United States Securities & Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Founder: Franklin D. Roosevelt Founded: June 6, 1934 Headquarters: Washington, D.C. Jurisdiction: United States of America Number of employees: 4,301 (2015)
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United States Securities & Exchange Commission Employees
Employee
Years
Job
Industry
Allison (Hebl) Soares, JD, MBA Allison (Hebl) Soares, JD, MBA's United States Securities & Exchange Commission Experience September 2007 - December 2007
Job Tax Attorney at RJS LAW / Adjunct Professor
Industry Legal Services
Experience
RJS LAW May 2013 - Present
San Diego State University - Charles W. Lamden School of Accountancy August 2014 - Present
Janathan L. Allen, APC January 2009 - April 2013
Allen Barron, Inc. January 2009 - April 2013
United States Attorney's Office January 2008 - May 2008
United States Securities & Exchange Commission September 2007 - December 2007
United States District Court, Southern District of Florida January 2007 - May 2007
Physician Management Group, Inc. August 2002 - August 2005
Skills
Legal Writing, Commercial Litigation, Westlaw, Civil Litigation, Legal Research, Due Diligence, Litigation, Corporate Law, Mergers, Trials, Tax, Courts, Mergers & Acquisitions, Tax Law, International Tax, Forensic Accounting, Estate Planning, Bankruptcy, Trusts, Legal Assistance, Appeals, Mediation, Litigation Support, Legal Issues, Arbitration, Wills, Document Review, Hearings, Lexis, Powers of Attorney, Dispute Resolution, Immigration Law, LexisNexis
Education
University of San Diego School of Law 2013 — 2015
Master of Laws (LLM), Taxation
St. Thomas University 2006 — 2008
MBA, Accounting
St. Thomas University School of Law 2005 — 2008
JD, Law
University of Wisconsin-Milwaukee - Lubar School of Business 1997 — 2001
BBA, Finance
The University of Sheffield
RJS LAW May 2013 - Present
San Diego State University - Charles W. Lamden School of Accountancy August 2014 - Present
Janathan L. Allen, APC January 2009 - April 2013
Allen Barron, Inc. January 2009 - April 2013
United States Attorney's Office January 2008 - May 2008
United States Securities & Exchange Commission September 2007 - December 2007
United States District Court, Southern District of Florida January 2007 - May 2007
Physician Management Group, Inc. August 2002 - August 2005
Skills
Legal Writing, Commercial Litigation, Westlaw, Civil Litigation, Legal Research, Due Diligence, Litigation, Corporate Law, Mergers, Trials, Tax, Courts, Mergers & Acquisitions, Tax Law, International Tax, Forensic Accounting, Estate Planning, Bankruptcy, Trusts, Legal Assistance, Appeals, Mediation, Litigation Support, Legal Issues, Arbitration, Wills, Document Review, Hearings, Lexis, Powers of Attorney, Dispute Resolution, Immigration Law, LexisNexis
Education
University of San Diego School of Law 2013 — 2015
Master of Laws (LLM), Taxation
St. Thomas University 2006 — 2008
MBA, Accounting
St. Thomas University School of Law 2005 — 2008
JD, Law
University of Wisconsin-Milwaukee - Lubar School of Business 1997 — 2001
BBA, Finance
The University of Sheffield
Matthew Bartus Matthew Bartus's United States Securities & Exchange Commission Experience 1996 - 1996
Job Partner at Cooley LLP
Industry Law Practice
Experience
Cooley GO July 2014 - Present
Cooley LLP July 2011 - Present
Dorsey & Whitney LLP February 2009 - July 2011
Gunderson Dettmer 2007 - 2009
Morgan, Lewis & Bockius 2003 - 2007
Brobeck, Phleger & Harrison 2000 - 2003
Sullivan & Cromwell LLP 1997 - 2000
Weil, Gotshal & Manges 1997 - 1997
United States Securities & Exchange Commission 1996 - 1996
Putnam Investments 1993 - 1995
Skills
Early-stage Startups, Corporate Law, Mergers, Acquisitions, Venture Capital, Start-ups, Entrepreneurship, Strategy, Portfolio Management, Corporate Finance, Due Diligence, Strategic Planning, Leadership, Securities, Management, Business Planning, Investments, Cross-border..., Negotiation
Education
New York University School of Law 1995 — 1998
J.D., Law
Syracuse University 1988 — 1992
B.A., English
Cooley GO July 2014 - Present
Cooley LLP July 2011 - Present
Dorsey & Whitney LLP February 2009 - July 2011
Gunderson Dettmer 2007 - 2009
Morgan, Lewis & Bockius 2003 - 2007
Brobeck, Phleger & Harrison 2000 - 2003
Sullivan & Cromwell LLP 1997 - 2000
Weil, Gotshal & Manges 1997 - 1997
United States Securities & Exchange Commission 1996 - 1996
Putnam Investments 1993 - 1995
Skills
Early-stage Startups, Corporate Law, Mergers, Acquisitions, Venture Capital, Start-ups, Entrepreneurship, Strategy, Portfolio Management, Corporate Finance, Due Diligence, Strategic Planning, Leadership, Securities, Management, Business Planning, Investments, Cross-border..., Negotiation
Education
New York University School of Law 1995 — 1998
J.D., Law
Syracuse University 1988 — 1992
B.A., English
John Leszczynski John Leszczynski's United States Securities & Exchange Commission Experience June 2013 - Present
Job Lead Budget Analyst
Industry Government Administration
Experience
United States Securities & Exchange Commission June 2013 - Present
Defense Information Systems Agency November 2011 - June 2013
US Department of Homeland Security October 2010 - 2011
US Department of Homeland Security May 2007 - October 2010
State of Maryland June 1997 - May 2007
Skills
Budgets, Project Planning, DoD, Information Assurance, Government, Program Management, Policy, Emergency Management, Strategic Planning, Public Speaking, Policy Analysis, Risk Management, Security Management, Research, Homeland Security, Management Consulting, Community Outreach, Nonprofits, Management, Contract Negotiation
Education
Baltimore International College 1990 — 1991
Associate of Arts (A.A.), Restaurant, Culinary, and Catering Management/Manager
Shepherd University 1984 — 1990
Bachelor of Science (B.S.), Business Administration and Management, General
United States Securities & Exchange Commission June 2013 - Present
Defense Information Systems Agency November 2011 - June 2013
US Department of Homeland Security October 2010 - 2011
US Department of Homeland Security May 2007 - October 2010
State of Maryland June 1997 - May 2007
Skills
Budgets, Project Planning, DoD, Information Assurance, Government, Program Management, Policy, Emergency Management, Strategic Planning, Public Speaking, Policy Analysis, Risk Management, Security Management, Research, Homeland Security, Management Consulting, Community Outreach, Nonprofits, Management, Contract Negotiation
Education
Baltimore International College 1990 — 1991
Associate of Arts (A.A.), Restaurant, Culinary, and Catering Management/Manager
Shepherd University 1984 — 1990
Bachelor of Science (B.S.), Business Administration and Management, General
Shannan Younger's United States Securities & Exchange Commission Experience 2001 - 2002
Job Freelance writer and blogger
Industry Writing and Editing
Experience
Writer January 2012 - Present
ChicagoNow of Chicago Tribune Media Group May 2012 - Present
State Budget Solutions November 2009 - June 2014
DePaul University August 2009 - January 2011
Cook County State's Attorney's Office November 2004 - October 2009
Chicago Bar Foundation 2003 - 2004
United States Securities & Exchange Commission 2001 - 2002
Skills
Legal Research, Editing, Legal Writing, Research, Blogging, Social Media, Non-profits, Writing, Courts, Government, Criminal Law, Public Relations, Strategic Planning, Proofreading, Copy Editing, Media Relations, AP Style, Press Releases, Storytelling, Journalism, Strategic Communications, Project Management, Nonprofits, Public Speaking
Education
University of Notre Dame Law School 1998 — 2001
J.D., Law
University of Notre Dame 1994 — 1998
BA, English
Pickerington High School
Writer January 2012 - Present
ChicagoNow of Chicago Tribune Media Group May 2012 - Present
State Budget Solutions November 2009 - June 2014
DePaul University August 2009 - January 2011
Cook County State's Attorney's Office November 2004 - October 2009
Chicago Bar Foundation 2003 - 2004
United States Securities & Exchange Commission 2001 - 2002
Skills
Legal Research, Editing, Legal Writing, Research, Blogging, Social Media, Non-profits, Writing, Courts, Government, Criminal Law, Public Relations, Strategic Planning, Proofreading, Copy Editing, Media Relations, AP Style, Press Releases, Storytelling, Journalism, Strategic Communications, Project Management, Nonprofits, Public Speaking
Education
University of Notre Dame Law School 1998 — 2001
J.D., Law
University of Notre Dame 1994 — 1998
BA, English
Pickerington High School
Paul W. Ryan Paul W. Ryan's United States Securities & Exchange Commission Experience October 2003 - April 2010
Job Partner at Serpe Ryan LLP
Industry Law Practice
Experience
Serpe Ryan LLP July 2012 - Present
Pfizer April 2010 - January 2012
United States Securities & Exchange Commission October 2003 - April 2010
United States District Court March 2003 - October 2003
Cahill Gordon & Reindel August 1999 - February 2002
Skills
Trials, Civil Litigation, Internal Investigations, White Collar Criminal..., Litigation, Corporate Law
Education
New York University School of Law 1997 — 1999
Doctor of Law (J.D.)
