United States Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Founder: Franklin D. Roosevelt Founded: June 6, 1934 Headquarters: Washington, D.C. Jurisdiction: United States of America Number of employees: 4,301 (2015)
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United States Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Joslyn Jackson Joslyn Jackson's United States Securities and Exchange Commission Experience January 2010 - May 2010
Job Business Lawyer and Consultant at Better Business with Joslyn Jackson (The Joslyn Jackson Law Firm, LLC)
Industry Law Practice
Experience
Better Business with Joslyn Jackson (The Joslyn Jackson Law Firm, LLC) January 2015 - Present
DeKalb County Recorders Court September 2013 - June 2015
Baskerville Lottie & Jackson, LLC September 2012 - December 2014
DeKalb County District Attorney's Office March 2011 - September 2013
DeKalb County Office of the District Attorney May 2010 - March 2011
United States Securities and Exchange Commission January 2010 - May 2010
Jackson Capital Funding October 2004 - June 2007
Wachovia Bank May 2003 - September 2004
Bank of America January 1996 - January 2001
Skills
Commercial Loan..., Mortgage Underwriting, Construction Loans, Equipment Loans, Commercial Lending, Commercial Lines of..., Commercial Banking, Interest Rate..., Commercial Leasing, Church Consulting, Debt Restructuring, Debt Settlement, Banking, Credit, Finance, Fraud, Legal Writing, Lines Of Credit, Management, Motions, White Collar Criminal..., Appeals, Cash Management, Civil Litigation, Commercial Litigation, Corporate Governance, Corporate Law, Courts, Financial Services, Hearings, Legal Research, Litigation, Loans, Mediation, Mortgage Lending, Portfolio Management, Public Speaking, Real Estate, Real Estate Transactions, Securities Regulation, Trials, Westlaw
Education
Georgia State University College of Law 2007 — 2010
Juris Doctor, Law
Spelman College 1992 — 1996
B.A, Economics
Better Business with Joslyn Jackson (The Joslyn Jackson Law Firm, LLC) January 2015 - Present
DeKalb County Recorders Court September 2013 - June 2015
Baskerville Lottie & Jackson, LLC September 2012 - December 2014
DeKalb County District Attorney's Office March 2011 - September 2013
DeKalb County Office of the District Attorney May 2010 - March 2011
United States Securities and Exchange Commission January 2010 - May 2010
Jackson Capital Funding October 2004 - June 2007
Wachovia Bank May 2003 - September 2004
Bank of America January 1996 - January 2001
Skills
Commercial Loan..., Mortgage Underwriting, Construction Loans, Equipment Loans, Commercial Lending, Commercial Lines of..., Commercial Banking, Interest Rate..., Commercial Leasing, Church Consulting, Debt Restructuring, Debt Settlement, Banking, Credit, Finance, Fraud, Legal Writing, Lines Of Credit, Management, Motions, White Collar Criminal..., Appeals, Cash Management, Civil Litigation, Commercial Litigation, Corporate Governance, Corporate Law, Courts, Financial Services, Hearings, Legal Research, Litigation, Loans, Mediation, Mortgage Lending, Portfolio Management, Public Speaking, Real Estate, Real Estate Transactions, Securities Regulation, Trials, Westlaw
Education
Georgia State University College of Law 2007 — 2010
Juris Doctor, Law
Spelman College 1992 — 1996
B.A, Economics
Carlo di Florio Carlo di Florio's United States Securities and Exchange Commission Experience January 2010 - June 2013
Job Chief Risk & Strategy Officer at Financial Industry Regulatory Authority
Industry
Experience
United States Securities and Exchange Commission January 2010 - June 2013
PricewaterhouseCoopers PwC June 1997 - January 2010
Education
Georgetown University Law Center 1995 — 1997
LL.M, International Law and Finance
Pennsylvania State University, The Dickinson School of Law 1990 — 1993
Doctor of Law (JD)
Tulane University 1985 — 1989
Bachelor's degree, Political Economy
The Peddie School 1983 — 1985
United States Securities and Exchange Commission January 2010 - June 2013
PricewaterhouseCoopers PwC June 1997 - January 2010
Education
Georgetown University Law Center 1995 — 1997
LL.M, International Law and Finance
Pennsylvania State University, The Dickinson School of Law 1990 — 1993
Doctor of Law (JD)
Tulane University 1985 — 1989
Bachelor's degree, Political Economy
The Peddie School 1983 — 1985
Charles Zhang Charles Zhang's United States Securities and Exchange Commission Experience June 2013 - August 2013
Job Los Angeles Business Attorney
Industry Legal Services
Experience
Zhang Law Group August 2015 - Present
Financial Industry Regulatory Authority July 2014 - August 2015
United States Attorney's Office January 2014 - May 2014
United States Securities and Exchange Commission June 2013 - August 2013
United States Securities and Exchange Commission January 2013 - June 2013
Legal Aid Society of San Diego, Inc. August 2012 - December 2012
Comprehensive Medical Group of Southern California January 2006 - August 2011
Wonacott Communications, LLC April 2010 - September 2010
Anderson Group Public Relations January 2010 - April 2010
The Poly Post March 2009 - December 2009
Skills
Westlaw, Legal Writing, Legal Research, Corporate Law, Civil Litigation, Securities Regulation, Public Policy, Policy Analysis, Journalism, Administrative Law, Legal Compliance, Due Diligence, Constitutional Law, Corporate Governance, International Law, Securities, Litigation, Legal Issues, Research, Courts, Mediation, Legal Assistance, Fraud, Criminal Law, Motions, LexisNexis, Public Speaking, Commercial Litigation, Appeals, Trials, Arbitration, Analysis, Finance, Policy
Education
University of San Diego School of Law 2011 — 2014
J.D.
California State Polytechnic University-Pomona 2006 — 2010
B.S.
Zhang Law Group August 2015 - Present
Financial Industry Regulatory Authority July 2014 - August 2015
United States Attorney's Office January 2014 - May 2014
United States Securities and Exchange Commission June 2013 - August 2013
United States Securities and Exchange Commission January 2013 - June 2013
Legal Aid Society of San Diego, Inc. August 2012 - December 2012
Comprehensive Medical Group of Southern California January 2006 - August 2011
Wonacott Communications, LLC April 2010 - September 2010
Anderson Group Public Relations January 2010 - April 2010
The Poly Post March 2009 - December 2009
Skills
Westlaw, Legal Writing, Legal Research, Corporate Law, Civil Litigation, Securities Regulation, Public Policy, Policy Analysis, Journalism, Administrative Law, Legal Compliance, Due Diligence, Constitutional Law, Corporate Governance, International Law, Securities, Litigation, Legal Issues, Research, Courts, Mediation, Legal Assistance, Fraud, Criminal Law, Motions, LexisNexis, Public Speaking, Commercial Litigation, Appeals, Trials, Arbitration, Analysis, Finance, Policy
Education
University of San Diego School of Law 2011 — 2014
J.D.
California State Polytechnic University-Pomona 2006 — 2010
B.S.
Noah Heller Noah Heller's United States Securities and Exchange Commission Experience September 2000 - June 2002
Job Chief Executive Officer at Katten Muchin Rosenman LLP
Industry Law Practice
Experience
Katten Muchin Rosenman LLP June 2013 - Present
Katten Muchin Rosenman LLP March 2008 - Present
Kramer Levin Naftalis & Frankel LLP June 2002 - February 2008
United States Securities and Exchange Commission September 2000 - June 2002
Skills
Hedge Funds, Bankruptcy, Trading, Negotiation, Loans, Contract Negotiation, Debt
Education
Fordham University School of Law 1997 — 2000
JD, Law
University of Michigan 1993 — 1997
B.A., Political Science
Katten Muchin Rosenman LLP June 2013 - Present
Katten Muchin Rosenman LLP March 2008 - Present
Kramer Levin Naftalis & Frankel LLP June 2002 - February 2008
United States Securities and Exchange Commission September 2000 - June 2002
Skills
Hedge Funds, Bankruptcy, Trading, Negotiation, Loans, Contract Negotiation, Debt
Education
Fordham University School of Law 1997 — 2000
JD, Law
University of Michigan 1993 — 1997
B.A., Political Science
Harvey Westbrook Jr. Harvey Westbrook Jr.'s United States Securities and Exchange Commission Experience 2008 - 2011
Job Senior Manager, Deloitte Transactions and Business Analytics LLP
Industry Financial Services
Experience
Deloitte Transactions and Business Analytics LLP September 2015 - Present
US Securities and Exchange Commission February 2011 - September 2015
US Securities and Exchange Commission January 2010 - January 2012
United States Securities and Exchange Commission 2008 - 2011
US Securities and Exchange Commission May 2007 - December 2009
UNX July 2006 - August 2007
Securities and Exchange Commission September 2000 - July 2006
Skills
Financial Modeling, Quantitative Research, Quantitative Analytics, Quantitative Risk, Econometrics, Hedge Funds, Investment Management, Quantitative Finance, Equities, Financial Risk, Economics, Derivatives, Fixed Income, Capital Markets, Finance, Securities, Risk Management, Financial Analysis
Education
University of Illinois at Urbana-Champaign 1992 — 2001
Phd, Economics
Rice University 1988 — 1992
BA, Economics, Managerial Studies
Deloitte Transactions and Business Analytics LLP September 2015 - Present
US Securities and Exchange Commission February 2011 - September 2015
US Securities and Exchange Commission January 2010 - January 2012
United States Securities and Exchange Commission 2008 - 2011
US Securities and Exchange Commission May 2007 - December 2009
UNX July 2006 - August 2007
Securities and Exchange Commission September 2000 - July 2006
Skills
Financial Modeling, Quantitative Research, Quantitative Analytics, Quantitative Risk, Econometrics, Hedge Funds, Investment Management, Quantitative Finance, Equities, Financial Risk, Economics, Derivatives, Fixed Income, Capital Markets, Finance, Securities, Risk Management, Financial Analysis
Education
University of Illinois at Urbana-Champaign 1992 — 2001
Phd, Economics
Rice University 1988 — 1992
BA, Economics, Managerial Studies
David Casterline's United States Securities and Exchange Commission Experience December 1979 - October 1986
Job Securities Litigation Attorney
Industry Law Practice
Experience
Law Office of David L. Casterline June 2000 - July 2012
Law Office of David L. Casterline March 1999 - May 2006
Casterline & Agajanian, LLP January 1988 - January 1999
United States Securities and Exchange Commission December 1979 - October 1986
State of Indiana, 46th Judicial Circuit January 1970 - January 1974
Skills
Securities Litigation, Securities Regulation, Litigation, Arbitration
Education
Indiana University School of Law—Bloomington 1964 — 1967
Juris Doctor, Law
Ball State University 1960 — 1963
Bachelor of Science, History, English
Law Office of David L. Casterline June 2000 - July 2012
Law Office of David L. Casterline March 1999 - May 2006
Casterline & Agajanian, LLP January 1988 - January 1999
United States Securities and Exchange Commission December 1979 - October 1986
State of Indiana, 46th Judicial Circuit January 1970 - January 1974
Skills
Securities Litigation, Securities Regulation, Litigation, Arbitration
Education
Indiana University School of Law—Bloomington 1964 — 1967
Juris Doctor, Law
Ball State University 1960 — 1963
Bachelor of Science, History, English
Justine T. Rousseau Justine T. Rousseau's United States Securities and Exchange Commission Experience May 2009 - July 2009
Job Attorney at Law at The Law Offices of Justine T Rousseau
Industry Law Practice
Experience
Nascence Capital January 2014 - Present
The Law Offices of Justine T Rousseau January 2014 - Present
Venable, LLP September 2012 - January 2014
Morrison & Foerster LLP September 2011 - September 2012
United States Department of Justice January 2011 - April 2011
Morrison & Foerster LLP 2010 - 2010
United States Securities and Exchange Commission May 2009 - July 2009
MetroFund Group 2007 - 2007
Fannie Mae 2006 - 2007
Fannie Mae 2003 - 2006
Skills
Negotiation, Structuring Transactions, Employee Training, Mentoring, Communication, Financial Structuring, Legal Research, Real Estate, Credit, Underwriting, Management, Due Diligence, Commercial Mortgages, Commercial Real Estate, Corporate Law, Loans, Banking
Education
Georgetown University Law Center 2009 — 2011
JD, Law
University of Delaware - Lerner College of Business and Economics 1994 — 1998
BS, Business Administration- Finance
Garden City Senior High School 1990 — 1994
Nascence Capital January 2014 - Present
The Law Offices of Justine T Rousseau January 2014 - Present
Venable, LLP September 2012 - January 2014
Morrison & Foerster LLP September 2011 - September 2012
United States Department of Justice January 2011 - April 2011
Morrison & Foerster LLP 2010 - 2010
United States Securities and Exchange Commission May 2009 - July 2009
MetroFund Group 2007 - 2007
Fannie Mae 2006 - 2007
Fannie Mae 2003 - 2006
Skills
Negotiation, Structuring Transactions, Employee Training, Mentoring, Communication, Financial Structuring, Legal Research, Real Estate, Credit, Underwriting, Management, Due Diligence, Commercial Mortgages, Commercial Real Estate, Corporate Law, Loans, Banking
Education
Georgetown University Law Center 2009 — 2011
JD, Law
University of Delaware - Lerner College of Business and Economics 1994 — 1998
BS, Business Administration- Finance
Garden City Senior High School 1990 — 1994
Ryan Hashmi Ryan Hashmi's United States Securities and Exchange Commission Experience May 2013 - August 2013
Job International Tax Professional
Industry Accounting
Experience
McGladrey June 2015 - Present
University of Miami School of Law August 2013 - December 2013
United States Securities and Exchange Commission May 2013 - August 2013
University of Miami School of Law May 2012 - November 2012
Marcum LLP January 2011 - July 2011
CBIZ MHM, LLC July 2008 - January 2010
Skills
Accounting, Auditing, Financial Reporting, Quickbooks, GAAP, Time Management, Risk Assessment, Analysis, Tax, Financial Accounting, Internal Controls
Education
University of Miami School of Law 2011 — 2014
Juris Doctor, LL.M. - Taxation, Law
California State Polytechnic University-Pomona 2004 — 2008
Bachelor of Science, Accounting
Fountain Valley High School 2000 — 2004
Diploma
McGladrey June 2015 - Present
University of Miami School of Law August 2013 - December 2013
United States Securities and Exchange Commission May 2013 - August 2013
University of Miami School of Law May 2012 - November 2012
Marcum LLP January 2011 - July 2011
CBIZ MHM, LLC July 2008 - January 2010
Skills
Accounting, Auditing, Financial Reporting, Quickbooks, GAAP, Time Management, Risk Assessment, Analysis, Tax, Financial Accounting, Internal Controls
Education
University of Miami School of Law 2011 — 2014
Juris Doctor, LL.M. - Taxation, Law
California State Polytechnic University-Pomona 2004 — 2008
Bachelor of Science, Accounting
Fountain Valley High School 2000 — 2004
Diploma
Jessica Magee Jessica Magee's United States Securities and Exchange Commission Experience February 2015 - Present
Job Assistant Regional Director at the United States Securities and Exchange Commission
Industry Law Enforcement
Experience
United States Securities and Exchange Commission February 2015 - Present
United States Securities and Exchange Commission March 2012 - February 2015
United States Securities and Exchange Commission March 2010 - February 2012
Thompson & Knight LLP September 2002 - March 2010
Skills
Securities Regulation, Securities Litigation, Securities Fraud, White Collar Litigation, Commercial Litigation, Trials, Fraud, Fraud Detection, Corporate Governance, Internal Investigations, Arbitration, Business Litigation, Civil Litigation, Litigation, White Collar Criminal..., Securities, FCPA, Bankruptcy, Appeals, Trial Practice, Legal Writing, Administrative Law, Trade Secrets, Mediation, Class Actions, Criminal Law
Education
Southern Methodist University Dedman School of Law 1999 — 2002
Doctor of Law (JD), Law
Southwest Texas State University 1995 — 1999
Bachelor of Arts (BA), Political Science and Government
Douglas MacArthur High School
United States Securities and Exchange Commission February 2015 - Present
United States Securities and Exchange Commission March 2012 - February 2015
United States Securities and Exchange Commission March 2010 - February 2012
Thompson & Knight LLP September 2002 - March 2010
Skills
Securities Regulation, Securities Litigation, Securities Fraud, White Collar Litigation, Commercial Litigation, Trials, Fraud, Fraud Detection, Corporate Governance, Internal Investigations, Arbitration, Business Litigation, Civil Litigation, Litigation, White Collar Criminal..., Securities, FCPA, Bankruptcy, Appeals, Trial Practice, Legal Writing, Administrative Law, Trade Secrets, Mediation, Class Actions, Criminal Law
Education
Southern Methodist University Dedman School of Law 1999 — 2002
Doctor of Law (JD), Law
Southwest Texas State University 1995 — 1999
Bachelor of Arts (BA), Political Science and Government
Douglas MacArthur High School
Teah Quinn, Esq. Teah Quinn, Esq.'s United States Securities and Exchange Commission Experience May 2001 - August 2001
Job Senior Recruiter at Fillmore Search Group, 415.795.4250, Teah@fillmoresearch.com
Industry Legal Services
Experience
Fillmore Search Group April 2015 - Present
Robert Half Legal June 2013 - April 2015
ARMA International June 2013 - October 2013
ARMA International June 2012 - June 2013
Robert Half Legal March 2011 - June 2013
Huron Consulting Group March 2007 - June 2010
REI May 2008 - May 2010
Massachusetts State Senator Andrea F. Nuciforo Jr. September 2003 - January 2007
Stein & Smith May 2002 - September 2002
United States Securities and Exchange Commission May 2001 - August 2001
Skills
Recruiting, Human Resources, Interviews, Management, Temporary Placement, Litigation Support, Training, Hiring, Legal Research, Executive Search, Basic HTML, Basic CSS, Legal Writing, Leadership, Litigation, Sales, Legal Compliance, Contract Negotiation, Employee Benefits, Employment Law, Applicant Tracking..., Administration, Access, Corporate Law, Analysis, Mergers & Acquisitions, Consulting, Legal Recruiting, Interviewing, Contract Recruitment, Document Review, Time Management, Executive Management, Vendor Management, Talent Acquisition, Staffing Services, Temporary Staffing, Social Networking, Cold Calling, Finance
Education
The College of William and Mary - Marshall Wythe Law School 2000 — 2003
J.D.
Lynchburg College 1996 — 2000
BA, Psychology, Political Science
Lenox Memorial High School
Isenberg School of Management, UMass Amherst 2005 — 2006
N/A, Business
Fillmore Search Group April 2015 - Present
Robert Half Legal June 2013 - April 2015
ARMA International June 2013 - October 2013
ARMA International June 2012 - June 2013
Robert Half Legal March 2011 - June 2013
Huron Consulting Group March 2007 - June 2010
REI May 2008 - May 2010
Massachusetts State Senator Andrea F. Nuciforo Jr. September 2003 - January 2007
Stein & Smith May 2002 - September 2002
United States Securities and Exchange Commission May 2001 - August 2001
Skills
Recruiting, Human Resources, Interviews, Management, Temporary Placement, Litigation Support, Training, Hiring, Legal Research, Executive Search, Basic HTML, Basic CSS, Legal Writing, Leadership, Litigation, Sales, Legal Compliance, Contract Negotiation, Employee Benefits, Employment Law, Applicant Tracking..., Administration, Access, Corporate Law, Analysis, Mergers & Acquisitions, Consulting, Legal Recruiting, Interviewing, Contract Recruitment, Document Review, Time Management, Executive Management, Vendor Management, Talent Acquisition, Staffing Services, Temporary Staffing, Social Networking, Cold Calling, Finance
Education
The College of William and Mary - Marshall Wythe Law School 2000 — 2003
J.D.
Lynchburg College 1996 — 2000
BA, Psychology, Political Science
Lenox Memorial High School
Isenberg School of Management, UMass Amherst 2005 — 2006
N/A, Business
Leslie Graham Leslie Graham's United States Securities and Exchange Commission Experience August 2013 - December 2013
Job Associate at Locke Lord LLP
Industry Law Practice
Experience
Locke Lord LLP October 2014 - Present
Investor Justice and Education Clinic January 2014 - May 2014
United States Securities and Exchange Commission August 2013 - December 2013
Edwards Wildman Palmer LLP May 2013 - August 2013
National Juvenile Defender Center May 2012 - August 2012
AmeriCorps August 2010 - August 2011
Target June 2008 - September 2009
Skills
Legal Research, Westlaw, Community Outreach, Microsoft Office, Leadership Development, Research, Teaching, Leadership, Legal Writing, Lexis, Public Speaking, Nonprofits, Editing, Spanish
Education
Howard University School of Law 2011 — 2014
Juris Doctor (J.D.), Cum Laude
Rutgers, The State University of New Jersey - Rutgers Business School 2004 — 2008
BS, marketing
School Without Walls Sr. High 2000 — 2004
Diploma
Locke Lord LLP October 2014 - Present
Investor Justice and Education Clinic January 2014 - May 2014
United States Securities and Exchange Commission August 2013 - December 2013
Edwards Wildman Palmer LLP May 2013 - August 2013
National Juvenile Defender Center May 2012 - August 2012
AmeriCorps August 2010 - August 2011
Target June 2008 - September 2009
Skills
Legal Research, Westlaw, Community Outreach, Microsoft Office, Leadership Development, Research, Teaching, Leadership, Legal Writing, Lexis, Public Speaking, Nonprofits, Editing, Spanish
Education
Howard University School of Law 2011 — 2014
Juris Doctor (J.D.), Cum Laude
Rutgers, The State University of New Jersey - Rutgers Business School 2004 — 2008
BS, marketing
School Without Walls Sr. High 2000 — 2004
Diploma
Caitlyn Whitney Caitlyn Whitney's United States Securities and Exchange Commission Experience June 2010 - August 2010
Job Healthcare Associate at Waller Lansden Dortch and Davis
Industry Law Practice
Experience
Waller Lansden Dortch and Davis February 2013 - Present
Bradley Arant Boult Cummings LLP September 2011 - February 2013
HB Sconyers, LLC February 2009 - June 2011
United States Securities and Exchange Commission June 2010 - August 2010
Office of the General Counsel, Vanderbilt University January 2010 - April 2010
United States Attorney's Office June 2009 - August 2009
Skills
Health Law, Mergers, Corporate Law, Licensing, Healthcare, Hospitals, Legal Writing, Joint Ventures, Mergers, Private Equity
Education
Vanderbilt University Law School 2008 — 2011
JD, Law and Business
California State University-Fullerton 2006 — 2008
BA, Political Science, cum laude
California State University-Fullerton - College of Business and Economics 2006 — 2008
Minor, Business Management
Waller Lansden Dortch and Davis February 2013 - Present
Bradley Arant Boult Cummings LLP September 2011 - February 2013
HB Sconyers, LLC February 2009 - June 2011
United States Securities and Exchange Commission June 2010 - August 2010
Office of the General Counsel, Vanderbilt University January 2010 - April 2010
United States Attorney's Office June 2009 - August 2009
Skills
Health Law, Mergers, Corporate Law, Licensing, Healthcare, Hospitals, Legal Writing, Joint Ventures, Mergers, Private Equity
Education
Vanderbilt University Law School 2008 — 2011
JD, Law and Business
California State University-Fullerton 2006 — 2008
BA, Political Science, cum laude
California State University-Fullerton - College of Business and Economics 2006 — 2008
Minor, Business Management
Michael Brandon Yee Michael Brandon Yee's United States Securities and Exchange Commission Experience May 2009 - August 2009
Job Derivatives Specialist at State Street Bank & Trust Co.
Industry Accounting
Experience
State Street Bank & Trust Co. March 2015 - Present
State Street Bank & Trust Co. March 2014 - February 2015
Skymack Inc June 2009 - December 2013
United States Securities and Exchange Commission May 2009 - August 2009
Skills
Microsoft Excel, Microsoft Office, Social Media, Microsoft Word, PowerPoint, Bloomberg Terminal, ADP Payroll, QuickBooks, Sales, Trading
Education
Syracuse University - Martin J. Whitman School of Management 2009 — 2013
Bachelor's Degree, Accounting
State Street Bank & Trust Co. March 2015 - Present
State Street Bank & Trust Co. March 2014 - February 2015
Skymack Inc June 2009 - December 2013
United States Securities and Exchange Commission May 2009 - August 2009
Skills
Microsoft Excel, Microsoft Office, Social Media, Microsoft Word, PowerPoint, Bloomberg Terminal, ADP Payroll, QuickBooks, Sales, Trading
Education
Syracuse University - Martin J. Whitman School of Management 2009 — 2013
Bachelor's Degree, Accounting
Dwight Williams Dwight Williams's United States Securities and Exchange Commission Experience 2011 - 2011
Job Attorney at Spooner & Associates, P.C.
