US Clearing
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US Clearing Employees
Employee
Years
Job
Industry
Ehtram Mirza Ehtram Mirza's US Clearing Experience 1997 - 2001
Job Technical Lead Platform As A Service Delivery Team at Molina Healthcare
Industry Hospital & Health Care
Experience
Molina Healthcare November 2014 - Present
Children Hospital Los Angeles January 2007 - Present
Motion Picture February 2001 - March 2006
Molina Healthcare 2006 - 2006
US Clearing 1997 - 2001
Horizon Systems January 1995 - July 1997
Horizon Moving Systems 1996 - 1997
Horizon Moving Systems 1996 - 1997
Columbia University 1994 - 1995
Columbia University 1994 - 1995
Skills
Databases, Business Intelligence, Oracle, Microsoft SQL Server, Data Warehousing, SQL, Project Management, Access, Oracle E-Business Suite, Analysis, SDLC, Database Administration, SOA, Systems Analysis, Business Process..., Oracle Application..., Visio, Business Process, Crystal Reports, Integration, ERP, Project Planning, Requirements Analysis, Business Analysis, Leadership, Requirements Gathering, Sybase, People Skills, ITIL, IT Management, Software Project..., MS Project, Java Enterprise Edition, PMP, Vendor Management, Software Documentation, Enterprise Architecture, Information Technology, Great People Skills, ABAP, IT Strategy, Healthcare Information..., Oracle SQL, SQL Server, Oracle Financials, Project Execution, Great Communication, Solomon Brothers, J2EE Architecture, SAP BASIS, FICO, HR
Education
Global knowledge 2014 — 2014
Itil, Itil
California State University-Fullerton 2005 — 2006
RDBMS, Oracle 10G
University of California, Los Angeles 2001 — 2001
Crystal, IT
Columbia University - Fu Foundation School of Engineering and Applied Science 1994 — 1996
Diploma, RDBMS, Structure Analysis & Design, Software Develpment
Karachi University 1986 — 1991
Finance and Financial Management Services
Petroman Enar Petro Tech 1984 — 1985
Diploma of Computer Science, Computer Science and Business Apps, A
Molina Healthcare November 2014 - Present
Children Hospital Los Angeles January 2007 - Present
Motion Picture February 2001 - March 2006
Molina Healthcare 2006 - 2006
US Clearing 1997 - 2001
Horizon Systems January 1995 - July 1997
Horizon Moving Systems 1996 - 1997
Horizon Moving Systems 1996 - 1997
Columbia University 1994 - 1995
Columbia University 1994 - 1995
Skills
Databases, Business Intelligence, Oracle, Microsoft SQL Server, Data Warehousing, SQL, Project Management, Access, Oracle E-Business Suite, Analysis, SDLC, Database Administration, SOA, Systems Analysis, Business Process..., Oracle Application..., Visio, Business Process, Crystal Reports, Integration, ERP, Project Planning, Requirements Analysis, Business Analysis, Leadership, Requirements Gathering, Sybase, People Skills, ITIL, IT Management, Software Project..., MS Project, Java Enterprise Edition, PMP, Vendor Management, Software Documentation, Enterprise Architecture, Information Technology, Great People Skills, ABAP, IT Strategy, Healthcare Information..., Oracle SQL, SQL Server, Oracle Financials, Project Execution, Great Communication, Solomon Brothers, J2EE Architecture, SAP BASIS, FICO, HR
Education
Global knowledge 2014 — 2014
Itil, Itil
California State University-Fullerton 2005 — 2006
RDBMS, Oracle 10G
University of California, Los Angeles 2001 — 2001
Crystal, IT
Columbia University - Fu Foundation School of Engineering and Applied Science 1994 — 1996
Diploma, RDBMS, Structure Analysis & Design, Software Develpment
Karachi University 1986 — 1991
Finance and Financial Management Services
Petroman Enar Petro Tech 1984 — 1985
Diploma of Computer Science, Computer Science and Business Apps, A
Frank Bumbalo Frank Bumbalo's US Clearing Experience October 2000 - June 2004
Job Account Executive at Disney Publishing Worldwide
Industry Publishing
Experience
Disney Publishing Worldwide April 2011 - Present
HarperCollins Publishers September 2006 - March 2011
Harper Collins Publishers September 2006 - March 2011
Permal Asset Management January 2006 - September 2006
Brown Brothers Harriman June 2004 - December 2005
US Clearing October 2000 - June 2004
Skills
