U.S. SECURITIES & EXCHANGE COMMISSION

Industry: Federal agency

Description

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Founder: Franklin D. Roosevelt Founded: June 6, 1934 Headquarters: Washington, D.C. Jurisdiction: United States of America Number of employees: 4,301 (2015)

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171 U.S. SECURITIES & EXCHANGE COMMISSION employees in database. Find out everything there's to know about U.S. SECURITIES & EXCHANGE COMMISSION employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.

U.S. SECURITIES & EXCHANGE COMMISSION Employees

Employee
Years
Job
Industry
Diana Snyder Diana Snyder San Francisco Bay Area Details
Diana Snyder's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2011 - April 2011
Job Attorney at Simpson Thacher & Bartlett LLP
Industry Law Practice
Experience
Simpson Thacher & Bartlett LLP  September 2011 - Present
American Journal of Law & Medicine   September 2009 - May 2011
U.S. Securities & Exchange Commission   January 2011 - April 2011
U.S. District Court for the District of Massachussetts   May 2010 - August 2010
Boston University School of Law  June 2009 - April 2010

Education
Boston University School of Law   2008 — 2011
J.D., cum laude, Business Organizations & Finance Law

State University of New York College at Geneseo   2004 — 2008
B.A., summa cum laude, Political Science

Meredith Eng Meredith Eng Los Angeles, California Details
Meredith Eng's U.S. SECURITIES & EXCHANGE COMMISSION Experience July 2008 - Present
Job AttorneyAdviser at U.S. Securities & Exchange Commission
Industry Security and Investigations
Experience
U.S. Securities & Exchange Commission   July 2008 - Present
Polk & Berke   2006 - 2008
Reich & Tang Funds  2001 - 2003

Skills
Strategic Planning, New Business Development, Product Development, Online Advertising, Microsoft Excel, Marketing Strategy, Mergers & Acquisitions, Business Strategy, Due Diligence, Investments, Financial Analysis, Entrepreneurship, Legal Research, Private Equity, Civil Litigation, Hedge Funds, Investment Advisory, Finance, Securities Regulation, Alternative Investments

Education
Loyola Law School, Loyola Marymount University   2003 — 2006
Juris Doctor

Boston University   1997 — 2001
BS in Business Administration, Finance

Tristan Favro Tristan Favro Greater Los Angeles Area Details
Tristan Favro's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2011 - August 2011
Job Associate at Hueston Hennigan LLP
Industry Law Practice
Experience
Hueston Hennigan LLP  January 2015 - Present
Irell & Manella LLP  September 2013 - January 2015
Irell & Manella LLP  May 2012 - July 2012
New York University School of Law  June 2011 - May 2012
U.S. Securities & Exchange Commission   June 2011 - August 2011

Skills
Legal Writing, Legal Research, Securities, Civil Litigation

Education
New York University School of Law   2010 — 2013
JD

Brown University   2006 — 2010
Bachelor of Arts (B.A.), Political Science; Public Policy & American Institutions

Andrea Ferranti Andrea Ferranti Charlotte, North Carolina Area Details
Andrea Ferranti's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 2011 - November 2011
Job Associate Counsel at LPL Financial
Industry Law Practice
Experience
LPL Financial  November 2014 - Present
Florida International University  January 2013 - June 2014
Financial Industry Regulatory Authority  May 2013 - August 2013
Greenspoon Marder, P.A.   January 2013 - May 2013
United States Bankruptcy Court  July 2012 - July 2012
U.S. Securities & Exchange Commission   August 2011 - November 2011
American Securities Group   March 2008 - August 2009
Morgan Stanley Smith Barney  September 2007 - March 2008
Centurion Alliance, Inc.   February 2005 - August 2007
Morgan Stanley Smith Barney  May 2004 - February 2005

Education
Florida International University - College of Law   2010 — 2013
Doctor of Law (J.D.)

Saint Mary's College   1999 — 2003
B.A., Economics

Westminster Academy   1985 — 1999

Matthew Kremer Matthew Kremer Greater New York City Area Details
Matthew Kremer's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2011 - May 2011
Job Associate at O'Melveny & Myers LLP
Industry Law Practice
Experience
O'Melveny & Myers LLP   May 2013 - Present
Cadwalader, Wickersham & Taft LLP   September 2012 - May 2013
U.S. Attorney's Office, S.D.N.Y.   August 2011 - December 2011
Cadwalader, Wickersham & Taft LLP   May 2011 - August 2011
U.S. Securities & Exchange Commission   January 2011 - May 2011
Professor Arthur R. Pinto   September 2010 - January 2011
Honorable Jed S. Rakoff, U.S. District Judge, S.D.N.Y.   May 2010 - August 2010
U.S. Senator Hillary Rodham Clinton   May 2008 - August 2008

Education
Brooklyn Law School   2009 — 2012
Doctor of Law (J.D.), magna cum laude

University of Delaware   2005 — 2009
Bachelor of Arts (B.A.), cum laude, Economics & Political Science

Stephen Fantozzi Stephen Fantozzi New York, New York Details
Stephen Fantozzi's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 1991 - August 1991
Job Evergreen Point Capital, L.L.C.
Industry Financial Services
Experience
Evergreen Point Capital, L.L.C.   February 2009 - Present
Natixis Capital Markets, Inc.   June 2007 - February 2009
Societe Generale  June 2002 - June 2007
Gen Re Securities  March 2001 - June 2002
Societe Generale  September 1997 - March 2001
KPMG, LLP  June 1996 - September 1997
Genentech, Inc.   1993 - June 1996
U.S. District Court, Ninth Circuit   June 1992 - August 1992
U.S. Securities & Exchange Commission   June 1991 - August 1991
Coopers & Lybrand  December 1988 - August 1990

Skills
Derivatives, Structured Products, Financial Engineering, Structured Finance, Mergers, Finance, Financial Structuring, Private Equity, Hedging, Capital Markets, Equities, Valuation, Project Finance, Financial Modeling, Entrepreneurship, Start-ups, Business Strategy, Restructuring, Due Diligence, Financial Analysis

Education
Seattle Preparatory School

University of California, Berkeley
B.A.

University of California, Hastings College of the Law
J.D.

Phil Hausken Phil Hausken Chicago, Illinois Details
Phil Hausken's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1982 - June 1994
Job Corporate Vice President Chief Compliance Officer
Industry Financial Services
Experience
Northern Trust Asset Management  September 1998 - November 2014
Zurich Kemper Investments, Inc.   August 1996 - August 1998
Stein Roe & Farnham Incorporated   July 1994 - July 1996
U.S. Securities & Exchange Commission   September 1982 - June 1994

Skills
Asset Management, Mutual Funds, Equities, Securities, Hedge Funds, Fixed Income, Alternative Investments, Risk Management, Financial Services, Portfolio Management, Investments, Investment Strategies, Asset Allocation, Investment Management, Due Diligence, Regulatory Compliance, Board Relations, Board Governance

Education
DePaul University College of Law   1979 — 1982
Doctor of Law (J.D.) with honors

University of Illinois at Urbana-Champaign   1975 — 1979
Bachelor of Arts (B.A.) with distinction, History

Gary E. Fendler Gary E. Fendler Hartford, Connecticut Area Details
Gary E. Fendler's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1991 - 1992
Job Senior Strategic Communications Advisor
Industry Hospital & Health Care
Experience
Manatt Health Solutions  July 2014 - Present
TruLogix Analytics, Inc.   April 2013 - Present
Ascension  June 2013 - July 2014
DiscoveryTel International   2005 - May 2013
The Rendon Group  2001 - 2005
FundsXpress  1998 - 2001
Logical Design Solutions  1997 - 1998
Aetna Health Plans  1993 - 1996
U.S. Food & Drug Administration   1992 - 1993
U.S. Securities & Exchange Commission   1991 - 1992

Skills
Strategic Communications, Public Affairs, Media Relations, Message Development, Event Management, Corporate Communications, Leadership, Crisis Management, Community Development, Political Communication, Reputation Management, Policy, Strategic Partnerships, Government, Start-ups, Digital Media, Marketing Strategy, Management, Strategy, Communication Training, Spokesperson, Campaigns, Communications Planning, International Relations, Crisis Communications, Public Relations, Event Planning, Marketing Communications, Politics

Education
The University of Texas at Austin   1976 — 1980
BJ, Communications

Richard Konrath Richard Konrath Greater Milwaukee Area Details
Richard Konrath's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 1987 - June 1993
Job General Counsel
Industry Machinery
Experience
CNH Industrial  October 2009 - Present
Caterpillar Inc.  June 2007 - October 2009
Caterpillar Logistics Services, Inc.   June 2003 - June 2007
Caterpillar Inc. (United Kingdom)   June 2000 - June 2003
Caterpillar Inc.  June 1993 - June 2000
U.S. Securities & Exchange Commission   May 1987 - June 1993

Skills
Litigation, Corporate Governance, Corporate Law, Mergers, Policy, Legal Writing, Corporate Finance, Joint Ventures, Litigation Management, Intellectual Property, Securities Regulation, Legal Advice, Securities, Licensing, Mergers & Acquisitions, Commercial Litigation, Employment Law, Trademarks, FCPA, Legal Compliance, Patent Litigation, Trade Secrets, Patents, Copyright Law

Education
Georgetown University Law Center   1987 — 1990
L.L.M, Securities Regulation

University of Toledo College of Law   1983 — 1986
Juris Doctor

The Ohio State University   1979 — 1983
B.A., English

Yolanda G. Lavery Yolanda G. Lavery Washington D.C. Metro Area Details
Yolanda G. Lavery's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 2010 - Present
Job AttorneyAdvisor, Division of Enforcement at U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   August 2010 - Present
US Securities and Exchange Commission  June 2009 - July 2010
Florida International University  January 2009 - December 2009
U.S. Securities & Exchange Commission   April 2003 - June 2009
U.S. Securities & Exchange Commission   April 1999 - April 2003
Merrill Lynch  March 1998 - April 1999
Kelley Drye & Warren LLP  December 1996 - January 1998
Assurant Solutions  1992 - 1994
Deloitte  1991 - 1992

Skills
Fluent in Spanish, Internal Investigations, Fraud, Compliance, SEC reporting, SEC filings, Securities Regulation, Securities, Corporate Governance, Legal Research

Education
Georgetown University Law Center   2013 — 2014
Securities and Financial Regulation Certificate Program

University of Miami School of Law   1993 — 1996
Juris Doctor, Law, Cum Laude

Florida International University   1993 — 1995
Masters, Taxation, Honors

Florida International University   1987 — 1991
Bachelors, Accounting

Patrick Noone Patrick Noone Boston, Massachusetts Details
Patrick Noone's U.S. SECURITIES & EXCHANGE COMMISSION Experience November 2007 - Present
Job Senior Enforcement Accountant, U.S. Securities & Exchange Commission
Industry Accounting
Experience
U.S. Securities & Exchange Commission   November 2007 - Present
Deloitte Financial Advisory Services  September 2002 - October 2007
Arthur Andersen  September 1999 - August 2002

Skills
CPA, Internal Controls, Forensic Accounting, SEC filings, US GAAP, Sarbanes-Oxley Act, Due Diligence, Financial Analysis, Auditing, Accounting

Education
College of the Holy Cross   1995 — 1999
Economics/Accounting

Andrew Atkins Andrew Atkins Raleigh, North Carolina Details
Andrew Atkins's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2010 - August 2010
Job Associate at Smith Anderson
Industry Law Practice
Experience
Smith Anderson  September 2013 - Present
North Carolina Commission on the Administration of Law and Justice   September 2015 - Present
Office of the Comptroller of the Currency  September 2012 - September 2013
Supreme Court of North Carolina  August 2011 - August 2012
North Carolina Center for Banking and Finance   March 2010 - March 2012
Wake County District Attorney's Office  August 2010 - November 2010
U.S. Securities & Exchange Commission   June 2010 - August 2010
University of North Carolina School of Law  May 2009 - May 2010

Skills
Legal Writing, Legal Research, Banking Law, Appeals, Legal Issues, Government Enforcement, Legal Ethics, Consumer Compliance, Corporate Governance, Construction Law, Commercial Litigation, Litigation, Construction Litigation, Arbitration, Mediation, Administrative Law

Education
University of North Carolina School of Law   2008 — 2011
JD with High Honors

University of North Carolina at Chapel Hill   2005 — 2008
BA with Highest Distinction, Political Science (Honors), Economics, Spanish (Minor)

Tracy Otsuka, Esq. Tracy Otsuka, Esq. Greenbrae, California Details
Tracy Otsuka, Esq.'s U.S. SECURITIES & EXCHANGE COMMISSION Experience May 1989 - March 1994
Job Associate Broker at Paragon Real Estate Group
Industry Real Estate
Experience
Paragon Real Estate Group  April 2013 - Present
Sotheby's International Realty  June 2011 - 2013
RE/MAX Downtown   January 2001 - October 2011
Coldwell Banker Residential Brokerage  January 1998 - January 2001
Otsuka Couture   January 1994 - January 1998
U.S. Securities & Exchange Commission   May 1989 - March 1994

Skills
Luxury Real Estate, Short Sales, Foreclosures, International Real..., Real Estate, Real Estate Transactions, Relocation, Buyers, Referrals, Selling, SFR, Seller Representation, Income Properties, New Home Sales, Move Up Buyers, Townhomes, First Time Home Buyers, Waterfront, Real Property, e-PRO, Vacation Homes, Sales

Education
Georgetown University Law Center
LL.M., Securities Law

University of California, Davis
B.A., Political Science/German

University of San Francisco School of Law
J.D., Law

Craig Bridwell Craig Bridwell San Francisco, California Details
Craig Bridwell's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2005 - 2005
Job Attorney at Sefton Family Law Group, PC
Industry Law Practice
Experience
Sefton Family Law Group, PC   November 2014 - Present
Schiff Hardin LLP  2006 - August 2013
Morrison & Foerster LLP  2005 - 2006
U.S. Securities & Exchange Commission   2005 - 2005
Morrison & Foerster LLP  2004 - 2004
Hon. Faith S. Hochberg (U.S. District Court, D.N.J.)   2003 - 2003
Davidson Capital Group   2001 - 2002
Wit SoundView / E*Offering   1999 - 2001

Skills
Litigation, Securities Litigation, Appeals, Class Actions, Commercial Litigation, Courts, Trade Secrets, Intellectual Property, Securities Regulation, Mediation, Civil Litigation, Legal Research, Legal Writing, Trials, Trademarks, Arbitration, Trademark Infringement, Patent Litigation, Corporate Law, Corporate Governance, Enforcement, Licensing, Administrative Law, Family Law

Education
University of Pennsylvania Law School   2002 — 2005
Doctor of Law (JD)

Bowdoin College   1992 — 1996
Bachelor of Arts (B.A.), Psychology

Sarah E. Morgenthau Sarah E. Morgenthau Washington, District Of Columbia Details
Sarah E. Morgenthau's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1998 - 2000
Job Executive Director, Homeland Security Advisory Council at US Department of Homeland Security
Industry International Affairs
Experience
US Department of Homeland Security  February 2015 - Present
Peace Corps  March 2010 - February 2015
OBAMA FOR AMERICA 2008 PRESIDENTIAL CAMPAIGN   May 2007 - November 2008
CORY BOOKER and BOOKER TEAM FOR Newark, NJ   2005 - June 2006
U.S. SECURITIES & EXCHANGE COMMISSION   1998 - 2000
UNITED STATES DISTRICT COURT  1996 - 1998
Curtis, Mallet-Prevost, Colt & Mosle LLP   1991 - 1996

Skills
Public Policy, Politics, International..., International Relations, Grassroots Organizing, Grants, Political Campaigns, Political Science, Capacity Building, Community Development, Nonprofits, Economic Development, Program Evaluation, Community Outreach, Government, Grant Writing, Volunteer Management, Program Development, Fundraising, Litigation, NGOs, Foreign Policy

Education
Columbia Law School   1987 — 1991
Doctor of Law (J.D.)

