UBS Securities, LLC
Industry: Bank
DescriptionUBS Securities Co., Ltd. is a Chinese investment bank and brokerage firm that affiliated to Swiss investment bank UBS, which was the second largest shareholder for 24.99% stake. Headquarters: Beijing, China Revenue: 1.232 billion CNY (2015) Founded: 2006 Net income: 301 million CNY (2015) Predecessor: Beijing Securities Total assets: 3.731 billion CNY (2015)
UBS Securities, LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at UBS Securities, LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
UBS Securities, LLC Salaries. You can even request information on how much does UBS Securities, LLC pay if you want to. Learn about salaries, pros and cons of working for UBS Securities, LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
142 UBS Securities, LLC employees in database. Find out everything there's to know about UBS Securities, LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
UBS Securities, LLC Employees
Employee
Years
Job
Industry
James Carey McDonald James Carey McDonald's UBS Securities, LLC Experience October 2006 - May 2007
Job Director of Delivery at Interactive Data Corporation 7ticks
Industry Banking
Experience
Interactive Data Corporation July 2014 - Present
Jefferies February 2011 - July 2013
Newedge Group January 2008 - December 2010
Newedge USA LLC May 2007 - December 2007
UBS Securities, LLC October 2006 - May 2007
ABN AMRO Incorporated August 1992 - September 2006
Chicago Corp 1992 - 1997
Skills
Electronic Trading, Derivatives, Fixed Income, Equities, Interest Rate..., Foreign Exchange, Trading System, Financial Services, Trading Systems, Options, Financial Markets, Trading, Personal Financial...
Education
United States Naval Academy 1973 — 1977
B.S.
Lake Forest Graduate School of Management 1982 — 1984
MBA
Naval War College 1998 — 2000
Northwestern University 2011 — 2011
Interactive Data Corporation July 2014 - Present
Jefferies February 2011 - July 2013
Newedge Group January 2008 - December 2010
Newedge USA LLC May 2007 - December 2007
UBS Securities, LLC October 2006 - May 2007
ABN AMRO Incorporated August 1992 - September 2006
Chicago Corp 1992 - 1997
Skills
Electronic Trading, Derivatives, Fixed Income, Equities, Interest Rate..., Foreign Exchange, Trading System, Financial Services, Trading Systems, Options, Financial Markets, Trading, Personal Financial...
Education
United States Naval Academy 1973 — 1977
B.S.
Lake Forest Graduate School of Management 1982 — 1984
MBA
Naval War College 1998 — 2000
Northwestern University 2011 — 2011
Laurynas R. Misevicius Laurynas R. Misevicius's UBS Securities, LLC Experience January 1999 - January 2002
Job Assistant Vice President/Financial Solutions Advisor at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch September 2014 - Present
Lithuanian Athletic Union of North America 2007 - 2015
Merrill Lynch December 2013 - August 2014
Wells Fargo Advisors, LLC October 2011 - November 2013
The Lithuanian American weekly "Amerikos lietuvis" September 2003 - January 2012
Primerica January 2011 - October 2011
UBS Securities LLC - Stamford (CT), Jersey City (NJ) July 1998 - February 2009
University of Bridgeport 1996 - 2007
UBS Securities LLC January 1999 - January 2002
Kuchma Corporation January 1997 - January 1998
Education
University of Bridgeport 1994 — 1996
MBA, Business Administration, Finance
Vytautas Magnus University 1989 — 1995
Master; B.S, Marketing and International Commerce; Business Administration and Management
J. Jablonskio Secondary School 1977 — 1989
Bank of America Merrill Lynch September 2014 - Present
Lithuanian Athletic Union of North America 2007 - 2015
Merrill Lynch December 2013 - August 2014
Wells Fargo Advisors, LLC October 2011 - November 2013
The Lithuanian American weekly "Amerikos lietuvis" September 2003 - January 2012
Primerica January 2011 - October 2011
UBS Securities LLC - Stamford (CT), Jersey City (NJ) July 1998 - February 2009
University of Bridgeport 1996 - 2007
UBS Securities LLC January 1999 - January 2002
Kuchma Corporation January 1997 - January 1998
Education
University of Bridgeport 1994 — 1996
MBA, Business Administration, Finance
Vytautas Magnus University 1989 — 1995
Master; B.S, Marketing and International Commerce; Business Administration and Management
J. Jablonskio Secondary School 1977 — 1989
Philippe L'Equilbec Philippe L'Equilbec's UBS Securities, LLC Experience 1994 - 1998
Job Managing Director at Torino Capital LLC
Industry Financial Services
Experience
Torino Capital LLC May 2012 - Present
RenCap Securities, Inc. February 2010 - October 2011
Mesirow Financial June 2009 - February 2010
BBVA 2006 - 2008
Dresdner Kleinwort 2004 - 2006
Transnational Research/Freimark Blair & Co 2001 - 2004
Societe Generale (SG Cowen & Co) 1998 - 2000
UBS Securities LLC 1994 - 1998
Kidder Peabody & Co 1992 - 1994
Bank of America NT & SA 1987 - 1992
Skills
Emerging Markets, Fixed Income, Trading, Sales, Marketing, Credit, Rates, Structured Products, Institutional Investors, Private Banking, Project Finance, High Yield, Institutional...
Education
Fondation Nationale des Sciences Politiques 1982 — 1983
D.E.A., Post-graduate studies in Applied Economics
Georgetown University 1981 — 1982
M.A., Economics
Sciences Po 1978 — 1981
Diploma, Economics & Finance
Torino Capital LLC May 2012 - Present
RenCap Securities, Inc. February 2010 - October 2011
Mesirow Financial June 2009 - February 2010
BBVA 2006 - 2008
Dresdner Kleinwort 2004 - 2006
Transnational Research/Freimark Blair & Co 2001 - 2004
Societe Generale (SG Cowen & Co) 1998 - 2000
UBS Securities LLC 1994 - 1998
Kidder Peabody & Co 1992 - 1994
Bank of America NT & SA 1987 - 1992
Skills
Emerging Markets, Fixed Income, Trading, Sales, Marketing, Credit, Rates, Structured Products, Institutional Investors, Private Banking, Project Finance, High Yield, Institutional...
Education
Fondation Nationale des Sciences Politiques 1982 — 1983
D.E.A., Post-graduate studies in Applied Economics
Georgetown University 1981 — 1982
M.A., Economics
Sciences Po 1978 — 1981
Diploma, Economics & Finance
Ralph Elia Ralph Elia's UBS Securities, LLC Experience July 2006 - February 2009
Job Financial Services Operations Manager, Seeking Employment Opportunities
Industry Financial Services
Experience
Citi December 2013 - April 2014
JPMorgan Chase Hedge Fund Services February 2010 - April 2012
CREDIT SUISSE USA, LLC February 2009 - November 2009
UBS SECURITIES LLC July 2006 - February 2009
THE DEPOSITORY TRUST CLEARING CORPORATION April 2000 - April 2006
THE DEPOSITORY TRUST CLEARING CORPORATION January 1994 - April 2000
Depository Trust Clearing Corporation January 1992 - January 1994
Skills
Securities, Risk Management, Treasury, Credit Derivatives, Middle Office, Prime Brokerage, Corporate Actions, Asset Allocation, Fixed Income, Capital Markets, Back Office, Operations Management, Dividends, Staff Development, Investment Banking, Hedge Funds, NAV, BAU, SAS70, Compliance, Internal Controls, Settlement, Global Customer Service, Investments, Bloomberg, Securities Lending, Finance, Bonds, Equities, Asset Management, Derivatives, Operational Risk, Financial Markets, Options, AML, Global Custody, Trading Systems, Fund Administration, FINRA, Trading, Banking, Operational Risk..., Market Data
Education
College of Mount Saint Vincent 1979 — 1983
Bachelor of Arts (B.A.), Business/Managerial Economics
College Of Mount Saint Vincent
Bachelor of Arts, Economics, Business
Citi December 2013 - April 2014
JPMorgan Chase Hedge Fund Services February 2010 - April 2012
CREDIT SUISSE USA, LLC February 2009 - November 2009
UBS SECURITIES LLC July 2006 - February 2009
THE DEPOSITORY TRUST CLEARING CORPORATION April 2000 - April 2006
THE DEPOSITORY TRUST CLEARING CORPORATION January 1994 - April 2000
Depository Trust Clearing Corporation January 1992 - January 1994
Skills
Securities, Risk Management, Treasury, Credit Derivatives, Middle Office, Prime Brokerage, Corporate Actions, Asset Allocation, Fixed Income, Capital Markets, Back Office, Operations Management, Dividends, Staff Development, Investment Banking, Hedge Funds, NAV, BAU, SAS70, Compliance, Internal Controls, Settlement, Global Customer Service, Investments, Bloomberg, Securities Lending, Finance, Bonds, Equities, Asset Management, Derivatives, Operational Risk, Financial Markets, Options, AML, Global Custody, Trading Systems, Fund Administration, FINRA, Trading, Banking, Operational Risk..., Market Data
Education
College of Mount Saint Vincent 1979 — 1983
Bachelor of Arts (B.A.), Business/Managerial Economics
College Of Mount Saint Vincent
Bachelor of Arts, Economics, Business
Kimberly Moses Kimberly Moses's UBS Securities, LLC Experience January 2005 - May 2008
Job Administrative Assistant, Actuarial & Analytic Services at Blue Cross Blue Shield of Massachusetts
Industry Insurance
Experience
Blue Cross Blue Shield of Massachusetts November 2014 - Present
Blue Cross Blue Shield of Massachusetts July 2009 - November 2014
BJ's Wholesale Club November 2009 - August 2010
Veritude September 2008 - July 2009
UBS Securities LLC January 2005 - May 2008
Combined Jewish Philanthropies September 2003 - November 2004
Edens & Avant September 2002 - June 2003
State Street Research & Management Company July 2000 - September 2002
Wellington Management May 1997 - July 2000
Volt January 1997 - May 1997
Skills
Training, Recruiting, Event Planning, Management, PowerPoint, Budgets, Customer Service, Project Management, Marketing, Software Documentation, Administrative..., Microsoft Office, Sales, Analysis, Outlook, Access, Project Planning, Insurance, Time Management, Data Analysis, Team Building, Process Improvement, Microsoft Word, Research, Editing, Program Management, Leadership, Human Resources, Databases, Employee Relations, Vendor Management, Fundraising
Education
Fisher College 1997 — 2000
Associates, Independent Business Study
Blue Cross Blue Shield of Massachusetts November 2014 - Present
Blue Cross Blue Shield of Massachusetts July 2009 - November 2014
BJ's Wholesale Club November 2009 - August 2010
Veritude September 2008 - July 2009
UBS Securities LLC January 2005 - May 2008
Combined Jewish Philanthropies September 2003 - November 2004
Edens & Avant September 2002 - June 2003
State Street Research & Management Company July 2000 - September 2002
Wellington Management May 1997 - July 2000
Volt January 1997 - May 1997
Skills
Training, Recruiting, Event Planning, Management, PowerPoint, Budgets, Customer Service, Project Management, Marketing, Software Documentation, Administrative..., Microsoft Office, Sales, Analysis, Outlook, Access, Project Planning, Insurance, Time Management, Data Analysis, Team Building, Process Improvement, Microsoft Word, Research, Editing, Program Management, Leadership, Human Resources, Databases, Employee Relations, Vendor Management, Fundraising
Education
Fisher College 1997 — 2000
Associates, Independent Business Study
Robert Staller Robert Staller's UBS Securities, LLC Experience March 1999 - December 2011
Job Brokerage Operations Analyst at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments October 2013 - Present
Barclays Capital July 2012 - October 2013
Morgan Stanley Smith Barney March 2012 - June 2012
UBS Securities LLC March 1999 - December 2011
NATIONAL INVESTOR SERVICES CORPORATION August 1998 - February 1999
FIDUCIARY TRUST COMPANY INTERNATIONAL February 1995 - August 1998
Fuji Bank and Trust Co March 1992 - February 1995
Fuji Bank & Trust Co March 1988 - March 1992
E. F. HUTTON & COMPANY, INC May 1987 - March 1988
Skills
Account Reconciliation, Corporate Actions, Banking, Trading, Middle Office, Back Office, Financial Services, Microsoft Excel, DTC, Bloomberg, Bonds, Fixed Income, Spreadsheets, Settlement, Microsoft Word, ADP, Excel, Word, Reconciling, Reconciliation, Dividends, Series 99
Education
Pace Business School 1986 — 1987
Business
Manhattan College 1982 — 1984
General & Business
Mount Saint Michael Academy
Fidelity Investments October 2013 - Present
Barclays Capital July 2012 - October 2013
Morgan Stanley Smith Barney March 2012 - June 2012
UBS Securities LLC March 1999 - December 2011
NATIONAL INVESTOR SERVICES CORPORATION August 1998 - February 1999
FIDUCIARY TRUST COMPANY INTERNATIONAL February 1995 - August 1998
Fuji Bank and Trust Co March 1992 - February 1995
Fuji Bank & Trust Co March 1988 - March 1992
E. F. HUTTON & COMPANY, INC May 1987 - March 1988
Skills
Account Reconciliation, Corporate Actions, Banking, Trading, Middle Office, Back Office, Financial Services, Microsoft Excel, DTC, Bloomberg, Bonds, Fixed Income, Spreadsheets, Settlement, Microsoft Word, ADP, Excel, Word, Reconciling, Reconciliation, Dividends, Series 99
Education
Pace Business School 1986 — 1987
Business
Manhattan College 1982 — 1984
General & Business
Mount Saint Michael Academy
Andreas Schad, CIWM Andreas Schad, CIWM's UBS Securities, LLC Experience December 2012 - Present
Job Associate Director, UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC December 2012 - Present
UBS Wealth Management January 2009 - November 2012
UBS Investment Bank December 2005 - January 2009
Bloomberg LP April 2002 - December 2005
Skills
Securities Lending, Middle Office, Securities, Prime Brokerage, Fixed Income, Equities, Bloomberg, Capital Markets, Trading Systems, Settlement, Investment Banking, Equity Derivatives
Education
London School of Economics and Political Science 2000 — 2001
Master of Science (MSc)
UBS Securities LLC December 2012 - Present
UBS Wealth Management January 2009 - November 2012
UBS Investment Bank December 2005 - January 2009
Bloomberg LP April 2002 - December 2005
Skills
Securities Lending, Middle Office, Securities, Prime Brokerage, Fixed Income, Equities, Bloomberg, Capital Markets, Trading Systems, Settlement, Investment Banking, Equity Derivatives
Education
London School of Economics and Political Science 2000 — 2001
Master of Science (MSc)
Robert Crockett's UBS Securities, LLC Experience August 2013 - August 2013
Job CFA Level 1 Candidate
Industry Investment Management
Experience
MFS Investment Management June 2014 - August 2014
Jones Lang LaSalle January 2014 - May 2014
UBS Securities LLC August 2013 - August 2013
Lacrosse Unlimited May 2012 - March 2013
Boston Properties April 2011 - May 2011
Skills
Leadership, Teamwork, Public Speaking, Microsoft Office, Sales, Customer Service, Research, Bloomberg, Bloomberg Terminal, Social Networking, Social Media, PowerPoint, Microsoft Excel, Facebook, Microsoft Word, Corporate Actions, Finance
Education
The Tuck School of Business at Dartmouth 2015 — 2015
Tuck Business Bridge Program, Business Management and Administration
Trinity College-Hartford 2011 — 2015
Bachelor of Arts (B.A.), Political Science
The London School of Economics and Political Science (LSE) 2013 — 2013
Weston High School 2007 — 2011
High School Diploma
MFS Investment Management June 2014 - August 2014
Jones Lang LaSalle January 2014 - May 2014
UBS Securities LLC August 2013 - August 2013
Lacrosse Unlimited May 2012 - March 2013
Boston Properties April 2011 - May 2011
Skills
Leadership, Teamwork, Public Speaking, Microsoft Office, Sales, Customer Service, Research, Bloomberg, Bloomberg Terminal, Social Networking, Social Media, PowerPoint, Microsoft Excel, Facebook, Microsoft Word, Corporate Actions, Finance
Education
The Tuck School of Business at Dartmouth 2015 — 2015
Tuck Business Bridge Program, Business Management and Administration
Trinity College-Hartford 2011 — 2015
Bachelor of Arts (B.A.), Political Science
The London School of Economics and Political Science (LSE) 2013 — 2013
Weston High School 2007 — 2011
High School Diploma
Ronald Bonifacio Ronald Bonifacio's UBS Securities, LLC Experience May 1995 - May 2011
Job Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities March 2015 - Present
ISF Management LLC May 2013 - March 2015
Conifer Securities December 2012 - May 2013
UBS Securities January 2005 - May 2011
UBS Securities LLC May 1995 - May 2011
UBS 1995 - 2011
UBS Securities January 2002 - January 2005
UBS Securities January 1997 - January 2002
Oppenheimer Capital June 1992 - May 1995
Skills
Series 7, Series 63, Prime Brokerage, Fixed Income, Securities, Middle Office, Equities, Mutual Funds, Bloomberg, Series 24, Hedge Funds, Derivatives, FINRA, Securities Lending, Bonds
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
MBA, Finance
Pace University-Pleasantville/Briarcliff Campus 1988 — 1992
BBA, Accounting
Wells Fargo Securities March 2015 - Present
ISF Management LLC May 2013 - March 2015
Conifer Securities December 2012 - May 2013
UBS Securities January 2005 - May 2011
UBS Securities LLC May 1995 - May 2011
UBS 1995 - 2011
UBS Securities January 2002 - January 2005
UBS Securities January 1997 - January 2002
Oppenheimer Capital June 1992 - May 1995
Skills
Series 7, Series 63, Prime Brokerage, Fixed Income, Securities, Middle Office, Equities, Mutual Funds, Bloomberg, Series 24, Hedge Funds, Derivatives, FINRA, Securities Lending, Bonds
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
MBA, Finance
Pace University-Pleasantville/Briarcliff Campus 1988 — 1992
BBA, Accounting
CJ Rinaldi CJ Rinaldi's UBS Securities, LLC Experience April 2001 - July 2005
Job Client Business Manager, Managing Director, at Deutsche Bank Securities
Industry Investment Banking
Experience
Deutsche Bank Securities July 2013 - Present
UBS Investment Bank August 2010 - July 2013
Bridgewater Associates June 2008 - July 2010
UBS Limited September 2006 - May 2008
UBS Limited July 2005 - August 2006
UBS Securities LLC April 2001 - July 2005
Clifford Chance Rogers & Wells LLP May 1997 - March 2001
US Securities and Exchange Commission September 1991 - April 1997
Skills
Fixed Income, Derivatives, Investment Banking, Capital Markets, Risk Management, Management, Change Management, Counterparty Risk, Cross-border..., Legal Documents, Compliance, Prime Brokerage
Education
Saint John's University School of Law 1988 — 1991
Doctor of Law (JD), Law
Fordham University 1984 — 1988
Bachelor of Arts (BA), Political Science
Deutsche Bank Securities July 2013 - Present
UBS Investment Bank August 2010 - July 2013
Bridgewater Associates June 2008 - July 2010
UBS Limited September 2006 - May 2008
UBS Limited July 2005 - August 2006
UBS Securities LLC April 2001 - July 2005
Clifford Chance Rogers & Wells LLP May 1997 - March 2001
US Securities and Exchange Commission September 1991 - April 1997
Skills
Fixed Income, Derivatives, Investment Banking, Capital Markets, Risk Management, Management, Change Management, Counterparty Risk, Cross-border..., Legal Documents, Compliance, Prime Brokerage
Education
Saint John's University School of Law 1988 — 1991
Doctor of Law (JD), Law
Fordham University 1984 — 1988
Bachelor of Arts (BA), Political Science
Timothy Reed Timothy Reed's UBS Securities, LLC Experience June 2003 - May 2007
Job Owner at Reed Allie Publishing LLC
Industry Financial Services
Experience
Reed Allie Publishing LLC September 2015 - Present
Citco Fund Services September 2012 - September 2015
Citco September 2008 - January 2012
Lehman Brothers June 2007 - September 2008
UBS Securities LLC June 2003 - May 2007
Credit Suisse March 1997 - September 2001
JP Morgan June 1992 - March 1997
Credit Suisse First Boston (Pacific) October 1990 - January 1992
Objective Technologies, Inc. February 1990 - October 1990
Fusion Systems Group August 1989 - February 1990
Skills
Fixed Income, Prime Brokerage, Hedge Funds, Client Service, Equities, Full SDLC, Product Life Cycle..., Product Development, Data Extraction, Trade Management, Financial Services, Product Lifecycle..., Trading, Settlement, Derivatives, Electronic Trading, Alternative Investments, Securities, Capital Markets, Trading Systems, Sybase, Financial Markets, SDLC, Options, Portfolio Management, Back Office, Collateral Management, FX Options, Equity Derivatives, Credit Derivatives, Investment Banking, Bloomberg, Middle Office, Mutual Funds, Client Services, Asset Management, Bonds, Swaps, Equity Trading, Market Data, Risk Management, Securities Lending, Fund Administration, Relationship Management, Funding, Reference Data, Interest Rate..., Commodity, Financial Risk
Education
School of Visual Arts 1981 — 1983
none
Reed Allie Publishing LLC September 2015 - Present
Citco Fund Services September 2012 - September 2015
Citco September 2008 - January 2012
Lehman Brothers June 2007 - September 2008
UBS Securities LLC June 2003 - May 2007
Credit Suisse March 1997 - September 2001
JP Morgan June 1992 - March 1997
Credit Suisse First Boston (Pacific) October 1990 - January 1992
Objective Technologies, Inc. February 1990 - October 1990
Fusion Systems Group August 1989 - February 1990
Skills
Fixed Income, Prime Brokerage, Hedge Funds, Client Service, Equities, Full SDLC, Product Life Cycle..., Product Development, Data Extraction, Trade Management, Financial Services, Product Lifecycle..., Trading, Settlement, Derivatives, Electronic Trading, Alternative Investments, Securities, Capital Markets, Trading Systems, Sybase, Financial Markets, SDLC, Options, Portfolio Management, Back Office, Collateral Management, FX Options, Equity Derivatives, Credit Derivatives, Investment Banking, Bloomberg, Middle Office, Mutual Funds, Client Services, Asset Management, Bonds, Swaps, Equity Trading, Market Data, Risk Management, Securities Lending, Fund Administration, Relationship Management, Funding, Reference Data, Interest Rate..., Commodity, Financial Risk
Education
School of Visual Arts 1981 — 1983
none
Edwin Saw Edwin Saw's UBS Securities, LLC Experience July 2006 - August 2010
Job Specialist at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank March 2011 - Present
UBS Securities LLC July 2006 - August 2010
ADP Clearing and Outsourcing 2001 - 2006
US Clearing 2000 - 2004
Chase Mellon Shareholder Services 1997 - 2000
Skills
Financial Risk, Auditing, Finance, Securities, Banking, Risk Management, Operational Risk, Fixed Income, Derivatives, Account Reconciliation, Capital Markets, Corporate Actions, Equities, Financial Services, Investment Banking, Operational Risk..., Hedge Funds
Education
Baruch College, City University of New York (CUNY) 1989 — 1995
BBA, Operational Management
Deutsche Bank March 2011 - Present
UBS Securities LLC July 2006 - August 2010
ADP Clearing and Outsourcing 2001 - 2006
US Clearing 2000 - 2004
Chase Mellon Shareholder Services 1997 - 2000
Skills
Financial Risk, Auditing, Finance, Securities, Banking, Risk Management, Operational Risk, Fixed Income, Derivatives, Account Reconciliation, Capital Markets, Corporate Actions, Equities, Financial Services, Investment Banking, Operational Risk..., Hedge Funds
Education
Baruch College, City University of New York (CUNY) 1989 — 1995
BBA, Operational Management
Ted Kobishyn Ted Kobishyn's UBS Securities, LLC Experience 1990 - 2009
Job Investment Management Professional / Rates / Funding
Industry Investment Management
Experience
Mitsubishi UFJ Securities (USA), Inc. April 2009 - September 2013
UBS Securities, LLC 1990 - 2009
UBS Investment Bank March 1990 - November 2008
UBS 1990 - 2008
Lehman Brothers 1985 - 1990
EF Hutton Co. 1980 - 1985
Skills
Fixed Income, Trading, Sales, Sales Operations, Relationship Management, Team Building, Customer Acquisition, Customer Retention, Government Agencies, US Treasuries, Agency MBS, Sales Management, Team Management, Reverse Mortgages, Building Customer..., Cross Selling, Bloomberg, Financial Markets, Investment Banking, Hedge Funds, Finance, Bonds, Derivatives, Capital Markets, Financial Risk, Mutual Funds, Equities, Securities, Trading Systems
Education
Adelphi University 1972 — 1974
B.S.
