshold Group October 2012 - Present
Threshold Group April 2010 - October 2012
Ashbridge Investment Management October 2005 - March 2010
UBS Financial Services September 2001 - September 2005
Skills
Asset Allocation, Portfolio Management, Investments, Investment Strategies, Asset Management, Equities, Financial Modeling, Alternative Investments, Wealth Management, Fixed Income, Hedge Funds, Capital Markets, Private Equity, Valuation, Investment Management
Education
Bucknell University 1997 — 2001
BSBA, Business Administration and Management, General
Gregory Joseph Group/Kinkead Wealth Management June 2004 - Present
Ameriprise Financial Services December 2008 - January 2010
UBS Financial Services November 2002 - June 2004
Smith Barney February 1994 - November 2002
Skills
18 Years of..., Securities, Financial Services, Wealth Management, Financial Goals, Finance, Retirement Planning, Fixed Annuities, Financial Modeling, Asset Allocation, Asset Management, Portfolio Management, Due Diligence, Series 7, FINRA, Retirement, Series 63, Investment Strategies, Mutual Funds, Investment Advisory, Small Business, Financial Advisory, Mergers & Acquisitions, Equities, 401k, Financial Planners, Wealth, Alternative Investments, Business Planning, Bonds, ETFs, Estate Planning, IRAs, Fixed Income, Options, Wealth Management..., Investment Management, Funding, Hedge Funds
Education
California State University-Fullerton 1987 — 1990
Bachelor's degree, Finance, General
Sonora High School 1984 — 1987
Marriott International July 2015 - August 2015
Bridge Investment Group Partners, LLC April 2015 - June 2015
Peak Capital Partners January 2015 - April 2015
Bony Acai USA June 2014 - August 2014
UBS Financial Services June 2011 - July 2011
Two Harbors Trading August 2009 - June 2010
Skills
Public Speaking, Leadership, Microsoft Excel, Microsoft Office, Microsoft Word
Education
Brigham Young University 2011 — 2017
Bachelor of Science in Finance, Finance, Sophomore
United Technologies July 2014 - Present
Bentley University August 2010 - May 2014
UBS Wealth Management June 2013 - August 2013
The Award Group May 2012 - September 2012
UBS Financial Services May 2011 - August 2011
Green Mansions Swim and Tennis Club May 2008 - August 2010
Skills
Knowledge of Crystal..., Knowledge of Bloomberg, Knowledge of Consult..., Knowledge of FactSet, Proficiency in..., Proficiency in Excel, Proficiency in Power..., Proficiency in Outlook, Bloomberg Certified, Bloomberg, CRM, Analysis, Economics, Finance, Management, Sales, Time Management, Research
Education
Bentley University 2010 — 2014
Bachelor of Science, Economics-Finance, Sophmore
Royal Holloway, University of London 2012 — 2013
UBS Financial Services 1988 - 2012
PaineWebber, Inc. 1995 - 1999
New York Hilton & Towers 1986 - 1988
Skills
SDLC, Microsoft Excel, Program Management, Change Management, Microsoft Office, PowerPoint, Risk Management, Business Analysis, Process Improvement, Software Documentation, Visio, Access, Project Management, Vendor Management, Disaster Recovery
Education
Caldwell College 1998 — 2000
Bachelor of Science (B.S.), Business Administration
Saint Peter's College - Jersey City, NJ
Associate of Arts and Sciences (A.A.S.), Public Policy
Morgan Stanley May 2014 - Present
UBS Financial Services September 2008 - May 2012
Merrill Lynch September 2001 - September 2008
Smith Barney September 1998 - September 2001
CIBC World Markets May 1995 - September 1998
Bear Stearns October 1983 - May 1995
Skills
Series 7, Fixed Income, Series 63, Securities, Mutual Funds, Wealth Management, Uniform Combined State..., FINRA, Retirement Planning, Customer Service, Coaching, Fundraising, Equities, Bloomberg, Non-profits, Asset Allocation, CRM
Education
Bryant & Stratton College 1963 — 1965
Stamford Hospital November 2013 - Present
Stamford Hospital February 2013 - November 2013
Bloomberg LP December 2012 - February 2013
Stonebridge Builders, LLC September 2010 - September 2012
UBS Financial Services October 2007 - August 2010
Winston & Winston, P.C. October 2005 - July 2007
Skills
Contract Management, Legal Compliance, Strategic Financial..., Contract Negotiation, Business Efficiency, Contract Law, Procurement, Strategic Sourcing, Bidding Process, RFP Design, Budgets, Negotiation, Finance, Process Improvement, Healthcare, Management, Financial Planning, Strategic Planning
Education
Harvard Business School 2015 — 2015
HBX CORe, Business Administration and Management, General, Expected Certification: 12/15
New York Law School 2002 — 2005
Doctor of Law (J.D.), Contract Law
Boston College 1998 — 2002
BA, History, Pre-law Program
RidgeWorth Investments October 2014 - Present
Natixis Global Asset Management February 2011 - April 2014