Georgetown University
Bachelor of Arts (B.A.), Philosophy
Serpe Ryan LLP July 2012 - Present
Pfizer April 2010 - January 2012
United States Securities & Exchange Commission October 2003 - April 2010
United States District Court March 2003 - October 2003
Cahill Gordon & Reindel August 1999 - February 2002
Skills
Trials, Civil Litigation, Internal Investigations, White Collar Criminal..., Litigation, Corporate Law
Education
New York University School of Law 1997 — 1999
Doctor of Law (J.D.)
Georgetown University
Bachelor of Arts (B.A.), Philosophy
Stanton Gildenhorn Stanton Gildenhorn's United States Securities & Exchange Commission Experience January 1967 - December 1968
Job National tv "talking head " on major cable channels
Industry Law Practice
Experience
TV talking head January 1995 - Present
Stanton Gildenhorn June 1968 - Present
Montgomery County Democratic Central Committee, Chairman 1968 - Present
Montgomery County Humane Society 2002 - 2004
Ruben & Gildenhorn January 1969 - January 1974
United States Securities & Exchange Commission January 1967 - December 1968
Democratic National Committee June 1958 - June 1964
Skills
Litigation, Commercial Litigation, Legal Research, Election Law, Political Campaigns, Administrative Law, Trial Practice, Courts, Appeals, Public Policy, Civil Litigation, Legal Writing, Politics, Real Estate, Criminal Law, Mediation, Hearings, Family Law, Civil Rights, Criminal Defense, Alternative Dispute..., Legal Issues, Westlaw, Arbitration, Wills, Personal Injury, Trade Secrets, Torts, Medical Malpractice, Trials, Product Liability, Wrongful Death, Bankruptcy
Education
The George Washington University 1960 — 1996
JD, BA, Law
The George Washington University 1960 — 1967
BA, Juris Doctor, Law
TV talking head January 1995 - Present
Stanton Gildenhorn June 1968 - Present
Montgomery County Democratic Central Committee, Chairman 1968 - Present
Montgomery County Humane Society 2002 - 2004
Ruben & Gildenhorn January 1969 - January 1974
United States Securities & Exchange Commission January 1967 - December 1968
Democratic National Committee June 1958 - June 1964
Skills
Litigation, Commercial Litigation, Legal Research, Election Law, Political Campaigns, Administrative Law, Trial Practice, Courts, Appeals, Public Policy, Civil Litigation, Legal Writing, Politics, Real Estate, Criminal Law, Mediation, Hearings, Family Law, Civil Rights, Criminal Defense, Alternative Dispute..., Legal Issues, Westlaw, Arbitration, Wills, Personal Injury, Trade Secrets, Torts, Medical Malpractice, Trials, Product Liability, Wrongful Death, Bankruptcy
Education
The George Washington University 1960 — 1996
JD, BA, Law
The George Washington University 1960 — 1967
BA, Juris Doctor, Law
Wesley Gersh's United States Securities & Exchange Commission Experience 1973 - 1978
Job Attorney at Gersh Law Offices, P.S.C.
Industry Law Practice
Experience
Wealth Counsel 2011 - Present
The Chamber Jeffersontown 2009 - Present
Gersh Law Offices, P.S.C. December 1990 - Present
Bridgehaven Mental Health Services 1988 - Present
Gersh Wealth Strategies 2012 - 2014
American Academy of Estate Planning Attorneys 1995 - 2011
Morris Garlove 2000 - 2005
United States Securities & Exchange Commission 1973 - 1978
Skills
Elder Law, Estate Administration, Powers of Attorney, Trusts, Estate Tax Planning, Wills, Guardianship, Estate Planning, Business Formation, Asset Protection, Conservatorships, LLC, Special Needs Trusts, Medicaid, Tax Law, Veterans Benefits, Corporate Law, Mediation, Gift Tax
Education
University of Louisville 1970 — 1973
JD, law
Indiana University Bloomington 1966 — 1969
Bachelor of Science (B.S.), Accounting
Wealth Counsel 2011 - Present
The Chamber Jeffersontown 2009 - Present
Gersh Law Offices, P.S.C. December 1990 - Present
Bridgehaven Mental Health Services 1988 - Present
Gersh Wealth Strategies 2012 - 2014
American Academy of Estate Planning Attorneys 1995 - 2011
Morris Garlove 2000 - 2005
United States Securities & Exchange Commission 1973 - 1978
Skills
Elder Law, Estate Administration, Powers of Attorney, Trusts, Estate Tax Planning, Wills, Guardianship, Estate Planning, Business Formation, Asset Protection, Conservatorships, LLC, Special Needs Trusts, Medicaid, Tax Law, Veterans Benefits, Corporate Law, Mediation, Gift Tax
Education
University of Louisville 1970 — 1973
JD, law
Indiana University Bloomington 1966 — 1969
Bachelor of Science (B.S.), Accounting
William Westerbeke William Westerbeke's United States Securities & Exchange Commission Experience 1995 - 1995
Job Founder of Westerbeke Law Firm, PLLC
Industry Law Practice
Experience
Westerbeke Law Firm, PLLC May 2009 - Present
McShane & Bowie, PLC 2008 - 2009
Passaro & Kahne Law Office, P.L.L.C. 2002 - 2008
Handler, Thayer & Duggan, L.L.C. 1998 - 2002
Checks, Simon & Rosner, CPA's 1997 - 1998
Geo. S. Olive & Co., CPA's 1996 - 1996
United States Securities & Exchange Commission 1995 - 1995
Education
Valparaiso University School of Law 1993 — 1996
J.D.
Michigan State University
B.A.
Westerbeke Law Firm, PLLC May 2009 - Present
McShane & Bowie, PLC 2008 - 2009
Passaro & Kahne Law Office, P.L.L.C. 2002 - 2008
Handler, Thayer & Duggan, L.L.C. 1998 - 2002
Checks, Simon & Rosner, CPA's 1997 - 1998
Geo. S. Olive & Co., CPA's 1996 - 1996
United States Securities & Exchange Commission 1995 - 1995
Education
Valparaiso University School of Law 1993 — 1996
J.D.
Michigan State University
B.A.
Hope Lefeber Hope Lefeber's United States Securities & Exchange Commission Experience September 1979 - September 1981
Job Partner at Hope C. Lefeber, LLC
Industry Law Practice
Experience
Hope C. Lefeber, LLC January 1983 - Present
Hope C. Lefeber, LLC January 1983 - Present
James J. Binns P.C. September 1981 - January 1983
United States Securities & Exchange Commission September 1979 - September 1981
Skills
White Collar Criminal..., Appeals, Courts, Criminal Law, Trials, Conspiracy, Drug Cases, Criminal Defense Lawyer, Enforcement, Criminal Defense, Federal Law, Fraud, Trial Practice, Legal Writing, Arbitration
Education
Rutgers University School of Law - Camden 1976 — 1979
J.D.