Mitsubishi UFJ Securities (USA), Inc. April 2009 - September 2013
UBS Securities, LLC 1990 - 2009
UBS Investment Bank March 1990 - November 2008
UBS 1990 - 2008
Lehman Brothers 1985 - 1990
EF Hutton Co. 1980 - 1985
Skills
Fixed Income, Trading, Sales, Sales Operations, Relationship Management, Team Building, Customer Acquisition, Customer Retention, Government Agencies, US Treasuries, Agency MBS, Sales Management, Team Management, Reverse Mortgages, Building Customer..., Cross Selling, Bloomberg, Financial Markets, Investment Banking, Hedge Funds, Finance, Bonds, Derivatives, Capital Markets, Financial Risk, Mutual Funds, Equities, Securities, Trading Systems
Education
Adelphi University 1972 — 1974
B.S.
Jennifer Mayfield's UBS Securities, LLC Experience 2000 - 2009
Job Executive Assistant and Project Coordinator
Industry Investment Management
Experience
2M Companies, Inc. 2013 - Present
Capital Plan 2011 - January 2013
Hoak Fund, Inc. 2009 - 2011
UBS Securities LLC 2000 - 2009
Banana Republic 1999 - 2000
JCPenney 1994 - 1999
Skills
Series 6, Series 63, Life Insurance, Marketing Event Planning, Executive..., Office Management, Project Coordination, Bookkeeping, Virtual Administrative..., C-level support, Event Planning, Outlook, Corporate Events, Project Management, Management
Education
University of Oklahoma 1993 — 1997
BFA, Emphasis in Ballet Pedagogy
2M Companies, Inc. 2013 - Present
Capital Plan 2011 - January 2013
Hoak Fund, Inc. 2009 - 2011
UBS Securities LLC 2000 - 2009
Banana Republic 1999 - 2000
JCPenney 1994 - 1999
Skills
Series 6, Series 63, Life Insurance, Marketing Event Planning, Executive..., Office Management, Project Coordination, Bookkeeping, Virtual Administrative..., C-level support, Event Planning, Outlook, Corporate Events, Project Management, Management
Education
University of Oklahoma 1993 — 1997
BFA, Emphasis in Ballet Pedagogy
Kate Alleyn Kate Alleyn's UBS Securities, LLC Experience November 2007 - May 2009
Job Listed Derivative Sales, Executive Director
Industry Financial Services
Experience
Morgan Stanley November 2009 - Present
UBS Securities LLC November 2007 - May 2009
UBS Securities LLC June 2006 - November 2007
UBS AG, Australia September 2002 - May 2006
UBS AG, Australia November 1999 - August 2002
Education
Australian Catholic University 1994 — 1997
Bachelor of Business Marketing / Finance, Double major in Marketing and Finance
Morgan Stanley November 2009 - Present
UBS Securities LLC November 2007 - May 2009
UBS Securities LLC June 2006 - November 2007
UBS AG, Australia September 2002 - May 2006
UBS AG, Australia November 1999 - August 2002
Education
Australian Catholic University 1994 — 1997
Bachelor of Business Marketing / Finance, Double major in Marketing and Finance
Russ Paquette Jr Russ Paquette Jr's UBS Securities, LLC Experience 2001 - 2007
Job Third Party Mortgage Underwriting Consultant
Industry Real Estate
Experience
Paquette Consulting LLC June 2014 - Present
Situs Group LLC April 2014 - May 2014
Clayton Holdings December 2012 - July 2013
BHG Real Estate Rand Realty 2008 - 2012
UBS Securities LLC 2001 - 2007
Sentinel Real Estate 1997 - 2000
Skills
Real Estate, Real Estate Transactions, Investment Properties, Sellers, Sales, Property Management, Budgets, Commercial Real Estate, Real Estate Economics, Brokerage, Referrals, Negotiation, Marketing Strategy, Marketing, Corporate Real Estate, Condos, Forecasting, Rentals, Residential Homes, Selling, Short Sales, Loans, Underwriting, First Time Home Buyers, Relocation, Investors, Investments, Foreclosures, Single Family Homes, Real Estate Financing, Mortgage Lending, Loan Origination, Buyer Representation, Valuation, Real Estate Development, Leases, FHA, Buyers, REO, Mortgage Underwriting
Education
Long Island University 2002 — 2005
MBA, Finance
Fairfield University 1985 — 1989
BA, Economics, Math Minor
Paquette Consulting LLC June 2014 - Present
Situs Group LLC April 2014 - May 2014
Clayton Holdings December 2012 - July 2013
BHG Real Estate Rand Realty 2008 - 2012
UBS Securities LLC 2001 - 2007
Sentinel Real Estate 1997 - 2000
Skills
Real Estate, Real Estate Transactions, Investment Properties, Sellers, Sales, Property Management, Budgets, Commercial Real Estate, Real Estate Economics, Brokerage, Referrals, Negotiation, Marketing Strategy, Marketing, Corporate Real Estate, Condos, Forecasting, Rentals, Residential Homes, Selling, Short Sales, Loans, Underwriting, First Time Home Buyers, Relocation, Investors, Investments, Foreclosures, Single Family Homes, Real Estate Financing, Mortgage Lending, Loan Origination, Buyer Representation, Valuation, Real Estate Development, Leases, FHA, Buyers, REO, Mortgage Underwriting
Education
Long Island University 2002 — 2005
MBA, Finance
Fairfield University 1985 — 1989
BA, Economics, Math Minor
Pamela Farquhar Pamela Farquhar's UBS Securities, LLC Experience October 2006 - May 2008
Job Exchange Traded Derivatives Liaison at BNY Mellon
Industry Financial Services
Experience
BNY Mellon February 2012 - Present
Independent Contract - Credit Suisse Prime Services September 2010 - November 2010
Citi July 2009 - June 2010
UBS Securities LLC October 2006 - May 2008
ABN Amro 2001 - 2006
AIG International Inc 1998 - 2001
Merrill Lynch 1995 - 1998
MBF Clearing Corp 1993 - 1995
Tokai Financial Services 1989 - 1993
People Express Airlines 1981 - 1983
Skills
Customer Relations, Options, Trading, Customer Service, Derivatives, FX Options, Financial Services, Equities, Fixed Income, Wealth Management, Bloomberg, Training, Back Office, CRM, Finance, Securities, Financial Markets, Hedge Funds, Banking, Series 7, Commodity, Bonds, Valuation, Settlement, Strategy, Risk Management, Investment Banking, Electronic Trading, Capital Markets, Mutual Funds, Trading Systems, Investments, Middle Office, Financial Modeling, Portfolio Management, Sales, Asset Management, Alternative Investments, Accounting, Financial Risk
Education
Penn State University 1975 — 1979
BNY Mellon February 2012 - Present
Independent Contract - Credit Suisse Prime Services September 2010 - November 2010
Citi July 2009 - June 2010
UBS Securities LLC October 2006 - May 2008
ABN Amro 2001 - 2006
AIG International Inc 1998 - 2001
Merrill Lynch 1995 - 1998
MBF Clearing Corp 1993 - 1995
Tokai Financial Services 1989 - 1993
People Express Airlines 1981 - 1983
Skills
Customer Relations, Options, Trading, Customer Service, Derivatives, FX Options, Financial Services, Equities, Fixed Income, Wealth Management, Bloomberg, Training, Back Office, CRM, Finance, Securities, Financial Markets, Hedge Funds, Banking, Series 7, Commodity, Bonds, Valuation, Settlement, Strategy, Risk Management, Investment Banking, Electronic Trading, Capital Markets, Mutual Funds, Trading Systems, Investments, Middle Office, Financial Modeling, Portfolio Management, Sales, Asset Management, Alternative Investments, Accounting, Financial Risk
Education
Penn State University 1975 — 1979
Henry Wu, CFA's UBS Securities, LLC Experience January 2002 - December 2008
Job at Apollo Capital Management
Industry Investment Banking
Experience
Apollo Capital Management August 2012 - Present
Cantor Fitzgerald January 2010 - August 2012
Trinity Life Settlements LLC July 2009 - January 2010
UBS Securities, LLC January 2002 - December 2008
UBS Japan Ltd June 1996 - December 2001
Credit Suisse June 1994 - June 1996
Skills
Credit, Structured Products, Credit Derivatives, Fixed Income, Derivatives, Structured Finance, Hedge Funds, Capital Markets, Alternative Investments, Financial Structuring, Investment Banking, CDO, CDS, Securitization, ABS, Financial Risk, Bonds
Education
Massachusetts Institute of Technology 1990 — 1994
BS, Mechanical Engineering
Apollo Capital Management August 2012 - Present
Cantor Fitzgerald January 2010 - August 2012
Trinity Life Settlements LLC July 2009 - January 2010
UBS Securities, LLC January 2002 - December 2008
UBS Japan Ltd June 1996 - December 2001
Credit Suisse June 1994 - June 1996
Skills
Credit, Structured Products, Credit Derivatives, Fixed Income, Derivatives, Structured Finance, Hedge Funds, Capital Markets, Alternative Investments, Financial Structuring, Investment Banking, CDO, CDS, Securitization, ABS, Financial Risk, Bonds
Education
Massachusetts Institute of Technology 1990 — 1994
BS, Mechanical Engineering
Edward Hayes, MBA Edward Hayes, MBA's UBS Securities, LLC Experience March 1986 - June 2000
Job Compliance Program Manager
Industry Financial Services
Experience
Instinet, LLC October 2013 - Present
Financial Executive Networking Group (FENG) January 2010 - Present
BNY Mellon May 2013 - September 2013
FEMA Contractor December 2012 - April 2013
UBS AG 2000 - 2009
UBS Securities, LLC March 1986 - June 2000
Skills
Program Management, Bank Holding Act, Securities Regulation, SEC reporting, Enterprise Risk..., Trading systems, Performance Monitoring, Derivatives, Equities, Trade Surveillance, Team Management, SEC filings, Surveillance, Financial Risk, Trading Systems, Performance Management, Analysis, Hedge Funds, Financial Services, Finance, Banking, Management, Bloomberg, Securities, Leadership, Portfolio Management, Risk Management
Education
MBA Pace University - Lubin School of Business 1987 — 1990
MBA Finance, MBA Finance
Stockton University 1978 — 1982
BS, Accounting
St Josephs High School, Metuchen NJ
College Prep
Instinet, LLC October 2013 - Present
Financial Executive Networking Group (FENG) January 2010 - Present
BNY Mellon May 2013 - September 2013
FEMA Contractor December 2012 - April 2013
UBS AG 2000 - 2009
UBS Securities, LLC March 1986 - June 2000
Skills
Program Management, Bank Holding Act, Securities Regulation, SEC reporting, Enterprise Risk..., Trading systems, Performance Monitoring, Derivatives, Equities, Trade Surveillance, Team Management, SEC filings, Surveillance, Financial Risk, Trading Systems, Performance Management, Analysis, Hedge Funds, Financial Services, Finance, Banking, Management, Bloomberg, Securities, Leadership, Portfolio Management, Risk Management
Education
MBA Pace University - Lubin School of Business 1987 — 1990
MBA Finance, MBA Finance
Stockton University 1978 — 1982
BS, Accounting
St Josephs High School, Metuchen NJ
College Prep
Blake Goldstein Blake Goldstein's UBS Securities, LLC Experience June 2006 - Present
Job Sr. Administrative Assistant at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank June 2006 - Present
UBS Securities, LLC June 2006 - Present
RailAmerica November 2005 - March 2006
IBIS, LLC January 2005 - August 2005
Travers Tool Company March 2004 - October 2004
L-3 Communications, LLC January 2002 - February 2004
Skills
Recruiting, Human Resources, Banking, Employee Relations, Equities, Interviews, Payroll, HRIS, Management, Time Management, New Hire Orientations, Hiring, Project Planning, Mergers & Acquisitions, Team Leadership, Strategy, Finance, Administration, Investment Banking, Benefits Administration, Talent Acquisition, Budgets, Financial Analysis
Education
Teachers College of Columbia University 2001 — 2003
M.A, Social/Organizational Psychology
Penn State University 1996 — 2000
B.S, Business Administration
UBS Investment Bank June 2006 - Present
UBS Securities, LLC June 2006 - Present
RailAmerica November 2005 - March 2006
IBIS, LLC January 2005 - August 2005
Travers Tool Company March 2004 - October 2004
L-3 Communications, LLC January 2002 - February 2004
Skills
Recruiting, Human Resources, Banking, Employee Relations, Equities, Interviews, Payroll, HRIS, Management, Time Management, New Hire Orientations, Hiring, Project Planning, Mergers & Acquisitions, Team Leadership, Strategy, Finance, Administration, Investment Banking, Benefits Administration, Talent Acquisition, Budgets, Financial Analysis
Education
Teachers College of Columbia University 2001 — 2003
M.A, Social/Organizational Psychology
Penn State University 1996 — 2000
B.S, Business Administration
Alexander Channing Alexander Channing's UBS Securities, LLC Experience March 2011 - October 2013
Job Director Cross Asset Index Strategies
Industry Investment Banking
Experience
UBS Securities LLC March 2011 - October 2013
Barclays Capital August 2006 - February 2011
Skills
Equity Derivatives, Derivatives, Structured Products, Equities, Bloomberg, Investment Strategies, VBA, Asset Management, Alpha Generation, Portfolio Risk, Risk Analysis, Portfolio Management, Emerging Markets, Hedging, Trading Systems, Commodity, Python
Education
London School of Economics and Political Science 2005 — 2007
Master's degree, Applied Mathematics
King's College London, U. of London 2002 — 2005
Bachelor of Science (BS), Mathematics, First Class
UBS Securities LLC March 2011 - October 2013
Barclays Capital August 2006 - February 2011
Skills
Equity Derivatives, Derivatives, Structured Products, Equities, Bloomberg, Investment Strategies, VBA, Asset Management, Alpha Generation, Portfolio Risk, Risk Analysis, Portfolio Management, Emerging Markets, Hedging, Trading Systems, Commodity, Python
Education
London School of Economics and Political Science 2005 — 2007
Master's degree, Applied Mathematics
King's College London, U. of London 2002 — 2005
Bachelor of Science (BS), Mathematics, First Class
Nada Long Nada Long's UBS Securities, LLC Experience September 2006 - October 2007
Job Operations Manager at Hope Consulting, LLC
Industry Management Consulting
Experience
Hope Consulting, LLC January 2014 - April 2015
Hope Consulting, LLC February 2013 - December 2013
Confidential November 2011 - March 2012
Gap Inc. June 2011 - July 2011
Gap Inc. January 2011 - June 2011
Egon Zehnder International October 2007 - January 2011
UBS Securities LLC September 2006 - October 2007
Jennings-Ackerley Architecture+Design January 1998 - August 2006
Skills
Management Consulting, Start-ups
Education
San Francisco State University 1996 — 2002
BA, Magazine Journalism
2000 — 2001
Professional, Europe in the World, Foreign Correspondence
University of California, Berkeley
Extension Courses, Introduction to Marketing in 2011, Management Accounting in 2014
Hope Consulting, LLC January 2014 - April 2015
Hope Consulting, LLC February 2013 - December 2013
Confidential November 2011 - March 2012
Gap Inc. June 2011 - July 2011
Gap Inc. January 2011 - June 2011
Egon Zehnder International October 2007 - January 2011
UBS Securities LLC September 2006 - October 2007
Jennings-Ackerley Architecture+Design January 1998 - August 2006
Skills
Management Consulting, Start-ups
Education
San Francisco State University 1996 — 2002
BA, Magazine Journalism
2000 — 2001
Professional, Europe in the World, Foreign Correspondence
University of California, Berkeley
Extension Courses, Introduction to Marketing in 2011, Management Accounting in 2014
George Lynch George Lynch's UBS Securities, LLC Experience 1997 - 2001
Job Hillside Advisors LLC
Industry Investment Management
Experience
Hillside Advisors LLC December 2014 - Present
KeyBanc Capital Markets 2011 - 2014
Invesco Ltd. 2001 - 2010
UBS Securities LLC 1997 - 2001
Salomon Brothers 1990 - 1997
Skills
Valuation, Portfolio Management, Fixed Income, Bonds, Investments, Investment Banking, Emerging Markets, Risk Management, Trading, Credit, High Yield, Capital Markets, Leveraged Finance, Equities, Bloomberg, Hedge Funds, Credit Derivatives, Securities, Finance, Equity Research, Series 7, Structured Finance, Financial Markets, CDS, Private Equity, Options, Mutual Funds, Structured Products, Derivatives, Asset Management, Alternative Investments, Asset Allocation, Investment Strategies, Investment Management, Financial Structuring, Equity Derivatives, ETFs, Equity Valuation, High Yield Bonds, Corporate Finance, Mergers & Acquisitions
Education
Providence College 1974 — 1978
BS, Finance and Economics
Suffolk University - Sawyer Business School 1978 — 1980
MBA, Finance and Strategy
Hillside Advisors LLC December 2014 - Present
KeyBanc Capital Markets 2011 - 2014
Invesco Ltd. 2001 - 2010
UBS Securities LLC 1997 - 2001
Salomon Brothers 1990 - 1997
Skills
Valuation, Portfolio Management, Fixed Income, Bonds, Investments, Investment Banking, Emerging Markets, Risk Management, Trading, Credit, High Yield, Capital Markets, Leveraged Finance, Equities, Bloomberg, Hedge Funds, Credit Derivatives, Securities, Finance, Equity Research, Series 7, Structured Finance, Financial Markets, CDS, Private Equity, Options, Mutual Funds, Structured Products, Derivatives, Asset Management, Alternative Investments, Asset Allocation, Investment Strategies, Investment Management, Financial Structuring, Equity Derivatives, ETFs, Equity Valuation, High Yield Bonds, Corporate Finance, Mergers & Acquisitions
Education
Providence College 1974 — 1978
BS, Finance and Economics
Suffolk University - Sawyer Business School 1978 — 1980
MBA, Finance and Strategy
Tony Miscimarra Tony Miscimarra's UBS Securities, LLC Experience January 1993 - May 1997
Job Managing Director at Tradeweb
Industry Financial Services
Experience
Tradeweb February 2014 - Present
Fixed Income Solutions LLC January 2012 - September 2013
GLMX June 2011 - September 2011
BondDesk Group LLC September 2004 - October 2010
Sales Performance Services June 2002 - August 2004
Instinet Fixed Income March 1998 - June 2002
UBS Securities LLC January 1993 - May 1997
Donaldson, Lufkin & Jenrette, Inc. March 1990 - January 1993
Drexel Burnham Lambert February 1984 - March 1990
Kidder Peabody January 1980 - February 1984
Skills
Fixed Income, Electronic Trading, Capital Markets, Trading, Equities, Series 7, Bonds, Trading Systems, Securities, Derivatives, Hedge Funds, Financial Markets, Financial Modeling, Equity Trading, Trading Strategies, Investment Strategies, FX trading, Commodity, Risk Management, Investment Management, Financial Services, Alternative Investments, Start-ups, Strategy, Series 63, Emerging Markets, Banking, Options, Quantitative Finance, Bloomberg, Structured Products, Proprietary Trading, Valuation, Market Data, Asset Management, Relationship Management, Structured Finance, Private Equity, Product Management, Portfolio Management, Credit Risk, Financial Risk, Investment Banking, Investments, Investment Advisory, Mutual Funds, Wealth Management, ETFs, Equity Derivatives, FX Options
Education
University of Pittsburgh 1970 — 1974
BA, Political Science & Economics
Tradeweb February 2014 - Present
Fixed Income Solutions LLC January 2012 - September 2013
GLMX June 2011 - September 2011
BondDesk Group LLC September 2004 - October 2010
Sales Performance Services June 2002 - August 2004
Instinet Fixed Income March 1998 - June 2002
UBS Securities LLC January 1993 - May 1997
Donaldson, Lufkin & Jenrette, Inc. March 1990 - January 1993
Drexel Burnham Lambert February 1984 - March 1990
Kidder Peabody January 1980 - February 1984
Skills
Fixed Income, Electronic Trading, Capital Markets, Trading, Equities, Series 7, Bonds, Trading Systems, Securities, Derivatives, Hedge Funds, Financial Markets, Financial Modeling, Equity Trading, Trading Strategies, Investment Strategies, FX trading, Commodity, Risk Management, Investment Management, Financial Services, Alternative Investments, Start-ups, Strategy, Series 63, Emerging Markets, Banking, Options, Quantitative Finance, Bloomberg, Structured Products, Proprietary Trading, Valuation, Market Data, Asset Management, Relationship Management, Structured Finance, Private Equity, Product Management, Portfolio Management, Credit Risk, Financial Risk, Investment Banking, Investments, Investment Advisory, Mutual Funds, Wealth Management, ETFs, Equity Derivatives, FX Options
Education
University of Pittsburgh 1970 — 1974
BA, Political Science & Economics
Stuart Downie Stuart Downie's UBS Securities, LLC Experience April 2009 - October 2012
Job Owner Omnibox Container Management Services LLC
Industry Transportation/Trucking/Railroad
Experience
Omnibox Container Management Services LLC November 2012 - Present
UBS Securities LLC April 2009 - October 2012
Omnibox Container Management Services LLC April 2005 - April 2009
Transamerica Leasing August 1999 - January 2005
Skills
Transportation, Shipping, Freight, Logistics Management, Logistics, Container, Maritime, International Logistics, New Business Development, Negotiation, Ports, Freight Forwarding, Transportation..., Ocean, Reefer, International Shipping, Procurement, Portfolio Management, Operations Management, International Trade, Trucking, Contract Negotiation, 3PL, International Business
Education
University of East Anglia 1970 — 1974
Bachelor of Arts (BA), European History
Omnibox Container Management Services LLC November 2012 - Present
UBS Securities LLC April 2009 - October 2012
Omnibox Container Management Services LLC April 2005 - April 2009
Transamerica Leasing August 1999 - January 2005
Skills
Transportation, Shipping, Freight, Logistics Management, Logistics, Container, Maritime, International Logistics, New Business Development, Negotiation, Ports, Freight Forwarding, Transportation..., Ocean, Reefer, International Shipping, Procurement, Portfolio Management, Operations Management, International Trade, Trucking, Contract Negotiation, 3PL, International Business
Education
University of East Anglia 1970 — 1974
Bachelor of Arts (BA), European History
Robert Kuchar Robert Kuchar's UBS Securities, LLC Experience 2007 - 2011
Job Alloy Adviser at Alloy Advisers, LLC
Industry Financial Services
Experience
Rutgers Preparatory School September 2014 - Present
The Hun School of Princeton August 2013 - Present
Alloy Advisers, LLC 2014 - August 2014
Merrill Lynch March 2012 - August 2013
UBS Securities LLC 2007 - 2011
UBS Financial Services 2005 - 2007
Skills
Series 7, Series 66, Certified Special Needs..., Alternative Investments, Uniform Combined State..., Wealth Management
Education
Hamilton College 2001 — 2005
BA, Public Policy
The Hun School of Princeton
Rutgers Preparatory School September 2014 - Present
The Hun School of Princeton August 2013 - Present
Alloy Advisers, LLC 2014 - August 2014
Merrill Lynch March 2012 - August 2013
UBS Securities LLC 2007 - 2011
UBS Financial Services 2005 - 2007
Skills
Series 7, Series 66, Certified Special Needs..., Alternative Investments, Uniform Combined State..., Wealth Management
Education
Hamilton College 2001 — 2005
BA, Public Policy
The Hun School of Princeton
Daniel Corkery Daniel Corkery's UBS Securities, LLC Experience 2001 - May 2011
Job Senior Corporate and Securities Counsel
Industry Financial Services
Experience
UBS Securities LLC 2001 - May 2011
Paine Webber Group Inc. June 1984 - December 2000
PaineWebber Incorporated June 1984 - December 2000
Skills
Investment Banking, Mergers & Acquisitions, Mergers, Securities Regulation, Capital Markets, Equities, Securities, Corporate Governance, Financial Services, Corporate Law, Banking, FINRA, Executive Management, Private Equity, Private Placements, Financial Risk
Education
Boston University School of Law
LLM-Taxation
Gonzaga University School of Law
JD
UBS Securities LLC 2001 - May 2011
Paine Webber Group Inc. June 1984 - December 2000
PaineWebber Incorporated June 1984 - December 2000
Skills
Investment Banking, Mergers & Acquisitions, Mergers, Securities Regulation, Capital Markets, Equities, Securities, Corporate Governance, Financial Services, Corporate Law, Banking, FINRA, Executive Management, Private Equity, Private Placements, Financial Risk
Education
Boston University School of Law
LLM-Taxation
Gonzaga University School of Law
JD
Pete Amstutz Pete Amstutz's UBS Securities, LLC Experience June 2008 - September 2008
Job Mortgage Sales & Trading
Industry Investment Management
Experience
Navy Federal Credit Union September 2015 - Present
Navy Federal Credit Union September 2013 - September 2015
Navy Federal Credit Union December 2012 - September 2013
Navy Federal Credit Union January 2012 - December 2012
First New York Securities, LLC June 2009 - March 2012
UBS Securities, LLC June 2008 - September 2008
First New York Securities October 2004 - May 2007
Skills
Financial Markets, Equities, Fixed Income, Mergers & Acquisitions, Options, Derivatives, FX Options, Investments, Management, Securities, Portfolio Management, Trading, Valuation, Risk Management, Bloomberg, Back Office, Banking, Emerging Markets, Financial Risk, Hedge Funds, Hedging, Investment Strategies, Series 7
Education
University of Notre Dame - Mendoza College of Business 2007 — 2009
MBA, Investments
University of Virginia 2000 — 2004
BA, Environmental Science
Navy Federal Credit Union September 2015 - Present
Navy Federal Credit Union September 2013 - September 2015
Navy Federal Credit Union December 2012 - September 2013
Navy Federal Credit Union January 2012 - December 2012
First New York Securities, LLC June 2009 - March 2012
UBS Securities, LLC June 2008 - September 2008
First New York Securities October 2004 - May 2007
Skills
Financial Markets, Equities, Fixed Income, Mergers & Acquisitions, Options, Derivatives, FX Options, Investments, Management, Securities, Portfolio Management, Trading, Valuation, Risk Management, Bloomberg, Back Office, Banking, Emerging Markets, Financial Risk, Hedge Funds, Hedging, Investment Strategies, Series 7
Education
University of Notre Dame - Mendoza College of Business 2007 — 2009
MBA, Investments
University of Virginia 2000 — 2004
BA, Environmental Science
Joe DiLauro Joe DiLauro's UBS Securities, LLC Experience January 2004 - November 2008
Job VP, Financial Institutions Client Onboarding
Industry Financial Services
Experience
RBS Global Banking & Markets February 2011 - Present
UBS Investment Bank August 2009 - August 2010
UBS Securities LLC January 2004 - November 2008
Schwab Capital Markets January 1999 - January 2004
Navillus Securities Inc January 1999 - August 1999
Olde Discount Corporation January 1998 - January 1999
PricewaterhouseCoopers January 1996 - January 1998
Skills
Trading, Equities, Derivatives, Bloomberg, Risk Management, FX Options, Financial Risk, Investments, Middle Office, Bonds, Back Office, AML, Accounting, Fixed Income, Investment Banking, Auditing, Capital Markets, Loans, Series 7, Equity Trading, Securities, Trading Systems, Hedge Funds, Management, Financial Markets
Education
Clemson University 1992 — 1996
B.S, Financial Management
ROXBURY HIGH SCHOOL 1986 — 1990
RBS Global Banking & Markets February 2011 - Present
UBS Investment Bank August 2009 - August 2010
UBS Securities LLC January 2004 - November 2008
Schwab Capital Markets January 1999 - January 2004
Navillus Securities Inc January 1999 - August 1999
Olde Discount Corporation January 1998 - January 1999
PricewaterhouseCoopers January 1996 - January 1998
Skills
Trading, Equities, Derivatives, Bloomberg, Risk Management, FX Options, Financial Risk, Investments, Middle Office, Bonds, Back Office, AML, Accounting, Fixed Income, Investment Banking, Auditing, Capital Markets, Loans, Series 7, Equity Trading, Securities, Trading Systems, Hedge Funds, Management, Financial Markets
Education
Clemson University 1992 — 1996
B.S, Financial Management
ROXBURY HIGH SCHOOL 1986 — 1990
Steven H. Larson Steven H. Larson's UBS Securities, LLC Experience July 2004 - March 2008
Job iAd Advertising Sales at Apple
Industry Computer Software
Experience
Apple February 2015 - Present
AdRoll January 2014 - February 2015
AdRoll.com November 2012 - December 2013
Gigwalk August 2011 - August 2012
Gerson Lehrman Group July 2010 - July 2011
Gerson Lehrman Group April 2008 - July 2010
UBS Securities LLC July 2004 - March 2008
Merrill Lynch Private Client Group June 2002 - August 2002
Skills
Lead Generation, Lead Management, Microsoft Excel, Microsoft Office, Reuters, Google Docs, Salesforce.com
Education
Hamilton College 1999 — 2003
B.A., Economics, History
Apple February 2015 - Present
AdRoll January 2014 - February 2015
AdRoll.com November 2012 - December 2013
Gigwalk August 2011 - August 2012
Gerson Lehrman Group July 2010 - July 2011
Gerson Lehrman Group April 2008 - July 2010
UBS Securities LLC July 2004 - March 2008
Merrill Lynch Private Client Group June 2002 - August 2002
Skills
Lead Generation, Lead Management, Microsoft Excel, Microsoft Office, Reuters, Google Docs, Salesforce.com
Education
Hamilton College 1999 — 2003
B.A., Economics, History
Scott Maddux Scott Maddux's UBS Securities, LLC Experience June 2010 - August 2010
Job MBA Candidate at Harvard Business School
Industry Real Estate
Experience
The Blackstone Group July 2013 - July 2015
Goldman Sachs July 2011 - June 2013
UBS Securities LLC June 2010 - August 2010
The Church of Jesus Christ of Latter-Day Saints June 2006 - June 2008
Skills
Financial Analysis, Valuation, Due Diligence, Financial Modeling, Private Equity, Investment Banking, Real Estate, Investments, Mergers & Acquisitions, Equities, Acquisitions, Real Estate Transactions, Corporate Finance, Venture Capital, Asset Managment, LBO, Market Research, Finance, Strategy, Entrepreneurship, Mutual Funds, Microsoft Excel, Bloomberg, Data Analysis, Business Valuation, Asset Management
Education
Harvard Business School 2015 — 2017
Master of Business Administration (M.B.A.)