Genworth Financial January 2007 - January 2011
AIG SunAmerica Mutual Funds October 2004 - December 2006
UBS Financial Services November 2003 - October 2004
Allmerica Financial 2000 - 2001
Skills
Series 63, Mutual Funds, Series 6, Management, Retirement Planning, Insurance, Separately Managed..., Series 7, Marketing, Fixed Annuities
Education
National University 1997 — 1998
Education, Elementary Teaching Credential
California State University San Marcos
B.A., Liberal Studies
Sullivan & Cromwell LLP August 2014 - Present
Bain & Company April 2014 - August 2014
Bain & Company November 2011 - March 2014
Verisk Health February 2011 - November 2011
The Boston Consulting Group September 2010 - January 2011
UBS Financial Services March 2009 - May 2009
Skills
Mergers & Acquisitions, Process Improvement, Change Management, Microsoft Excel, Microsoft Office, Business Development, PeopleSoft, Organizational..., Organizational Culture, Management
Education
Bentley University 2008 — 2010
Bachelor of Science, Economics and Finance
Ossola Wealth Managment February 2007 - Present
UBS Financial Services 2000 - 2007
Microsoft Corporation 1991 - 1999
Education
University of California, Berkeley, Haas School of Business 2005 — 2006
CIMA(r), Investment Management
University of California, Irvine 1995 — 1998
MBA, Business
Brigham Young University 1983 — 1989
B.S., Business Management
EMC July 2015 - Present
EMC July 2013 - June 2015
EMC July 2012 - July 2013
Hill Holliday/Erwin-Penland June 2011 - August 2011
Hill Holliday January 2011 - April 2011
The Walt Disney Company September 2010 - December 2010
Kimpton Hotels May 2010 - August 2010
UBS Financial Services September 2009 - May 2010
Skills
Social Media, Marketing Strategy, Social Media Marketing, Market Research, PowerPoint, Marketing, Event Planning, Facebook, Account Management, Microsoft Office, Project Management, Microsoft Excel, Customer Service, Public Speaking, Management, Leadership, Strategy, Competitive Analysis, Training, Sales, Analysis, Program Management
Education
Boston University 2008 — 2012
Bachelor of Science, Hospitality Administration, Business Management
AEG Worldwide/Devils Arena Entertainment October 2007 - Present
Gilda's Club June 2013 - November 2014
MetLife Stadium March 2012 - December 2012
HSM Advertising December 2011 - March 2012
Comcast-Spectacor Foundation January 2011 - June 2011
Philadelphia Flyers January 2010 - January 2011
UBS Financial Services April 2007 - April 2009
Skills
Events, Sports Marketing, Advertising, Sports, Social Media, Live Events, Media, Creativity, Innovativeness, Social Media Marketing, Editing, Broadcast, Ticket Sales, Sponsorship, Digital Media, Facebook, Marketing, Press Releases, Non-profits..., Non-profit..., QuarkXPress, Photoshop, Sports Venues, Control Room, Creative Writing, Dreamweaver, Vertical Response, Adobe Creative Suite, Adobe Acrobat, LED Displays, Twitter, Event Management, Donor Perfect, Event Planning, Email Marketing, Media Relations, Video, Sports Management, Social Networking, Fundraising, Final Cut Pro, Video Production, Publicity
Education
Boston University, College of Communication 2002 — 2006
Bachelor of Science, Film and Television
Boston University
Bachelor's degree
AGC Partners March 2015 - Present
Kidder Mathews March 2014 - March 2015
Mt. Whitney Capital Partners, LLC August 2012 - January 2014
Baxter & Associates, Inc.; SII Investments, Inc. June 2010 - August 2012
San Mateo County District Attorney Office June 2009 - August 2009
UBS Financial Services June 2007 - August 2007
Skills
COBRA, Recruiting, Disability Insurance, Retirement, 401k, Self-funded, Real Estate Transactions, Real Estate Investor, Onboarding, Life Insurance, Benefits Administration, FMLA, ERISA, Employee Benefits, Investments, Health Insurance, PowerPoint, Microsoft Excel, Event Planning, Sales, Time Management, Customer Service, Salesforce.com
Education
California State University-Chico 2006 — 2010
B.A., Business, Project Managment
American Heart Association December 2010 - Present
American Heart Association American Stroke Association 2010 - 2013
Chukchansi Gold Resort & Casino September 2007 - January 2010
Chukchansi Gold Resort & Casino September 2007 - January 2010
Jeffrey/Scott Advertising August 2004 - September 2007
UBS Financial Services March 2003 - August 2004
Wells Fargo Bank January 1998 - January 2003
Skills
Sponsorship, Social Media, Team Building, Brand Development, Event Planning, Marketing, Event Management, Advertising, Public Relations, Operations Management, CRM, Teamwork, Internal Communications, Strategic Planning, Microsoft Word, Media Relations, Cross-functional Team...