Barnard College   1981 — 1985
Bachelor's degree, Political Science and Government

Matthew Streichler Matthew Streichler Wantagh, New York Details
Matthew Streichler's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2012 - December 2012
Job Audit Associate | Financial Services Asset Management at KPMG
Industry Accounting
Experience
KPMG  August 2015 - Present
State Street  December 2013 - July 2015
The Blackstone Group  January 2013 - August 2013
U.S. Securities & Exchange Commission   September 2012 - December 2012
New York City Business Integrity Commission  June 2012 - August 2012
Condè Nast Publications  January 2012 - May 2012
Live Nation Entertainment, Inc   May 2008 - August 2011

Skills
Microsoft Excel, Accounting, Microsoft Office, Pivot Tables, Bloomberg Terminal, Financial Reporting, Analysis, Outlook, Cash Flow Reconciliation, Financial Statements, Investments, Fund Reconciliation, auditing, Financial Accounting, Auditing

Education
City University of New York-Baruch College   2010 — 2012
Bachelor of Business Administration (B.B.A.), Accounting

Wantagh High School   2004 — 2008

Heather M. Sneddon Heather M. Sneddon Greater Salt Lake City Area Details
Heather M. Sneddon's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2001 - August 2001
Job Shareholder at Anderson & Karrenberg
Industry Law Practice
Experience
Anderson & Karrenberg   April 2003 - Present
U.S. Securities & Exchange Commission   May 2001 - August 2001
Third District Court  May 2000 - August 2000

Skills
Torts, Class Actions, Commercial Litigation, Trade Secrets, Intellectual Property, Business Litigation, Litigation, Legal Research, Civil Litigation, Legal Writing, Trials

Education
University of Utah S.J. Quinney College of Law   1999 — 2002
Juris Doctor

Brown University   1995 — 1999
Bachelor of Arts

University of Utah   1997 — 1998

The Waterford School   1991 — 1995

Anne Dufour Zuckerman Anne Dufour Zuckerman Boca Raton, Florida Details
Anne Dufour Zuckerman's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 1987 - August 1989
Job Attorney, Law Offices of Anne Dufour Zuckerman P.A.
Industry Law Practice
Experience
Law Offices of Anne Dufour Zuckerman P.A.   December 2012 - Present
Real World Mentoring for Women   December 2010 - Present
Imperial Finance & Trading  September 2008 - November 2010
Office Depot, Inc.   January 2000 - August 2008
Lewis Babcock   April 1994 - December 1999
Verrill Dana, LLP  August 1989 - April 1994
U.S. Securities & Exchange Commission   August 1987 - August 1989
Connecticut Attorney General's Office  August 1986 - August 1987
Brewer Junior High School   September 1982 - August 1983

Education
Quinnipiac University School of Law   1983 — 1986
JD, Law

University of Maine   1978 — 1982
Bachelor of Science (B.S.), Secondary Education and Teaching

Carol Der Garry Carol Der Garry Washington D.C. Metro Area Details
Carol Der Garry's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2003 - 2005
Job Assistant Director, Accountant at Public Company Accounting Oversight Board
Industry Accounting
Experience
Public Company Accounting Oversight Board  June 2011 - Present
FTI Consulting  June 2007 - May 2011
McGladrey & Pullen  2005 - 2007
U.S. Securities & Exchange Commission   2003 - 2005
Arthur Andersen  1997 - 2003
Cooper Industries  1994 - 1997
Arthur Andersen  1985 - 1994

Skills
Financial Analysis, Due Diligence, Internal Controls, Financial Reporting, Sarbanes-Oxley Act, SEC filings, Forensic Accounting, Auditing, Mergers & Acquisitions, CPA, Accounting, Business Process..., Fraud, Corporate Governance, SEC, Business Valuation, Change Management, Process Improvement, Litigation Support, Sarbanes-Oxley, GAAP, FCPA, Financial Modeling, Revenue Recognition, Management, Restructuring, US GAAP, IPO, Consolidation, Financial Audits, Corporate Tax, Internal Audit, Litigation Consulting, Tax, IFRS, Financial Accounting, Certified Fraud Examiner, Corporate Finance, Private Equity, Big 4, Valuation, Enterprise Risk..., Tax Accounting, Finance, External Audit, Public Companies, Assurance, Acquisition Integration, Managerial Finance, Strategic Financial...

Education
Rice University - Jesse H. Jones Graduate School of Management   1983 — 1985
MBPM/MACCO

Rice University   1979 — 1983
B.A.

Escuela Campo Verde

Foxcroft

Hope Lewis Hope Lewis Greater Boston Area Details
Hope Lewis's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1988 - June 1991
Job Professor of Law at Northeastern University School of Law
Industry International Affairs
Experience
Northeastern University  September 2013 - Present
Northeastern University School of Law  September 1991 - Present
American Society of International Law  April 2010 - April 2013
U.S. Securities & Exchange Commission   September 1988 - June 1991
US Securities and Exchange Commission  1988 - 1991
TransAfrica Forum  September 1986 - August 1988

Skills
Human Rights, International Law, Legal Writing, Legal Research, International Human..., Policy, International Relations, Research, Public Policy, Foreign Policy, Public International Law, Politics, Policy Analysis, Mediation, Political Science, International..., International Criminal..., Constitutional Law

Education
Harvard Law School   1983 — 1986
J.D., International Law

Harvard University   1979 — 1983
A.B., cum laude, English & American Literature and Language

Bruce Breitman Bruce Breitman San Francisco Bay Area Details
Bruce Breitman's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1972 - June 1978
Job Commercial Real Estate Broker
Industry Real Estate
Experience
Commercial Real Estate Broker  August 1979 - Present
U.S. Securities & Exchange Commission   September 1972 - June 1978

Skills
Property Management, Brokerage, Disposition, Real Estate Development, Real Estate, Leases, Real Estate Transactions, Investment Properties, Real Estate Economics, Negotiation, Location Intelligence, Commercial Real Estate, Marketing, Restaurants, Lease Negotiations, Sellers, Asset Management, Mergers & Acquisitions, Tenant, Investors, Luxury, Property, Landlords, 1031 Exchanges, Real Estate Financing

Education
Loyola University Chicago   1968 — 1971
JD, Law

University of Denver - Daniels College of Business   1965 — 1966
BSBA, Accounting, Finance

University of Wisconsin-Madison   1961 — 1964
Accounting, Finance

Evan Didier Evan Didier Greater Boston Area Details
Evan Didier's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2007 - August 2008
Job Assistant Director of Admissions at Boston College Law School
Industry Higher Education
Experience
Boston College Law School  January 2015 - Present
Northeastern University College of Engineering  May 2013 - January 2015
Real World Machine LLC   May 2009 - January 2015
Codman Academy Charter Public School  August 2012 - May 2013
University of Virginia School of Law  March 2010 - August 2012
Blue Ridge Legal Services, Inc.   May 2011 - August 2011
U.S. Securities & Exchange Commission   May 2007 - August 2008
Bard College at Simon's Rock  May 2006 - May 2007

Education
Harvard University Graduate School of Education   2012 — 2013
Master of Education (EdM), Higher Education

University of Virginia School of Law   2009 — 2012
Juris Doctor (JD), Law

Vanderbilt University   2007 — 2009
Bachelor of Arts (BA) summa cum laude, Political Science with high honors

Bard College at Simon's Rock   2005 — 2007
Associate of Arts (AA) with distinction

Justin Alfano Justin Alfano New York, New York Details
Justin Alfano's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2012 - October 2014
Job Vice President & Counsel at Deutsche Bank
Industry Law Enforcement
Experience
Deutsche Bank  October 2014 - Present
U.S. Securities & Exchange Commission   June 2012 - October 2014
Milbank, Tweed, Hadley & McCloy LLP   October 2009 - June 2012
U.S. District Court, S.D.N.Y.   September 2008 - September 2009
Milbank, Tweed, Hadley & McCloy LLP   October 2006 - September 2008

Education
Hofstra University School of Law   2003 — 2006
J.D.

SUNY Stony Brook
B.A., English

Arjun Mirmira Arjun Mirmira Chicago, Illinois Details
Arjun Mirmira's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2011 - 2011
Job Senior Consultant at Aon Hewitt
Industry Hospital & Health Care
Experience
Aon Hewitt  September 2015 - Present
Laurus Strategies / HUB International   2013 - August 2015
U.S. Securities & Exchange Commission   2011 - 2011

Skills
Employee Benefits, Health Insurance, Affordable Care Act, Underwriting, Insurance, Microsoft Office, Visual Basic, Microsoft Excel, Research, Public Speaking

Education
Indiana University Bloomington
Bachelor’s Degree, Policy Analysis, Public Financial Management

Jonathan Fields Jonathan Fields Greater New York City Area Details
Jonathan Fields's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 1992 - March 1995
Job Aligned Business & Entrepreneurship Strategist | Awardwinning Author
Industry Professional Training & Coaching
Experience
Good Life Project   January 2012 - Present
JonathanFields.com   September 2007 - Present
Sonic Yoga NYC   November 2001 - December 2008
Sedona Wellness Center   August 1997 - March 2000
Debevoise & Plimpton  March 1996 - April 1997
U.S. Securities & Exchange Commission   August 1992 - March 1995

Skills
Marketing, Strategy, Entrepreneurship, Leadership, Public Speaking, Digital Media, Blogging, Social Media Marketing, Small Business, Social Networking, Social Media, Writing, Copywriting, Online Advertising, Creativity, Personal Development, Innovation, Inspiring Leadership, Blog, Inspiration

Education
Benjamin N. Cardozo School of Law, Yeshiva University   1989 — 1992
JD, Law

Alma Burkhart Alma Burkhart Houston, Texas Details
Alma Burkhart's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2003 - 2006
Job Contracts Administrator/Paralegal at Chevron Phillips Chemical Company
Industry Oil & Energy
Experience
Chevron Phillips Chemical Company  2012 - Present
Southern Union Company  2009 - 2012
Baker Botts LLP  2006 - 2009
U.S. Securities & Exchange Commission   2003 - 2006
Baron & Budd, P.C.   1997 - 2003
Akin Gump Strauss Hauer & Feld LLP  1992 - 1997

Skills
Litigation, Legal Writing, Trials, Litigation Support, Lexis, Corporate Law, Intellectual Property, Mediation, Trademarks, Civil Litigation, Dispute Resolution

Education
St. Edward's University
Bachelor's degree, Psychology

The University of Texas at Austin
Legal Assistant/Paralegal, Graduate with Honors

Mark I. Salvacion Mark I. Salvacion Greater Philadelphia Area Details
Mark I. Salvacion's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1994 - 1998
Job Attorney
Industry Financial Services
Experience
Self-Employed  May 2015 - Present
SunGard Brokerage & Securities Services LLC   September 2014 - May 2015
PNC Financial Services  February 2011 - September 2014
Prudential Investment Management Services LLC   2005 - 2010
Philadelphia Stock Exchange  2001 - 2005
U.S. Securities & Exchange Commission   1994 - 1998
U.S. Court of Appeals for the Third Circuit   1991 - 1992

Skills
Securities Regulation, FINRA, Broker-Dealer, Hedge Funds, Mutual Funds, Social Media, Volcker Rule, ERISA, Title I, New Product Development, Asset Management, Product Development, Strategic Planning, Investments, Securities, Corporate Law, Legal Writing, ETFs, Insurance, Options

Education
Northeastern University School of Law   1988 — 1991
J.D., Law

Bucknell University   1982 — 1986
B.A., Philosophy

Don Bosco Preparatory H.S.   1978 — 1982
College preparatory

Leigh Wong Dhagat Leigh Wong Dhagat Santa Clara, California Details
Leigh Wong Dhagat's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1994 - July 1996
Job Senior Manager, International Tax at NVIDIA Corporation
Industry Computer Hardware
Experience
NVIDIA Corporation  July 2007 - Present
Electronic Arts, Inc.   May 2002 - July 2007
Arthur Andersen LLP  July 1999 - May 2002
U.S. Securities & Exchange Commission   September 1994 - July 1996

Skills
International Tax, Sarbanes-Oxley Act, Financial Reporting, Corporate Tax, US GAAP

Education
UC Davis School of Law
JD, Law

UCLA
BA, Accounting

Selwyn Notelovitz Selwyn Notelovitz Austin, Texas Details
Selwyn Notelovitz's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1987 - 1994
Job Deputy CCO and Vice President at Dimensional Fund Advisors
Industry Financial Services
Experience
Dimensional Fund Advisors  December 2012 - Present
Hilltop Consulting LLC   May 2012 - December 2012
Wellington Management Company  November 2004 - December 2011
Charles Schwab  August 2000 - October 2004
Bank of America  April 1994 - August 2000
U.S. Securities & Exchange Commission   1987 - 1994

Skills
Securities, Asset Managment, Financial Services, Investments, Banking, Legal Advice, Investment Company Act, FINRA, AML, Broker-Dealer, Securities Regulation, Investment Advisers Act, Hedge Funds, Operational Risk...