Brigham Young University 2005 — 2011
Bachelor of Science, Accounting
The Blackstone Group July 2013 - July 2015
Goldman Sachs July 2011 - June 2013
UBS Securities LLC June 2010 - August 2010
The Church of Jesus Christ of Latter-Day Saints June 2006 - June 2008
Skills
Financial Analysis, Valuation, Due Diligence, Financial Modeling, Private Equity, Investment Banking, Real Estate, Investments, Mergers & Acquisitions, Equities, Acquisitions, Real Estate Transactions, Corporate Finance, Venture Capital, Asset Managment, LBO, Market Research, Finance, Strategy, Entrepreneurship, Mutual Funds, Microsoft Excel, Bloomberg, Data Analysis, Business Valuation, Asset Management
Education
Harvard Business School 2015 — 2017
Master of Business Administration (M.B.A.)
Brigham Young University 2005 — 2011
Bachelor of Science, Accounting
Carmen Manoyan's UBS Securities, LLC Experience 1997 - 1997
Job
Industry Financial Services
Experience
Aflac Global Investments 2015 - Present
Standard & Poor's 2011 - 2015
UBS 2004 - 2011
Moody's Investors Service 1998 - 2004
UBS Securities LLC 1997 - 1997
Skills
Capital Markets, Ratings Advisory, Banking, Credit Analysis, Financial Institutions, Credit Rating, Credit, Fixed Income, Structured Finance, Investment Banking, Financial Analysis, Corporate Finance
Education
Yale University - Yale School of Management
MBA, Finance
Dartmouth College - Thayer School of Engineering
MEM, Engineering Management, Electrical Engineering
Universidad Metropolitana (VE)
Systems Engineer, Systems Engineering
Aflac Global Investments 2015 - Present
Standard & Poor's 2011 - 2015
UBS 2004 - 2011
Moody's Investors Service 1998 - 2004
UBS Securities LLC 1997 - 1997
Skills
Capital Markets, Ratings Advisory, Banking, Credit Analysis, Financial Institutions, Credit Rating, Credit, Fixed Income, Structured Finance, Investment Banking, Financial Analysis, Corporate Finance
Education
Yale University - Yale School of Management
MBA, Finance
Dartmouth College - Thayer School of Engineering
MEM, Engineering Management, Electrical Engineering
Universidad Metropolitana (VE)
Systems Engineer, Systems Engineering
Tracy Christie Tracy Christie's UBS Securities, LLC Experience October 2006 - May 2007
Job New Accounts Manager / Operations Support
Industry Capital Markets
Experience
RCM Asset Management January 2012 - Present
Client Services Consulting / Self Employed January 2001 - Present
President of Home Based Client Services January 2001 - Present
Stella & Dot July 2010 - December 2012
Woodbury Financial Services June 2011 - January 2012
UBS Securities LLC October 2006 - May 2007
ABN AMRO Inc. April 2001 - May 2007
ABN AMRO Inc. 2001 - 2006
ING Barings Inc December 2000 - April 2001
LaSalle Capital Markets February 2000 - December 2000
Skills
Administration, Client Services, Microsoft Office, Excel, PowerPoint, Word, System Administration, Microsoft Word, Financial Services, Microsoft Excel, Inventory Management, Options, Sales, New Business Development, Sales Operations, Account Management, Customer Service, Risk Management, Financial Analysis, Strategic Planning, Accounting, Negotiation
Education
Lewis University 1987 — 1991
Bachelor of Arts, Double Major:Business Administration Management and Marketing
Lewis University 1987 — 1991
Bachelors of Arts Degree, Marketing and Business Administration Management
RCM Asset Management January 2012 - Present
Client Services Consulting / Self Employed January 2001 - Present
President of Home Based Client Services January 2001 - Present
Stella & Dot July 2010 - December 2012
Woodbury Financial Services June 2011 - January 2012
UBS Securities LLC October 2006 - May 2007
ABN AMRO Inc. April 2001 - May 2007
ABN AMRO Inc. 2001 - 2006
ING Barings Inc December 2000 - April 2001
LaSalle Capital Markets February 2000 - December 2000
Skills
Administration, Client Services, Microsoft Office, Excel, PowerPoint, Word, System Administration, Microsoft Word, Financial Services, Microsoft Excel, Inventory Management, Options, Sales, New Business Development, Sales Operations, Account Management, Customer Service, Risk Management, Financial Analysis, Strategic Planning, Accounting, Negotiation
Education
Lewis University 1987 — 1991
Bachelor of Arts, Double Major:Business Administration Management and Marketing
Lewis University 1987 — 1991
Bachelors of Arts Degree, Marketing and Business Administration Management
Paul Choi's UBS Securities, LLC Experience July 2012 - Present
Job Associate at UBS Investment Bank
Industry Investment Management
Experience
UBS Securities LLC July 2012 - Present
Morningstar November 2009 - June 2012
The Mobile Solution 2003 - 2006
Skills
Management, Due Diligence, Six Sigma, Sales, Investments, Leadership, Equity Valuation, Analysis, Private Equity, Financial Modeling, Mutual Funds, Asset Management, Investment Banking, Valuation, Asset Managment, Bloomberg Terminal, Finance, DCF, Derivatives, Portfolio Management, Financial Analysis, Series 7, Asset Allocation, Equities, Corporate Finance, Bloomberg, Data Analysis, Trading, Equity Research
Education
DePaul University
B.Sc., Finance
UBS Securities LLC July 2012 - Present
Morningstar November 2009 - June 2012
The Mobile Solution 2003 - 2006
Skills
Management, Due Diligence, Six Sigma, Sales, Investments, Leadership, Equity Valuation, Analysis, Private Equity, Financial Modeling, Mutual Funds, Asset Management, Investment Banking, Valuation, Asset Managment, Bloomberg Terminal, Finance, DCF, Derivatives, Portfolio Management, Financial Analysis, Series 7, Asset Allocation, Equities, Corporate Finance, Bloomberg, Data Analysis, Trading, Equity Research
Education
DePaul University
B.Sc., Finance
Victor Consoli Victor Consoli's UBS Securities, LLC Experience 1996 - 1998
Job Partner at Perella Weinberg Partners
Industry Financial Services
Experience
Perella Weinberg Partners July 2008 - Present
Bear Stearns 2000 - 2008
Intrepid Management Company 1998 - 2000
UBS Securities LLC 1996 - 1998
Odyssey Partners LP 1993 - 1996
Salomon Brothers Inc 1987 - 1989
Skills
Hedge Funds, Investments, Board of Directors, Capital Markets, Private Equity, Fixed Income, Equities, Valuation, Investment Banking, Financial Modeling, Due Diligence
Education
Trinity College-Hartford 1983 — 1987
Bachelor's Degree
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.)
Phillips Academy Andover
Perella Weinberg Partners July 2008 - Present
Bear Stearns 2000 - 2008
Intrepid Management Company 1998 - 2000
UBS Securities LLC 1996 - 1998
Odyssey Partners LP 1993 - 1996
Salomon Brothers Inc 1987 - 1989
Skills
Hedge Funds, Investments, Board of Directors, Capital Markets, Private Equity, Fixed Income, Equities, Valuation, Investment Banking, Financial Modeling, Due Diligence
Education
Trinity College-Hartford 1983 — 1987
Bachelor's Degree
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.)
Phillips Academy Andover
Jason Risorto's UBS Securities, LLC Experience April 2014 - June 2015
Job AmTrust Realty Corp.
Industry Real Estate
Experience
AmTrust Realty Corp. July 2015 - Present
Rock and Wrap it Up! June 2007 - Present
UBS Securities, LLC April 2014 - June 2015
J.P. Morgan January 2011 - March 2014
Carpenter & Company, Inc. June 2010 - January 2011
Bentley University September 2008 - May 2010
Wall & William Financial Services Group May 2007 - January 2010
Manhattist, Inc. April 2009 - August 2009
Skills
Financial Modeling, Valuation, Investments, Finance, Portfolio Management, Strategy, Real Estate, Mergers & Acquisitions, Analysis, Investment Properties, Microsoft Excel, Disposition
Education
Bentley University 2006 — 2010
Bachelor of Science, Economics-Finance
AmTrust Realty Corp. July 2015 - Present
Rock and Wrap it Up! June 2007 - Present
UBS Securities, LLC April 2014 - June 2015
J.P. Morgan January 2011 - March 2014
Carpenter & Company, Inc. June 2010 - January 2011
Bentley University September 2008 - May 2010
Wall & William Financial Services Group May 2007 - January 2010
Manhattist, Inc. April 2009 - August 2009
Skills
Financial Modeling, Valuation, Investments, Finance, Portfolio Management, Strategy, Real Estate, Mergers & Acquisitions, Analysis, Investment Properties, Microsoft Excel, Disposition
Education
Bentley University 2006 — 2010
Bachelor of Science, Economics-Finance
Amanda Temple Amanda Temple's UBS Securities, LLC Experience January 2008 - August 2008
Job Recruiting Manager at KBW Financial Staffing & Recruiting
Industry Staffing and Recruiting
Experience
KBW Financial Staffing & Recruiting November 2013 - Present
Goldman Sachs, Agency Lending Group July 2009 - December 2009
UBS Securities LLC January 2008 - August 2008
Gillette/Procter & Gamble January 2007 - June 2007
Skills
Bloomberg Terminal, Portfolio Management, Analysis, Bloomberg, Finance, Account Reconciliation, Training, Sales, Financial Analysis, Customer Service, Temporary Placement, Strategic Planning, Recruiting, Accounting, Data Analysis, Microsoft Excel, Microsoft Office, Management, Leadership
Education
Northeastern University
Bachelor of Science in Business Administration, Finance, 3.6 GPA
Dover High School
KBW Financial Staffing & Recruiting November 2013 - Present
Goldman Sachs, Agency Lending Group July 2009 - December 2009
UBS Securities LLC January 2008 - August 2008
Gillette/Procter & Gamble January 2007 - June 2007
Skills
Bloomberg Terminal, Portfolio Management, Analysis, Bloomberg, Finance, Account Reconciliation, Training, Sales, Financial Analysis, Customer Service, Temporary Placement, Strategic Planning, Recruiting, Accounting, Data Analysis, Microsoft Excel, Microsoft Office, Management, Leadership
Education
Northeastern University
Bachelor of Science in Business Administration, Finance, 3.6 GPA
Dover High School
Katie Koster's UBS Securities, LLC Experience February 2005 - June 2008
Job Managing Director at Piper Jaffray
Industry Investment Banking
Experience
Piper Jaffray June 2008 - Present
UBS Securities LLC February 2005 - June 2008
Southwest Securities February 2002 - May 2005
Fieldman Rolapp & Associates May 1998 - February 2002
County of Riverside Executive Office February 1993 - May 1998
Skills
Bonds, Portfolio Management, Fixed Income, Public Finance, Municipalities, Investment Banking, Capital Markets, Finance, Financial Analysis, Investments, Strategic Financial..., Real Estate, Bloomberg, Securities, Economics, Financial Modeling, Mutual Funds, Credit, Financial Advisory, Financial Services, Funding, Financial Planning
Education
Pepperdine University 1980 — 1985
B.A.
Piper Jaffray June 2008 - Present
UBS Securities LLC February 2005 - June 2008
Southwest Securities February 2002 - May 2005
Fieldman Rolapp & Associates May 1998 - February 2002
County of Riverside Executive Office February 1993 - May 1998
Skills
Bonds, Portfolio Management, Fixed Income, Public Finance, Municipalities, Investment Banking, Capital Markets, Finance, Financial Analysis, Investments, Strategic Financial..., Real Estate, Bloomberg, Securities, Economics, Financial Modeling, Mutual Funds, Credit, Financial Advisory, Financial Services, Funding, Financial Planning
Education
Pepperdine University 1980 — 1985
B.A.
Fernando Ascenso Fernando Ascenso's UBS Securities, LLC Experience February 2001 - September 2009
Job Vice President in Futures at HSBC Securities
Industry Financial Services
Experience
HSBC Securities September 2009 - Present
UBS Securities LLC February 2001 - September 2009
UBS Investment Bank February 2001 - August 2009
Skills
Series 7, Derivatives, Fixed Income, Equities, Options, FX Options, Commodity, Swaps, Asset Management, Trading Strategies, Back Office, ETFs, Finance
Education
Pace University-Pleasantville/Briarcliff Campus 1997 — 2001
BS, Finance
HSBC Securities September 2009 - Present
UBS Securities LLC February 2001 - September 2009
UBS Investment Bank February 2001 - August 2009
Skills
Series 7, Derivatives, Fixed Income, Equities, Options, FX Options, Commodity, Swaps, Asset Management, Trading Strategies, Back Office, ETFs, Finance
Education
Pace University-Pleasantville/Briarcliff Campus 1997 — 2001
BS, Finance
Anna Warshawsky's UBS Securities, LLC Experience August 2007 - May 2010
Job Demand Manager at PwC
Industry Financial Services
Experience
PwC December 2013 - Present
Ernst & Young December 2011 - November 2013
UBS Securities LLC August 2007 - May 2010
UBS Securities LLC March 2004 - August 2007
Citco Fund Services February 2002 - March 2004
60 Thompson Hotel May 2001 - January 2002
Arsenal Capital Partners January 2001 - May 2001
Donaldson, Lufkin and Jenrette / Credit Suisse July 2000 - January 2001
Skills
Hedge Funds, Fixed Income, Equities, Financial Services, Options, Equity Derivatives, Investments, Strategy, FX Options, Emerging Markets, Mutual Funds, CRM, Securities, Financial Markets, Capital Markets, Derivatives, Prime Brokerage, Asset Management, Risk Management
Education
The George Washington University - School of Business 1996 — 2000
Bachelor of Business Administration (BBA), Business Administration and Management, General
PwC December 2013 - Present
Ernst & Young December 2011 - November 2013
UBS Securities LLC August 2007 - May 2010
UBS Securities LLC March 2004 - August 2007
Citco Fund Services February 2002 - March 2004
60 Thompson Hotel May 2001 - January 2002
Arsenal Capital Partners January 2001 - May 2001
Donaldson, Lufkin and Jenrette / Credit Suisse July 2000 - January 2001
Skills
Hedge Funds, Fixed Income, Equities, Financial Services, Options, Equity Derivatives, Investments, Strategy, FX Options, Emerging Markets, Mutual Funds, CRM, Securities, Financial Markets, Capital Markets, Derivatives, Prime Brokerage, Asset Management, Risk Management
Education
The George Washington University - School of Business 1996 — 2000
Bachelor of Business Administration (BBA), Business Administration and Management, General
James Frischling James Frischling's UBS Securities, LLC Experience 1994 - 1997
Job President & CoFounder at NewOak Capital LLC
Industry Financial Services
Experience
NewOak Capital LLC May 2008 - Present
Branded Restaurants September 2007 - Present
Fortis Securities July 2005 - December 2007
Societe Generale 2000 - 2005
UBS Securities LLC 1994 - 1997
Skills
Financial Structuring, Portfolio Management, Fixed Income, Structured Finance, Loans, Capital Markets, Alternative Investments, Finance, Management, Credit, Leveraged Finance, Trading, Securitization, Asset Management, ABS, CDO, Derivatives, Valuation, Financial Advisory, Credit Analysis, Banking, Private Placements, Strategic Planning, Business Development, Financial Analysis, Investment Banking, Corporate Law, Syndications, Hedge Funds, Investments, Financial Modeling, Equities, Restructuring, Securities, Structured Products, Private Equity, Corporate Finance, Investor Relations, Loan Origination, Due Diligence, Financial Markets, Mortgage Lending, Analytics, Asset Managment, Sales, CRM
Education
Columbia University - Columbia Business School 1992 — 1994
MBA, Finance
Wesleyan University 1986 — 1990
BA, Government
NewOak Capital LLC May 2008 - Present
Branded Restaurants September 2007 - Present
Fortis Securities July 2005 - December 2007
Societe Generale 2000 - 2005
UBS Securities LLC 1994 - 1997
Skills
Financial Structuring, Portfolio Management, Fixed Income, Structured Finance, Loans, Capital Markets, Alternative Investments, Finance, Management, Credit, Leveraged Finance, Trading, Securitization, Asset Management, ABS, CDO, Derivatives, Valuation, Financial Advisory, Credit Analysis, Banking, Private Placements, Strategic Planning, Business Development, Financial Analysis, Investment Banking, Corporate Law, Syndications, Hedge Funds, Investments, Financial Modeling, Equities, Restructuring, Securities, Structured Products, Private Equity, Corporate Finance, Investor Relations, Loan Origination, Due Diligence, Financial Markets, Mortgage Lending, Analytics, Asset Managment, Sales, CRM
Education
Columbia University - Columbia Business School 1992 — 1994
MBA, Finance
Wesleyan University 1986 — 1990
BA, Government
Alan Mele Alan Mele's UBS Securities, LLC Experience 2000 - 2006
Job Financial Services Professional
Industry Financial Services
Experience
UBS Securities, LLC Investment Bank 2006 - November 2013
UBS Securities, LLC 2000 - 2006
Paine Webber, Inc. 1993 - 2000
Skills
Fixed Income, Trading, Risk Management, Series 7, Wealth Management, Series 24, Capital Markets, Bloomberg, FINRA, Electronic Trading, Financial Risk, Derivatives, Bonds, Investments, Trading Systems, Financial Services, Hedge Funds, Options, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Prime Brokerage, Business Networking, Hedging, Relationship Management, Relationship Marketing, Series 63, Strategic Partnerships
Education
New York University
Bachelor of Science, Accounting
Regis High School
College Prep
UBS Securities, LLC Investment Bank 2006 - November 2013
UBS Securities, LLC 2000 - 2006
Paine Webber, Inc. 1993 - 2000
Skills
Fixed Income, Trading, Risk Management, Series 7, Wealth Management, Series 24, Capital Markets, Bloomberg, FINRA, Electronic Trading, Financial Risk, Derivatives, Bonds, Investments, Trading Systems, Financial Services, Hedge Funds, Options, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Prime Brokerage, Business Networking, Hedging, Relationship Management, Relationship Marketing, Series 63, Strategic Partnerships
Education
New York University
Bachelor of Science, Accounting
Regis High School
College Prep
Michael Bidun Michael Bidun's UBS Securities, LLC Experience 1997 - 1999
Job Managing Member at Tapestry Data, LLC.