University of Pennsylvania 1972 — 1976
B.A., Honors Economics
Hope C. Lefeber, LLC January 1983 - Present
Hope C. Lefeber, LLC January 1983 - Present
James J. Binns P.C. September 1981 - January 1983
United States Securities & Exchange Commission September 1979 - September 1981
Skills
White Collar Criminal..., Appeals, Courts, Criminal Law, Trials, Conspiracy, Drug Cases, Criminal Defense Lawyer, Enforcement, Criminal Defense, Federal Law, Fraud, Trial Practice, Legal Writing, Arbitration
Education
Rutgers University School of Law - Camden 1976 — 1979
J.D.
University of Pennsylvania 1972 — 1976
B.A., Honors Economics
Robyn Downing Robyn Downing's United States Securities & Exchange Commission Experience August 2015 - Present
Job Enforcement Division Intern at United States Securities & Exchange Commission
Industry Law Practice
Experience
United States Securities & Exchange Commission August 2015 - Present
Overlook Drive-In 2008 - Present
Medley Capital Corp (MCC) May 2015 - August 2015
G2 Legal Limited March 2014 - April 2014
Cornerstone Barristers March 2014 - March 2014
Hudson Valley Federal Credit Union June 2011 - June 2013
Target November 2012 - May 2013
Skills
Recruiting, Recruitment Advertising, Sourcing, Contract Recruitment, Interviews, Screening Resumes, Search, Temporary Staffing, Human Resources, Interview Preparation, Screening, Legal Assistance, Cash Handeling, Customer Service, Leadership, Credit Unions, Retail Banking, Banking, Cross Selling, Research
Education
Pace University School of Law 2014 — 2017
Doctor of Law (J.D.)
Marist College 2011 — 2014
Bachelor of Science (B.S.), Business Administration and Management, General, Magna Cum Laude
Stissing Mountain Jr./Sr. High School 2007 — 2011
High School Diploma, 4.0
United States Securities & Exchange Commission August 2015 - Present
Overlook Drive-In 2008 - Present
Medley Capital Corp (MCC) May 2015 - August 2015
G2 Legal Limited March 2014 - April 2014
Cornerstone Barristers March 2014 - March 2014
Hudson Valley Federal Credit Union June 2011 - June 2013
Target November 2012 - May 2013
Skills
Recruiting, Recruitment Advertising, Sourcing, Contract Recruitment, Interviews, Screening Resumes, Search, Temporary Staffing, Human Resources, Interview Preparation, Screening, Legal Assistance, Cash Handeling, Customer Service, Leadership, Credit Unions, Retail Banking, Banking, Cross Selling, Research
Education
Pace University School of Law 2014 — 2017
Doctor of Law (J.D.)
Marist College 2011 — 2014
Bachelor of Science (B.S.), Business Administration and Management, General, Magna Cum Laude
Stissing Mountain Jr./Sr. High School 2007 — 2011
High School Diploma, 4.0
Jena Martin Jena Martin's United States Securities & Exchange Commission Experience September 2000 - April 2005
Job Associate Professor of Law
Industry Law Practice
Experience
Howard University August 2007 - May 2009
Bloomberg L.P October 2006 - April 2008
United States Securities & Exchange Commission September 2000 - April 2005
Ross, Dixon & Bell September 1997 - July 2000
Skills
Legal Research, Mediation, Securities Regulation, Public Policy, Legal Writing, Human Rights, International Law, Litigation, Public Speaking, Policy Analysis
Education
The University of Texas School of Law 2005 — 2006
LL.M., International Law
Howard University School of Law 1994 — 1997
McGill University 1990 — 1994
B.A., History & Political Science
Howard University August 2007 - May 2009
Bloomberg L.P October 2006 - April 2008
United States Securities & Exchange Commission September 2000 - April 2005
Ross, Dixon & Bell September 1997 - July 2000
Skills
Legal Research, Mediation, Securities Regulation, Public Policy, Legal Writing, Human Rights, International Law, Litigation, Public Speaking, Policy Analysis
Education
The University of Texas School of Law 2005 — 2006
LL.M., International Law
Howard University School of Law 1994 — 1997
McGill University 1990 — 1994
B.A., History & Political Science
Anne Ditmore, JD, MS Anne Ditmore, JD, MS's United States Securities & Exchange Commission Experience 2002 - 2002
Job Seeking opportunity in the legal or publishing industry!
Industry Law Practice
Experience
Community HigherEd July 2015 - August 2015
Community HigherEd July 2015 - August 2015
Community Care College May 2010 - June 2015
AMD Law, PLLC July 2006 - April 2010
Frazier & Phillips 2005 - 2006
Crown Exploration, LLC 2005 - 2006
Gibbs, Armstrong, Borochoff, Mullican & Hart 2003 - 2004
Rhodes, Hieronymus, Jones, Tucker & Gable 2002 - 2002
United States Securities & Exchange Commission 2002 - 2002
Williams Communications Group, Inc. 1998 - 2001
Skills
Legal Writing, Family Law, Civil Litigation, Criminal Law, Bankruptcy, Torts, Administrative Law, Higher Education, Adult Education, Public Speaking, Student Affairs, Microsoft Technologies, Pleadings, Admissions, Depositions, Curriculum Design, Commercial Litigation, Enrollment Management, Resume Writing, Litigation Management, Licensing, Higher Education..., Career Counseling, Career Development, Student Engagement, Retaining Customers, Staff Development, Teaching, Legal Research
Education
University of Tulsa College of Law 1999 — 2002
JD, Law
Northeastern State University 1992 — 1996
MS, Counseling Psychology
Southern Methodist University 1986 — 1988
General Legal Assistant Certificate, School of Continuing Education
Southern Methodist University 1982 — 1986
BA, Political Science
Radford School 1978 — 1982
HS Diploma
Community HigherEd July 2015 - August 2015
Community HigherEd July 2015 - August 2015
Community Care College May 2010 - June 2015
AMD Law, PLLC July 2006 - April 2010
Frazier & Phillips 2005 - 2006
Crown Exploration, LLC 2005 - 2006
Gibbs, Armstrong, Borochoff, Mullican & Hart 2003 - 2004
Rhodes, Hieronymus, Jones, Tucker & Gable 2002 - 2002
United States Securities & Exchange Commission 2002 - 2002
Williams Communications Group, Inc. 1998 - 2001
Skills
Legal Writing, Family Law, Civil Litigation, Criminal Law, Bankruptcy, Torts, Administrative Law, Higher Education, Adult Education, Public Speaking, Student Affairs, Microsoft Technologies, Pleadings, Admissions, Depositions, Curriculum Design, Commercial Litigation, Enrollment Management, Resume Writing, Litigation Management, Licensing, Higher Education..., Career Counseling, Career Development, Student Engagement, Retaining Customers, Staff Development, Teaching, Legal Research
Education
University of Tulsa College of Law 1999 — 2002
JD, Law
Northeastern State University 1992 — 1996
MS, Counseling Psychology
Southern Methodist University 1986 — 1988
General Legal Assistant Certificate, School of Continuing Education
Southern Methodist University 1982 — 1986
BA, Political Science
Radford School 1978 — 1982
HS Diploma
Charles Schiller Charles Schiller's United States Securities & Exchange Commission Experience August 2015 - Present
Job Financial Analyst
Industry Financial Services
Experience
United States Securities & Exchange Commission August 2015 - Present
Green Mile Capital January 2012 - June 2015
RBC Capital Markets August 2001 - November 2011
JP Morgan Securities 1997 - 2001
Standard & Poor's 1994 - 1997
Skills
CLO's, Capital Markets, Securitization, Fixed Income, Structured Finance, Derivatives, Bloomberg, Structured Products, Investment Banking, Hedge Funds, Credit Derivatives, Equities, Portfolio Management, Securities, Trading, Credit, ABS, Bonds, Investments, Alternative Investments, Options, Finance
Education