Education
Georgetown University Law Center   1992 — 1994
LL.M., Securities

University of Florida - Fredric G. Levin College of Law   1983 — 1986
JD, Law

University of Florida   1979 — 1983
BA, Political Science

Andrew Thorpe Andrew Thorpe San Francisco Bay Area Details
Andrew Thorpe's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2001 - 2005
Job Partner at Orrick, Herrington & Sutcliffe LLP
Industry Law Practice
Experience
Orrick, Herrington & Sutcliffe LLP   July 2013 - Present
Morrison & Foerster LLP  2005 - July 2013
U.S. Securities & Exchange Commission   2001 - 2005
U.S. Securities & Exchange Commission   1999 - 2001

Skills
Securities Regulation, Corporate Law, Corporate Governance, Securities Offerings, Corporate Finance, Joint Ventures, Patents, Mergers & Acquisitions, Due Diligence, Commercial Litigation, Securities, Cross-border..., Licensing, Intellectual Property

Education
Washington University in St. Louis School of Law   1996 — 1999
JD, Law

Thunderbird School of Global Management   1995 — 1996
MBA, Corporate Finance

Emory University   1991 — 1995
BA, Econimics

Glenbrook North

Claire Davidoski Claire Davidoski Camp Lejeune, North Carolina Details
Claire Davidoski's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2009 - May 2009
Job Legal/Financial Professional specializing in worker's compensation, personal injury, and various litigation matters
Industry Legal Services
Experience
Mewborn & DeSelms   August 2013 - Present
Space Systems Loral  May 2012 - June 2012
Hogan Lovells  March 2012 - April 2012
Weinberger Law Offices   November 2010 - June 2011
King, Krebs & Jurgens, PLLC   July 2009 - August 2009
U.S. Securities & Exchange Commission   January 2009 - May 2009
RAM Capital Resources, LLC.   May 2008 - August 2008

Skills
Microsoft Office, Research, Customer Relations, Customer Service, Contract Negotiation, Microsoft Excel, Financial Analysis, Public Speaking, Data Analysis, Legal Research, Nonprofits, Legal Writing, Strategic Planning, Project Management, Negotiation, Sales, Team Building, Marketing Strategy, Account Management

Education
University of Denver - Daniels College of Business   2007 — 2009
Master of Science in Finance, Finance/Investments, Held top GPA of all graduating students

University of Denver - Sturm College of Law   2006 — 2009
Juris Doctorate, Corporate/Securities Law

Louisiana State University   2002 — 2005
BS, Finance

New York University   2001 — 2002
Bachelor's Degree, Biology/Biological Sciences, General

Amy Berenson Mallow Amy Berenson Mallow Greater Los Angeles Area Details
Amy Berenson Mallow's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1992 - 1994
Job Executive Recruiter & Director at Major, Lindsey & Africa
Industry Staffing and Recruiting
Experience
Major, Lindsey & Africa   October 2014 - Present
Mallow Consulting   March 2013 - Present
The Shannon Group   March 2007 - March 2013
Proskauer Rose LLP  2013 - 2013
MALLOWSOSSIN LLC, Legal Career Consultants   June 2005 - March 2007
UCLA School of Law  September 1996 - June 2005
Georgetown University Law Center  August 1994 - September 1996
U.S. Securities & Exchange Commission   1992 - 1994
Kirkland & Ellis LLP  1988 - 1992

Skills
Talent Management, Career Development, Coaching, Career Counseling, Recruiting, Interviews, Leadership Development, Training, Job Search, Interview Preparation, Career Assessment, Job Search Strategies, Job Coaching, Executive Coaching, Executive Search, MBTI, Career Management, Leadership, Resume Writing, Cover Letters, Team Building, Outplacement, Outplacement/Transition..., Strong Interest...

Education
Georgetown University Law Center   1985 — 1988
J.D, cum laude, Law

Franklin & Marshall College   1981 — 1985
B.A, magna cum laude, Psychology

Colin Haggerty Colin Haggerty New York, New York Details
Colin Haggerty's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2011 - August 2011
Job Experienced Associate, Risk & Regulation at PwC
Industry Financial Services
Experience
PwC  March 2015 - Present
Gannett  August 2012 - February 2015
U.S. Securities & Exchange Commission   May 2011 - August 2011
Associates in Oncology   May 2009 - August 2009

Skills
Procurement, Data Analysis, Policy Writing, SharePoint, Data Modeling, Microsoft Excel, Valuation Modeling, Data Manipulation, Financial Analysis, Corporate Finance, Financial Modeling, Microsoft Office, PowerPoint, Microsoft Word, Analysis, RFP, Negotiation

Education
Syracuse University   2008 — 2012
Bachelor of Science (B.S.), Economics

John Bales John Bales Jenkintown, Pennsylvania Details
John Bales's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 1970 - September 1972
Job Director, Trustee & Consultant
Industry Law Practice
Experience
Self-employed  September 2001 - Present
Morgan, Lewis & Bockius LLP   September 1972 - September 2001
U.S. Securities & Exchange Commission   January 1970 - September 1972

Skills
Corporate Law, Board of Directors, Nonprofits, Investment Management, Business Strategy, Securities Law, Mergers & Acquisitions, Corporate Governance, Finance, Securities Regulation, Venture Capital, Start-ups, Due Diligence, Joint Ventures, Corporate Finance, IPO

Education
Princeton University   1958 — 1962
BSE, Basic Engineering

University of Virginia School of Law   1962 — 1965
LLB

Georgetown University Law Center   1970 — 1972
Master of Laws (LL.M.), Corporate Taxation

Marlon Paz Marlon Paz Washington D.C. Metro Area Details
Marlon Paz's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2004 - 2010
Job
Industry Law Practice
Experience
Locke Lord LLP  2012 - Present
Georgetown University Law Center  2008 - Present
Inter American Development Bank  July 2010 - September 2012
U.S. Securities & Exchange Commission   2004 - 2010
Grant & Eisenhofer PA  2002 - 2004
Morris James LLP - A Delaware Law Firm   2001 - 2002
Paul, Hastings, Janofsky & Walker   1999 - 2001

Education
Georgetown University Law Center   2004 — 2008
LL.M, Securities & Financial Regulation

University of Pennsylvania Law School   1996 — 1999
Juris Doctor

Wesleyan University   1994 — 1996
MA, Liberal Studies

Trinity College-Hartford   1990 — 1994
BA, Philosophy

Cardinal Hayes High School   1987 — 1990

Jesse Morton Jesse Morton Washington D.C. Metro Area Details
Jesse Morton's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2007 - August 2007
Job Director, KPMG Federal Advisory, Forensic
Industry Security and Investigations
Experience
KPMG, Federal Advisory, Forensic   May 2010 - Present
George Mason University  June 2013 - Present
Communities in Schools Atlanta   April 2013 - Present
Westlaw Business   September 2009 - September 2011
The Brookings Institution  December 2009 - April 2010
XO Communications  May 2008 - August 2008
U.S. Securities & Exchange Commission   May 2007 - August 2007
Various Internal Audit/Consulting Firms   February 2004 - August 2006
KPMG, LLP  August 2002 - February 2004

Skills
Internal Investigations, Fraud Detection, Corporate Fraud..., Corporate Fraud, Securities Fraud, Compliance, Legal Compliance, Litigation Support, Litigation Consulting, Risk Management, Risk Assessment, Financial Services, Alternative Investments, Hedge Funds, Private Equity, Investment Banking, Mortgage Banking, Private Banking, Securities Regulation, Regulatory Requirements, Financial Regulation, Investment Management, Corporate Law, Due Diligence, Auditing, Analysis, Internal Controls, Sarbanes-Oxley Act, Corporate Governance, Fraud, Finance, Internal Audit, Banking, Forensic Accounting, Governance, Financial Risk, Restructuring, Private Investigations, Accounting

Education
University of Cambridge   2008 — 2009
LL.M., Law

University of Richmond School of Law   2005 — 2008
J.D, Law

University of Maryland - Robert H. Smith School of Business   1999 — 2002
B.S, Accounting; Economics

Joan Claire Gilbert Joan Claire Gilbert Portland, Oregon Area Details
Joan Claire Gilbert's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2007 - August 2007
Job Attorney
Industry Law Practice
Experience
Heritage Seedlings, Inc.   July 2010 - Present
Day Law Group, P.C.   May 2014 - January 2015
Self-Employed, Legal   January 2012 - March 2014
Martin Bischoff Templeton Langslet & Hoffman   September 2008 - January 2010
U.S. Securities & Exchange Commission   June 2007 - August 2007

Skills
Proficient in Spanish, Legal Research, Legal Writing, Legal Compliance, Employment Law, Litigation, Courts, Civil Litigation, Corporate Law, Commercial Litigation, Pleadings, Legal Issues, Mergers & Acquisitions, Product Liability, Arbitration, Mediation, Trials, Legal Advice, Creditors' Rights

Education
University of Notre Dame Law School   2005 — 2008
JD, Law

Princeton University   2000 — 2005
B.A., Economics

Whitney Montgomery, Esq. Whitney Montgomery, Esq. Greater New York City Area Details
Whitney Montgomery, Esq.'s U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2011 - April 2011
Job Associate at McCarter & English, LLP
Industry Legal Services
Experience
McCarter & English, LLP   August 2015 - Present
Morgan, Lewis & Bockius LLP   October 2012 - August 2015
Mortgage Foreclosure & Bankruptcy Clinic,   January 2012 - May 2012
ABA Law Student Division  June 2011 - May 2012
United States District Court - Hon. Laura Taylor Swain   September 2011 - December 2011
Morgan, Lewis & Bockius LLP   May 2011 - August 2011
U.S. Securities & Exchange Commission   January 2011 - April 2011
Financial Industry Regulatory Authority (FINRA),   August 2010 - December 2010
Morgan Stanley Smith Barney  May 2010 - July 2010
The New York Times Company  June 2007 - August 2009

Education
Touro College Jacob D. Fuchsberg Law Center   2009 — 2012
JD, magna cum laude

Northeastern University   2001 — 2006
Bachelor of Science, Criminal Justice

South Shore Christian School

Karen Garnett Karen Garnett Washington D.C. Metro Area Details
Karen Garnett's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2010 - Present
Job Associate Director, Division of Corporation Finance, U.S. Securities & Exchange Commission
Industry Government Administration
Experience
U.S. Securities & Exchange Commission   2010 - Present
Georgetown University Law Center  2005 - 2012
U.S. Securities & Exchange Commission   2000 - 2010

Skills
Securities Regulation, Corporate Governance, Securities Offerings, Capital Markets, Corporate Law, Corporate Finance, Securities, SEC Filings

Education
The University of Texas at Austin   1987 — 1990
Doctor of Law (J.D.)

Dartmouth College   1982 — 1986
Bachelor of Arts (B.A.), Government

Amy Fagerli Amy Fagerli Washington D.C. Metro Area Details
Amy Fagerli's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 1989 - April 1998
Job IT and Communications Manager at MosaicVirginia
Industry Information Technology and Services
Experience
Mosaic-Virginia (formerly 1st Choice Women's Health Center)   December 2012 - Present
Autumnal Designs   January 2009 - October 2014
HomeInLoudoun.com   February 2006 - April 2012
Connemara Woods Homeowners Association   March 2002 - March 2004
U.S Department of Transportation, Eastern Federal Lands   June 1998 - June 2000
U.S. Securities & Exchange Commission   June 1989 - April 1998

Skills
Real Estate, Customer Service, Budgets, Strategic Planning, Referrals, Selling, Social Media, Project Coordination, Wordpress, Microsoft Excel, PowerPoint, Facebook, Twitter, Instagram, Jewelry Design, Microsoft Office, Microsoft Word, Leadership, Program Management, Editing, Management, Team Building

Education
James Madison University   1985 — 1989
BBA, Information Systems

Oakton High School

Celia Brown Celia Brown Greater Philadelphia Area Details
Celia Brown's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2003 - 2004
Job B2B Content Strategist | Brand Editor | Digital Marketing Programs @SAP
Industry Computer Software
Experience
SAP  December 2011 - Present
Dell  November 2010 - August 2011
Boomi   August 2008 - November 2010
Aria Systems  2006 - 2008
Skadden, Arps, Slate, Meagher & Flom LLP   2004 - 2005
U.S. Securities & Exchange Commission   2003 - 2004
Silicon Genetics  2001 - 2003

Skills
Marketing Automation, Marketing Communications, Website Copy, Event Marketing, Event Management, Copy Editing, Copywriting, Corporate Communications, Speech Writing, Electronic Newsletters, Demand Generation, Social Media Marketing, Public Relations, Survey Design, Customer Engagement, Customer Reference..., Organizational..., Google Adwords, Salesforce.com, Marketing Copy, SaaS, Marketo, Lead Generation, Email Marketing, CRM, B2B Marketing, Go-to-market Strategy, Cloud Computing, Content Marketing, Content Strategy, Digital Marketing, Start-ups

Education
The George Washington University   2003 — 2005
MEd HD, Adult Education & Organizational Development

University of Michigan   1996 — 2000
BA, Organizational Psychology

Jamie Haussecker Jamie Haussecker Dallas/Fort Worth Area Details
Jamie Haussecker's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2013 - Present
Job Paralegal Specialist at the U.S. Securities & Exchange Commission
Industry Government Administration
Experience
U.S. Securities & Exchange Commission   June 2013 - Present
US Securities and Exchange Commission  April 2010 - May 2013
Barnes & Noble  March 2006 - April 2006
Michaels Stores, Inc.   August 2005 - April 2006

Skills
Data Entry, Outlook, Customer Service, File Management, PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Spreadsheets, Research, Office Management, Teamwork, Filing, Time Management, Organization, Lexis Nexis, EDGAR, Westlaw, Project Management, Adobe Professional, Concordance 9.0, Case Map 8, Microsoft Publisher, Legal Research, Event Planning, Charity Work, Legal Writing, Critical Thinking, Records Management, Government, Data Analysis, Litigation Support, Document Review, Event Management, Legal Assistance, Legal Documents, Analysis, Policy, Bloomberg Law, CRD, CLEAR, Suspicious Activity..., Private Investigations, Social Networking

Education
La Salle University   2014 — 2016
Master of Science (M.S.), Economic Crimes

La Salle University   2014 — 2015
Master's Certificate, Fraud & Forensic Accounting

Tarleton State University   2011 — 2013
Masters of Science, Criminal Justice

Texas Woman's University   2009 — 2011
Bachelor of Arts, Government & Business

Tarrant County College   2008 — 2009
Associates of Arts, General Studies

Christian Ventimiglia Christian Ventimiglia Baltimore, Maryland Area Details
Christian Ventimiglia's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2009 - August 2009
Job Institutional Portfolio Analyst at Brown Advisory
Industry Financial Services
Experience
Brown Advisory  May 2013 - Present
JP Morgan  June 2010 - May 2013
U.S. SECURITIES & EXCHANGE COMMISSION   May 2009 - August 2009

Skills
Series 7, Series 63, Wealth Management, Investment Management, Superior Client Service, Asset Managment, Banking, Equities, Trading, Asset Allocation, Institutional...