Industry Financial Services
Experience
Tapestry Data, LLC November 2013 - Present
Citigroup April 2011 - November 2013
Bank of America October 2010 - February 2011
Barclays Capital June 2009 - June 2010
Morgan Stanley January 2004 - January 2009
Freddie Mac April 2003 - October 2003
Fannie Mae February 2002 - April 2003
Credit Suisse 1998 - 1999
UBS Securities LLC 1997 - 1999
JP Morgan 1992 - 1995
Skills
Derivatives, Risk Management, Market Risk, Program Management, Operational Risk..., Financial Risk, Basel II, Fixed Income, Credit Risk, Vendor Management, Portfolio Management, Financial Services, Equity Derivatives, Credit Derivatives, Management, Data Analysis, Operational Risk, Disaster Recovery, Enterprise Risk..., Analysis, Quantitative Analysis, Data Quality, Analytics, Trading Systems, Capital Markets, Strategy, Mortgage Banking, Key Risk Indicator..., Operational Risk..., Risk Reporting, Risk Aggregation, Supply Management, Trading, Interest Rate..., Investment Banking, Finance, Integration, Sybase, Hedge Funds, Enterprise Software, Prime Brokerage, Supplier Management, Recruiting, Technical Recruiting, Consulting, Business Analysis, Leadership, SDLC, IT Strategy
Education
Brown University 1981 — 1985
BS, Computer Science
wilde lake high school
Tapestry Data, LLC November 2013 - Present
Citigroup April 2011 - November 2013
Bank of America October 2010 - February 2011
Barclays Capital June 2009 - June 2010
Morgan Stanley January 2004 - January 2009
Freddie Mac April 2003 - October 2003
Fannie Mae February 2002 - April 2003
Credit Suisse 1998 - 1999
UBS Securities LLC 1997 - 1999
JP Morgan 1992 - 1995
Skills
Derivatives, Risk Management, Market Risk, Program Management, Operational Risk..., Financial Risk, Basel II, Fixed Income, Credit Risk, Vendor Management, Portfolio Management, Financial Services, Equity Derivatives, Credit Derivatives, Management, Data Analysis, Operational Risk, Disaster Recovery, Enterprise Risk..., Analysis, Quantitative Analysis, Data Quality, Analytics, Trading Systems, Capital Markets, Strategy, Mortgage Banking, Key Risk Indicator..., Operational Risk..., Risk Reporting, Risk Aggregation, Supply Management, Trading, Interest Rate..., Investment Banking, Finance, Integration, Sybase, Hedge Funds, Enterprise Software, Prime Brokerage, Supplier Management, Recruiting, Technical Recruiting, Consulting, Business Analysis, Leadership, SDLC, IT Strategy
Education
Brown University 1981 — 1985
BS, Computer Science
wilde lake high school
Yiben Lin Yiben Lin's UBS Securities, LLC Experience March 2014 - June 2014
Job Executive Director at Morgan Stanley
Industry Investment Banking
Experience
Morgan Stanley January 2015 - Present
Morgan Stanley July 2014 - January 2015
UBS securities LLC March 2014 - June 2014
UBS securities LLC March 2011 - February 2014
UBS securities LLC March 2009 - March 2011
UBS securities LLC June 2007 - March 2009
Dillon Read Capital Management 2007 - 2007
State Street 2006 - 2006
Skills
Fixed Income, Credit Derivatives, Structured Products, Equities, Derivatives, Bloomberg, Statistics, Quantitative Finance
Education
Massachusetts Institute of Technology 2003 — 2007
Doctor of Philosophy (Ph.D.), Aerospace, Aeronautical and Astronautical Engineering
Massachusetts Institute of Technology 2001 — 2003
Master of Science (MS), Aerospace, Aeronautical and Astronautical Engineering
Morgan Stanley January 2015 - Present
Morgan Stanley July 2014 - January 2015
UBS securities LLC March 2014 - June 2014
UBS securities LLC March 2011 - February 2014
UBS securities LLC March 2009 - March 2011
UBS securities LLC June 2007 - March 2009
Dillon Read Capital Management 2007 - 2007
State Street 2006 - 2006
Skills
Fixed Income, Credit Derivatives, Structured Products, Equities, Derivatives, Bloomberg, Statistics, Quantitative Finance
Education
Massachusetts Institute of Technology 2003 — 2007
Doctor of Philosophy (Ph.D.), Aerospace, Aeronautical and Astronautical Engineering
Massachusetts Institute of Technology 2001 — 2003
Master of Science (MS), Aerospace, Aeronautical and Astronautical Engineering
Deanna Johnson's UBS Securities, LLC Experience June 2004 - September 2004
Job Sale Associate at Montauk Sofa
Industry Design
Experience
Montauk Sofa July 2011 - Present
Jon Gray International Inc. January 2010 - October 2011
Solly's Auto Center June 2000 - January 2010
Association of Real Estate Women May 2008 - December 2008
G.V.A Williams Real Estate April 2008 - December 2008
Syracuse University September 2005 - May 2006
UBS Securities, LLC June 2004 - September 2004
Bloomingdale's October 2003 - June 2004
Skills
Interior Design, Space-planning, Space planning, Furniture, Sketching, Retail Design, Furnishings, Sales, Microsoft Excel, QuickBooks, Microsoft Office, Adobe Creative Suite, Customer Service, Window Treatments
Education
New York School of Interior Design 2009 — 2013
Interior Design
Syracuse University 2005 — 2007
Environmental Design (Interiors)
Montauk Sofa July 2011 - Present
Jon Gray International Inc. January 2010 - October 2011
Solly's Auto Center June 2000 - January 2010
Association of Real Estate Women May 2008 - December 2008
G.V.A Williams Real Estate April 2008 - December 2008
Syracuse University September 2005 - May 2006
UBS Securities, LLC June 2004 - September 2004
Bloomingdale's October 2003 - June 2004
Skills
Interior Design, Space-planning, Space planning, Furniture, Sketching, Retail Design, Furnishings, Sales, Microsoft Excel, QuickBooks, Microsoft Office, Adobe Creative Suite, Customer Service, Window Treatments
Education
New York School of Interior Design 2009 — 2013
Interior Design
Syracuse University 2005 — 2007
Environmental Design (Interiors)
John ORourke John ORourke's UBS Securities, LLC Experience 1994 - 1996
Job Managing Director at æther
Industry Capital Markets
Experience
æther May 2014 - Present
Lance Capital LLC 2009 - June 2014
DTZ Rockwood 2003 - 2008
Rockledge Financial Group, Inc. 2000 - 2003
Kirkland Investors LLC 1997 - 1999
UBS Securities LLC 1994 - 1996
Goldman Sachs 1986 - 1994
Strategic Planning Associates 1982 - 1986
Education
Princeton University 1978 — 1982
B.S., Civil Engineering
æther May 2014 - Present
Lance Capital LLC 2009 - June 2014
DTZ Rockwood 2003 - 2008
Rockledge Financial Group, Inc. 2000 - 2003
Kirkland Investors LLC 1997 - 1999
UBS Securities LLC 1994 - 1996
Goldman Sachs 1986 - 1994
Strategic Planning Associates 1982 - 1986
Education
Princeton University 1978 — 1982
B.S., Civil Engineering
Jack Fonss Jack Fonss's UBS Securities, LLC Experience April 2009 - May 2011
Job CoFounder of AccuShares LLC
Industry Financial Services
Experience
AccuShares Investment Management, LLC January 2012 - Present
UBS Securities LLC April 2009 - May 2011
Deutsche Bank AG April 2000 - February 2009
Credit Suisse Financial Products / Credit Suisse July 1994 - April 2000
MSCI Inc. 1987 - 1991
Skills
ETF product design, Fixed Income, Equities, Federal Taxation, Bank Regulation, Derivatives, iPhone
Education
Princeton University
A.B, Economics
Yale University School of Management 1991 — 1993
Masters, Public and Private Management
AccuShares Investment Management, LLC January 2012 - Present
UBS Securities LLC April 2009 - May 2011
Deutsche Bank AG April 2000 - February 2009
Credit Suisse Financial Products / Credit Suisse July 1994 - April 2000
MSCI Inc. 1987 - 1991
Skills
ETF product design, Fixed Income, Equities, Federal Taxation, Bank Regulation, Derivatives, iPhone
Education
Princeton University
A.B, Economics
Yale University School of Management 1991 — 1993
Masters, Public and Private Management
Inger Sjogren Inger Sjogren's UBS Securities, LLC Experience August 1995 - August 1996
Job Executive Director at Juvenile Bipolar Research Foundation
Industry Nonprofit Organization Management
Experience
Juvenile Bipolar Research Foundation August 2008 - November 2013
Union Bank of Switzerland August 1996 - December 1998
UBS Securities LLC August 1995 - August 1996
Skills
Board Relations, Higher Education, Fundraising, Strategic Planning, Non-profits, Financial Modeling, Public Speaking, Staff Development, Strategy, Business Strategy, Budgets, Nonprofits, Grant Writing, Research, Philanthropy, Leadership, Community Outreach, Event Planning, Analysis, Finance, Grants, Entrepreneurship, Marketing, Program Development
Education
Smith College 1986 — 1990
B.A., Economics, French Literature
University of Geneva 1988 — 1989
Third World Economics
Columbia University - Columbia Business School 1993 — 1995
mba, finance
Fairfield University 2013 — 2015
Master's degree, Clinical Mental Health Counseling/Counselor
Juvenile Bipolar Research Foundation August 2008 - November 2013
Union Bank of Switzerland August 1996 - December 1998
UBS Securities LLC August 1995 - August 1996
Skills
Board Relations, Higher Education, Fundraising, Strategic Planning, Non-profits, Financial Modeling, Public Speaking, Staff Development, Strategy, Business Strategy, Budgets, Nonprofits, Grant Writing, Research, Philanthropy, Leadership, Community Outreach, Event Planning, Analysis, Finance, Grants, Entrepreneurship, Marketing, Program Development
Education
Smith College 1986 — 1990
B.A., Economics, French Literature
University of Geneva 1988 — 1989
Third World Economics
Columbia University - Columbia Business School 1993 — 1995
mba, finance
Fairfield University 2013 — 2015
Master's degree, Clinical Mental Health Counseling/Counselor
Gregory Manrique, MBA Gregory Manrique, MBA's UBS Securities, LLC Experience February 2008 - July 2008
Job Retail Store Manager at TMobile
Industry Telecommunications
Experience
T-Mobile September 2012 - Present
T-Mobile October 2010 - December 2012
T-Mobile March 2010 - October 2010
T-Mobile August 2008 - March 2010
Staples April 2005 - August 2008
UBS Securities LLC February 2008 - July 2008
Skills
Direct Sales, Sales Operations, Customer Satisfaction, Sales Management, Data Analysis, Customer Service, Analysis, Competitive Analysis, Sales, Telecommunications, PowerPoint, Management, Financial Analysis, Inventory Management, Outlook, Retail, Forecasting, Team Leadership, Microsoft Excel, Microsoft Word, Microsoft Office, Account Management, Customer Retention, Leadership
Education
Baruch College 2011 — 2013
Master of Business Administration (M.B.A.), Finance
St. John's University 2006 — 2010
BS, Finance
St. John's University, The Peter J. Tobin College of Business 2006 — 2010
BS, Finance
Monsignor Farrell 2002 — 2006
Peter J. Tobin College of Business
B.S, Finance
T-Mobile September 2012 - Present
T-Mobile October 2010 - December 2012
T-Mobile March 2010 - October 2010
T-Mobile August 2008 - March 2010
Staples April 2005 - August 2008
UBS Securities LLC February 2008 - July 2008
Skills
Direct Sales, Sales Operations, Customer Satisfaction, Sales Management, Data Analysis, Customer Service, Analysis, Competitive Analysis, Sales, Telecommunications, PowerPoint, Management, Financial Analysis, Inventory Management, Outlook, Retail, Forecasting, Team Leadership, Microsoft Excel, Microsoft Word, Microsoft Office, Account Management, Customer Retention, Leadership
Education
Baruch College 2011 — 2013
Master of Business Administration (M.B.A.), Finance
St. John's University 2006 — 2010
BS, Finance
St. John's University, The Peter J. Tobin College of Business 2006 — 2010
BS, Finance
Monsignor Farrell 2002 — 2006
Peter J. Tobin College of Business
B.S, Finance
Devin Duncan Devin Duncan's UBS Securities, LLC Experience June 2012 - August 2012
Job Associate at North Bridge Growth Equity
Industry Venture Capital & Private Equity
Experience
North Bridge Growth Equity and Venture Partners July 2015 - Present
Citi April 2013 - June 2015
UBS Securities, LLC June 2012 - August 2012
Global Financial Advisors January 2012 - April 2012
Vivint April 2010 - August 2011
Beneficial Financial Group January 2011 - April 2011
Lift International January 2011 - April 2011
The Church of Jesus Christ of Latter-day Saints August 2007 - August 2009
Skills
Public Speaking, Equity Research, Valuation, Equities, Microsoft Excel
Education
Brigham Young University 2009 — 2012
Bachelor of Science, Management; Finance emphasis
Utah State University
Associate Degree; high school, General Studies
North Bridge Growth Equity and Venture Partners July 2015 - Present
Citi April 2013 - June 2015
UBS Securities, LLC June 2012 - August 2012
Global Financial Advisors January 2012 - April 2012
Vivint April 2010 - August 2011
Beneficial Financial Group January 2011 - April 2011
Lift International January 2011 - April 2011
The Church of Jesus Christ of Latter-day Saints August 2007 - August 2009
Skills
Public Speaking, Equity Research, Valuation, Equities, Microsoft Excel
Education
Brigham Young University 2009 — 2012
Bachelor of Science, Management; Finance emphasis
Utah State University
Associate Degree; high school, General Studies
Eric Trepanier, Pharm.D., CFA's UBS Securities, LLC Experience June 2005 - August 2006
Job VP and Team Lead, Marketing Sciences at WebMD
Industry Health, Wellness and Fitness
Experience
WebMD March 2014 - Present
WebMD June 2013 - March 2014
WebMD May 2012 - June 2013
O.S.S. Capital Management September 2010 - December 2011
PioneerPath Capital June 2009 - June 2010
BlackRock September 2006 - June 2009
UBS Securities LLC June 2005 - August 2006
Citi February 2004 - June 2005
The Wharton School 2001 - 2003
Easton Associates 2002 - 2002
Skills
Biotechnology, Investment Management, Finance, Healthcare, Corporate Development, Valuation, Due Diligence, Equity Research, Digital Marketing, Digital Media, Pharmaceutical Industry, Internet
Education
The Wharton School (University of Pennsylvania) 2001 — 2003
MBA, Business and Administration
University of Toronto 1994 — 1996
Doctor of Pharmacy (Pharm.D.), Pharmacy
University of Toronto 1990 — 1994
BSc Phm, Pharmacy
WebMD March 2014 - Present
WebMD June 2013 - March 2014
WebMD May 2012 - June 2013
O.S.S. Capital Management September 2010 - December 2011
PioneerPath Capital June 2009 - June 2010
BlackRock September 2006 - June 2009
UBS Securities LLC June 2005 - August 2006
Citi February 2004 - June 2005
The Wharton School 2001 - 2003
Easton Associates 2002 - 2002
Skills
Biotechnology, Investment Management, Finance, Healthcare, Corporate Development, Valuation, Due Diligence, Equity Research, Digital Marketing, Digital Media, Pharmaceutical Industry, Internet
Education
The Wharton School (University of Pennsylvania) 2001 — 2003
MBA, Business and Administration
University of Toronto 1994 — 1996
Doctor of Pharmacy (Pharm.D.), Pharmacy
University of Toronto 1990 — 1994
BSc Phm, Pharmacy
Harry Huang's UBS Securities, LLC Experience June 2005 - September 2013
Job Structured Credit
Industry Investment Banking
Experience
SG Americas Securities LLC March 2014 - Present
UBS Securities LLC June 2005 - September 2013
Mizuho Corporate Bank, Ltd. August 2000 - June 2005
Industrial Bank of Japan Trust Company August 1997 - July 2000
Education
Columbia University in the City of New York 1993 — 1997
SG Americas Securities LLC March 2014 - Present
UBS Securities LLC June 2005 - September 2013
Mizuho Corporate Bank, Ltd. August 2000 - June 2005
Industrial Bank of Japan Trust Company August 1997 - July 2000
Education
Columbia University in the City of New York 1993 — 1997
Gee Liek Yeo's UBS Securities, LLC Experience June 2007 - June 2008
Job Hedge Fund Professional
Industry Financial Services
Experience
Xaraf Management/Paloma Partners June 2008 - Present
UBS Securities LLC June 2007 - June 2008
UBS AG May 2005 - June 2007
Skills
Structured Products, Volatility, Derivatives, Hedge Funds, Fixed Income, Quantitative Finance, Equity Derivatives, Options, Credit Derivatives, Interest Rate..., Market Risk, Capital Markets, Bloomberg, Equities
Education
Stanford University
Ph.D., Engineering
Stanford University
Master of Science (MSc), Statistics
Stanford University
Master of Science (MSc), Financial Mathematics
Xaraf Management/Paloma Partners June 2008 - Present
UBS Securities LLC June 2007 - June 2008
UBS AG May 2005 - June 2007
Skills
Structured Products, Volatility, Derivatives, Hedge Funds, Fixed Income, Quantitative Finance, Equity Derivatives, Options, Credit Derivatives, Interest Rate..., Market Risk, Capital Markets, Bloomberg, Equities
Education
Stanford University
Ph.D., Engineering
Stanford University
Master of Science (MSc), Statistics
Stanford University
Master of Science (MSc), Financial Mathematics
Jeff Sine's UBS Securities, LLC Experience 2001 - 2009
Job Partner at The Raine Group LLC
Industry Financial Services
Experience
The Raine Group LLC 2009 - Present
UBS Securities LLC 2001 - 2009
UBS Investment Bank 2001 - 2009
Morgan Stanley 1986 - 2001
Education
American University
B S, International Studies
University of Southern California Law School
Juris Doctor
The Raine Group LLC 2009 - Present
UBS Securities LLC 2001 - 2009
UBS Investment Bank 2001 - 2009
Morgan Stanley 1986 - 2001
Education
American University
B S, International Studies
University of Southern California Law School
Juris Doctor
Adam Inzirillo's UBS Securities, LLC Experience April 2005 - May 2010
Job Director at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2010 - Present
UBS Securities LLC April 2005 - May 2010
UBS Investment Bank 2005 - May 2010
UBS 2005 - May 2010
Knight Trading Group January 2001 - April 2005
Knight Capital Group, Inc. 2000 - 2005
Knight Equity Markets 2000 - 2005
Knight Securities 2000 - 2005
SG Cowen June 2000 - January 2001
Internet Trading Technologies June 1998 - June 2000
Skills
Equities, Trading Systems, Electronic Trading, Financial Markets, Equity Trading, Options, Series 7, Series 63, Market Data, FINRA, Middle Office, Series 24, Low Latency, Financial Analysis, Securities, Trading, Equity Derivatives, Capital Markets, Hedge Funds
Education
Dowling College 2002 — 2004
MBA, Banking and Finance
Bucknell University 1994 — 1998
Bachelor of Arts (B.A.), Economics and Political Science
Merrill Lynch July 2010 - Present
UBS Securities LLC April 2005 - May 2010
UBS Investment Bank 2005 - May 2010
UBS 2005 - May 2010
Knight Trading Group January 2001 - April 2005
Knight Capital Group, Inc. 2000 - 2005
Knight Equity Markets 2000 - 2005
Knight Securities 2000 - 2005
SG Cowen June 2000 - January 2001
Internet Trading Technologies June 1998 - June 2000
Skills
Equities, Trading Systems, Electronic Trading, Financial Markets, Equity Trading, Options, Series 7, Series 63, Market Data, FINRA, Middle Office, Series 24, Low Latency, Financial Analysis, Securities, Trading, Equity Derivatives, Capital Markets, Hedge Funds
Education
Dowling College 2002 — 2004
MBA, Banking and Finance
Bucknell University 1994 — 1998
Bachelor of Arts (B.A.), Economics and Political Science
Seth Weingram's UBS Securities, LLC Experience 2009 - 2014
Job Senior Vice President at Acadian Asset Management
Industry Financial Services
Experience
Acadian Asset Management 2014 - Present
UBS Securities LLC 2009 - 2014
Barclays Global Investors 2007 - 2009
Deutsche Bank 1997 - 2007
Skills
Equity Derivatives, Volatility, Derivatives, Econometrics, Equities, Hedge Funds, Capital Markets, Structured Products, Alternative Investments, Investment Banking, Trading Systems, Financial Markets, Trading, Public Speaking, Securities Litigation, Securities Regulation, Empirical Research, Expository Writing, Quantitative Investing, Quantitative Finance, Operational Risk, Risk Management
Education
Stanford University 1992 — 1997
PhD, Economics
The University of Chicago 1988 — 1992
BA, Economics
Acadian Asset Management 2014 - Present
UBS Securities LLC 2009 - 2014
Barclays Global Investors 2007 - 2009
Deutsche Bank 1997 - 2007
Skills
Equity Derivatives, Volatility, Derivatives, Econometrics, Equities, Hedge Funds, Capital Markets, Structured Products, Alternative Investments, Investment Banking, Trading Systems, Financial Markets, Trading, Public Speaking, Securities Litigation, Securities Regulation, Empirical Research, Expository Writing, Quantitative Investing, Quantitative Finance, Operational Risk, Risk Management
Education
Stanford University 1992 — 1997
PhD, Economics
The University of Chicago 1988 — 1992
BA, Economics
James McGeehan's UBS Securities, LLC Experience 2000 - 2004
Job CoFounder & CEO at FX Transparency, LLC
Industry Financial Services
Experience
FX Transparency, LLC 2009 - Present
RBS Greenwich Capital 2005 - 2009
HSBC Bank USA 2004 - 2005
UBS Securities LLC 2000 - 2004
Fleet Global Markets 1998 - 2000
Thomson Financial Services 1994 - 1998
Skills
Trading, Risk Management, Banking, Currency, Foreign Exchange, Management, Analysis, Sales, Financial Advisory, Selling, Treasury, Fixed Income, Derivatives, FX Options, Hedge Funds, Bloomberg, Alternative Investments, Venture Capital, Equities, Capital Markets, Investments, Financial Markets, Structured Products
Education
Dartmouth College 1990 — 1994
BA, Government
London Business School 2007 — 2007
Executive Education, Management and Personal Effectiveness
FX Transparency, LLC 2009 - Present
RBS Greenwich Capital 2005 - 2009
HSBC Bank USA 2004 - 2005
UBS Securities LLC 2000 - 2004
Fleet Global Markets 1998 - 2000
Thomson Financial Services 1994 - 1998
Skills
Trading, Risk Management, Banking, Currency, Foreign Exchange, Management, Analysis, Sales, Financial Advisory, Selling, Treasury, Fixed Income, Derivatives, FX Options, Hedge Funds, Bloomberg, Alternative Investments, Venture Capital, Equities, Capital Markets, Investments, Financial Markets, Structured Products
Education
Dartmouth College 1990 — 1994
BA, Government
London Business School 2007 — 2007
Executive Education, Management and Personal Effectiveness
Carlos Lede's UBS Securities, LLC Experience Regulatory Inquiring and RelationsUBS Investment BankJuly 2012 - Present
Job Director at UBS Securities LLC
Industry Banking
Experience
UBS Securities LLC Regulatory Inquiring and RelationsUBS Investment BankJuly 2012 - Present
UBS 2006 - Present
UBS Investment Bank 1990 - Present
Shearson 1979 - 1985
Skills
Equities, Back Office, Fixed Income, Middle Office, Prime Brokerage
Education
City University of New York-College of Staten Island 1975 — 1978
UBS Securities LLC Regulatory Inquiring and RelationsUBS Investment BankJuly 2012 - Present
UBS 2006 - Present
UBS Investment Bank 1990 - Present
Shearson 1979 - 1985
Skills
Equities, Back Office, Fixed Income, Middle Office, Prime Brokerage
Education
City University of New York-College of Staten Island 1975 — 1978
Amit Khurana's UBS Securities, LLC Experience August 2006 - January 2008
Job Fixed Income Trading at Mizuho Securities USA Inc.