Case Western Reserve University School of Law 1991 — 1993
JD
Colgate University 1983 — 1987
Shaker Heights High School 1980 — 1983
United States Securities & Exchange Commission August 2015 - Present
Green Mile Capital January 2012 - June 2015
RBC Capital Markets August 2001 - November 2011
JP Morgan Securities 1997 - 2001
Standard & Poor's 1994 - 1997
Skills
CLO's, Capital Markets, Securitization, Fixed Income, Structured Finance, Derivatives, Bloomberg, Structured Products, Investment Banking, Hedge Funds, Credit Derivatives, Equities, Portfolio Management, Securities, Trading, Credit, ABS, Bonds, Investments, Alternative Investments, Options, Finance
Education
Case Western Reserve University School of Law 1991 — 1993
JD
Colgate University 1983 — 1987
Shaker Heights High School 1980 — 1983
Adam Duerr Adam Duerr's United States Securities & Exchange Commission Experience January 2010 - May 2010
Job Associate General Counsel at UnitedHealth Group
Industry Law Practice
Experience
UnitedHealth Group March 2015 - Present
Fredrikson & Byron, P.A. September 2014 - February 2015
Alzheimer's Association Colorado Chapter January 2012 - September 2014
Brownstein Hyatt Farber Schreck, LLP October 2011 - September 2014
Brownstein Hyatt Farber Schreck, LLP June 2010 - August 2010
United States Securities & Exchange Commission January 2010 - May 2010
Colorado Supreme Court (Justice Nancy Rice) June 2009 - August 2009
Denver District Court (Judge Anne Mansfield) May 2009 - August 2009
Kirkland & Ellis LLP June 2006 - July 2008
Morgan Stanley June 2005 - May 2006
Skills
Commercial Litigation, Litigation, Legal Writing, Legal Research, Corporate Law, Mergers, Acquistions, Due Diligence, Mergers & Acquisitions
Education
University of Denver - Sturm College of Law 2008 — 2011
Juris Doctor
North Central College 2001 — 2005
B.A., Political Science
UnitedHealth Group March 2015 - Present
Fredrikson & Byron, P.A. September 2014 - February 2015
Alzheimer's Association Colorado Chapter January 2012 - September 2014
Brownstein Hyatt Farber Schreck, LLP October 2011 - September 2014
Brownstein Hyatt Farber Schreck, LLP June 2010 - August 2010
United States Securities & Exchange Commission January 2010 - May 2010
Colorado Supreme Court (Justice Nancy Rice) June 2009 - August 2009
Denver District Court (Judge Anne Mansfield) May 2009 - August 2009
Kirkland & Ellis LLP June 2006 - July 2008
Morgan Stanley June 2005 - May 2006
Skills
Commercial Litigation, Litigation, Legal Writing, Legal Research, Corporate Law, Mergers, Acquistions, Due Diligence, Mergers & Acquisitions
Education
University of Denver - Sturm College of Law 2008 — 2011
Juris Doctor
North Central College 2001 — 2005
B.A., Political Science
John Yun John Yun's United States Securities & Exchange Commission Experience January 1997 - Present
Job Trial Counsel at United States Securities & Exchange Commission
Industry Legal Services
Experience
United States Securities & Exchange Commission January 1997 - Present
Education
University of Michigan Law School
Juris Doctor
United States Securities & Exchange Commission January 1997 - Present
Education
University of Michigan Law School
Juris Doctor
Daniel Parker Daniel Parker's United States Securities & Exchange Commission Experience January 2015 - April 2015
Job Emory Law Class of 2016
Industry Financial Services
Experience
United States Securities & Exchange Commission January 2015 - April 2015
Thoroughbred Financial Services, LLC June 2009 - August 2013
Pavy and Boudreaux May 2013 - July 2013
GrandView Financial Group, LLC January 2013 - April 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing
Education
Emory University School of Law 2013 — 2016
Doctor of Law (J.D.), Transactional Law, 3.698
Samford University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General, 3.75
United States Securities & Exchange Commission January 2015 - April 2015
Thoroughbred Financial Services, LLC June 2009 - August 2013
Pavy and Boudreaux May 2013 - July 2013
GrandView Financial Group, LLC January 2013 - April 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing
Education
Emory University School of Law 2013 — 2016
Doctor of Law (J.D.), Transactional Law, 3.698
Samford University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General, 3.75
Will Driggers Will Driggers's United States Securities & Exchange Commission Experience August 2011 - December 2011
Job Territory Sales Manager at Allcare Pharmacy
Industry Legal Services
Experience
Allcare Pharmacy June 2014 - Present
Smith & Cannon, P.C. March 2013 - June 2014
Office of Public Defender (Ombudsman) of Georgia November 2012 - February 2013
Campaign to Re-elect Miriam Paris August 2012 - September 2012
Office of the Democratic Leader January 2012 - May 2012
United States Securities & Exchange Commission August 2011 - December 2011
U.S House of Representatives May 2011 - July 2011
Georgia Court of Appeals March 2010 - August 2010
Skills
Legal Research, Government, Legislation, Political Campaigns, Public Policy, Politics, Lexis, Legal Writing, Westlaw, Criminal Law, Courts, Civil Litigation, Appeals
Education
Georgia State University College of Law 2009 — 2012
Juris Doctor
The University of Georgia 2005 — 2009
Bachelor of Arts, International Relations and Affairs
Allcare Pharmacy June 2014 - Present
Smith & Cannon, P.C. March 2013 - June 2014
Office of Public Defender (Ombudsman) of Georgia November 2012 - February 2013
Campaign to Re-elect Miriam Paris August 2012 - September 2012
Office of the Democratic Leader January 2012 - May 2012
United States Securities & Exchange Commission August 2011 - December 2011
U.S House of Representatives May 2011 - July 2011
Georgia Court of Appeals March 2010 - August 2010
Skills
Legal Research, Government, Legislation, Political Campaigns, Public Policy, Politics, Lexis, Legal Writing, Westlaw, Criminal Law, Courts, Civil Litigation, Appeals
Education
Georgia State University College of Law 2009 — 2012
Juris Doctor
The University of Georgia 2005 — 2009
Bachelor of Arts, International Relations and Affairs
John M. McSherry's United States Securities & Exchange Commission Experience October 1997 - June 1999
Job General Counsel; Senior Legal Executive
Industry Information Technology and Services
Experience
IPC Systems, Inc. June 1999 - May 2015
United States Securities & Exchange Commission October 1997 - June 1999
Cahill Gordon & Reindel October 1992 - December 1997
Skills
Telecommunications, Intellectual Property, Mergers & Acquisitions, Strategic Partnerships, Contract Negotiation, Corporate Law, Corporate Governance, Mergers, Management, Licensing, Vendor Management, Employment Law, Litigation, Cloud Computing, Executive Management, Due Diligence, Commercial Litigation, Securities, Coaching
Education
Fordham University School of Law 1989 — 1992
Juris Doctor (J.D.)
Fordham University 1985 — 1989
Bachelor of Science, Political Science, magna cum laude
IPC Systems, Inc. June 1999 - May 2015
United States Securities & Exchange Commission October 1997 - June 1999
Cahill Gordon & Reindel October 1992 - December 1997
Skills
Telecommunications, Intellectual Property, Mergers & Acquisitions, Strategic Partnerships, Contract Negotiation, Corporate Law, Corporate Governance, Mergers, Management, Licensing, Vendor Management, Employment Law, Litigation, Cloud Computing, Executive Management, Due Diligence, Commercial Litigation, Securities, Coaching
Education
Fordham University School of Law 1989 — 1992
Juris Doctor (J.D.)