Industry Law Practice
Experience
Spooner & Associates, P.C. August 2015 - Present
Lueder, Larkin & Hunter, LLC January 2012 - August 2015
United States Securities and Exchange Commission 2011 - 2011
ING Foundation 2010 - 2011
Citigroup 2005 - 2010
Ignition 2003 - 2004
The Coca-Cola Company 2001 - 2003
Linden Alschuler & Kaplan Public Relations 2000 - 2001
Burson-Marsteller 2000 - 2000
United Way of New York City 1999 - 2000
Skills
LexisNexis, Westlaw, PowerPoint, Microsoft Office, SharePoint, Civil Litigation, Garnishments, Legal Writing, Corporate Law, Change Management, Press Releases, Speech Writing, Corporate Communications, Strategic Communications, Media Relations, Sponsorship, Editing, Process Improvement, Project Management, Public Relations, Public Affairs, Fundraising
Education
Georgia State University College of Law 2007 — 2011
Juris Doctorate, Corporate Law
New York University 1990 — 1994
Bachelor of Arts, Politics
Spooner & Associates, P.C. August 2015 - Present
Lueder, Larkin & Hunter, LLC January 2012 - August 2015
United States Securities and Exchange Commission 2011 - 2011
ING Foundation 2010 - 2011
Citigroup 2005 - 2010
Ignition 2003 - 2004
The Coca-Cola Company 2001 - 2003
Linden Alschuler & Kaplan Public Relations 2000 - 2001
Burson-Marsteller 2000 - 2000
United Way of New York City 1999 - 2000
Skills
LexisNexis, Westlaw, PowerPoint, Microsoft Office, SharePoint, Civil Litigation, Garnishments, Legal Writing, Corporate Law, Change Management, Press Releases, Speech Writing, Corporate Communications, Strategic Communications, Media Relations, Sponsorship, Editing, Process Improvement, Project Management, Public Relations, Public Affairs, Fundraising
Education
Georgia State University College of Law 2007 — 2011
Juris Doctorate, Corporate Law
New York University 1990 — 1994
Bachelor of Arts, Politics
Burton King Burton King's United States Securities and Exchange Commission Experience January 2015 - April 2015
Job Summer Associate at Florio, Scally & Leahy, LLP
Industry Law Practice
Experience
Florio, Scally & Leahy, LLP May 2015 - Present
Brooklyn Law School April 2015 - Present
Melissa Mortazavi, Visiting Assisant Professor of Law October 2014 - May 2015
United States Securities and Exchange Commission January 2015 - April 2015
Jayne Ressler, Associate Professor of Legal Writing June 2014 - April 2015
Guadagnoli & Redding, P.C. September 2014 - December 2014
Honorable Joan B. Lobis May 2014 - August 2014
Weitz & Luxenberg September 2011 - July 2013
Legal Intake Professionals October 2010 - July 2011
Skills
Legal Writing, Trials, Legal Research, Westlaw, Litigation, Courts, Lexis, Product Liability, Pleadings, Microsoft Excel, Motions, Class Actions
Education
Brooklyn Law School 2013 — 2016
Juris Doctor, Law
University of Tennessee-Knoxville 2006 — 2010
Bachelor of Arts (B.A.), Philosophy, summa cum laude
University of Helsinki 2008 — 2008
History
Florio, Scally & Leahy, LLP May 2015 - Present
Brooklyn Law School April 2015 - Present
Melissa Mortazavi, Visiting Assisant Professor of Law October 2014 - May 2015
United States Securities and Exchange Commission January 2015 - April 2015
Jayne Ressler, Associate Professor of Legal Writing June 2014 - April 2015
Guadagnoli & Redding, P.C. September 2014 - December 2014
Honorable Joan B. Lobis May 2014 - August 2014
Weitz & Luxenberg September 2011 - July 2013
Legal Intake Professionals October 2010 - July 2011
Skills
Legal Writing, Trials, Legal Research, Westlaw, Litigation, Courts, Lexis, Product Liability, Pleadings, Microsoft Excel, Motions, Class Actions
Education
Brooklyn Law School 2013 — 2016
Juris Doctor, Law
University of Tennessee-Knoxville 2006 — 2010
Bachelor of Arts (B.A.), Philosophy, summa cum laude
University of Helsinki 2008 — 2008
History
Sharon R. (Burgett Ganley) Podlozny's United States Securities and Exchange Commission Experience January 2010 - Present
Job Program Specialist
Industry Executive Office
Experience
United States Securities and Exchange Commission January 2010 - Present
Pierce Davis & Perritano August 2008 - August 2009
2005-2008, Yavapai Regional Medical Center September 2005 - July 2008
Yavapai Regional Medical Center September 2005 - July 2008
Hillis, Clark, Martin & Peterson December 2004 - July 2005
Molokai General Hospital January 2002 - February 2004
Molokai General Hospital January 2002 - February 2004
Bays Deaver Lung Rose & Holma October 2001 - January 2002
Kiel, Ellis & Boxer August 1998 - October 2001
Wang Laboratories, Inc January 1979 - January 1991
Skills
Microsoft Excel, Administrative..., Project Management, Microsoft Word, Recruiting, Human Resources, Time Management, Analysis, Software Documentation, Research, Policy, Management, PowerPoint, Microsoft Office, Administrative..., Program Management, Interviews
Education
Bay Path College 2009 — 2010
Studies, Liberal Arts
United States Securities and Exchange Commission January 2010 - Present
Pierce Davis & Perritano August 2008 - August 2009
2005-2008, Yavapai Regional Medical Center September 2005 - July 2008
Yavapai Regional Medical Center September 2005 - July 2008
Hillis, Clark, Martin & Peterson December 2004 - July 2005
Molokai General Hospital January 2002 - February 2004
Molokai General Hospital January 2002 - February 2004
Bays Deaver Lung Rose & Holma October 2001 - January 2002
Kiel, Ellis & Boxer August 1998 - October 2001
Wang Laboratories, Inc January 1979 - January 1991
Skills
Microsoft Excel, Administrative..., Project Management, Microsoft Word, Recruiting, Human Resources, Time Management, Analysis, Software Documentation, Research, Policy, Management, PowerPoint, Microsoft Office, Administrative..., Program Management, Interviews
Education
Bay Path College 2009 — 2010
Studies, Liberal Arts
Joe St. Denis Joe St. Denis's United States Securities and Exchange Commission Experience December 1998 - January 2004
Job Sr. Director, National FAS Practice Leader, Riveron Consulting
Industry Accounting
Experience
Riveron Consulting March 2014 - Present
The George Washington University August 2013 - Present
Baseline Insights May 2012 - Present
Public Company Accounting Oversight Board November 2007 - May 2012
American International Group Financial Services June 2006 - October 2007
Fitch Ratings, One State Street Plaza January 2004 - December 2004
United States Securities and Exchange Commission December 1998 - January 2004
Superconducting Core Technologies July 1996 - December 1998
Coopers & Lybrand August 1991 - July 1996
Skills
Financial Reporting, IFRS, Financial Risk, SEC filings, Analysis, Auditing, GAAP, Risk Assessment, US GAAP, Business Intelligence, IPO, Investments, Private Equity, Accounting, Due Diligence, Program Management, Internal Audit, Internal Controls, Strategy, Financial Services, Corporate Finance, Portfolio Management, Financial Analysis, Management Consulting, Risk Management, Management, Valuation, Sarbanes-Oxley Act, Enterprise Risk..., Financial Accounting, Finance, Financial Modeling, Financial Statements, Executive Management, Forensic Accounting, SEC Filings
Education
University of Colorado at Boulder 1989 — 1991
MBA, Accounting
University of Colorado at Boulder 1984 — 1988
BA, History
Riveron Consulting March 2014 - Present
The George Washington University August 2013 - Present
Baseline Insights May 2012 - Present
Public Company Accounting Oversight Board November 2007 - May 2012
American International Group Financial Services June 2006 - October 2007
Fitch Ratings, One State Street Plaza January 2004 - December 2004
United States Securities and Exchange Commission December 1998 - January 2004
Superconducting Core Technologies July 1996 - December 1998
Coopers & Lybrand August 1991 - July 1996
Skills
Financial Reporting, IFRS, Financial Risk, SEC filings, Analysis, Auditing, GAAP, Risk Assessment, US GAAP, Business Intelligence, IPO, Investments, Private Equity, Accounting, Due Diligence, Program Management, Internal Audit, Internal Controls, Strategy, Financial Services, Corporate Finance, Portfolio Management, Financial Analysis, Management Consulting, Risk Management, Management, Valuation, Sarbanes-Oxley Act, Enterprise Risk..., Financial Accounting, Finance, Financial Modeling, Financial Statements, Executive Management, Forensic Accounting, SEC Filings
Education
University of Colorado at Boulder 1989 — 1991
MBA, Accounting
University of Colorado at Boulder 1984 — 1988
BA, History
Jay Springer's United States Securities and Exchange Commission Experience May 2012 - August 2012
Job Law, business, and technology enthusiast
Industry Biotechnology
Experience
Microbial Robotics LLC May 2015 - May 2015
Microbial Robotics January 2014 - May 2015
Salt Lake County District Attorney's Office September 2013 - January 2014
University of Michigan International Transactions Clinic August 2012 - May 2013
University of Michigan Law School August 2010 - May 2013
United States Securities and Exchange Commission May 2012 - August 2012
Sinoway International Education June 2011 - August 2011
Law Offices of Kristin Raffone Vazquez, L.L.C. November 2006 - September 2009
Lundberg & Associates May 2008 - March 2009
Skills
Public Speaking, Editing, Research, Legal Research, Legal Writing, Policy Analysis, Nonprofits, Social Media, International Relations, Data Analysis, Event Planning, Higher Education, PowerPoint, Microsoft Office, Teaching, Microsoft Excel, Microsoft Word, English, Government, Event Management, Strategy
Education
University of Michigan Law School 2010 — 2013
Doctor of Law (J.D.), Law
Westminster College 2005 — 2009
B.A., Philosophy, Economics, Honors
Microbial Robotics LLC May 2015 - May 2015
Microbial Robotics January 2014 - May 2015
Salt Lake County District Attorney's Office September 2013 - January 2014
University of Michigan International Transactions Clinic August 2012 - May 2013
University of Michigan Law School August 2010 - May 2013
United States Securities and Exchange Commission May 2012 - August 2012
Sinoway International Education June 2011 - August 2011
Law Offices of Kristin Raffone Vazquez, L.L.C. November 2006 - September 2009
Lundberg & Associates May 2008 - March 2009
Skills
Public Speaking, Editing, Research, Legal Research, Legal Writing, Policy Analysis, Nonprofits, Social Media, International Relations, Data Analysis, Event Planning, Higher Education, PowerPoint, Microsoft Office, Teaching, Microsoft Excel, Microsoft Word, English, Government, Event Management, Strategy
Education
University of Michigan Law School 2010 — 2013
Doctor of Law (J.D.), Law
Westminster College 2005 — 2009
B.A., Philosophy, Economics, Honors
Natalie Roberts Natalie Roberts's United States Securities and Exchange Commission Experience January 1984 - January 1988
Job Candidate for LLM in Taxation at Univ of Florida
Industry Higher Education
Experience
Candidate for LLM in Taxation, UF August 2015 - Present
Florida OFR Division of Securities July 2014 - August 2015
Compliglobe Asia November 2013 - May 2014
Minnesota Department of Commerce February 2012 - October 2013
FINRA 2001 - March 2012
State of Minnesota January 2011 - February 2012
Inner City Tennis 2010 - 2010
Atlas, Pearlman and Trop, PA March 1988 - May 1992
UNITED STATES SECURITIES AND EXCHANGE COMMISSION January 1984 - January 1988
Skills
Securities Regulation, Legal Writing, Legal Research, Litigation, Fraud, Arbitration, Securities Litigation, Policy, Administrative Law, Civil Litigation, Financial Services, investment adviser..., FINRA, Investments, Due Diligence, SEC, SEC filings, hedge fund compliance..., securities fraud..., mortgage origination..., mortgage fraud..., AML, Accounting for lawyers..., Broker-dealer..., (General) EMIR, Internal Investigations, Mediation, Anti Money Laundering, Securities, Management, Public Speaking, Leadership, Research, Government, Strategic Planning, Investigation, Program Management, Risk Management
Education
University of Florida - Fredric G. Levin College of Law 1980 — 1983
JD, Special interest in corporate and securities law
Emory University
BA, History
Candidate for LLM in Taxation, UF August 2015 - Present
Florida OFR Division of Securities July 2014 - August 2015
Compliglobe Asia November 2013 - May 2014
Minnesota Department of Commerce February 2012 - October 2013
FINRA 2001 - March 2012
State of Minnesota January 2011 - February 2012
Inner City Tennis 2010 - 2010
Atlas, Pearlman and Trop, PA March 1988 - May 1992
UNITED STATES SECURITIES AND EXCHANGE COMMISSION January 1984 - January 1988
Skills
Securities Regulation, Legal Writing, Legal Research, Litigation, Fraud, Arbitration, Securities Litigation, Policy, Administrative Law, Civil Litigation, Financial Services, investment adviser..., FINRA, Investments, Due Diligence, SEC, SEC filings, hedge fund compliance..., securities fraud..., mortgage origination..., mortgage fraud..., AML, Accounting for lawyers..., Broker-dealer..., (General) EMIR, Internal Investigations, Mediation, Anti Money Laundering, Securities, Management, Public Speaking, Leadership, Research, Government, Strategic Planning, Investigation, Program Management, Risk Management
Education
University of Florida - Fredric G. Levin College of Law 1980 — 1983
JD, Special interest in corporate and securities law
Emory University
BA, History
Chester A. McPherson Chester A. McPherson's United States Securities and Exchange Commission Experience August 1995 - September 1999
Job Acting Commissioner at District of Columbia Department of Insurance, Securities & Banking
Industry Government Administration
Experience
District of Columbia Department of Insurance, Securities & Banking April 2014 - June 2015
District of Columbia Department of Insurance, Securities & Banking August 2011 - November 2013
Council of the District of Columbia April 2010 - August 2011
Law Offices of Thomas A. Coughlin March 2008 - April 2010
Law Office of Chester A. McPherson September 2005 - April 2008
Deutsche Bank Securities Inc. December 2000 - April 2005
Paul, Hastings, Janofsky & Walker LLP October 1999 - October 2000
United States Securities and Exchange Commission August 1995 - September 1999
Education
Georgetown University McDonough School of Business, Office of Executive Education 2014 — 2014
Executive Certificate: Leading Change in Government
Georgetown University Law Center 2008 — 2009
LL.M., Taxation (with Distinction)
Georgetown University Law Center 2008 — 2009
Certificate, Estate Planning Law
Leadership Greater Washington 2008 2007 — 2008
Georgetown University Law Center 1992 — 1995
JD, Law
Baruch College, City University of New York (CUNY) 1989 — 1991
BBA, Finance
LGW
Utech
District of Columbia Department of Insurance, Securities & Banking April 2014 - June 2015
District of Columbia Department of Insurance, Securities & Banking August 2011 - November 2013
Council of the District of Columbia April 2010 - August 2011
Law Offices of Thomas A. Coughlin March 2008 - April 2010
Law Office of Chester A. McPherson September 2005 - April 2008
Deutsche Bank Securities Inc. December 2000 - April 2005
Paul, Hastings, Janofsky & Walker LLP October 1999 - October 2000
United States Securities and Exchange Commission August 1995 - September 1999
Education
Georgetown University McDonough School of Business, Office of Executive Education 2014 — 2014
Executive Certificate: Leading Change in Government
Georgetown University Law Center 2008 — 2009
LL.M., Taxation (with Distinction)
Georgetown University Law Center 2008 — 2009
Certificate, Estate Planning Law
Leadership Greater Washington 2008 2007 — 2008
Georgetown University Law Center 1992 — 1995
JD, Law
Baruch College, City University of New York (CUNY) 1989 — 1991
BBA, Finance
LGW
Utech
James McEnroe James McEnroe's United States Securities and Exchange Commission Experience May 1980 - March 1984
Job Consultant at JDM Educational Services, Ltd.
Industry Education Management
Experience
JDM Educational Services, Ltd. September 2007 - Present
Community Consolidated School District 146 July 1994 - June 2007
Rich Township Trustees of Schools July 1990 - June 1994
James D. McEnroe, CPA March 1984 - June 1990
United States Securities and Exchange Commission May 1980 - March 1984
Skills
Elementary Education, Business Analysis, Change Management, Contract Negotiation, Labor Relations, Strategic Financial..., Financial Analysis, Project Management, Management Consulting, K-12, Budget Process, Construction Management, Leadership Development, Finance, Leadership, Team Building, Teaching, Instructional Design, Higher Education, Staff Development, Strategic Planning, Budgets, Financial Planning
Education
Western Illinois University - Macomb, Illinois 2006 — 2010
Doctor of Education (Ed.D.), Education, K - 12
Northern Illinois University 1991 — 1993
Master of Science in Education, Education, K - 12
DePaul University 1975 — 1979
Bachelor of Science in Commerce, Accounting and Finance
JDM Educational Services, Ltd. September 2007 - Present
Community Consolidated School District 146 July 1994 - June 2007
Rich Township Trustees of Schools July 1990 - June 1994
James D. McEnroe, CPA March 1984 - June 1990
United States Securities and Exchange Commission May 1980 - March 1984
Skills
Elementary Education, Business Analysis, Change Management, Contract Negotiation, Labor Relations, Strategic Financial..., Financial Analysis, Project Management, Management Consulting, K-12, Budget Process, Construction Management, Leadership Development, Finance, Leadership, Team Building, Teaching, Instructional Design, Higher Education, Staff Development, Strategic Planning, Budgets, Financial Planning
Education
Western Illinois University - Macomb, Illinois 2006 — 2010
Doctor of Education (Ed.D.), Education, K - 12
Northern Illinois University 1991 — 1993
Master of Science in Education, Education, K - 12
DePaul University 1975 — 1979
Bachelor of Science in Commerce, Accounting and Finance
Steven Malina Steven Malina's United States Securities and Exchange Commission Experience 1987 - 1992
Job Litigation Shareholder at Greenberg Traurig, LLP
Industry Law Practice
Experience
Greenberg Traurig, LLP 2008 - Present
Morgan, Lewis & Bockius LLP 2005 - 2008
Ungaretti & Harris LLP 1998 - 2005
Prudential Securities 1992 - 1998
United States Securities and Exchange Commission 1987 - 1992
Skills
Securities Regulation, Securities Litigation, Class Actions, Arbitration, Commercial Litigation, Litigation, FINRA, Corporate Governance, Business Litigation, Compliance, Enforcement, Securities Law, Securities Arbitration, Non-compete Agreements, Employment Law, Employment Litigation, Securities
Education
University of Chicago
Master of Business Administration (MBA)
University of Illinois at Urbana-Champaign
Doctor of Law (JD)
University of Michigan
Bachelor of Arts (B.A.)
Greenberg Traurig, LLP 2008 - Present
Morgan, Lewis & Bockius LLP 2005 - 2008
Ungaretti & Harris LLP 1998 - 2005
Prudential Securities 1992 - 1998
United States Securities and Exchange Commission 1987 - 1992
Skills
Securities Regulation, Securities Litigation, Class Actions, Arbitration, Commercial Litigation, Litigation, FINRA, Corporate Governance, Business Litigation, Compliance, Enforcement, Securities Law, Securities Arbitration, Non-compete Agreements, Employment Law, Employment Litigation, Securities
Education
University of Chicago
Master of Business Administration (MBA)
University of Illinois at Urbana-Champaign
Doctor of Law (JD)
University of Michigan
Bachelor of Arts (B.A.)
Kayla Hocker Kayla Hocker's United States Securities and Exchange Commission Experience June 2014 - Present
Job Pursuing Youth Development
Industry Government Administration
Experience
United States Securities and Exchange Commission June 2014 - Present
United States Department of Homeland Security May 2013 - April 2014
kgb July 2012 - February 2013
Salem College Adult Education Center February 2009 - May 2012
Salem College August 2008 - May 2012
Asian Fusion June 2011 - December 2011
Dance Place May 2011 - August 2011
Colours Performing Arts June 2004 - August 2011
Sparks Temporary Staffing Agency August 2010 - January 2011
Sears Home Appliance Showroom May 2009 - December 2009
Skills
Payroll, Event Planning, PowerPoint, Microsoft Word, Microsoft Office, Bookkeeping, Fundraising, Youth Empowerment, Filing, Fax, Microsoft Excel
Education
Salem College 2008 — 2012
B.A, Mass Media and Communication
Eleanor Roosevelt High School 2004 — 2008
High School Diploma, General Studies
United States Securities and Exchange Commission June 2014 - Present
United States Department of Homeland Security May 2013 - April 2014
kgb July 2012 - February 2013
Salem College Adult Education Center February 2009 - May 2012
Salem College August 2008 - May 2012
Asian Fusion June 2011 - December 2011
Dance Place May 2011 - August 2011
Colours Performing Arts June 2004 - August 2011
Sparks Temporary Staffing Agency August 2010 - January 2011
Sears Home Appliance Showroom May 2009 - December 2009
Skills
Payroll, Event Planning, PowerPoint, Microsoft Word, Microsoft Office, Bookkeeping, Fundraising, Youth Empowerment, Filing, Fax, Microsoft Excel
Education
Salem College 2008 — 2012
B.A, Mass Media and Communication
Eleanor Roosevelt High School 2004 — 2008
High School Diploma, General Studies
Carrie Canter's United States Securities and Exchange Commission Experience 1990 - 1993
Job Tic Toc Sports
Industry Marketing and Advertising
Experience
Tic Toc Sports April 2015 - Present
Canter Ferris Realtors 2005 - 2011
CCC Consulting 2001 - 2003
Barrow, Hanley, MeWhinney & Strauss 1993 - 2000
United States Securities and Exchange Commission 1990 - 1993
Houston & Klein, Inc 1989 - 1990
Skills
Sales, Marketing, Public Speaking
Education
University of Oklahoma
Juris Doctor
University of Oklahoma
BS, Political Science
Tic Toc Sports April 2015 - Present
Canter Ferris Realtors 2005 - 2011
CCC Consulting 2001 - 2003
Barrow, Hanley, MeWhinney & Strauss 1993 - 2000
United States Securities and Exchange Commission 1990 - 1993
Houston & Klein, Inc 1989 - 1990
Skills
Sales, Marketing, Public Speaking
Education
University of Oklahoma
Juris Doctor
University of Oklahoma
BS, Political Science
Victoria G. Hogan, CFA's United States Securities and Exchange Commission Experience July 2000 - August 2006
Job NorthPoint Compliance, LLC (President), USA Hometown Heroes (Vice President, Executive Board)
Industry Investment Management
Experience
NorthPoint Compliance LLC June 2009 - Present
Fortress Investment Group LLC July 2007 - May 2009
United States Securities and Exchange Commission July 2000 - August 2006
Skills
SEC, Securities, Mutual Funds, Investments, Securities Regulation, Hedge Funds, Equities, Trading, Fixed Income, Asset Management, Private Equity, Alternative Investments, Capital Markets, Due Diligence, Management, Financial Services
Education
The College of New Jersey 1995 — 1999
Bachelor of Science, Business Administration
Universidad de Sevilla
Spanish
Middletown North
NorthPoint Compliance LLC June 2009 - Present
Fortress Investment Group LLC July 2007 - May 2009
United States Securities and Exchange Commission July 2000 - August 2006
Skills
SEC, Securities, Mutual Funds, Investments, Securities Regulation, Hedge Funds, Equities, Trading, Fixed Income, Asset Management, Private Equity, Alternative Investments, Capital Markets, Due Diligence, Management, Financial Services
Education
The College of New Jersey 1995 — 1999
Bachelor of Science, Business Administration
Universidad de Sevilla
Spanish
Middletown North
Kaye Williams Kaye Williams's United States Securities and Exchange Commission Experience January 1996 - September 1998
Job Counsel at Mitchell and Dunn, Attorneys at Law
Industry Law Practice
Experience
Mitchell and Dunn, Attorneys at Law April 2003 - September 2014
Prudential Financial September 1999 - April 2003
United States Securities and Exchange Commission January 1996 - September 1998
Securities Industry Association August 1993 - January 1996
United States Securities and Exchange Commission October 1990 - August 1993
United States Securities and Exchange Commission August 1988 - October 1990
Skills
Corporate Law, Litigation, Commercial Litigation
Education
Georgetown University Law Center 1983 — 1986
JD, Law
Goucher College 1979 — 1983
Bachelor's Degree, BA, Politics and Public Policy
Mitchell and Dunn, Attorneys at Law April 2003 - September 2014
Prudential Financial September 1999 - April 2003
United States Securities and Exchange Commission January 1996 - September 1998
Securities Industry Association August 1993 - January 1996
United States Securities and Exchange Commission October 1990 - August 1993
United States Securities and Exchange Commission August 1988 - October 1990
Skills
Corporate Law, Litigation, Commercial Litigation
Education
Georgetown University Law Center 1983 — 1986
JD, Law
Goucher College 1979 — 1983
Bachelor's Degree, BA, Politics and Public Policy
Erica Achatz Erica Achatz's United States Securities and Exchange Commission Experience August 2011 - November 2011
Job Associate at Messner Reeves LLP
Industry Law Practice
Experience
Messner Reeves LLP August 2013 - Present
Messner Reeves LLP January 2013 - April 2013
Messner Reeves LLP June 2012 - July 2012
Great-West Life and Annuity Insurance Company January 2012 - April 2012
United States Securities and Exchange Commission August 2011 - November 2011
Schuchat, Herzog & Brenman, LLC May 2011 - July 2011
Liquid Capital Group June 2009 - July 2009
Morgan Stanley & Co June 2008 - August 2008
Skills
Legal Writing, Corporate Law, Legal Research, Transactional Law, Oil & Gas Law, Mergers & Acquisitions, Bankruptcy, Employment Law, Corporate Governance, Licensing, Courts, Intellectual Property
Education
University of Denver - Sturm College of Law 2010 — 2013
J.D.
Tufts University 2006 — 2010
Bachelor of Arts, Economics; Spanish
Universidad de Alcalá 2009 — 2009
Economics; Spanish
Messner Reeves LLP August 2013 - Present
Messner Reeves LLP January 2013 - April 2013
Messner Reeves LLP June 2012 - July 2012
Great-West Life and Annuity Insurance Company January 2012 - April 2012
United States Securities and Exchange Commission August 2011 - November 2011
Schuchat, Herzog & Brenman, LLC May 2011 - July 2011
Liquid Capital Group June 2009 - July 2009
Morgan Stanley & Co June 2008 - August 2008
Skills
Legal Writing, Corporate Law, Legal Research, Transactional Law, Oil & Gas Law, Mergers & Acquisitions, Bankruptcy, Employment Law, Corporate Governance, Licensing, Courts, Intellectual Property
Education
University of Denver - Sturm College of Law 2010 — 2013
J.D.
Tufts University 2006 — 2010
Bachelor of Arts, Economics; Spanish
Universidad de Alcalá 2009 — 2009
Economics; Spanish
Glenn Gordon Glenn Gordon's United States Securities and Exchange Commission Experience 2001 - Present
Job Associate Regional Director at United States Securities and Exchange Commission
Industry Government Administration
Experience
United States Securities and Exchange Commission 2001 - Present
SEC 1995 - 2013
US Circuit Court Of Appeals 1986 - 1987
US Circuit Court Of Appeals 1986 - 1987
Skills
Public Speaking, Strategic Planning, Program Development, Research, Leadership
Education
Cornell Law School
J.D., cum laude
University of Pennsylvania (Wharton and Arts and Science)
B.S. (Wharton) and B.A., J.D., Economics and History
United States Securities and Exchange Commission 2001 - Present
SEC 1995 - 2013
US Circuit Court Of Appeals 1986 - 1987
US Circuit Court Of Appeals 1986 - 1987
Skills
Public Speaking, Strategic Planning, Program Development, Research, Leadership
Education
Cornell Law School
J.D., cum laude
University of Pennsylvania (Wharton and Arts and Science)
B.S. (Wharton) and B.A., J.D., Economics and History
Mary Katherine Zevalkink Mary Katherine Zevalkink's United States Securities and Exchange Commission Experience August 2010 - December 2010
Job Associate Corporate Counsel at Dish Network
Industry Law Practice
Experience
Dish Network September 2011 - Present
Dish Network January 2011 - May 2011
United States Securities and Exchange Commission August 2010 - December 2010
Dish Network May 2010 - August 2010
M.D.C. Holdings, Inc. January 2010 - April 2010
Marval, O'Farrell & Mairal May 2009 - August 2009
Amway Global May 2006 - July 2008
Columbian Logistics Network May 2003 - September 2003
Skills
Legal Writing, Legal Research, Corporate Law, Contract Negotiation, Corporate Governance, Licensing
Education
University of Denver - Sturm College of Law 2008 — 2011
JD
University of Michigan 2002 — 2006
Bachelor of the Arts, English Literature, Spanish, Italian
Universidad de Sevilla 2005 — 2005
Dish Network September 2011 - Present
Dish Network January 2011 - May 2011
United States Securities and Exchange Commission August 2010 - December 2010
Dish Network May 2010 - August 2010
M.D.C. Holdings, Inc. January 2010 - April 2010
Marval, O'Farrell & Mairal May 2009 - August 2009
Amway Global May 2006 - July 2008
Columbian Logistics Network May 2003 - September 2003
Skills
Legal Writing, Legal Research, Corporate Law, Contract Negotiation, Corporate Governance, Licensing
Education
University of Denver - Sturm College of Law 2008 — 2011
JD
University of Michigan 2002 — 2006
Bachelor of the Arts, English Literature, Spanish, Italian
Universidad de Sevilla 2005 — 2005
Shaheen Haji Zuver Shaheen Haji Zuver's United States Securities and Exchange Commission Experience October 2013 - Present
Job Senior Counsel, Office of International Affairs at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
United States Securities and Exchange Commission October 2013 - Present
United States Securities and Exchange Commission November 2011 - October 2013
Latham & Watkins September 2007 - September 2011
Social Security Administration July 2003 - September 2004
Bayside Community Center July 2002 - July 2003
Skills
Corporate Law, Corporate Governance, Securities, Private Equity, Venture Capital, Capital Markets, Securities Regulation
Education
University of Chicago Law School 2004 — 2007
JD, Law
University of California San Diego 1998 — 2002
BA, Political Science, Public Policy
United States Securities and Exchange Commission October 2013 - Present
United States Securities and Exchange Commission November 2011 - October 2013
Latham & Watkins September 2007 - September 2011
Social Security Administration July 2003 - September 2004
Bayside Community Center July 2002 - July 2003
Skills
Corporate Law, Corporate Governance, Securities, Private Equity, Venture Capital, Capital Markets, Securities Regulation
Education
University of Chicago Law School 2004 — 2007
JD, Law
University of California San Diego 1998 — 2002
BA, Political Science, Public Policy
Thimi Mina Thimi Mina's United States Securities and Exchange Commission Experience January 1981 - April 1984
Job Partner at McCloskey, Mina & Cunniff, LLC
Industry Legal Services
Experience
McCloskey, Mina & Cunniff, LLC January 1995 - Present
United States Department of Justice May 1984 - January 1995
United States Securities and Exchange Commission January 1981 - April 1984
Education
American University Washington College of Law 1981 — 1984
JD
Michigan State University 1976 — 1978
MPA
University of Maine 1972 — 1976
BA
McCloskey, Mina & Cunniff, LLC January 1995 - Present
United States Department of Justice May 1984 - January 1995
United States Securities and Exchange Commission January 1981 - April 1984
Education
American University Washington College of Law 1981 — 1984
JD
Michigan State University 1976 — 1978
MPA
University of Maine 1972 — 1976
BA
Beville May, J.D. Beville May, J.D.'s United States Securities and Exchange Commission Experience August 1982 - August 1984
Job Impassioned advocate, accomplished communicator, seeking new challenges in the nonprofit world.