Industry Capital Markets
Experience
Mizuho Securities USA Inc. April 2015 - Present
CRT Capital Group December 2011 - January 2015
Ally Financial Inc./Nariman Point Advisors May 2009 - October 2011
Knight Libertas LLC May 2008 - April 2009
UBS SEcurities LLC August 2006 - January 2008
LaSalle Bank, ABN AMRO June 2005 - August 2006
Banc of America Securities June 2001 - June 2005
Skills
Capital Markets, Structured Products, CMBS, Trading, CDO, CLO, CRE-CDO, Fixed Income, Hedge Funds, Bonds, Real Estate Economics, Loans, ABS, Bloomberg, Investment Banking, Derivatives, Portfolio Management, Valuation
Education
Weatherhead School of Management at Case Western Reserve University 1999 — 2001
MBA, Banking and Finance
S.P. College of Communication and Management, Bhartiya Vidya Bhavan 1998 — 1999
PGDMSM, Marketing and Sales Management
Delhi University 1995 — 1998
Bachelor of Business Studies, Finance
Mizuho Securities USA Inc. April 2015 - Present
CRT Capital Group December 2011 - January 2015
Ally Financial Inc./Nariman Point Advisors May 2009 - October 2011
Knight Libertas LLC May 2008 - April 2009
UBS SEcurities LLC August 2006 - January 2008
LaSalle Bank, ABN AMRO June 2005 - August 2006
Banc of America Securities June 2001 - June 2005
Skills
Capital Markets, Structured Products, CMBS, Trading, CDO, CLO, CRE-CDO, Fixed Income, Hedge Funds, Bonds, Real Estate Economics, Loans, ABS, Bloomberg, Investment Banking, Derivatives, Portfolio Management, Valuation
Education
Weatherhead School of Management at Case Western Reserve University 1999 — 2001
MBA, Banking and Finance
S.P. College of Communication and Management, Bhartiya Vidya Bhavan 1998 — 1999
PGDMSM, Marketing and Sales Management
Delhi University 1995 — 1998
Bachelor of Business Studies, Finance
Anthony Waltz's UBS Securities, LLC Experience May 2005 - October 2009
Job Analyst at Citadel
Industry Financial Services
Experience
Citadel Investment Group October 2009 - Present
UBS Securities, LLC May 2005 - October 2009
Skills
Fixed Income, Equities, Investment Banking, Hedge Funds, Options, Financial Analysis, Prime Brokerage, Due Diligence, Credit Analysis, Research, FX, Investor Relations, Excel, Customer Relations, Risk, Compliance, Microsoft Office, Documentation, KYC, Negotiation, Private Equity, Bloomberg, Asset Management, Investments, Trading, Credit, Equity Trading, Bonds, Corporate Finance, ETFs, Electronic Trading, Derivatives, Financial Risk, Capital Markets, Alternative Investments, Securities
Education
City University of New York-Baruch College
BBS, Finance, 3.0
Citadel Investment Group October 2009 - Present
UBS Securities, LLC May 2005 - October 2009
Skills
Fixed Income, Equities, Investment Banking, Hedge Funds, Options, Financial Analysis, Prime Brokerage, Due Diligence, Credit Analysis, Research, FX, Investor Relations, Excel, Customer Relations, Risk, Compliance, Microsoft Office, Documentation, KYC, Negotiation, Private Equity, Bloomberg, Asset Management, Investments, Trading, Credit, Equity Trading, Bonds, Corporate Finance, ETFs, Electronic Trading, Derivatives, Financial Risk, Capital Markets, Alternative Investments, Securities
Education
City University of New York-Baruch College
BBS, Finance, 3.0
Melissa Brown's UBS Securities, LLC Experience February 2005 - September 2010
Job Vice President at Goldman Sachs
Industry Law Practice
Experience
Goldman Sachs September 2010 - Present
UBS Securities LLC February 2005 - September 2010
JPMorgan Chase February 1999 - October 2005
Cleary Gottlieb Steen & Hamilton LLP September 1992 - February 1999
Education
Cornell Law School 1989 — 1992
Doctor of Law (JD)
Goldman Sachs September 2010 - Present
UBS Securities LLC February 2005 - September 2010
JPMorgan Chase February 1999 - October 2005
Cleary Gottlieb Steen & Hamilton LLP September 1992 - February 1999
Education
Cornell Law School 1989 — 1992
Doctor of Law (JD)
Ben Oren's UBS Securities, LLC Experience July 2003 - April 2009
Job Managing Director at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse April 2009 - Present
UBS Securities LLC July 2003 - April 2009
Credit Suisse First Boston July 2001 - July 2003
Skills
Capital Markets, Valuation, Fixed Income, Leveraged Finance, Corporate Finance, LBO, High Yield, Bonds, Debt Restructuring, Capital Structure, Investment Banking
Education
University of Pennsylvania - The Wharton School 1997 — 2001
BS, Finance, Management, Legal Studies
Credit Suisse April 2009 - Present
UBS Securities LLC July 2003 - April 2009
Credit Suisse First Boston July 2001 - July 2003
Skills
Capital Markets, Valuation, Fixed Income, Leveraged Finance, Corporate Finance, LBO, High Yield, Bonds, Debt Restructuring, Capital Structure, Investment Banking
Education
University of Pennsylvania - The Wharton School 1997 — 2001
BS, Finance, Management, Legal Studies
Kevin Myler's UBS Securities, LLC Experience August 2012 - November 2012
Job EVS at Interactive Data
Industry Financial Services
Experience
Interactive Data December 2013 - Present
R.Seelaus & Co. inc November 2012 - June 2013
UBS Securities LLC August 2012 - November 2012
UBS Securities LLC December 2009 - August 2012
UBS Wealth Management September 2004 - July 2008
UBS Wealth Management February 1994 - September 2004
Paine Webber 1989 - 2000
Paine Webber 1989 - 2000
Drexel Burnham Lambert 1987 - 1989
Skills
Mortgage Lending, MBS, Trading, Wealth Management, Agency MBS, Series 7, Capital Markets, Fixed Income, Credit, Bloomberg, Portfolio Management, Series 63, CMOS, Asset Management, Financial Modeling, Investments, Bonds, Trading Systems, Alternative Investments
Education
Pace University 1977 — 1981
Interactive Data December 2013 - Present
R.Seelaus & Co. inc November 2012 - June 2013
UBS Securities LLC August 2012 - November 2012
UBS Securities LLC December 2009 - August 2012
UBS Wealth Management September 2004 - July 2008
UBS Wealth Management February 1994 - September 2004
Paine Webber 1989 - 2000
Paine Webber 1989 - 2000
Drexel Burnham Lambert 1987 - 1989
Skills
Mortgage Lending, MBS, Trading, Wealth Management, Agency MBS, Series 7, Capital Markets, Fixed Income, Credit, Bloomberg, Portfolio Management, Series 63, CMOS, Asset Management, Financial Modeling, Investments, Bonds, Trading Systems, Alternative Investments
Education
Pace University 1977 — 1981
Robert Smalley's UBS Securities, LLC Experience June 2010 - Present
Job Executive Director, UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC June 2010 - Present
JP Morgan Asset Management 2009 - 2010
Cura Capital Management 2006 - 2008
FrontPoint Partners, LLC 2004 - 2006
Clinton Group 2002 - 2004
HSBC 1998 - 2002
Morgan Stanley 1994 - 1998
Lehman Brothers 1991 - 1994
American Express 1989 - 1991
KBW 1986 - 1989
Skills
Credit, Portfolio Management, Security Analysis, Fixed Income Research, Fixed Income, Hedge Funds, CDS, Debt, Relative Value, Buy-side, Financial Institutions, Bonds, Derivatives, Credit Derivatives, Credit Analysis, Financial Analysis, Financial Markets, Capital Structure, Series 7, Fixed Income Analysis, Investments, Capital Markets, Trading, Equities, High Yield, Credit Risk, Investment Banking, Bloomberg, Securities, Equity Derivatives, Financial Risk, Asset Management, Emerging Markets, Banking, Alternative Investments, Options, Structured Products, Asset Allocation, Finance, Structured Finance, Mutual Funds, FX Options, Equity Research, Loans, CDO, Quantitative Analytics, Wealth Management, Hedging, Fund Of Funds, Swaps
Education
Columbia University School of International Affairs 1983 — 1986
Master of International Affairs, International Finance and Banking
Union College 1976 — 1981
Bachelor of Arts, Poli Sci/Econ-- Russian, Chinese Studies
UBS Securities LLC June 2010 - Present
JP Morgan Asset Management 2009 - 2010
Cura Capital Management 2006 - 2008
FrontPoint Partners, LLC 2004 - 2006
Clinton Group 2002 - 2004
HSBC 1998 - 2002
Morgan Stanley 1994 - 1998
Lehman Brothers 1991 - 1994
American Express 1989 - 1991
KBW 1986 - 1989
Skills
Credit, Portfolio Management, Security Analysis, Fixed Income Research, Fixed Income, Hedge Funds, CDS, Debt, Relative Value, Buy-side, Financial Institutions, Bonds, Derivatives, Credit Derivatives, Credit Analysis, Financial Analysis, Financial Markets, Capital Structure, Series 7, Fixed Income Analysis, Investments, Capital Markets, Trading, Equities, High Yield, Credit Risk, Investment Banking, Bloomberg, Securities, Equity Derivatives, Financial Risk, Asset Management, Emerging Markets, Banking, Alternative Investments, Options, Structured Products, Asset Allocation, Finance, Structured Finance, Mutual Funds, FX Options, Equity Research, Loans, CDO, Quantitative Analytics, Wealth Management, Hedging, Fund Of Funds, Swaps
Education
Columbia University School of International Affairs 1983 — 1986
Master of International Affairs, International Finance and Banking
Union College 1976 — 1981
Bachelor of Arts, Poli Sci/Econ-- Russian, Chinese Studies
Joshua Diamond's UBS Securities, LLC Experience October 2012 - April 2014
Job Senior Technical Consultant at Deutsche Bank
Industry Information Technology and Services
Experience
Deutsche Bank September 2014 - Present
UBS Securities, LLC October 2012 - April 2014
Morgan Stanley April 2010 - September 2012
Merrill Lynch September 2006 - April 2010
NYFIX August 2003 - August 2006
Renaissance Trading Technologies September 2002 - August 2003
Robertson Stephens April 2000 - September 2002
JP Morgan September 1998 - April 2000
D. E. Shaw & Co. February 1997 - September 1998
Bear Stearns September 1988 - February 1997
Skills
Trading Systems, Electronic Trading, SDLC, Equities, Fixed Income, Trading, Business Analysis, C++, Java, Equity Trading, Leadership, Strategy, Order Management, Market Data, Derivatives, Exchange Connectivity, Management, Low Latency, Integration, Analysis, Operations Management, Project Planning, Project Management, C, Agile Project Management, Linux, Unix, Unix Shell Scripting, JavaScript, Google Apps, Google Webmaster Tools, Google Analytics, Google Adwords, Google Sites, Reference Data, Trading System
Education
University of Rochester 1983 — 1988
BA, Applied Mathematics / Computer Science
Deutsche Bank September 2014 - Present
UBS Securities, LLC October 2012 - April 2014
Morgan Stanley April 2010 - September 2012
Merrill Lynch September 2006 - April 2010
NYFIX August 2003 - August 2006
Renaissance Trading Technologies September 2002 - August 2003
Robertson Stephens April 2000 - September 2002
JP Morgan September 1998 - April 2000
D. E. Shaw & Co. February 1997 - September 1998
Bear Stearns September 1988 - February 1997
Skills
Trading Systems, Electronic Trading, SDLC, Equities, Fixed Income, Trading, Business Analysis, C++, Java, Equity Trading, Leadership, Strategy, Order Management, Market Data, Derivatives, Exchange Connectivity, Management, Low Latency, Integration, Analysis, Operations Management, Project Planning, Project Management, C, Agile Project Management, Linux, Unix, Unix Shell Scripting, JavaScript, Google Apps, Google Webmaster Tools, Google Analytics, Google Adwords, Google Sites, Reference Data, Trading System
Education
University of Rochester 1983 — 1988
BA, Applied Mathematics / Computer Science
Petric, David's UBS Securities, LLC Experience August 1995 - January 2000
Job SVP at Santander Global Banking & Markets
Industry Investment Banking
Experience
Santander Global Banking & Markets August 2002 - Present
UBS Securities LLC August 1995 - January 2000
Deutsche Bank 1991 - 1998
Skills
Capital Markets
Education
Iona College 1981 — 1985
Bachelor of Business Administration (BBA), Finance, General
Thunderbird School of Global Management
Executive Certificate, International Business
Santander Global Banking & Markets August 2002 - Present
UBS Securities LLC August 1995 - January 2000
Deutsche Bank 1991 - 1998
Skills
Capital Markets
Education
Iona College 1981 — 1985
Bachelor of Business Administration (BBA), Finance, General
Thunderbird School of Global Management
Executive Certificate, International Business
Dan Covatta's UBS Securities, LLC Experience 2002 - 2007
Job Managing Director at Stifel Nicolaus
Industry Investment Banking
Experience
Stifel Nicolaus Weisel June 2007 - Present
UBS Securities LLC 2002 - 2007
Education
Duke University
Stifel Nicolaus Weisel June 2007 - Present
UBS Securities LLC 2002 - 2007
Education
Duke University
Anthony N. Joseph's UBS Securities, LLC Experience DirectorUBS Investment Bank2000 - Present
Job Director at UBS Securities LLC
Industry Banking
Experience
UBS Securities LLC DirectorUBS Investment Bank2000 - Present
Royal Bank Of Canada Capital Markets October 1979 - April 2000
Education
Pace University 1983 — 1989
UBS Securities LLC DirectorUBS Investment Bank2000 - Present
Royal Bank Of Canada Capital Markets October 1979 - April 2000
Education
Pace University 1983 — 1989
Bob Gaffney's UBS Securities, LLC Experience October 2006 - December 2008
Job Founder and President at Canterbury Business Solutions
Industry Banking
Experience
Canterbury Business Solutions January 2009 - Present
UBS Securities LLC October 2006 - December 2008
ABN AMRO Securities April 1997 - October 2006
CitiCorp/CitiBank November 1984 - April 1997
Prudential Securities March 1980 - November 1984
Skills
Risk Management, Strategic Planning, Cross-functional Team..., Derivatives, Mergers & Acquisitions, Equities, Entrepreneurship, Trading Systems, Investment Banking, Equity Derivatives, Program Management, Fixed Income, Change Management, Financial Markets, Management, Trading, Process Improvement, Business Process..., Business Development, Options, Leadership, Financial Services, FX Options, Commodity, Capital Markets, Hedge Funds, Finance, Alternative Investments, Investments, Securities, Emerging Markets, Analysis, Market Data, Private Equity, Financial Structuring, Hedging, Funding, Portfolio Management, Electronic Trading, Technical Analysis, Bloomberg, Financial Risk, Foreign Exchange, Bonds, Trading Strategies, Asset Management, Executive Management, Structured Products, Series 7, Financial Modeling
Education
City University of New York-Hunter College 1974 — 1979
BA, Business Management
Canterbury Business Solutions January 2009 - Present
UBS Securities LLC October 2006 - December 2008
ABN AMRO Securities April 1997 - October 2006
CitiCorp/CitiBank November 1984 - April 1997
Prudential Securities March 1980 - November 1984
Skills
Risk Management, Strategic Planning, Cross-functional Team..., Derivatives, Mergers & Acquisitions, Equities, Entrepreneurship, Trading Systems, Investment Banking, Equity Derivatives, Program Management, Fixed Income, Change Management, Financial Markets, Management, Trading, Process Improvement, Business Process..., Business Development, Options, Leadership, Financial Services, FX Options, Commodity, Capital Markets, Hedge Funds, Finance, Alternative Investments, Investments, Securities, Emerging Markets, Analysis, Market Data, Private Equity, Financial Structuring, Hedging, Funding, Portfolio Management, Electronic Trading, Technical Analysis, Bloomberg, Financial Risk, Foreign Exchange, Bonds, Trading Strategies, Asset Management, Executive Management, Structured Products, Series 7, Financial Modeling
Education
City University of New York-Hunter College 1974 — 1979
BA, Business Management
Gregg Vaughn's UBS Securities, LLC Experience 2002 - 2008
Job Algorithmic Trade Desk at JPMorgan
Industry Investment Banking
Experience
JPMorgan 2008 - Present
UBS Investment Bank 2003 - August 2008
UBS Securities LLC 2002 - 2008
Lehman 1999 - 2001
Skills
Electronic Trading, Trading Systems, Derivatives, Equities, Equity Derivatives, Market Data, Trading, Low Latency, Hedge Funds, Financial Markets, Capital Markets, Commodity, Bloomberg, Exchange Connectivity, Interest Rate..., Options, Proprietary Trading, Fixed Income, Prime Brokerage
Education
Liberty University 1983 — 1989
Bachelor of Science (B.S.)
JPMorgan 2008 - Present
UBS Investment Bank 2003 - August 2008
UBS Securities LLC 2002 - 2008
Lehman 1999 - 2001
Skills
Electronic Trading, Trading Systems, Derivatives, Equities, Equity Derivatives, Market Data, Trading, Low Latency, Hedge Funds, Financial Markets, Capital Markets, Commodity, Bloomberg, Exchange Connectivity, Interest Rate..., Options, Proprietary Trading, Fixed Income, Prime Brokerage
Education
Liberty University 1983 — 1989
Bachelor of Science (B.S.)
Ben Cotton's UBS Securities, LLC Experience April 2006 - May 2008
Job Senior Consultant at The Columbia Group Inc
Industry Utilities
Experience
The Columbia Group Inc May 2012 - March 2015
RBS Global Banking & Markets November 2009 - September 2011
Rockit Solutions June 2008 - March 2009
UBS Securities LLC April 2006 - May 2008
UBS Investment Bank 2006 - 2008
Skills
Bloomberg, Financial Modeling, Hedge Funds, Fixed Income, Equities, Due Diligence, Mutual Funds, Investment Banking, AML, Derivatives, Valuation, Capital Markets, Financial Services, FX Options, Securities, Trading, Asset Management, Finance, Investments, Financial Risk, KYC, Series 7, Structured Products, Portfolio Management, Bonds, Emerging Markets, Risk Management, Financial Markets
Education
The University of Connecticut School of Business 2003 — 2005
MBA, Management, Marketing
Franklin & Marshall College 1998 — 2002
BA, Government
The Columbia Group Inc May 2012 - March 2015
RBS Global Banking & Markets November 2009 - September 2011
Rockit Solutions June 2008 - March 2009
UBS Securities LLC April 2006 - May 2008
UBS Investment Bank 2006 - 2008
Skills
Bloomberg, Financial Modeling, Hedge Funds, Fixed Income, Equities, Due Diligence, Mutual Funds, Investment Banking, AML, Derivatives, Valuation, Capital Markets, Financial Services, FX Options, Securities, Trading, Asset Management, Finance, Investments, Financial Risk, KYC, Series 7, Structured Products, Portfolio Management, Bonds, Emerging Markets, Risk Management, Financial Markets
Education
The University of Connecticut School of Business 2003 — 2005
MBA, Management, Marketing
Franklin & Marshall College 1998 — 2002
BA, Government
Jesse Abramson's UBS Securities, LLC Experience January 2008 - October 2008
Job Occupational Therapy student
Industry Medical Practice
Experience
Povo, Inc June 2009 - November 2010
UBS Securities LLC January 2008 - October 2008
Investors Bank & Trust July 2006 - July 2007
Deutsche Bank March 2005 - November 2005
StateStreet Corp August 2001 - November 2004
Education
Messiah College 1997 — 2001
Povo, Inc June 2009 - November 2010
UBS Securities LLC January 2008 - October 2008
Investors Bank & Trust July 2006 - July 2007
Deutsche Bank March 2005 - November 2005
StateStreet Corp August 2001 - November 2004
Education
Messiah College 1997 — 2001
Shelby Reynolds's UBS Securities, LLC Experience October 2006 - April 2014
Job Bank of America Merrill Lynch Vice President of Listed Derivatives & OTC NA Reconciliation
Industry Financial Services
Experience
Bank of America Merrill Lynch October 2014 - Present
Société Générale/Newedge April 2014 - October 2014
UBS Securities LLC October 2006 - April 2014
Nomura Securities April 1996 - October 2006
Man Investments March 1995 - April 1996
Index Futures Group June 1994 - March 1995
Skills
Series 7, Back Office, Account Reconciliation, Swaps, Credit Derivatives, Operational Risk, Relationship Management, Series 63, Commodity, Options, Derivatives, Bloomberg, Bonds, Capital Markets, Electronic Trading, Equities, Equity Derivatives, FX Options, Financial Markets, Fixed Income, Hedge Funds, Hedging, Investment Banking, Management, Market Data, Middle Office, Prime Brokerage, Proprietary Trading, Risk Management, Securities, Sales, Strategy, Technical Analysis, Trading, Trading Systems
Education
Waubonsee Community College 2009 — 2011
Work in Progress, Finance, General
Columbia College Chicago 2002 — 2002
NA, Radio and Sound
Bank of America Merrill Lynch October 2014 - Present
Société Générale/Newedge April 2014 - October 2014
UBS Securities LLC October 2006 - April 2014
Nomura Securities April 1996 - October 2006
Man Investments March 1995 - April 1996
Index Futures Group June 1994 - March 1995
Skills
Series 7, Back Office, Account Reconciliation, Swaps, Credit Derivatives, Operational Risk, Relationship Management, Series 63, Commodity, Options, Derivatives, Bloomberg, Bonds, Capital Markets, Electronic Trading, Equities, Equity Derivatives, FX Options, Financial Markets, Fixed Income, Hedge Funds, Hedging, Investment Banking, Management, Market Data, Middle Office, Prime Brokerage, Proprietary Trading, Risk Management, Securities, Sales, Strategy, Technical Analysis, Trading, Trading Systems
Education
Waubonsee Community College 2009 — 2011
Work in Progress, Finance, General
Columbia College Chicago 2002 — 2002
NA, Radio and Sound
Dave Homan's UBS Securities, LLC Experience August 2014 - Present
Job Executive Director, Hedge Fund Sales at UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC August 2014 - Present
Credit Suisse April 2010 - Present
Ramius Capital Group April 2008 - February 2010
Moore Capital Management April 2005 - March 2008
Goldman Sachs June 1998 - March 2005
Swiss Bank Corp 1992 - 1998
Skills
Derivatives, Fixed Income, Trading, Bonds, Quantitative Analytics, Rates, Strategy, Technical Analysis, Global Macro, Hedge Funds, Credit, Analysis, Capital Markets, Options, Equity Derivatives
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Finance
Carnegie Mellon University 1988 — 1992
BS, Mathematics / Computer Science
UBS Securities LLC August 2014 - Present
Credit Suisse April 2010 - Present
Ramius Capital Group April 2008 - February 2010
Moore Capital Management April 2005 - March 2008
Goldman Sachs June 1998 - March 2005
Swiss Bank Corp 1992 - 1998
Skills
Derivatives, Fixed Income, Trading, Bonds, Quantitative Analytics, Rates, Strategy, Technical Analysis, Global Macro, Hedge Funds, Credit, Analysis, Capital Markets, Options, Equity Derivatives
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Finance
Carnegie Mellon University 1988 — 1992
BS, Mathematics / Computer Science
Hallie Ziesmer's UBS Securities, LLC Experience April 2011 - April 2013
Job Managing Director; CoHead of Americas Business Selection and Conflict's Group at Bank of America Merrill Lynch
Industry Investment Banking
Experience
Bank of America Merrill Lynch April 2013 - Present
UBS Securities LLC April 2011 - April 2013
Bank of America Merrill Lynch February 2005 - March 2011
Dewey Ballantine LLP October 1999 - February 2005
Skills
Corporate Governance, Securities, Corporate Law, Mergers, Securities Regulation, Capital Markets, Mergers & Acquisitions, M&A experience, Venture Capital, Private Equity, Structured Finance, Hedge Funds
Education
Boston University School of Law 1996 — 1999
JD
Brown University 1990 — 1994
AB
Bank of America Merrill Lynch April 2013 - Present
UBS Securities LLC April 2011 - April 2013
Bank of America Merrill Lynch February 2005 - March 2011
Dewey Ballantine LLP October 1999 - February 2005
Skills
Corporate Governance, Securities, Corporate Law, Mergers, Securities Regulation, Capital Markets, Mergers & Acquisitions, M&A experience, Venture Capital, Private Equity, Structured Finance, Hedge Funds
Education
Boston University School of Law 1996 — 1999
JD
Brown University 1990 — 1994
AB
Peter Giattini's UBS Securities, LLC Experience December 1993 - Present
Job Securities Lending / Buyins Operations Manager at UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC December 1993 - Present
UBS Investment Bank 1993 - Present
Skills
Back Office, Equities, Fixed Income, Settlement, Securities, Corporate Actions, Hedge Funds, Bonds, Capital Markets, Prime Brokerage, Trading, Investment Banking
Education
Saint John's University 1990 — 1993
Master of Business Administration (MBA), International Finance
Brooklyn College
Bachelor of Science (BS), Business Administration, Management and Operations
UBS Securities LLC December 1993 - Present
UBS Investment Bank 1993 - Present
Skills
Back Office, Equities, Fixed Income, Settlement, Securities, Corporate Actions, Hedge Funds, Bonds, Capital Markets, Prime Brokerage, Trading, Investment Banking
Education
Saint John's University 1990 — 1993
Master of Business Administration (MBA), International Finance
Brooklyn College
Bachelor of Science (BS), Business Administration, Management and Operations
Joy Sabella's UBS Securities, LLC Experience 2006 - 2007
Job Goldman Sachs FICC (Fixed Income Currency and Commodities)
Industry Financial Services
Experience
Goldman Sachs October 1997 - Present
UBS 2006 - 2007
UBS Securities LLC 2006 - 2007
Education
Fordham Gabelli School of Business
Goldman Sachs October 1997 - Present
UBS 2006 - 2007
UBS Securities LLC 2006 - 2007
Education
Fordham Gabelli School of Business
Tom Connors's UBS Securities, LLC Experience November 1998 - Present
Job UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC November 1998 - Present
Bear Stearns Companies, Inc August 1989 - October 1998
Skills
Futures, Options, OTC, Dodd-Frank, Clearing Houses, Trading Systems, Sales&Marketing, Relationship Management
Education
Niagara University 1985 — 1989
UBS Securities LLC November 1998 - Present
Bear Stearns Companies, Inc August 1989 - October 1998
Skills
Futures, Options, OTC, Dodd-Frank, Clearing Houses, Trading Systems, Sales&Marketing, Relationship Management
Education
Niagara University 1985 — 1989
Andrew Dominus's UBS Securities, LLC Experience June 1997 - April 1998
Job General Counsel at Seer Capital Management
Industry Financial Services
Experience
Seer Capital Management July 2013 - Present
Riverside Clay Tennis Association 2012 - Present
DTCC February 2012 - June 2013
KBC Financial Products November 1999 - June 2011
D. E. Shaw & Co. April 1998 - October 1999
UBS Securities, LLC June 1997 - April 1998
Stroock & Stroock & Lavan LLP 1991 - 1997
Barrett Smith 1986 - 1987
Skills
Hedge Funds, Derivatives, Structured Products, Transaction, Corporate Law, Structured Finance, Investment Advisory, Equity Derivatives, Securities Law, Capital Markets, Alternative Investments, Asset Management, Securities
Education
Columbia University School of Law 1988 — 1991
JD
Dartmouth College 1982 — 1986
AB, Comparative Literature
Harrison High School
Seer Capital Management July 2013 - Present
Riverside Clay Tennis Association 2012 - Present
DTCC February 2012 - June 2013
KBC Financial Products November 1999 - June 2011
D. E. Shaw & Co. April 1998 - October 1999
UBS Securities, LLC June 1997 - April 1998
Stroock & Stroock & Lavan LLP 1991 - 1997
Barrett Smith 1986 - 1987
Skills
Hedge Funds, Derivatives, Structured Products, Transaction, Corporate Law, Structured Finance, Investment Advisory, Equity Derivatives, Securities Law, Capital Markets, Alternative Investments, Asset Management, Securities
Education
Columbia University School of Law 1988 — 1991
JD
Dartmouth College 1982 — 1986
AB, Comparative Literature
Harrison High School
Bessie Giannopulos's UBS Securities, LLC Experience 2006 - Present
Job Executive Director at UBS Securities LLC
Industry Banking
Experience
UBS Securities LLC 2006 - Present
Cleary Gottlieb Steen & Hamilton LLP 1997 - 2006
Education
Fordham University School of Law 1994 — 1997
UBS Securities LLC 2006 - Present
Cleary Gottlieb Steen & Hamilton LLP 1997 - 2006
Education
Fordham University School of Law 1994 — 1997
Pam Peterson's UBS Securities, LLC Experience 2006 - 2008
Job Principal at Pamela W. Peterson, Esq.