Fordham University 1985 — 1989
Bachelor of Science, Political Science, magna cum laude
Peter Curley's United States Securities & Exchange Commission Experience September 2011 - May 2015
Job Managing Director at Promontory Financial Group, LLC
Industry Financial Services
Experience
Promontory Financial Group, LLC September 2015 - Present
United States Securities & Exchange Commission September 2011 - May 2015
United States Securities & Exchange Commission August 2010 - September 2011
Hong Kong Exchanges & Clearing Limited September 2008 - August 2010
Hong Kong Exchanges & Clearing Ltd September 2003 - August 2008
Allen & Overy April 2000 - September 2003
Education
Massachusetts Institute of Technology - Sloan School of Management 2007 — 2008
MBA
University of Virginia School of Law 1988 — 1991
JD
Colgate University 1983 — 1987
BA
Promontory Financial Group, LLC September 2015 - Present
United States Securities & Exchange Commission September 2011 - May 2015
United States Securities & Exchange Commission August 2010 - September 2011
Hong Kong Exchanges & Clearing Limited September 2008 - August 2010
Hong Kong Exchanges & Clearing Ltd September 2003 - August 2008
Allen & Overy April 2000 - September 2003
Education
Massachusetts Institute of Technology - Sloan School of Management 2007 — 2008
MBA
University of Virginia School of Law 1988 — 1991
JD
Colgate University 1983 — 1987
BA
Adriana Covarrubias's United States Securities & Exchange Commission Experience November 2003 - August 2006
Job Lead AML Due Diligence Analyst at GE Capital Americas
Industry Financial Services
Experience
GE Capital January 2014 - Present
GE Capital Americas September 2011 - Present
HewittEnnisKnupp January 2010 - May 2011
United States Securities & Exchange Commission November 2003 - August 2006
Skills
Financial Analysis, Financial Modeling, Securities, Finance, Equities, Hedge Funds, Investments, Loans, Financial Services, Microsoft Excel, Portfolio Management, Asset Management
Education
University of Illinois at Chicago 2006 — 2008
Master of Business Administration (MBA)
University of Miami - School of Business
GE Capital January 2014 - Present
GE Capital Americas September 2011 - Present
HewittEnnisKnupp January 2010 - May 2011
United States Securities & Exchange Commission November 2003 - August 2006
Skills
Financial Analysis, Financial Modeling, Securities, Finance, Equities, Hedge Funds, Investments, Loans, Financial Services, Microsoft Excel, Portfolio Management, Asset Management
Education
University of Illinois at Chicago 2006 — 2008
Master of Business Administration (MBA)
University of Miami - School of Business
Peter Trombadore, Esq.'s United States Securities & Exchange Commission Experience January 2009 - August 2009
Job Matrimonial Trial Lawyer at Sasser, Cestero and Sasser, P.A.
Industry Law Practice
Experience
Sasser, Cestero and Sasser, P.A. July 2014 - Present
The Trombadore Law Firm, PLLC July 2011 - Present
Barranco & Kircher, P.A. June 2013 - January 2014
Brown and Heller, P.A. January 2012 - March 2013
Kozyak Tropin & Throckmorton Law Firm September 2010 - March 2011
United States Securities & Exchange Commission January 2009 - August 2009
Judge Jacqueline Hogan Scola May 2007 - July 2007
United States Senator Mel Martinez January 2007 - May 2007
United States Securities & Exchange Commission May 2006 - August 2006
Merrill Lynch May 1999 - May 2002
Skills
Legal Research, Legal Writing, Litigation, Family Law, Fraud, Divorce Law, Contempt Actions, Child Support, Time-sharing, Equitable Distribution, Alimony, Trials, Negotiation, Cross Examination, Depositions, Appeals, Motions, Trial Practice
Education
Florida International University - College of Law 2007 — 2009
JD
University of Miami - School of Business 2005 — 2006
MBA
University of Miami - School of Business 2002 — 2005
BBA, Finance
Sasser, Cestero and Sasser, P.A. July 2014 - Present
The Trombadore Law Firm, PLLC July 2011 - Present
Barranco & Kircher, P.A. June 2013 - January 2014
Brown and Heller, P.A. January 2012 - March 2013
Kozyak Tropin & Throckmorton Law Firm September 2010 - March 2011
United States Securities & Exchange Commission January 2009 - August 2009
Judge Jacqueline Hogan Scola May 2007 - July 2007
United States Senator Mel Martinez January 2007 - May 2007
United States Securities & Exchange Commission May 2006 - August 2006
Merrill Lynch May 1999 - May 2002
Skills
Legal Research, Legal Writing, Litigation, Family Law, Fraud, Divorce Law, Contempt Actions, Child Support, Time-sharing, Equitable Distribution, Alimony, Trials, Negotiation, Cross Examination, Depositions, Appeals, Motions, Trial Practice
Education
Florida International University - College of Law 2007 — 2009
JD
University of Miami - School of Business 2005 — 2006
MBA
University of Miami - School of Business 2002 — 2005
BBA, Finance
Garland Wong's United States Securities & Exchange Commission Experience June 2007 - August 2008
Job Business Analysis
Industry Financial Services
Experience
Capital One December 2013 - Present
Capital One July 2011 - November 2013
United States Securities & Exchange Commission June 2007 - August 2008
Skills
Microsoft Office, Economics, Mandarin, Data Analysis, Research, Chinese, SQL, SharePoint, Financial Analysis, VBA, Trading, Statistics
Education
Cornell University, College of Arts and Sciences 2008 — 2011
Bachelor of Arts, Economics
Capital University of Economics and Business 2009 — 2009
Lehigh University - College of Business and Economics 2007 — 2008
Stuyvesant High School 2003 — 2007
Capital One December 2013 - Present
Capital One July 2011 - November 2013
United States Securities & Exchange Commission June 2007 - August 2008
Skills
Microsoft Office, Economics, Mandarin, Data Analysis, Research, Chinese, SQL, SharePoint, Financial Analysis, VBA, Trading, Statistics
Education
Cornell University, College of Arts and Sciences 2008 — 2011
Bachelor of Arts, Economics
Capital University of Economics and Business 2009 — 2009
Lehigh University - College of Business and Economics 2007 — 2008
Stuyvesant High School 2003 — 2007
Dhaivat Shah's United States Securities & Exchange Commission Experience 1998 - 2001
Job Partner at Grellas Shah LLP
Industry Law Practice
Experience
Grellas Shah LLP June 2011 - Present
O'Melveny & Myers LLP February 2003 - August 2009
Brobeck, Phleger & Harrison February 2001 - February 2003
United States Securities & Exchange Commission 1998 - 2001
Skills
Litigation, Securities, Appeals, Mergers, Complex Litigation, Commercial Litigation, Class Actions, Corporate Law, Securities Law, Civil Litigation, Corporate Governance, Securities Litigation, Internal Investigations, Mergers & Acquisitions, Legal Research, Trade Secrets, Licensing, Intellectual Property, Employment Law, Trials, Business Litigation, Competition Law, Securities Regulation, Arbitration, Legal Writing
Education
Georgetown University Law Center 1997 — 1998
LL.M., Securities & Financial Regulations
University of San Diego School of Law 1994 — 1997
J.D.
University of California, Santa Barbara 1990 — 1994
B.A., Political Science
Grellas Shah LLP June 2011 - Present
O'Melveny & Myers LLP February 2003 - August 2009
Brobeck, Phleger & Harrison February 2001 - February 2003
United States Securities & Exchange Commission 1998 - 2001
Skills
Litigation, Securities, Appeals, Mergers, Complex Litigation, Commercial Litigation, Class Actions, Corporate Law, Securities Law, Civil Litigation, Corporate Governance, Securities Litigation, Internal Investigations, Mergers & Acquisitions, Legal Research, Trade Secrets, Licensing, Intellectual Property, Employment Law, Trials, Business Litigation, Competition Law, Securities Regulation, Arbitration, Legal Writing
Education
Georgetown University Law Center 1997 — 1998
LL.M., Securities & Financial Regulations
University of San Diego School of Law 1994 — 1997
J.D.
University of California, Santa Barbara 1990 — 1994
B.A., Political Science
Dawn Leget's United States Securities & Exchange Commission Experience January 2000 - January 2007
Job Consulting Attorney at Sherman & Howard L.L.C.