Education
California State University 1998 — 2002
Bachelor of Arts, Mass Communications & Journalism
California State University, Fresno 1998 — 2002
BA, Advertising - Mass Communications and Journalism
Oxford Harriman & Company May 2015 - Present
UBS Financial Services January 2009 - May 2015
Weatherhead School of Management December 2001 - December 2010
Education
California Coast University 1999 — 2004
MBA, Business Administration - Finance
California Coast University 1999 — 2004
Ph.D., Business Administration - Finance
Columbia University - Columbia Business School 1999 — 1999
CSEP, Senior Executive Management
Miami University 1987 — 1989
BS, Economics
University of San Francisco 1986 — 1987
Accounting
Wheatley SPI, LLC August 2011 - Present
ePortation Inc August 2010 - July 2011
SMART Strenghtening Mid Atlantic Region for Tomorrow February 2008 - July 2011
US Army January 1992 - July 2010
ECOMM Networks January 2008 - November 2008
Medford Financial Group April 2006 - 2008
UBS Financial Services 2002 - 2006
Technology Club September 2000 - March 2002
Nortel Networks 1999 - 2001
AT&T Global Markets 1997 - 1999
Skills
Business Development, Management, Marketing, Government, Strategic Planning, Policy, Leadership, Program Management, Finance, Series 7, Risk Management, Strategy, Investments, New Business Development, Management Consulting, Project Management, Strategic Financial..., Budgets, Operations Management, Organizational..., Security Clearance, Portfolio Management, Customer Service, Sales Operations, Military, Research, Counterterrorism, Force Protection, Personal Security, Executive Protection, Emergency Management, Homeland Security, Training, Analysis, Start-ups
Education
Temple University - Fox School of Business and Management 1994 — 1996
MBA
International Management Center; Budapest, Hungary 1995 — 1995
Seminar-Europe Tomorrow
Bloomsburg University of Pennsylvania 1990 — 1993
BS
1992 — 1992
Certificate
Edinburgh College (Jewel and Esk Valley); Edinburgh, Scotland 1989 — 1990
HigherNat'lCert
Gallaudet University 1988 — 1988
Fidelity Investments March 2015 - Present
Mid-Hudson Valley Camp — Esopus, NY August 2005 - Present
UBS Financial Services March 2013 - March 2015
Morgan Stanley Wealth Management April 2012 - March 2013
East Shore Partners, Inc. October 2011 - April 2012
Education
State University of New York at Binghamton 2007 — 2011
BA, Economics/English
UBS Financial Services April 2014 - Present
Credit Suisse November 2011 - April 2014
G.S. Wilcox & Co. May 2011 - November 2011
Skills
Excel, Real Estate Finance
Education
Bucknell University 2007 — 2011
B.S.B.A, Management
OGILVY COMMONHEALTH November 2010 - Present
ESSEX INDUSTRIES February 2010 - September 2010
UBS FINANCIAL SERVICES December 2008 - September 2009
ABERCROMBIE AND FITCH April 2008 - October 2008
UBS FINANCIAL SERVICES June 2007 - August 2007
Education
Bryant University 2003 — 2007
B.S, Business Administration; Finance -
Next Step Ministries Inc. May 2015 - Present
Harvest Preparatory Academy August 2013 - May 2015
DST Market Services December 2011 - July 2013
YouthWorks May 2011 - August 2011
UBS Financial Services February 2011 - May 2011
Bethel University August 2009 - May 2011
Skills
Team Building, Time Management, Networking, Leadership, Public Speaking, Microsoft Excel, PowerPoint, Microsoft Office, Event Planning, Nonprofits, Research, Customer Service, Microsoft Word, Financial Analysis, Volunteer Management, Leadership Development, Higher Education, Critical Thinking, Community Outreach, Non-profits
Education
Bethel University 2007 — 2011
Bachelor's, Economics & Finance
Fort Monmouth Army Base September 2009 - Present
SeaScape Manor B&B January 1994 - 2011
UBS Financial Services February 2007 - March 2008
Education
Brookdale Community College
New York Institute of Technology-New York City
MBA, Business Administration
RCS Capital Corporation June 2014 - Present
Schindler Cohen & Hochman LLP May 2009 - June 2014
UBS AG September 2007 - April 2009
UBS Financial Services January 1999 - August 2007
Kaye Scholer LLP 1989 - 1998
Skills
Litigation, Commercial Litigation, Securities, Securities Regulation, Bankruptcy, Arbitration, Courts, Strategy, Appeals, Insurance, Patents, Trials, Corporate Governance, Securities Litigation, Fraud, Internal Investigations, Hedge Funds, Dispute Resolution, Corporate Law, Business Litigation, Dispute, Legal Writing, Legal Research, Civil Litigation, Class Actions, Privacy Law, International Law
Education
Boston University School of Law 1986 — 1989
Doctor of Law (J.D.)
Hamilton College 1981 — 1985
BA, History
UBS Financial Services May 2007 - Present
A.G. Edwards & Sons, Inc. December 1999 - May 2007
J.C Bradford & Company January 1996 - December 1999
Education
Bob Jones University 1994 — 1998
Financial Management
College for Financial Planning
CFP®
Societe Generale March 2015 - Present
Societe Generale August 2013 - March 2015
Societe Generale May 2010 - July 2013
Goldman Sachs November 2007 - May 2010
UBS Financial Services February 2007 - November 2007
Skills
Fixed Income, Collateral Management, Derivatives, Equities, Options, Hedge Funds, Equity Derivatives, Securities, Trading, Financial Markets, Bloomberg, Financial Modeling, Portfolio Management, Risk Management
Education
Binghamton University - School of Management 2003 — 2004
BS, Business Management with a Concentration in Finance
Rockland Community College 2001 — 2003
AS, Business Administration
General Assembly February 2015 - Present
StockUp August 2012 - Present
newBrandAnalytics December 2011 - July 2012
J.Crew October 2011 - December 2011
UBS Financial Services June 2010 - August 2010
Brandeis University August 2009 - January 2010
Godiva Chocolatier June 2009 - August 2009
Brandeis Zionist Alliance August 2008 - August 2009
Accessories Council 2007 - 2009
Skills
Data Analysis, Research, Microsoft Office, Analysis, Retail, Product Development, Leadership, Statistics, Economics, Social Media, Strategy, Entrepreneurship, Stata: Statistical..., Photoshop, Stata, Atlassian JIRA, Product Marketing, product de, Data Management, Agile Methodologies, Scrum, Product Management, User Experience, Wireframes, PowerPoint, Microsoft Excel
Education
Brandeis University 2007 — 2011
BA, Economics
Emunah College of Art and Design 2006 — 2007
NA, Graphic Design
Frisch School 2002 — 2006
UBS Financial Services August 2012 - Present
UBS Financial Services January 2011 - August 2012
UBS Financial Services January 2009 - December 2010
UBS Financial Services July 2007 - December 2008
UBS Financial Services Inc. December 2003 - July 2007
PaineWebber June 1998 - November 2003
Skills
Series 63, Portfolio Management, Leadership, Financial Analysis, Series 7, Management, Risk Management, Banking, Alternative Investments, Vendor Management
Education
Bucknell University 1995 — 1999
BS, Management
eLogic Learning May 2013 - Present
Infor October 2012 - May 2013
Meridian KSI January 2011 - September 2012
GeoLearning, Inc. January 2007 - January 2011
UBS Financial Services January 2006 - December 2006
Lawson Software January 2004 - December 2005
Pathlore Software January 2001 - January 2004
Babbage-Simmel August 1998 - December 2000
New Horizons CLC August 1997 - August 1998
Skills
SaaS, Solution Selling, Business Development, Sales Management, Selling, Sales, Leadership, Management, Sales Operations, Enterprise Software, Consulting, Sales Process, Cloud Computing, New Business Development, Business Strategy, Systems Thinking, Team Building, ERP, Business Intelligence, Sales Leadership, Complex Solution Selling, Human Capital Management, Change Management
Education
Bowling Green State University 1990 — 1997
Bachelor's, Sociology, Psychology, Marketing
Westlake High School 1987 — 1990
UBS February 2013 - Present
UBS Financial Services September 2002 - Present
Oriental Financial Group November 2000 - July 2002
Education
Brown University 1996 — 2000
Bachelor of Arts (B.A.), History
Universidad de Puerto Rico
Juris Doctor
Janney Montgomery Scott LLC October 2013 - Present
UBS Financial Services March 2012 - October 2013
UBS Wealth Management March 2011 - March 2012
UBS Wealth Management January 2008 - February 2011
SEI Investments March 2007 - August 2007
Pennoni Associates November 2006 - March 2007
Harleysville National Bank 2000 - 2003
Skills
Asset Management, Bloomberg, Equities, Fixed Income, Investments, Management, Mutual Funds, Securities, Series 63, Series 7, Wealth Management, Alternative Investments, Asset Allocation, Hedge Funds, Investment Strategies
Education
Drexel University 2014 — 2017
Master of Business Administration (M.B.A.), Entrepreneurship
Bloomsburg University of Pennsylvania 2002 — 2006
Central Bucks West
HSBC Securities (USA) Inc. Senior AuditorUBS Financial ServicesJanuary 2002 - September 2004
UBS Financial Services August 2000 - January 2002
Education
Brooklyn Law School 1994 — 1996
University of Colorado Boulder
UBS Financial Services 1986 - Present
Education
Boston University 1979 — 1983
BS, Finance
UBS Financial Services RecruiterKaplan, Inc.2001 - 2006
Education
California State University-Long Beach - College of Business Administration 2004 — 2006
MBA
Capital One Services, LLC January 2007 - Present
UBS Financial Services September 2004 - February 2006
Forrester Research, Inc. July 2000 - November 2002
BankBoston September 1996 - December 1999
BayBank 1981 - 1996
BayBank - now Bank of America 1981 - 1996
Education
Boston College 1974 — 1978
B.S., Marketing
Matignon High School
Matignon High School
UBS Financial Services July 2005 - Present
Winter Wyman and Co. 2000 - 2003
Banc of America Securities 1999 - 2000
Education
The Tuck School of Business at Dartmouth 2003 — 2005
Bowdoin College 1995 — 1999
BA, economics
The University of Edinburgh
Credit Suisse - Private Banking USA May 2005 - Present
Stonnington Group, LLC January 2004 - April 2005
UBS Financial Services July 2000 - January 2003
First Albany Corporation May 1999 - July 2000
Morgan Stanley Dean Witter August 1998 - April 1999
Morgan Stanley Dean Witter September 1996 - March 1998
Morgan Stanley Dean Witter March 1996 - September 1996
Morgan Stanley Dean Witter May 1995 - March 1996
Skills
Securities, Portfolio Management, Investments, Fixed Income, FINRA, Series 7, Private Banking, Mutual Funds, Hedge Funds, Equities, Alternative Investments, Banking, Structured Products, Derivatives, Financial Analysis, Due Diligence, Series 8 (9 and 10), Series 65, Compliance, Asset Managment, Investment Advisory, Bloomberg, Real Estate, Supervision
Education
Boston College - Wallace E. Carroll Graduate School of Management
Master of Business Administration (M.B.A.), Finance, General
University of Massachusetts, Amherst
Bachelor's Degree, Economics
UBS March 2015 - Present
UBS 2010 - Present
UBS October 2009 - October 2010
UBS Financial Services March 2009 - October 2009
UBS July 2006 - February 2009
UBS September 2005 - July 2006
Skills
PeopleSoft, Deferred Compensation, Employee Relations, Talent Management, HRIS, Performance Management, Employee Benefits, Human Resources, Onboarding, Recruiting, Talent Acquisition, Succession Planning, Benefits Administration, Employee Engagement, HR Policies, Time Management, Workforce Planning, Applicant Tracking..., HR Consulting, Organizational..., Personnel Management, Organizational Design, Vendor Management, Organizational..., College Recruiting, Career Development
Education
Caldwell University 2006 — 2008
MBA, Master of Business Administration
Caldwell University 2001 — 2005
BS, Business Administration
Moelis & Company June 2013 - Present
Moelis & Company June 2010 - June 2013
DFJ Esprit February 2009 - May 2009
UBS Financial Services August 2007 - December 2007
Millennium Trust Company June 2007 - August 2007
Skills
Financial Modeling, Valuation, Mergers & Acquisitions, Investments, Portfolio Management, Venture Capital, Restructuring, Entrepreneurship, Financial Services, Business Planning, Asset Allocation, Bloomberg, Investment Banking, Forecasting, LBO, DCF, Private Equity, Corporate Finance, Capital Markets, Microsoft Excel
Education
Boston University 2006 — 2010
Dual Degree; of, a Finance Concentration and an Economics; Management
Boston University 2006 — 2010
Bachelor of Arts & Science, Arts and Sciences
Boston University - School of Management 2006 — 2010
Bachelors in Science of Managent, Finance
BNY Mellon January 2013 - Present
BNY Mellon August 2011 - December 2012
Wells Fargo January 2011 - August 2011
Southern California Edison 2008 - 2011
UBS Financial Services 2007 - 2008
GBR Information Services 2002 - 2007
Bondholder Communications Group 1996 - 2002
Skills
Management, Banking, Securities, Legal Writing, Derivatives, Commodity, Swaps, Policy, FINRA, Dodd-Frank, Trading, Investment Banking, Financial Services, Operational Risk..., Financial Risk
Education
Boston University School of Law
JD
University of Rochester
BA, Economics & Political Science
UBS Financial Services July 2006 - Present
UBS Investment Bank 2006 - Present
Education
Boston College 1988 — 1992
Salient Partners April 2013 - Present
UBS Financial Services December 2010 - April 2013
Morgan Stanley Smith Barney 2007 - December 2010
RBC September 2005 - December 2006
Legg Mason September 2003 - September 2005
Skills
Alternative Investments, Bloomberg, Bonds, Capital Markets, ETFs, Equity Research, FINRA, Financial Advisory, Financial Markets, Financial Services, Investment Management, Mutual Funds, Private Equity, Retirement Planning, Series 24, Series 63, Series 7, Strategic Financial..., Structured Products, Trading, Uniform Combined State..., Wealth Management..., Asset Allocation, Banking
Education
Boston University 1999 — 2003
Bachelors, Political Science
US Bank June 2008 - Present
UBS Financial Services October 1992 - December 2007
Skills
Succession Planning, Employee Relations, Employee Engagement, Performance Management, Coaching, Personnel Management, Onboarding, Human Resources, Management, Leadership, Financial Services, Customer Service, Banking, Change Management, Team Building, Sales, Training, Applicant Tracking...
Education
Keller Graduate School of Management 2003 — 2006
Master of Business Administration (MBA) and Masters HR Management
California State University-Fullerton 1988 — 1997
Bachelor's degree, Criminal Justice
Morgan Stanley Smith Barney July 2009 - Present
Smith Barney January 2006 - June 2009
UBS Financial Services June 2002 - May 2005
UBSPaineWebber May 1999 - May 2002
PaineWebber June 1990 - September 2000
Education
Bentley University 1983 — 1985
BS, Marketing Managment
Western New England College 1981 — 1983
Business Administation
UBS Financial Services March 2009 - April 2015
UBS Financial Services October 2008 - March 2009
UBS Investment Bank September 2007 - October 2008
UBS Investment Bank September 2005 - September 2007
Skills
Fixed Income, Bonds, Series 7, Trading, Back Office, Derivatives, Series 63, Bloomberg, Securities, Hedge Funds, Investments, Capital Markets, Financial Modeling, Investment Banking, Equities
Education
State University of New York at Binghamton 2001 — 2005
Bachelor of Science (BS), Financial Economics
Ps 131 and Saint Francis Prep
BlackRock January 2015 - Present
BlackRock April 2011 - December 2014
BlackRock June 2008 - March 2011
Merrill Lynch April 2007 - May 2008
Merrill Lynch June 2004 - March 2008
UBS Financial Services June 2003 - August 2003
Skills
ETFs, Investments, Portfolio Management, Mutual Funds, Wealth Management, Capital Markets, Trading, Financial Advisory, Bonds, Retirement Planning, Structured Products, Equity Research, Finance
Education
Boston College 2000 — 2004
Bachelor of Science; School, Finance; Operations & Technology Management
UBS Financial Services January 2014 - Present
UBS Financial Services August 2008 - January 2014
Education
Bentley University 2004 — 2008
BS, Economics
SMB Prime, LLC June 2010 - Present
Global Secured Capital, LLC June 2007 - June 2010
New Stream Capital January 2006 - June 2007
New Stream Capital 2006 - 2007
UBS Financial Services 2003 - 2005
Skills
Hedge Funds, Private Equity, Asset Management, Fixed Income, Structured Finance, Mutual Funds, Equities, Alternative Investments, Due Diligence, Portfolio Management, Bloomberg, Funding, Investment Management, Investments, Investment Strategies, Asset Allocation
Education
Berkeley College 1999 — 2001
Applied Science, Business Management
KPMG April 2014 - Present
Prudential Financial March 2013 - April 2014
Unilever Bestfoods April 2011 - May 2012
Bayer Healthcare Pharmaceuticals November 2008 - February 2010
UBS Financial Services April 1999 - July 2008
UBS Financial Services October 2001 - July 2006
UBS Financial Services April 1999 - October 2001
Skills
MS Outlook, MS Word, MS Excel, MS PowerPoint, Intermediate Level of..., Serengeti, Microsoft Excel, Outlook, Microsoft Word, Lexis, Westlaw, Administrative..., Litigation, Human Resources, Leadership, PowerPoint, Employee Benefits, Budgets, Customer Service, System Administration, Microsoft Office, Access, Coaching, Invoicing, Change Management, Litigation Support, Team Building, Legal Documents, Management, Insurance, Courts, Mergers & Acquisitions, Process Improvement, Databases, Visio, Risk Management, Notary Public, Program Management, Commercial Litigation, PACER, DeltaView, Document Review, Lotus Notes, Spreadsheets, Adobe Acrobat, Confidentiality, Civil Litigation, Calendars, Process Scheduler, Wordperfect
Education
Bergen Community College 2002 — 2007
Associates, Paralegal Studies
Emerson High School
Bayer HealthCare November 2008 - Present
UBS Financial Services April 1999 - July 2008
Education
Bergen Community College 2002 — 2007
Associates, Paralegal Studies
UBS Financial Services February 2009 - Present
Merrill Lynch August 1996 - January 2009
Education
Bradley University 1986 — 1991
BS MFE, Engineering
Northwestern Mutual June 2011 - Present
Northwestern Mutual Financial Network June 2010 - August 2010
Equinoxe AIS Ireland May 2010 - June 2010
UBS Financial Services May 2009 - August 2009
Barber Wilson's, Ltd July 2003 - August 2007
Education
Boston University - School of Management 2007 — 2011
Bachelor of Science, Business Administration; International Management; Finance
UBS Financial Services May 1982 - Present
Education
Boston College
UBS Wealth Management October 2005 - Present
UBS Financial Services October 2005 - August 2008
UBS 2005 - 2008
Mellon Financial 1995 - 2005
Mellon Investor Services 1993 - 2005
BNY Mellon 1993 - 2005
BNY Mellon Shareowner Services 1993 - 2005
Skills
Microsoft Excel, Operations Management, Training, Equities, Project Management, CRM, Team Building, Process Improvement, Securities, Financial Services, Sales, Banking, Risk Management, Financial Risk
Education
Bergen Community College 1985 — 1989
Business Administration
New York Life Insurance Company April 2013 - Present
Bank of America March 2011 - June 2012
Merrill Lynch May 2009 - March 2011
UBS Financial Services December 2005 - April 2009
Kayser-Roth Corporation February 1994 - June 2005
The Mennen Company September 1981 - December 1992
Skills
Series 7, Series 66, Life & Health Insurance..., Sales Management, Uniform Combined State..., Financial Analysis, Securities, Finance, Banking, Investments, CRM, Credit, Management, Small Business, Budgets, Series 63, Human Resources, Loans, Strategic Planning, Analysis, Life & Health Insurance..., Sales, Training, Account Management, Investment Strategies, Retail, Leadership, Financial Advisory, Start-ups, New Business Development, Business Development, Entrepreneurship, Marketing, Salesforce.com, Customer Retention, Accounting, Business Planning, Risk Management, Client Services, Building Relationships, Mutual Funds, Coaching, Business Strategy, Consulting, Portfolio Management, Team Building, Financial Services, Retirement Planning, Strategic Financial...
Education
California State Polytechnic University-Pomona
Bachelor of Science, Business Management, Marketing
UBS January 2002 - Present
UBS Financial Services January 2001 - Present
Marriott International July 1999 - May 2001
San Juan Marriott Resort & Stellaris Casino May 1995 - July 1999
Education
Bentley University 1987 — 1991
BA, Business, Management, Marketing, and Related Support Services
Crossroads Christian Church June 2012 - Present
Realty Network, Inc. January 2011 - Present
Whitestone Residential, Inc. 2007 - July 2011
Prudential California Realty 2003 - 2007
UBS Financial Services 2000 - 2003
Edward Jones 1998 - 2000
Skills
First Time Home Buyers, SFR, Short Sales, Real Estate, Condos, Sellers, Foreclosures, Discipleship, Biblical Studies, Ministry Development, Strategic Planning, Pastoral Care
Education
Biola University 1996 — 1999
Masters, Biblical Studies and Theology
University of California, San Diego 1993 — 1996
B.A., Psycology
State of Colorado, Parks and Wildlife April 2013 - Present
Bank of the West Frisco May 2011 - July 2012
UBS Financial Services April 2008 - February 2010
Burke Williams Day Spa March 2006 - April 2009
Limited September 2004 - March 2006
Skills
Customer Service, Customer Satisfaction, Management, Sales, Customer Experience, Finance, Customer Retention, Banking, Administration, Credit, Financial Analysis, Leadership, Retail Banking
Education
California State University-Fullerton 2006 — 2009
Bachelor of Business Administration (BBA), Finance and Financial Management Services
California State University
Bachelor of Arts, Business Administration; Business Administration; Finance
Bunge August 2014 - Present
Starwood Hotels & Resorts Worldwide, Inc. June 2011 - June 2014
UBS Financial Services October 2005 - May 2011
Hewitt Associates August 2000 - June 2005
CGI August 1999 - June 2000
IBM Global Business Services May 1997 - July 1997
Skills
Project Management, Data Analysis, Data Management, Leadership, Performance Management, Data Modeling, Employee Relations, Access, Talent Acquisition, PeopleSoft, Employee Benefits, Benefits Administration, Employee Engagement, SAP, Compensation & Benefit, Compensation Structures, Deferred Compensation, Human Resources, SDLC, HRIS, Analytics, Salary, HR Policies, Workforce Planning, Executive Pay, Employee Recognition, Benchmarking, Analysis, HR Transformation, Process Improvement, Job Descriptions
Education
Binghamton University - School of Management 1996 — 1999
BS -Management, Management Information Systems
UBS Financial Services February 2013 - Present
UBS Investment Bank May 2008 - May 2011
UBS Financial Services July 1997 - May 2008
Skills
Equities, Financial Services, Fixed Income, Investment Banking, Wealth Management
Education
Stevens Institute of Technology 2005 — 2007
MS, Information Systems
Boston College 1993 — 1997
BS, Finance
UBS Financial Services January 2012 - Present
Merrill Lynch October 1987 - January 2012
Education
Cal State Fullerton
UBS Financial Services March 1990 - Present
Education
Boston University
Master of Science, Business
CFA Institute
Chartered Financial Analyst, Investment Analysis
Wayne State University
Bachelor of Science, Business Administration
Western International Securities September 2010 - Present
UBS Financial Services October 1999 - September 2010
Skills
Series 7, Series 63, Series 65, Insurance, Securities, Retirement Planning, Annuities, Mutual Funds, Asset Allocation, 401k, Investment Advisory, Retirement, Wealth Management, Financial Advisory, Investment Strategies, Alternative Investments, Financial Planning, Investments, Equities, Asset Management, Fixed Income, Portfolio Management, IRA's, Retirement Income..., Insurance Planning, Wealth Accumulation, 529 Plans, ETFs, Bonds, Separately Managed..., Managed Accounts, Investment Products, Wealth Preservation, Term Life Insurance, Wealth Preservation..., Retirement Solutions
Education
California State University-Hayward - School of Business and Economics 1991 — 1997
BS, Business Administration Finance Option
California State University-Hayward - School of Business and Economics 1991 — 1997
BA, Economics
CIBER, Inc. January 2012 - Present
NMFN 2011 - 2012
MetLife April 2010 - May 2011
UBS Financial Services 2007 - 2009
UBS, INC 2006 - March 2008
Merrill Lynch July 2005 - December 2006
GULFSTREAM PARTNERS September 2003 - December 2003
RBC Dain Rauscher July 1998 - September 2003
RBC Dain Rauscher (was Tucker Anthony Inc) August 1996 - July 1998
Skills
Analysis, Management, Portfolio Management, Strategic Financial..., Investments, Insurance, Sales, Employee Benefits, Financial Services, Finance, Business Analysis, Mutual Funds, Consulting, Operations Management, Selling, Vendor Management
Education
Boston University
BS, Management
Boston University - School of Management
BS, Management
PwC September 2013 - Present
Fair Lawn New Jersey Open Space Committee December 2010 - Present
Bergen County, County Committee May 2010 - Present
PwC June 2013 - August 2013
Community Development Clinic January 2013 - August 2013
UBS June 2012 - December 2012
Fair Lawn New Jersey Zoning Board of Appeals January 2011 - December 2011
UBS December 2010 - August 2011
UBS Financial Services May 2008 - August 2008
Skills
Financial Services, FINRA, Litigation, Financial Regulation, Investment Banking, Financial Analysis, Bloomberg Terminal, Risk Management, Structured Products, Management, Microsoft Excel, PowerPoint, Legal Writing, Legal Research, Operational Risk..., Investment Advisory, Westlaw, Lexis, Corporate Law, Employment Law, Economics, Internal Audit, Operational Risk, Contract Negotiation, Real Estate Transactions, Real Estate Economics, Russian, Negotiation, Trusts, Settlement Agreements, Project Management, Financial Advisory, Legal Advisory, Stock Market, Risk Assessment, Real Estate Development, External Audit, Financial Forecasting, Condos, Business Process..., Fixed Annuities, Contractual Agreements, Employment Contracts, Zoning, Board Governance, Banking Law, Contract Law, Tax Law, Dodd-Frank, Civil Litigation
Education
Brooklyn Law School
J.D., Law, 3.7 (Top 15% of Class) - Cum Laude
Pace University, Lubin School of Business, Pforzheimer Honors College 2007 — 2009
Bachelor of Business Administration, Major in Finance Minor in Economics, 3.95 (Top 1% of Class)
JPMorgan Chase April 2008 - December 2011
JP MORGAN CHASE & CO 2007 - 2008
UBS FINANCIAL SERVICES 2006 - 2007
UBS FINANCIAL SERVICES January 1999 - January 2006
Skills
Leadership
Education
THE CHUBB INSTITUTE
Diploma, Computer Technical Support
Bergen Community College
Mesa Community College
Montclair State University
UBS Private Wealth Management December 2012 - Present
UBS Financial Services October 2010 - December 2012
UBS Financial Services March 2009 - October 2010
UBS Financial Services June 2007 - March 2009
UBS November 2006 - May 2007
UBS Financial Services April 2006 - November 2006
UBS Financial Services October 2004 - April 2006
UBS Financial Services January 2002 - October 2004
UBS Financial Services July 2000 - January 2002
Education
Family Firm Institute, Global Education Network 2015 — 2015
Certificate in Family Wealth Advising & Certificate in Family Business Advising
Bucknell University 1996 — 2000
BSBA, Management, Spanish