Education
Loyola University Maryland   2014 — 2016
Master of Business Administration (MBA), Finance, General

Loyola University Maryland   2006 — 2010
BBA, Finance, Accounting, 3.7

Chaminade High School   2002 — 2006

James R. Diercksen James R. Diercksen Greater New York City Area Details
James R. Diercksen's U.S. SECURITIES & EXCHANGE COMMISSION Experience November 2007 - August 2013
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group  July 2014 - Present
ACA Compliance Group  August 2013 - July 2014
U.S. Securities & Exchange Commission   November 2007 - August 2013
Deutsche Bank AG  June 2006 - November 2007
DialAmerica Marketing, Inc. (DMI)   November 2003 - June 2006
University of Maryland Department of Intercollegiate Athletics   May 2002 - June 2003

Education
Iona College   2004 — 2006
MBA, Financial Management

University of Maryland - Robert H. Smith School of Business   1999 — 2003
BS, Marketing

University of Maryland College Park   1999 — 2003
BA, Government & Politics

Amanda Cutts Amanda Cutts Washington D.C. Metro Area Details
Amanda Cutts's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 2003 - May 2004
Job Manager at Deloitte
Industry Management Consulting
Experience
Deloitte  March 2009 - Present
SpecTal  September 2004 - March 2009
SAIC  May 2004 - September 2004
U.S. Securities & Exchange Commission   August 2003 - May 2004

Skills
Management Consulting, Program Management, Intelligence Analysis, National Security, Business Process..., Strategy, Project Management, Business Transformation, Business Analysis, Change Management, Organizational Design, Business Intelligence, Analysis, Business Strategy, Data Analysis, Government, International Relations, Risk Management, Strategic Planning

Education
George Mason University - School of Management   2006 — 2009
MBA

Georgia Institute of Technology   1999 — 2003
B.S., International Affairs

Elizabeth Trentacost Elizabeth Trentacost Washington D.C. Metro Area Details
Elizabeth Trentacost's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2010 - August 2010
Job Attorney at Greenberg Traurig, LLP
Industry Law Practice
Experience
Greenberg Traurig, LLP  June 2013 - Present
Jorden Burt LLP  March 2013 - May 2013
Center for Food Safety  October 2012 - February 2013
PHI  May 2011 - April 2012
U.S. Securities & Exchange Commission   June 2010 - August 2010
RAND  July 2008 - July 2009
Hughes Hubbard and Reed LLP   August 2007 - July 2008

Skills
Legal Research, Legal Writing, Litigation, Administrative Law, Public Policy, Policy Analysis, Westlaw, International Law, Courts, Civil Litigation

Education
Georgetown University Law Center   2010 — 2012
JD

Emory University School of Law   2009 — 2010
JD, Law

Emory University   2004 — 2007
BA, Political Science, Global Health

Ridge High School, Basking Ridge, NJ   2000 — 2004
High School

Chellis Neal Gonzalez Chellis Neal Gonzalez Washington D.C. Metro Area Details
Chellis Neal Gonzalez's U.S. SECURITIES & EXCHANGE COMMISSION Experience February 1992 - December 1994
Job Assistant General Counsel for IP and Media Law Litigation at AOL Inc.
Industry Internet
Experience
AOL  May 2006 - Present
Linda Townsend Managment   September 2006 - Present
Law Office of Chellis Neal Gonzalez   2003 - 2006
Venable LLP  September 1997 - December 2002
Finnegan, Henderson, Farabow, Garrett & Dunner, LLP   May 1995 - July 1997
Freelance Writer & Textbook Editor   January 1995 - May 1995
U.S. Securities & Exchange Commission   February 1992 - December 1994
Hon. Lawrence Rodowsky -- MD Court of Appeals   August 1990 - July 1991
Johns Hopkins Hospital  August 1980 - January 1987
University of Mississippi Medical Center  1978 - 1979

Skills
Intellectual Property, Patents, Patent Litigation, Licensing, Negotiation, Litigation, Trademarks, Copyright Law, Cyberlaw, Trademark Infringement, Public Speaking, Entertainment Law, Joint Ventures, Digital Media, Software Licensing, Prosecution, Privacy Law, Legal Opinions, Trade Secrets, Patentability, Patent Prosecution, Carrying messages to..., Biotechnology, Bachata, Motorcycling, Legal Writing, Registered Patent..., Legal Research, Mediation, Krav Maga, Latin Dance, Marksmanship, Scaling Large Obstacles, Moving Mountains, Internet, Registered Nurse, Nursing, Operating Room, Pediatric Intensive Care, Management, Media Law, Civil Litigation

Education
University of Baltimore School of Law   1986 — 1990
J.D., Law

University of Maryland Baltimore County   1981 — 1985
Bachelor’s Degree, Biology/Molecular Biology

Frederick Community College   1976 — 1978
Associate’s Degree, Registered Nursing/Registered Nurse

University of Maryland University College
Master’s Degree, Biotechnology

Sawyer D. Duncan Sawyer D. Duncan Atlanta, Georgia Details
Sawyer D. Duncan's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2013 - May 2013
Job Associate, Mergers & Acquisitions, Capital Markets and Corporate Governance, at King & Spalding
Industry Law Practice
Experience
King & Spalding LLP  August 2014 - Present
King & Spalding LLP  May 2013 - July 2013
U.S. Securities & Exchange Commission   January 2013 - May 2013
Maynard, Cooper & Gale, P.C.   June 2012 - August 2012
Bradley Arant Boult Cummings LLP  May 2012 - June 2012
GNI Capital, Inc.   May 2011 - August 2011
UBS AG  January 2011 - May 2011
Dunlop Sports Group Americas   June 2009 - August 2009
Tennis Academy of the South   May 2007 - August 2008

Education
University of Georgia School of Law   2011 — 2014
J.D.

Furman University   2007 — 2011
B.A.

Westminster   2002 — 2007

Brett H. Bloemer Brett H. Bloemer Houston, Texas Details
Brett H. Bloemer's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2008 - August 2008
Job Management Consultant at Accenture
Industry Management Consulting
Experience
Accenture  July 2011 - Present
PDI Ninth House  February 2011 - May 2011
Columbia Business School  February 2011 - May 2011
Retensa - Talent Management Strategies   June 2010 - February 2011
Baton Rouge Crisis Intervention Center  April 2007 - January 2009
U.S. Securities & Exchange Commission   June 2008 - August 2008

Skills
Corporations, Change Management, Leadership, Leadership Development, Technology Needs..., Business Transformation, Business Process..., Organizational..., Management Consulting, Organizational..., Organizational Design, Strategy, Management, Data Analysis, Business Analysis, Performance Improvement, Consulting, Workshop Facilitation, Research, Training, Team Building, Program Management

Education
Columbia University in the City of New York
M.A, Organizational Psychology: Organization Leadership & Change

Louisiana State University
B.S, Psychology, Minor Business

David Freniere David Freniere Boston, Massachusetts Details
David Freniere's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1989 - 1992
Job Partner at Markun, Zusman, Freniere & Compton LLP
Industry Financial Services
Experience
Markun, Zusman, Freniere & Compton LLP   April 2013 - Present
Freniere Law Group PLLC   October 2012 - April 2013
LPL Financial LLC  October 1992 - September 2012
U.S. Securities & Exchange Commission   1989 - 1992
Apollo Computer Inc.  1987 - 1989

Skills
Member of Massachusetts..., Series 7, 24 and 63..., FINRA District..., SIFMA Arbitration &..., Martindale Hubbell AV..., Securities, FINRA, Securities Regulation, Arbitration, Corporate Governance, Fraud, Mediation, Series 7, SEC, Securities Litigation, Mutual Funds, Alternative Dispute..., Alternative Investments, Asset Management, Broker-Dealer, Dispute Resolution, ERISA, Due Diligence, Equities, Finance, Financial Regulation, Financial Services, Internal Investigations, Investment Advisory, Licensing, Litigation, Private Placements, Series 24, Variable Annuities, Investments

Education
Suffolk University Law School   1985 — 1988
JD, Law

Providence College   1981 — 1985
B.A. with Honors, Political Science

Heidi Mitza Heidi Mitza Greater Boston Area Details
Heidi Mitza's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2012 - Present
Job Senior Enforcement Counsel at U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   2012 - Present
Ropes & Gray LLP  2008 - 2011
Nutter McClennen & Fish LLP  2006 - 2008
Ropes & Gray LLP  2005 - 2006
Testa, Hurwitz & Thibeault, LLP   2000 - 2005

Skills
Litigation, Securities Litigation, Business Litigation, Class Actions, Civil Litigation, Legal Writing

Education
Harvard Law School   1997 — 2000
J.D., Law

Boston College   1993 — 1997
B.A., Psychology

Pamela J. Martinez, MEM, CGEIT Pamela J. Martinez, MEM, CGEIT Washington D.C. Metro Area Details
Pamela J. Martinez, MEM, CGEIT's U.S. SECURITIES & EXCHANGE COMMISSION Experience March 1992 - November 1998
Job Cloud and Enterprise Data Architect at Pension Benefit Guaranty Corporation, coChair of GovDomain Taskforce at OMG
Industry Information Technology and Services
Experience
Office of the Director of National Intelligence  June 2013 - June 2015
NNSA  January 2010 - June 2013
Department of the Interior  July 2006 - January 2010
US Department of Homeland Security  December 2000 - July 2006
U.S. Securities & Exchange Commission   March 1992 - November 1998

Skills
Enterprise Architecture, Cloud Computing, Program Management, SOA, IT Strategy, Integration, Government, Architecture, Information Assurance, Security, System Architecture, Systems Engineering, Information Security, ITIL, Solution Architecture, Governance, Business Intelligence, DoD, Analysis, Computer Security, Risk Management, Process Improvement, Requirements Analysis, SaaS, Enterprise Software, Security Clearance, Business Process, Leadership, Strategy, Information Technology, Virtualization, Business Continuity, CRM, Change Management, Architectures, ERP, PMP, Management, Identity Management

Education
The George Washington University   2006 — 2009
Master's of Science in Engineering Management

Potomac College-Washington   1999 — 2001
Bachelor of Applied Science (B.A.Sc.)

Bud W. Jerke Bud W. Jerke New York, New York Details
Bud W. Jerke's U.S. SECURITIES & EXCHANGE COMMISSION Experience October 2009 - December 2009
Job Corporate Associate at Covington & Burling
Industry Law Practice
Experience
Covington & Burling  2013 - Present
Cravath, Swaine & Moore LLP   2011 - 2013
U.S. Securities & Exchange Commission   October 2009 - December 2009
Cravath, Swaine & Moore LLP   May 2009 - July 2009
U.S. Attorney's Office, Central District of California   June 2008 - August 2008
Oldaker, Biden & Belair, LLP   2004 - 2007

Education
University of Pennsylvania Law School   2007 — 2010
J.D.

The George Washington University   2000 — 2004
B.A., Political Science

University of Oxford   2002 — 2003
Visiting Student, Politics, Philosophy & Economics

JEFFREY E (Legal) Lewis JEFFREY E (Legal) Lewis Dallas, Texas Details
JEFFREY E (Legal) Lewis's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1982 - September 1984
Job General Attorney & Associate General Counsel at AT&T Services, Inc.
Industry Telecommunications
Experience
ATT  General Attorney & Associate General CounselAT&T Services, Inc.February 2002 - Present
Kansas Human Rights Commission   2009 - 2009
Gordon & Glickson LLC  May 1998 - February 2002
Chicago Stock Exchange  September 1986 - May 1998
Finley, Kumble, Wagner, Heine, Underberg, Manley & Casey   September 1984 - September 1986
U.S. Securities & Exchange Commission   September 1982 - September 1984
Manhattan District Attorney  August 1981 - September 1982

Skills
Joint Ventures, Legal Compliance, Westlaw, Arbitration, Cyberlaw, Corporations, Telecommunications, Privacy Issues

Education
New York University School of Law   1982 — 1984
LL.M. (in Corporations), (Antitrust; Corporations; Corporate Finance; Securities; Bankruptcy/Reorganizations)

Rutgers University School of Law - Newark   1974 — 1978
J.D., Law

Southern Illinois University, Carbondale   1974 — 1978
Bachelor of Arts (B.A.)-Political Science

Ryan Rohn Ryan Rohn Washington D.C. Metro Area Details
Ryan Rohn's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2004 - Present
Job Accountant at U.S. Securities & Exchange Commission
Industry Accounting
Experience
U.S. Securities & Exchange Commission   September 2004 - Present
Deloitte  January 2000 - August 2004

Skills
SEC filings, US GAAP, IFRS, CPA, Public Companies, Revenue Recognition, Big 4, Financial Statements, Financial Reporting, Sarbanes-Oxley Act, IPO

Education
Weatherhead School of Management at Case Western Reserve University   1998 — 1999
Master of Accountancy, Reporting & Assurance Services, Corporate Finance, Policy & Strategy

Stetson University   1994 — 1998
Bachelor of Business Administration (B.B.A.), Accounting

Patrick Bryan Patrick Bryan Washington D.C. Metro Area Details
Patrick Bryan's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2013 - September 2014
Job Assistant General Counsel & Assistant Director of Enforcement at the Federal Reserve System
Industry Law Practice
Experience
Federal Reserve System  February 2015 - Present
U.S. Securities and Exchange Commission   September 2014 - February 2015
U.S. Securities & Exchange Commission   January 2013 - September 2014
Kirkland & Ellis LLP  March 2004 - January 2013
Bell Boyd & Lloyd  September 2002 - March 2004
Lakotra Trading LLC   May 1993 - September 2001

Skills
Litigation, Trials, Class Actions, Product Liability, Securities, Healthcare, Securities Regulation, False Claims, Courts, Securities Litigation, FCPA, Alternative Dispute..., Mediation, Sarbanes-Oxley Act, Trial Practice, Fraud, Corporate Law, Antitrust Law, Mergers & Acquisitions, Strategic Negotiations, Contract Law, Banking Law

Education
Loyola University Chicago School of Law   1999 — 2002
Doctor of Law (J.D.)

Loyola University of Chicago   1989 — 1993
Bachelor of Arts (B.A.), Economics & Political Science

Jane Poulin Jane Poulin Washington D.C. Metro Area Details
Jane Poulin's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2000 - 2005
Job
Industry Accounting
Experience
US Securities and Exchange Commission  September 2009 - Present
Plymouth State University  2011 - 2013
Financial Crisis Inquiry Commission  February 2010 - December 2010
Poulin Consulting   May 2008 - September 2009
Corning Incorporated  September 2005 - March 2008
Polaris  2002 - 2008
U.S. Securities & Exchange Commission   2000 - 2005
Duro Industries  1998 - 2000
Ernst & Young LLP  1988 - 1998
Old Stone Bank  1986 - 1988

Skills
Executive Management, SEC reporting, Corporate Governance, Accounting, Auditing, Internal Controls, Financial Accounting, GAAP, IFRS, Sarbanes-Oxley Act, Finance, Cost Accounting, Consolidation, Financial Statements, Internal Audit

Education
American University - Kogod School of Business   2001 — 2003
Masters

Plymouth State University   1980 — 1984
BS

Oyster River High School   1976 — 1980

Michael E. Kramer Michael E. Kramer Greater Atlanta Area Details
Michael E. Kramer's U.S. SECURITIES & EXCHANGE COMMISSION Experience March 1984 - June 1985
Job Buckley Law Firm, LLC
Industry Law Practice
Experience
Buckley Beal, LLP, Law Firm   April 2010 - Present
Qivliq  April 2008 - April 2011
Clements & Sweet, PC   June 2008 - May 2010
Kramer & Patel, LLC   May 1997 - June 2008
Georgia Association of Educators  November 1998 - May 2007
Zimring & Ellin, PC   May 1992 - April 1997
U.S. Securities & Exchange Commission   March 1984 - June 1985

Skills
Workers Compensation, Employment Law, Education Law, Litigation, Appeals, Arbitration, Mediation, Strategic Planning, Non-profits, Public Pensions, Contract Negotiation, Collective Bargaining, Litigation Management, Nonprofits, Trials, Legal Research, Commercial Litigation, Intellectual Property, Class Actions, Legal Assistance, Hearings, Dispute Resolution, Product Liability, Legal Writing, Securities Regulation

Education
Emory University - Goizueta Business School   1989 — 1990
MBA

University of California, Davis - School of Law   1976 — 1980
JD

Oberlin College   1973 — 1976
B.A., Government (Political Philosophy)

B-CC High School   1969 — 1972

George Abe Zachariah George Abe Zachariah Washington D.C. Metro Area Details
George Abe Zachariah's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1991 - January 1997
Job Director of Legal Services Health & Life Sciences (Transactions, Regulatory, Compliance, Software, Technology)
Industry Law Practice
Experience
Accenture  June 2000 - Present
Venable LLP  January 1997 - June 2000
U.S. Securities & Exchange Commission   September 1991 - January 1997
IBM  January 1984 - August 1988

Skills
Business Transactions, Licensing, Contract Negotiation, Intellectual Property, Corporate Law, Mergers & Acquisitions, Legal Writing, Corporate Governance, Litigation, Commercial Litigation, Due Diligence, Patents, Privacy Law

Education
University of Maryland School of Law   1988 — 1991
Juris Doctor (J.D.), Law

Louisiana State University, Paul M. Hebert Law Center
Summer Law Program, Aix-en-Provence, France

Syracuse University
Master's Degree, Computer Science

University of Maryland College Park
Bachelor's Degree, Computer Science, Chemistry

Kimberly Mitchell Kimberly Mitchell Greater Chicago Area Details
Kimberly Mitchell's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2010 - December 2010
Job Associate at Reed Smith LLP
Industry Law Practice
Experience
Reed Smith LLP  August 2014 - Present
DLA Piper  October 2012 - August 2014
DLA Piper  June 2011 - August 2011
United States District Court for the Northern District of Illinois  January 2011 - April 2011
U.S. Securities & Exchange Commission   September 2010 - December 2010
ITW  May 2010 - August 2010
McMaster-Carr  May 2008 - June 2009
McMaster-Carr  August 2007 - April 2008
McMaster-Carr  August 2006 - July 2007

Skills
Legal Writing, Legal Research, Commercial Litigation, Appeals, Mediation, Westlaw, Litigation, Employment Law, Civil Litigation, Policy Analysis, Due Diligence, Arbitration

Education
Northwestern University School of Law   2009 — 2012
Doctor of Law (J.D.), Law

Howard University   2002 — 2006
Bachelor of Arts (B.A.), English

Charito Mittelman Charito Mittelman San Francisco Bay Area Details
Charito Mittelman's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2001 - December 2006
Job Chief Compliance Officer & General Counsel at Main Street Research, LLC
Industry Financial Services
Experience
U.S. Securities & Exchange Commission   January 2001 - December 2006
Pricewaterhouse Coopers -Dublin, IRELAND   January 2000 - September 2000
Birnberg & Asscociates   September 1997 - March 1998

Education
Trinity College Dublin   1999 — 2000
LL.M

Santa Clara University School of Law   1992 — 1995
JD

University of California, Davis   1987 — 1991
B.A.