Industry Law Practice
Experience
Sherman & Howard L.L.C. June 2015 - Present
Cochlear Americas October 2013 - May 2015
Sander Ingebretsen & Wake, P.C. August 2012 - October 2013
United States Securities & Exchange Commission January 2000 - January 2007
Sherman & Howard LLC October 1996 - January 2000
United States Court of Appeals for the Tenth Circuit August 1995 - October 1996
Skills
Civil Litigation, Securities Offerings, Intellectual Property, Commercial Litigation, Contract Law, Securities Regulation, Litigation, Legal Research
Education
The College of William and Mary - Marshall Wythe Law School 1992 — 1995
JD, law
University of Virginia 1986 — 1990
B.A., International Relations
Sherman & Howard L.L.C. June 2015 - Present
Cochlear Americas October 2013 - May 2015
Sander Ingebretsen & Wake, P.C. August 2012 - October 2013
United States Securities & Exchange Commission January 2000 - January 2007
Sherman & Howard LLC October 1996 - January 2000
United States Court of Appeals for the Tenth Circuit August 1995 - October 1996
Skills
Civil Litigation, Securities Offerings, Intellectual Property, Commercial Litigation, Contract Law, Securities Regulation, Litigation, Legal Research
Education
The College of William and Mary - Marshall Wythe Law School 1992 — 1995
JD, law
University of Virginia 1986 — 1990
B.A., International Relations
Ryan Gorman's United States Securities & Exchange Commission Experience June 2009 - August 2009
Job Associate at King and Spalding
Industry Law Practice
Experience
King & Spalding LLP September 2012 - Present
Ernst & Young August 2010 - September 2012
Community Development Law Clinic, UNC School of Law August 2009 - May 2010
United States Securities & Exchange Commission June 2009 - August 2009
Wyrick Robbins Yates & Ponton LLP May 2009 - June 2009
Shanahan Law Group May 2008 - August 2008
Skills
Employee Benefits, ERISA, Executive Pay, Mergers & Acquisitions, Tax Law, Corporate Governance, Securities, Corporate Law, Legal Assistance
Education
University of North Carolina School of Law 2007 — 2010
Doctor of Law (J.D.), Law
The University of Georgia 2002 — 2006
A.B., International Affairs
King & Spalding LLP September 2012 - Present
Ernst & Young August 2010 - September 2012
Community Development Law Clinic, UNC School of Law August 2009 - May 2010
United States Securities & Exchange Commission June 2009 - August 2009
Wyrick Robbins Yates & Ponton LLP May 2009 - June 2009
Shanahan Law Group May 2008 - August 2008
Skills
Employee Benefits, ERISA, Executive Pay, Mergers & Acquisitions, Tax Law, Corporate Governance, Securities, Corporate Law, Legal Assistance
Education
University of North Carolina School of Law 2007 — 2010
Doctor of Law (J.D.), Law
The University of Georgia 2002 — 2006
A.B., International Affairs
Bart Gancher's United States Securities & Exchange Commission Experience 2003 - 2006
Job DIRECTOR, COMPLIANCE at INTECH
Industry Financial Services
Experience
INTECH Investment Management LLC (a Janus Capital Group Company) October 2006 - Present
United States Securities & Exchange Commission 2003 - 2006
United States Securities & Exchange Commission 1994 - 2003
Skills
SEC, Fraud, Securities, Hedge Funds, Investments, Securities Regulation, SEC filings
Education
Nova Southeastern University 1988 — 1993
B.S., Accounting & Business Administration
Florida International University 1988 — 1990
INTECH Investment Management LLC (a Janus Capital Group Company) October 2006 - Present
United States Securities & Exchange Commission 2003 - 2006
United States Securities & Exchange Commission 1994 - 2003
Skills
SEC, Fraud, Securities, Hedge Funds, Investments, Securities Regulation, SEC filings
Education
Nova Southeastern University 1988 — 1993
B.S., Accounting & Business Administration
Florida International University 1988 — 1990
Rachel Goldfarb's United States Securities & Exchange Commission Experience 2002 - 2002
Job Attorney at Benjamin, Bain, Howard & Cohen, LLC
Industry Law Practice
Experience
Benjamin, Bain, Howard & Cohen, LLC December 2014 - Present
The Bell Law Firm, PLLC November 2008 - December 2014
Marshall, Dennehey, Warner, Coleman & Goggin August 2005 - September 2006
Poyner & Spruill LLP August 2003 - December 2004
United States Securities & Exchange Commission 2002 - 2002
Skills
Litigation, Commercial Litigation, Civil Litigation, Appeals, Product Liability, Legal Research, Legal Writing, Courts, Personal Injury, Class Actions, Corporate Law, Trial Practice, Legal Issues, Torts, Depositions, Employment Law
Education
University of North Carolina School of Law 2000 — 2003
Doctor of Law (JD)
University of Florida 1996 — 2000
Bachelor of Arts, with honors
Benjamin, Bain, Howard & Cohen, LLC December 2014 - Present
The Bell Law Firm, PLLC November 2008 - December 2014
Marshall, Dennehey, Warner, Coleman & Goggin August 2005 - September 2006
Poyner & Spruill LLP August 2003 - December 2004
United States Securities & Exchange Commission 2002 - 2002
Skills
Litigation, Commercial Litigation, Civil Litigation, Appeals, Product Liability, Legal Research, Legal Writing, Courts, Personal Injury, Class Actions, Corporate Law, Trial Practice, Legal Issues, Torts, Depositions, Employment Law
Education
University of North Carolina School of Law 2000 — 2003
Doctor of Law (JD)
University of Florida 1996 — 2000
Bachelor of Arts, with honors
Rachael Clarke's United States Securities & Exchange Commission Experience May 2010 - Present
Job United States Securities & Exchange Commission
Industry Legal Services
Experience
United States Securities & Exchange Commission May 2010 - Present
Morrison & Foerster LLP March 2007 - March 2010
Schulte Roth & Zabel LLP January 2004 - January 2007
Simpson Thacher & Bartlett LLP September 2000 - January 2004
Education
University of Pennsylvania Law School 1997 — 2000
Doctor of Law (J.D.)
Duke University 1993 — 1997
A.B.
United States Securities & Exchange Commission May 2010 - Present
Morrison & Foerster LLP March 2007 - March 2010
Schulte Roth & Zabel LLP January 2004 - January 2007
Simpson Thacher & Bartlett LLP September 2000 - January 2004
Education
University of Pennsylvania Law School 1997 — 2000
Doctor of Law (J.D.)
Duke University 1993 — 1997
A.B.
Patrick Canning's United States Securities & Exchange Commission Experience 1982 - 1987
Job Owner/Developer
Industry Real Estate
Experience
Trojan Capital LLC 2001 - Present
Walgreens 1987 - 2000
United States Securities & Exchange Commission 1982 - 1987
Skills
Real Estate, Contract Negotiation, Real Estate Development, Start-ups, Real Estate Economics, Property Management, Negotiation, Real Estate Transactions, Leases, Commercial Real Estate, Location Intelligence, Corporate Real Estate, Entrepreneurship, Tenant
Education
Loyola University Chicago 1980 — 1987
MBA, JD, Finance, Law
University of Southern California 1976 — 1980
BS, Business Adm., Finance
Trojan Capital LLC 2001 - Present
Walgreens 1987 - 2000
United States Securities & Exchange Commission 1982 - 1987
Skills
Real Estate, Contract Negotiation, Real Estate Development, Start-ups, Real Estate Economics, Property Management, Negotiation, Real Estate Transactions, Leases, Commercial Real Estate, Location Intelligence, Corporate Real Estate, Entrepreneurship, Tenant
Education
Loyola University Chicago 1980 — 1987
MBA, JD, Finance, Law
University of Southern California 1976 — 1980
BS, Business Adm., Finance
Willem F. Jonckheer's United States Securities & Exchange Commission Experience January 1995 - May 1995
Job Partner at Schubert Jonckheer & Kolbe LLP
Industry Law Practice
Experience
Schubert Jonckheer & Kolbe LLP 1996 - Present
United States Securities & Exchange Commission January 1995 - May 1995
Pacific Stock Exchange June 1994 - December 1994
Sullivan & Cromwell August 1990 - June 1992
Education
University of San Francisco School of Law 1992 — 1995
J.D.
Santa Clara University School of Law 1993 — 1993
Japanese Legal Studies, Tokyo, Japan
Colgate University 1986 — 1990
BA, English
Georgetown University 1988 — 1988
Summer Program
Schubert Jonckheer & Kolbe LLP 1996 - Present
United States Securities & Exchange Commission January 1995 - May 1995
Pacific Stock Exchange June 1994 - December 1994
Sullivan & Cromwell August 1990 - June 1992
Education
University of San Francisco School of Law 1992 — 1995
J.D.
Santa Clara University School of Law 1993 — 1993
Japanese Legal Studies, Tokyo, Japan
Colgate University 1986 — 1990
BA, English
Georgetown University 1988 — 1988
Summer Program
Andrea Ventura's United States Securities & Exchange Commission Experience May 2007 - August 2007
Job Deptuy Attorney General at California Department of Justice
Industry Law Practice
Experience
California Department of Justice April 2012 - Present
Dykema Gossett PLLC October 2009 - March 2012
United States District Court for the Central District of California August 2007 - October 2009
United States Securities & Exchange Commission May 2007 - August 2007
United States Attorney's Office for the Central District of California August 2006 - December 2006
Southwestern University School of Law February 2005 - May 2005
Aidikoff, Uhl & Bakhtiari February 2004 - February 2005
Skills
Civil Litigation, Legal Research, Litigation, Commercial Litigation, Mediation, Appeals
Education
Southwestern University School of Law 2003 — 2006
J.D.