Industry Nonprofit Organization Management
Experience
Prevent Claims, LLC January 2007 - Present
Penn Tank Lines, LLC September 2003 - December 2005
SBM Associates September 1987 - March 2003
Choate, Hall & Stewart August 1984 - September 1987
United States Securities and Exchange Commission August 1982 - August 1984
Skills
Private Investigations, Employment Law, Risk Management, Risk Mitigation, Risk Analysis, Investigations, Lawsuit Prevention, Claim, Mediation, Discrimination, Claims, Training & Development, Training Delivery, Staff Training, Harassment, Dispute, Litigation, Trials, Human Resources, Family Law, Policy, Workplace Safety, Investigation, Courts, Appeals, Employee Training, Legal Research, Legal Writing, Fraud, Training, Public Speaking, Report Writing
Education
Case Western Reserve University School of Law 1977 — 1980
JD, Law
Colgate University 1973 — 1977
BA with High Honors, French and International Relations
Prevent Claims, LLC January 2007 - Present
Penn Tank Lines, LLC September 2003 - December 2005
SBM Associates September 1987 - March 2003
Choate, Hall & Stewart August 1984 - September 1987
United States Securities and Exchange Commission August 1982 - August 1984
Skills
Private Investigations, Employment Law, Risk Management, Risk Mitigation, Risk Analysis, Investigations, Lawsuit Prevention, Claim, Mediation, Discrimination, Claims, Training & Development, Training Delivery, Staff Training, Harassment, Dispute, Litigation, Trials, Human Resources, Family Law, Policy, Workplace Safety, Investigation, Courts, Appeals, Employee Training, Legal Research, Legal Writing, Fraud, Training, Public Speaking, Report Writing
Education
Case Western Reserve University School of Law 1977 — 1980
JD, Law
Colgate University 1973 — 1977
BA with High Honors, French and International Relations
John Morrissey John Morrissey's United States Securities and Exchange Commission Experience January 2000 - September 2002
Job Retired from Fortress end of March.
Industry Venture Capital & Private Equity
Experience
RETIRED April 2015 - Present
Fortress Investment Group June 2009 - March 2015
Fortress Investment Group July 2007 - September 2010
General Electric Corporation December 2002 - June 2007
United States Securities and Exchange Commission January 2000 - September 2002
Transamerica Corporation 1997 - 1999
Coopers & Lybrand 1979 - 1997
Skills
Financial Modeling, Private Equity, Corporate Finance, Hedge Funds, Investments, Valuation, Due Diligence, M&A experience
Education
University of California, Berkeley 1975 — 1979
BS, School of Business Administration
RETIRED April 2015 - Present
Fortress Investment Group June 2009 - March 2015
Fortress Investment Group July 2007 - September 2010
General Electric Corporation December 2002 - June 2007
United States Securities and Exchange Commission January 2000 - September 2002
Transamerica Corporation 1997 - 1999
Coopers & Lybrand 1979 - 1997
Skills
Financial Modeling, Private Equity, Corporate Finance, Hedge Funds, Investments, Valuation, Due Diligence, M&A experience
Education
University of California, Berkeley 1975 — 1979
BS, School of Business Administration
Rippi Gill Rippi Gill's United States Securities and Exchange Commission Experience January 2001 - May 2001
Job Senior Associate at Lazare Potter Giacovas LLP
Industry Law Practice
Experience
Lazare Potter & Giacovas LLP September 2011 - Present
Melito & Adolfsen P.C. August 2007 - August 2011
New York City Law Department, Labor and Employment Law Division August 2003 - July 2007
United States Court of Appeals for the Second Circuit August 2001 - August 2003
United States Securities and Exchange Commission January 2001 - May 2001
United States Department of Justice, U.S. Attorney's Office, Southern District of New York January 2000 - June 2000
Skills
Employment Law, Litigation, Civil Litigation, Legal Research, Appeals, Legal Writing, Commercial Litigation, Trials, Trial Practice, Mediation, Insurance Coverage
Education
Hofstra University School of Law 1998 — 2001
J.D., Law
Fordham University 1994 — 1998
B.A., American Studies/French Literature
Universite Laval, Societe des Professeurs Francais et Francophones D'Amerique 1997 — 1997
French Language and Literature
Georgetown University 1996 — 1996
Lazare Potter & Giacovas LLP September 2011 - Present
Melito & Adolfsen P.C. August 2007 - August 2011
New York City Law Department, Labor and Employment Law Division August 2003 - July 2007
United States Court of Appeals for the Second Circuit August 2001 - August 2003
United States Securities and Exchange Commission January 2001 - May 2001
United States Department of Justice, U.S. Attorney's Office, Southern District of New York January 2000 - June 2000
Skills
Employment Law, Litigation, Civil Litigation, Legal Research, Appeals, Legal Writing, Commercial Litigation, Trials, Trial Practice, Mediation, Insurance Coverage
Education
Hofstra University School of Law 1998 — 2001
J.D., Law
Fordham University 1994 — 1998
B.A., American Studies/French Literature
Universite Laval, Societe des Professeurs Francais et Francophones D'Amerique 1997 — 1997
French Language and Literature
Georgetown University 1996 — 1996
Jana Hymowitz's United States Securities and Exchange Commission Experience September 2013 - November 2013
Job LLM Taxation, Candidate at NYU School of Law
Industry Law Practice
Experience
Deloitte Tax LLP October 2014 - August 2015
United States District Court for the Southern District of New York January 2014 - April 2014
United States Securities and Exchange Commission September 2013 - November 2013
Brooklyn Law School June 2013 - August 2013
Southern Poverty Law Center May 2013 - July 2013
New York City Law Department September 2012 - May 2013
Brooklyn Law School June 2012 - August 2012
The Legal Aid Society May 2012 - August 2012
Skills
Legal Writing, Legal Research, Litigation, Corporate Law, Westlaw, Lexis, Constitutional Law, Administrative Law, Courts, Legal Assistance, Commercial Litigation, LexisNexis
Education
New York University School of Law 2015 — 2016
Master of Laws (LL.M.)
Brooklyn Law School 2011 — 2014
Doctor of Law (J.D.)
Bard College 2004 — 2008
Bachelor of Arts (BA)
Deloitte Tax LLP October 2014 - August 2015
United States District Court for the Southern District of New York January 2014 - April 2014
United States Securities and Exchange Commission September 2013 - November 2013
Brooklyn Law School June 2013 - August 2013
Southern Poverty Law Center May 2013 - July 2013
New York City Law Department September 2012 - May 2013
Brooklyn Law School June 2012 - August 2012
The Legal Aid Society May 2012 - August 2012
Skills
Legal Writing, Legal Research, Litigation, Corporate Law, Westlaw, Lexis, Constitutional Law, Administrative Law, Courts, Legal Assistance, Commercial Litigation, LexisNexis
Education
New York University School of Law 2015 — 2016
Master of Laws (LL.M.)
Brooklyn Law School 2011 — 2014
Doctor of Law (J.D.)
Bard College 2004 — 2008
Bachelor of Arts (BA)
Jamie Szal Jamie Szal's United States Securities and Exchange Commission Experience December 2007 - February 2008
Job Counsel at Massachusetts Department of Revenue, Litigation Bureau
Industry Law Practice
Experience
Massachusetts Department of Revenue April 2013 - Present
Massachusetts Department of Revenue, Office of Appeals December 2011 - March 2013
Massachusetts Department of Revenue, Litigation Bureau December 2008 - November 2011
Grahall Partners, LLC May 2011 - October 2011
Northeastern University June 2009 - December 2009
NASDAQ OMX Group, LLC August 2008 - December 2008
Boston Stock Exchange May 2008 - August 2008
United States Securities and Exchange Commission December 2007 - February 2008
New England Legal Foundation May 2007 - August 2007
Katz & Seligman October 2004 - August 2006
Skills
Tax Law, Legal Research, Litigation, Appeals, Corporate Law, Legal Writing, Contract Negotiation, Corporate Governance, International Business..., Tax Controversy, Administrative Law, Trials, Civil Litigation, Legal Issues, Pleadings, Corporate Tax, Lexis, Document Drafting, Dispute Resolution, Hearings, Westlaw, Alternative Dispute..., Depositions, Trial Practice, Legal Compliance, Motions, Legislative Research, Policy Analysis, Financial Analysis, Mediation, Research, Tax
Education
Georgetown University Law Center 2012 — 2015
Master of Laws (LL.M.), Taxation
Georgetown University Law Center 2012 — 2013
Certificate in State and Local Taxation, Tax Law/Taxation
Northeastern University Law Journal 2007 — 2009
Northeastern University School of Law 2006 — 2009
J.D., Securities, Financial Services, Business and Corporate Law, Litigation
Trinity College-Hartford 2002 — 2006
B.A., International Studies- Middle East and Africa
Massachusetts Department of Revenue April 2013 - Present
Massachusetts Department of Revenue, Office of Appeals December 2011 - March 2013
Massachusetts Department of Revenue, Litigation Bureau December 2008 - November 2011
Grahall Partners, LLC May 2011 - October 2011
Northeastern University June 2009 - December 2009
NASDAQ OMX Group, LLC August 2008 - December 2008
Boston Stock Exchange May 2008 - August 2008
United States Securities and Exchange Commission December 2007 - February 2008
New England Legal Foundation May 2007 - August 2007
Katz & Seligman October 2004 - August 2006
Skills
Tax Law, Legal Research, Litigation, Appeals, Corporate Law, Legal Writing, Contract Negotiation, Corporate Governance, International Business..., Tax Controversy, Administrative Law, Trials, Civil Litigation, Legal Issues, Pleadings, Corporate Tax, Lexis, Document Drafting, Dispute Resolution, Hearings, Westlaw, Alternative Dispute..., Depositions, Trial Practice, Legal Compliance, Motions, Legislative Research, Policy Analysis, Financial Analysis, Mediation, Research, Tax
Education
Georgetown University Law Center 2012 — 2015
Master of Laws (LL.M.), Taxation
Georgetown University Law Center 2012 — 2013
Certificate in State and Local Taxation, Tax Law/Taxation
Northeastern University Law Journal 2007 — 2009
Northeastern University School of Law 2006 — 2009
J.D., Securities, Financial Services, Business and Corporate Law, Litigation
Trinity College-Hartford 2002 — 2006
B.A., International Studies- Middle East and Africa
Clauson Timothy Smoot's United States Securities and Exchange Commission Experience July 1976 - December 1986
Job Law Office of C. Timothy Smoot
Industry Law Practice
Experience
Law Office of C. Timothy Smoot December 1993 - Present
Law Offices of C. Timothy Smoot December 1993 - Present
The Harmony Project April 2001 - March 2015
Expo Tech, Inc. August 1991 - October 1992
Hill and Weis May 1989 - July 1990
Law Offices of Fredric F. Brace, Jr. November 1987 - May 1989
United States Securities and Exchange Commission July 1976 - December 1986
Skills
Entity Formation, Securities Law, Securities Litigation, Business Litigation, Securities, Corporations, Securities Regulation, LLC, Litigation, Commercial Litigation, Venture Capital, Civil Litigation, Corporate Law, Legal Research, Class Actions, Trademarks, Mergers & Acquisitions
Education
Indiana University School of Law—Bloomington 1973 — 1976
JD Magna Cum Laude, Law
Harvard University 1963 — 1967
Bachelor of Arts, Government
Law Office of C. Timothy Smoot December 1993 - Present
Law Offices of C. Timothy Smoot December 1993 - Present
The Harmony Project April 2001 - March 2015
Expo Tech, Inc. August 1991 - October 1992
Hill and Weis May 1989 - July 1990
Law Offices of Fredric F. Brace, Jr. November 1987 - May 1989
United States Securities and Exchange Commission July 1976 - December 1986
Skills
Entity Formation, Securities Law, Securities Litigation, Business Litigation, Securities, Corporations, Securities Regulation, LLC, Litigation, Commercial Litigation, Venture Capital, Civil Litigation, Corporate Law, Legal Research, Class Actions, Trademarks, Mergers & Acquisitions
Education
Indiana University School of Law—Bloomington 1973 — 1976
JD Magna Cum Laude, Law
Harvard University 1963 — 1967
Bachelor of Arts, Government
Ran Ben-Tzur Ran Ben-Tzur's United States Securities and Exchange Commission Experience January 2010 - April 2010
Job at Fenwick and West
Industry Law Practice
Experience
Fenwick and West September 2010 - Present
United States Securities and Exchange Commission January 2010 - April 2010
Fenwick & West LLP May 2009 - July 2009
Hugh and Hazel Darling Law Library May 2008 - December 2008
Grant Thornton August 2006 - July 2007
Skills
Accounting
Education
University of California, Los Angeles - School of Law 2007 — 2010
J.D., Business Law Specialization
University of California, Los Angeles 2004 — 2006
BA, Business Economics with a Minor in Accounting
De Anza College 2002 — 2004
General Studies
Fenwick and West September 2010 - Present
United States Securities and Exchange Commission January 2010 - April 2010
Fenwick & West LLP May 2009 - July 2009
Hugh and Hazel Darling Law Library May 2008 - December 2008
Grant Thornton August 2006 - July 2007
Skills
Accounting
Education
University of California, Los Angeles - School of Law 2007 — 2010
J.D., Business Law Specialization
University of California, Los Angeles 2004 — 2006
BA, Business Economics with a Minor in Accounting
De Anza College 2002 — 2004
General Studies
Carolyn (Griffith) Amrein, CFE, CRISC, MPA Carolyn (Griffith) Amrein, CFE, CRISC, MPA's United States Securities and Exchange Commission Experience 2000 - 2001
Job Head of Data Analytics at PwC Denmark
Industry Management Consulting
Experience
PricewaterhouseCoopers 2013 - Present
AlliedBarton Security Services January 2008 - March 2012
KPMG November 2004 - January 2008
Philadelphia Housing Authority January 2003 - November 2004
BMC Software 2001 - 2003
United States Securities and Exchange Commission 2000 - 2001
United States Department of Justice 1999 - 2000
Law & Economics Consulting Group 1996 - 1998
United States Federal Trade Commission 1994 - 1996
Skills
Process Improvement, Business Process, Strategy, Data Analysis, Fraud Detection, Internal Controls, Internal Audit, Auditing, Risk Assessment, Change Management, Risk Management, Sarbanes-Oxley Act, Sarbanes-Oxley, Management, Business Analysis, Finance, Project Management, Financial Analysis, Business Intelligence, Budgets, Program Management, IT Audit, Certified Fraud Examiner, FCPA, Internal Investigations, Corporate Fraud..., Compliance, Quality Auditing, Budget Process, Software Documentation, Mergers & Acquisitions
Education
Clemson University
Bachelor of Science (BS), Economics, 3.9 / 4.0 (summa cum laude)
The George Washington University 1997 — 1999
Master of Public Administration (MPA), 3.9 / 4.0 (summa cum laude)
The George Washington University
Master's certificate, Project Management
PricewaterhouseCoopers 2013 - Present
AlliedBarton Security Services January 2008 - March 2012
KPMG November 2004 - January 2008
Philadelphia Housing Authority January 2003 - November 2004
BMC Software 2001 - 2003
United States Securities and Exchange Commission 2000 - 2001
United States Department of Justice 1999 - 2000
Law & Economics Consulting Group 1996 - 1998
United States Federal Trade Commission 1994 - 1996
Skills
Process Improvement, Business Process, Strategy, Data Analysis, Fraud Detection, Internal Controls, Internal Audit, Auditing, Risk Assessment, Change Management, Risk Management, Sarbanes-Oxley Act, Sarbanes-Oxley, Management, Business Analysis, Finance, Project Management, Financial Analysis, Business Intelligence, Budgets, Program Management, IT Audit, Certified Fraud Examiner, FCPA, Internal Investigations, Corporate Fraud..., Compliance, Quality Auditing, Budget Process, Software Documentation, Mergers & Acquisitions
Education
Clemson University
Bachelor of Science (BS), Economics, 3.9 / 4.0 (summa cum laude)
The George Washington University 1997 — 1999
Master of Public Administration (MPA), 3.9 / 4.0 (summa cum laude)
The George Washington University
Master's certificate, Project Management
Amber Robertson's United States Securities and Exchange Commission Experience June 2008 - September 2009
Job Marketing Manager at Thrillcall
Industry Music
Experience
Thrillcall December 2014 - Present
United Stations Radio Networks March 2013 - November 2014
United Stations Radio Networks October 2012 - March 2013
John S. and James L. Knight Foundation July 2012 - September 2012
Clear Channel Communications September 2011 - May 2012
University of Miami August 2010 - May 2012
WVUM 90.5FM May 2010 - May 2012
CBS Altitude Group May 2011 - August 2011
WVUM 90.5FM May 2009 - January 2010
United States Securities and Exchange Commission June 2008 - September 2009
Skills
Research, Music, Facebook, Event Planning, Social Media, Spanish, Social Networking, Fundraising, PowerPoint, Radio, Microsoft Office, Advertising, Marketing, Public Relations, Entertainment, Broadcast, Event Management, Blogging, Graphic Design, Sponsorship, Leadership, Social Media Marketing
Education
University of Miami 2008 — 2012
Bachelor of Science in Communication, Double Major: Media Management and Political Science
Charles University 2010 — 2010
Study Abroad Program in Prague, Czech Republic, Liberal Arts
Thrillcall December 2014 - Present
United Stations Radio Networks March 2013 - November 2014
United Stations Radio Networks October 2012 - March 2013
John S. and James L. Knight Foundation July 2012 - September 2012
Clear Channel Communications September 2011 - May 2012
University of Miami August 2010 - May 2012
WVUM 90.5FM May 2010 - May 2012
CBS Altitude Group May 2011 - August 2011
WVUM 90.5FM May 2009 - January 2010
United States Securities and Exchange Commission June 2008 - September 2009
Skills
Research, Music, Facebook, Event Planning, Social Media, Spanish, Social Networking, Fundraising, PowerPoint, Radio, Microsoft Office, Advertising, Marketing, Public Relations, Entertainment, Broadcast, Event Management, Blogging, Graphic Design, Sponsorship, Leadership, Social Media Marketing
Education
University of Miami 2008 — 2012
Bachelor of Science in Communication, Double Major: Media Management and Political Science
Charles University 2010 — 2010
Study Abroad Program in Prague, Czech Republic, Liberal Arts
Suzanne Strater Suzanne Strater's United States Securities and Exchange Commission Experience September 1998 - April 2000
Job U.S. District Court for the Northern District of Illinois
Industry Judiciary
Experience
United States District Court for the Northern District of Illinois April 2002 - Present
Skadden, Arps, Slate, Meagher & Flom, LLP April 2000 - April 2002
United States Securities and Exchange Commission September 1998 - April 2000
United States Court of Appeals for the Seventh Circuit September 1996 - August 1998
Loyola University Chicago September 1996 - May 1998
United States District Court for the Northern District of Illinois September 1995 - August 1996
Wisconsin Court of Appeals August 1994 - July 1995
Skills
Westlaw, Legal Research, Commercial Litigation, Litigation, Legal Writing, Civil Litigation, Courts, Appeals, Enforcement, Trials, Securities Litigation, Mediation, Intellectual Property, Trial Practice, Arbitration, Corporate Law, Hearings
Education
Marquette University Law School 1991 — 1994
Juris Doctor (J.D.)
DePauw University 1981 — 1984
Bachelor's Degree, History
Albert-Ludwigs-Universität Freiburg im Breisgau
Study abroad
United States District Court for the Northern District of Illinois April 2002 - Present
Skadden, Arps, Slate, Meagher & Flom, LLP April 2000 - April 2002
United States Securities and Exchange Commission September 1998 - April 2000
United States Court of Appeals for the Seventh Circuit September 1996 - August 1998
Loyola University Chicago September 1996 - May 1998
United States District Court for the Northern District of Illinois September 1995 - August 1996
Wisconsin Court of Appeals August 1994 - July 1995
Skills
Westlaw, Legal Research, Commercial Litigation, Litigation, Legal Writing, Civil Litigation, Courts, Appeals, Enforcement, Trials, Securities Litigation, Mediation, Intellectual Property, Trial Practice, Arbitration, Corporate Law, Hearings
Education
Marquette University Law School 1991 — 1994
Juris Doctor (J.D.)
DePauw University 1981 — 1984
Bachelor's Degree, History
Albert-Ludwigs-Universität Freiburg im Breisgau
Study abroad
Danielle Raso's United States Securities and Exchange Commission Experience January 2012 - May 2012
Job Business Development and Communications Officer, Global Health Corps Fellow
Industry International Trade and Development
Experience
Set Her Free June 2014 - Present
Population Services International June 2013 - May 2014
United States Securities and Exchange Commission January 2012 - May 2012
Center for Refugees and Immigrants of Tennessee August 2011 - December 2011
Crossroads Campaigns July 2010 - May 2011
Skills
International Relations, Non-profits, Research, Grants, Program Management, Teaching, Legal Writing, Policy Analysis, Politics, Public Policy, Staff Development, International..., Editing, Public Speaking, Political Science, Program Development, Stata, Intercultural..., Data Analysis, Microsoft Office, NGOs, Community Outreach, Program Evaluation
Education
CET Academic Programs 2012 — 2012
Arabic Intensive in Irbid, Jordan
American University 2009 — 2012
BA, International Studies, Philosophy
Ravenwood High School 2005 — 2009
Ravenwood Honors DIploma
Vanderbilt University
Set Her Free June 2014 - Present
Population Services International June 2013 - May 2014
United States Securities and Exchange Commission January 2012 - May 2012
Center for Refugees and Immigrants of Tennessee August 2011 - December 2011
Crossroads Campaigns July 2010 - May 2011
Skills
International Relations, Non-profits, Research, Grants, Program Management, Teaching, Legal Writing, Policy Analysis, Politics, Public Policy, Staff Development, International..., Editing, Public Speaking, Political Science, Program Development, Stata, Intercultural..., Data Analysis, Microsoft Office, NGOs, Community Outreach, Program Evaluation
Education
CET Academic Programs 2012 — 2012
Arabic Intensive in Irbid, Jordan
American University 2009 — 2012
BA, International Studies, Philosophy
Ravenwood High School 2005 — 2009
Ravenwood Honors DIploma
Vanderbilt University
Jasmine Speights Jasmine Speights's United States Securities and Exchange Commission Experience April 2010 - May 2012
Job Event Planner and Marketing Associate
Industry Marketing and Advertising
Experience
INVISTA July 2014 - May 2015
Risk Lighthouse, LLC May 2012 - August 2014
United States Securities and Exchange Commission April 2010 - May 2012
Georgia State University April 2008 - August 2011
Skills
Event Planning, Non-profits, Fundraising, Public Speaking, Research, Social Media, PowerPoint, Community Outreach, Microsoft Office, Event Management, Microsoft Excel, Microsoft Word, Public Relations, Customer Service, Editing, Leadership Development, Strategic Planning, Outlook, Media Relations, Marketing, Social Media Marketing, Marketing Communications, Advertising, Leadership, Facebook, Nonprofits, Management, Social Networking, Volunteer Management
Education
Walden University 2014 — 2015
Master’s Degree, Social/Media Psychology, 3.7 GPA
Georgia State University 2008 — 2012
Bachelor’s Degree, Psychology, 3.2 GPA
INVISTA July 2014 - May 2015
Risk Lighthouse, LLC May 2012 - August 2014
United States Securities and Exchange Commission April 2010 - May 2012
Georgia State University April 2008 - August 2011
Skills
Event Planning, Non-profits, Fundraising, Public Speaking, Research, Social Media, PowerPoint, Community Outreach, Microsoft Office, Event Management, Microsoft Excel, Microsoft Word, Public Relations, Customer Service, Editing, Leadership Development, Strategic Planning, Outlook, Media Relations, Marketing, Social Media Marketing, Marketing Communications, Advertising, Leadership, Facebook, Nonprofits, Management, Social Networking, Volunteer Management
Education
Walden University 2014 — 2015
Master’s Degree, Social/Media Psychology, 3.7 GPA
Georgia State University 2008 — 2012
Bachelor’s Degree, Psychology, 3.2 GPA
Kristine Salter Kristine Salter's United States Securities and Exchange Commission Experience July 2010 - August 2010
Job Associate Director of Operations
Industry Financial Services
Experience
MassMutual Chicago March 2014 - Present
Water Tower Financial Partners, LLC July 2011 - March 2014
United States Securities and Exchange Commission July 2010 - August 2010
Office of United States Senator Dick Durbin May 2009 - July 2009
Education
University of Notre Dame 2008 — 2011
B.A.
University of Miami 2007 — 2008
MassMutual Chicago March 2014 - Present
Water Tower Financial Partners, LLC July 2011 - March 2014
United States Securities and Exchange Commission July 2010 - August 2010
Office of United States Senator Dick Durbin May 2009 - July 2009
Education
University of Notre Dame 2008 — 2011
B.A.
University of Miami 2007 — 2008
George A. Villasana George A. Villasana's United States Securities and Exchange Commission Experience September 1995 - September 1997
Job General Counsel at Asbury Automotive Group
Industry Automotive
Experience
Asbury Automotive Group, Inc. April 2012 - Present
Swisher Hygiene Inc. February 2011 - April 2012
Pet DRx Corporation June 2007 - July 2010
AutoNation, Inc. August 2000 - June 2007
Holland & Knight LLP April 1999 - August 2000
Shutts & Bowen LLP September 1997 - April 1999
United States Securities and Exchange Commission September 1995 - September 1997
Skills
Corporate Law, Corporate Governance, Due Diligence, Mergers, Mergers & Acquisitions, SEC filings, Securities Regulation, Securities, Joint Ventures, Licensing, Commercial Litigation, Legal Writing
Education
Georgetown University Law Center 1995 — 1997
Master of Laws (LL.M.), Tax
American University, Washington College of Law 1992 — 1995
Doctor of Law (J.D.)
Florida International University - College of Business 1989 — 1990
Master, Accounting
The Pennsylvania State University 1985 — 1989
BS, Accounting
Asbury Automotive Group, Inc. April 2012 - Present
Swisher Hygiene Inc. February 2011 - April 2012
Pet DRx Corporation June 2007 - July 2010
AutoNation, Inc. August 2000 - June 2007
Holland & Knight LLP April 1999 - August 2000
Shutts & Bowen LLP September 1997 - April 1999
United States Securities and Exchange Commission September 1995 - September 1997
Skills
Corporate Law, Corporate Governance, Due Diligence, Mergers, Mergers & Acquisitions, SEC filings, Securities Regulation, Securities, Joint Ventures, Licensing, Commercial Litigation, Legal Writing
Education
Georgetown University Law Center 1995 — 1997
Master of Laws (LL.M.), Tax
American University, Washington College of Law 1992 — 1995
Doctor of Law (J.D.)