Industry Financial Services
Experience
Pamela W. Peterson, Esq. May 2015 - Present
UBS Wealth Management May 2008 - April 2015
SIFMA 1999 - 2015
UBS Securities LLC 2006 - 2008
UBS Wealth Management 2002 - 2005
Merrill Lynch 1999 - 2001
Self-employed 1987 - 1992
Skills
Securities, Securities Regulation, Litigation, FINRA, Capital Markets, Corporate Governance, Series 7, AML, Fixed Income, Structured Finance, Financial Regulation, Hedge Funds, Due Diligence, Structured Products, Derivatives, Corporate Law, Investment Banking, Series 24, ISDA, Equities, Public Finance, Investments, Bonds
Education
Seton Hall University School of Law 1995 — 1999
J.D. summa cum laude, Banking, Corporate, Finance, and Securities Law
Cornell University 1967 — 1971
Bachelor of Arts (B.A.), English Language and Literature/Letters
Pamela W. Peterson, Esq. May 2015 - Present
UBS Wealth Management May 2008 - April 2015
SIFMA 1999 - 2015
UBS Securities LLC 2006 - 2008
UBS Wealth Management 2002 - 2005
Merrill Lynch 1999 - 2001
Self-employed 1987 - 1992
Skills
Securities, Securities Regulation, Litigation, FINRA, Capital Markets, Corporate Governance, Series 7, AML, Fixed Income, Structured Finance, Financial Regulation, Hedge Funds, Due Diligence, Structured Products, Derivatives, Corporate Law, Investment Banking, Series 24, ISDA, Equities, Public Finance, Investments, Bonds
Education
Seton Hall University School of Law 1995 — 1999
J.D. summa cum laude, Banking, Corporate, Finance, and Securities Law
Cornell University 1967 — 1971
Bachelor of Arts (B.A.), English Language and Literature/Letters
Joe Aurilio's UBS Securities, LLC Experience June 2003 - July 2007
Job Executive Director J.P.Morgan
Industry Investment Banking
Experience
JP Morgan July 2007 - Present
UBS Securities, LLC June 2003 - July 2007
Education
Trinity College-Hartford 1990 — 1994
JP Morgan July 2007 - Present
UBS Securities, LLC June 2003 - July 2007
Education
Trinity College-Hartford 1990 — 1994
Nicola Strudwick Webster's UBS Securities, LLC Experience January 2008 - March 2012
Job Vice President, Capital Introduction at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs October 2012 - Present
UBS Investment Bank October 2011 - August 2012
UBS Securities LLC January 2008 - March 2012
UBS Investment Bank 2006 - 2008
Financial Risk Management ltd 2001 - 2006
Skills
Prime Brokerage, Fixed Income, Hedge Funds, Investment Banking, Equities, Asset Managment, Emerging Markets, Derivatives, Alternative Investments, Fund Of Funds
Education
University of Oxford 1998 — 2001
MA hons, Economics & Management Studies
Goldman Sachs October 2012 - Present
UBS Investment Bank October 2011 - August 2012
UBS Securities LLC January 2008 - March 2012
UBS Investment Bank 2006 - 2008
Financial Risk Management ltd 2001 - 2006
Skills
Prime Brokerage, Fixed Income, Hedge Funds, Investment Banking, Equities, Asset Managment, Emerging Markets, Derivatives, Alternative Investments, Fund Of Funds
Education
University of Oxford 1998 — 2001
MA hons, Economics & Management Studies
Marcia Whitfield's UBS Securities, LLC Experience February 1995 - June 2008
Job Associate Director at UBS Securities LLC
Industry Capital Markets
Daniel Schnurman's UBS Securities, LLC Experience July 2013 - Present
Job Managing Director at UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC July 2013 - Present
RBC Capital Markets February 2007 - July 2013
Credit Suisse 2004 - 2007
Lehman Brothers 1999 - 2003
Skills
Pharmaceutical Industry, Biotechnology, Investment Banking, Healthcare, Private Equity, Capital Markets, LBO, Valuation, Equities, Corporate Finance, Pharmaceutics, Hedge Funds, Financial Modeling, Corporate Development, Venture Capital, Due Diligence, IPO, Leveraged Finance, M&A experience, Private Placements, Alternative Investments, Emerging Markets, Financial Structuring, Equity Capital Markets, Equity Valuation, Capital Raising, Mergers & Acquisitions, Business Valuation
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance, Accounting
Rice University
B.A.
Washington University in St. Louis School of Law
J.D.
UBS Securities LLC July 2013 - Present
RBC Capital Markets February 2007 - July 2013
Credit Suisse 2004 - 2007
Lehman Brothers 1999 - 2003
Skills
Pharmaceutical Industry, Biotechnology, Investment Banking, Healthcare, Private Equity, Capital Markets, LBO, Valuation, Equities, Corporate Finance, Pharmaceutics, Hedge Funds, Financial Modeling, Corporate Development, Venture Capital, Due Diligence, IPO, Leveraged Finance, M&A experience, Private Placements, Alternative Investments, Emerging Markets, Financial Structuring, Equity Capital Markets, Equity Valuation, Capital Raising, Mergers & Acquisitions, Business Valuation
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance, Accounting
Rice University
B.A.
Washington University in St. Louis School of Law
J.D.
Stephen Forman's UBS Securities, LLC Experience June 2007 - April 2010
Job JPMORGAN SECURITIES International Equity Sales
Industry Capital Markets
Experience
CIMB Securities September 2012 - June 2015
Tantalus Rare Earths AG April 2010 - December 2010
UBS SECURITIES LLC June 2007 - April 2010
JPMORGAN SECURITIES INC April 2000 - June 2007
JPMORGAN SECURITIES INC June 1996 - April 2000
Skills
Institutional, Traders, Hedge Funds, Equities, Trading, Securities, Equity Trading, Series 7, Series 63, Financial Markets, Institutional..., Investments, Portfolio Management, Institutional Sales, Alternative Investments, Asset Management, Bloomberg, Derivatives, Investment Banking, Equity Research, Capital Markets
Education
CFA Institute 2001 — 2005
CFA Charterholder
Securities Institute of Australia 1996 — 1998
Graduate Diploma, Accounting and Finance
University of Western 1994 — 1996
Honors, Accounting & Finance
The University of Western Australia 1988 — 1991
Bachelor of Commerce, Accounting and Finance
CIMB Securities September 2012 - June 2015
Tantalus Rare Earths AG April 2010 - December 2010
UBS SECURITIES LLC June 2007 - April 2010
JPMORGAN SECURITIES INC April 2000 - June 2007
JPMORGAN SECURITIES INC June 1996 - April 2000
Skills
Institutional, Traders, Hedge Funds, Equities, Trading, Securities, Equity Trading, Series 7, Series 63, Financial Markets, Institutional..., Investments, Portfolio Management, Institutional Sales, Alternative Investments, Asset Management, Bloomberg, Derivatives, Investment Banking, Equity Research, Capital Markets
Education
CFA Institute 2001 — 2005
CFA Charterholder
Securities Institute of Australia 1996 — 1998
Graduate Diploma, Accounting and Finance
University of Western 1994 — 1996
Honors, Accounting & Finance
The University of Western Australia 1988 — 1991
Bachelor of Commerce, Accounting and Finance
Deborah Brenner's UBS Securities, LLC Experience 1996 - 1999
Job Managing Director at Fieldston Advisors Ltd.
Industry Financial Services
Experience
Fieldston Advisors Ltd. May 2008 - Present
UBS International 2000 - 2003
Bank Hapoalim 1999 - 2000
UBS Securities LLC 1996 - 1999
American Express Bank 1987 - 1991
International Capital Corp. 1987 - 1991
Education
Columbia University - Columbia Business School 1985 — 1987
MBA, Finance
University of Buenos Aires 1978 — 1981
Economics
CNBA
Fieldston Advisors Ltd. May 2008 - Present
UBS International 2000 - 2003
Bank Hapoalim 1999 - 2000
UBS Securities LLC 1996 - 1999
American Express Bank 1987 - 1991
International Capital Corp. 1987 - 1991
Education
Columbia University - Columbia Business School 1985 — 1987
MBA, Finance
University of Buenos Aires 1978 — 1981
Economics
CNBA
Deborah Mosch, MBA's UBS Securities, LLC Experience 1992 - May 2008
Job Financial Remediation|Trade Reconciliation|Brokerage Remediation|Accounting|Financial Analysis|Available|8152583466
Industry Financial Services
Experience
Mesirow Financial November 2014 - Present
Baker Tilly July 2014 - November 2014
Hunter Hollis October 2013 - February 2014
Accounting Principals June 2013 - September 2013
MF Global December 2008 - November 2011
UBS SECURITIES LLC 1992 - May 2008
ABN AMRO 2000 - 2006
ABN AMRO WCS 1994 - 1999
The Chicago Corporation 1992 - 1994
Skills
Financial Analysis, Financial Accounting, General Ledger, GAAP, IFRS, Accounts Payable, Accounts Receivable, Balance Sheet, Income Statement, Regulatory Requirements, GMI, Microsoft Excel, Access, Oracle, Oracle SQL Developer, Outlook, Lotus Notes, Business Intelligence, Vision, Hyperion Enterprise, Dunn & Bradstreet, Essbase, QuickBooks, SharePoint, Bloomberg, Reuters, Foreign Exchange, Variance Analysis, Cash Management, Financial Statements, Client Relations Skills, Brokerage, Auditing, Account Reconciliation, Bank Reconciliation, Securities, Global Services, Customer Service, Revenue Recognition, Sun, Sunguard, Recon Plus, PowerPoint, Internal Controls, Letters of Credit, Reporting & Analysis, Procedure Manuals, Accruals, Accounting, Analysis
Education
Lewis University 2005 — 2007
MBA, Finance
Lewis University 1999 — 2001
Bachelors of Business Administration, Accounting
Mesirow Financial November 2014 - Present
Baker Tilly July 2014 - November 2014
Hunter Hollis October 2013 - February 2014
Accounting Principals June 2013 - September 2013
MF Global December 2008 - November 2011
UBS SECURITIES LLC 1992 - May 2008
ABN AMRO 2000 - 2006
ABN AMRO WCS 1994 - 1999
The Chicago Corporation 1992 - 1994
Skills
Financial Analysis, Financial Accounting, General Ledger, GAAP, IFRS, Accounts Payable, Accounts Receivable, Balance Sheet, Income Statement, Regulatory Requirements, GMI, Microsoft Excel, Access, Oracle, Oracle SQL Developer, Outlook, Lotus Notes, Business Intelligence, Vision, Hyperion Enterprise, Dunn & Bradstreet, Essbase, QuickBooks, SharePoint, Bloomberg, Reuters, Foreign Exchange, Variance Analysis, Cash Management, Financial Statements, Client Relations Skills, Brokerage, Auditing, Account Reconciliation, Bank Reconciliation, Securities, Global Services, Customer Service, Revenue Recognition, Sun, Sunguard, Recon Plus, PowerPoint, Internal Controls, Letters of Credit, Reporting & Analysis, Procedure Manuals, Accruals, Accounting, Analysis
Education
Lewis University 2005 — 2007
MBA, Finance
Lewis University 1999 — 2001
Bachelors of Business Administration, Accounting
David Lucey's UBS Securities, LLC Experience March 1993 - June 2008
Job Director Latin/EMEA Emerging Market Equity Sales at Barclays Capital
Industry Financial Services
Experience
Barclays Capital June 2012 - Present
Goldman Sachs July 2008 - May 2012
UBS Securities LLC March 1993 - June 2008
Skills
Emerging Markets, CEE, MENA, Sub-Saharan Africa, Equities, Equity Research, Investment Banking, Hedge Funds, Capital Markets, Alternative Investments, Bloomberg, Portfolio Management, Asset Managment, Valuation, Fixed Income, Equity Valuation, Equity Derivatives, Financial Markets
Education
New York University - Leonard N. Stern School of Business 1989 — 1993
MBA, Finance
Haverford College 1985 — 1989
BS, Physics
Barclays Capital June 2012 - Present
Goldman Sachs July 2008 - May 2012
UBS Securities LLC March 1993 - June 2008
Skills
Emerging Markets, CEE, MENA, Sub-Saharan Africa, Equities, Equity Research, Investment Banking, Hedge Funds, Capital Markets, Alternative Investments, Bloomberg, Portfolio Management, Asset Managment, Valuation, Fixed Income, Equity Valuation, Equity Derivatives, Financial Markets
Education
New York University - Leonard N. Stern School of Business 1989 — 1993
MBA, Finance
Haverford College 1985 — 1989
BS, Physics
Janszen Schneider's UBS Securities, LLC Experience June 2004 - July 2008
Job VP Client Services at Societe Generale Corporate and Investment Banking SGCIB
Industry Capital Markets
Experience
Societe Generale Corporate and Investment Banking - SGCIB August 2015 - Present
Mesirow Financial August 2013 - July 2015
AlphaMetrix, LLC July 2008 - August 2013
UBS Securities, LLC June 2004 - July 2008
Citigroup Global Markets September 2003 - May 2004
Northern Trust Bank June 2002 - August 2003
Merrill Lynch Futures February 1996 - May 2002
Guardian Life Insurance Company of America July 1994 - February 1996
Skills
Hedge Funds, Alternative Investments, Derivatives, Equities, Fixed Income, Trading, Options, Asset Managment, Commodity, Investments, Electronic Trading, Capital Markets, Bloomberg, Securities, Rates, Financial Markets, Trading Systems, Asset Management, Fund Of Funds, Liquidity, Series 7
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2000 — 2003
MBA, Finance
Miami University 1990 — 1994
Business, Marketing
St. Xavier 1986 — 1990
Diploma, College Prep
Societe Generale Corporate and Investment Banking - SGCIB August 2015 - Present
Mesirow Financial August 2013 - July 2015
AlphaMetrix, LLC July 2008 - August 2013
UBS Securities, LLC June 2004 - July 2008
Citigroup Global Markets September 2003 - May 2004
Northern Trust Bank June 2002 - August 2003
Merrill Lynch Futures February 1996 - May 2002
Guardian Life Insurance Company of America July 1994 - February 1996
Skills
Hedge Funds, Alternative Investments, Derivatives, Equities, Fixed Income, Trading, Options, Asset Managment, Commodity, Investments, Electronic Trading, Capital Markets, Bloomberg, Securities, Rates, Financial Markets, Trading Systems, Asset Management, Fund Of Funds, Liquidity, Series 7
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2000 — 2003
MBA, Finance
Miami University 1990 — 1994
Business, Marketing
St. Xavier 1986 — 1990
Diploma, College Prep
Suzanne Sweetwood's UBS Securities, LLC Experience July 2010 - Present
Job Financial Services Professional
Industry Investment Banking
Experience
UBS Securities, LLC July 2010 - Present
JPMorgan Chase October 2003 - May 2009
HSBC 2000 - 2002
Skills
Securities, Hedge Funds, Equities, Derivatives, Prime Brokerage, Fixed Income, Commodities, FX, Trading Systems, Options, Series 7, Series 63, Electronic Trading, Bloomberg, Bonds, Commodity, Capital Markets, Customer Relations, ETFs, Mutual Funds, Financial Markets, Technical Analysis, Equity Trading, Equity Derivatives, Excel, Structured Products
Education
University of Illinois at Chicago 1986 — 1991
Finance, Finance, Economics
UBS Securities, LLC July 2010 - Present
JPMorgan Chase October 2003 - May 2009
HSBC 2000 - 2002
Skills
Securities, Hedge Funds, Equities, Derivatives, Prime Brokerage, Fixed Income, Commodities, FX, Trading Systems, Options, Series 7, Series 63, Electronic Trading, Bloomberg, Bonds, Commodity, Capital Markets, Customer Relations, ETFs, Mutual Funds, Financial Markets, Technical Analysis, Equity Trading, Equity Derivatives, Excel, Structured Products
Education
University of Illinois at Chicago 1986 — 1991
Finance, Finance, Economics
Bill Frothingham's UBS Securities, LLC Experience March 2006 - May 2008
Job Financial Services Professional
Industry Financial Services
Experience
R.J. O'Brien June 2011 - Present
Newedge USA, LLC September 2009 - September 2010
Bank of America Securities LLC October 2008 - May 2009
UBS Securities llc March 2006 - May 2008
ABN AMRO 1997 - March 2006
The Chicago Corporation January 1992 - January 1997
Education
Ohio Wesleyan University 1978 — 1982
BA
Illinois Institute of Technology
R.J. O'Brien June 2011 - Present
Newedge USA, LLC September 2009 - September 2010
Bank of America Securities LLC October 2008 - May 2009
UBS Securities llc March 2006 - May 2008
ABN AMRO 1997 - March 2006
The Chicago Corporation January 1992 - January 1997
Education
Ohio Wesleyan University 1978 — 1982
BA
Illinois Institute of Technology
Deborah Marcus's UBS Securities, LLC Experience April 2007 - October 2007
Job Paralegal at New York Life
Industry Financial Services
Experience
New York Life Insurance Company January 2008 - Present
UBS Securities LLC April 2007 - October 2007
Thacher Proffitt & Wood LLP 2005 - 2007
Falcon Financial 2004 - 2005
Skills
Real Estate, Commercial Real Estate, Legal Research, Legal Writing, Westlaw, Corporate Law, Corporate Governance, Insurance, Due Diligence, Legal Assistance, Notary Public, Lexis, Real Estate Economics
Education
University of Massachusetts, Amherst 1993 — 1996
MA, American History
Lafayette College 1988 — 1991
BA, American Civilization
New York Life Insurance Company January 2008 - Present
UBS Securities LLC April 2007 - October 2007
Thacher Proffitt & Wood LLP 2005 - 2007
Falcon Financial 2004 - 2005
Skills
Real Estate, Commercial Real Estate, Legal Research, Legal Writing, Westlaw, Corporate Law, Corporate Governance, Insurance, Due Diligence, Legal Assistance, Notary Public, Lexis, Real Estate Economics
Education
University of Massachusetts, Amherst 1993 — 1996
MA, American History
Lafayette College 1988 — 1991
BA, American Civilization
Cesare Monti's UBS Securities, LLC Experience September 1996 - February 2012
Job Sales Manager at UBS Financial Services Inc.