University of California, Santa Cruz
Bachelor of Arts (B.A.), Journalism, Comparative Literature
California Department of Justice April 2012 - Present
Dykema Gossett PLLC October 2009 - March 2012
United States District Court for the Central District of California August 2007 - October 2009
United States Securities & Exchange Commission May 2007 - August 2007
United States Attorney's Office for the Central District of California August 2006 - December 2006
Southwestern University School of Law February 2005 - May 2005
Aidikoff, Uhl & Bakhtiari February 2004 - February 2005
Skills
Civil Litigation, Legal Research, Litigation, Commercial Litigation, Mediation, Appeals
Education
Southwestern University School of Law 2003 — 2006
J.D.
University of California, Santa Cruz
Bachelor of Arts (B.A.), Journalism, Comparative Literature
Michael A. Harring's United States Securities & Exchange Commission Experience September 1975 - December 1979
Job Vice President & Deputy General Counsel at Deere & Company
Industry Machinery
Experience
Deere & Company AssociatePope, Ballard, Shepard & FowleJanuary 1980 - August 1984
United States Securities & Exchange Commission September 1975 - December 1979
Skills
Corporate Law, Mergers, Securities Regulation, Commercial Litigation, General Practice of Law, Corporate Governance, Joint Ventures, Litigation, Employment Law, Intellectual Property, Dispute Resolution, Litigation Management, Privacy Law, Due Diligence, Mergers & Acquisitions, Competition Law, Contract Negotiation, Trade Secrets, Class Actions, Litigation Support, Legal Assistance, Product Liability, Divestitures, Corporate Finance, Mediation, M&A experience, Private Equity
Education
Loyola University Chicago School of Law 1972 — 1975
JD, LAW
University of Illinois at Urbana-Champaign 1968 — 1972
AB, Political Science, History, English
Deere & Company AssociatePope, Ballard, Shepard & FowleJanuary 1980 - August 1984
United States Securities & Exchange Commission September 1975 - December 1979
Skills
Corporate Law, Mergers, Securities Regulation, Commercial Litigation, General Practice of Law, Corporate Governance, Joint Ventures, Litigation, Employment Law, Intellectual Property, Dispute Resolution, Litigation Management, Privacy Law, Due Diligence, Mergers & Acquisitions, Competition Law, Contract Negotiation, Trade Secrets, Class Actions, Litigation Support, Legal Assistance, Product Liability, Divestitures, Corporate Finance, Mediation, M&A experience, Private Equity
Education
Loyola University Chicago School of Law 1972 — 1975
JD, LAW
University of Illinois at Urbana-Champaign 1968 — 1972
AB, Political Science, History, English
Randolph (Randy) Moore III's United States Securities & Exchange Commission Experience June 1992 - August 1992
Job Partner at Alston & Bird LLP
Industry Law Practice
Experience
Alston & Bird LLP September 1994 - Present
Emory University School of Law January 2002 - May 2005
Kirkpatrick & Lockhart (KL Gates) July 1993 - August 1993
Alston & Bird LLP May 1993 - July 1993
United States Securities & Exchange Commission June 1992 - August 1992
Fried Frank September 1988 - July 1991
Skills
Financial Services, Securities Regulation, Mergers & Acquisitions, Investment Advisory, Hedge Funds, Banking, Investment Banking, Mergers, Securities, Corporate Governance, Investments, Corporate Finance, Insurance, Corporate Law, Equities, Strategy, Due Diligence, Private Equity, Financial Structuring, Venture Capital, IPO, Joint Ventures, Capital Markets, Asset Management, Executive Management, Finance
Education
University of Virginia School of Law 1991 — 1994
JD, Law
American University 1984 — 1988
B.A and B.A., Economics; Law & Society
Alston & Bird LLP September 1994 - Present
Emory University School of Law January 2002 - May 2005
Kirkpatrick & Lockhart (KL Gates) July 1993 - August 1993
Alston & Bird LLP May 1993 - July 1993
United States Securities & Exchange Commission June 1992 - August 1992
Fried Frank September 1988 - July 1991
Skills
Financial Services, Securities Regulation, Mergers & Acquisitions, Investment Advisory, Hedge Funds, Banking, Investment Banking, Mergers, Securities, Corporate Governance, Investments, Corporate Finance, Insurance, Corporate Law, Equities, Strategy, Due Diligence, Private Equity, Financial Structuring, Venture Capital, IPO, Joint Ventures, Capital Markets, Asset Management, Executive Management, Finance
Education
University of Virginia School of Law 1991 — 1994
JD, Law
American University 1984 — 1988
B.A and B.A., Economics; Law & Society
Richard Serafini's United States Securities & Exchange Commission Experience September 1986 - December 1989
Job Principal at Serafini Law Office, LLC
Industry Law Practice
Experience
Serafini Law Office, LLOC December 2011 - Present
Ruden McClosky June 2010 - December 2011
Adams, Cassidy & Phillippi January 2009 - May 2010
Greenberg Traurig 2003 - 2008
U.S. Department of Justice January 1990 - December 2000
United States Securities & Exchange Commission September 1986 - December 1989
Skills
Trial practice, Appellate Litigation, Internal Investigations, White Collar Criminal..., Fraud, Securities, Commercial Litigation, Litigation, Government..., Securities Litigation, Complex Litigation, Class Actions, FCPA, Criminal Defense, Criminal Law, Trial Practice, Civil Litigation
Education
Temple University - James E. Beasley School of Law 1976 — 1979
J.D., Law
University of Pennsylvania 1972 — 1976
Bachelor of Arts, Political Science
Serafini Law Office, LLOC December 2011 - Present
Ruden McClosky June 2010 - December 2011
Adams, Cassidy & Phillippi January 2009 - May 2010
Greenberg Traurig 2003 - 2008
U.S. Department of Justice January 1990 - December 2000
United States Securities & Exchange Commission September 1986 - December 1989
Skills
Trial practice, Appellate Litigation, Internal Investigations, White Collar Criminal..., Fraud, Securities, Commercial Litigation, Litigation, Government..., Securities Litigation, Complex Litigation, Class Actions, FCPA, Criminal Defense, Criminal Law, Trial Practice, Civil Litigation
Education
Temple University - James E. Beasley School of Law 1976 — 1979
J.D., Law
University of Pennsylvania 1972 — 1976
Bachelor of Arts, Political Science
Sean McKessy's United States Securities & Exchange Commission Experience February 2011 - Present
Job Chief, Office of the Whistleblower at United States Securities & Exchange Commission
Industry Internet
Experience
United States Securities & Exchange Commission February 2011 - Present
Altria 2008 - 2009
Caterpillar 2000 - 2005
Skills
Corporate Governance, Corporate Law, Securities Regulation, Securities, Mergers & Acquisitions, Legal Writing, Intellectual Property, Mergers
Education
University of Notre Dame 1985 — 1989
BA, Liberal Studies and French
The George Washington University Law School
United States Securities & Exchange Commission February 2011 - Present
Altria 2008 - 2009
Caterpillar 2000 - 2005
Skills
Corporate Governance, Corporate Law, Securities Regulation, Securities, Mergers & Acquisitions, Legal Writing, Intellectual Property, Mergers
Education
University of Notre Dame 1985 — 1989
BA, Liberal Studies and French
The George Washington University Law School
Michael A. Childers's United States Securities & Exchange Commission Experience 1987 - 1992
Job Partner at CHILDERS & WINDHAM
Industry Law Practice
Experience
CHILDERS & WINDHAM January 1997 - Present
Law Offices of Michael A. Childers 1995 - 1997
Robinson, Curley & Clayton 1992 - 1995
United States Securities & Exchange Commission 1987 - 1992
Skills
Litigation, Commercial Litigation, Courts, Civil Litigation, Legal Research, Arbitration, Mediation, Product Liability, Corporate Law, Customer Service, Legal Writing
Education
The John Marshall Law School 1984 — 1987
Juris Doctor
DePaul University 1975 — 1978
BSC, Accountancy
CHILDERS & WINDHAM January 1997 - Present
Law Offices of Michael A. Childers 1995 - 1997
Robinson, Curley & Clayton 1992 - 1995
United States Securities & Exchange Commission 1987 - 1992
Skills
Litigation, Commercial Litigation, Courts, Civil Litigation, Legal Research, Arbitration, Mediation, Product Liability, Corporate Law, Customer Service, Legal Writing
Education
The John Marshall Law School 1984 — 1987
Juris Doctor