Florida International University - College of Business 1989 — 1990
Master, Accounting
The Pennsylvania State University 1985 — 1989
BS, Accounting
Joshua Grinspoon Joshua Grinspoon's United States Securities and Exchange Commission Experience August 2009 - Present
Job
Industry Law Practice
Experience
United States Securities and Exchange Commission August 2009 - Present
Northeastern University School of Law May 2009 - Present
Massachusetts Securities Division May 2006 - August 2009
Gadsby Hannah LLP June 2000 - April 2006
Nordhaus Law Firm September 1994 - June 1999
Skills
Securities Regulation, Securities, Legal Writing, Corporate Law, Corporate Governance, Corporate Finance, teaching
Education
Harvard University Kennedy School of Government 1998 — 2000
Masters in Public Administration, finance and regulation of financial markets
Northeastern University School of Law 1990 — 1993
Juris Doctor, corporate law
Cornell University 1985 — 1988
Bachelor of Arts, Philosophy; Physics
United States Securities and Exchange Commission August 2009 - Present
Northeastern University School of Law May 2009 - Present
Massachusetts Securities Division May 2006 - August 2009
Gadsby Hannah LLP June 2000 - April 2006
Nordhaus Law Firm September 1994 - June 1999
Skills
Securities Regulation, Securities, Legal Writing, Corporate Law, Corporate Governance, Corporate Finance, teaching
Education
Harvard University Kennedy School of Government 1998 — 2000
Masters in Public Administration, finance and regulation of financial markets
Northeastern University School of Law 1990 — 1993
Juris Doctor, corporate law
Cornell University 1985 — 1988
Bachelor of Arts, Philosophy; Physics
Seth Hansard Seth Hansard's United States Securities and Exchange Commission Experience January 2014 - April 2014
Job Student at Vanderbilt Law School
Industry Law Practice
Experience
Murphy & Garner, LLC May 2015 - Present
Vanderbilt Law School August 2012 - May 2015
Murphy and Garner, LLC May 2014 - August 2014
United States Securities and Exchange Commission January 2014 - April 2014
Tennessee Department of Health May 2013 - July 2013
Gradick Communications June 2009 - August 2009
Skills
Research, Legal Research, Public Policy, Legal Writing, Policy Analysis, PowerPoint, Editing, Community Outreach, Customer Service, Microsoft Word, Westlaw, Data Analysis, Litigation, Government, Volunteer Management
Education
Vanderbilt University Law School 2012 — 2015
Juris Doctor (J.D.), Law
Emory University 2008 — 2012
Murphy & Garner, LLC May 2015 - Present
Vanderbilt Law School August 2012 - May 2015
Murphy and Garner, LLC May 2014 - August 2014
United States Securities and Exchange Commission January 2014 - April 2014
Tennessee Department of Health May 2013 - July 2013
Gradick Communications June 2009 - August 2009
Skills
Research, Legal Research, Public Policy, Legal Writing, Policy Analysis, PowerPoint, Editing, Community Outreach, Customer Service, Microsoft Word, Westlaw, Data Analysis, Litigation, Government, Volunteer Management
Education
Vanderbilt University Law School 2012 — 2015
Juris Doctor (J.D.), Law
Emory University 2008 — 2012
Vijay Sekhon's United States Securities and Exchange Commission Experience September 2009 - January 2011
Job Partner at Sidley Austin LLP and Adjunct Professor at USC Gould School of Law
Industry Legal Services
Experience
Sidley Austin LLP August 2015 - Present
University of Southern California Gould School of Law October 2014 - Present
Klee, Tuchin, Bogdanoff & Stern LLP April 2013 - August 2015
Simpson Thacher & Bartlett LLP February 2011 - March 2013
United States Securities and Exchange Commission September 2009 - January 2011
Simpson Thacher & Bartlett LLP September 2006 - August 2009
Skills
Securities Regulation, Due Diligence, Corporate Finance, Corporate Law, Corporate Governance, Legal Research, Legal Writing, Private Placements, Cross-border..., Intellectual Property, Commercial Litigation, Joint Ventures, Bankruptcy, Mergers & Acquisitions, Private Equity
Education
Stanford University Law School 2003 — 2006
Doctor of Law (J.D.), Law
University of California, Berkeley 2000 — 2003
Bachelor of Arts (B.A.), Political Science and Government
Acalanes High School 1996 — 2000
Sidley Austin LLP August 2015 - Present
University of Southern California Gould School of Law October 2014 - Present
Klee, Tuchin, Bogdanoff & Stern LLP April 2013 - August 2015
Simpson Thacher & Bartlett LLP February 2011 - March 2013
United States Securities and Exchange Commission September 2009 - January 2011
Simpson Thacher & Bartlett LLP September 2006 - August 2009
Skills
Securities Regulation, Due Diligence, Corporate Finance, Corporate Law, Corporate Governance, Legal Research, Legal Writing, Private Placements, Cross-border..., Intellectual Property, Commercial Litigation, Joint Ventures, Bankruptcy, Mergers & Acquisitions, Private Equity
Education
Stanford University Law School 2003 — 2006
Doctor of Law (J.D.), Law
University of California, Berkeley 2000 — 2003
Bachelor of Arts (B.A.), Political Science and Government
Acalanes High School 1996 — 2000
Richard Wolfe Richard Wolfe's United States Securities and Exchange Commission Experience May 2013 - August 2013
Job Transaction Advisory ServicesTransaction TaxStaff/Assistant at EY
Industry Legal Services
Experience
EY August 2015 - Present
Kaplan & Associates, LTD August 2013 - July 2014
The Honorable Judge Robert L. Miller Jr. August 2013 - May 2014
United States Securities and Exchange Commission May 2013 - August 2013
Kaplan Silverman LLC May 2012 - May 2013
Education
Georgetown University Law Center 2014 — 2015
Master of Laws (LLM), Taxation, with Distinction and Dean's List
Valparaiso University School of Law 2011 — 2014
Doctor of Law (JD) cum laude
University of Illinois at Urbana-Champaign 2007 — 2011
Bachelor's degree, Media Studies
EY August 2015 - Present
Kaplan & Associates, LTD August 2013 - July 2014
The Honorable Judge Robert L. Miller Jr. August 2013 - May 2014
United States Securities and Exchange Commission May 2013 - August 2013
Kaplan Silverman LLC May 2012 - May 2013
Education
Georgetown University Law Center 2014 — 2015
Master of Laws (LLM), Taxation, with Distinction and Dean's List
Valparaiso University School of Law 2011 — 2014
Doctor of Law (JD) cum laude
University of Illinois at Urbana-Champaign 2007 — 2011
Bachelor's degree, Media Studies
Kyle Moffatt Kyle Moffatt's United States Securities and Exchange Commission Experience August 2000 - March 2011
Job Associate Director at US Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission April 2011 - September 2012
United States Securities and Exchange Commission August 2000 - March 2011
Ernst & Young September 1995 - August 2000
Skills
SEC filings, GAAP, US GAAP, Financial Reporting, CPA, Accounting, SEC, IFRS, Financial Analysis
Education
University of Maryland College Park 1993 — 1995
Bachelor of Science, Accounting
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission April 2011 - September 2012
United States Securities and Exchange Commission August 2000 - March 2011
Ernst & Young September 1995 - August 2000
Skills
SEC filings, GAAP, US GAAP, Financial Reporting, CPA, Accounting, SEC, IFRS, Financial Analysis
Education
University of Maryland College Park 1993 — 1995
Bachelor of Science, Accounting
Theodore Hanno, CPA's United States Securities and Exchange Commission Experience September 2005 - January 2006
Job Guggenheim Partners
Industry Accounting
Experience
Guggenheim Partners June 2014 - Present
TA Associates Realty February 2011 - May 2014
Hands On Disaster Response February 2010 - May 2010
Caturano and Company September 2007 - August 2009
United States Securities and Exchange Commission September 2005 - January 2006
Boston College Accounting Department February 2004 - May 2005
Skills
Auditing, Financial Reporting, Internal Controls, Accounting, Sarbanes-Oxley Act, Financial Statements, Internal Audit, Analysis, Management, Microsoft Excel, GAAP, US GAAP
Education
Boston College
Bachelor of Science (BS), Accounting
Isenberg School of Management, UMass Amherst
MSA, Accounting
Guggenheim Partners June 2014 - Present
TA Associates Realty February 2011 - May 2014
Hands On Disaster Response February 2010 - May 2010
Caturano and Company September 2007 - August 2009
United States Securities and Exchange Commission September 2005 - January 2006
Boston College Accounting Department February 2004 - May 2005
Skills
Auditing, Financial Reporting, Internal Controls, Accounting, Sarbanes-Oxley Act, Financial Statements, Internal Audit, Analysis, Management, Microsoft Excel, GAAP, US GAAP
Education
Boston College
Bachelor of Science (BS), Accounting
Isenberg School of Management, UMass Amherst
MSA, Accounting
Jason Wawro Jason Wawro's United States Securities and Exchange Commission Experience August 2010 - May 2011
Job Associate Attorney at Phillips Lytle LLP
Industry Law Practice
Experience
Phillips Lytle LLP February 2015 - Present
HoganWillig September 2013 - January 2015
Steuben Foods, Inc., Elmhurst Dairy, Inc. and Affiliates October 2011 - September 2013
United States Securities and Exchange Commission August 2010 - May 2011
Keith B. Schulefand Esq. 2009 - 2009
LaBella Asssociates, P.C. June 2005 - June 2008
City of Rochester 2003 - 2005
Skills
Corporate Law, Contract Negotiation, Corporate Governance, Securities Regulation, Business Strategy, Strategic Planning, Commercial Litigation, New Business Development, Business Development, Management, Negotiation, Courts, Public Speaking, Finance, Research, Legal Writing, Mediation, Litigation, Mergers & Acquisitions, Due Diligence, Licensing, Marketing Strategy, GIS, Zoning, Intellectual Property, Patent Litigation, Legal Research, Civil Litigation
Education
University at Buffalo Law School 2008 — 2011
J.D. Cum Laude, Financial Transactions Concentration
Alfred University 1999 — 2003
BS, Business Administration, Marketing Concentration
McQuaid Jesuit 1995 — 1999
National Merit Commendation
Phillips Lytle LLP February 2015 - Present
HoganWillig September 2013 - January 2015
Steuben Foods, Inc., Elmhurst Dairy, Inc. and Affiliates October 2011 - September 2013
United States Securities and Exchange Commission August 2010 - May 2011
Keith B. Schulefand Esq. 2009 - 2009
LaBella Asssociates, P.C. June 2005 - June 2008
City of Rochester 2003 - 2005
Skills
Corporate Law, Contract Negotiation, Corporate Governance, Securities Regulation, Business Strategy, Strategic Planning, Commercial Litigation, New Business Development, Business Development, Management, Negotiation, Courts, Public Speaking, Finance, Research, Legal Writing, Mediation, Litigation, Mergers & Acquisitions, Due Diligence, Licensing, Marketing Strategy, GIS, Zoning, Intellectual Property, Patent Litigation, Legal Research, Civil Litigation
Education
University at Buffalo Law School 2008 — 2011
J.D. Cum Laude, Financial Transactions Concentration
Alfred University 1999 — 2003
BS, Business Administration, Marketing Concentration
McQuaid Jesuit 1995 — 1999
National Merit Commendation
Asheesh Goel Asheesh Goel's United States Securities and Exchange Commission Experience 2002 - 2006
Job Partner at Ropes & Gray LLP
Industry Law Practice
Experience
Ropes & Gray LLP September 2008 - Present
Kirkland & Ellis LLP January 2006 - September 2008
US Securities and Exchange Commission September 2002 - January 2006
United States Securities and Exchange Commission 2002 - 2006
Sidley Austin September 1995 - September 2002
Skills
FCPA, Securities Litigation, Litigation, Securities, Internal Investigations
Education
University of Illinois College of Law 1992 — 1995
J.D., Law
University of Illinois at Urbana-Champaign 1992 — 1995
J.D., Law
Lane Technical H.S. 1987 — 1989
Ropes & Gray LLP September 2008 - Present
Kirkland & Ellis LLP January 2006 - September 2008
US Securities and Exchange Commission September 2002 - January 2006
United States Securities and Exchange Commission 2002 - 2006
Sidley Austin September 1995 - September 2002
Skills
FCPA, Securities Litigation, Litigation, Securities, Internal Investigations
Education
University of Illinois College of Law 1992 — 1995
J.D., Law
University of Illinois at Urbana-Champaign 1992 — 1995
J.D., Law
Lane Technical H.S. 1987 — 1989
Brad Busscher's United States Securities and Exchange Commission Experience 1988 - 1991
Job Chief Administrative Officer and General Counsel at Incapital LLC
Industry Financial Services
Experience
Incapital LLC General CounselIncapital LLCJune 2009 - Present
Mesirow Financial 2001 - 2009
Over The Rainbow Association For The Non-Ambulatory Physically Handicapped 1994 - 2009
Van Kampen Investments January 2000 - December 2000
EVEREN Securities 1992 - 2000
US Securities and Exchange Commission January 1988 - December 1991
United States Securities and Exchange Commission 1988 - 1991
Quinton, Lummus, Dunwody & Adams, PC May 1986 - December 1988
Skills
Due Diligence, Series 7, 24, 79 and 99, Corporate and..., Securities Regulation, Fixed Income, Equities,..., Financial Services, Corporate Law, Private Placements, Litigation, Alternative Investments, Corporate Governance, Mergers & Acquisitions, Asset Management, Fixed Income, Capital Markets, Private Equity, Structured Finance, Derivatives, AML, Mergers, Corporate Finance, Hedge Funds, Investment Management, Investment Banking, Mutual Funds, FINRA, Securities, Equities, Investments, Series 7, Risk Management, Finance
Education
The University of Chicago - Booth School of Business 1990 — 1995
Master of Business Administration (M.B.A.), Finance and Accounting
University of Miami School of Law 1983 — 1986
JD, Law
Cornell University 1980 — 1983
Bachelor of Arts (B.A.), Econ and Political Science
New trier 1976 — 1979
Incapital LLC General CounselIncapital LLCJune 2009 - Present
Mesirow Financial 2001 - 2009
Over The Rainbow Association For The Non-Ambulatory Physically Handicapped 1994 - 2009
Van Kampen Investments January 2000 - December 2000
EVEREN Securities 1992 - 2000
US Securities and Exchange Commission January 1988 - December 1991
United States Securities and Exchange Commission 1988 - 1991
Quinton, Lummus, Dunwody & Adams, PC May 1986 - December 1988
Skills
Due Diligence, Series 7, 24, 79 and 99, Corporate and..., Securities Regulation, Fixed Income, Equities,..., Financial Services, Corporate Law, Private Placements, Litigation, Alternative Investments, Corporate Governance, Mergers & Acquisitions, Asset Management, Fixed Income, Capital Markets, Private Equity, Structured Finance, Derivatives, AML, Mergers, Corporate Finance, Hedge Funds, Investment Management, Investment Banking, Mutual Funds, FINRA, Securities, Equities, Investments, Series 7, Risk Management, Finance
Education
The University of Chicago - Booth School of Business 1990 — 1995
Master of Business Administration (M.B.A.), Finance and Accounting
University of Miami School of Law 1983 — 1986
JD, Law
Cornell University 1980 — 1983
Bachelor of Arts (B.A.), Econ and Political Science
New trier 1976 — 1979
Nathan Wilda's United States Securities and Exchange Commission Experience June 2004 - August 2004
Job Partner at Kirkland & Ellis LLP
Industry Law Practice
Experience
Kirkland & Ellis LLP January 2006 - Present
Squire, Sanders & Dempsey L.L.P. 2005 - 2006
United States Securities and Exchange Commission June 2004 - August 2004
Skills
Corporate Law, Mergers & Acquisitions, Private Equity, Buyouts, Securities Regulation, Due Diligence, Corporate Governance, Litigation, Legal Research, Commercial Litigation, Intellectual Property, Legal Writing, Investments, Strategy, Joint Ventures, Legal Advice, Legal Assistance, Venture Capital, Contract Negotiation
Education
The John Marshall Law School 2002 — 2005
JD
University of Iowa
Bachelor's Degree, Communications
Kirkland & Ellis LLP January 2006 - Present
Squire, Sanders & Dempsey L.L.P. 2005 - 2006
United States Securities and Exchange Commission June 2004 - August 2004
Skills
Corporate Law, Mergers & Acquisitions, Private Equity, Buyouts, Securities Regulation, Due Diligence, Corporate Governance, Litigation, Legal Research, Commercial Litigation, Intellectual Property, Legal Writing, Investments, Strategy, Joint Ventures, Legal Advice, Legal Assistance, Venture Capital, Contract Negotiation
Education
The John Marshall Law School 2002 — 2005
JD
University of Iowa
Bachelor's Degree, Communications
Joel Arogeti Joel Arogeti's United States Securities and Exchange Commission Experience 1982 - 1984
Job President and CEO of Kitchens Kelley Gaynes, PC
Industry Law Practice
Experience
Kitchens Kelley Gaynes, P.C. 1996 - Present
Hosea Feed the Hungry and Homeless 2009 - 2014
Private Bank of Buckhead 2007 - 2011
Frankel Hardwick Tanenbaum & Fink, PC 1987 - 1995
Dickstein Shapiro LLP 1984 - 1986
United States Securities and Exchange Commission 1982 - 1984
Congressman Elliott H. Levitas (D-GA) 1975 - 1979
Skills
Contract Negotiation, Estate Planning, Tax, Probate, Trusts, Corporate Law, Wills, Estate Administration, Due Diligence, Asset Management, LLC, Dispute Resolution, Wealth Transfer, Start-ups, Corporate Governance, High Net Worth..., Estate Tax Planning, Guardianship, Mergers, Negotiating Contracts, Buy-sell Agreements, Business Planning, Succession Planning, Tax Law, Arbitration, Powers of Attorney, Business Transactions, Business Formation, Legal Services, Gift Tax, Entity Formation, Living Trusts, Living Wills, Legal Advice, Special Needs Planning, Litigation, Mergers & Acquisitions, Legal Research, Mediation, Asset Managment
Education
Emory University School of Law 1979 — 1982
JD, Law
The George Washington University 1974 — 1978
BA, English, Economics, Religion, Communication
Briarcliff High School 1969 — 1974
Diploma, All
Kitchens Kelley Gaynes, P.C. 1996 - Present
Hosea Feed the Hungry and Homeless 2009 - 2014
Private Bank of Buckhead 2007 - 2011
Frankel Hardwick Tanenbaum & Fink, PC 1987 - 1995
Dickstein Shapiro LLP 1984 - 1986
United States Securities and Exchange Commission 1982 - 1984
Congressman Elliott H. Levitas (D-GA) 1975 - 1979
Skills
Contract Negotiation, Estate Planning, Tax, Probate, Trusts, Corporate Law, Wills, Estate Administration, Due Diligence, Asset Management, LLC, Dispute Resolution, Wealth Transfer, Start-ups, Corporate Governance, High Net Worth..., Estate Tax Planning, Guardianship, Mergers, Negotiating Contracts, Buy-sell Agreements, Business Planning, Succession Planning, Tax Law, Arbitration, Powers of Attorney, Business Transactions, Business Formation, Legal Services, Gift Tax, Entity Formation, Living Trusts, Living Wills, Legal Advice, Special Needs Planning, Litigation, Mergers & Acquisitions, Legal Research, Mediation, Asset Managment
Education
Emory University School of Law 1979 — 1982
JD, Law
The George Washington University 1974 — 1978
BA, English, Economics, Religion, Communication
Briarcliff High School 1969 — 1974
Diploma, All
Scott Watkinson, Esq.'s United States Securities and Exchange Commission Experience June 2007 - August 2007
Job Senior Director and Corporate Counsel at TrueCar
Industry Legal Services
Experience
TrueCar, Inc. July 2014 - Present
Bridgepoint Education October 2012 - August 2014
Wilson Sonsini Goodrich & Rosati 2007 - October 2012
United States Securities and Exchange Commission June 2007 - August 2007
United States Securities and Exchange Commission 2002 - May 2007
Ernst & Young LLP 1997 - 2001
Skills
Securities Regulation, IPO, Accounting, Mergers, Due Diligence, Corporate Governance, Corporate Law, Securities, Private Equity, Mergers & Acquisitions, Corporate Finance, Patents, Venture Capital, Legal Writing, Finance, Litigation, Venture Financing, Joint Ventures, Acquisitions, Sarbanes-Oxley Act, Securities Offerings
Education
George Mason University School of Law 2003 — 2007
JD (cum laude), Law
Trinity University 1989 — 1994
BS, Accounting, Finance & Int'l Business
University of Chicago Lab School 1986 — 1989
HS Diploma
TrueCar, Inc. July 2014 - Present
Bridgepoint Education October 2012 - August 2014
Wilson Sonsini Goodrich & Rosati 2007 - October 2012
United States Securities and Exchange Commission June 2007 - August 2007
United States Securities and Exchange Commission 2002 - May 2007
Ernst & Young LLP 1997 - 2001
Skills
Securities Regulation, IPO, Accounting, Mergers, Due Diligence, Corporate Governance, Corporate Law, Securities, Private Equity, Mergers & Acquisitions, Corporate Finance, Patents, Venture Capital, Legal Writing, Finance, Litigation, Venture Financing, Joint Ventures, Acquisitions, Sarbanes-Oxley Act, Securities Offerings
Education
George Mason University School of Law 2003 — 2007
JD (cum laude), Law
Trinity University 1989 — 1994
BS, Accounting, Finance & Int'l Business
University of Chicago Lab School 1986 — 1989
HS Diploma
Christopher Kozik, Esq. Christopher Kozik, Esq.'s United States Securities and Exchange Commission Experience May 2012 - November 2012
Job Attorney at Skoloff & Wolfe, P.C.
Industry Law Practice
Experience
Skoloff & Wolfe, P.C. September 2013 - Present
United States Securities and Exchange Commission May 2012 - November 2012
Stavitsky & Associates LLC May 2011 - May 2012
Marshall/Tepper Group Smith Barney September 2007 - December 2007
Skills
Securities Regulation, Enforcement, Legal Research, Criminal Law, Legal Writing, Westlaw, Criminal Justice, Private Investigations, Litigation, Evidence, Courts, Criminal Investigations, Securities, Fraud, Civil Litigation, Corporate Governance, Politics, Lexis, International Law, Trials, Legal Issues, Corporate Law, Appeals, Commercial Litigation, Intellectual Property, Mediation
Education
Rutgers University 2010 — 2013
Juris Doctorate, Law
Rutgers University 2005 — 2009
Bachelor of Science (BS), Economics/Finance
Bergen County Technical High School 2001 — 2005
Skoloff & Wolfe, P.C. September 2013 - Present
United States Securities and Exchange Commission May 2012 - November 2012
Stavitsky & Associates LLC May 2011 - May 2012
Marshall/Tepper Group Smith Barney September 2007 - December 2007
Skills
Securities Regulation, Enforcement, Legal Research, Criminal Law, Legal Writing, Westlaw, Criminal Justice, Private Investigations, Litigation, Evidence, Courts, Criminal Investigations, Securities, Fraud, Civil Litigation, Corporate Governance, Politics, Lexis, International Law, Trials, Legal Issues, Corporate Law, Appeals, Commercial Litigation, Intellectual Property, Mediation
Education
Rutgers University 2010 — 2013
Juris Doctorate, Law
Rutgers University 2005 — 2009
Bachelor of Science (BS), Economics/Finance
Bergen County Technical High School 2001 — 2005
Randolph Reliford Randolph Reliford's United States Securities and Exchange Commission Experience 2004 - 2004
Job Assistant Dean of Career Development and Employer Outreach at Whittier Law School
Industry Law Practice
Experience
Whittier Law School June 2014 - Present
Thomas Jefferson School of Law May 2011 - June 2014
Earl B Gilliam 2010 - 2014
University of San Diego February 2010 - May 2011
Klehr, Harrison, Harvey, Branzburg & Ellers LLP 2005 - 2010
NBLSA 2004 - 2005
United States Securities and Exchange Commission 2004 - 2004
University of Wisconsin-Madison 2003 - 2004
Foley & Lardner LLP 2003 - 2004
JPMorgan Chase June 2000 - August 2002
Skills
Employment Law, Legal Research, Litigation, Mediation, Public Speaking, Legal Writing, Westlaw, Commercial Litigation, Research, Program Management
Education
University of Wisconsin Law School 2002 — 2005
Doctor of Law (J.D.)
Penn State University 1995 — 2000
Bachelor of Science (B.S.), Finance and International Business
Central High School 1991 — 1995
Lamberton
Whittier Law School June 2014 - Present
Thomas Jefferson School of Law May 2011 - June 2014
Earl B Gilliam 2010 - 2014
University of San Diego February 2010 - May 2011
Klehr, Harrison, Harvey, Branzburg & Ellers LLP 2005 - 2010
NBLSA 2004 - 2005
United States Securities and Exchange Commission 2004 - 2004
University of Wisconsin-Madison 2003 - 2004
Foley & Lardner LLP 2003 - 2004
JPMorgan Chase June 2000 - August 2002
Skills
Employment Law, Legal Research, Litigation, Mediation, Public Speaking, Legal Writing, Westlaw, Commercial Litigation, Research, Program Management
Education
University of Wisconsin Law School 2002 — 2005
Doctor of Law (J.D.)