Microsoft Excel, Microsoft Office, Creative Writing, Sales Operations, Analytics, Digital Media, Digital Marketing, Publishing, CRM, Online Advertising, Marketing, Books, Forecasting, Business Development, Management
Education
St. Francis College 1995 — 2000
Bachelor of Arts (B.A.), Communication and Media Studies
St. Francis College 1995 — 2000
Bachelor of Arts, Communication
Xaverian High School 1991 — 1995
Disney Publishing Worldwide April 2011 - Present
HarperCollins Publishers September 2006 - March 2011
Harper Collins Publishers September 2006 - March 2011
Permal Asset Management January 2006 - September 2006
Brown Brothers Harriman June 2004 - December 2005
US Clearing October 2000 - June 2004
Skills
Microsoft Excel, Microsoft Office, Creative Writing, Sales Operations, Analytics, Digital Media, Digital Marketing, Publishing, CRM, Online Advertising, Marketing, Books, Forecasting, Business Development, Management
Education
St. Francis College 1995 — 2000
Bachelor of Arts (B.A.), Communication and Media Studies
St. Francis College 1995 — 2000
Bachelor of Arts, Communication
Xaverian High School 1991 — 1995
Randal Ortleb Randal Ortleb's US Clearing Experience March 2001 - February 2003
Job VP Senior Compliance Manager at Bank of America
Industry Financial Services
Experience
Bank of America June 2012 - January 2014
Banc of America Specialist January 2005 - March 2012
E*Trade Clearing August 2004 - January 2005
US Clearing March 2001 - February 2003
Fleet Enterprises/ Quick & Reilly February 1999 - March 2001
Fleet Brokerage Securities 1981 - 1998
Charles Schwab 1990 - 1992
Skills
Trading, FINRA, Series 7, Equities, Mutual Funds, Series 24, Series 63, Securities, Capital Markets, Leadership, Financial Services, KYC, USA PATRIOT Act, Securities Regulation, AML
Education
Montclair State University 1978 — 1980
BS
Union County College 1975 — 1978
AAS, Liberal Arts/Education
Bank of America June 2012 - January 2014
Banc of America Specialist January 2005 - March 2012
E*Trade Clearing August 2004 - January 2005
US Clearing March 2001 - February 2003
Fleet Enterprises/ Quick & Reilly February 1999 - March 2001
Fleet Brokerage Securities 1981 - 1998
Charles Schwab 1990 - 1992
Skills
Trading, FINRA, Series 7, Equities, Mutual Funds, Series 24, Series 63, Securities, Capital Markets, Leadership, Financial Services, KYC, USA PATRIOT Act, Securities Regulation, AML
Education
Montclair State University 1978 — 1980
BS
Union County College 1975 — 1978
AAS, Liberal Arts/Education
Edwin Saw Edwin Saw's US Clearing Experience 2000 - 2004
Job Specialist at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank March 2011 - Present
UBS Securities LLC July 2006 - August 2010
ADP Clearing and Outsourcing 2001 - 2006
US Clearing 2000 - 2004
Chase Mellon Shareholder Services 1997 - 2000
Skills
Financial Risk, Auditing, Finance, Securities, Banking, Risk Management, Operational Risk, Fixed Income, Derivatives, Account Reconciliation, Capital Markets, Corporate Actions, Equities, Financial Services, Investment Banking, Operational Risk..., Hedge Funds
Education
Baruch College, City University of New York (CUNY) 1989 — 1995
BBA, Operational Management
Deutsche Bank March 2011 - Present
UBS Securities LLC July 2006 - August 2010
ADP Clearing and Outsourcing 2001 - 2006
US Clearing 2000 - 2004
Chase Mellon Shareholder Services 1997 - 2000
Skills
Financial Risk, Auditing, Finance, Securities, Banking, Risk Management, Operational Risk, Fixed Income, Derivatives, Account Reconciliation, Capital Markets, Corporate Actions, Equities, Financial Services, Investment Banking, Operational Risk..., Hedge Funds
Education
Baruch College, City University of New York (CUNY) 1989 — 1995
BBA, Operational Management
Frank Tortola Frank Tortola's US Clearing Experience March 1979 - May 2001
Job Data Analyst & Reconciliation Specialist at MetLife Broker Dealer Group
Industry Financial Services
Experience
MetLife Broker Dealer Group August 2004 - Present
First Investors Corporation January 2003 - August 2004
US Clearing March 1979 - May 2001
Skills
Securities, Equities, Insurance, Investments
Education
Katherine Gibbs School 2001 — 2002