DePaul University 1975 — 1978
BSC, Accountancy
Natalie Michel's United States Securities & Exchange Commission Experience January 2015 - April 2015
Job Finance and Accounting
Industry Consumer Services
Experience
United States Securities & Exchange Commission January 2015 - April 2015
TD August 2010 - June 2014
ARHCS July 2007 - September 2009
Skills
Customer Service, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Data Entry, Outlook, Research, Healthcare, Budgets, Process Scheduler, Event Planning, Social Media, Administrative..., Data Analysis, Team Building, Strategic Planning, Accounting, Financial Accounting, Financial Reporting, Finance
Education
Northeastern University 2012 — 2015
Bachelor of Science (BS) in Finance and Accounting, Accounting and Finance
Bunker Hill Community College 2007 — 2009
Associate of Arts (A.A.), Biology, General
United States Securities & Exchange Commission January 2015 - April 2015
TD August 2010 - June 2014
ARHCS July 2007 - September 2009
Skills
Customer Service, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Data Entry, Outlook, Research, Healthcare, Budgets, Process Scheduler, Event Planning, Social Media, Administrative..., Data Analysis, Team Building, Strategic Planning, Accounting, Financial Accounting, Financial Reporting, Finance
Education
Northeastern University 2012 — 2015
Bachelor of Science (BS) in Finance and Accounting, Accounting and Finance
Bunker Hill Community College 2007 — 2009
Associate of Arts (A.A.), Biology, General
Danielle Clavon, MBA's United States Securities & Exchange Commission Experience August 2005 - May 2007
Job Sourcing Data Scientist at Sysco
Industry Food & Beverages
Experience
Sysco March 2014 - Present
UPS August 2011 - May 2013
Kids R Special Christian Academy August 2007 - May 2011
United States Securities & Exchange Commission August 2005 - May 2007
Skills
Continuous Improvement, Analysis, Pricing, Data Analysis, Project Management, Pricing Analysis, Pricing Strategy, Price Optimization, Price Forecasting, Cost Control, Cost Management, Purchasing, Purchase Management, Business Analysis, Financial Risk, Auditing, Decision Analysis, Root Cause Analysis, Business Casing, Business Planning, Negotiation, Regression Analysis, Price Modeling, Cost Reduction, Cost Analysis, Cost Estimating, Monthly Reporting, SOP Development, Metrics Analysis, MS Office Suite, SPSS, SAS Programming, R, Weka, Multivariate Statistics, Strategic Sourcing, Category Management, Predictive Analytics, Business Analytics, Predictive Modeling
Education
The George Washington University - School of Engineering & Applied Science
Northwestern University 2013 — 2015
Master of Science (M.S.), Predictive Analytics
Stanford University 2012 — 2012
Professional Certificate in Advanced Computer Security
University of West Georgia 2008 — 2009
Masters, Business Administration
Spelman College 2003 — 2007
Bachelors of Arts, Economics
Sysco March 2014 - Present
UPS August 2011 - May 2013
Kids R Special Christian Academy August 2007 - May 2011
United States Securities & Exchange Commission August 2005 - May 2007
Skills
Continuous Improvement, Analysis, Pricing, Data Analysis, Project Management, Pricing Analysis, Pricing Strategy, Price Optimization, Price Forecasting, Cost Control, Cost Management, Purchasing, Purchase Management, Business Analysis, Financial Risk, Auditing, Decision Analysis, Root Cause Analysis, Business Casing, Business Planning, Negotiation, Regression Analysis, Price Modeling, Cost Reduction, Cost Analysis, Cost Estimating, Monthly Reporting, SOP Development, Metrics Analysis, MS Office Suite, SPSS, SAS Programming, R, Weka, Multivariate Statistics, Strategic Sourcing, Category Management, Predictive Analytics, Business Analytics, Predictive Modeling
Education
The George Washington University - School of Engineering & Applied Science
Northwestern University 2013 — 2015
Master of Science (M.S.), Predictive Analytics
Stanford University 2012 — 2012
Professional Certificate in Advanced Computer Security
University of West Georgia 2008 — 2009
Masters, Business Administration
Spelman College 2003 — 2007
Bachelors of Arts, Economics
Phil Wiese's United States Securities & Exchange Commission Experience 1995 - 1995
Job Consulting / Business Risk & Environmental Advising
Industry Management Consulting
Experience
Consultant July 2013 - Present
Buckingham Doolittle & Burroughs, LLP September 1999 - May 2013
United States District & Bankruptcy Courts 1996 - 1999
United States Securities & Exchange Commission 1995 - 1995
Scudder Funds Service Corporation 1991 - 1993
Scudder Funds Service Corporation 1990 - 1991
Scudder Funds Service Corporation 1988 - 1990
Skills
Microsoft Office, Strategic Planning, Public Speaking, Dispute Resolution, Litigation Management, Legal Research, Negotiation, PowerPoint, Customer Service, Business Planning, Business Process..., Client Counseling, Compliance, Editing, Electronic Data..., Employee Management, Employee Training, Financial Services, Legal, Mutual Funds, Patent Litigation, Problem Solving, Professional..., Proofreading, Project Management, Records Management, Team Leadership, Team Management, Training, Troubleshooting, University Teaching
Education
Ohio Northern University - Claude W. Pettit College of Law 1993 — 1996
Juris Doctrate, Law
The College of Wooster 1984 — 1988
Bachelor of Arts (BA), Liberal Arts and Sciences, General Studies and Humanities
Babson College
Wellesley, MA Campus, Coursework in Economics
Columbia University Mailman School of Public Health
Coursework & Continuing Education, Columbia Regional Learning Center - National Center for Disaster Preparedness
Framingham State College
Framingham, MA Campus, Coursework in Statistics & Mathematics
Harvard University
Cambridge, MA Extension School, Coursework in Business Law
Consultant July 2013 - Present
Buckingham Doolittle & Burroughs, LLP September 1999 - May 2013
United States District & Bankruptcy Courts 1996 - 1999
United States Securities & Exchange Commission 1995 - 1995
Scudder Funds Service Corporation 1991 - 1993
Scudder Funds Service Corporation 1990 - 1991
Scudder Funds Service Corporation 1988 - 1990
Skills
Microsoft Office, Strategic Planning, Public Speaking, Dispute Resolution, Litigation Management, Legal Research, Negotiation, PowerPoint, Customer Service, Business Planning, Business Process..., Client Counseling, Compliance, Editing, Electronic Data..., Employee Management, Employee Training, Financial Services, Legal, Mutual Funds, Patent Litigation, Problem Solving, Professional..., Proofreading, Project Management, Records Management, Team Leadership, Team Management, Training, Troubleshooting, University Teaching
Education
Ohio Northern University - Claude W. Pettit College of Law 1993 — 1996
Juris Doctrate, Law
The College of Wooster 1984 — 1988
Bachelor of Arts (BA), Liberal Arts and Sciences, General Studies and Humanities
Babson College
Wellesley, MA Campus, Coursework in Economics
Columbia University Mailman School of Public Health
Coursework & Continuing Education, Columbia Regional Learning Center - National Center for Disaster Preparedness
Framingham State College
Framingham, MA Campus, Coursework in Statistics & Mathematics
Harvard University
Cambridge, MA Extension School, Coursework in Business Law
Henry Capdepon's United States Securities & Exchange Commission Experience January 2012 - February 2014
Job Data Center Administrator at United States Securities & Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission February 2014 - Present
United States Securities & Exchange Commission January 2012 - February 2014
Skills
Data Center, Computer Network..., Operating Systems, Servers, Troubleshooting, Help Desk Support
Education
Northern Virginia Community College 2014 — 2016
Information Systems Technology
U.S. Securities and Exchange Commission February 2014 - Present
United States Securities & Exchange Commission January 2012 - February 2014
Skills
Data Center, Computer Network..., Operating Systems, Servers, Troubleshooting, Help Desk Support
Education
Northern Virginia Community College 2014 — 2016
Information Systems Technology
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
US Securities and Exchange Commission
USAID
US Fish and Wildlife Service
TSA