Penn State University 1995 — 2000
Bachelor of Science (B.S.), Finance and International Business
Central High School 1991 — 1995
Lamberton
Michael K. Jackson II Michael K. Jackson II's United States Securities and Exchange Commission Experience September 2008 - December 2008
Job Attorney & Counselor at Law at Miller Canfield
Industry Law Practice
Experience
Miller Canfield September 2009 - Present
United States Securities and Exchange Commission September 2008 - December 2008
Miller Canfield May 2008 - August 2008
Howard University October 2007 - May 2008
U.S. Chamber of Commerce May 2007 - August 2007
Cintas July 2005 - July 2006
GlaxoSmithKline May 2004 - December 2004
Skills
Legal Writing, Legal Research, Litigation, Civil Litigation, Westlaw, Corporate Law, Commercial Real Estate
Education
Howard University School of Law 2006 — 2009
Juris Doctorate
Florida Agricultural and Mechanical University 1999 — 2005
Masters of Business Administration and Bachelor of Science, Business Management
Miller Canfield September 2009 - Present
United States Securities and Exchange Commission September 2008 - December 2008
Miller Canfield May 2008 - August 2008
Howard University October 2007 - May 2008
U.S. Chamber of Commerce May 2007 - August 2007
Cintas July 2005 - July 2006
GlaxoSmithKline May 2004 - December 2004
Skills
Legal Writing, Legal Research, Litigation, Civil Litigation, Westlaw, Corporate Law, Commercial Real Estate
Education
Howard University School of Law 2006 — 2009
Juris Doctorate
Florida Agricultural and Mechanical University 1999 — 2005
Masters of Business Administration and Bachelor of Science, Business Management
Denise Barnes Denise Barnes's United States Securities and Exchange Commission Experience September 2008 - December 2008
Job Trial Attorney at U.S. Department of Justice, Commercial Litigation Branch, Fraud Section
Industry Law Practice
Experience
U.S. Department of Justice May 2015 - Present
Milbank, Tweed, Hadley & McCloy LLP January 2010 - April 2015
GWAC 2013 - 2015
United States Securities and Exchange Commission September 2008 - December 2008
District of Columbia Superior Court January 2008 - April 2008
Price Waterhouse Coopers May 2005 - August 2005
Skills
Securities Regulation, Legal Writing, Corporate Governance, Legal Research, Corporate Law, Litigation, Civil Litigation, Securities, Commercial Litigation, Bankruptcy, Due Diligence, International Law, Mediation, Westlaw, Legal Advice
Education
Howard University School of Law 2006 — 2009
J.D., Law
University of Michigan 2002 — 2006
B.B.A., Accounting
U.S. Department of Justice May 2015 - Present
Milbank, Tweed, Hadley & McCloy LLP January 2010 - April 2015
GWAC 2013 - 2015
United States Securities and Exchange Commission September 2008 - December 2008
District of Columbia Superior Court January 2008 - April 2008
Price Waterhouse Coopers May 2005 - August 2005
Skills
Securities Regulation, Legal Writing, Corporate Governance, Legal Research, Corporate Law, Litigation, Civil Litigation, Securities, Commercial Litigation, Bankruptcy, Due Diligence, International Law, Mediation, Westlaw, Legal Advice
Education
Howard University School of Law 2006 — 2009
J.D., Law
University of Michigan 2002 — 2006
B.B.A., Accounting
Christian Lavin Christian Lavin's United States Securities and Exchange Commission Experience August 2010 - November 2010
Job Attorney at Law
Industry Law Practice
Experience
The Community Builders December 2011 - June 2012
Sugarman, Rogers, Barshak & Cohen, P.C. February 2011 - May 2011
United States Securities and Exchange Commission August 2010 - November 2010
U.S Court of Appeals for the First Circuit, Judge Selya March 2010 - May 2010
United States Attorney's Office September 2009 - November 2009
Brockway-Smith Company January 2006 - August 2008
Brockway-Smith Company August 2004 - January 2006
Skills
Legal Research
Education
Northeastern University School of Law 2007 — 2011
Juris Doctor
University of Massachusetts
Bachelor of Arts, History
The Community Builders December 2011 - June 2012
Sugarman, Rogers, Barshak & Cohen, P.C. February 2011 - May 2011
United States Securities and Exchange Commission August 2010 - November 2010
U.S Court of Appeals for the First Circuit, Judge Selya March 2010 - May 2010
United States Attorney's Office September 2009 - November 2009
Brockway-Smith Company January 2006 - August 2008
Brockway-Smith Company August 2004 - January 2006
Skills
Legal Research
Education
Northeastern University School of Law 2007 — 2011
Juris Doctor
University of Massachusetts
Bachelor of Arts, History
Josh Shapiro's United States Securities and Exchange Commission Experience January 2010 - May 2010
Job Chief Compliance Officer BTG Pactual Asset Management US, LLC
Industry Law Practice
Experience
BTG Pactual May 2012 - Present
Talpion Fund Management LP November 2010 - May 2012
FINRA September 2010 - November 2010
United States Securities and Exchange Commission January 2010 - May 2010
Katten Muchin Rosenman LLP June 2009 - August 2009
AIG World Investigative Resources June 2008 - August 2008
Skills
Legal Research, Hedge Funds, Securities Regulation, Asset Management, Capital Markets, Private Equity, Corporate Law
Education
Benjamin N. Cardozo School of Law, Yeshiva University
Juris Doctor
University of Michigan
Bachelor's degree
Staples High School
BTG Pactual May 2012 - Present
Talpion Fund Management LP November 2010 - May 2012
FINRA September 2010 - November 2010
United States Securities and Exchange Commission January 2010 - May 2010
Katten Muchin Rosenman LLP June 2009 - August 2009
AIG World Investigative Resources June 2008 - August 2008
Skills
Legal Research, Hedge Funds, Securities Regulation, Asset Management, Capital Markets, Private Equity, Corporate Law
Education
Benjamin N. Cardozo School of Law, Yeshiva University
Juris Doctor
University of Michigan
Bachelor's degree
Staples High School
Ryan Wolfe Ryan Wolfe's United States Securities and Exchange Commission Experience January 2011 - Present
Job Associate Chief Accountant at United States Securities and Exchange Commission
Industry Accounting
Experience
United States Securities and Exchange Commission January 2011 - Present
Veris Consulting, Inc September 2005 - January 2011
Ernst & Young June 2004 - August 2005
Skills
Financial Reporting, Accounting, SEC filings, Auditing, CPA, Financial Analysis
Education
Georgetown University Law Center 2012 — 2015
Certificate in Securities Regulation
University of Richmond - Robins School of Business 2001 — 2005
Bachelor of Science in Business Administration, Accounting
United States Securities and Exchange Commission January 2011 - Present
Veris Consulting, Inc September 2005 - January 2011
Ernst & Young June 2004 - August 2005
Skills
Financial Reporting, Accounting, SEC filings, Auditing, CPA, Financial Analysis
Education
Georgetown University Law Center 2012 — 2015
Certificate in Securities Regulation
University of Richmond - Robins School of Business 2001 — 2005
Bachelor of Science in Business Administration, Accounting
William Uchimoto William Uchimoto's United States Securities and Exchange Commission Experience 1981 - 1986
Job Managing Director at William W. Uchimoto Law
Industry Legal Services
Experience
William W. Uchimoto Law March 2015 - Present
Stevens & Lee PC March 2010 - February 2015
Buchanan Ingersoll & Rooney PC February 2008 - February 2010
Saul Ewing LLP 2003 - 2008
Philadelphia Stock Exchange 1986 - 1997
United States Securities and Exchange Commission 1981 - 1986
Skills
Corporate Counseling, Securities Litigation, Corporate Law, Securities Regulation, Securities, Commercial Litigation, Arbitration, Litigation, Legal Assistance, Financial Services, Licensing, Real Estate, Due Diligence, Options, Corporate Finance, Mediation, Legal Advice, Financial Markets, Hedge Funds, International Business, Intellectual Property, Joint Ventures, Trade Secrets, Corporate Governance, Dispute Resolution, Mergers, Private Equity, Legal Writing, Legal Research, Cross-border..., Private Placements, Administrative Law, IPO, Dispute, Non-compete Agreements, Legal Compliance, Venture Capital, Trademarks, Business Litigation, Unfair Competition, Class Actions, Competition Law, Bankruptcy, Employment..., Civil Litigation, Creditors' Rights, Chapter 11, Appeals, White Collar Criminal..., Product Liability
Education
University of California, Hastings College of the Law 1978 — 1981
J. D., Economics
University of California, Davis 1974 — 1978
Bachelor of Arts (BA), Economics
William W. Uchimoto Law March 2015 - Present
Stevens & Lee PC March 2010 - February 2015
Buchanan Ingersoll & Rooney PC February 2008 - February 2010
Saul Ewing LLP 2003 - 2008
Philadelphia Stock Exchange 1986 - 1997
United States Securities and Exchange Commission 1981 - 1986
Skills
Corporate Counseling, Securities Litigation, Corporate Law, Securities Regulation, Securities, Commercial Litigation, Arbitration, Litigation, Legal Assistance, Financial Services, Licensing, Real Estate, Due Diligence, Options, Corporate Finance, Mediation, Legal Advice, Financial Markets, Hedge Funds, International Business, Intellectual Property, Joint Ventures, Trade Secrets, Corporate Governance, Dispute Resolution, Mergers, Private Equity, Legal Writing, Legal Research, Cross-border..., Private Placements, Administrative Law, IPO, Dispute, Non-compete Agreements, Legal Compliance, Venture Capital, Trademarks, Business Litigation, Unfair Competition, Class Actions, Competition Law, Bankruptcy, Employment..., Civil Litigation, Creditors' Rights, Chapter 11, Appeals, White Collar Criminal..., Product Liability
Education
University of California, Hastings College of the Law 1978 — 1981
J. D., Economics
University of California, Davis 1974 — 1978
Bachelor of Arts (BA), Economics
Brooke Conner Brooke Conner's United States Securities and Exchange Commission Experience May 2009 - July 2009
Job Associate Attorney at Vedder Price, P.C.
Industry Law Practice
Experience
Vedder Price, P.C. May 2012 - Present
Kopecky, Schumacher & Bleakley, P.C. February 2010 - May 2012
Financial Industry Regulatory Authority August 2009 - April 2010
United States Securities and Exchange Commission May 2009 - July 2009
The Honorable Ronald J. Guzman, United States District Court for the Northern District of Illinois January 2009 - May 2009
Skills
Litigation, Legal Research, Civil Litigation, Securities Regulation, Commercial Litigation, Legal Writing, Arbitration, Westlaw, Courts, Securities Litigation, Torts, Medical Malpractice, Trial Practice, Trademark Infringement, Banking Law, Civil Rights, Licensing, Litigation Support, Legal Issues, Securities, Lexis, Trials, Corporate Law, Criminal Law, FINRA, Product Liability, Corporate Governance, Motions, White Collar Criminal..., Legal Assistance, Internal Investigations
Education
Loyola University Chicago School of Law 2007 — 2010
Juris Doctor, Certificate in Tax
Miami University 2003 — 2006
Bachelor of Arts, Political Science and History
Vedder Price, P.C. May 2012 - Present
Kopecky, Schumacher & Bleakley, P.C. February 2010 - May 2012
Financial Industry Regulatory Authority August 2009 - April 2010
United States Securities and Exchange Commission May 2009 - July 2009
The Honorable Ronald J. Guzman, United States District Court for the Northern District of Illinois January 2009 - May 2009
Skills
Litigation, Legal Research, Civil Litigation, Securities Regulation, Commercial Litigation, Legal Writing, Arbitration, Westlaw, Courts, Securities Litigation, Torts, Medical Malpractice, Trial Practice, Trademark Infringement, Banking Law, Civil Rights, Licensing, Litigation Support, Legal Issues, Securities, Lexis, Trials, Corporate Law, Criminal Law, FINRA, Product Liability, Corporate Governance, Motions, White Collar Criminal..., Legal Assistance, Internal Investigations
Education
Loyola University Chicago School of Law 2007 — 2010
Juris Doctor, Certificate in Tax
Miami University 2003 — 2006
Bachelor of Arts, Political Science and History
Sandra Tichenor Sandra Tichenor's United States Securities and Exchange Commission Experience 1978 - 1982
Job Experienced CEO & Board Advisor and Board Member Available to Serve On Boards
Industry Investment Management
Experience
Tichenor Consulting September 2010 - December 2013
Newport Board Group March 2013 - October 2013
ReGroup, LLC January 2013 - March 2013
Nuveen Investments May 2007 - August 2010
Loomis, Sayles & Company January 1996 - July 2003
Investment Adviser Association January 1996 - July 2003
Heller Ehrman 1983 - December 1995
United States Securities and Exchange Commission 1978 - 1982
Skills
Asset Management, Mutual Funds, Business Strategy, Leadership, Management, Investments, Mergers & Acquisitions, Strategy, Private Equity, Executive Management, Venture Capital, Alternative Investments
Education
Antioch University 1975 — 1978
Doctor of Law (J.D.)
University of Missouri-Columbia
Master of Arts (MA), Sociology/Demography
University of Missouri-Columbia
Bachelor of Arts (B.A.) with honors, Political Science
Tichenor Consulting September 2010 - December 2013
Newport Board Group March 2013 - October 2013
ReGroup, LLC January 2013 - March 2013
Nuveen Investments May 2007 - August 2010
Loomis, Sayles & Company January 1996 - July 2003
Investment Adviser Association January 1996 - July 2003
Heller Ehrman 1983 - December 1995
United States Securities and Exchange Commission 1978 - 1982
Skills
Asset Management, Mutual Funds, Business Strategy, Leadership, Management, Investments, Mergers & Acquisitions, Strategy, Private Equity, Executive Management, Venture Capital, Alternative Investments
Education
Antioch University 1975 — 1978
Doctor of Law (J.D.)
University of Missouri-Columbia
Master of Arts (MA), Sociology/Demography
University of Missouri-Columbia
Bachelor of Arts (B.A.) with honors, Political Science
Adam Bruner Adam Bruner's United States Securities and Exchange Commission Experience May 2004 - August 2004
Job Senior Manager Finance at Coach
Industry Apparel & Fashion
Experience
Coach October 2013 - Present
PepsiCo July 2012 - October 2013
PepsiCo February 2012 - June 2012
PepsiCo May 2010 - February 2012
PepsiCo August 2009 - May 2010
PepsiCo March 2008 - August 2009
KPMG Audit 2005 - 2008
United States Securities and Exchange Commission May 2004 - August 2004
Skills
Strategic Financial..., Finance, Analysis, Financial Analysis, Auditing, Cash Flow, Variance Analysis, Cash Flow Forecasting, Financial Accounting, Financial Planning, Cash Flow Management, Capital Budgeting, Working Capital..., Capital Projects, Hyperion Enterprise, Forecasting, Sarbanes-Oxley Act, Investments, Financial Reporting
Education
Illinois Wesleyan University 2001 — 2005
Bachelors of Arts, Accounting & Political Science
Coach October 2013 - Present
PepsiCo July 2012 - October 2013
PepsiCo February 2012 - June 2012
PepsiCo May 2010 - February 2012
PepsiCo August 2009 - May 2010
PepsiCo March 2008 - August 2009
KPMG Audit 2005 - 2008
United States Securities and Exchange Commission May 2004 - August 2004
Skills
Strategic Financial..., Finance, Analysis, Financial Analysis, Auditing, Cash Flow, Variance Analysis, Cash Flow Forecasting, Financial Accounting, Financial Planning, Cash Flow Management, Capital Budgeting, Working Capital..., Capital Projects, Hyperion Enterprise, Forecasting, Sarbanes-Oxley Act, Investments, Financial Reporting
Education
Illinois Wesleyan University 2001 — 2005
Bachelors of Arts, Accounting & Political Science
Ernest Badway Ernest Badway's United States Securities and Exchange Commission Experience February 1995 - November 1997
Job Partner at Fox Rothschild LLP
Industry Law Practice
Experience
Fox Rothschild LLP December 2007 - Present
Brooklyn Law School 2002 - Present
Saiber Schlesinger Satz & Goldstein January 1999 - December 2007
Camhy Karlinsky & Stein LLP November 1997 - December 1998
United States Securities and Exchange Commission February 1995 - November 1997
Stroock & Stroock & Lavan LLP 1992 - 1995
Skills
Litigation, Securities, Civil Litigation, White Collar, Dispute Resolution, Commercial Litigation, Arbitration, Internal Investigations, Mediation, Compliance, Investigations, Securities Law, Corporate Governance, Securities Litigation, SEC reporting, Alternative Dispute..., Complex Litigation, Intellectual Property, Criminal Law, Corporate Law, Employment Litigation, Appeals, Private Investigations, White Collar Criminal..., Securities Regulation
Education
Duke University School of Law 1989 — 1992
J.D., Law
Boston University Graduate School of Arts and Sciences 1988 — 1989
M.A., British History
Boston University 1985 — 1989
B.A., European History and Economics
Fox Rothschild LLP December 2007 - Present
Brooklyn Law School 2002 - Present
Saiber Schlesinger Satz & Goldstein January 1999 - December 2007
Camhy Karlinsky & Stein LLP November 1997 - December 1998
United States Securities and Exchange Commission February 1995 - November 1997
Stroock & Stroock & Lavan LLP 1992 - 1995
Skills
Litigation, Securities, Civil Litigation, White Collar, Dispute Resolution, Commercial Litigation, Arbitration, Internal Investigations, Mediation, Compliance, Investigations, Securities Law, Corporate Governance, Securities Litigation, SEC reporting, Alternative Dispute..., Complex Litigation, Intellectual Property, Criminal Law, Corporate Law, Employment Litigation, Appeals, Private Investigations, White Collar Criminal..., Securities Regulation
Education
Duke University School of Law 1989 — 1992
J.D., Law
Boston University Graduate School of Arts and Sciences 1988 — 1989
M.A., British History
Boston University 1985 — 1989
B.A., European History and Economics
Elliott Smith's United States Securities and Exchange Commission Experience January 2006 - April 2006
Job Associate at McDermott Will & Emery LLP
Industry Law Practice
Experience
McDermott Will & Emery LLP November 2011 - Present
Bryan Cave LLP October 2010 - November 2011
Baker & McKenzie LLP September 2007 - October 2010
Financial Industry Regulatory Authority May 2006 - December 2006
United States Securities and Exchange Commission January 2006 - April 2006
International Law Institute May 2003 - June 2004
Education
The Catholic University of America, Columbus School of Law 2004 — 2007
Juris Doctor
San Francisco State University 1995 — 2001
Bachelor of Arts, Philosophy
McDermott Will & Emery LLP November 2011 - Present
Bryan Cave LLP October 2010 - November 2011
Baker & McKenzie LLP September 2007 - October 2010
Financial Industry Regulatory Authority May 2006 - December 2006
United States Securities and Exchange Commission January 2006 - April 2006
International Law Institute May 2003 - June 2004
Education
The Catholic University of America, Columbus School of Law 2004 — 2007
Juris Doctor
San Francisco State University 1995 — 2001
Bachelor of Arts, Philosophy
Ramy Kassabgui's United States Securities and Exchange Commission Experience September 2011 - Present
Job Paralegal at United States Securities and Exchange Commission
Industry Law Enforcement
Experience
United States Securities and Exchange Commission September 2011 - Present
United States Securities and Exchange Commission August 2000 - Present
Skills
Data Analysis, Analysis, Microsoft Office, Government, Leadership, Access, Marketing, Management, Policy, Team Building, Securities, Project Management, Customer Service
Education
UCLA 1992 — 1997
Bachelor’s Degree, Linguistics and English
Loyola High School 1988 — 1992
High School Diploma
United States Securities and Exchange Commission September 2011 - Present
United States Securities and Exchange Commission August 2000 - Present
Skills
Data Analysis, Analysis, Microsoft Office, Government, Leadership, Access, Marketing, Management, Policy, Team Building, Securities, Project Management, Customer Service
Education
UCLA 1992 — 1997
Bachelor’s Degree, Linguistics and English
Loyola High School 1988 — 1992
High School Diploma
Charles LaHaie's United States Securities and Exchange Commission Experience August 1997 - August 1999
Job Assistant Director, Financial Markets and Research Labs at The University of Maryland Robert H. Smith School of Business
Industry Information Technology and Services
Experience
University of Maryland Robert H. Smith School of Business August 1999 - Present
University of Marland 1999 - 2010
United States Securities and Exchange Commission August 1997 - August 1999
IBM Corporation June 1969 - August 1991
Skills
Bloomberg, Business Development, Data Analysis, Forecasting, Team Leadership, Strategic Planning, Mentoring, Integration, Financial Modeling, Analysis, Budgets, Valuation, Team Building, Statistics, Research, Finance, Project Planning, Economics, Security, Management, R, Business Analysis, Accounting, Access, Thomson Reuters Eikon, Thomson Reuters..., Financial Data, Derivatives, Financial Analysis, Program Management, VBA, Analytics, Data Mining, Statistical Modeling, Matlab
Education
University of Maryland College Park 1991 — 1995
Master of Science in Business, Finance
University of Vermont 1985 — 1990
M.B.A., General
The Ohio State University 1971 — 1973
M.S., Computer & Information Sciences
University of Detroit 1965 — 1969
B.S., Mathematics
University of Maryland Robert H. Smith School of Business August 1999 - Present
University of Marland 1999 - 2010
United States Securities and Exchange Commission August 1997 - August 1999
IBM Corporation June 1969 - August 1991
Skills
Bloomberg, Business Development, Data Analysis, Forecasting, Team Leadership, Strategic Planning, Mentoring, Integration, Financial Modeling, Analysis, Budgets, Valuation, Team Building, Statistics, Research, Finance, Project Planning, Economics, Security, Management, R, Business Analysis, Accounting, Access, Thomson Reuters Eikon, Thomson Reuters..., Financial Data, Derivatives, Financial Analysis, Program Management, VBA, Analytics, Data Mining, Statistical Modeling, Matlab
Education
University of Maryland College Park 1991 — 1995
Master of Science in Business, Finance
University of Vermont 1985 — 1990
M.B.A., General
The Ohio State University 1971 — 1973
M.S., Computer & Information Sciences
University of Detroit 1965 — 1969
B.S., Mathematics
Matthew Lebahn's United States Securities and Exchange Commission Experience June 1996 - July 1999
Job Experienced Project Manager
Industry Information Technology and Services
Experience
TeraThink Corporation August 2014 - Present
Information Builders August 2010 - August 2014
CTA December 2009 - July 2010
Automation Technologies Inc November 2006 - July 2010
BearingPoint September 2000 - November 2006
Self Employed July 1999 - September 2000
United States Securities and Exchange Commission June 1996 - July 1999
Education
George Mason University 1994 — 1999
Robinson Secondary School 1990 — 1994
TeraThink Corporation August 2014 - Present
Information Builders August 2010 - August 2014
CTA December 2009 - July 2010
Automation Technologies Inc November 2006 - July 2010
BearingPoint September 2000 - November 2006
Self Employed July 1999 - September 2000
United States Securities and Exchange Commission June 1996 - July 1999
Education
George Mason University 1994 — 1999
Robinson Secondary School 1990 — 1994
Hamang Patel's United States Securities and Exchange Commission Experience June 1997 - August 1997
Job Partner at Michael Best & Friedrich LLP
Industry Law Practice
Experience
Michael Best & Friedrich LLP 2006 - Present
Michael Best & Friedrich LLP September 2004 - 2006
Sidley Austin August 1999 - September 2004
United States Securities and Exchange Commission June 1997 - August 1997
Skills
Venture Capital, Joint Ventures, Licensing, Private Equity, Mergers & Acquisitions, Restructuring, Acquisitions, Mergers, LLC, Tax Law, Corporate Tax, Corporate Law, Tax
Education
Yale Law School 1996 — 1999
Northwestern University 1992 — 1996
Bachelor of Arts, Political Science
Michael Best & Friedrich LLP 2006 - Present
Michael Best & Friedrich LLP September 2004 - 2006
Sidley Austin August 1999 - September 2004
United States Securities and Exchange Commission June 1997 - August 1997
Skills
Venture Capital, Joint Ventures, Licensing, Private Equity, Mergers & Acquisitions, Restructuring, Acquisitions, Mergers, LLC, Tax Law, Corporate Tax, Corporate Law, Tax
Education
Yale Law School 1996 — 1999
Northwestern University 1992 — 1996
Bachelor of Arts, Political Science
Charles Bieneman's United States Securities and Exchange Commission Experience December 1994 - August 1996
Job Partner at Bejin Bieneman PLC; Author, swipreport.com
Industry Law Practice
Experience
Bejin Bieneman PLC September 2012 - Present
Rader, Fishman & Grauer PLLC September 2003 - September 2012
United States Patent & Trademark Office July 2002 - September 2003
enumerate Solutions 2000 - 2002
MicroStrategy, Inc. 1998 - 2000
United States Securities and Exchange Commission December 1994 - August 1996
Squire, Sanders & Dempsey September 1992 - December 1994
Skills
Intellectual Property, Patent Prosecution, Licensing, Patent Litigation, Litigation, Legal Writing, Negotiation, Cloud Computing, Trade Secrets
Education
University of Michigan Law School 1989 — 1992
J.D.
St. John's College (NM) 1986 — 1989
B.A., Liberal Arts
St. John's College (MD) 1985 — 1986
Bachelor of Arts (B.A.), Liberal Arts
Marian High School 1981 — 1985
Bejin Bieneman PLC September 2012 - Present
Rader, Fishman & Grauer PLLC September 2003 - September 2012
United States Patent & Trademark Office July 2002 - September 2003
enumerate Solutions 2000 - 2002
MicroStrategy, Inc. 1998 - 2000
United States Securities and Exchange Commission December 1994 - August 1996
Squire, Sanders & Dempsey September 1992 - December 1994
Skills
Intellectual Property, Patent Prosecution, Licensing, Patent Litigation, Litigation, Legal Writing, Negotiation, Cloud Computing, Trade Secrets
Education
University of Michigan Law School 1989 — 1992
J.D.
St. John's College (NM) 1986 — 1989
B.A., Liberal Arts
St. John's College (MD) 1985 — 1986
Bachelor of Arts (B.A.), Liberal Arts
Marian High School 1981 — 1985
Paul Lubetkin's United States Securities and Exchange Commission Experience August 1976 - January 1979
Job Experienced healthcare counsel
Industry Legal Services
Experience
Sanofi February 2012 - Present
Pharmasset, Inc. October 2008 - January 2011
Emisphere Technologies, Inc. September 2007 - October 2008
Odyssey Pharmaceuticals, Inc. 2004 - 2006
CollaGenex Pharmaceuticals, Inc. 2003 - 2004
PersonalPath Systems, Inc. 2000 - 2002
Regeneron Phamaceuticals 1990 - 2000
Kelley Drye & Warren LLP 1979 - 1989
United States Securities and Exchange Commission August 1976 - January 1979
Skills
Corporate Governance, SEC, Healthcare, Project Management, Mergers, Legal Issues, Intellectual Property, Licensing, Pharmaceutical Industry, Due Diligence, Contract Negotiation, Technology Transfer, Mergers & Acquisitions, Corporate Law, Litigation, Strategy, Commercialization, Start-ups, Lifesciences, Regulatory Affairs, Biotechnology, Mediation, Patents, Cross-functional Team...
Education
University of Iowa College of Law 1973 — 1976
JD (with distinction), Law
Northwestern University 1968 — 1972
B.S., Journalism
Sanofi February 2012 - Present
Pharmasset, Inc. October 2008 - January 2011
Emisphere Technologies, Inc. September 2007 - October 2008
Odyssey Pharmaceuticals, Inc. 2004 - 2006
CollaGenex Pharmaceuticals, Inc. 2003 - 2004
PersonalPath Systems, Inc. 2000 - 2002
Regeneron Phamaceuticals 1990 - 2000
Kelley Drye & Warren LLP 1979 - 1989
United States Securities and Exchange Commission August 1976 - January 1979
Skills
Corporate Governance, SEC, Healthcare, Project Management, Mergers, Legal Issues, Intellectual Property, Licensing, Pharmaceutical Industry, Due Diligence, Contract Negotiation, Technology Transfer, Mergers & Acquisitions, Corporate Law, Litigation, Strategy, Commercialization, Start-ups, Lifesciences, Regulatory Affairs, Biotechnology, Mediation, Patents, Cross-functional Team...
Education
University of Iowa College of Law 1973 — 1976
JD (with distinction), Law
Northwestern University 1968 — 1972
B.S., Journalism
Padrick Doyle's United States Securities and Exchange Commission Experience July 2014 - Present
Job Branch ChiefInformation Security Operations at United States Securities and Exchange Commission
Industry Financial Services
Experience
United States Securities and Exchange Commission July 2014 - Present
United States Securities and Exchange Commission December 2013 - June 2014
SRA International October 2009 - November 2013
SRA International July 2007 - March 2010
SRA International August 2006 - July 2007
SRA International August 2005 - September 2006
Apex Systems April 2005 - August 2005
General Dynamics September 2004 - March 2005
Meyer, Klipper & Mohr February 1998 - September 2004
Skills
Information Security..., Security Operations, Security Policy, Top Secret, Information Security, Incident Response, Intrusion Detection, Network Security, Computer Security, Disaster Recovery, Firewalls, Information Assurance, Vulnerability Management, Program Management, CISSP, Enterprise Architecture, Vulnerability Assessment, ITIL, Incident Management, Security+, Team Management, IDS, PKI, System Administration, IPS, NIST, Cyber Security, Security, Information Security...
Education
University of Maryland College Park 1991 — 1996
Bachelor of Arts, Psychology
United States Securities and Exchange Commission July 2014 - Present
United States Securities and Exchange Commission December 2013 - June 2014
SRA International October 2009 - November 2013
SRA International July 2007 - March 2010
SRA International August 2006 - July 2007
SRA International August 2005 - September 2006
Apex Systems April 2005 - August 2005
General Dynamics September 2004 - March 2005
Meyer, Klipper & Mohr February 1998 - September 2004
Skills
Information Security..., Security Operations, Security Policy, Top Secret, Information Security, Incident Response, Intrusion Detection, Network Security, Computer Security, Disaster Recovery, Firewalls, Information Assurance, Vulnerability Management, Program Management, CISSP, Enterprise Architecture, Vulnerability Assessment, ITIL, Incident Management, Security+, Team Management, IDS, PKI, System Administration, IPS, NIST, Cyber Security, Security, Information Security...