Associate, Computer Technical Support
Brooklyn Technical High School 1968 — 1972
College Preparatory
MetLife Broker Dealer Group August 2004 - Present
First Investors Corporation January 2003 - August 2004
US Clearing March 1979 - May 2001
Skills
Securities, Equities, Insurance, Investments
Education
Katherine Gibbs School 2001 — 2002
Associate, Computer Technical Support
Brooklyn Technical High School 1968 — 1972
College Preparatory
George Taxiarhopoulos George Taxiarhopoulos's US Clearing Experience May 2001 - August 2007
Job Wedding Florist
Industry Design
Experience
Mustard Seed Flowers February 2013 - Present
Broadridge Financial Solutions August 2007 - July 2013
ADP Clearing & Outsourcing Services April 2004 - August 2007
US Clearing May 2001 - August 2007
Buy & Hold Securities August 2000 - February 2001
Arnhold & S. Bleichroeder, INC January 1997 - August 2000
U.S. Coast Guard October 1988 - December 1996
Skills
Mutual Funds, Securities, Fixed Income, Equities, Financial Services, Account Reconciliation, Portfolio Management, Finance, Banking, Loans, Investments
Education
Kingsborough Community College 1996 — 1996
Business
Mustard Seed Flowers February 2013 - Present
Broadridge Financial Solutions August 2007 - July 2013
ADP Clearing & Outsourcing Services April 2004 - August 2007
US Clearing May 2001 - August 2007
Buy & Hold Securities August 2000 - February 2001
Arnhold & S. Bleichroeder, INC January 1997 - August 2000
U.S. Coast Guard October 1988 - December 1996
Skills
Mutual Funds, Securities, Fixed Income, Equities, Financial Services, Account Reconciliation, Portfolio Management, Finance, Banking, Loans, Investments
Education
Kingsborough Community College 1996 — 1996
Business
Daniel Pridachin Daniel Pridachin's US Clearing Experience August 1995 - October 1997
Job Freelance writer, photographer and illustrator
Industry Publishing
Experience
Bank of America October 2013 - February 2014
Bank of America January 2013 - April 2013
NCO Group Inc May 2011 - August 2012
Gain Capital Group March 2008 - April 2011
Rovner, Allen, Rovner, Zimmerman & Nash December 2001 - March 2008
Intracorp, CIGNA October 1997 - December 2001
US Clearing August 1995 - October 1997
Actium Corporation October 1993 - August 1995
Skills
Research, Microsoft Office, Public Speaking, Teaching, Curriculum Design, Artist. Creative..., Drawing, Digital Photography, Creative Writing, Creative Concept Design, Puppeteering, Children's Books, children's theater, Graphics, Proofreading, Training, Mac OS, Windows 7, Windows Vista, Windows XP Pro, Microsoft Word, Accurint, CST, Salesforce, Excellent written and..., Extremely productive in..., Able to multi-task, Strong leaderships..., Self-starter with a..., Management, Customer Satisfaction, Salesforce.com, Photography, Customer Service, Access, Business Analysis, Microsoft Excel, Social Media
Education
Bucks County Community College 2005 — 2010
3.9
Bank of America October 2013 - February 2014
Bank of America January 2013 - April 2013
NCO Group Inc May 2011 - August 2012
Gain Capital Group March 2008 - April 2011
Rovner, Allen, Rovner, Zimmerman & Nash December 2001 - March 2008
Intracorp, CIGNA October 1997 - December 2001
US Clearing August 1995 - October 1997
Actium Corporation October 1993 - August 1995
Skills
Research, Microsoft Office, Public Speaking, Teaching, Curriculum Design, Artist. Creative..., Drawing, Digital Photography, Creative Writing, Creative Concept Design, Puppeteering, Children's Books, children's theater, Graphics, Proofreading, Training, Mac OS, Windows 7, Windows Vista, Windows XP Pro, Microsoft Word, Accurint, CST, Salesforce, Excellent written and..., Extremely productive in..., Able to multi-task, Strong leaderships..., Self-starter with a..., Management, Customer Satisfaction, Salesforce.com, Photography, Customer Service, Access, Business Analysis, Microsoft Excel, Social Media
Education
Bucks County Community College 2005 — 2010
3.9
Tom Morrisette Tom Morrisette's US Clearing Experience 2000 - 2000
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
Upper Delaware Honey 2010 - Present
self 2004 - Present
self 1998 - Present
LockData Technologies, Inc. 2011 - 2012
Lehigh University 2003 - 2004
Gibbs College 2002 - 2003
Deutsche Bank 2000 - 2001
US Clearing 2000 - 2000
Morgan Stanley 2000 - 2000
Marsh 1998 - 2000
Skills
Unix, SQL, Databases, .NET, C++, Solaris, HTML, Web Development, Programming, C, OOP, Design Patterns, Sybase, Architecture, Analysis, Windows, Eiffel, Programming by Contract, Design by Contract, Algorithm Design, Algorithm Analysis
Education
Lehigh University 1963 — 1968
BA and MS, Mathematics
Upper Delaware Honey 2010 - Present
self 2004 - Present
self 1998 - Present
LockData Technologies, Inc. 2011 - 2012
Lehigh University 2003 - 2004
Gibbs College 2002 - 2003
Deutsche Bank 2000 - 2001
US Clearing 2000 - 2000
Morgan Stanley 2000 - 2000
Marsh 1998 - 2000
Skills
Unix, SQL, Databases, .NET, C++, Solaris, HTML, Web Development, Programming, C, OOP, Design Patterns, Sybase, Architecture, Analysis, Windows, Eiffel, Programming by Contract, Design by Contract, Algorithm Design, Algorithm Analysis
Education
Lehigh University 1963 — 1968
BA and MS, Mathematics
Michael DiPierro's US Clearing Experience October 1997 - December 1999
Job Vice President, Product Advisor at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company July 2013 - Present
Thomson Reuters June 2011 - March 2013
SunGard June 2007 - June 2011
IBM Global Services January 2007 - June 2007
Capgemini May 2005 - January 2007
BearingPoint November 2003 - June 2005
Automated Financial Systems July 2000 - November 2003
Trademine. com Securities, LLC January 2000 - June 2000
US Clearing October 1997 - December 1999
State Street Research February 1996 - October 1997
Skills
Product Management, Wealth Management, Management Consulting, Customer Relations, Strategic Planning, Product Strategy, Digital Product..., Business Strategy, Customer Service, Business Development, Project Management, Strategy, Process Improvement, Management, Competitive Analysis, CRM, Product Development, Change Management, Strategic Partnerships, Integration, Analysis, Financial Services, Market Research, Business Analysis, Outsourcing, Agile Methodologies, Mobile Devices, Leadership, Team Leadership, Marketing, Training, Banking, B2B, Vendor Management, Sales, Start-ups, Product Marketing, SaaS, Analytics, Contract Negotiation, Salesforce.com, Mobile Applications, Market Analysis, Operations Management, Business Intelligence, Enterprise Software, Business Requirements, Business Process..., Program Management, Cloud Computing
Education
Hofstra University 1999 — 2002
MBA, Banking and Finance
Boston University 1991 — 1995
BA, Biology
Pershing, a BNY Mellon company July 2013 - Present
Thomson Reuters June 2011 - March 2013
SunGard June 2007 - June 2011
IBM Global Services January 2007 - June 2007
Capgemini May 2005 - January 2007
BearingPoint November 2003 - June 2005
Automated Financial Systems July 2000 - November 2003
Trademine. com Securities, LLC January 2000 - June 2000
US Clearing October 1997 - December 1999
State Street Research February 1996 - October 1997
Skills
Product Management, Wealth Management, Management Consulting, Customer Relations, Strategic Planning, Product Strategy, Digital Product..., Business Strategy, Customer Service, Business Development, Project Management, Strategy, Process Improvement, Management, Competitive Analysis, CRM, Product Development, Change Management, Strategic Partnerships, Integration, Analysis, Financial Services, Market Research, Business Analysis, Outsourcing, Agile Methodologies, Mobile Devices, Leadership, Team Leadership, Marketing, Training, Banking, B2B, Vendor Management, Sales, Start-ups, Product Marketing, SaaS, Analytics, Contract Negotiation, Salesforce.com, Mobile Applications, Market Analysis, Operations Management, Business Intelligence, Enterprise Software, Business Requirements, Business Process..., Program Management, Cloud Computing
Education
Hofstra University 1999 — 2002
MBA, Banking and Finance
Boston University 1991 — 1995
BA, Biology
Deborah Steinhauer's US Clearing Experience 2001 - 2004
Job VP at TD Bank, MBA
Industry Financial Services
Experience
TD Bank September 2010 - Present
PNC Financial Services Group July 2006 - September 2010
Bank of America 2004 - 2006
US Clearing 2001 - 2004
Dani Max 1997 - 1998
Skills
Life & Health License, Relationship Management
Education
Hofstra University 2012 — 2014
EMBA
Massapequa
TD Bank September 2010 - Present
PNC Financial Services Group July 2006 - September 2010
Bank of America 2004 - 2006
US Clearing 2001 - 2004
Dani Max 1997 - 1998
Skills
Life & Health License, Relationship Management
Education
Hofstra University 2012 — 2014
EMBA
Massapequa
Maude Moore's US Clearing Experience 1999 - 2000
Job Head of Quality Assurance ERP & SCM at Avon
Industry Computer Software
Experience
Avon 2012 - Present
Avon April 2008 - August 2012
Oracle July 2007 - April 2008
Hyperion 2000 - 2007
US Clearing 1999 - 2000
Smith Barney 1996 - 1999
Anthem/Acordia Health 1992 - 1995
Skills
Quality Assurance, Business Analysis, Testing, Business Intelligence, ERP, SDLC, IT Management, Supply Chain, Vendor Management, Business Process..., Team Leadership, Team Building, Oracle, User Acceptance Testing, CRM, Team Management, Analysis, Integration, Management, Software Quality..., Software Quality..., Test Automation, Performance Testing, Test Planning, Requirements Analysis, HP Quality Center, Lean Software..., Enterprise Risk..., Coaching & Mentoring, Software Project..., Process Improvement, Business Process, IT Strategy, Cross-functional Team..., Project Management, Enterprise Architecture, Leadership, SQL, Design Review, Agile Methodologies, Change Management, Release Management, Project Planning, Enterprise Software, Program Management, Databases, IT Audit
Education
Purdue University
B.S., General Science - Biology, Geology, Mathematics
Avon 2012 - Present
Avon April 2008 - August 2012
Oracle July 2007 - April 2008
Hyperion 2000 - 2007
US Clearing 1999 - 2000
Smith Barney 1996 - 1999
Anthem/Acordia Health 1992 - 1995
Skills
Quality Assurance, Business Analysis, Testing, Business Intelligence, ERP, SDLC, IT Management, Supply Chain, Vendor Management, Business Process..., Team Leadership, Team Building, Oracle, User Acceptance Testing, CRM, Team Management, Analysis, Integration, Management, Software Quality..., Software Quality..., Test Automation, Performance Testing, Test Planning, Requirements Analysis, HP Quality Center, Lean Software..., Enterprise Risk..., Coaching & Mentoring, Software Project..., Process Improvement, Business Process, IT Strategy, Cross-functional Team..., Project Management, Enterprise Architecture, Leadership, SQL, Design Review, Agile Methodologies, Change Management, Release Management, Project Planning, Enterprise Software, Program Management, Databases, IT Audit
Education
Purdue University
B.S., General Science - Biology, Geology, Mathematics
Ian Ferlanti's US Clearing Experience May 2000 - June 2005
Job VP Key Account Executive at SunGard Financial Systems
Industry Financial Services
Experience
SunGard Financial Systems April 2015 - Present
Sungard XSP November 2013 - April 2015
Advice IQ June 2013 - October 2013
Paragon Solutions November 2012 - May 2013
Fiserv Investment Services April 2011 - November 2012
Broadridge Financial Solutions July 2005 - April 2011
US Clearing May 2000 - June 2005
Northport Securities April 1999 - May 2000
Credit Suisse December 1997 - April 1999
Skills
Financial Services, Relationship Management, Business Analysis, Vendor Management, Equities, Banking, Account Management, Risk Management, Business Development, CRM, Sales, Outsourcing, Strategy, Business Strategy, Product Management, Business Process..., Executive Management, Portfolio Management, SaaS, Process Improvement
Education
Rutgers, The State University of New Jersey-Newark 1993 — 1997
BA, Marketing
Fair Lawn
SunGard Financial Systems April 2015 - Present
Sungard XSP November 2013 - April 2015
Advice IQ June 2013 - October 2013
Paragon Solutions November 2012 - May 2013
Fiserv Investment Services April 2011 - November 2012
Broadridge Financial Solutions July 2005 - April 2011
US Clearing May 2000 - June 2005
Northport Securities April 1999 - May 2000
Credit Suisse December 1997 - April 1999
Skills
Financial Services, Relationship Management, Business Analysis, Vendor Management, Equities, Banking, Account Management, Risk Management, Business Development, CRM, Sales, Outsourcing, Strategy, Business Strategy, Product Management, Business Process..., Executive Management, Portfolio Management, SaaS, Process Improvement
Education
Rutgers, The State University of New Jersey-Newark 1993 — 1997
BA, Marketing
Fair Lawn
David Tatarsky's US Clearing Experience 1998 - 2002
Job Infrastructure Service Manager News Technology Thomson Reuters Markets
Industry Information Technology and Services
Experience
Thomson Reuters March 2006 - Present
SunGard 2001 - 2004
US Clearing 1998 - 2002
ADP Brokerage 1988 - 1999
ADP 1988 - 1999
Quotron Systems 1974 - 1987
Education
Temple University 1966 — 1971
Thomson Reuters March 2006 - Present
SunGard 2001 - 2004
US Clearing 1998 - 2002
ADP Brokerage 1988 - 1999
ADP 1988 - 1999
Quotron Systems 1974 - 1987
Education
Temple University 1966 — 1971
Christopher LaBella's US Clearing Experience January 1998 - March 2001
Job Trading, Trade Surveillance, Operations, Compliance, Client Services & Series 24
Industry Financial Services
Experience
Aegis Capital April 2001 - Present
US Clearing January 1998 - March 2001
Skills
Equities, Series 7, Trading, Securities, Asset Management, Fixed Income, Investments, Capital Markets, Hedge Funds, Series 63, Portfolio Management, Options, Mutual Funds, Alternative Investments, Financial Services, Investment Banking, Financial Markets, Risk Management, Finance, Trading Systems
Education
Hofstra University 1995 — 1997
Aegis Capital April 2001 - Present
US Clearing January 1998 - March 2001
Skills
Equities, Series 7, Trading, Securities, Asset Management, Fixed Income, Investments, Capital Markets, Hedge Funds, Series 63, Portfolio Management, Options, Mutual Funds, Alternative Investments, Financial Services, Investment Banking, Financial Markets, Risk Management, Finance, Trading Systems
Education
Hofstra University 1995 — 1997
Charles LaBella's US Clearing Experience 1984 - 2007
Job Independent Financial Services Professional
Industry Financial Services
Experience
Ridge Clearing 2005 - 2007
Ridge Clearing & Outsourcing Solutions, Inc. 2005 - 2007
US Clearing 1984 - 2007
Quick & Reilly 1984 - 2007
ADP Clearing and Outsourcing Services Inc. 1984 - 2007
ADP 2004 - 2005
U.S. Clearing 1984 - 2005
US Clearing/Fleet Securities/Bank of America 1997 - 2004
FLEET SECURITIES INC 1997 - 2001
Skills
Wealth Management, Back Office, Series 63, Securities, FINRA, Trading Systems, Fixed Income, Brokerage, Series 7, Financial Services, Equities, Investments, Capital Markets, Mutual Funds, Trading, Hedge Funds, Asset Management, Series 24, Portfolio Management, Options
Education
Pace University
Ridge Clearing 2005 - 2007
Ridge Clearing & Outsourcing Solutions, Inc. 2005 - 2007
US Clearing 1984 - 2007
Quick & Reilly 1984 - 2007
ADP Clearing and Outsourcing Services Inc. 1984 - 2007
ADP 2004 - 2005
U.S. Clearing 1984 - 2005
US Clearing/Fleet Securities/Bank of America 1997 - 2004
FLEET SECURITIES INC 1997 - 2001
Skills
Wealth Management, Back Office, Series 63, Securities, FINRA, Trading Systems, Fixed Income, Brokerage, Series 7, Financial Services, Equities, Investments, Capital Markets, Mutual Funds, Trading, Hedge Funds, Asset Management, Series 24, Portfolio Management, Options
Education
Pace University
Donal Walsh's US Clearing Experience 1991 - 1995
Job Vice President, BNY Mellon Asset Servicing
Industry Financial Services
Experience
BNY Mellon Asset Servicing July 2007 - Present
Wachovia Securities, LLC 2004 - 2007
USAA 1997 - 2004
National Investor Services Company 1995 - 1997
US Clearing 1991 - 1995
Skills
Financial Services, Mutual Funds, Risk Management, Securities, Business Analysis, Investments
Education
The University of Texas at San Antonio 2001 — 2004
MBA, Business Administration
Syracuse University 1985 — 1989
BA, Economics
BNY Mellon Asset Servicing July 2007 - Present
Wachovia Securities, LLC 2004 - 2007
USAA 1997 - 2004
National Investor Services Company 1995 - 1997
US Clearing 1991 - 1995
Skills
Financial Services, Mutual Funds, Risk Management, Securities, Business Analysis, Investments
Education
The University of Texas at San Antonio 2001 — 2004
MBA, Business Administration
Syracuse University 1985 — 1989
BA, Economics
Joe Turk's US Clearing Experience 1990 - 2002
Job VP at First Southwest Company
Industry Financial Services
Experience
First Southwest Company September 2005 - Present
Scivantage September 2004 - September 2005
Fiserv Securities February 2002 - September 2004
US Clearing 1990 - 2002
Quick & Reillly 1990 - 2002
Alex Brown & Co. October 1989 - March 1990
Wall Street Clearing February 1987 - October 1989
Securities Settlement Co. February 1980 - February 1987
Bradford Securities Operations February 1973 - February 1980
Walston & Company February 1972 - January 1973
Skills
Series 7, Trading, Outsourcing, Equities, Securities, Capital Markets, Business Relationship..., Series 63, Prime Brokerage, Fixed Income, Bonds, Financial Risk, Wealth Management, Financial Markets, Equity Trading, Financial Services, Risk Management, AML, Series 24, Electronic Trading, FX Options, Options, Banking, Mutual Funds, Asset Management, Portfolio Management, Middle Office, Hedge Funds, Investment Advisory, FINRA, Bloomberg, Trading Systems, Alternative Investments, Investments, Investment Banking, Investment Management, Derivatives, ETFs, Hedging, Asset Allocation, Private Equity, Valuation, Investment Strategies, Structured Products, Bloomberg Terminal, Equity Derivatives, Back Office, Traders, Securities Lending, Foreign Exchange
Education
New York Institute of Technology 1968 — 1975
BS, Business Administration
First Southwest Company September 2005 - Present
Scivantage September 2004 - September 2005
Fiserv Securities February 2002 - September 2004
US Clearing 1990 - 2002
Quick & Reillly 1990 - 2002
Alex Brown & Co. October 1989 - March 1990
Wall Street Clearing February 1987 - October 1989
Securities Settlement Co. February 1980 - February 1987
Bradford Securities Operations February 1973 - February 1980
Walston & Company February 1972 - January 1973
Skills
Series 7, Trading, Outsourcing, Equities, Securities, Capital Markets, Business Relationship..., Series 63, Prime Brokerage, Fixed Income, Bonds, Financial Risk, Wealth Management, Financial Markets, Equity Trading, Financial Services, Risk Management, AML, Series 24, Electronic Trading, FX Options, Options, Banking, Mutual Funds, Asset Management, Portfolio Management, Middle Office, Hedge Funds, Investment Advisory, FINRA, Bloomberg, Trading Systems, Alternative Investments, Investments, Investment Banking, Investment Management, Derivatives, ETFs, Hedging, Asset Allocation, Private Equity, Valuation, Investment Strategies, Structured Products, Bloomberg Terminal, Equity Derivatives, Back Office, Traders, Securities Lending, Foreign Exchange
Education
New York Institute of Technology 1968 — 1975
BS, Business Administration
Mark Axelrod's US Clearing Experience 2000 - 2005
Job Vice President at Deutsche Bank Securities
Industry Financial Services
Experience
Deutsche Bank Securities September 2005 - Present
ADP Clearing 2004 - 2005
US Clearing, A Division of FleetSecurities 2000 - 2005
Fleet Securities Inc. 2000 - 2005
US Clearing 2000 - 2005
The Quick & Reilly Group 2000 - 2005
Adler, Coleman & Co. Inc. 1983 - 1995
Skills
Certified Public..., Finance, Securities, Fixed Income, Equities, Executive Management, Prime Brokerage, Capital Markets, Derivatives, Investment Banking, Hedge Funds
Education
Pace University 1974 — 1978
MBA, Accounting
Syracuse University 1969 — 1973
BA, Psychology
Deutsche Bank Securities September 2005 - Present
ADP Clearing 2004 - 2005
US Clearing, A Division of FleetSecurities 2000 - 2005
Fleet Securities Inc. 2000 - 2005
US Clearing 2000 - 2005
The Quick & Reilly Group 2000 - 2005
Adler, Coleman & Co. Inc. 1983 - 1995
Skills
Certified Public..., Finance, Securities, Fixed Income, Equities, Executive Management, Prime Brokerage, Capital Markets, Derivatives, Investment Banking, Hedge Funds
Education
Pace University 1974 — 1978
MBA, Accounting
Syracuse University 1969 — 1973
BA, Psychology
Leslie Quick III's US Clearing Experience 1993 - 2003
Job Partner at Massey, Quick & Co.