Industry Banking
Experience
UBS Financial Services Inc. November 2012 - Present
UBS Securities LLC September 1996 - February 2012
Education
Massachusetts Institute of Technology 1995 — 1996
Master's of Science, Materials Science
Texas A&M University 1991 — 1994
BS, Aerospace Engineering
UBS Financial Services Inc. November 2012 - Present
UBS Securities LLC September 1996 - February 2012
Education
Massachusetts Institute of Technology 1995 — 1996
Master's of Science, Materials Science
Texas A&M University 1991 — 1994
BS, Aerospace Engineering
Richard Cadigan's UBS Securities, LLC Experience 2007 - 2008
Job Managing Director at Basis Investment Group, LLC
Industry Real Estate
Experience
Basis Investment Group, LLC March 2009 - Present
North River Capital Partners May 2008 - December 2008
UBS Investment Bank November 2005 - January 2008
UBS Securities LLC 2007 - 2008
Dillon Read Capital Management - New York 2005 - 2007
Capmark Finance (formerly CII/GMAC Commercial Mortgage) March 2001 - November 2005
Thacher Proffitt & Wood LLP September 2000 - March 2001
Sills Cummis Epstein & Gross 1998 - 2000
Education
Seton Hall University School of Law 1994 — 1997
JD, Law
La Salle University 1990 — 1993
1993, Political Science
Basis Investment Group, LLC March 2009 - Present
North River Capital Partners May 2008 - December 2008
UBS Investment Bank November 2005 - January 2008
UBS Securities LLC 2007 - 2008
Dillon Read Capital Management - New York 2005 - 2007
Capmark Finance (formerly CII/GMAC Commercial Mortgage) March 2001 - November 2005
Thacher Proffitt & Wood LLP September 2000 - March 2001
Sills Cummis Epstein & Gross 1998 - 2000
Education
Seton Hall University School of Law 1994 — 1997
JD, Law
La Salle University 1990 — 1993
1993, Political Science
Sabrina Fay's UBS Securities, LLC Experience 2006 - 2010
Job Executive Assistant at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank December 2006 - Present
UBS Securities, LLC 2006 - 2010
UBS 2006 - 2008
Skills
Fixed Income, Hedge Funds, Microsoft Excel, Asset Managment, Investment Banking, PowerPoint, Concur, Due Diligence, Travel Arrangements, Administrative..., Outlook, Expense Management, Calendars, Spreadsheets, Asset Management
Education
Fairfield University 1998 — 2002
UBS Investment Bank December 2006 - Present
UBS Securities, LLC 2006 - 2010
UBS 2006 - 2008
Skills
Fixed Income, Hedge Funds, Microsoft Excel, Asset Managment, Investment Banking, PowerPoint, Concur, Due Diligence, Travel Arrangements, Administrative..., Outlook, Expense Management, Calendars, Spreadsheets, Asset Management
Education
Fairfield University 1998 — 2002
Amy Monblatt's UBS Securities, LLC Experience November 2000 - November 2008
Job Consultant
Industry Investment Banking
Experience
Ramirez & Co., Inc. June 2014 - July 2014
Long Island Power Authority August 2013 - December 2013
Ramirez & Co. May 2012 - April 2013
Mount Sinai Adolescent Health Center September 2009 - October 2012
UBS Securities LLC November 2000 - November 2008
PaineWebber Incorporated January 1992 - November 2000
Manufacturers Hanover Securities Corporation September 1983 - January 1992
Skills
Business Development, Team Leadership, Fixed Income, Investment Banking, Bonds, Securities, Structured Finance, Due Diligence, Investments, Financial Analysis, Derivatives, Banking, Corporate Finance
Education
Columbia University in the City of New York
MS, Psychiatric Social Work
New York University - Leonard N. Stern School of Business
MBA, Finance
Northwestern University
BA, Psychology
Ramirez & Co., Inc. June 2014 - July 2014
Long Island Power Authority August 2013 - December 2013
Ramirez & Co. May 2012 - April 2013
Mount Sinai Adolescent Health Center September 2009 - October 2012
UBS Securities LLC November 2000 - November 2008
PaineWebber Incorporated January 1992 - November 2000
Manufacturers Hanover Securities Corporation September 1983 - January 1992
Skills
Business Development, Team Leadership, Fixed Income, Investment Banking, Bonds, Securities, Structured Finance, Due Diligence, Investments, Financial Analysis, Derivatives, Banking, Corporate Finance
Education
Columbia University in the City of New York
MS, Psychiatric Social Work
New York University - Leonard N. Stern School of Business
MBA, Finance
Northwestern University
BA, Psychology
Richard Messina's UBS Securities, LLC Experience 1993 - 1999
Job Vice President/Head of Investment Product Management at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial December 2012 - Present
Merrill Lynch Wealth Management November 2009 - December 2012
Banc of America Investments October 2004 - November 2009
ABN AMRO Incorporated 2000 - 2004
UBS Securities LLC 1993 - 1999
Shearson Lehman Brothers Inc. 1989 - 1993
Salomon Brothers, Inc. 1983 - 1989
Skills
Equities, Series 7, Fixed Income, Investments, Investment Banking, Trading, Risk Management, Series 63, Asset Allocation, Mutual Funds, Executive Management, Wealth Management, Trading Systems, Financial Markets, Series 24, Asset Management, FINRA, Options, Origination, Asset Managment, Debt, Asset, Unified Managed Accounts, Series 53, Series 52, Series 27, Exchange Traded Products
Education
Central Connecticut State University 1978 — 1982
Bachelor of Science, Business Administration and Marketing
E*TRADE Financial December 2012 - Present
Merrill Lynch Wealth Management November 2009 - December 2012
Banc of America Investments October 2004 - November 2009
ABN AMRO Incorporated 2000 - 2004
UBS Securities LLC 1993 - 1999
Shearson Lehman Brothers Inc. 1989 - 1993
Salomon Brothers, Inc. 1983 - 1989
Skills
Equities, Series 7, Fixed Income, Investments, Investment Banking, Trading, Risk Management, Series 63, Asset Allocation, Mutual Funds, Executive Management, Wealth Management, Trading Systems, Financial Markets, Series 24, Asset Management, FINRA, Options, Origination, Asset Managment, Debt, Asset, Unified Managed Accounts, Series 53, Series 52, Series 27, Exchange Traded Products
Education
Central Connecticut State University 1978 — 1982
Bachelor of Science, Business Administration and Marketing
Michael Van Camp's UBS Securities, LLC Experience May 2011 - September 2011
Job Financial Services Professional
Industry Financial Services
Experience
Morgan Stanley Wealth Management November 2012 - July 2014
UBS Securities LLC May 2011 - September 2011
Cabrera Capital Markets, LLC June 2010 - April 2011
The Goldman Sachs Group, Inc. June 1996 - November 2008
Sanford C. Bernstein October 1994 - April 1996
Skills
Derivatives, Trading, Fixed Income, Portfolio Management, Asset Allocation, Equities, Finance, Investments, Securities, Bonds, Series 7, Mutual Funds, Trading Systems, Hedge Funds, Wealth Management
Education
Cornell University 1990 — 1994
BA, Government, concentration in International Relations
Morgan Stanley Wealth Management November 2012 - July 2014
UBS Securities LLC May 2011 - September 2011
Cabrera Capital Markets, LLC June 2010 - April 2011
The Goldman Sachs Group, Inc. June 1996 - November 2008
Sanford C. Bernstein October 1994 - April 1996
Skills
Derivatives, Trading, Fixed Income, Portfolio Management, Asset Allocation, Equities, Finance, Investments, Securities, Bonds, Series 7, Mutual Funds, Trading Systems, Hedge Funds, Wealth Management
Education
Cornell University 1990 — 1994
BA, Government, concentration in International Relations
Philip Pham's UBS Securities, LLC Experience December 2003 - March 2004
Job Software Engineer at TRILLIUM Labs Trading Funds
Industry Financial Services
Experience
TRILLIUM - Labs - Trading - Funds November 2014 - Present
Amberstone Capital Management LLC (successor of DKR Fusion Management, LLP) October 2012 - September 2014
ConvergEx Group January 2012 - August 2012
DKR Fusion Management LP February 2005 - December 2011
Deutsche Bank AG May 2004 - January 2005
UBS Securities LLC December 2003 - March 2004
Weeden & Co. November 2000 - November 2003
Greenwich Capital Markets August 1999 - November 2000
Reuters Analytic Group (dissolved) March 1998 - July 1999
Market Data Corporation (dissolved) July 1996 - March 1998
Skills
Trading Systems, Options, Fixed Income, Trading
Education
The University of Connecticut School of Business 1999 — 2001
MBA, Finance, International Investments
University at Albany, SUNY 1990 — 1994
BS, Combined Major: Computer Science & Applied Mathematics
TRILLIUM - Labs - Trading - Funds November 2014 - Present
Amberstone Capital Management LLC (successor of DKR Fusion Management, LLP) October 2012 - September 2014
ConvergEx Group January 2012 - August 2012
DKR Fusion Management LP February 2005 - December 2011
Deutsche Bank AG May 2004 - January 2005
UBS Securities LLC December 2003 - March 2004
Weeden & Co. November 2000 - November 2003
Greenwich Capital Markets August 1999 - November 2000
Reuters Analytic Group (dissolved) March 1998 - July 1999
Market Data Corporation (dissolved) July 1996 - March 1998
Skills
Trading Systems, Options, Fixed Income, Trading
Education
The University of Connecticut School of Business 1999 — 2001
MBA, Finance, International Investments
University at Albany, SUNY 1990 — 1994
BS, Combined Major: Computer Science & Applied Mathematics
Anthony N. Joseph's UBS Securities, LLC Experience 2000 - 2008
Job Banking Professional
Industry Banking
Experience
UBS Investment Bank 2000 - 2008
UBS Securities LLC 2000 - 2008
Royal Bank of Canada 1981 - 2000
Education
Pace University 1990 — 1995
Banking/Finance/Mgmt, Management, Banking & Finance
City University of New York-Herbert H. Lehman College
UBS Investment Bank 2000 - 2008
UBS Securities LLC 2000 - 2008
Royal Bank of Canada 1981 - 2000
Education
Pace University 1990 — 1995
Banking/Finance/Mgmt, Management, Banking & Finance
City University of New York-Herbert H. Lehman College
Leanne Lispi's UBS Securities, LLC Experience July 2013 - Present
Job Executive Director at UBS Securities LLC
Industry Law Practice
Experience
UBS Securities LLC July 2013 - Present
Amalgamated Bank July 2009 - July 2013
Merrill Lynch June 2007 - 2009
Thacher Proffitt & Wood LLP April 2005 - June 2007
Cole Schotz January 2003 - April 2005
Coudert Brothers 2000 - 2001
Skills
Due Diligence, Loans, Financial Structuring, Securitization, Structured Finance, Capital Markets
Education
Brooklyn Law School 1997 — 2000
JD, Law
Rutgers University-New Brunswick 1991 — 1995
BA, Sociology
UBS Securities LLC July 2013 - Present
Amalgamated Bank July 2009 - July 2013
Merrill Lynch June 2007 - 2009
Thacher Proffitt & Wood LLP April 2005 - June 2007
Cole Schotz January 2003 - April 2005
Coudert Brothers 2000 - 2001
Skills
Due Diligence, Loans, Financial Structuring, Securitization, Structured Finance, Capital Markets
Education
Brooklyn Law School 1997 — 2000
JD, Law
Rutgers University-New Brunswick 1991 — 1995
BA, Sociology
Drew Laudando's UBS Securities, LLC Experience May 2007 - February 2009
Job Financial Services Professional
Industry Financial Services
Experience
Macquarie Bank March 2010 - Present
Financial Industry Technical Services, Inc February 2009 - March 2010
UBS Securities LLC May 2007 - February 2009
UBS Securities LLC 2007 - 2009
Nomura Securities International March 2004 - May 2007
Nomura Securities International 2004 - 2007
Pershing April 1999 - July 2001
Pershing 1999 - 2001
Pershing January 1999 - January 2000
National Financial Services February 1997 - April 1999
Education
Hofstra University
State University of New York at Stony Brook
Stony Brook University
Bachelor of Arts
University of Hofstra
Masters of Arts
Macquarie Bank March 2010 - Present
Financial Industry Technical Services, Inc February 2009 - March 2010
UBS Securities LLC May 2007 - February 2009
UBS Securities LLC 2007 - 2009
Nomura Securities International March 2004 - May 2007
Nomura Securities International 2004 - 2007
Pershing April 1999 - July 2001
Pershing 1999 - 2001
Pershing January 1999 - January 2000
National Financial Services February 1997 - April 1999
Education
Hofstra University
State University of New York at Stony Brook
Stony Brook University
Bachelor of Arts
University of Hofstra
Masters of Arts
Alex Kozlovski's UBS Securities, LLC Experience September 2005 - May 2008
Job RRD Associate at Moelis & Company
Industry Investment Banking
Experience
Moelis & Company April 2010 - Present
Kaplan Publishing August 2009 - September 2010
UBS Securities, LLC September 2005 - May 2008
Innerspace Electronics, Inc October 2003 - September 2005
Deutsche Bank May 2000 - October 2003
Skills
Microsoft Excel, PowerPoint, CSS, Electronic Trading, Technical Support, Data Entry, Data Center, Outlook, InDesign, Illustrator, Social Media, Visio, Microsoft Office, Microsoft Word, Photoshop, Access, Windows 7, HTML, Windows, Adobe Acrobat, Adobe Creative Suite, Troubleshooting
Education
Pace University 2009 — 2009
certificate, Adobe Web Design
Weschester Community College 2005 — 2005
NA, Course of Microsoft Access for advanced users
BELARUSSIAN STATE UNIVERSITY Minsk, Belarus 1972 — 1977
Master Degree, Geography
Moelis & Company April 2010 - Present
Kaplan Publishing August 2009 - September 2010
UBS Securities, LLC September 2005 - May 2008
Innerspace Electronics, Inc October 2003 - September 2005
Deutsche Bank May 2000 - October 2003
Skills
Microsoft Excel, PowerPoint, CSS, Electronic Trading, Technical Support, Data Entry, Data Center, Outlook, InDesign, Illustrator, Social Media, Visio, Microsoft Office, Microsoft Word, Photoshop, Access, Windows 7, HTML, Windows, Adobe Acrobat, Adobe Creative Suite, Troubleshooting
Education
Pace University 2009 — 2009
certificate, Adobe Web Design
Weschester Community College 2005 — 2005
NA, Course of Microsoft Access for advanced users
BELARUSSIAN STATE UNIVERSITY Minsk, Belarus 1972 — 1977
Master Degree, Geography
Christopher DeMarco's UBS Securities, LLC Experience 2009 - Present
Job Managing Director Joint Global Head of Senior Relationship Management at UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC 2009 - Present
Merrill Lynch 2007 - 2009
Bear Stearns 1993 - 2007
NCO Investors 1991 - 1993
Bankers Trust Co. 1988 - 1991
Skills
Hedge Funds, Capital Markets, Investment Banking
Education
Georgetown University
Bachelor of Science
New York University - Leonard N. Stern School of Business
MBA, Finance & International Business
UBS Securities LLC 2009 - Present
Merrill Lynch 2007 - 2009
Bear Stearns 1993 - 2007
NCO Investors 1991 - 1993
Bankers Trust Co. 1988 - 1991
Skills
Hedge Funds, Capital Markets, Investment Banking
Education
Georgetown University
Bachelor of Science
New York University - Leonard N. Stern School of Business
MBA, Finance & International Business
Jean Faris's UBS Securities, LLC Experience December 2005 - Present
Job Account Manager at UBS Securities LLC
Industry Financial Services
Experience
UBS Securities LLC December 2005 - Present
Cargill Investor Services June 2005 - December 2005
Cargill Investor Services December 1997 - June 2005
Skills
Financial Services, Management, Trading, Strategy, Securities, Cash Management, Software Documentation, Back Office, Derivatives, Equities, Fixed Income, Options, Electronic Trading, Trading Systems, Commodity, Middle Office
Education
Ball State University 1981 — 1985
Bachelor of Science, Telecommunications with a sales and marketing emphasis
UBS Securities LLC December 2005 - Present
Cargill Investor Services June 2005 - December 2005
Cargill Investor Services December 1997 - June 2005
Skills
Financial Services, Management, Trading, Strategy, Securities, Cash Management, Software Documentation, Back Office, Derivatives, Equities, Fixed Income, Options, Electronic Trading, Trading Systems, Commodity, Middle Office
Education
Ball State University 1981 — 1985
Bachelor of Science, Telecommunications with a sales and marketing emphasis
DANIEL McISAAC's UBS Securities, LLC Experience September 1994 - June 2009
Job Director Financial Services Regulatory Practice at KPMG LLP
Industry Investment Banking
Experience
KPMG LLP March 2010 - Present
Own Account July 2009 - March 2010
SIFMA Capital Committee 1995 - 2010
UBS SECURITIES LLC September 1994 - June 2009
Dean Witter October 1989 - September 1994
Drexel Burnham Lambert June 1986 - September 1989
Deloitte June 1978 - June 1986
Skills
Managerial Finance, Hedge Funds, Capital Markets, Derivatives, Fixed Income, Internal Audit, Financial Services, Investment Banking, Securities, Risk Management, Equities, Financial Analysis, Due Diligence, Management, Finance, Corporate Finance, Financial Risk, Auditing, Private Equity, Financial Reporting, Accounting, Financial Markets
Education
City University of New York-Herbert H. Lehman College 1974 — 1978
BS ACCOUNTING, ACCOUNTING
KPMG LLP March 2010 - Present
Own Account July 2009 - March 2010
SIFMA Capital Committee 1995 - 2010
UBS SECURITIES LLC September 1994 - June 2009
Dean Witter October 1989 - September 1994
Drexel Burnham Lambert June 1986 - September 1989
Deloitte June 1978 - June 1986
Skills
Managerial Finance, Hedge Funds, Capital Markets, Derivatives, Fixed Income, Internal Audit, Financial Services, Investment Banking, Securities, Risk Management, Equities, Financial Analysis, Due Diligence, Management, Finance, Corporate Finance, Financial Risk, Auditing, Private Equity, Financial Reporting, Accounting, Financial Markets
Education
City University of New York-Herbert H. Lehman College 1974 — 1978
BS ACCOUNTING, ACCOUNTING
Christie Sargent's UBS Securities, LLC Experience September 2003 - April 2010
Job Sale Associate at Coldwell Banker Residential Brokerage
Industry Financial Services
Experience
Coldwell Banker Residential Brokerage Vice President Prime ServicesBarclay's CapitalJune 2010 - April 2012
UBS Investment Bank September 2003 - April 2010
UBS Securities LLC September 2003 - April 2010
UBS September 2003 - April 2010
Credit Suisse First Boston April 2003 - September 2003
Skills
Prime Brokerage, Equities, Fixed Income, Derivatives, Series 7, Capital Markets, Hedge Funds, Options, Series 63, Investment Banking, Trading Systems, Trading, Swaps, FX Options, Equity Derivatives
Education
Mount St. Mary's University 1995 — 1999
bachelor of science, Business
Coldwell Banker Residential Brokerage Vice President Prime ServicesBarclay's CapitalJune 2010 - April 2012
UBS Investment Bank September 2003 - April 2010
UBS Securities LLC September 2003 - April 2010
UBS September 2003 - April 2010
Credit Suisse First Boston April 2003 - September 2003
Skills
Prime Brokerage, Equities, Fixed Income, Derivatives, Series 7, Capital Markets, Hedge Funds, Options, Series 63, Investment Banking, Trading Systems, Trading, Swaps, FX Options, Equity Derivatives
Education
Mount St. Mary's University 1995 — 1999
bachelor of science, Business
Patrice Power's UBS Securities, LLC Experience September 2008 - Present
Job Associate Director at UBS
Industry Banking
Experience
UBS Securities LLC September 2008 - Present
Credit Suisse 2007 - 2009
UBS Investment Bank 2001 - 2007
Education
Saint Mary's College of California 1972 — 1976
Pepperdine University, The George L. Graziadio School of Business and Management
,
UBS Securities LLC September 2008 - Present
Credit Suisse 2007 - 2009
UBS Investment Bank 2001 - 2007
Education
Saint Mary's College of California 1972 — 1976
Pepperdine University, The George L. Graziadio School of Business and Management
,
Paul Chartier, CFA's UBS Securities, LLC Experience 2000 - 2003
Job Financial Services Professional
Industry Financial Services
Experience
Chartier Redevelopment Group January 2008 - Present
HSBC 2013 - Present
Merrill Lynch 2012 - 2013
FTN Financial 2009 - 2010
Dresdner Kleinwort / Wachovia 2004 - 2008
UBS Securities LLC 2000 - 2003
BT Alex Brown 1998 - 2000
Bear Stearns 1996 - 1997
Skills
Equities, Derivatives, Asset Management, Prime Brokerage, Hedge Funds, Options, Financial Services, Finance, Equity Research, Credit, Start-ups, Accounting, Fixed Income, Management, Alternative Investments, Securities, Series 7, Capital Markets, Investment Banking, Electronic Trading, Trading, Bloomberg, Series 63, Portfolio Management
Education
Fordham University 2011 — 2013
MSCi, Computer and InformationScience
Providence College 1991 — 1995
Bachelor of Science (BS), Accounting
Bergen Catholic High School 1988 — 1991
High School
Chartier Redevelopment Group January 2008 - Present
HSBC 2013 - Present
Merrill Lynch 2012 - 2013
FTN Financial 2009 - 2010
Dresdner Kleinwort / Wachovia 2004 - 2008
UBS Securities LLC 2000 - 2003
BT Alex Brown 1998 - 2000
Bear Stearns 1996 - 1997
Skills
Equities, Derivatives, Asset Management, Prime Brokerage, Hedge Funds, Options, Financial Services, Finance, Equity Research, Credit, Start-ups, Accounting, Fixed Income, Management, Alternative Investments, Securities, Series 7, Capital Markets, Investment Banking, Electronic Trading, Trading, Bloomberg, Series 63, Portfolio Management
Education
Fordham University 2011 — 2013
MSCi, Computer and InformationScience
Providence College 1991 — 1995
Bachelor of Science (BS), Accounting
Bergen Catholic High School 1988 — 1991
High School
Adriano Tenente's UBS Securities, LLC Experience December 2006 - October 2009
Job Executive Director at BTG Pactual US Capital Corp
Industry Banking
Experience
BTG Pactual October 2009 - Present
UBS Securities LLC December 2006 - October 2009
Banco Pactual November 2001 - December 2006
Education
Universidade Federal do Rio de Janeiro 1997 — 2001
Bachelor, Economics
BTG Pactual October 2009 - Present
UBS Securities LLC December 2006 - October 2009
Banco Pactual November 2001 - December 2006
Education
Universidade Federal do Rio de Janeiro 1997 — 2001
Bachelor, Economics
Mike Madaio's UBS Securities, LLC Experience March 1991 - June 2008
Job Managing Director, Head of Collateral Funding & Trading at Pershing LLC
Industry Financial Services
Experience
Pershing LLC December 2010 - Present
Global Locate Services June 2008 - January 2011
UBS SECURITIES LLC March 1991 - June 2008
Newvest Securities January 1985 - March 1991
Education
Fordham University 1980 — 1984
BS, Business / Marketing
Xaverian HIgh School 1976 — 1980
Pershing LLC December 2010 - Present
Global Locate Services June 2008 - January 2011
UBS SECURITIES LLC March 1991 - June 2008
Newvest Securities January 1985 - March 1991
Education
Fordham University 1980 — 1984
BS, Business / Marketing
Xaverian HIgh School 1976 — 1980
Lawrence (Larry) Krohn's UBS Securities, LLC Experience 1994 - 1998
Job Professor of Practice, International Economics at the Fletcher School at Tufts University
Industry Higher Education
Experience
The Fletcher School at Tufts University August 2008 - Present
Paul Pannkuk Associates 2009 - December 2010
Standard Bank Group July 2008 - June 2009
Standard New York Securities November 2006 - June 2008
ING October 2000 - January 2003
Donaldson, Lufkin & Jenrette 1998 - 2000
UBS Securities LLC 1994 - 1998
UBS 1994 - 1998
Lehman Brothers Inc 1986 - 1994
Skills
Economics, Investments, Financial Markets, Capital Markets, Spanish, Macroeconomics, Latin America, Political Economy, Awesomeness, Emerging Markets, Strategy, International Economics, General Awesomeness
Education
Columbia University 1972 — 1978
Ph.D., Economics
University of Pennsylvania - The Wharton School 1964 — 1968
B.Sci., Economics
The Fletcher School at Tufts University August 2008 - Present
Paul Pannkuk Associates 2009 - December 2010
Standard Bank Group July 2008 - June 2009
Standard New York Securities November 2006 - June 2008
ING October 2000 - January 2003
Donaldson, Lufkin & Jenrette 1998 - 2000
UBS Securities LLC 1994 - 1998
UBS 1994 - 1998
Lehman Brothers Inc 1986 - 1994
Skills
Economics, Investments, Financial Markets, Capital Markets, Spanish, Macroeconomics, Latin America, Political Economy, Awesomeness, Emerging Markets, Strategy, International Economics, General Awesomeness
Education
Columbia University 1972 — 1978
Ph.D., Economics
University of Pennsylvania - The Wharton School 1964 — 1968
B.Sci., Economics
Katie Campbell's UBS Securities, LLC Experience July 2006 - April 2014
Job ETrading Futures and Options Client Services/Onboarding Specialist
Industry Financial Services
Experience
Job Seeker - Actively Pursuing New Opportunities May 2014 - Present
UBS Securities LLC July 2006 - April 2014
Cube Financial, LLC February 2005 - July 2006
Cube Financial, LLC April 2001 - July 2006
Skills
Electronic Trading, Trading Systems, Equities, Series 63, Trading, Derivatives, Options, Bloomberg, Financial Risk, Hedging, Customer Service, Trading Strategies, Investments, Mutual Funds, Securities, Hedge Funds, Series 7, Commodity, FINRA, FX Options, Fixed Income, Equity Derivatives, Equity Trading, Customer Engagement, Sales Operations, Financial Markets, Swaps, Bonds, Middle Office, Currency, Back Office, Interest Rate..., ETFs, Credit Derivatives, Technical Analysis, Capital Markets, Bloomberg Terminal, Market Data, Investment Banking, Prime Brokerage, FX trading, Foreign Exchange, FX Trading
Education
Southern Illinois University, Carbondale
Job Seeker - Actively Pursuing New Opportunities May 2014 - Present
UBS Securities LLC July 2006 - April 2014
Cube Financial, LLC February 2005 - July 2006
Cube Financial, LLC April 2001 - July 2006
Skills
Electronic Trading, Trading Systems, Equities, Series 63, Trading, Derivatives, Options, Bloomberg, Financial Risk, Hedging, Customer Service, Trading Strategies, Investments, Mutual Funds, Securities, Hedge Funds, Series 7, Commodity, FINRA, FX Options, Fixed Income, Equity Derivatives, Equity Trading, Customer Engagement, Sales Operations, Financial Markets, Swaps, Bonds, Middle Office, Currency, Back Office, Interest Rate..., ETFs, Credit Derivatives, Technical Analysis, Capital Markets, Bloomberg Terminal, Market Data, Investment Banking, Prime Brokerage, FX trading, Foreign Exchange, FX Trading
Education
Southern Illinois University, Carbondale
Michael Dimler's UBS Securities, LLC Experience 2008 - 2013
Job Senior Credit Analyst at Morningstar
Industry Financial Services
Experience
Morningstar May 2014 - Present
UBS Securities LLC 2008 - 2013
UBS Securities 2001 - 2008
BNK Advisory Group 1993 - 1999
Skills
High Yield, Relative Value, Financial Modeling, Investments, Financial Statement..., Valuation, Credit, Banking, Special Situations, Equity Research, Hedge Funds, Fixed Income, Bonds, Equities, Equity Valuation, LBO, Equity Derivatives, Securities, Capital Structure, Bloomberg, Capital Markets
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Finance and Accounting
Indiana University of Pennsylvania 1988 — 1992
B.A., Political Science, Economics
Morningstar May 2014 - Present
UBS Securities LLC 2008 - 2013
UBS Securities 2001 - 2008
BNK Advisory Group 1993 - 1999
Skills
High Yield, Relative Value, Financial Modeling, Investments, Financial Statement..., Valuation, Credit, Banking, Special Situations, Equity Research, Hedge Funds, Fixed Income, Bonds, Equities, Equity Valuation, LBO, Equity Derivatives, Securities, Capital Structure, Bloomberg, Capital Markets
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Finance and Accounting
Indiana University of Pennsylvania 1988 — 1992
B.A., Political Science, Economics
judson schumacher's UBS Securities, LLC Experience October 2006 - May 2009
Job ADM Investor Services Inc. listed futures brokerage Capital and manager introduction & venture opps.