Susan Resley Susan Resley San Francisco Bay Area Details
Susan Resley's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1992 - 1995
Job Partner at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP   February 2012 - Present
Orrick, Herrington & Sutcliffe LLP   March 2005 - February 2012
U.S. Securities & Exchange Commission   1992 - 1995

Skills
Securities Litigation, Securities Regulation, White Collar Criminal..., FCPA, Internal Investigations, Class Actions, Corporate Governance, Litigation, Securities, Commercial Litigation, Arbitration, Corporate Law, Civil Litigation, Criminal Law, Fraud, Legal Research, Enforcement, Licensing, Securities Offerings, Private Investigations

Education
Pepperdine University School of Law   1989 — 1992
JD

Kyle De Jong Kyle De Jong Saint Joseph, Michigan Details
Kyle De Jong's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2010 - November 2011
Job
Industry Law Practice
Experience
Whirlpool Corporation  November 2013 - Present
Loyola University Chicago - School of Law  September 2008 - December 2013
Aon  November 2011 - November 2013
U.S. Securities & Exchange Commission   May 2010 - November 2011
Winston & Strawn  September 2004 - May 2010
Miller Johnson  2002 - 2003

Skills
Litigation, Legal Research, Civil Litigation, Commercial Litigation, Internal Investigations, Appellate Practice, Briefs, Litigation Management, Appeals, Class Actions, Securities Regulation, White Collar Criminal..., Product Liability, Legal Writing, Administrative Law

Education
University of Michigan Law School   2001 — 2004
Juris Doctor, Law

Calvin College   1997 — 2001
B.A., Political Science

DIANA LYNCH, ESQ. DIANA LYNCH, ESQ. Greater Atlanta Area Details
DIANA LYNCH, ESQ.'s U.S. SECURITIES & EXCHANGE COMMISSION Experience July 1992 - September 1992
Job LITIGATOR, MEDIATOR, ARBITRATOR at LYNCH CHARLES LAW GROUP, P.C.
Industry Law Practice
Experience
The Lynch Charles Law Group, P.C.   January 2014 - Present
Lynch Law Group, P.C.   April 1998 - Present
JOHNSON, PRIOULEAU, LYNCH & KENISON, LLC   September 1995 - April 1998
ALEMBIK, FINE   April 1995 - September 1995
UNITED STATES DISTRCIT COURT - NORTHERN DISTRICT OF GEORGIA   June 1994 - April 1995
SOUTH CAROLINA COURT OF APPEALS  August 1993 - June 1994
CIRCUIT SOLICITOR'S OFFICE   October 1991 - May 1993
UNIVERSITY of SOUTH CAROLINA SCHOOL OF LAW  August 1991 - May 1993
U.S. SECURITIES & EXCHANGE COMMISSION   July 1992 - September 1992

Skills
Litigation, Commercial Litigation, Legal Writing, Civil Litigation, Corporate Law, Courts, Trials, Product Liability, Personal Injury, Licensing, Criminal Law, Family Law, Class Actions, Legal Advice, Hearings, Litigation Support, Trademarks, Depositions, Mergers & Acquisitions, Copyright Law

Education
University of South Carolina School of Law   1990 — 1993
Juris Doctorate, Business

University of South Carolina-College of Business   1986 — 1990
Bachelor of Science, Accounting

Angela (Jackson) Connell Angela (Jackson) Connell Washington D.C. Metro Area Details
Angela (Jackson) Connell's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2007 - Present
Job Accountant at U.S. Securities & Exchange Commission
Industry Accounting
Experience
U.S. Securities & Exchange Commission   September 2007 - Present
Municipal Mortgage & Equity, LLC ("MuniMae")   2006 - 2007
U.S. Securities & Exchange Commission   April 2004 - October 2006
Ernst & Young  August 2002 - April 2004
Arthur Andersen  May 1998 - March 2002

Skills
Auditing, SEC filings, Financial Reporting, Accounting, GAAP, Financial Analysis, Sarbanes-Oxley Act, US GAAP, CPA

Education
University of Delaware - Lerner College of Business and Economics   1994 — 1998
BS, Accounting

Gerry Walters Gerry Walters San Francisco Bay Area Details
Gerry Walters's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1994 - 1997
Job Head of Technology Investment Banking at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo  November 2010 - Present
Oppenheimer & Co  September 2009 - November 2010
Revolution Partners, A Division of Morgan Keegan   February 2009 - August 2009
JP Morgan  1999 - 2008
Gray Cary Ware & Freidenrich  1997 - 1999
U.S. Securities & Exchange Commission   1994 - 1997

Education
University of Colorado School of Law   1991 — 1994
Juris Doctor, Law

University of Missouri-Columbia
B.S.B.A., Finance

Sean Memon Sean Memon Washington D.C. Metro Area Details
Sean Memon's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2006 - August 2006
Job
Industry Law Practice
Experience
Sullivan & Cromwell LLP  September 2008 - Present
U.S. Department of Justice   July 2007 - August 2007
U.S. Securities & Exchange Commission   May 2006 - August 2006
Time Warner Inc.  March 2001 - March 2004
Morgan Stanley  April 2000 - March 2001
Raymond James & Associates  July 1999 - April 2000

Education
Duke University   2004 — 2008
JD/MBA

Harvard University   1995 — 1999
AB, Economics

Matthew Strada Matthew Strada Washington D.C. Metro Area Details
Matthew Strada's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2004 - March 2009
Job Assistant General Counsel at Deloitte Touche Tohmatsu Limited
Industry Law Practice
Experience
Deloitte Touche Tohmatsu Limited  January 2015 - Present
PCAOB  January 2013 - December 2014
U.S. Securities and Exchange Commission   March 2009 - January 2013
U.S. Securities & Exchange Commission   May 2004 - March 2009
Hogan & Hartson LLP  2002 - 2004
Simpson Thacher & Bartlett  1999 - 2002
U.S. District Court for the Eastern District of New York   August 1998 - August 1999

Skills
Enforcement, Securities, Securities Regulation, SEC, Commercial Litigation, Private Investigations, Securities Litigation, Government, Corporate Law

Education
The Johns Hopkins University   2008 — 2011
M.A., Writing

Columbia Law School   1995 — 1998
JD, Law

Northwestern University   1990 — 1994
BA, Philosophy and History

Alexandra Michele Albright Alexandra Michele Albright Greater Chicago Area Details
Alexandra Michele Albright's U.S. SECURITIES & EXCHANGE COMMISSION Experience July 2001 - December 2006
Job Chief Compliance Officer at Chicago Board Options Exchange Holdings
Industry Law Practice
Experience
Chicago Board Options Exchange (CBOE)   April 2012 - Present
Kirkland & Ellis, LLP   January 2007 - April 2012
U.S. Securities & Exchange Commission   July 2001 - December 2006

Skills
Securities Litigation, Securities, Securities Regulation, Corporate Law, Corporate Governance, Legal Writing, Legal Research, Commercial Litigation, Securities Offerings, Civil Litigation, Internal Investigations, Private Equity, Compliance, Legal Compliance, Banking Law

Education
Chicago-Kent College of Law, Illinois Institute of Technology   1999 — 2001
LL.M., Financial Services Law

University of Denver - Sturm College of Law   1996 — 1999
J.D.

Tulane University   1989 — 1993
B.A., Philosphy

Lore Steinhauser Lore Steinhauser Washington D.C. Metro Area Details
Lore Steinhauser's U.S. SECURITIES & EXCHANGE COMMISSION Experience Assistant General CounselTosco Corp.1993 - 2001
Job Senior Counsel at U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   Assistant General CounselTosco Corp.1993 - 2001

Education
University of Houston Law Center   1977 — 1980
J.D., Law

University of Virginia   1971 — 1975
B.A., Liberal Arts

Lina Naik Lina Naik Washington D.C. Metro Area Details
Lina Naik's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2007 - 2007
Job Attorney Advisor at Federal Energy Regulatory Commission
Industry Law Practice
Experience
Federal Energy Regulatory Commission  December 2008 - Present
Federal Energy Regulatory Commission  September 2008 - December 2008
U.S. Securities & Exchange Commission   2007 - 2007
NASD  2006 - 2006
West Financial Services  2004 - 2005
Capitol Securities Management, Inc.   2001 - 2004

Skills
Legal Writing, Administrative Law, Legal Research, Energy, Research, Energy Law, Energy Policy, Energy Markets, Appeals, Electric Power

Education
The Catholic University of America, Columbus School of Law   2005 — 2008
J.D., Securities & Corporate Law Concentration

University of North Carolina at Chapel Hill - Kenan-Flagler Business School   1996 — 2000
BSBA, Business, Chemistry Minor

Rob Horvath Rob Horvath San Francisco Bay Area Details
Rob Horvath's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2005 - June 2006
Job Chief Operating Officer/Chief Compliance Officer at ABR Investment Strategy, LLC
Industry Financial Services
Experience
ABR Investment Strategy, LLC   March 2011 - Present
Lateef Investment Management  September 2008 - January 2011
Standard Pacific Capital  June 2006 - August 2008
U.S. Securities & Exchange Commission   May 2005 - June 2006
Banc of America Securities, LLC  December 2000 - May 2005
Paul Hastings Janofsky & Walker PC   August 1998 - December 2000

Skills
Compliance, Securities Regulation, Venture Capital, Private Equity, Hedge Funds, Investment Advisory, Operations Management, Alternative Investments, Due Diligence, Investment Management, Prime Brokerage, Corporate Finance, Investments, Investment Banking, Mutual Funds, Financial Services, Securities, Asset Management, Equities, Series 7, Series 63, Capital Markets, Portfolio Management, Equity Research, Investor Relations, Fund Administration, AML, FINRA, Series 24, Anti Money Laundering, Fixed Income, Fund Of Funds, Trading

Education
Tulane University Law School
JD, Common Law Curriculum

University of California, Los Angeles
BA, Political Science, Business Administration

Christine (Chehanske) Curley Christine (Chehanske) Curley Washington D.C. Metro Area Details
Christine (Chehanske) Curley's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2013 - Present
Job Branch Chief at US Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   January 2013 - Present
US Securities and Exchange Commission  September 2004 - January 2013

Skills
Commercial Litigation, Corporate Law, Legal Writing, Litigation, Securities Regulation

Education
Seton Hall University School of Law   2000 — 2003
Doctor of Law (JD)

Rutgers University-New Brunswick   1997 — 2000
BA, Economics & Political Science

University of Maryland College Park   1996 — 1997

Ernest Greene Ernest Greene Washington D.C. Metro Area Details
Ernest Greene's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2004 - Present
Job SEC Senior Staff Accountant at U.S. Securities & Exchange Commission
Industry Accounting
Experience
U.S. Securities & Exchange Commission   May 2004 - Present
Perry Ellis International  2002 - 2004
PricewaterhouseCoopers  1998 - 2002

Skills
Financial Reporting, Accounting, US GAAP, GAAP, Auditing, SEC Filings, Financial Accounting, Financial Analysis, Internal Controls, Sarbanes-Oxley Act

Education
Florida International University
Master's degree, Accounting

Florida International University - College of Business   1993 — 1997
Bachelor's degree, Accounting

Lori Vass Jacobs Lori Vass Jacobs Greater Chicago Area Details
Lori Vass Jacobs's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2007 - Present
Job Lawyer
Industry Law Practice
Experience
--  April 2013 - Present
U.S. Securities & Exchange Commission   September 2007 - Present
JPMorgan Chase  August 2001 - August 2003

Skills
Securities Regulation, Litigation, Civil Litigation, Corporate Law

Education
Northwestern University School of Law   2004 — 2007

University of Illinois at Urbana-Champaign

Lucinda M. Nobles, M.S.A Lucinda M. Nobles, M.S.A Washington D.C. Metro Area Details
Lucinda M. Nobles, M.S.A's U.S. SECURITIES & EXCHANGE COMMISSION Experience March 2004 - Present
Job Program Manager, SEC University, CCCMS
Industry Staffing and Recruiting
Experience
U.S. Securities and Exchange Commission   May 2013 - Present
U.S. Securities and Exchange Commission (SEC), OHR, Talent Mngt Branch, Recruitment Team   March 2012 - Present
With These Hands   August 2008 - Present
U.S. Securities & Exchange Commission   March 2004 - Present
U.S. Securities & Exchange Commission, Office of Human Resources   June 2011 - March 2012
The Arc Prince Georges County, MD   2009 - 2012
U.S. Department of Education   September 1989 - March 2004

Skills
Change Management, Entrepreneur, Organizational..., Leadership, Talent Management, Career Development..., Program Development, Career Development, Advocate, Entrepreneurship, Program Management, Public Speaking, Coaching, Recruiting, Executive Coaching, Staff Development, Government, Human Resources

Education
Trinity University-Washington   2005 — 2008
MSA, Organizational Management/Organizational Development

Trinity University-Washington   1999 — 2005
B.A. w/Honors, Human Relations/Business Administration

MentorCoach, LLC
Leadership & Career Coaching

Literacy Council of Prince Georges County, MD
Adult Literacy Tutor Training Program

Brandon Skosnik Brandon Skosnik Greater Pittsburgh Area Details
Brandon Skosnik's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2006 - August 2006
Job Staff Attorney at SciTek Consultants, Inc.
Industry Law Practice
Experience
Sci-Tek Consultants, Inc.   September 2014 - Present
Solvaire Technologies  July 2014 - August 2014
KuKu-iT LLC   December 2013 - July 2014
Orrick, Herrington & Sutcliffe LLP   October 2011 - November 2013
Choice Counsel  October 2011 - October 2011
Rothman Gordon  August 2010 - June 2011
Special Counsel  June 2010 - August 2010
Eckert, Seamans, Cherin & Mellott   October 2009 - December 2009
Dewey & LeBoeuf  September 2007 - January 2009
U.S. Securities & Exchange Commission   May 2006 - August 2006

Skills
Mergers, Securities, Corporate Governance, Due Diligence, Securities Law, Corporate Law, Research, Corporate Finance, Capital Markets, Commercial Litigation, Legal Research, Litigation Support, Securities Regulation, Litigation, Legal Writing, Mergers & Acquisitions, Joint Ventures, Mediation, Intellectual Property, Courts, Civil Litigation, Political Strategy, Political Campaigns

Education
University of Pennsylvania Law School   2004 — 2007
J.D., Law

University of Pittsburgh   1995 — 1999
B.S., Mechanical Engineering

Canevin Catholic High School   1991 — 1995

Peg McLaughlin Peg McLaughlin Greater Chicago Area Details
Peg McLaughlin's U.S. SECURITIES & EXCHANGE COMMISSION Experience July 1993 - May 1997
Job Managing Director, General Counsel and Chief Compliance Officer at Kramer Van Kirk Credit Strategies L.P.
Industry Financial Services
Experience
Kramer Van Kirk Credit Strategies L.P.   December 2011 - Present
Harris Associates L.P.   May 2000 - January 2011
Heller Financial  July 1998 - April 2000
U.S. District Court for the Southern District of California   June 1997 - June 1998
U.S. Department of Justice Northern District of Ohio   August 1996 - May 1997
U.S. Securities & Exchange Commission   July 1993 - May 1997

Education
Marquette University Law School   1990 — 1993
JD

Saint Mary's College   1985 — 1989
BBA, Finance

Rebecca Marquigny (Ament) Rebecca Marquigny (Ament) Washington D.C. Metro Area Details
Rebecca Marquigny (Ament)'s U.S. SECURITIES & EXCHANGE COMMISSION Experience Attorney AdvisorUS Securities and Exchange CommissionAugust 2013 - Present
Job Attorney Advisor in the Office of Investor Education and Advocacy at US Securities and Exchange Commission
Industry Investment Management
Experience
U.S. Securities & Exchange Commission   Attorney AdvisorUS Securities and Exchange CommissionAugust 2013 - Present
Securities and Exchange Commission  1994 - Present
Verner Liipfert Bernhard McPherson & Hand  1992 - 1994

Skills
Securities Regulation, Investment Advisers Act, Broker-Dealer, Investment Company Act, Due Diligence, Corporate Governance, Mediation, Securities Litigation, Commercial Litigation, Legal Compliance, Securities Offerings, Corporate Law, Internal Investigations, Securities, Trade Secrets, Class Actions

Education
Duke University School of Law   1987 — 1990
JD, Law

Duke University   1983 — 1987

Duke University   1983 — 1987

Holton-Arms   1974 — 1983

Jerry Schoenborn Jerry Schoenborn San Francisco Bay Area Details
Jerry Schoenborn's U.S. SECURITIES & EXCHANGE COMMISSION Experience July 2010 - Present
Job Securities Compliance Examiner
Industry Financial Services
Experience
U.S. Securities & Exchange Commission   July 2010 - Present
Citigroup/Lava Trading   April 2006 - June 2010
WR Hambrecht + Co  October 2000 - February 2006

Skills
Securities, Capital Markets, Equities, Trading, Hedge Funds, Fixed Income, FINRA, Series 7, Investments, Mutual Funds, Equity Trading, Options, Series 24

Education
San Francisco State University
MBA

University of Colorado Boulder
BA, Mathematics

Art Pesner, CFA Art Pesner, CFA Greater New York City Area Details
Art Pesner, CFA's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1988 - 1994
Job CFO/COO at P.R. Herzig & Co., Inc.
Industry Financial Services
Experience
P.R. Herzig & Co., Inc.   1994 - Present
U.S. Securities & Exchange Commission   1988 - 1994

Education
University of Michigan - Stephen M. Ross School of Business   1985 — 1987
MBA, Finance

Cornell University   1981 — 1985
BS, Business

Jose A. Molina, CFE Jose A. Molina, CFE Miami, Florida Details
Jose A. Molina, CFE's U.S. SECURITIES & EXCHANGE COMMISSION Experience April 2005 - Present
Job Examiner at US Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities & Exchange Commission   April 2005 - Present
State Street  August 2001 - April 2005
State Street  August 2000 - August 2001
State Street  April 1998 - August 2000
State Street  March 1996 - April 1998
Colonial Mutual Funds  October 1995 - March 1996

Skills
Securities Regulation, SEC, FINRA, Investment Advisers Act, Financial Regulation, Securities, Financial Analysis, Financial Services, Investments, Mutual Funds, Fixed Income, Risk Management, Hedge Funds, Equities, Due Diligence, Finance

Education
Boston University   2001 — 2003
MS, Concentration: Financial Economics

New York University - Leonard N. Stern School of Business   1990 — 1995
AA, BS, Liberal Arts, Business

Kip Moran Kip Moran Greater Philadelphia Area Details
Kip Moran's U.S. SECURITIES & EXCHANGE COMMISSION Experience February 1994 - February 2001
Job Compliance Officer
Industry Investment Management
Experience
Bucks County Community College  September 2007 - Present
Aronson+Johnson+Ortiz   November 2003 - Present
Deutsche Asset Management  February 2001 - November 2003
U.S. Securities & Exchange Commission   February 1994 - February 2001

Education
Philadelphia University   1995 — 1998
M.B.A., Finance

The College of New Jersey   1991 — 1993
B.S., Accounting

Daniel Kalish Daniel Kalish Greater Philadelphia Area Details
Daniel Kalish's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1992 - 1994
Job Director Alternative Investment Financial and Regulatory Reporting at BlackRock
Industry Investment Management
Experience
BlackRock  February 2012 - Present
BlackRock  April 2006 - February 2012
SEI Investments  2004 - 2006
PNC Financial Services Group (Formerly PFPC)   2001 - 2004
Brandywine Asset Management  1998 - 2001
PricewaterhouseCoopers  1996 - 1998
U.S. Securities & Exchange Commission   1992 - 1994

Skills
Alternative Investments, Hedge Funds, Structured Finance, Financial Reporting, Compliance, Accounting, Investment Operations, SEC reporting, Fund Of Funds, Regulatory Reporting, Form PF, CDO, Investments, Capital Markets, Asset Managment, SEC filings, Equities, Securities, Valuation, Due Diligence, Fund Accounting, Fund Administration, Internal Controls, Commodity Pools, Asset Management, Form PQR, AIFMD, Public Speaking, Mutual Funds, Fixed Income, Portfolio Management, Bloomberg, Financial Services, Financial Modeling, Investment Management, Investment Strategies

Education
Cornell University - Johnson Graduate School of Management   1994 — 1996
MBA, Finance, Accounting

American University   1988 — 1992
BSBA, Finance

American University - Kogod School of Business   1988 — 1992
BSBA, Finance

Robert Pearce-Securities & Commodities Law Atty Robert Pearce-Securities & Commodities Law Atty Boca Raton, Florida Details
Robert Pearce-Securities & Commodities Law Atty's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 1980 - February 1983
Job President, Law Offices of Robert Wayne Pearce, P.A.
Industry Law Practice
Experience
Robert Wayne Pearce, P.A.   January 2000 - Present
Lerner & Pearce, P.A.   January 1990 - December 1999
Lerner, Harris, Pearce, P.A.   February 1983 - December 1989
U.S. Securities & Exchange Commission   May 1980 - February 1983

Skills
Arbitration, Litigation, Dispute Resolution, Courts, Mediation, Securities Law, Commodities Law, Spanish-speaking, Securities Regulation, Federal Law, Class Actions, Product Liability, Employment Law, Securities, FINRA, Trials, Legal Research, Torts, Dispute, Corporate Governance, Estate Planning, Litigation Support, Personal Injury..., Legal Writing, Securities Litigation, Breach Of Contract, Bankruptcy, Wrongful Death, Medical Malpractice, Trade Secrets

Education
Hofstra University School of Law   1977 — 1980
Juris Doctor/Masters of Business Administration, Law and Business

Hofstra University School of Business   1977 — 1980
Masters in Business Administration, Banking, Corporate Finance, and Securities Law

Florida Institute of Technology   1969 — 1973
Bachelor of Science (B.S.), Pre-Medicine/Pre-Medical Studies

Amy Flaherty Hartman Amy Flaherty Hartman Greater Chicago Area Details
Amy Flaherty Hartman's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2010 - Present
Job Senior Attorney, Complex Financial Instruments Unit, U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   May 2010 - Present
Winston & Strawn LLP  September 2001 - May 2010

Skills
Civil Litigation, Commercial Litigation, Legal Writing, Trials, Courts, Securities Regulation, Securities Litigation, Corporate Internal..., White Collar Criminal...

Education
University of Illinois College of Law   1998 — 2001
Juris Doctor

Georgia Southern University   1995 — 1998
Bachelor of Arts (B.A.), Political Science

Mike Trocchio Mike Trocchio Washington D.C. Metro Area Details
Mike Trocchio's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1997 - 2000
Job Of Counsel at Bingham McCutchen LLP
Industry Law Practice
Experience
Bingham McCutchen LLP  May 2002 - Present
U.S. Securities & Exchange Commission   1997 - 2000
SEC  1997 - 2000

Education
St. John's University School of Law   1994 — 1997
J.D.

Georgetown University   1989 — 1993
B.A., Psychology, Philosophy

Allison Herren Lee Allison Herren Lee Denver, Colorado Details
Allison Herren Lee's U.S. SECURITIES & EXCHANGE COMMISSION Experience February 2005 - October 2013
Job Senior Counsel, U.S. Securities & Exchange Commission, Enforcement Division, Complex Financial Instruments Unit
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission   November 2013 - February 2015
U.S. Securities & Exchange Commission   February 2005 - October 2013
Sherman & Howard L.L.C.   1998 - 2005
Colorado Supreme Court  1997 - 1998

Skills
Securities Regulation, Corporate Law

Education
University of Denver - Sturm College of Law
J.D.

Lillian Wilcox-Jackson Lillian Wilcox-Jackson Greater Atlanta Area Details
Lillian Wilcox-Jackson's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1978 - 2007
Job Investment Management Professional
Industry Investment Management
Experience
Barge Consulting LLC   October 2007 - February 2008
U.S. Securities & Exchange Commission   1978 - 2007

Education
Clark Atlanta University   1966 — 1970
BA, Business Administration/Accounting

Laurie Green Laurie Green Miami/Fort Lauderdale Area Details
Laurie Green's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1988 - 1999
Job Partner at Holland & Knight LLP
Industry Law Practice
Experience
Holland & Knight LLP  January 2007 - Present
Akerman Senterfitt  August 1999 - December 2006
US Securities and Exchange Commission  August 1988 - July 1999
U.S. Securities & Exchange Commission   1988 - 1999

Skills
Venture Capital, Mergers & Acquisitions, Mergers, Securities Regulation, Corporate Finance, Corporate Law, Corporate Governance, Litigation

Education
Nova Southeastern University—Shepard Broad Law Center   1985 — 1988
jd, Law

Friese, Bob Friese, Bob San Francisco Bay Area Details
Friese, Bob's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 1971 - June 1975
Job Founding Partner at Shartsis Friese LLP
Industry Law Practice
Experience
shartsis friese LLP  June 1975 - Present
Shartsis Friese LLP  June 1975 - Present
Shartsis Friese LLP  June 1975 - Present
U.S. Securities & Exchange Commission   June 1971 - June 1975
U.S. Securities and Exchange Commission   1971 - 1975

Skills
Securities Litigation, Securities Regulation, Arbitration, Litigation, Class Actions, White Collar Criminal..., Commercial Litigation, Business Litigation, Trade Secrets, Mediation, Appeals, Product Liability, Trial Practice, Trials, Torts, Civil Litigation, Dispute, Breach Of Contract, Alternative Dispute..., Competition Law, Construction Law, Dispute Resolution

Education
Northwestern University   1967 — 1970
Doctor of Law (JD)

Stanford University   1960 — 1964
Bachelor of Arts (B.A.)

Stanford University A.B.   1960 — 1964
Bachelor of Arts (B.A.)

Kimberly Hall, PMP Kimberly Hall, PMP Washington D.C. Metro Area Details
Kimberly Hall, PMP's U.S. SECURITIES & EXCHANGE COMMISSION Experience November 2013 - July 2015
Job Assistant Director, Office of Information Technology at U.S. Securities and Exchange Commission
Industry Government Relations
Experience
U.S. Securities and Exchange Commission   July 2015 - Present
U.S. Securities & Exchange Commission   November 2013 - July 2015
Internal Revenue Service  March 2013 - November 2013
Internal Revenue Service  October 2009 - March 2013
Internal Revenue Service  October 2006 - October 2009
Fannie Mae  October 2005 - October 2006
Accenture  June 1998 - September 2005

Skills
Program Management, SDLC, Integration, Requirements Gathering, Software Development, Business Development, Management, Leadership, Analysis, Budgets, CRM, Consulting, Government, Microsoft Office, PMP, Process Improvement, Project Management, Public Speaking, Strategic Planning, Team Building, Training

Education
Hampton University   1993 — 1998
Bachelor's of Science, Computer Science

Nicholas Tsoudis Nicholas Tsoudis Washington D.C. Metro Area Details
Nicholas Tsoudis's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2009 - Present
Job AttorneyAdviser, U.S. Securities & Exchange Commission
Industry Investment Management
Experience
U.S. Securities & Exchange Commission   2009 - Present
JP Morgan, Bear Stearns Asset Management   2007 - 2009
Euclid Financial Group, Inc.   2003 - 2007

Skills
Securities, Hedge Funds, Asset Management, Investment Advisory, Private Equity, Legal Compliance, Regulatory Compliance, Legal Opinions, Transactional Law, Regulatory Filings, Alternative Investments, Venture Capital, Angel Investing, Early Stage Ventures, Early-stage Startups, Early Stage Companies, Capital Markets, Management, Fixed Income, Asset Managment, Corporate Law, Due Diligence, Securities Regulation, Equities, Investments, SEC, Mutual Funds, Derivatives, Corporate Governance, Financial Services, Investment Management

Education
Tulane University Law School   1993 — 1996
J.D., Law

New York University - Leonard N. Stern School of Business   1988 — 1992
B.S., Business

Shara Venezia-Walerstein Shara Venezia-Walerstein Greater New York City Area Details
Shara Venezia-Walerstein's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2011 - August 2011
Job Litigation Associate
Industry Law Practice
Experience
O'Melveny & Myers LLP   October 2012 - Present
U.S. Securities & Exchange Commission   May 2011 - August 2011
Cline Davis & Mann  June 2008 - June 2009

Skills
Legal Research, Westlaw

Education
Fordham University School of Law   2009 — 2012
JD

University of Pennsylvania   2004 — 2008
Bachelor of Arts (B.A.), Political Science

University of Pennsylvania - The Wharton School   2004 — 2008
BA, Political Science, Italian Studies

Mark Fitterman Mark Fitterman Washington D.C. Metro Area Details
Mark Fitterman's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1984 - 1995
Job Senior Counsel at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP   1995 - Present
US Securities and Exchange Commission  1984 - 1995
U.S. Securities & Exchange Commission   1984 - 1995

Education
Georgetown University Law Center   1971 — 1974
Doctor of Law (JD)

Wright State University   1968 — 1971
Master of Business Administration (MBA)

Oberlin College   1960 — 1964
A.B., cum laude, Mathematics and Economics

Sonia Galindo Cudd Sonia Galindo Cudd Arlington, Virginia Details
Sonia Galindo Cudd's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1996 - 1999
Job General Counsel & Secretary Rosetta Stone
Industry Law Practice
Experience
Rosetta Stone  January 2015 - Present
Keurig Green Mountain, Inc.   2012 - 2014
Bill & Melinda Gates Foundation  2008 - 2011
McCormick & Company, Inc.   2005 - 2008
Whiteford, Taylor & Preston   2002 - 2005
Blank Rome LLP  1999 - 2002
U.S. Securities & Exchange Commission   1996 - 1999

Skills
Corporate Governance, Corporate Law, Securities Regulation, Employment Law, Mergers & Acquisitions, Securities, Due Diligence, Contract Negotiation, Governance, Executive Pay, Mergers, Venture Capital, Joint Ventures, Legal Writing, Policy, Legal Research, Management, Employee Benefits, Legal Advice, Legal Compliance, Sarbanes-Oxley Act, Risk Management, Negotiation, Privacy Law, IPO, Finance, Strategy, Private Equity, Business, Acquisitions, SEC filings, Divestitures

Education
The John Marshall Law School   1992 — 1995
Juris Doctorate

Hood College   1986 — 1989
BA & BS, Finance & Economics

Chris Solgan Chris Solgan Greater New York City Area Details
Chris Solgan's U.S. SECURITIES & EXCHANGE COMMISSION Experience August 2001 - October 2004
Job Assistant General Counsel at BATS Global Markets
Industry Investment Banking
Experience
BATS Global Markets, Inc.   May 2013 - Present
National Stock Exchange, Inc.   October 2012 - May 2013
Credit Suisse Securities (USA) LLC   April 2006 - October 2012
Morgan Stanley  November 2004 - April 2006
U.S. Securities & Exchange Commission   August 2001 - October 2004

Skills
Broker Dealer, Equities, Securities Law, Securities Regulation, Securities, Equity Capital Markets, Trading, Equity Trading, Control..., Equity Research, Restricted Securities..., Broker Dealer Compliance, Equity Market Structure, Self Regulatory..., Investment Banking, FINRA, Broker-Dealer, SEC, Due Diligence, Financial Services

Education
New York Law School   1997 — 2001
JD

City University of New York-John Jay College of Criminal Justice   1995 — 1997
BS, Criminal Justice

Aimée Primeaux Aimée Primeaux Washington D.C. Metro Area Details
Aimée Primeaux's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2012 - Present
Job Assistant Director of Operations, Business Management Office, OSO
Industry Government Administration
Experience
U.S. Securities and Exchange Commission   June 2014 - Present
U.S. Securities & Exchange Commission   May 2012 - Present
National Archives II College Park MD  January 2011 - June 2012
Preservation Consultant   May 2008 - January 2011
Northeast Document Conservation Center  May 2005 - May 2008
Massachusetts Historical Society  January 2003 - June 2005

Education
Simmons College   2002 — 2006
M.A., American History

Simmons College   2002 — 2004
M.S., Library and Information Science, concentration in Archives

Millsaps College   1994 — 1998
B.A., English Literature

Gwen Alexis Gwen Alexis Chester, New Jersey Details
Gwen Alexis's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 1978 - August 1979
Job Attorney at Law (NJ, NY, FLA, MA)
Industry Law Practice
Experience
Law Offices of G. Y. Alexis, Esq.   August 1985 - Present
Suffolk University Law School  February 1982 - June 1983
U.S. Securities & Exchange Commission   January 1978 - August 1979
U.S. Embassy, Copenhagen, Denmark   September 1976 - December 1977

Skills
Trusts, Research, Estate Planning, Litigation, Legal Writing, Legal Research, Civil Litigation, Commercial Litigation, Personal Injury, Mediation, Courts, Corporate Law, Appeals, Product Liability, Securities Regulation, Trials, Hearings

Education
Harvard Law School   1969 — 1972
J.D., Law

Yale University Divinity School   1996 — 1998
M.A.R., Ethics

New School for Social Research   1999 — 2003
Ph.D., Sociology and Historical Studies

University of Southern California
B.S., Business

Harvey Pitt Harvey Pitt Washington D.C. Metro Area Details
Harvey Pitt's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2001 - 2003
Job Chief Executive Officer at Kalorama Partners, LLC
Industry Legal Services
Experience
Kalorama Partners, LLC   April 2003 - Present
U.S. Securities & Exchange Commission   2001 - 2003
Fried, Frank, Harris, Shriver & Jacobson   1978 - 2001
Fried Frank  1978 - 2001
Fried Frank  1978 - 2001
Fried Frank  1978 - 2001
US Securities and Exchange Commission  1975 - 1978
U.S. Securities and Exchange Commission   1973 - 1975
U.S. Securities and Exchange Commission   1972 - 1973

Skills
Corporate Governance, Securities, Corporate Law, Mergers & Acquisitions, Litigation, Internal Investigations, Private Equity, Due Diligence, Commercial Litigation, Legal Research, Hedge Funds, Capital Markets, Securities Regulation, Arbitration, Private Placements, International Law, Joint Ventures, Corporate Finance, Civil Litigation, Legal Writing, Fraud, Privacy Law, Mergers, Private Investigations, IPO, Investments, Forensic Accounting, FCPA, Risk Management, Securities Litigation, Venture Capital

Education
St. John's University School of Law
LL.D (Hon.) (2002)

St. John's University School of Law   1965 — 1968
Juris Doctor (J.D.)

City University of New York-Brooklyn College   1961 — 1965
BA, Political Science, Urbanism

Arthur Damoulakis Arthur Damoulakis Baltimore, Maryland Area Details
Arthur Damoulakis's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2013 - April 2013
Job Associate at Willkie Farr & Gallagher LLP
Industry Real Estate
Experience
Willkie Farr & Gallagher LLP  October 2014 - Present
Willkie Farr & Gallagher LLP  January 2014 - April 2014
US Securities and Exchange Commission  September 2013 - November 2013
Willkie Farr & Gallagher LLP  May 2013 - August 2013
U.S. Securities & Exchange Commission   January 2013 - April 2013
United States District Court of the District of Columbia   September 2012 - January 2013
Erickson Retirement  May 2008 - November 2012
Court of Appeals of Maryland  May 2012 - August 2012
University of Maryland School of Law  June 2011 - August 2011
Lane Company  2007 - 2008

Skills
Financial Analysis, Financial Modeling

Education
The George Washington University Law School   2011 — 2014
JD with Highest Honors, Order of the Coif

University of Maryland School of Law   2010 — 2011

University of Massachusetts at Amherst - Isenberg School of Management   2005 — 2007
MBA

University of Maryland College Park   2000 — 2004
BA

Lesley Ward, CRCP Lesley Ward, CRCP Washington D.C. Metro Area Details
Lesley Ward, CRCP's U.S. SECURITIES & EXCHANGE COMMISSION Experience March 2007 - March 2013
Job Senior Program Adviser at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   November 2014 - Present
US Securities and Exchange Commission  March 2013 - November 2014
U.S. Securities & Exchange Commission   March 2007 - March 2013
SEC  June 1999 - March 2007

Education
Old Dominion University   1996 — 1999
BS, Finance

Sonia Gupta Barros Sonia Gupta Barros Washington D.C. Metro Area Details
Sonia Gupta Barros's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2014 - Present
Job Assistant Director at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   June 2014 - Present
Securities & Exchange Commission  March 2013 - June 2014
Securities & Exchange Commission  November 2008 - March 2013
Securities & Exchange Commission  December 2006 - November 2008
Securities & Exchange Commission  January 2004 - December 2006
Hogan & Hartson  October 2000 - January 2004
Altheimer & Gray  September 1997 - September 2000
Deloitte  August 1992 - August 1994

Skills
Securities Offerings, Securities Regulation, Corporate Governance, Corporate Law, Securities, Private Placements, SEC, Private Equity, Venture Capital, IPO, Public Companies, SEC filings

Education
University of Chicago Law School   1994 — 1997
JD

Wright State University   1988 — 1992
Bachelor of Science (B.S.), Accounting and Finance

Catherine Clancy Mandell Catherine Clancy Mandell New York, New York Details
Catherine Clancy Mandell's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2008 - 2008
Job Director/Counsel at American Express
Industry Law Practice
Experience
American Express  January 2015 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP   March 2013 - January 2015
Fried, Frank, Harris, Shriver & Jacobson LLP   January 2010 - February 2013
Highbridge Principal Strategies  April 2012 - November 2012
Fried, Frank, Harris, Shriver & Jacobson LLP   May 2008 - July 2008
U.S. Securities & Exchange Commission   2008 - 2008
Dechert LLP  May 2007 - August 2007
Office of the Inspector General of Philadelphia   June 2006 - August 2006
Georgetown University  2002 - 2006
HTH Worldwide  2005 - 2005

Skills
Mergers & Acquisitions, Private Equity, Corporate Law, Legal Research, Legal Writing, Due Diligence, Tax, Mergers, Corporate Governance, Securities, Securities Regulation

Education
Georgetown University Law Center   2007 — 2009
LL.M., Taxation, With Distinction

Georgetown University Law Center   2006 — 2009
J.D.

Georgetown University - The McDonough School of Business   2002 — 2005
B.S.B.A., summa cum laude, Finance and International Business, Minor in Spanish

Georgetown University

Pennsylvania Governor's School

Pennsylvania Governor's School

Pennsylvania Governor's School

UNSW Australia

Upper Dublin

Patrick Wilk Patrick Wilk Greater Chicago Area Details
Patrick Wilk's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 1988 - August 1996
Job Owner, Compliance Consultants, Inc.
Industry Financial Services
Experience
Compliance Consultants, Inc.   January 1998 - Present
U.S. Securities & Exchange Commission   January 1988 - August 1996

Education
Purdue University Calumet   1996 — 1998
Certificate, Computer Programming/Systems

DePaul University - Charles H. Kellstadt Graduate School of Business   1975 — 1978
MBA, Finance

Indiana University Bloomington   1969 — 1973
BS, Finance

Ames, Amelia Ames, Amelia Green Bay, Wisconsin Area Details
Ames, Amelia's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2008 - 2008
Job Financial Professional
Industry Financial Services
Experience
Zeiders Enterprises, Inc.   October 2012 - April 2014
U.S. Securities & Exchange Commission   2008 - 2008
Fidelity Investments  2000 - 2005

Skills
Investments, Process Improvement, Microsoft Excel, Business Analysis, Microsoft Office, Strategy, PowerPoint, Strategic Planning, Financial Analysis, Corporate Actions, Budgets, Mutual Funds, Securities, Financial Modeling

Education
California Western School of Law   2005 — 2008
JD

Trinity College-Hartford   1996 — 2000
BA, Economics

Jennifer Cintron Jennifer Cintron Rochester, New York Area Details
Jennifer Cintron's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2002 - January 2003
Job Trust Audit, Risk Management & Compliance
Industry Financial Services
Experience
Canandaigua National Bank & Trust  April 2012 - Present
freelance consulting  July 2010 - Present
vFinance  May 2006 - July 2010
Sterling Financial Investment Group  2003 - 2005
U.S. Securities & Exchange Commission   September 2002 - January 2003
Valhalla Partners/GlobalNet Securities   May 1998 - June 2000

Skills
Securities, Series 7, Equities, Due Diligence, Investments, Series 24, Securities Regulation, Fixed Income, Capital Markets, Series 63, Investment Banking, Financial Services, Risk Management, Executive Management, Legal Compliance, Investment Advisory, Corporate Governance, Mutual Funds, Hedge Funds, AML, Alternative Investments, Private Equity, Portfolio Management, Wealth Management, Finance, Bloomberg, Bonds, Strategic Financial..., FINRA, Trading, Asset Management, Asset Allocation, Derivatives, Financial Markets, Investor Relations, Investment Management, Options, Banking, Structured Products

Education
Cannon Financial Institute   2013 — 2015
Certified Fiduciary Investment Risk Specialist, Trust Administration, Compliance and Risk Management

Nova Southeastern University—Shepard Broad Law Center   2001 — 2004
JD

City University of New York-Hunter College   1997 — 1999
BA, English

Lindsay Rose Lindsay Rose Colorado Springs, Colorado Area Details
Lindsay Rose's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2005 - August 2005
Job Senior Attorney, Employment Division at City of Colorado Springs
Industry Law Practice
Experience
City of Colorado Springs  August 2015 - Present
City of Colorado Springs  November 2013 - August 2015
Bingham & Lea, P.C.   November 2006 - March 2013
U.S. Securities & Exchange Commission   May 2005 - August 2005
Wells Fargo Bank, N.A.   March 2000 - January 2002

Skills
Litigation, Bankruptcy, Collections, Trial Practice, Jury Trials, Arbitration, Securities Litigation, Commercial Litigation, Employment Law, Estate Planning, Wills, Chapter 7, Chapter 13 Bankruptcy

Education
Texas Tech University School of Law   2003 — 2006
J.D., Top 6%, summa cum laude

Texas Tech University   1999 — 2002
B.B.A., Finance, Economics, GPA 4.0, summa cum laude

Cali Lieberman Cali Lieberman New York, New York Details
Cali Lieberman's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2014 - April 2014
Job Research Assistant Brooklyn Law School
Industry Law Practice
Experience
Brooklyn Law School  July 2013 - Present
U.S. Securities and Exchange Commission   September 2014 - November 2014
FINRA  May 2014 - July 2014
U.S. Securities & Exchange Commission   January 2014 - April 2014
Supreme Court of the State of New York, Appellate Division, 2d Dept.   May 2013 - July 2013
Ann Taylor  November 2009 - July 2012
ANN INC.  September 2011 - October 2011
Lucky magazine  November 2008 - November 2010
Dolce & Gabbana  February 2009 - May 2009

Skills
PowerPoint, Outlook, Excel, Microsoft Office, Writing, Legal Writing, Legal Research, Westlaw, LexisNexis, Customer Service, Time Management, Marketing, Microsoft Excel, Microsoft Word

Education
Brooklyn Law School   2012 — 2015
Doctor of Law (J.D.)