Industry Financial Services
Experience
Massey, Quick & Co. September 2004 - Present
Fleet Securities, Inc. 2001 - 2003
Fleet Trading 1998 - 2003
Fleet Bank/Quick & Reilly 1998 - 2003
Fleet Securities / U S Clearing Corp 1995 - 2003
US Clearing 1993 - 2003
US Clearing/Fleet Securities/Bank of America 1993 - 2003
Quick & Reilly Alumni 1975 - 2003
The Quick & Reilly Group 1975 - 2003
Quick & Reilly, Inc 1987 - 1994
Education
Saint Bonaventure University 1971 — 1975
BBA, Finance
Massey, Quick & Co. September 2004 - Present
Fleet Securities, Inc. 2001 - 2003
Fleet Trading 1998 - 2003
Fleet Bank/Quick & Reilly 1998 - 2003
Fleet Securities / U S Clearing Corp 1995 - 2003
US Clearing 1993 - 2003
US Clearing/Fleet Securities/Bank of America 1993 - 2003
Quick & Reilly Alumni 1975 - 2003
The Quick & Reilly Group 1975 - 2003
Quick & Reilly, Inc 1987 - 1994
Education
Saint Bonaventure University 1971 — 1975
BBA, Finance
Jessica Flanagan's US Clearing Experience August 2000 - November 2002
Job Marketing Coordinator at HBO
Industry Entertainment
Experience
HBO February 2004 - March 2011
US Clearing August 2000 - November 2002
HBO Studio Productions September 1998 - August 2000
Education
Buffalo State College
Bachelor of Science
Nassau Community College
Associates Degree, Liberal Arts
HBO February 2004 - March 2011
US Clearing August 2000 - November 2002
HBO Studio Productions September 1998 - August 2000
Education
Buffalo State College
Bachelor of Science
Nassau Community College
Associates Degree, Liberal Arts
Joe Mastrianni's US Clearing Experience January 2003 - June 2005
Job Director Chief Compliance Officer at E*TRADE Clearing LLC
Industry Financial Services
Experience
E*TRADE Clearing LLC October 2014 - Present
Bank of America Merrill Lynch July 2005 - October 2014
US Clearing January 2003 - June 2005
Oppenheimer & Co. March 1983 - March 2002
Securities Settlement Corp 1980 - 1983
Skills
MS Office tools, Series 24, Series 7, Securities, AML, Securities Regulation, USA PATRIOT Act, OFAC, Compliance, KYC, Equities, Hedge Funds, Operational Risk, Operational Risk..., Compliance Management, Microsoft Office, Back Office, Financial Services, Risk Management, FINRA, Trading, Broker-Dealer, Prime Brokerage, Financial Risk, Fixed Income, Options, Middle Office, SEC, Financial Regulation, Finance, Mutual Funds, Sanction, Bank Secrecy Act, Capital Markets, Alternative Investments, Series 63, Anti Money Laundering
Education
Kingsborough Community College
E*TRADE Clearing LLC October 2014 - Present
Bank of America Merrill Lynch July 2005 - October 2014
US Clearing January 2003 - June 2005
Oppenheimer & Co. March 1983 - March 2002
Securities Settlement Corp 1980 - 1983
Skills
MS Office tools, Series 24, Series 7, Securities, AML, Securities Regulation, USA PATRIOT Act, OFAC, Compliance, KYC, Equities, Hedge Funds, Operational Risk, Operational Risk..., Compliance Management, Microsoft Office, Back Office, Financial Services, Risk Management, FINRA, Trading, Broker-Dealer, Prime Brokerage, Financial Risk, Fixed Income, Options, Middle Office, SEC, Financial Regulation, Finance, Mutual Funds, Sanction, Bank Secrecy Act, Capital Markets, Alternative Investments, Series 63, Anti Money Laundering
Education
Kingsborough Community College