Industry Financial Services
Experience
Archer Daniels Midland Company ADMIS March 2015 - Present
Living Water Children Centre, Arusha Tanzania July 2010 - Present
Jefferies Bache,LLC June 2011 - March 2015
eBay Small Business 1967 - 2013
Prudential Bache Commodities LLC May 2009 - June 2011
UBS SECURITIES LLC October 2006 - May 2009
ABN-AMRO INC May 2001 - September 2006
MERRILL LYNCH PIERCE, FENNER, & SMITH INC. October 1980 - April 2001
Skills
Options, Equities, FX Options, Commodity, Mergers & Acquisitions, Brokerage, Treasury, Hedge Funds, Fixed Income, Derivatives, Trading, Financial Markets, Electronic Trading, Trading Systems, Capital Markets, Alternative Investments, Asset Management, Back Office, Bloomberg, Bonds, Commodity Markets, Currency, Emerging Markets, Equity Derivatives, Equity Research, FINRA, FX trading, Financial Advisory, Financial Modeling, Financial Services, Foreign Exchange, Hedging, Investment Banking, Investments, Market Data, Mergers, Middle Office, Prime Brokerage, Securities, Series 63, Series 7, Structured Products, Swaps, Technical Analysis, Valuation
Education
St. Norbert College 1974 — 1978
B.A., ECONOMICS
University of Wisconsin-Madison 1979 — 1979
NA, ECONOMICS, MATH
Schiller Univ. at Birkbeck, Univ of London 1976 — 1977
NA, EURO POLITICAL SCIENCE, ECONOMICS
Archer Daniels Midland Company ADMIS March 2015 - Present
Living Water Children Centre, Arusha Tanzania July 2010 - Present
Jefferies Bache,LLC June 2011 - March 2015
eBay Small Business 1967 - 2013
Prudential Bache Commodities LLC May 2009 - June 2011
UBS SECURITIES LLC October 2006 - May 2009
ABN-AMRO INC May 2001 - September 2006
MERRILL LYNCH PIERCE, FENNER, & SMITH INC. October 1980 - April 2001
Skills
Options, Equities, FX Options, Commodity, Mergers & Acquisitions, Brokerage, Treasury, Hedge Funds, Fixed Income, Derivatives, Trading, Financial Markets, Electronic Trading, Trading Systems, Capital Markets, Alternative Investments, Asset Management, Back Office, Bloomberg, Bonds, Commodity Markets, Currency, Emerging Markets, Equity Derivatives, Equity Research, FINRA, FX trading, Financial Advisory, Financial Modeling, Financial Services, Foreign Exchange, Hedging, Investment Banking, Investments, Market Data, Mergers, Middle Office, Prime Brokerage, Securities, Series 63, Series 7, Structured Products, Swaps, Technical Analysis, Valuation
Education
St. Norbert College 1974 — 1978
B.A., ECONOMICS
University of Wisconsin-Madison 1979 — 1979
NA, ECONOMICS, MATH
Schiller Univ. at Birkbeck, Univ of London 1976 — 1977
NA, EURO POLITICAL SCIENCE, ECONOMICS
Kenneth McCadden's UBS Securities, LLC Experience 2004 - 2007
Job President at Distressed Asset Management
Industry Investment Management
Experience
SuperTrend September 2007 - June 2011
UBS Securities LLC 2004 - 2007
Schwab Soundview Capital Markets September 1996 - November 2004
Skills
Equities, Series 7, Equity Trading, Trading Systems, Options, Equity Research, Capital Markets, Portfolio Management, Market Making, Trading, Series 63, Hedge Funds, Wealth Management, Market Data, Electronic Trading, Accounting, Process Improvement, Bulletin Boards, Financial Services, Traders, Derivatives, ETFs, Business Strategy, Financial Markets, Investment Management, Investment Strategies, Brokerage, Risk Management, Financial Analysis, Investor Relations, Commodity, Trading Strategies, Proprietary Trading, Financial Modeling, Forecasting, Valuation, Hedging, Due Diligence, Bonds, Equity Derivatives, Asset Management, Technical Analysis, Securities, Asset Allocation, Stocks, Investments, Management, Strategic Planning, Investment Banking, Alternative Investments
Education
Hofstra University
Bachelor of Business Administration (BBA), Finance, General
SuperTrend September 2007 - June 2011
UBS Securities LLC 2004 - 2007
Schwab Soundview Capital Markets September 1996 - November 2004
Skills
Equities, Series 7, Equity Trading, Trading Systems, Options, Equity Research, Capital Markets, Portfolio Management, Market Making, Trading, Series 63, Hedge Funds, Wealth Management, Market Data, Electronic Trading, Accounting, Process Improvement, Bulletin Boards, Financial Services, Traders, Derivatives, ETFs, Business Strategy, Financial Markets, Investment Management, Investment Strategies, Brokerage, Risk Management, Financial Analysis, Investor Relations, Commodity, Trading Strategies, Proprietary Trading, Financial Modeling, Forecasting, Valuation, Hedging, Due Diligence, Bonds, Equity Derivatives, Asset Management, Technical Analysis, Securities, Asset Allocation, Stocks, Investments, Management, Strategic Planning, Investment Banking, Alternative Investments
Education
Hofstra University
Bachelor of Business Administration (BBA), Finance, General
Jim Conti's UBS Securities, LLC Experience 2003 - 2004
Job at
Industry Investment Banking
Experience
Goldman Sachs September 2004 - Present
UBS Securities LLC 2003 - 2004
Deutsche Bank 1997 - 2002
Goldman Sachs September 1984 - March 1997
Education
Saint Peter's University
Bachelor of Science, Computer Science
Goldman Sachs September 2004 - Present
UBS Securities LLC 2003 - 2004
Deutsche Bank 1997 - 2002
Goldman Sachs September 1984 - March 1997
Education
Saint Peter's University
Bachelor of Science, Computer Science
Bruce Hillyer's UBS Securities, LLC Experience 1996 - 1998
Job Hedge Fund Operations and Trading
Industry Investment Management
Experience
Dolphin Limited Partnerships, Stamford, CT 2006 - 2014
AIT Worldwide Logistics 2005 - 2006
Clear Channel Communications 2003 - 2004
Imagistics International, Inc. 2002 - 2003
UBS Securities, LLC 1996 - 1998
Skills
Trading, Investments, Hedge Funds, Fixed Income, Derivatives Trading, Equities, Electronic Trading, Options, Trading Systems, Change Management, Swaps, Back Office, Capital Markets, Securities, Derivatives, Technical Analysis, Financial Markets, Interest Rate..., Middle Office, Bloomberg, Equity Trading, Portfolio Management, Alternative Investments, Prime Brokerage
Education
Northwestern University 1999 — 2000
Bachelor of Science, Summa Cum Laude, GPA for time at Northwewstern: 4.0
University of Arizona
Dolphin Limited Partnerships, Stamford, CT 2006 - 2014
AIT Worldwide Logistics 2005 - 2006
Clear Channel Communications 2003 - 2004
Imagistics International, Inc. 2002 - 2003
UBS Securities, LLC 1996 - 1998
Skills
Trading, Investments, Hedge Funds, Fixed Income, Derivatives Trading, Equities, Electronic Trading, Options, Trading Systems, Change Management, Swaps, Back Office, Capital Markets, Securities, Derivatives, Technical Analysis, Financial Markets, Interest Rate..., Middle Office, Bloomberg, Equity Trading, Portfolio Management, Alternative Investments, Prime Brokerage
Education
Northwestern University 1999 — 2000
Bachelor of Science, Summa Cum Laude, GPA for time at Northwewstern: 4.0
University of Arizona
Greg Gnall's UBS Securities, LLC Experience September 1994 - October 1998
Job Senior Legal Editor at Thomson Reuters
Industry Law Practice
Experience
Thomson Reuters November 2014 - Present
Fried, Frank, Harris, Shriver & Jacobson LLP November 2008 - October 2014
White & Case LLP February 2004 - November 2008
Proskauer Rose LLP January 2001 - February 2004
Nomura Securities International, Inc. October 1998 - January 2001
UBS Securities LLC September 1994 - October 1998
HSBC Securities Inc. July 1984 - September 1994
Skills
Securities Regulation, Securities Litigation, Corporate Law, Corporate Governance, Privacy Law, Financial Regulation, Securities, Commercial Litigation, Cross-border..., Litigation, Corporate Internal..., FINRA, Dodd-Frank, Legal Writing, Arbitration, FCPA, Joint Ventures, Legal Research, Class Actions, SEC
Education
Fordham University School of Law 1975 — 1978
J.D., Law
College of the Holy Cross 1971 — 1975
B.A., English
Thomson Reuters November 2014 - Present
Fried, Frank, Harris, Shriver & Jacobson LLP November 2008 - October 2014
White & Case LLP February 2004 - November 2008
Proskauer Rose LLP January 2001 - February 2004
Nomura Securities International, Inc. October 1998 - January 2001
UBS Securities LLC September 1994 - October 1998
HSBC Securities Inc. July 1984 - September 1994
Skills
Securities Regulation, Securities Litigation, Corporate Law, Corporate Governance, Privacy Law, Financial Regulation, Securities, Commercial Litigation, Cross-border..., Litigation, Corporate Internal..., FINRA, Dodd-Frank, Legal Writing, Arbitration, FCPA, Joint Ventures, Legal Research, Class Actions, SEC
Education
Fordham University School of Law 1975 — 1978
J.D., Law
College of the Holy Cross 1971 — 1975
B.A., English
Bill Reilly's UBS Securities, LLC Experience March 2010 - May 2011
Job Director Operations & Business Development at SunGard Financial Systems
Industry Outsourcing/Offshoring
Experience
SunGard Financial Systems May 2014 - Present
HCL Technologies July 2011 - May 2014
UBS Securities, LLC March 2010 - May 2011
UBS Securities, LLC December 2009 - May 2011
UBS Investment Bank 2009 - May 2011
UBS Investment Bank December 2009 - January 2011
UBS Sec LLC December 2008 - December 2009
UBS Investment Bank 2008 - 2009
UBS Investment Bank March 2007 - December 2008
UBS Securities, LLC September 2004 - March 2007
Skills
Pricing, Derivatives, Delta One, Middle Office, Equities, Fixed Income, Capital Markets, Options, Trading, Risk Management, Securities, Investment Banking, Swaps, Portfolio Management, Settlement, Financial Risk, Operational Risk
Education
North Carolina State University 1993 — 1995
Business Management / Biology (Turf Grass Mgnt)
State University of New York at Delhi 1991 — 1993
Associates, Business Management
SunGard Financial Systems May 2014 - Present
HCL Technologies July 2011 - May 2014
UBS Securities, LLC March 2010 - May 2011
UBS Securities, LLC December 2009 - May 2011
UBS Investment Bank 2009 - May 2011
UBS Investment Bank December 2009 - January 2011
UBS Sec LLC December 2008 - December 2009
UBS Investment Bank 2008 - 2009
UBS Investment Bank March 2007 - December 2008
UBS Securities, LLC September 2004 - March 2007
Skills
Pricing, Derivatives, Delta One, Middle Office, Equities, Fixed Income, Capital Markets, Options, Trading, Risk Management, Securities, Investment Banking, Swaps, Portfolio Management, Settlement, Financial Risk, Operational Risk
Education
North Carolina State University 1993 — 1995
Business Management / Biology (Turf Grass Mgnt)
State University of New York at Delhi 1991 — 1993
Associates, Business Management
Gale McCauley's UBS Securities, LLC Experience May 2013 - Present
Job Administrative Assistant at UBS Securities LLC
Industry Investment Banking
Experience
UBS Securities, LLC May 2013 - Present
UBS Investment Bank May 2013 - Present
UBS 2007 - Present
UBS Securities LLC June 2006 - Present
UBS Investment Bank June 2006 - May 2013
U.S. Trust Company January 1999 - January 2006
Kidder Peabody, Inc March 1994 - August 1994
Education
Borough of Manhattan Community College
Business Management
UBS Securities, LLC May 2013 - Present
UBS Investment Bank May 2013 - Present
UBS 2007 - Present
UBS Securities LLC June 2006 - Present
UBS Investment Bank June 2006 - May 2013
U.S. Trust Company January 1999 - January 2006
Kidder Peabody, Inc March 1994 - August 1994
Education
Borough of Manhattan Community College
Business Management
Matthew Carinato's UBS Securities, LLC Experience April 2004 - Present
Job Executive Director at UBS Securities, LLC
Industry Financial Services
Experience
UBS Securities, LLC April 2004 - Present
ABN Amro, N.A. April 1997 - April 2004
Skills
Financial Analysis, Portfolio Management, Customer Service, Investments, Capital Markets, Financial Modeling, Management, Options Strategies, Interpersonal..., Fixed Income, Trading Systems
Education
Northwestern University
Bachelor of Science (B.S.), Political Science
UBS Securities, LLC April 2004 - Present
ABN Amro, N.A. April 1997 - April 2004
Skills
Financial Analysis, Portfolio Management, Customer Service, Investments, Capital Markets, Financial Modeling, Management, Options Strategies, Interpersonal..., Fixed Income, Trading Systems
Education
Northwestern University
Bachelor of Science (B.S.), Political Science
Frantz Cochy's UBS Securities, LLC Experience December 2003 - December 2006
Job Operation Analyst
Industry Education Management
Experience
NYC Department of Education September 2010 - Present
NYC Department of Education February 2009 - September 2010
Morgan Stanley, Inc December 2006 - February 2009
UBS Securities LLC December 2003 - December 2006
Bank of Montreal June 1999 - December 2003
National Financial (Core Staffing) December 1998 - June 1999
Olde Brokerage Discount September 1998 - December 1998
Skills
PowerPoint, Outlook, Word, Access, Administration, Database Management, Excel, Public Speaking, Staff Development, Microsoft Word, Management, Training, Analysis, Strategic Planning, Microsoft Excel, Customer Service, Nonprofits
Education
City College of the City of New YorkNew
B.A, Business Management & Finance
City University of New York City College
Business Administration, Management and Operations
NYC Department of Education September 2010 - Present
NYC Department of Education February 2009 - September 2010
Morgan Stanley, Inc December 2006 - February 2009
UBS Securities LLC December 2003 - December 2006
Bank of Montreal June 1999 - December 2003
National Financial (Core Staffing) December 1998 - June 1999
Olde Brokerage Discount September 1998 - December 1998
Skills
PowerPoint, Outlook, Word, Access, Administration, Database Management, Excel, Public Speaking, Staff Development, Microsoft Word, Management, Training, Analysis, Strategic Planning, Microsoft Excel, Customer Service, Nonprofits
Education
City College of the City of New YorkNew
B.A, Business Management & Finance
City University of New York City College
Business Administration, Management and Operations
Jeffrey Saxon's UBS Securities, LLC Experience May 2009 - June 2012
Job Fixed Income and Derivatives Attorney
Industry Financial Services
Experience
BNP Paribas November 2012 - Present
UBS Securities LLC May 2009 - June 2012
AIG Financial Products July 2004 - May 2009
Debevoise & Plimpton August 2000 - July 2004
Cravath, Swaine & Moore LLP November 1995 - August 2000
Skills
Derivatives, Swaps, Commodity, Dodd Frank
Education
Harvard Law School 1991 — 1994
J.D.
University of Virginia 1987 — 1991
B.S. in Chemistry
BNP Paribas November 2012 - Present
UBS Securities LLC May 2009 - June 2012
AIG Financial Products July 2004 - May 2009
Debevoise & Plimpton August 2000 - July 2004
Cravath, Swaine & Moore LLP November 1995 - August 2000
Skills
Derivatives, Swaps, Commodity, Dodd Frank
Education
Harvard Law School 1991 — 1994
J.D.
University of Virginia 1987 — 1991
B.S. in Chemistry
William Chesner's UBS Securities, LLC Experience January 1996 - January 1998
Job Financial Services Professional
Industry Financial Services
Experience
Credit Suisse January 2005 - January 2012
Freddie Mac September 2001 - November 2004
Prudential Securities January 1998 - January 2000
UBS Securities LLC January 1996 - January 1998
Smith Barney April 1991 - May 1995
GE Mortgage Services, Inc August 1987 - April 1991
Skills
Series 7, 63, 24
Education
Georgetown University 1983 — 1987
BA, Economics
Georgetown University, Washington D.C
B.A. Degree, Economics
Credit Suisse January 2005 - January 2012
Freddie Mac September 2001 - November 2004
Prudential Securities January 1998 - January 2000
UBS Securities LLC January 1996 - January 1998
Smith Barney April 1991 - May 1995
GE Mortgage Services, Inc August 1987 - April 1991
Skills
Series 7, 63, 24
Education
Georgetown University 1983 — 1987
BA, Economics
Georgetown University, Washington D.C
B.A. Degree, Economics
James Morley's UBS Securities, LLC Experience January 2003 - October 2007
Job Fund Accountant at Lone Pine Capital
Industry Investment Management
Experience
Lone Pine Capital July 2012 - Present
Tontine Associates, LLC October 2007 - December 2011
UBS Securities, LLC January 2003 - October 2007
Skills
Hedge Funds
Education
Colgate University 1998 — 2002
Bachelor of Arts, English
Choate Rosemary Hall 1994 — 1998
Tuck Business Bridge
Lone Pine Capital July 2012 - Present
Tontine Associates, LLC October 2007 - December 2011
UBS Securities, LLC January 2003 - October 2007
Skills
Hedge Funds
Education
Colgate University 1998 — 2002
Bachelor of Arts, English
Choate Rosemary Hall 1994 — 1998
Tuck Business Bridge
Robert Showers's UBS Securities, LLC Experience June 2010 - February 2014
Job Partner, Peak Ridge Capital Group LLC
Industry Banking
Experience
Peak Ridge Capital Group July 2014 - Present
UBS Securities LLC June 2010 - February 2014
Barclays Capital June 2008 - April 2010
Barclays Capital June 2006 - June 2008
Credit Suisse First Boston March 2001 - May 2006
GFI Group June 1993 - August 2000
Skills
Futures and Options, Fixed Income, Options, Electronic Trading, Interest Rate..., Alternative Investments, Asset Management, Hedge Funds, Equities, Derivatives, Capital Markets, Investment Banking, Trading Systems, Financial Markets, Structured Products, Equity Derivatives, Trading, FX Options, Bloomberg, Commodity Futures, Dodd-Frank, Clearing Houses, Interest Rate Swaps, Rates, Swaps, Prime Brokerage, Volatility, Commodity
Education
Hamilton College 1989 — 1993
Bachelor's Degree, Comparative Political Studies
Peak Ridge Capital Group July 2014 - Present
UBS Securities LLC June 2010 - February 2014
Barclays Capital June 2008 - April 2010
Barclays Capital June 2006 - June 2008
Credit Suisse First Boston March 2001 - May 2006
GFI Group June 1993 - August 2000
Skills
Futures and Options, Fixed Income, Options, Electronic Trading, Interest Rate..., Alternative Investments, Asset Management, Hedge Funds, Equities, Derivatives, Capital Markets, Investment Banking, Trading Systems, Financial Markets, Structured Products, Equity Derivatives, Trading, FX Options, Bloomberg, Commodity Futures, Dodd-Frank, Clearing Houses, Interest Rate Swaps, Rates, Swaps, Prime Brokerage, Volatility, Commodity
Education
Hamilton College 1989 — 1993
Bachelor's Degree, Comparative Political Studies
Masood Bhatti's UBS Securities, LLC Experience September 2012 - August 2013
Job Managing Director at Silverpeak Real Estate Partners
Industry Real Estate
Experience
Silverpeak Real Estate Partners August 2013 - Present
UBS Securities LLC September 2012 - August 2013
Scout Real Estate Capital May 2009 - August 2012
Lehman Brothers May 1999 - September 2008
The Guggenheim Realty Fund 1995 - 2000
Chase Manhattan Bank 1989 - 1994
Cadillac Fairview 1985 - 1988
Skills
Real Estate Development, Real Estate Economics, Real Estate Transactions, Investment Properties, Asset Managment, Due Diligence, Investments, Valuation, Foreclosures, Disposition, Property Management, Real Estate Financing, Strategic Planning, Residential Homes, Brokerage, Asset Management, Acquisitions
Education
Columbia University in the City of New York 1988 — 1989
Master of Science (M.S.), Real Estate Development
Silverpeak Real Estate Partners August 2013 - Present
UBS Securities LLC September 2012 - August 2013
Scout Real Estate Capital May 2009 - August 2012
Lehman Brothers May 1999 - September 2008
The Guggenheim Realty Fund 1995 - 2000
Chase Manhattan Bank 1989 - 1994
Cadillac Fairview 1985 - 1988
Skills
Real Estate Development, Real Estate Economics, Real Estate Transactions, Investment Properties, Asset Managment, Due Diligence, Investments, Valuation, Foreclosures, Disposition, Property Management, Real Estate Financing, Strategic Planning, Residential Homes, Brokerage, Asset Management, Acquisitions
Education
Columbia University in the City of New York 1988 — 1989
Master of Science (M.S.), Real Estate Development
Ermanno Coletti's UBS Securities, LLC Experience 1997 - 2003
Job Independent Financial Consultant
Industry Financial Services
Experience
Coletti Photography Expressions Inc. 2010 - 2014
JP Morgan 2010 - 2010
Bank of New York Mellon Inc 2008 - 2008
LF Rothschild Asset Management Corporation 2007 - 2007
Deutsche Bank Securities Service NJ Inc 2005 - 2007
RBC Dain LLC 2005 - 2005
Jefferies & Company Inc 2004 - 2005
GlobeOp Financial Services Inc 2003 - 2004
UBS Securities LLC 1997 - 2003
BROADRIDGE FINANCIAL SOLUTIONS INC 1995 - 1997
Skills
Financial Services, System Conversions ,..., Customer Service, NYSE Audits, Broadridge Brokerage..., People Management, Product Management, Lean Six Sigma, Trade Settlement
Education
CUNY Bronx Community College 1979 — 1981
Associate of Arts and Sciences (AAS), Business Administration, Management and Operations
City University of New York-Herbert H. Lehman College 1976 — 1978
Associate of Arts and Sciences (AAS), Business Administration, Management and Operations
Coletti Photography Expressions Inc. 2010 - 2014
JP Morgan 2010 - 2010
Bank of New York Mellon Inc 2008 - 2008
LF Rothschild Asset Management Corporation 2007 - 2007
Deutsche Bank Securities Service NJ Inc 2005 - 2007
RBC Dain LLC 2005 - 2005
Jefferies & Company Inc 2004 - 2005
GlobeOp Financial Services Inc 2003 - 2004
UBS Securities LLC 1997 - 2003
BROADRIDGE FINANCIAL SOLUTIONS INC 1995 - 1997
Skills
Financial Services, System Conversions ,..., Customer Service, NYSE Audits, Broadridge Brokerage..., People Management, Product Management, Lean Six Sigma, Trade Settlement
Education
CUNY Bronx Community College 1979 — 1981
Associate of Arts and Sciences (AAS), Business Administration, Management and Operations
City University of New York-Herbert H. Lehman College 1976 — 1978
Associate of Arts and Sciences (AAS), Business Administration, Management and Operations
carol massio's UBS Securities, LLC Experience June 2006 - November 2008
Job Staffing and Recruiting Professional
Industry Staffing and Recruiting
Experience
Leafstone Staffing 2008 - Present
UBS Securities LLC June 2006 - November 2008
Skills
Recruiting, Administrative..., Applicant Tracking..., Temporary Staffing, Temporary Placement, Microsoft Office, Data Entry, Human Resources, Talent Acquisition, Staffing Services, Hiring
Education
Mercy College 1980 — 1985
Paralegal Studies, Paralegal Studies
Berkeley College 1977 — 1978
Executive Diploma, Legal Secretarial program, B
Leafstone Staffing 2008 - Present
UBS Securities LLC June 2006 - November 2008
Skills
Recruiting, Administrative..., Applicant Tracking..., Temporary Staffing, Temporary Placement, Microsoft Office, Data Entry, Human Resources, Talent Acquisition, Staffing Services, Hiring
Education
Mercy College 1980 — 1985
Paralegal Studies, Paralegal Studies
Berkeley College 1977 — 1978
Executive Diploma, Legal Secretarial program, B
John Malinowski's UBS Securities, LLC Experience October 2007 - May 2008
Job Clients Service Futures/Forex at Millennium Trust Company
Industry Financial Services
Experience
Millennium Trust Company February 2015 - Present
Sate Farm Insurance November 2014 - January 2015
Life Health & Annuity Sales September 2013 - October 2014
State Farm 2013 - October 2014
FC Stone INTL Asset Corp September 2010 - March 2013
Newedge Brokerage LLC September 2008 - September 2009
UBS Securities, LLC October 2007 - May 2008
ABN AMRO Bank N.V. April 1997 - October 2007
CITI-CORP. FUTURES CORP July 1988 - March 1997
HARRIS FUTURES CORP April 1984 - June 1988
Skills
Middle Office, Derivatives, Customer Service, Clearing Houses, Financial Services, Financial Analysis, Trading Systems, International Trade, International Clients, AS400 Administration, Sales Operations, Back Office, Treasury, Collateral Management, Foreign Exchange, Account Management, Accounts Payable &..., Financial Statement..., Trade Compliance, International 3rd Party..., Life Insurance, Annuity Sales, Health Insurance, Equities, Sales, Options, Securities, Risk Management, Trading, Financial Markets, Fixed Income
Education
De Paul University 1990 — 1993
Political Science
Indiana University-Northwest 1982 — 1986
Business Management
Millennium Trust Company February 2015 - Present
Sate Farm Insurance November 2014 - January 2015
Life Health & Annuity Sales September 2013 - October 2014
State Farm 2013 - October 2014
FC Stone INTL Asset Corp September 2010 - March 2013
Newedge Brokerage LLC September 2008 - September 2009
UBS Securities, LLC October 2007 - May 2008
ABN AMRO Bank N.V. April 1997 - October 2007
CITI-CORP. FUTURES CORP July 1988 - March 1997
HARRIS FUTURES CORP April 1984 - June 1988
Skills
Middle Office, Derivatives, Customer Service, Clearing Houses, Financial Services, Financial Analysis, Trading Systems, International Trade, International Clients, AS400 Administration, Sales Operations, Back Office, Treasury, Collateral Management, Foreign Exchange, Account Management, Accounts Payable &..., Financial Statement..., Trade Compliance, International 3rd Party..., Life Insurance, Annuity Sales, Health Insurance, Equities, Sales, Options, Securities, Risk Management, Trading, Financial Markets, Fixed Income
Education
De Paul University 1990 — 1993
Political Science
Indiana University-Northwest 1982 — 1986
Business Management
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
Prudential Securities
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation