UBS PaineWebber, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. Headquarters: Basel, Switzerland CEO: Sergio Ermotti (Nov 15, 2011–) Technical support: 1 (888) 279-3343 Credit card support: 011 41 848 888 601
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UBS PaineWebber, Inc Employees
Wells Fargo Advisors March 2003 - Present
Wells Fargo Advisors, LLC March 2003 - Present
UBS PaineWebber, Inc February 1995 - April 2003
Prudential Securities December 1983 - April 1995
Merrill Lynch, Pierce, Fenner & Smith Inc. September 1973 - December 1983
Skills
Wealth Management, Investment Advisory, Retirement Planning, 401k Rollovers, IRA Rollovers, IRAs, Retirement, Mutual Funds, Series 7, Series 63, Series 65, Investment Strategies, Asset Allocation, Financial Planning, Investments
Education
College for Financial Planning 1982 — 1984
Certified Financial Planner, Financial Planning
Indiana University Bloomington 1967 — 1969
MBA
Bethany College West Virginia 1964 — 1967
Bachelor of Arts (B.A.), Economics
PR Herzig & Co., Inc. August 2001 - Present
UBS PaineWebber Inc. April 2000 - August 2001
Education
Cornell University
Manhasset
Manhasset
Birkat Realty August 2015 - Present
5LINX Enterprises Inc. December 2009 - Present
Katz Realty July 2015 - July 2015
Vasquez & Associates Real Estate Inc January 2015 - June 2015
Morgan Stanley August 2012 - May 2015
Rapid Realty January 2013 - September 2014
BNY Mellon Inc September 2008 - June 2010
Merrill Lynch Inc June 2006 - September 2008
American International Group Inc June 2002 - June 2006
UBS PaineWebber Inc October 2000 - April 2002
Skills
Entrepreneurship, Social Media, Social Media Marketing, Online Advertising, Administrative..., Spreadsheets, Data Entry, Outlook, PeopleSoft, Telecommunications, Expenses, Lotus Notes, Office Management, Fax, Customer Service, Human Resources, PowerPoint, Microsoft Excel, Invoicing, Microsoft Office, Access, Marketing, Nonprofits, Social Networking, Training, Administrative..., Public Speaking, Sales
Education
Baruch College, City University of New York (CUNY) 1994 — 1996
Associate's degree, Psychology
McDermott Will & Emery April 2003 - Present
UBS PaineWebber, Inc April 2000 - July 2002
Strategic Research Institute September 1997 - March 2000
IMN/Fabozzi March 1997 - September 1997
The Ritz-Carlton October 1996 - January 1997
Cellular Telecommunications Industry Association June 1995 - October 1996
Lohan Associates, Inc October 1994 - May 1995
Smith Barney, Inc October 1992 - September 1994
Skills
Event Planning, Leadership, Marketing, Training, Program Management, Sponsorship, Budgets, Contract Negotiation, Webcasting, Business Relationship..., Event Management, Production Planning, Marketing Communications, Sales, Trade Shows, Marketing Strategy, Management, Strategic Planning
Education
Central Michigan University
Bachelor of Science, Psychology
Blaylock Beal Van, LLC October 2013 - June 2015
Amernet August 2011 - October 2013
WorldWide Speakers Group March 2011 - August 2011
Caldwell, Flores Winters, Inc January 2007 - January 2009
M.L Stern & Company April 2003 - December 2006
Western Municipal Securities January 2000 - January 2003
UBS PaineWebber, Inc January 1998 - January 2000
Stone & Youngberg LLC January 1993 - January 1998
Charles Schwab 1991 - 1992
Nuveen Investments 1988 - 1990
Skills
Business Development, Leadership, Sales, Management, Strategic Partnerships, Start-ups, CRM, Strategy, New Business Development, Financial Services, Finance, Banking, Lead Generation, Strategic Planning, Financial Analysis, Enterprise Software, Solution Selling, Series 7, Fixed Income, Securities, trading, municipal bonds, Municipal Bonds, Municipalities, Trading
Education
San Diego State University-California State University 1981 — 1986
Bachelor of Arts, Environmental and Resource Geography
Miramonte High School
tassajara
deVere USA Inc. August 2012 - Present
US Trust - Bank of America Private Wealth Management July 2011 - August 2012
Gibraltar Private Bank and Trust July 2010 - June 2011
Northern Trust October 2007 - July 2010
US Trust, Bank of America September 2000 - October 2007
UBS PaineWebber, Inc July 1994 - September 2000
Education
University of Florida 1990 — 1994
Bachelor's degree, Music Theory and Composition
Schwab Advisor Services March 2011 - Present
Morgan Stanley Smith Barney January 2010 - March 2011
Morgan Stanley Smith Barney July 2003 - January 2010
UBS PaineWebber Inc. November 2002 - June 2003
UBS PaineWebber Inc. January 2001 - November 2002
UBS PaineWebber Inc. December 1998 - January 2001
UBS PaineWebber Inc. May 1997 - December 1998
Waterhouse Securities 1994 - 1995
Education
Azusa Pacific University 2002 — 2004
B.A.
UBS Financial Services, Inc. 2006 - Present
UBS PaineWebber, Inc 1999 - 2003
PaineWebber 1996 - 1999
MFS Investment Management 1994 - 1996
Education
Bentley University
Bachelor’s Degree, Finance
University of Strasbourg, Strasbourg, France
International Business-Study Abroad Program
Suffolk University
Master of Business Administration (M.B.A.), Finance
SACHS INVESTMENT GROUP September 2008 - Present
TUBE ICE, LLC December 2005 - September 2008
INVESCO INSTITUTIONAL January 2001 - January 2005
UBS PAINEWEBBER, INC January 2001 - September 2001
NODDINGS INVESTMENTS January 1994 - January 2001
AMA INVESTMENT ADVISERS, INC January 1993 - January 1994
AMA INSURANCE AGENCY, INC January 1987 - January 1993
Ross Roy Advertising 1979 - 1983
Skills
Trading Systems, Pensions, Financial Statements, Retirement Planning, Accounts Payable, Bonds, Options, Portfolio Management, Retirement, Relationship Management, Mutual Funds, Account Reconciliation, Risk Management, Funding, Marketing, Equities, Employee Benefits, Loans, Asset Management, Investments, Proposal Writing, Fixed Income, Trading, Financial Services, Process Improvement, Insurance, Asset Allocation, Wealth Management, Alternative Investments, Investment Management
Education
Elmhurst College 1997 — 1999
Altegra Health January 2015 - Present
Health First Medical Group May 2011 - September 2014
Schneider Financial Group, Inc March 2007 - September 2009
Robert Ranew State Farm Insurance September 2005 - October 2006
Raymond James Financial Services July 2003 - August 2005
UBS PaineWebber, Inc August 1999 - November 2002
Skills
CPT, HCPCS, ICD-9, Medical Coding, Medical Compliance, E/M coding, IDX, ICD-9-CM, Physician Coding, HIPAA, Practice Management, Invoicing, Accounts Receivable, EHR
Education
Brevard Community College 2010 — 2011
Certified Medical Coder/Biller, Medical Information Coder / Biller
JLL June 2012 - Present
Cushman & Wakefield May 2005 - June 2012
Cushman & Wakefield March 2006 - April 2007
Cushman & Wakefield May 2005 - March 2006
Lennar Corporation November 2004 - April 2005
Cushman & Wakefield, Inc July 2002 - November 2004
UBS PaineWebber Inc March 2000 - August 2001
Merrill Lynch June 1998 - March 2000
Skills
Financial Reporting, Forecasting, Budgets, Accounting, Accounts Payable, Due Diligence, Managerial Finance, Variance Analysis, Finance, Management, Accounts Receivable, Internal Controls, Analysis, Access, Auditing, Financial Audits, Financial Statements, Portfolio Management, Financial Analysis, Account Reconciliation, Property Management, Financial Modeling, Corporate Real Estate
Education
Rutgers Business School 2001 — 2002
MBA, Finance and Management
University of Delaware - Lerner College of Business and Economics 1994 — 1998
Bachelor of Science (B.S.), Finance, General
toonà January 2015 - Present
aquadevices January 2014 - March 2015
Self-Employed March 2013 - January 2014
Konkuk University February 2009 - February 2013
ADAM Consulting LLC April 2007 - February 2009
Fairleigh Dickinson University April 2003 - March 2007
MEDISEC LLC - Medical Information Security Consulting LLC November 2002 - April 2003
UBS PaineWebber Inc. August 2000 - October 2002
Columbia University December 1998 - July 2000
UPMC February 1997 - November 1998
Skills
Programming, Systems Engineering, Unix, Project Planning, Project Management, Instructional Design, Analysis, Java, Program Management, Software Engineering
Education
Carnegie Mellon University 1993 — 1995
Master of Science, Logic and Computation
Ramapo College of New Jersey 1991 — 1993
Bachelor of Science, Mathematics
Deutsche Bank Counsel to the Head of ComplianceDeutsche Bank Securities2005 - Present
UBS Financial Services (f/k/a PaineWebber) April 1996 - October 2005
UBS Financial Services 1996 - 2005
UBS PaineWebber Inc. 1996 - 2005
PaineWebber 1996 - 2005
US Securities and Exchange Commission 1984 - 1994
Education
Georgetown University Law Center 1976 — 1979
J.D.
Georgetown University 1971 — 1979
BSFS, JD, International Economics and Finance, Law
Morris, Manning & Martin, LLP February 2011 - July 2013
Baker & McKenzie LLP September 2006 - February 2011
Orrick, Herrington & Sutcliffe LLP 2000 - 2006
UBS PaineWebber Inc. 1998 - 2000
Deutsche Bank/Bankers Trust 1996 - 1998
Skills
Securities Regulation, Corporate Law, Corporate Governance, Securities, Due Diligence, Private Equity, Venture Capital, Securities Litigation, Financial Services, Banking, AML, Mutual Funds, Joint Ventures, Intellectual Property, Legal Advice, Risk Management
Education
New York University School of Law 1975 — 1976
Master of Laws (LL.M.), International Business/Trade/Commerce, Dean's Letter of Commendation
St. John's University School of Law 1973 — 1975
Doctor of Law (J.D.)
Vassar College 1969 — 1973
BA, Economics
Citibank Treasury January 2001 - January 2005
UBS PaineWebber, Inc January 1996 - January 2001
UBS PaineWebber, Inc January 1995 - January 1996
UBS PaineWebber, Inc January 1993 - January 1995
Education
Loyola Marymount University
MBA, Finance and International Business; Finance
Rutgers Business School 1989 — 1993
BS, Finance
Utah Valley University August 2003 - Present
2006-2009University of Utah August 2006 - May 2009
2003-2006OfficeMax, Inc May 2003 - August 2006
2003California Charter Academy December 2002 - March 2003
UBS PaineWebber Inc February 2001 - December 2002
UBS April 2000 - February 2001
UBS October 1999 - April 2000
Skills
University Teaching, Curriculum Development, Public Speaking, Curriculum Design, Research, Distance Learning, Adult Education, College Teaching, Program Development, Training, Data Analysis, E-Learning, Customer Service, Educational Technology, Instructional Design
Education
University of Utah 2005 — 2010
Master of Philosophy (MPhil), Political Science
CSU Chico 1998 — 2002
Master of Arts (MA), Political Science
Brigham Young University 1995 — 1998
B.A, Political Science