Education
University of Maryland College Park 1991 — 1996
Bachelor of Arts, Psychology
Lacey Sikora's United States Securities and Exchange Commission Experience September 1999 - January 2003
Job Freelance Writer
Industry Writing and Editing
Experience
Wednesday Journal, Inc. April 2007 - Present
United States Securities and Exchange Commission September 1999 - January 2003
Skills
Writing, Copy Editing, Journalism, Editing, Newspaper, Press Releases, Magazines, Publications, Research, Advertising, Feature Articles
Education
University of Michigan Law School 1996 — 1999
JD, Law
Duke University 1992 — 1996
Bachelor of Arts (BA), English and Art History
Wednesday Journal, Inc. April 2007 - Present
United States Securities and Exchange Commission September 1999 - January 2003
Skills
Writing, Copy Editing, Journalism, Editing, Newspaper, Press Releases, Magazines, Publications, Research, Advertising, Feature Articles
Education
University of Michigan Law School 1996 — 1999
JD, Law
Duke University 1992 — 1996
Bachelor of Arts (BA), English and Art History
Sheila Giuliani's United States Securities and Exchange Commission Experience May 2003 - August 2003
Job Mergers and Acquisitions Tax Director at PwC
Industry Accounting
Experience
PwC November 2012 - Present
PricewaterhouseCoopers November 2010 - December 2012
PricewaterhouseCoopers November 2005 - November 2010
United States House of Representatives, Committee on Small Business January 2005 - May 2005
United States Securities and Exchange Commission May 2003 - August 2003
Skills
International Tax, Mergers, Tax, Due Diligence, Tax Law, Cross-border..., Corporate Tax, Transfer Pricing
Education
Georgetown University Law Center 2004 — 2005
LL.M Tax, Tax Law/Taxation
University of San Diego School of Law 2001 — 2004
JD, Law
University of Missouri-Saint Louis 1996 — 2000
BS, Finance
Ursuline Academy 1992 — 1996
Diploma
PwC November 2012 - Present
PricewaterhouseCoopers November 2010 - December 2012
PricewaterhouseCoopers November 2005 - November 2010
United States House of Representatives, Committee on Small Business January 2005 - May 2005
United States Securities and Exchange Commission May 2003 - August 2003
Skills
International Tax, Mergers, Tax, Due Diligence, Tax Law, Cross-border..., Corporate Tax, Transfer Pricing
Education
Georgetown University Law Center 2004 — 2005
LL.M Tax, Tax Law/Taxation
University of San Diego School of Law 2001 — 2004
JD, Law
University of Missouri-Saint Louis 1996 — 2000
BS, Finance
Ursuline Academy 1992 — 1996
Diploma
Divya Mittal's United States Securities and Exchange Commission Experience January 2008 - May 2008
Job Senior Counsel at Ambridge Partners LLC
Industry Law Practice
Experience
Ambridge Partners LLC February 2015 - Present
Starr Companies December 2013 - February 2015
CNA 2011 - December 2013
Kaufman Borgeest & Ryan LLP November 2008 - June 2011
United States Securities and Exchange Commission January 2008 - May 2008
Balestriere PLLC August 2007 - December 2007
American International Group Global Marine and Energy May 2007 - August 2007
Skills
Litigation, Bankruptcy, Civil Litigation, Class Actions, Contract Negotiation, Commercial Litigation, Corporate Governance, Corporate Law, Courts, D&O, Depositions, Alternative Dispute..., Administrative Law, Due Diligence, Arbitration, Banking Law, Claim, Dispute Resolution, Employment Law, Insurance, Insurance Law, Legal Advice, Legal Assistance, Legal Research, Legal Issues, Liability, Licensing, Joint Ventures, Mediation, Litigation Management, Mergers & Acquisitions, Product Liability, Professional Liability, Securities Regulation, Trials, White Collar Criminal..., Trademarks, Workers Compensation, Westlaw, Health Law, Competition Law, Estate Planning, Appeals
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2005 — 2008
J.D.
New York University 2000 — 2003
BA, Economics and Politics
South Brunswick High School
Ambridge Partners LLC February 2015 - Present
Starr Companies December 2013 - February 2015
CNA 2011 - December 2013
Kaufman Borgeest & Ryan LLP November 2008 - June 2011
United States Securities and Exchange Commission January 2008 - May 2008
Balestriere PLLC August 2007 - December 2007
American International Group Global Marine and Energy May 2007 - August 2007
Skills
Litigation, Bankruptcy, Civil Litigation, Class Actions, Contract Negotiation, Commercial Litigation, Corporate Governance, Corporate Law, Courts, D&O, Depositions, Alternative Dispute..., Administrative Law, Due Diligence, Arbitration, Banking Law, Claim, Dispute Resolution, Employment Law, Insurance, Insurance Law, Legal Advice, Legal Assistance, Legal Research, Legal Issues, Liability, Licensing, Joint Ventures, Mediation, Litigation Management, Mergers & Acquisitions, Product Liability, Professional Liability, Securities Regulation, Trials, White Collar Criminal..., Trademarks, Workers Compensation, Westlaw, Health Law, Competition Law, Estate Planning, Appeals
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2005 — 2008
J.D.
New York University 2000 — 2003
BA, Economics and Politics
South Brunswick High School
Bryan Pitko's United States Securities and Exchange Commission Experience February 2008 - Present
Job
Industry Legal Services
Experience
United States Securities and Exchange Commission February 2008 - Present
Education
American University Washington College of Law 2003 — 2006
Juris Doctor
Tufts University 1999 — 2003
Bachelor of Arts
United States Securities and Exchange Commission February 2008 - Present
Education
American University Washington College of Law 2003 — 2006
Juris Doctor
Tufts University 1999 — 2003
Bachelor of Arts
Sheldon Mui's United States Securities and Exchange Commission Experience September 1999 - Present
Job Senior Counsel at United States Securities and Exchange Commission
Industry Law Enforcement
Experience
United States Securities and Exchange Commission September 1999 - Present
Education
Brooklyn Law School 1996 — 1999
United States Securities and Exchange Commission September 1999 - Present
Education
Brooklyn Law School 1996 — 1999
Elizabeth De Winter's United States Securities and Exchange Commission Experience February 1995 - January 1999
Job Independent Government Administration Professional
Industry Government Administration
Experience
IRS Office of Chief Counsel October 2000 - June 2003
US Treasury, Financial Management Service April 1999 - October 2000
United States Securities and Exchange Commission February 1995 - January 1999
United States Securities and Exchange Commission May 1992 - February 1995
Education
American University 1991 — 1992
MPA, Public Administration
Bucknell University 1985 — 1989
BA, Sociology
IRS Office of Chief Counsel October 2000 - June 2003
US Treasury, Financial Management Service April 1999 - October 2000
United States Securities and Exchange Commission February 1995 - January 1999
United States Securities and Exchange Commission May 1992 - February 1995
Education
American University 1991 — 1992
MPA, Public Administration
Bucknell University 1985 — 1989
BA, Sociology
Peter C. Melvin, Ph.D.'s United States Securities and Exchange Commission Experience June 2012 - June 2014
Job Principal Financial Services Organization at EY
Industry Financial Services
Experience
EY July 2014 - Present
United States Securities and Exchange Commission June 2012 - June 2014
Ernst & Young January 2008 - June 2012
Deloitte Financial Advisory Services June 2005 - December 2007
Anderson University August 1999 - May 2005
Sportometrics 1997 - 2005
Skills
Risk Management, Financial Modeling, Financial Analysis, Management
Education
Clemson University - College of Business and Behavioral Science
M.A., Ph.D. Applied Economics, Fields: Financial Economics and International Finance
Florida State University
B.S., Economics
Georgetown University Law Center
Securities Law
EY July 2014 - Present
United States Securities and Exchange Commission June 2012 - June 2014
Ernst & Young January 2008 - June 2012
Deloitte Financial Advisory Services June 2005 - December 2007
Anderson University August 1999 - May 2005
Sportometrics 1997 - 2005
Skills
Risk Management, Financial Modeling, Financial Analysis, Management
Education
Clemson University - College of Business and Behavioral Science
M.A., Ph.D. Applied Economics, Fields: Financial Economics and International Finance
Florida State University
B.S., Economics
Georgetown University Law Center
Securities Law
Kevin Benenfeld's United States Securities and Exchange Commission Experience 2003 - 2003
Job Transaction Real Estate and Hospitality at EY
Industry Accounting
Experience
EY February 2015 - Present
KPMG LLP July 2012 - February 2015
KPMG September 2004 - June 2012
KPMG September 2004 - June 2010
United States Securities and Exchange Commission 2003 - 2003
Skills
SEC reporting, SOX, Internal Controls, Audit, US GAAP, PCAOB standards, Financial Analysis, Due Diligence, Auditing, Financial Audits, Accounting, SEC filings, External Audit, Financial Accounting, Sarbanes-Oxley Act, Financial Reporting, Private Equity, GAAP, CPA, Big 4, Financial Statements, Mergers, IPO
Education
University of Miami - School of Business 2003 — 2004
Masters, Accounting
University of Florida 1999 — 2002
Bachelor of Science, Accounting
University of Florida - Warrington College of Business Administration 1999 — 2002
Bachelors of Science, Accounting
EY February 2015 - Present
KPMG LLP July 2012 - February 2015
KPMG September 2004 - June 2012
KPMG September 2004 - June 2010
United States Securities and Exchange Commission 2003 - 2003
Skills
SEC reporting, SOX, Internal Controls, Audit, US GAAP, PCAOB standards, Financial Analysis, Due Diligence, Auditing, Financial Audits, Accounting, SEC filings, External Audit, Financial Accounting, Sarbanes-Oxley Act, Financial Reporting, Private Equity, GAAP, CPA, Big 4, Financial Statements, Mergers, IPO
Education
University of Miami - School of Business 2003 — 2004
Masters, Accounting
University of Florida 1999 — 2002
Bachelor of Science, Accounting
University of Florida - Warrington College of Business Administration 1999 — 2002
Bachelors of Science, Accounting
Seth Denison's United States Securities and Exchange Commission Experience 2009 - 2009
Job Vice President, Business DevelopmentHart Advisors Group
Industry Real Estate
Experience
Hart Advisors Group 2013 - Present
Absolut Financial Resources 2011 - Present
Jorge L. Gurian, P.A. 2011 - 2013
United States Securities and Exchange Commission 2009 - 2009
Overseas Security and Strategic Information Inc. 2007 - 2009
Skills
Legal Research, Real Estate, Real Estate Transactions, Negotiation, Commercial Real Estate, Due Diligence, Investment Properties, Finance, Securities, Nonprofits, Real Estate Development, Litigation, Insurance, Joint Ventures, Private Equity, Legal Writing, Commercial Lending, Commercial Mortgages, Loans, Portfolio Management, Mergers & Acquisitions, Bankruptcy, Arbitration, Corporate Law, Mediation, Estate Planning, Commercial Litigation, Westlaw, Civil Litigation, Personal Injury, Appeals, Courts, Trials, Family Law, Legal Issues
Education
Florida International University 2007 — 2010
Juris Doctor, Law
University of Florida 2005 — 2006
Master of Arts
University of Florida 2001 — 2005
Bachelor of Arts
Hart Advisors Group 2013 - Present
Absolut Financial Resources 2011 - Present
Jorge L. Gurian, P.A. 2011 - 2013
United States Securities and Exchange Commission 2009 - 2009
Overseas Security and Strategic Information Inc. 2007 - 2009
Skills
Legal Research, Real Estate, Real Estate Transactions, Negotiation, Commercial Real Estate, Due Diligence, Investment Properties, Finance, Securities, Nonprofits, Real Estate Development, Litigation, Insurance, Joint Ventures, Private Equity, Legal Writing, Commercial Lending, Commercial Mortgages, Loans, Portfolio Management, Mergers & Acquisitions, Bankruptcy, Arbitration, Corporate Law, Mediation, Estate Planning, Commercial Litigation, Westlaw, Civil Litigation, Personal Injury, Appeals, Courts, Trials, Family Law, Legal Issues
Education
Florida International University 2007 — 2010
Juris Doctor, Law
University of Florida 2005 — 2006
Master of Arts
University of Florida 2001 — 2005
Bachelor of Arts
Howard Rosenburg's United States Securities and Exchange Commission Experience 1998 - 2001
Job Business and Securities Litigation Attorney
Industry Law Practice
Experience
Kopecky Schumacher Bleakley Rosenburg PC August 2010 - Present
Chicago Investment Group February 2008 - August 2010
DLA Piper US LLP 2003 - January 2008
United States Securities and Exchange Commission 1998 - 2001
Education
Chicago-Kent College of Law, Illinois Institute of Technology 1995 — 1998
JD
University of Illinois at Urbana-Champaign 1991 — 1995
BS, Advertising
Ida Crown Jewish Academy 1987 — 1991
Hillel Torah 1979 — 1987
Kopecky Schumacher Bleakley Rosenburg PC August 2010 - Present
Chicago Investment Group February 2008 - August 2010
DLA Piper US LLP 2003 - January 2008
United States Securities and Exchange Commission 1998 - 2001
Education
Chicago-Kent College of Law, Illinois Institute of Technology 1995 — 1998
JD
University of Illinois at Urbana-Champaign 1991 — 1995
BS, Advertising
Ida Crown Jewish Academy 1987 — 1991
Hillel Torah 1979 — 1987
Jay Perlman's United States Securities and Exchange Commission Experience September 1990 - October 1999
Job Director at Navigant Consulting, Inc.
Industry Financial Services
Experience
Daylight Forensic & Advisory October 2006 - Present
O'Melveny and Myers January 2006 - July 2006
Friedman Billings & Ramsey July 2001 - December 2005
The Motley Fool October 1999 - June 2001
United States Securities and Exchange Commission September 1990 - October 1999
Skills
Anti Money Laundering
Education
Albany Law School of Union University 1987 — 1990
Fordham University 1983 — 1987
BS, Finance
Shaker High School 1979 — 1983
Daylight Forensic & Advisory October 2006 - Present
O'Melveny and Myers January 2006 - July 2006
Friedman Billings & Ramsey July 2001 - December 2005
The Motley Fool October 1999 - June 2001
United States Securities and Exchange Commission September 1990 - October 1999
Skills
Anti Money Laundering
Education
Albany Law School of Union University 1987 — 1990
Fordham University 1983 — 1987
BS, Finance
Shaker High School 1979 — 1983
Margaret Corchado's United States Securities and Exchange Commission Experience January 2012 - April 2012
Job Senior Associate at KPMG, LLP (US)
Industry Law Practice
Experience
KPMG, LLP (US) September 2014 - September 2015
KPMG US November 2013 - September 2014
Brooklyn Law School June 2012 - May 2013
Alpari (US), LLC January 2013 - April 2013
Cullen and Dykman LLP May 2012 - August 2012
United States Securities and Exchange Commission January 2012 - April 2012
U.S. District Court, Eastern District of New York May 2011 - August 2011
NYS Commission on Judicial Conduct May 2004 - August 2010
Belvedere Hotel October 2002 - May 2004
Skills
Legal Research, Securities Regulation, Legal Issues, Product Liability, Courts, Litigation Support, Anti Money Laundering, Bank Secrecy Act
Education
Brooklyn Law School 2010 — 2013
J.D., cum laude, June 2013
Boston University 1998 — 2002
BS, Hospitality Administration
KPMG, LLP (US) September 2014 - September 2015
KPMG US November 2013 - September 2014
Brooklyn Law School June 2012 - May 2013
Alpari (US), LLC January 2013 - April 2013
Cullen and Dykman LLP May 2012 - August 2012
United States Securities and Exchange Commission January 2012 - April 2012
U.S. District Court, Eastern District of New York May 2011 - August 2011
NYS Commission on Judicial Conduct May 2004 - August 2010
Belvedere Hotel October 2002 - May 2004
Skills
Legal Research, Securities Regulation, Legal Issues, Product Liability, Courts, Litigation Support, Anti Money Laundering, Bank Secrecy Act
Education
Brooklyn Law School 2010 — 2013
J.D., cum laude, June 2013
Boston University 1998 — 2002
BS, Hospitality Administration
John McCoy's United States Securities and Exchange Commission Experience August 2010 - October 2012
Job Group Chief Compliance Officer, Fox Filmed Entertainment
Industry Law Practice
Experience
Fox Filmed Entertainment October 2012 - Present
Shine TV October 2012 - Present
21st Century Fox October 2012 - Present
United States Securities and Exchange Commission August 2010 - October 2012
US Securities and Exchange Commission April 2008 - August 2010
Bird Marella May 1995 - March 2008
Heller Ehrman September 1993 - March 1995
Skills
Corporate Governance, Securities Regulation, Intellectual Property, Legal Research, Corporate Law, Licensing, Legal Writing, Trials, Arbitration, Class Actions, Commercial Litigation, Civil Litigation, Due Diligence, Mediation, Litigation, Appeals, Securities Litigation, Employment Law, Internal Investigations, Securities, Privacy Law, Trade Secrets
Education
University of California, Berkeley - School of Law 1990 — 1993
University of California, Berkeley 1986 — 1990
B.A., English
Fox Filmed Entertainment October 2012 - Present
Shine TV October 2012 - Present
21st Century Fox October 2012 - Present
United States Securities and Exchange Commission August 2010 - October 2012
US Securities and Exchange Commission April 2008 - August 2010
Bird Marella May 1995 - March 2008
Heller Ehrman September 1993 - March 1995
Skills
Corporate Governance, Securities Regulation, Intellectual Property, Legal Research, Corporate Law, Licensing, Legal Writing, Trials, Arbitration, Class Actions, Commercial Litigation, Civil Litigation, Due Diligence, Mediation, Litigation, Appeals, Securities Litigation, Employment Law, Internal Investigations, Securities, Privacy Law, Trade Secrets
Education
University of California, Berkeley - School of Law 1990 — 1993
University of California, Berkeley 1986 — 1990
B.A., English
Felicia DiMarco's United States Securities and Exchange Commission Experience 1999 - 2004
Job Independent Legal Services Professional
Industry Legal Services
Experience
United States Securities and Exchange Commission 1999 - 2004
Wilson Elser 1998 - 1999
Education
Albany Law School of Union University
JD, law
Hamilton College
BA, English Lit Major/ Comparative Religion Minor
United States Securities and Exchange Commission 1999 - 2004
Wilson Elser 1998 - 1999
Education
Albany Law School of Union University
JD, law
Hamilton College
BA, English Lit Major/ Comparative Religion Minor
Bennett MacDougall's United States Securities and Exchange Commission Experience August 1998 - January 2000
Job Chief Legal Officer at The Dreyfus Corporation
Industry Financial Services
Experience
The Dreyfus Corporation June 2015 - Present
Deutsche Bank June 2005 - June 2015
Morgan Stanley Investment Management July 2002 - May 2005
Dechert LLP January 2000 - June 2002
United States Securities and Exchange Commission August 1998 - January 2000
Skills
Securities Regulation, Securities, Hedge Funds, Corporate Governance, Due Diligence, Corporate Law, FINRA, Alternative Investments, Mutual Funds, Asset Managment, Structured Products, Investment Management, Private Placements, Structured Finance
Education
New York University School of Law 1997 — 1998
LL.M., Law
Drake University Law School 1994 — 1997
JD, Law
The Evergreen State College 1991 — 1994
Bachelor of Arts (B.A.), None
Mead High School
Mead High School
The Dreyfus Corporation June 2015 - Present
Deutsche Bank June 2005 - June 2015
Morgan Stanley Investment Management July 2002 - May 2005
Dechert LLP January 2000 - June 2002
United States Securities and Exchange Commission August 1998 - January 2000
Skills
Securities Regulation, Securities, Hedge Funds, Corporate Governance, Due Diligence, Corporate Law, FINRA, Alternative Investments, Mutual Funds, Asset Managment, Structured Products, Investment Management, Private Placements, Structured Finance
Education
New York University School of Law 1997 — 1998
LL.M., Law
Drake University Law School 1994 — 1997
JD, Law
The Evergreen State College 1991 — 1994
Bachelor of Arts (B.A.), None
Mead High School
Mead High School
Greg Barksdale's United States Securities and Exchange Commission Experience September 1992 - June 1995
Job Vice President and Corporate Secretary at TE Connectivity
Industry Electrical/Electronic Manufacturing
Experience
TE Connectivity January 2007 - Present
Tyco International June 2004 - June 2007
Tyco International (US) Inc. June 2004 - June 2005
Suburban Propane September 2001 - June 2004
Conectiv January 1998 - August 2001
United States Securities and Exchange Commission September 1992 - June 1995
Skills
Compliance, Mergers, Corporate Governance, SEC reporting, Securities, Contract Negotiation, Corporate Law, SOX, Legal Advice, Corporate Finance, Sarbanes-Oxley Act, Legal Writing, Joint Ventures, Intellectual Property, Mergers & Acquisitions, Restructuring, Due Diligence, Employment Law, Licensing, SEC filings, Risk Management
Education
Boston College Law School 1986 — 1989
JD
University of Virginia 1982 — 1986
BA, Economics
TE Connectivity January 2007 - Present
Tyco International June 2004 - June 2007
Tyco International (US) Inc. June 2004 - June 2005
Suburban Propane September 2001 - June 2004
Conectiv January 1998 - August 2001
United States Securities and Exchange Commission September 1992 - June 1995
Skills
Compliance, Mergers, Corporate Governance, SEC reporting, Securities, Contract Negotiation, Corporate Law, SOX, Legal Advice, Corporate Finance, Sarbanes-Oxley Act, Legal Writing, Joint Ventures, Intellectual Property, Mergers & Acquisitions, Restructuring, Due Diligence, Employment Law, Licensing, SEC filings, Risk Management
Education
Boston College Law School 1986 — 1989
JD
University of Virginia 1982 — 1986
BA, Economics
Thomas Fursa's United States Securities and Exchange Commission Experience 2004 - 2006
Job Team Leader at Office of the Comptroller of the Currency
Industry Banking
Experience
Office of the Comptroller of the Currency 2012 - Present
Office of the Comptroller of the Currency 2006 - 2012
United States Securities and Exchange Commission 2004 - 2006
NASD 2003 - 2004
Ivy Asset Management 2001 - 2003
KPMG 1999 - 2001
Education
Hofstra University
MBA, Accounting
Office of the Comptroller of the Currency 2012 - Present
Office of the Comptroller of the Currency 2006 - 2012
United States Securities and Exchange Commission 2004 - 2006
NASD 2003 - 2004
Ivy Asset Management 2001 - 2003
KPMG 1999 - 2001
Education
Hofstra University
MBA, Accounting
Kevin B. Martin's United States Securities and Exchange Commission Experience May 2001 - June 2003
Job Chief Executive Officer at Sonoma Risk Insurance Agency
Industry Insurance
Experience
Sonoma Risk Insurance Agency May 2009 - Present
Bingham McCutchen May 2007 - May 2009
Alschuler Grossman Stein & Kahan 2004 - 2007
Bernstein Litowtiz Berger and Grossmann June 2003 - July 2004
United States Securities and Exchange Commission May 2001 - June 2003
Skills
Insurance, Litigation, Courts, Financial Risk, Licensing, Mergers & Acquisitions, Mergers, Professional Liability, Due Diligence, Contract Negotiation, Commercial Litigation, Arbitration, Corporate Law, Intellectual Property, Civil Litigation, Property & Casualty..., Liability, Legal Research, Mediation, Workers Compensation, Corporate Governance, Risk Management, Commercial Insurance, Legal Liability
Education
New York University School of Law 1995 — 1998
Emory University 1991 — 1995
BA
Sonoma Risk Insurance Agency May 2009 - Present
Bingham McCutchen May 2007 - May 2009
Alschuler Grossman Stein & Kahan 2004 - 2007
Bernstein Litowtiz Berger and Grossmann June 2003 - July 2004
United States Securities and Exchange Commission May 2001 - June 2003
Skills
Insurance, Litigation, Courts, Financial Risk, Licensing, Mergers & Acquisitions, Mergers, Professional Liability, Due Diligence, Contract Negotiation, Commercial Litigation, Arbitration, Corporate Law, Intellectual Property, Civil Litigation, Property & Casualty..., Liability, Legal Research, Mediation, Workers Compensation, Corporate Governance, Risk Management, Commercial Insurance, Legal Liability
Education
New York University School of Law 1995 — 1998
Emory University 1991 — 1995
BA
Pauline Calande's United States Securities and Exchange Commission Experience November 2004 - April 2011
Job Senior Counsel, Legal Division, Complex Financial Institutions at FDIC
Industry Banking
Experience
FDIC January 2012 - Present
United States Senate March 2010 - April 2011
United States Securities and Exchange Commission November 2004 - April 2011
United States Securities and Exchange Commission September 2003 - November 2004
Howard Rice, San Francisco (now Arnold & Porter) March 1992 - August 2003
Howard Rice, San Francisco (now Arnold & Porter) December 1985 - March 1992
Skills
Enforcement, Commercial Litigation, Litigation, Intellectual Property, Legal Research, Securities Regulation, International Law, Legal Writing, Securities Litigation, Corporate Governance, Privacy Law, Securities, Private Investigations, Corporate Law, Law Enforcement, Licensing, Civil Litigation
Education
Yale Law School 1982 — 1985
JD
Pomona College 1978 — 1982
BA, Economics, English Literature
FDIC January 2012 - Present
United States Senate March 2010 - April 2011
United States Securities and Exchange Commission November 2004 - April 2011
United States Securities and Exchange Commission September 2003 - November 2004
Howard Rice, San Francisco (now Arnold & Porter) March 1992 - August 2003
Howard Rice, San Francisco (now Arnold & Porter) December 1985 - March 1992
Skills
Enforcement, Commercial Litigation, Litigation, Intellectual Property, Legal Research, Securities Regulation, International Law, Legal Writing, Securities Litigation, Corporate Governance, Privacy Law, Securities, Private Investigations, Corporate Law, Law Enforcement, Licensing, Civil Litigation
Education
Yale Law School 1982 — 1985
JD
Pomona College 1978 — 1982
BA, Economics, English Literature
Daphene R. McFerren's United States Securities and Exchange Commission Experience January 1992 - October 1994
Job Project Leader, Strategic Planner, Fundraiser, Attorney, Skilled Negotiator, Documentary and Media Producer, Writer
Industry Museums and Institutions
Experience
University of Memphis, Benjamin L. Hooks Institute for Social Change January 2008 - Present
United States Department of Justice. Jan. 1995 to March 2006 June 2006 - May 2007
United States Department of Justice January 1995 - March 2006
United States Department of Justice December 1999 - January 2001
United States Department of Justice January 1995 - December 1999
United States Securities and Exchange Commission January 1992 - October 1994
Kaye, Scholer, Fierman, Hays & Handler August 1989 - December 1991
Skills
Fundraising, Research, Grant Writing, Non-profits, Higher Education, Public Speaking, Community Outreach, Teaching, Program Development, Editing, Volunteer Management, Event Planning, History, Social Media, Licensing Negotiations, Contract Negotiation, Nonprofits, Policy Analysis, Public Policy, Civil Litigation, contract ne, Social Documentary
Education
Leadership Memphis 2009 — 2010
Political Science and Government
Harvard Law School 1986 — 1989
J.D., Law
Yale University 1980 — 1984
BA, Political Science
University of Memphis, Benjamin L. Hooks Institute for Social Change January 2008 - Present
United States Department of Justice. Jan. 1995 to March 2006 June 2006 - May 2007
United States Department of Justice January 1995 - March 2006
United States Department of Justice December 1999 - January 2001
United States Department of Justice January 1995 - December 1999
United States Securities and Exchange Commission January 1992 - October 1994
Kaye, Scholer, Fierman, Hays & Handler August 1989 - December 1991
Skills
Fundraising, Research, Grant Writing, Non-profits, Higher Education, Public Speaking, Community Outreach, Teaching, Program Development, Editing, Volunteer Management, Event Planning, History, Social Media, Licensing Negotiations, Contract Negotiation, Nonprofits, Policy Analysis, Public Policy, Civil Litigation, contract ne, Social Documentary
Education
Leadership Memphis 2009 — 2010
Political Science and Government
Harvard Law School 1986 — 1989
J.D., Law
Yale University 1980 — 1984
BA, Political Science
James H. Davis III's United States Securities and Exchange Commission Experience August 1994 - June 1999
Job Director and Associate General Counsel at TIAACREF
Industry Financial Services
Experience
TIAA-CREF January 2014 - Present
Metropolitan Black Bar Association July 2011 - June 2014
UBS July 2013 - December 2013
MetLife Bank, N.A. January 2012 - May 2013
MetLife Bank, N.A. November 2007 - January 2012
Charles Schwab Bank, N.A. November 2003 - November 2007
Providian Financial June 2001 - November 2003
Wells Fargo Bank, N.A. June 1999 - June 2001
United States Securities and Exchange Commission August 1994 - June 1999
Skills
Risk Management, Corporate Law, Insurance, Commercial Litigation, Corporate Governance, Litigation, Privacy Law, Employment Law, Litigation Management, Legal Research, Legal Writing, Mortgage Lending, Due Diligence, Underwriting, Financial Risk, Licensing, Banking, Mergers & Acquisitions
Education
University of Arizona, James E. Rogers College of Law 1991 — 1994
University of California, Santa Barbara 1985 — 1989
B.A., Law and Society
Independence High School
TIAA-CREF January 2014 - Present
Metropolitan Black Bar Association July 2011 - June 2014
UBS July 2013 - December 2013
MetLife Bank, N.A. January 2012 - May 2013
MetLife Bank, N.A. November 2007 - January 2012
Charles Schwab Bank, N.A. November 2003 - November 2007
Providian Financial June 2001 - November 2003
Wells Fargo Bank, N.A. June 1999 - June 2001
United States Securities and Exchange Commission August 1994 - June 1999
Skills
Risk Management, Corporate Law, Insurance, Commercial Litigation, Corporate Governance, Litigation, Privacy Law, Employment Law, Litigation Management, Legal Research, Legal Writing, Mortgage Lending, Due Diligence, Underwriting, Financial Risk, Licensing, Banking, Mergers & Acquisitions
Education
University of Arizona, James E. Rogers College of Law 1991 — 1994
University of California, Santa Barbara 1985 — 1989
B.A., Law and Society
Independence High School
Prata Paul's United States Securities and Exchange Commission Experience
Job Staff Accountant at United States Securities and Exchange Commission
Industry Financial Services
Experience
United States Securities and Exchange Commission
Education
Northeastern University
Bachelor of Business Administration (BBA), Finance, General
Suffolk University
Master of Business Administration (M.B.A.)
United States Securities and Exchange Commission
Education
Northeastern University
Bachelor of Business Administration (BBA), Finance, General
Suffolk University
Master of Business Administration (M.B.A.)
Rebekah Goshorn's United States Securities and Exchange Commission Experience April 2009 - August 2009
Job Counsel at House Committee on Financial Services
Industry Capital Markets
Experience
US Congress May 2015 - Present
U.S. Securities and Exchange Commission April 2014 - May 2015
WilmerHale June 2011 - April 2014
US Securities and Exchange Commission August 2009 - May 2011
United States Securities and Exchange Commission April 2009 - August 2009
United States Securities and Exchange Commission August 2007 - August 2009
SPAWAR May 2005 - December 2006
Skills
Securities Regulation, Legal Writing, Corporate Governance, Corporate Law, Policy Analysis, Securities, Legal Research
Education
University of San Diego School of Law 2004 — 2007
UC San Diego School of Global Policy and Strategy (GPS) 2002 — 2004
MPIA, International Management and Relations
University of California, San Diego 2000 — 2002
BS & BA, Management Science and Political Science
US Congress May 2015 - Present
U.S. Securities and Exchange Commission April 2014 - May 2015
WilmerHale June 2011 - April 2014
US Securities and Exchange Commission August 2009 - May 2011
United States Securities and Exchange Commission April 2009 - August 2009
United States Securities and Exchange Commission August 2007 - August 2009
SPAWAR May 2005 - December 2006
Skills
Securities Regulation, Legal Writing, Corporate Governance, Corporate Law, Policy Analysis, Securities, Legal Research
Education
University of San Diego School of Law 2004 — 2007
UC San Diego School of Global Policy and Strategy (GPS) 2002 — 2004
MPIA, International Management and Relations
University of California, San Diego 2000 — 2002
BS & BA, Management Science and Political Science
Chris Laia's United States Securities and Exchange Commission Experience July 1994 - July 1996
Job Business Group, General Counsel at USAA
Industry Financial Services
Experience
USAA March 2014 - Present
USAA July 2011 - March 2014
USAA June 2007 - June 2011
Brown Advisory April 2002 - April 2007
Deutsche Banc Alex. Brown January 2001 - May 2002
Deutsche Banc Alex. Brown June 1999 - January 2001
Alex Brown and Sons July 1996 - May 1999
United States Securities and Exchange Commission July 1994 - July 1996
United States Securities and Exchange Commission September 1991 - July 1994
Lord Day & Lord September 1988 - September 1991
Education
Tulane University Law School
Master of Laws (LL.M.)
Willamette University College of Law
Juris Doctor (J.D.)
Stony Brook University
Bachelor's Degree
USAA March 2014 - Present
USAA July 2011 - March 2014
USAA June 2007 - June 2011
Brown Advisory April 2002 - April 2007
Deutsche Banc Alex. Brown January 2001 - May 2002
Deutsche Banc Alex. Brown June 1999 - January 2001
Alex Brown and Sons July 1996 - May 1999
United States Securities and Exchange Commission July 1994 - July 1996
United States Securities and Exchange Commission September 1991 - July 1994
Lord Day & Lord September 1988 - September 1991
Education
Tulane University Law School
Master of Laws (LL.M.)
Willamette University College of Law
Juris Doctor (J.D.)
Stony Brook University
Bachelor's Degree
Edward L. Schnitzer's United States Securities and Exchange Commission Experience August 2000 - September 2001
Job PartnerBankruptcy Department at Hahn & Hessen LLP
Industry Law Practice
Experience
Hahn & Hessen LLP September 2001 - Present
United States Securities and Exchange Commission August 2000 - September 2001
Bronx County District Attorney's Office August 1997 - August 2000
Skills
Bankruptcy Mediator, Commercial Litigation, Chapter 11, Bankruptcy, Appeals, Litigation, Westlaw, Securities Regulation, Due Diligence, Legal Writing, Debtors, Legal Research, Criminal Law, Corporate Law, Chapter 7, Hearings, Motions, Trials, Class Actions, Breach Of Contract, Courts, Creditors' Rights, Mediation, Trial Practice, Civil Litigation, Fraud, Arbitration
Education
St. John's University School of Law and the Hugh L. Carey Center for Dispute Resolution 2011 — 2011
Certificate of Completeion, Bankruptcy Mediation
Columbia Law School 1994 — 1997
JD, Law
University of Pennsylvania 1990 — 1994
BA, Math and Economics (cum laude)
Hahn & Hessen LLP September 2001 - Present
United States Securities and Exchange Commission August 2000 - September 2001
Bronx County District Attorney's Office August 1997 - August 2000
Skills
Bankruptcy Mediator, Commercial Litigation, Chapter 11, Bankruptcy, Appeals, Litigation, Westlaw, Securities Regulation, Due Diligence, Legal Writing, Debtors, Legal Research, Criminal Law, Corporate Law, Chapter 7, Hearings, Motions, Trials, Class Actions, Breach Of Contract, Courts, Creditors' Rights, Mediation, Trial Practice, Civil Litigation, Fraud, Arbitration
Education
St. John's University School of Law and the Hugh L. Carey Center for Dispute Resolution 2011 — 2011
Certificate of Completeion, Bankruptcy Mediation
Columbia Law School 1994 — 1997
JD, Law
University of Pennsylvania 1990 — 1994
BA, Math and Economics (cum laude)
Laura Denise Compton's United States Securities and Exchange Commission Experience March 2015 - Present
Job Senior Special Counsel, Office of International Affairs at United States Securities and Exchange Commission
Industry Law Practice
Experience
United States Securities and Exchange Commission March 2015 - Present
Education
Georgetown University Law Center 2002 — 2005
Juris Doctor, cum laude
Wellesley College 1994 — 1998
A.B., French / Women's Studies
United States Securities and Exchange Commission March 2015 - Present
Education
Georgetown University Law Center 2002 — 2005
Juris Doctor, cum laude
Wellesley College 1994 — 1998
A.B., French / Women's Studies
Jason Rosenberg's United States Securities and Exchange Commission Experience June 2010 - September 2014
Job Helping investment firms manage regulatory risk
Industry Financial Services
Experience
ACA Compliance Group September 2014 - Present
United States Securities and Exchange Commission June 2010 - September 2014
Fortigent LLC August 2007 - June 2010
Rydex Distributors March 2006 - August 2007
US Securities and Exchange Commission March 2004 - March 2006
Skills
Investment Advisor..., hedge fund compliance, private equity..., investment company..., Securities Regulation, Operational Due..., manager due diligence, AML, Asset Allocation, Broker-Dealer, Corporate Finance, Corporate Law, Derivatives, ETFs, Financial Services, Fund Of Funds, Internal Investigations, Investment Advisers Act, Investment Advisory..., Investments, Mergers, Portfolio Management, Registered Investment..., Securities, Series 7, Hedge Funds, Investment Strategies, Series 63, Finance, Wealth Management, Mergers & Acquisitions, Alternative Investments, Series 24, Asset Management, Anti Money Laundering
Education
Frostburg State University 1991 — 1993
MBA, business management
Frostburg State University 1989 — 1991
bs, business administration
ACA Compliance Group September 2014 - Present
United States Securities and Exchange Commission June 2010 - September 2014
Fortigent LLC August 2007 - June 2010
Rydex Distributors March 2006 - August 2007
US Securities and Exchange Commission March 2004 - March 2006
Skills
Investment Advisor..., hedge fund compliance, private equity..., investment company..., Securities Regulation, Operational Due..., manager due diligence, AML, Asset Allocation, Broker-Dealer, Corporate Finance, Corporate Law, Derivatives, ETFs, Financial Services, Fund Of Funds, Internal Investigations, Investment Advisers Act, Investment Advisory..., Investments, Mergers, Portfolio Management, Registered Investment..., Securities, Series 7, Hedge Funds, Investment Strategies, Series 63, Finance, Wealth Management, Mergers & Acquisitions, Alternative Investments, Series 24, Asset Management, Anti Money Laundering
Education
Frostburg State University 1991 — 1993
MBA, business management
Frostburg State University 1989 — 1991
bs, business administration
Anthony Djinis's United States Securities and Exchange Commission Experience March 1977 - May 1983
Job Senior Partner at Pickard and Djinis, LLP
Industry Law Practice
Experience
Pickard and Djinis LLP May 1983 - Present
Pickard and Djinis, LLP May 1983 - Present
United States Securities and Exchange Commission March 1977 - May 1983
Skills
Civil Litigation, Appeals, Litigation, Trial Practice, Arbitration, Securities Litigation, Securities Law, Securities Regulation, White Collar Criminal..., Class Actions, Commercial Litigation, Courts, Broker-Dealer, Investment Advisory, Hedge Funds, Investment Banking, Securities, FINRA, Corporate Law
Education
Saint John's University 1972 — 1974
Doctor of Law (JD), Law
Rensselaer Polytechnic Institute 1967 — 1971
Bachelor of Science (BS), Physics
Rensselaer Polytechnic Institute 1967 — 1971
Bachelor's Degree, Physics
Pickard and Djinis LLP May 1983 - Present
Pickard and Djinis, LLP May 1983 - Present
United States Securities and Exchange Commission March 1977 - May 1983
Skills
Civil Litigation, Appeals, Litigation, Trial Practice, Arbitration, Securities Litigation, Securities Law, Securities Regulation, White Collar Criminal..., Class Actions, Commercial Litigation, Courts, Broker-Dealer, Investment Advisory, Hedge Funds, Investment Banking, Securities, FINRA, Corporate Law
Education
Saint John's University 1972 — 1974
Doctor of Law (JD), Law
Rensselaer Polytechnic Institute 1967 — 1971
Bachelor of Science (BS), Physics
Rensselaer Polytechnic Institute 1967 — 1971
Bachelor's Degree, Physics
Alex McNeil's United States Securities and Exchange Commission Experience August 2001 - January 2004
Job Senior Compliance Associate at MetLife
Industry Financial Services
Experience
MetLife April 2005 - Present
Morgan Stanley January 2004 - April 2005
United States Securities and Exchange Commission August 2001 - January 2004
Education
Brooklyn Law School 1997 — 2001
MetLife April 2005 - Present
Morgan Stanley January 2004 - April 2005
United States Securities and Exchange Commission August 2001 - January 2004
Education
Brooklyn Law School 1997 — 2001
Bill Lutz's United States Securities and Exchange Commission Experience January 1991 - April 1991
Job Manager, Financial & Professional Liability Claims at Starr Adjustment Services, Inc. A Member of Starr Companies
Industry Insurance
Experience
Starr Adjustment Services, Inc. - A Member of Starr Companies August 2015 - Present
Clyde & Co LLP March 2012 - August 2015
Tucker Ellis & West LLP March 2005 - March 2012
Sedgwick Detert Moran & Arnold LLP September 1992 - March 2005
The Honorable Moody R. Tidwell, United States Claims Court January 1992 - April 1992
United States Securities and Exchange Commission January 1991 - April 1991
Skills
Insurance
Education
The Catholic University of America, Columbus School of Law 1989 — 1992
J.D., Law
The George Washington University 1985 — 1989
BA, Political Science, Economics
MOHS
Starr Adjustment Services, Inc. - A Member of Starr Companies August 2015 - Present
Clyde & Co LLP March 2012 - August 2015
Tucker Ellis & West LLP March 2005 - March 2012
Sedgwick Detert Moran & Arnold LLP September 1992 - March 2005
The Honorable Moody R. Tidwell, United States Claims Court January 1992 - April 1992
United States Securities and Exchange Commission January 1991 - April 1991
Skills
Insurance
Education
The Catholic University of America, Columbus School of Law 1989 — 1992
J.D., Law
The George Washington University 1985 — 1989
BA, Political Science, Economics
MOHS
Allan I. Kahn's United States Securities and Exchange Commission Experience September 2000 - February 2012
Job Associate General Counsel & Compliance Officer
Industry Security and Investigations
Experience
Oak Hill Capital Management February 2012 - Present
United States Securities and Exchange Commission September 2000 - February 2012
Education
Brooklyn Law School 1997 — 2000
JD
Oak Hill Capital Management February 2012 - Present
United States Securities and Exchange Commission September 2000 - February 2012
Education
Brooklyn Law School 1997 — 2000
JD
Jose A. Lopez's United States Securities and Exchange Commission Experience January 1999 - December 2000
Job Partner at Perkins Coie LLP, a national litigation firm based in Chicago
Industry Law Practice
Experience
Perkins Coie LLP January 2012 - Present
Schopf & Weiss LLP January 2001 - January 2012
United States Securities and Exchange Commission January 1999 - December 2000
Cook County State's Attorney's Office October 1997 - March 1999
U.S. District Court for the Northern District of Illinois March 1996 - September 1997
Education
Northwestern University School of Law 1992 — 1995
Juris Doctor, Law
DePaul University 1988 — 1992
Bacheor of Arts, Political Science and Philosophy
Perkins Coie LLP January 2012 - Present
Schopf & Weiss LLP January 2001 - January 2012
United States Securities and Exchange Commission January 1999 - December 2000
Cook County State's Attorney's Office October 1997 - March 1999
U.S. District Court for the Northern District of Illinois March 1996 - September 1997
Education
Northwestern University School of Law 1992 — 1995
Juris Doctor, Law
DePaul University 1988 — 1992
Bacheor of Arts, Political Science and Philosophy
Allen A. Flood, Jr.'s United States Securities and Exchange Commission Experience February 1998 - Present
Job Senior Counsel, Division of Enforcement at United States Securities and Exchange Commission
Industry Law Practice
Experience
United States Securities and Exchange Commission February 1998 - Present
Ginsburg, Feldman and Bress, Chartered 1997 - 1998
Patton Boggs LLP 1995 - 1997
Education
Harvard Law School 1992 — 1995
Doctor of Law (J.D.)
University of Virginia 1988 — 1992
Bachelor of Arts (B.A.), English
United States Securities and Exchange Commission February 1998 - Present
Ginsburg, Feldman and Bress, Chartered 1997 - 1998
Patton Boggs LLP 1995 - 1997
Education
Harvard Law School 1992 — 1995
Doctor of Law (J.D.)
University of Virginia 1988 — 1992
Bachelor of Arts (B.A.), English
Wendy Fox's United States Securities and Exchange Commission Experience June 1988 - October 2004
Job VP & Chief Compliance Officer at Ariel Investments, LLC
Industry Investment Management
Experience
Ariel Investments, LLC October 2004 - Present
United States Securities and Exchange Commission June 1988 - October 2004
Education
Washington University in St. Louis School of Law 1984 — 1987
JD, Law
University of Michigan 1980 — 1983
BA, English Literature
Niles West High School 1976 — 1980
Ariel Investments, LLC October 2004 - Present
United States Securities and Exchange Commission June 1988 - October 2004
Education
Washington University in St. Louis School of Law 1984 — 1987
JD, Law
University of Michigan 1980 — 1983
BA, English Literature
Niles West High School 1976 — 1980
John Parker Sweeney's United States Securities and Exchange Commission Experience 1976 - 1982
Job Defends Business in Class Actions and Mass Torts
Industry Law Practice
Experience
DRI - The Voice of the Defense Bar October 2014 - Present
Bradley Arant Boult Cummings LLP January 2013 - Present
Womble Carlyle Sandridge & Rice, PLLC October 2007 - December 2012
Miles & Stockbridge 1990 - 2007
Debevoise & Plimpton 1982 - 1990
United States Securities and Exchange Commission 1976 - 1982
Skills
Product Liability, Class Actions, Toxic Tort, Mass Torts, Complex Litigation, Defense, Trials, Alternative Dispute..., Trial Practice, Civil Litigation, Public Liability, Litigation, Legal Research, Commercial Litigation, Medical Malpractice, Consumer Law, Torts, Insurance Law, Appeals, Mediation, Trade Secrets, Business Litigation, Construction Law, Legal Writing, Personal Injury, Personal Injury..., Employment Law, Arbitration, Corporate Law, Litigation Management, Dispute Resolution, Environmental Law
Education
American University, Washington College of Law 1972 — 1975
JD, Law
Ohio Wesleyan University 1968 — 1972
BA, Politics
Rippowam High School 1965 — 1968
High School
DRI - The Voice of the Defense Bar October 2014 - Present
Bradley Arant Boult Cummings LLP January 2013 - Present
Womble Carlyle Sandridge & Rice, PLLC October 2007 - December 2012
Miles & Stockbridge 1990 - 2007
Debevoise & Plimpton 1982 - 1990
United States Securities and Exchange Commission 1976 - 1982
Skills
Product Liability, Class Actions, Toxic Tort, Mass Torts, Complex Litigation, Defense, Trials, Alternative Dispute..., Trial Practice, Civil Litigation, Public Liability, Litigation, Legal Research, Commercial Litigation, Medical Malpractice, Consumer Law, Torts, Insurance Law, Appeals, Mediation, Trade Secrets, Business Litigation, Construction Law, Legal Writing, Personal Injury, Personal Injury..., Employment Law, Arbitration, Corporate Law, Litigation Management, Dispute Resolution, Environmental Law
Education
American University, Washington College of Law 1972 — 1975
JD, Law
Ohio Wesleyan University 1968 — 1972
BA, Politics
Rippowam High School 1965 — 1968
High School
James Hanley's United States Securities and Exchange Commission Experience August 2007 - December 2007
Job Assistant District Attorney at Office of the Special Narcotics Prosecutor
Industry Law Enforcement
Experience
Office of the Special Narcotics Prosecutor - Special Investigations Bureau February 2012 - Present
Bronx County District Attorney's Office September 2008 - February 2012
United States Securities and Exchange Commission August 2007 - December 2007
United States District Court for the District of New Jersey September 2007 - November 2007
New York County District Attorney's Office June 2007 - August 2007
Seton Hall University May 2006 - May 2007
New York City Civil Court May 2006 - August 2006
Skills
Criminal Law, Courts, Legal Writing, Trials, Westlaw, Hearings, Legal Research, Criminal Defense, Litigation, Prosecution, Evidence, Criminal Justice, Lexis, Criminal Investigations, Constitutional Law, Investigation, Enforcement, Jury Trials, Criminal Procedure, Trial Practice, Motions, Private Investigations, Juvenile Law, Appeals, White Collar Criminal...
Education
Seton Hall University School of Law 2005 — 2008
Juris Doctor, Cum Laude, Law
Office of the Special Narcotics Prosecutor - Special Investigations Bureau February 2012 - Present
Bronx County District Attorney's Office September 2008 - February 2012
United States Securities and Exchange Commission August 2007 - December 2007
United States District Court for the District of New Jersey September 2007 - November 2007
New York County District Attorney's Office June 2007 - August 2007
Seton Hall University May 2006 - May 2007
New York City Civil Court May 2006 - August 2006
Skills
Criminal Law, Courts, Legal Writing, Trials, Westlaw, Hearings, Legal Research, Criminal Defense, Litigation, Prosecution, Evidence, Criminal Justice, Lexis, Criminal Investigations, Constitutional Law, Investigation, Enforcement, Jury Trials, Criminal Procedure, Trial Practice, Motions, Private Investigations, Juvenile Law, Appeals, White Collar Criminal...
Education
Seton Hall University School of Law 2005 — 2008
Juris Doctor, Cum Laude, Law
Allan Zebedee's United States Securities and Exchange Commission Experience July 2005 - July 2006
Job Associate Professor at Clarkson University
Industry Education Management
Experience
Clarkson University August 2007 - Present
Zebedee & Associates 1996 - 2010
San Diego State University August 2001 - July 2007
United States Securities and Exchange Commission July 2005 - July 2006
XENERGY 1991 - 1996
Skills
Research, Data Analysis, Microsoft Excel, Microsoft Office, Financial Analysis, Analysis, Leadership, Management, Statistics, Public Speaking
Education
University of California, San Diego 1996 — 2001
Ph.D., Economics
Colby College 1986 — 1990
Bachelor's degree, Economics
Clarkson University August 2007 - Present
Zebedee & Associates 1996 - 2010
San Diego State University August 2001 - July 2007
United States Securities and Exchange Commission July 2005 - July 2006
XENERGY 1991 - 1996
Skills
Research, Data Analysis, Microsoft Excel, Microsoft Office, Financial Analysis, Analysis, Leadership, Management, Statistics, Public Speaking
Education
University of California, San Diego 1996 — 2001
Ph.D., Economics
Colby College 1986 — 1990
Bachelor's degree, Economics
Jeffrey A. Clark's United States Securities and Exchange Commission Experience 1990 - 1995
Job Managing Director at ROCS Consulting
Industry Financial Services
Experience
ROCS Consulting December 2000 - Present
KPMG Consulting 1999 - 2000
Dover International (a.k.a. Bisys Regulatory Services) 1996 - 1999
The Investment Firm of Keogler, Morgan and Company 1995 - 1996
United States Securities and Exchange Commission 1990 - 1995
National Association of Securities Dealers (k.n.a. FINRA) 1985 - 1990
Financial Industry Regulatory Authority (FINRA) 1985 - 1990
Skills
Compliance, Securities, Investment Advisory, Capital Markets, Regulatory Reporting, FINRA, Mutual Funds, AML
Education
University of Georgia - Terry College of Business 1980 — 1983
BBA, Finance
ROCS Consulting December 2000 - Present
KPMG Consulting 1999 - 2000
Dover International (a.k.a. Bisys Regulatory Services) 1996 - 1999
The Investment Firm of Keogler, Morgan and Company 1995 - 1996
United States Securities and Exchange Commission 1990 - 1995
National Association of Securities Dealers (k.n.a. FINRA) 1985 - 1990
Financial Industry Regulatory Authority (FINRA) 1985 - 1990
Skills
Compliance, Securities, Investment Advisory, Capital Markets, Regulatory Reporting, FINRA, Mutual Funds, AML
Education
University of Georgia - Terry College of Business 1980 — 1983
BBA, Finance
Gregory Glynn's United States Securities and Exchange Commission Experience 1997 - September 2011
Job Retired Senior Trial Counsel at US Securities and Exchange Commission
Industry Legal Services
Experience
October 2011 - Present
US Securities and Exchange Commission June 1997 - September 2011
United States Securities and Exchange Commission 1997 - September 2011
Skills
White Collar Criminal..., Securities Litigation, Securities Law, Securities Regulation, Fraud, Administrative Law, FCPA, Internal Investigations, Corporate Governance, Civil Litigation, Litigation, Trials, Appeals, Commercial Litigation, Criminal Law, Arbitration, Litigation Support, Courts
Education
Yale Law School 1963 — 1966
LL.B.
College of the Holy Cross
B.S.
University of California, Los Angeles
University of California, Los Angeles
University of California, Los Angeles
October 2011 - Present
US Securities and Exchange Commission June 1997 - September 2011
United States Securities and Exchange Commission 1997 - September 2011
Skills
White Collar Criminal..., Securities Litigation, Securities Law, Securities Regulation, Fraud, Administrative Law, FCPA, Internal Investigations, Corporate Governance, Civil Litigation, Litigation, Trials, Appeals, Commercial Litigation, Criminal Law, Arbitration, Litigation Support, Courts
Education
Yale Law School 1963 — 1966
LL.B.
College of the Holy Cross
B.S.