HighTower June 2011 - Present
Pharmacofore, Inc May 2008 - April 2011
Wesley Sterman (CEO PharmacoFore, Inc.) May 2008 - April 2010
UBS Financial Services May 2005 - May 2008
UBS Financial Services December 2003 - May 2005
Skills
Executive Support, Microsoft Excel, P&L Management, Trusting Relationships, Business Travel, Microsoft Office, Outlook, PowerPoint, Event Planning, Office Administration, Expenses, Organization, File Management, Oral & Written..., Calendar Planning, Office Management, Customer Service, Document Management, Multi Tasking, Manage Client..., Vendor Management, Ordering Office Supplies, Product Ordering, Accounts Payable, Asset Management, Wealth Management, Portfolio Management, Market Research, Editing, Management, Administrative..., Software Documentation
Education
Brooks College
Merchandise and Marketing
New York University Business Analyst IIAlas ConsultingOctober 2010 - May 2011
Amerra Capital Management, LLC June 2010 - August 2010
UBS Financial Services April 2009 - March 2010
UBS Financial Services October 2008 - April 2009
Auerbach Grayson June 2007 - August 2007
Skills
Budgets, Management, Finance, Research, PowerPoint, Microsoft Office, Microsoft Excel
Education
Bucknell University 2005 — 2008
Bachelor of Arts, Economics
London School of Economics
UBS Financial Services November 2011 - March 2014
UBS Investment Bank 1992 - 2010
Altman Brenner Wasserman 1987 - 1990
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Binghamton University - School of Management 1977 — 1981
BS, Management
Chadwick Associates' Financial RepresentativeNORTHWESTERN MUTUALJanuary 2007 - January 2008
UBS FINANCIAL SERVICES January 2005 - January 2007
PROFESSIONAL CHECK SYSTEMS, INC., January 2004 - June 2005
CHADWICK ASSOCIATES January 1995 - December 2004
BELL ATLANTIC BUSINESS SYSTEMS January 1991 - December 1996
DIEBOLD, INC. January 1980 - January 1991
Skills
Sales, Business Development, New Business Development, Account Management, Negotiation, Leadership
Education
Boston University
BS, Bachelor of Science in International Business
UBS Financial Services June 2011 - August 2011
Chiller Sound Studios June 2010 - August 2010
Racing Development Inc January 2006 - January 2009
Education
Bentley University
Mathematics
University of Colorado-Leeds School of Business
B.S. Degree, Business Administration; an emphasis in Finance
UBS FINANCIAL SERVICES May 2009 - Present
E-TRADE FINANCIAL January 2006 - July 2008
CARFARO, INC September 2004 - September 2005
VANGUARD CAR RENTAL CLAIMS USA August 2003 - September 2004
YORK CLAIMS SERVICE January 1999 - July 2003
York Claims Service January 1989 - January 1999
Education
Brookdale Community College
AAS, Business Management
TEG Partners a division of Detwiler Fenton Investment Management August 2009 - Present
UBS Financial Services December 2002 - August 2009
MAGI Productions/Sonicbids 1996 - 2002
Wellington Management August 1993 - December 1995
Goldman Sachs & Co October 1988 - May 1991
Skills
Asset Allocation, Wealth Management, Series 7, Project Management, Hedge Funds, Asset Managment, Investments, Product Development, Equities, Accounting, Alternative Investments, Private Equity
Education
State University of New York at Binghamton 1984 — 1998
BS High Honors, Economics
Wharton School, University of Pennsylvania 1991 — 1993
MBA, Finance and Strategic Management
Martin Van Buren HS 1981 — 1984
Morgan Stanley Smith Barney February 2007 - Present
Morgan Stanley Smith Barney February 2007 - Present
UBS April 1999 - February 2007
UBS April 1999 - February 2007
UBS Financial Services January 1999 - January 2007
First Union National Bank January 1996 - January 1999
First Union National Bank January 1993 - January 1996
First Union National Bank January 1991 - January 1993
Skills
Series 7 license, Series 66 license, Life & Health Insurance..., Banking, FINRA, Series 7, Investments, Life Insurance, Series 63, Wealth Management, Mutual Funds, Asset Allocation, Retirement Planning, Finance, Investment Advisory
Education
Bergen Community College 1986 — 1989
Associates of Science, Business Administration
Bergen Community College
Associate of Science, Business Administration
J.P. Morgan September 2013 - Present
Morgan Stanley Wealth Management August 2012 - September 2013
UBS Financial Services August 2009 - August 2012
UBS International Inc May 2006 - August 2009
Morgan Stanley January 2005 - January 2006
McBreen & Kopko, Counselors at Law January 2003 - September 2003
Nassau County Court of Claims May 2002 - September 2002
Skills
AML, OFAC, Due Diligence, Financial Risk, USA PATRIOT Act, Internal Audit, Fraud, Finance, Anti Money Laundering, Bank Secrecy Act, Risk Management, Series 7, KYC, Financial Services
Education
Touro College Jacob D. Fuchsberg Law Center 2001 — 2004
Juris Doctor, Law
Binghamton University 1997 — 2001
Bachelor of Arts, Philosophy, Politics, and Law
Standard Chartered Bank May 2015 - Present
UBS Financial Services April 2013 - May 2015
Essex County Prosecutor's Office February 2007 - March 2010
New York County District Attorney's Office September 1996 - April 2001
Skills
Corporate Law, Legal Writing, Criminal Law, Mediation, Enforcement, Litigation, Courts, Civil Litigation, Commercial Litigation, Legal Research, Appeals, Westlaw, Trials
Education
Boston University School of Law 1993 — 1996
Doctor of Law (J.D.)
Brown University 1988 — 1992
Bachelor of Arts (B.A.), Public Policy / Political Science