University of California, Los Angeles
University of California, Los Angeles
University of California, Los Angeles
Amy McNamer's United States Securities and Exchange Commission Experience Senior AttorneyUS Securities and Exchange Commission2004 - Present
Job Senior Attorney at United States Securities and Exchange Commission
Industry Law Enforcement
Experience
United States Securities and Exchange Commission Senior AttorneyUS Securities and Exchange Commission2004 - Present
Zuckerman Spaeder LLP September 2001 - June 2004
Keker & Van Nest June 1998 - June 2001
Brobeck, Phleger & Harrison September 1996 - June 1998
Education
Georgetown University Law Center 1993 — 1996
J.D., law
Harvard University 1986 — 1990
B.A., history
United States Securities and Exchange Commission Senior AttorneyUS Securities and Exchange Commission2004 - Present
Zuckerman Spaeder LLP September 2001 - June 2004
Keker & Van Nest June 1998 - June 2001
Brobeck, Phleger & Harrison September 1996 - June 1998
Education
Georgetown University Law Center 1993 — 1996
J.D., law
Harvard University 1986 — 1990
B.A., history
Robert Lamont's United States Securities and Exchange Commission Experience February 2004 - July 2007
Job General Counsel and Chief Compliance Officer at Kopernik Global Investors, LLC
Industry Investment Management
Experience
Kopernik Global Investors, LLC August 2013 - Present
Transamerica Asset Management, Inc. July 2007 - August 2013
United States Securities and Exchange Commission February 2004 - July 2007
Dechert LLP August 1999 - February 2004
Skills
Securities Regulation, Compliance, Securities Litigation, Securities, Investment Management, 1940 Act, Investment Advisor..., Investment Company Act, Investment Advisers Act, Mutual Funds, Legal Compliance, Corporate Governance, Financial Regulation, FINRA, SEC, Investments, Asset Management, Alternative Investments, Derivatives, Licensing, Series 7, Insurance, Private Equity, Fund Of Funds, Broker-Dealer, Corporate Law, ETFs, Series 24, Series 63, Financial Services, Fixed Annuities, Investment Advisory, Mergers & Acquisitions, UCITS, AML, Hedge Funds, Equities, Due Diligence, ERISA, Capital Markets, Fixed Income, 401k, Private Placements, Asset Allocation
Education
Georgetown University Law Center 1998 — 1999
LL.M., Securities and Financial Regulation
Florida State University College of Law 1995 — 1998
Juris Doctorate
University of Florida 1991 — 1995
B.S. Business Administration, Economics
Stetson University College of Law
Kopernik Global Investors, LLC August 2013 - Present
Transamerica Asset Management, Inc. July 2007 - August 2013
United States Securities and Exchange Commission February 2004 - July 2007
Dechert LLP August 1999 - February 2004
Skills
Securities Regulation, Compliance, Securities Litigation, Securities, Investment Management, 1940 Act, Investment Advisor..., Investment Company Act, Investment Advisers Act, Mutual Funds, Legal Compliance, Corporate Governance, Financial Regulation, FINRA, SEC, Investments, Asset Management, Alternative Investments, Derivatives, Licensing, Series 7, Insurance, Private Equity, Fund Of Funds, Broker-Dealer, Corporate Law, ETFs, Series 24, Series 63, Financial Services, Fixed Annuities, Investment Advisory, Mergers & Acquisitions, UCITS, AML, Hedge Funds, Equities, Due Diligence, ERISA, Capital Markets, Fixed Income, 401k, Private Placements, Asset Allocation
Education
Georgetown University Law Center 1998 — 1999
LL.M., Securities and Financial Regulation
Florida State University College of Law 1995 — 1998
Juris Doctorate
University of Florida 1991 — 1995
B.S. Business Administration, Economics
Stetson University College of Law
Jonathan Sokobin's United States Securities and Exchange Commission Experience March 2008 - December 2009
Job Chief Economist at Financial Industry Regulatory Authority
Industry Research
Experience
Financial Industry Regulatory Authority May 2013 - Present
Office of Financial Research, U.S. Department of the Treasury November 2012 - May 2013
Office of Financial Research, U.S. Department of the Treasury November 2011 - May 2013
US Securities and Exchange Commission January 2010 - November 2011
United States Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission September 2004 - February 2008
SMU Cox School of Business August 1993 - July 1998
Skills
Economics, Finance, Research, Corporate Governance, Securities, Valuation, Analysis, Management, Risk Management, Derivatives, Corporate Finance, Financial Modeling, Financial Analysis, Financial Markets, Strategy, Investments, Capital Markets, Financial Risk, Econometrics, Equities, Accounting, Hedge Funds, Financial Regulation, Public Policy, Quantitative Analytics, Mergers & Acquisitions
Education
The University of Chicago 1985 — 1993
Ph.D., Finance
The Ohio State University 1980 — 1984
BA, Economics
Financial Industry Regulatory Authority May 2013 - Present
Office of Financial Research, U.S. Department of the Treasury November 2012 - May 2013
Office of Financial Research, U.S. Department of the Treasury November 2011 - May 2013
US Securities and Exchange Commission January 2010 - November 2011
United States Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission September 2004 - February 2008
SMU Cox School of Business August 1993 - July 1998
Skills
Economics, Finance, Research, Corporate Governance, Securities, Valuation, Analysis, Management, Risk Management, Derivatives, Corporate Finance, Financial Modeling, Financial Analysis, Financial Markets, Strategy, Investments, Capital Markets, Financial Risk, Econometrics, Equities, Accounting, Hedge Funds, Financial Regulation, Public Policy, Quantitative Analytics, Mergers & Acquisitions
Education
The University of Chicago 1985 — 1993
Ph.D., Finance
The Ohio State University 1980 — 1984
BA, Economics
Sean Farrelly's United States Securities and Exchange Commission Experience January 2008 - May 2008
Job Attorney at Farrelly PC
Industry Law Practice
Experience
Farrelly PC September 2012 - Present
District of Columbia Office of the Attorney General September 2010 - September 2012
Superior Court of the District of Columbia August 2009 - September 2010
United States Court of Federal Claims October 2008 - May 2009
Octagon Worldwide October 2008 - December 2008
Venable, LLP May 2008 - August 2008
United States Securities and Exchange Commission January 2008 - May 2008
Skills
Litigation, Criminal Law, Criminal Litigation, Criminal Justice, Criminal Prosecution, Criminal Defense, White Collar Criminal..., Trial Practice, Legal Writing, Criminal Investigations, Legal Research, Legal Advice, Legal Issues, Legal Compliance, Civil Litigation, Commercial Litigation, Personal Injury, Bankruptcy, Courts
Education
George Mason University School of Law 2006 — 2009
Juris Doctorate, Law
University of Maryland College Park 2000 — 2004
B.A., Economics and Government & Politics
Farrelly PC September 2012 - Present
District of Columbia Office of the Attorney General September 2010 - September 2012
Superior Court of the District of Columbia August 2009 - September 2010
United States Court of Federal Claims October 2008 - May 2009
Octagon Worldwide October 2008 - December 2008
Venable, LLP May 2008 - August 2008
United States Securities and Exchange Commission January 2008 - May 2008
Skills
Litigation, Criminal Law, Criminal Litigation, Criminal Justice, Criminal Prosecution, Criminal Defense, White Collar Criminal..., Trial Practice, Legal Writing, Criminal Investigations, Legal Research, Legal Advice, Legal Issues, Legal Compliance, Civil Litigation, Commercial Litigation, Personal Injury, Bankruptcy, Courts
Education
George Mason University School of Law 2006 — 2009
Juris Doctorate, Law
University of Maryland College Park 2000 — 2004
B.A., Economics and Government & Politics
Natasha S. Guinan's United States Securities and Exchange Commission Experience September 2008 - March 2013
Job Senior Special Counsel Office of the General Counsel, U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission December 2014 - Present
PCAOB May 2013 - November 2014
United States Securities and Exchange Commission September 2008 - March 2013
Cravath, Swaine & Moore LLP 2004 - 2008
Skills
Enforcement, Law Enforcement, Legal Research, Commercial Litigation, Litigation, Securities Regulation, Research, Trials
Education
Fordham University School of Law 2001 — 2004
JD, Law
McGill University 1995 — 2003
PhD, Philosophy
University of Alberta 1991 — 1995
BA, Philosophy
U.S. Securities and Exchange Commission December 2014 - Present
PCAOB May 2013 - November 2014
United States Securities and Exchange Commission September 2008 - March 2013
Cravath, Swaine & Moore LLP 2004 - 2008
Skills
Enforcement, Law Enforcement, Legal Research, Commercial Litigation, Litigation, Securities Regulation, Research, Trials
Education
Fordham University School of Law 2001 — 2004
JD, Law
McGill University 1995 — 2003
PhD, Philosophy
University of Alberta 1991 — 1995
BA, Philosophy
Barbara Hannigan's United States Securities and Exchange Commission Experience 1987 - 2004
Job Ethics Officer/Senior Compliance Counsel at Public Company Accounting Oversight Board
Industry Legal Services
Experience
Public Company Accounting Oversight Board March 2004 - Present
US Securities and Exchange Commission July 1997 - March 2004
Office of the General Counsel, Securities and Exchange Commission 1997 - 2004
United States Securities and Exchange Commission 1987 - 2004
Shaw Pittman Potts & Trowbridge 1984 - 1987
Education
American University Washington College of Law 1980 — 1984
JD
Georgetown University
georgetown university MA
Public Company Accounting Oversight Board March 2004 - Present
US Securities and Exchange Commission July 1997 - March 2004
Office of the General Counsel, Securities and Exchange Commission 1997 - 2004
United States Securities and Exchange Commission 1987 - 2004
Shaw Pittman Potts & Trowbridge 1984 - 1987
Education
American University Washington College of Law 1980 — 1984
JD
Georgetown University
georgetown university MA
Gina Goldblatt's United States Securities and Exchange Commission Experience June 2005 - August 2005
Job FOIA Analyst at TASC, Inc.
Industry Government Administration
Experience
TASC, Inc. March 2012 - Present
Strategic Analysis Incorporated January 2007 - March 2012
Legal Services of Northern Virginia October 2006 - December 2006
United States Securities and Exchange Commission June 2005 - August 2005
The University of Arizona Residence Life August 2004 - May 2005
Defense Advanced Research Projects Agency June 2001 - August 2004
Education
University of Arizona 2001 — 2006
BA, Political Science, Spanish Minor
The George Washington University
Masters, Paralegal Studies
Langley High School
TASC, Inc. March 2012 - Present
Strategic Analysis Incorporated January 2007 - March 2012
Legal Services of Northern Virginia October 2006 - December 2006
United States Securities and Exchange Commission June 2005 - August 2005
The University of Arizona Residence Life August 2004 - May 2005
Defense Advanced Research Projects Agency June 2001 - August 2004
Education
University of Arizona 2001 — 2006
BA, Political Science, Spanish Minor
The George Washington University
Masters, Paralegal Studies
Langley High School
Michelle Bond's United States Securities and Exchange Commission Experience 2012 - 2014
Job Senior Policy Director and Counsel at Bloomberg LP
Industry Law Practice
Experience
Bloomberg LP 2014 - Present
United States Securities and Exchange Commission 2012 - 2014
United States Senate Committee on Banking, Housing, and Urban Affairs 2011 - 2012
Wilmer Cutler Pickering Hale and Dorr LLP 2010 - 2011
Hogan Lovells 2007 - 2010
Education
The Catholic University of America, Columbus School of Law
J.D., summa cum laude
Baruch College, City University of New York (CUNY)
B.B.A., summa cum laude
Bloomberg LP 2014 - Present
United States Securities and Exchange Commission 2012 - 2014
United States Senate Committee on Banking, Housing, and Urban Affairs 2011 - 2012
Wilmer Cutler Pickering Hale and Dorr LLP 2010 - 2011
Hogan Lovells 2007 - 2010
Education
The Catholic University of America, Columbus School of Law
J.D., summa cum laude
Baruch College, City University of New York (CUNY)
B.B.A., summa cum laude
Henry Hoffman's United States Securities and Exchange Commission Experience March 1972 - May 1998
Job Federal Finance and Budget Manager
Industry Financial Services
Experience
MIL Corporation October 2005 - January 2014
United States Federal Trade Commission May 1998 - May 2005
United States Securities and Exchange Commission March 1972 - May 1998
Skills
Federal Budget Process, Appropriation Law, Accounting, Policy, Budgeting, Planning, Change Management, Financial Management, Executive Management, Analysis, Program Management, Project Planning, Budgets, Finance, Internal Controls, Managerial Finance, General Ledger, Auditing, Process Improvement, Management, Strategic Planning, Leadership, Microsoft Office, Risk Management, Account Reconciliation, Payroll
Education
University of Maryland University College 1984 — 1986
Masters, Finance, Accounting, Business
University of Baltimore 1969 — 1971
BS, Finance
MIL Corporation October 2005 - January 2014
United States Federal Trade Commission May 1998 - May 2005
United States Securities and Exchange Commission March 1972 - May 1998
Skills
Federal Budget Process, Appropriation Law, Accounting, Policy, Budgeting, Planning, Change Management, Financial Management, Executive Management, Analysis, Program Management, Project Planning, Budgets, Finance, Internal Controls, Managerial Finance, General Ledger, Auditing, Process Improvement, Management, Strategic Planning, Leadership, Microsoft Office, Risk Management, Account Reconciliation, Payroll
Education
University of Maryland University College 1984 — 1986
Masters, Finance, Accounting, Business
University of Baltimore 1969 — 1971
BS, Finance
Tom Flinn, CPA's United States Securities and Exchange Commission Experience February 2005 - November 2006
Job Vice President at Beacon Capital Partners
Industry Real Estate
Experience
Beacon Capital Partners August 2010 - Present
Eaton Vance Management January 2008 - December 2010
Deloitte & Touche USA LLP December 2006 - January 2008
United States Securities and Exchange Commission February 2005 - November 2006
Ernst & Young LLP October 2000 - January 2005
Sansiveri, Kimball and McNamee January 1999 - April 1999
Skills
Financial Reporting, Due Diligence, Corporate Finance, US GAAP reporting, Finance, Financial Analysis, Auditing, Accounting, GAAP, Mergers & Acquisitions, Financial Statements, Management, Investments, Tax
Education
Providence College 1996 — 2000
BS, Accounting
Beacon Capital Partners August 2010 - Present
Eaton Vance Management January 2008 - December 2010
Deloitte & Touche USA LLP December 2006 - January 2008
United States Securities and Exchange Commission February 2005 - November 2006
Ernst & Young LLP October 2000 - January 2005
Sansiveri, Kimball and McNamee January 1999 - April 1999
Skills
Financial Reporting, Due Diligence, Corporate Finance, US GAAP reporting, Finance, Financial Analysis, Auditing, Accounting, GAAP, Mergers & Acquisitions, Financial Statements, Management, Investments, Tax
Education
Providence College 1996 — 2000
BS, Accounting
Carrie Darling's United States Securities and Exchange Commission Experience January 2002 - March 2006
Job VP, Associate General Counsel Corporate Governance and Securities at Yahoo
Industry Internet
Experience
Yahoo March 2014 - Present
Yahoo! March 2013 - March 2014
Sheppard, Mullin, Richter and Hampton LLP March 2007 - March 2013
Encore Capital Group September 2011 - October 2012
Callaway Golf January 2011 - September 2011
CareFusion June 2009 - October 2010
United States Securities and Exchange Commission January 2002 - March 2006
DLA Piper (Formerly Gray Cary Ware and Freidenrich LLP) September 2000 - November 2001
Skills
Corporate Governance, Securities Law, Securities, SEC reporting, Employment Law, Mergers and Acquisitions, Corporate Secretary, Mergers, Securities Regulation, SEC filings, Corporate Law, Due Diligence, Licensing, IPO, Litigation, Mergers & Acquisitions, Joint Ventures, Corporate Finance, Investor Relations, Legal Assistance, Legal Writing, Executive Pay, SEC, Finance, Privacy Law, Cross-border..., SEC Filings
Education
Georgetown University Law Center 1999 — 2000
LL.M., Securities and Financial Regulation
University of San Francisco School of Law 1997 — 1999
Juris Doctor
State Bar of California
University of San Francisco Law Review
SAINT MARY'S COLLEGE OF CALIFORNIA
B.S, Economics and Business Administration
Yahoo March 2014 - Present
Yahoo! March 2013 - March 2014
Sheppard, Mullin, Richter and Hampton LLP March 2007 - March 2013
Encore Capital Group September 2011 - October 2012
Callaway Golf January 2011 - September 2011
CareFusion June 2009 - October 2010
United States Securities and Exchange Commission January 2002 - March 2006
DLA Piper (Formerly Gray Cary Ware and Freidenrich LLP) September 2000 - November 2001
Skills
Corporate Governance, Securities Law, Securities, SEC reporting, Employment Law, Mergers and Acquisitions, Corporate Secretary, Mergers, Securities Regulation, SEC filings, Corporate Law, Due Diligence, Licensing, IPO, Litigation, Mergers & Acquisitions, Joint Ventures, Corporate Finance, Investor Relations, Legal Assistance, Legal Writing, Executive Pay, SEC, Finance, Privacy Law, Cross-border..., SEC Filings
Education
Georgetown University Law Center 1999 — 2000
LL.M., Securities and Financial Regulation
University of San Francisco School of Law 1997 — 1999
Juris Doctor
State Bar of California
University of San Francisco Law Review
SAINT MARY'S COLLEGE OF CALIFORNIA
B.S, Economics and Business Administration
Patricia Favini's United States Securities and Exchange Commission Experience June 2009 - August 2009
Job Attorney
Industry Law Practice
Experience
Boston College Legal Assistance Bureau October 2011 - May 2012
Disability Law Center June 2010 - August 2010
Boston Children's Hospital September 2009 - May 2010
City of Chelsea Law Department September 2009 - December 2009
United States Securities and Exchange Commission June 2009 - August 2009
Teach for America NYC August 2006 - June 2008
Skills
Legal Research, Legal Writing, Non-profits, Westlaw
Education
Boston College Law School 2008 — 2011
Doctor of Law (J.D.)
Bank Street College of Education 2006 — 2008
M.S.Ed, General Childhood Education
University of California, Berkeley 2002 — 2006
B.A., Rhetoric
Boston College Legal Assistance Bureau October 2011 - May 2012
Disability Law Center June 2010 - August 2010
Boston Children's Hospital September 2009 - May 2010
City of Chelsea Law Department September 2009 - December 2009
United States Securities and Exchange Commission June 2009 - August 2009
Teach for America NYC August 2006 - June 2008
Skills
Legal Research, Legal Writing, Non-profits, Westlaw
Education
Boston College Law School 2008 — 2011
Doctor of Law (J.D.)
Bank Street College of Education 2006 — 2008
M.S.Ed, General Childhood Education
University of California, Berkeley 2002 — 2006
B.A., Rhetoric
John Nowak's United States Securities and Exchange Commission Experience 2000 - 2008
Job Of Counsel at Paul Hastings
Industry Law Practice
Experience
Paul Hastings May 2014 - Present
United States Attorney's Office, EDNY 2008 - May 2014
United States Securities and Exchange Commission 2000 - 2008
Skills
Litigation, Securities Regulation, Civil Litigation, Arbitration, Trials, Criminal Law, Appeals, Securities Litigation, Legal Research, Internal Investigations, Corporate Law, Corporate Governance, Legal Writing, Courts
Education
University of Richmond School of Law 1997 — 2000
J.D.
College of the Holy Cross 1989 — 1993
B.A., Mathematics
St. Sebastian's
Paul Hastings May 2014 - Present
United States Attorney's Office, EDNY 2008 - May 2014
United States Securities and Exchange Commission 2000 - 2008
Skills
Litigation, Securities Regulation, Civil Litigation, Arbitration, Trials, Criminal Law, Appeals, Securities Litigation, Legal Research, Internal Investigations, Corporate Law, Corporate Governance, Legal Writing, Courts
Education
University of Richmond School of Law 1997 — 2000
J.D.
College of the Holy Cross 1989 — 1993
B.A., Mathematics
St. Sebastian's
Linda Ieleja Gerstman's United States Securities and Exchange Commission Experience September 1999 - December 2011
Job Securities and Compliance Attorney (currently retired)
Industry Law Practice
Experience
United States Securities and Exchange Commission September 1999 - December 2011
Sidley Austin September 1990 - September 1999
Skills
Litigation
Education
University of Minnesota 1987 — 1990
JD, Law
Gustavus Adolphus College 1983 — 1987
B.S., Business, Communications
United States Securities and Exchange Commission September 1999 - December 2011
Sidley Austin September 1990 - September 1999
Skills
Litigation
Education
University of Minnesota 1987 — 1990
JD, Law
Gustavus Adolphus College 1983 — 1987
B.S., Business, Communications
Frederick Gerkens, Esq.'s United States Securities and Exchange Commission Experience February 1995 - August 1995
Job Law Office of Frederick W. Gerkens, Esq.
Industry Law Practice
Experience
Law Office of Frederick W. Gerkens, Esq. January 2011 - Present
John Jay College of Criminal Justice (CUNY) January 2012 - Present
Glancy Binkow & Goldberg LLP June 2007 - 2010
Lovell Stewart Halebian LLP March 2003 - May 2007
Wechsler Harwood Halebian & Feffer LLP (n/k/a Harwood Feffer LLP) June 1997 - March 2003
Law Offices of Marc L. Ames; Fischbach Hertan & Ives 1996 - 1997
United States Securities and Exchange Commission February 1995 - August 1995
PaineWebber Inc. (n/k/a UBS Financial Services, Inc.) July 1985 - June 1992
Coopers & Lybrand (n/k/a PricewaterhouseCoopers LLP) July 1982 - May 1985
Spicer & Oppenheim September 1980 - June 1982
Skills
ACL (audit command..., Litigation, Legal Writing, Commercial Litigation, Appeals, Courts, Mediation, Employment Law, Securities Regulation, Class Actions, Securities, Competition Law, Management
Education
Fordham University School of Law 1995 — 1997
LL.M., Corporate, Banking & Finance Law
New York Law School 1992 — 1995
J.D.
Fordham University
Advanced Professional Certificate, Tax
Baruch College, City University of New York (CUNY)
Post-Masters Certificate, Tax
Temple University
M.B.A., Accounting & Finance
Temple University
B.A., Psychology
Harriton High (Lower Merion) School
High School Diploma
Law Office of Frederick W. Gerkens, Esq. January 2011 - Present
John Jay College of Criminal Justice (CUNY) January 2012 - Present
Glancy Binkow & Goldberg LLP June 2007 - 2010
Lovell Stewart Halebian LLP March 2003 - May 2007
Wechsler Harwood Halebian & Feffer LLP (n/k/a Harwood Feffer LLP) June 1997 - March 2003
Law Offices of Marc L. Ames; Fischbach Hertan & Ives 1996 - 1997
United States Securities and Exchange Commission February 1995 - August 1995
PaineWebber Inc. (n/k/a UBS Financial Services, Inc.) July 1985 - June 1992
Coopers & Lybrand (n/k/a PricewaterhouseCoopers LLP) July 1982 - May 1985
Spicer & Oppenheim September 1980 - June 1982
Skills
ACL (audit command..., Litigation, Legal Writing, Commercial Litigation, Appeals, Courts, Mediation, Employment Law, Securities Regulation, Class Actions, Securities, Competition Law, Management
Education
Fordham University School of Law 1995 — 1997
LL.M., Corporate, Banking & Finance Law
New York Law School 1992 — 1995
J.D.
Fordham University
Advanced Professional Certificate, Tax
Baruch College, City University of New York (CUNY)
Post-Masters Certificate, Tax
Temple University
M.B.A., Accounting & Finance
Temple University
B.A., Psychology
Harriton High (Lower Merion) School
High School Diploma
Daniel Deli's United States Securities and Exchange Commission Experience July 2015 - Present
Job Assistant Professor at DePaul University
Industry Higher Education
Experience
United States Securities and Exchange Commission July 2015 - Present
DePaul University July 2008 - June 2015
Education
Arizona State University 1992 — 1996
Ph.D., Finance
University of Illinois 1987 — 1989
M.S., Finance
University of Illinois 1982 — 1987
B.A., Finance
United States Securities and Exchange Commission July 2015 - Present
DePaul University July 2008 - June 2015
Education
Arizona State University 1992 — 1996
Ph.D., Finance
University of Illinois 1987 — 1989
M.S., Finance
University of Illinois 1982 — 1987
B.A., Finance
David Rutsky's United States Securities and Exchange Commission Experience May 2013 - August 2013
Job
Industry
Experience
United States Securities and Exchange Commission May 2013 - August 2013
HSBC Securities Services June 2010 - September 2012
HSBC Securities Services October 2007 - June 2010
HSBC Securities Services June 2006 - October 2007
Skills
TaxWise, Advent Geneva, Advent Partner, Lotus Notes, Bloomberg, Microsoft Excel, Microsoft Word, Microsoft Office, Auditing
Education
Molloy College 2012 — 2014
Master of Business Administration (MBA), Accounting
State University of New York at Buffalo 2000 — 2004
Bachelor of Business Administration (BBA), Finance, General
United States Securities and Exchange Commission May 2013 - August 2013
HSBC Securities Services June 2010 - September 2012
HSBC Securities Services October 2007 - June 2010
HSBC Securities Services June 2006 - October 2007
Skills
TaxWise, Advent Geneva, Advent Partner, Lotus Notes, Bloomberg, Microsoft Excel, Microsoft Word, Microsoft Office, Auditing
Education
Molloy College 2012 — 2014
Master of Business Administration (MBA), Accounting
State University of New York at Buffalo 2000 — 2004
Bachelor of Business Administration (BBA), Finance, General
Robina Gumbs's United States Securities and Exchange Commission Experience September 1985 - November 1987
Job Senior Counsel at NYC Law Department
Industry Law Practice
Experience
NYC Law Department September 2004 - Present
New York City Law Department December 1998 - September 2004
The Prudential Insurance Company of America February 1996 - November 1998
Prudential Securities February 1994 - November 1995
United States Securities and Exchange Commission September 1985 - November 1987
Skills
Appeals, Legal Writing, Litigation, Legal Research, Civil Litigation, Nonprofits, Corporate Law, Administrative Law, Commercial Litigation, Employment Law, Arbitration, Intellectual Property, Mediation, Legal Assistance, Corporate Governance
Education
New York University School of Law
Doctor of Law (J.D.)
Smith College
A.B., Psychology
World's Greatest Speaker Training
World's Greatest Speaker Training
World's Greatest Speaker Training
World's Greatest Speaker Training
NYC Law Department September 2004 - Present
New York City Law Department December 1998 - September 2004
The Prudential Insurance Company of America February 1996 - November 1998
Prudential Securities February 1994 - November 1995
United States Securities and Exchange Commission September 1985 - November 1987
Skills
Appeals, Legal Writing, Litigation, Legal Research, Civil Litigation, Nonprofits, Corporate Law, Administrative Law, Commercial Litigation, Employment Law, Arbitration, Intellectual Property, Mediation, Legal Assistance, Corporate Governance
Education
New York University School of Law
Doctor of Law (J.D.)
Smith College
A.B., Psychology
World's Greatest Speaker Training
World's Greatest Speaker Training
World's Greatest Speaker Training
World's Greatest Speaker Training
Sarah Moyed's United States Securities and Exchange Commission Experience July 1988 - Present
Job Bankruptcy Counsel at United States Securities and Exchange Commission
Industry Law Practice
Experience
United States Securities and Exchange Commission July 1988 - Present
Skills
Securities Regulation, Legal Writing, Litigation
Education
UCLA School of Law
Juris Doctor
Wellesley College
Bachelor of Arts (B.A.), English Literature and Philosophy
United States Securities and Exchange Commission July 1988 - Present
Skills
Securities Regulation, Legal Writing, Litigation
Education
UCLA School of Law
Juris Doctor
Wellesley College
Bachelor of Arts (B.A.), English Literature and Philosophy
Tom Rothenbucher's United States Securities and Exchange Commission Experience 1991 - 1998
Job Chief Counsel at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group 2010 - Present
ING Americas 2004 - 2010
K&R Law Group 2000 - 2002
Morrison & Foerster LLP 2000 - 2002
Coudert Brothers 1998 - 2000
United States Securities and Exchange Commission 1991 - 1998
Jones Day 1989 - 1991
Skills
Investment..., Corporate Law, ERISA, Transactional Law, Risk Management, Compliance, International Law, Wealth Management
Education
UCLA School of Law 1986 — 1989
Doctor of Law (J.D.)
Stanford University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Cetera Financial Group 2010 - Present
ING Americas 2004 - 2010
K&R Law Group 2000 - 2002
Morrison & Foerster LLP 2000 - 2002
Coudert Brothers 1998 - 2000
United States Securities and Exchange Commission 1991 - 1998
Jones Day 1989 - 1991
Skills
Investment..., Corporate Law, ERISA, Transactional Law, Risk Management, Compliance, International Law, Wealth Management
Education
UCLA School of Law 1986 — 1989
Doctor of Law (J.D.)
Stanford University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Jeff Long, CPA, CGFM, PMP's United States Securities and Exchange Commission Experience December 2013 - Present
Job Branch Chief at United States Securities and Exchange Commission
Industry Accounting
Experience
United States Securities and Exchange Commission December 2013 - Present
Empirical Concepts January 2013 - December 2013
Cotton & Company LLP January 2007 - December 2012
Skills
Internal Controls, GAAP, CPA, Financial Reporting, Auditing, US GAAP, Sarbanes-Oxley Act, External Audit, Assurance, Financial Accounting, CGFM, PMP
Education
University of Maryland College Park 1997 — 1999
Bachelor's degree, Accounting
Bowie State University 1995 — 1997
United States Securities and Exchange Commission December 2013 - Present
Empirical Concepts January 2013 - December 2013
Cotton & Company LLP January 2007 - December 2012
Skills
Internal Controls, GAAP, CPA, Financial Reporting, Auditing, US GAAP, Sarbanes-Oxley Act, External Audit, Assurance, Financial Accounting, CGFM, PMP
Education
University of Maryland College Park 1997 — 1999
Bachelor's degree, Accounting
Bowie State University 1995 — 1997
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
US Securities and Exchange Commission
USAID
US Fish and Wildlife Service
TSA