Fordham University   2008 — 2011
B.S., Business Administration, Concentration in Marketing, Minor in Legal and Ethical Studies

Folake Ayoola Folake Ayoola Washington D.C. Metro Area Details
Folake Ayoola's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2010 - Present
Job Senior Counsel, Division of Corporation Finance, U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   2010 - Present
Nigerian Lawyers Association   2010 - 2011
Simpson Thacher & Bartlett LLP  2007 - 2010
Baker Botts LLP  September 2004 - June 2007
Cravath, Swaine & Moore LLP   June 2003 - August 2003

Skills
Legal Assistance, Securities Regulation, Corporate Law, Legal Advice, Nonprofits, Legal Research, Securities, Capital Markets, Commercial Litigation, Corporate Finance, Cross-border..., Legal Writing, International Law, Litigation, Bankruptcy, Corporate Governance, Privacy Law, Banking Law, Arbitration, Leadership, Westlaw, Due Diligence, Intellectual Property, Private Equity, Joint Ventures, Mergers & Acquisitions

Education
Columbia University School of Law   2001 — 2004
JD/LLM, Law, Harlan Fiske Stone Scholar

University College London, U. of London   1997 — 2000
LLB, Law, Upper Class Honors (magna cum laude)

Gina Bailey Gina Bailey Greater Atlanta Area Details
Gina Bailey's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2006 - Present
Job Senior Regulatory Counsel at SEC
Industry Law Enforcement
Experience
U.S. Securities & Exchange Commission   2006 - Present
U.S. Securities & Exchange Commission   2000 - 2006
U.S. Securities & Exchange Commission   1996 - 2000
U.S. Securities & Exchange Commission   1992 - 1996
U.S. Securities & Exchange Commission   1981 - 1992
Georgia Legal Services Program  1978 - 1981

Skills
Corporate Governance, Securities, Broker-Dealer, Broker-Dealer Compliance, Investment Company Act, Investment Advisers Act, Investment Advisor..., Securities Offerings, Securities Regulation, Securities Exchange Act..., Securities Act of 1933, Fund Governance, Transfer Agents, Freedom of Information..., Investments, SEC, Hedge Funds, Rule 144, Fraud, FINRA, IPO, Financial Regulation

Education
University of Georgia School of Law
JD

University of Wyoming School of Law

Julie Tatsugi Holmberg Julie Tatsugi Holmberg Greater Los Angeles Area Details
Julie Tatsugi Holmberg's U.S. SECURITIES & EXCHANGE COMMISSION Experience 2000 - 2000
Job Attorney at law
Industry Law Practice
Experience
Isaacman, Kaufman & Painter, P.C.   2008 - 2009
Blecher & Collins  2000 - 2006
U.S. Securities & Exchange Commission   2000 - 2000
Morris Polich & Purdy LLP  1997 - 1999
Perkins Coie  1994 - 1996
Rogers & Wells  1988 - 1994
Kelley Drye & Warren LLP  1986 - 1988

Skills
Litigation, Business Litigation, Commercial Litigation, Japanese Electronic..., Legal Writing, Legal Research, Arbitration, Mediation, Intellectual Property, Competition Law, International Law, Courts, Appeals

Education
USC Gould School of Law   1981 — 1984
J.D., Law

University of California, Los Angeles   1979 — 1981
B.A., Economics & Political Science

Pomona College   1976 — 1978

International School of the Sacred Heart, Tokyo, Japan

Susan Iredale-Kline Susan Iredale-Kline San Luis Obispo, California Area Details
Susan Iredale-Kline's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2009 - August 2009
Job Instructor, Economics TenureTrack at Cuesta College
Industry Education Management
Experience
Cuesta College  August 2012 - Present
Orange Coast College  January 2012 - September 2012
Irvine Valley College  September 2010 - May 2012
U.S. Securities & Exchange Commission   June 2009 - August 2009
University of California, Irvine  September 2005 - June 2009
Pomona Unified School District  February 2004 - April 2008
Barclays Capital  July 2002 - August 2003
Morgan Stanley  June 1999 - September 1999

Skills
SAS, Stata, Economics, Research, Teaching, Microeconomics, Data Analysis, Lecturing, Statistical Modeling, Higher Education, Macroeconomics, Policy Analysis, Qualitative Research, SPSS, University Teaching, Quantitative Analytics, Research Design, Quantitative Research

Education
UC Irvine   2005 — 2009
M.A, Economics

Pace University   2000 — 2002
BBA, Finance

Cyndi Rodriguez Cyndi Rodriguez San Francisco Bay Area Details
Cyndi Rodriguez's U.S. SECURITIES & EXCHANGE COMMISSION Experience December 2012 - August 2013
Job Chief Legal Officer & General Counsel, The NASDAQ Private Market, LLC
Industry Capital Markets
Experience
The NASDAQ Private Market, LLC   August 2013 - Present
U.S. Securities & Exchange Commission   December 2012 - August 2013
U.S. Securities & Exchange Commission   July 2009 - December 2012
U.S. Securities & Exchange Commission   February 2001 - July 2009
U.S. Securities & Exchange Commission   August 2008 - February 2009
Jenkens & Gilchrist, P.C.   August 1999 - February 2001

Education
The University of Texas School of Law   1996 — 1999
JD, Law

The University of Texas at Austin   1992 — 1996
BA, Plan II Honors Program

Israel Maya Israel Maya Greater New York City Area Details
Israel Maya's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2012 - Present
Job
Industry Accounting
Experience
U.S. Securities & Exchange Commission   September 2012 - Present
FINRA  June 2000 - August 2003
Public Accounting Firm  1998 - June 2000

Skills
Securities and Futures..., AML, Accounting, Anti Money Laundering, Auditing, Due Diligence, Equities, Financial Analysis

Education
City University of New York-Brooklyn College   1972 — 1978
Bachelor's Science in Acccounting, Accounting and Economics

Canarsie High School Brooklyn New York   1969 — 1972
Accademic Diploma

Christina R. Pfirrman Christina R. Pfirrman San Francisco, California Details
Christina R. Pfirrman's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1980 - 1985
Job Experienced Litigator in Complex Financial Matters in Federal, Bankruptcy and State Courts
Industry Law Practice
Experience
Drummond & Associates   1996 - Present
Law Office of Christina R. Pfirrman   January 1994 - Present
Armstrong Miller, LLC (formerly Hartman & Armstrong, LLP)   1994 - 2002
Brobeck Phleger & Harrison  1985 - 1991
U.S. Securities & Exchange Commission   1980 - 1985

Skills
Litigation, Civil Litigation, Arbitration, Commercial Litigation

Education
Boston University School of Law
Doctor of Law (J.D.)

California State University-Long Beach
Bachelor of Arts (B.A.), Economics

Analiese Hinchcliffe Analiese Hinchcliffe Cleveland/Akron, Ohio Area Details
Analiese Hinchcliffe's U.S. SECURITIES & EXCHANGE COMMISSION Experience June 2008 - August 2008
Job Staff Attorney at Baker & Hostetler LLP
Industry Law Practice
Experience
Baker & Hostetler LLP  November 2011 - Present
U.S. Securities & Exchange Commission   June 2008 - August 2008
Tantlinger and Associates   August 2006 - August 2006
Spectrum Global Fund Administration  June 2005 - January 2006

Skills
Securities, Legal Research, Legal Writing, Accounting, Commercial Litigation, Appeals, Document Review, Litigation Support

Education
Cleveland-Marshall College of Law, Cleveland State University   2006 — 2009
J.D., Business Law

Loyola University of Chicago   2002 — 2006
B.B.A, Accounting and Finance

Beaumont School   1998 — 2002
High School

Keidi S. Carrington Keidi S. Carrington Boston, Massachusetts Details
Keidi S. Carrington's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1999 - March 2006
Job Business, Securities and Startup Attorney
Industry Law Practice
Experience
Carrington Legal, LLC   January 2008 - Present
CompliGlobe Limited   April 2013 - July 2014
State Street Bank  March 2006 - August 2007
U.S. Securities & Exchange Commission   September 1999 - March 2006

Skills
Securities Regulation, Securities, Private Equity, Corporate Law, Hedge Funds, Private Placements, SEC filings, Mutual Funds, Investments, Legal Writing, Corporate Governance, Due Diligence, SEC, Financial Regulation, Legal Compliance, Start-ups, Investment Advisor..., Joint Ventures, Mergers & Acquisitions, Securities Law, Software Licensing, Compliance, ETFs, Asset Management, AML, Investment Advisory, Banking, Non-profits, Investment Company Act, Investment Advisers Act, Financial Services, Venture Capital, Investment Management, FINRA, Legal Advice, Broker-Dealer

Education
Boston University School of Law
LL.M., Graduate Program in Banking and Financial Law

New England School of Law
J.D., Law

The Johns Hopkins University
B.A., international relations

Boston Latin Academy
high school diploma, college prep

Ebony Tillery Ebony Tillery Washington D.C. Metro Area Details
Ebony Tillery's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2012 - August 2012
Job Interstate Child Support Specialist
Industry Law Enforcement
Experience
Prince George's Child Support Enforcement Administration   August 2014 - Present
District Leadership Program   2014 - 2014
District Leadership Program   2014 - 2014
District Leadership Program   2014 - 2014
Washington Regional Threat Analysis Center   May 2013 - 2014
U.S. Securities & Exchange Commission   May 2012 - August 2012
Veteran’s Hospital Inpatient Pharmacy   June 2010 - August 2010
Washington Hospital Center Pharmacy   October 2008 - August 2009
World Bank Group - Audit Department   June 2008 - August 2008
Youth Employment Summer Jobs   June 2007 - August 2007

Skills
Research, Analysis, Microsoft Office, PowerPoint, Homeland Security, Microsoft Word, Teamwork, Customer Service, Biotechnology, English, Child Support..., SharePoint

Education
University of the District of Columbia   2012 — 2014
Master of Homeland Security, Homeland Security

University of Maryland Eastern Shore   2009 — 2013
Bachelor of Arts (B.A.), Criminal Justice

University of Maryland of Maryland Eastern Shore (UMES)   2009 — 2012
Bachelor's Degree, Criminal Justice

Jared Buszin Jared Buszin New York, New York Details
Jared Buszin's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2012 - April 2012
Job Associate at Patterson Belknap Webb & Tyler LLP
Industry Law Practice
Experience
Patterson Belknap Webb & Tyler LLP  November 2014 - Present
U.S. Court of Appeals   September 2013 - September 2014
U.S. Attorneys Office   September 2012 - November 2012
Kirkland & Ellis LLP  May 2012 - July 2012
U.S. Securities & Exchange Commission   January 2012 - April 2012
Emory University School of Law  June 2011 - January 2012
U.S. District Court for the Southern District of New York   June 2011 - August 2011
Teach for America  2007 - 2009

Education
Emory University School of Law   2010 — 2013
Doctor of Law (J.D.) with High Honors, Law

Harvard College   2003 — 2007
Bachelor of Arts (B.A.), Social Studies

audrey bredhoff audrey bredhoff Washington D.C. Metro Area Details
audrey bredhoff's U.S. SECURITIES & EXCHANGE COMMISSION Experience October 1990 - September 2010
Job Asst. Ethics Counsel at US Securities and Exchange Commission (Retired)
Industry Law Enforcement
Experience
U.S. Securities & Exchange Commission   October 1990 - September 2010
White House, Office of White House Counsel   2000 - 2000
Morgan, Lewis & Bockius LLP   1988 - 1990
U.S. Court of Appeals for the D.C. Circuit   1986 - 1988

Skills
Public Speaking, Legal Research, Government, Editing, Litigation, Legal Writing, Internal Investigations

Education
University of Iowa College of Law   1982 — 1985
Doctor of Law (J.D.), Law Review Articles Editor

University of Pennsylvania   1972 — 1976
Bachelor of Arts (B.A.), Sociology

Benjamin Lanman Benjamin Lanman Greater New York City Area Details
Benjamin Lanman's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2012 - April 2012
Job Senior Consultant at FTI Consulting
Industry Management Consulting
Experience
FTI Consulting  April 2015 - Present
FTI Consulting  September 2012 - March 2015
U.S. Securities & Exchange Commission   January 2012 - April 2012
Law Offices of Kenneth S. Grau   June 2010 - January 2012
Andrew Cuomo 2010  January 2009 - January 2010

Skills
Microsoft SQL Server, Microsoft Access, Microsoft Excel, Crystal Reports, Eviews, Econometric analysis, Microsoft Office, Legal Research, Data Analysis, Access, Research, Financial Modeling, Public Speaking, Social Media

Education
New York University   2008 — 2012
Bachelor of Arts (B.A.), Economics

White Plains Senior High School   2004 — 2008

Julia Van de Walle Julia Van de Walle San Francisco Bay Area Details
Julia Van de Walle's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2010 - July 2010
Job Associate at Gunderson Dettmer
Industry Law Practice
Experience
Gunderson Dettmer  March 2014 - Present
Simpson Thacher & Bartlett LLP  September 2011 - February 2014
Morgan Stanley Investment Management  September 2012 - March 2013
U.S. Securities & Exchange Commission   May 2010 - July 2010
East Bay Community Law Center  May 2009 - July 2009
Sanford, Wittels & Heisler LLP   May 2007 - August 2007
Salomon Smith Barney  June 2004 - August 2004

Skills
Legal Writing, Courts, Corporate Law, Criminal Law, Legal Research, Public Policy, Securities Regulation, Class Actions, Legal Assistance, Corporate Governance, Research, Employment Law, Editing, Mergers, Event Planning, Intellectual Property, Mergers & Acquisitions

Education
University of California, Berkeley - School of Law   2008 — 2011
Doctor of Law (J.D.)

Brown University   2005 — 2008
B.A., Cognitive & Linguistic Sciences

Phillips Exeter Academy   2000 — 2004

Jonathan Harnois Jonathan Harnois Washington D.C. Metro Area Details
Jonathan Harnois's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2011 - August 2011
Job Associate Attorney at Law Offices of Phillip B. Ochs, Esq.
Industry Law Practice
Experience
Law Offices of Phillip B. Ochs, Esq.   June 2012 - Present
U.S. Securities & Exchange Commission   May 2011 - August 2011
Financial Industry Regulation Authority   January 2011 - May 2011
U.S. Securities & Exchange Commission   January 2010 - May 2010
Investors Bank & Trust / State Street Bank   May 2006 - August 2008

Skills
Legal Writing, Legal Research, Litigation

Education
American University Washington College of Law   2008 — 2011
Juris Doctor (J.D.), Law, Cum Laude

Fairfield University   2001 — 2005
Bachelor's Degree, Business Administration and Management, General

Hugh Makens Hugh Makens Greater Grand Rapids, Michigan Area Details
Hugh Makens's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 1966 - January 1972
Job Of Counsel at Warner Norcross & Judd LLP
Industry Legal Services
Experience
Warner Norcross & Judd LLP  January 2010 - Present
State of Michigan  January 1973 - December 1977
U.S. Securities & Exchange Commission   September 1966 - January 1972

Skills
Corporate Law, Commercial Litigation, Litigation, Intellectual Property, Legal Research, Arbitration, Licensing, Trademarks, Patent Prosecution, Securities Litigation, Copyright Law, Civil Litigation

Education
Northwestern University School of Law   1961 — 1964
Doctor of Law (J.D.), Law

Michigan Technological University   1957 — 1961
Bachelor of Science (B.S.), Accounting

Varsha Ghodasra Varsha Ghodasra New York, New York Details
Varsha Ghodasra's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2010 - June 2010
Job Associate at Kirkland & Ellis LLP
Industry Law Practice
Experience
Kirkland & Ellis LLP  2012 - Present
Delaware Court of Chancery  2010 - 2011
Morris, Manning & Martin, LLP   June 2010 - July 2010
U.S. Securities & Exchange Commission   January 2010 - June 2010
New York County District Attorney's Office  June 2009 - August 2009
Cravath, Swaine & Moore LLP   2006 - 2008

Education
University of Pennsylvania Law School   2010 — 2011
Law

University of Georgia School of Law   2008 — 2010
J.D., Law

University of North Carolina at Chapel Hill   2002 — 2006
B.A., English

Erik Sapin Erik Sapin Washington D.C. Metro Area Details
Erik Sapin's U.S. SECURITIES & EXCHANGE COMMISSION Experience January 2011 - April 2011
Job Attorney Adviser
Industry Law Practice
Experience
US Securities and Exchange Commission  October 2012 - Present
Thomson Reuters  November 2011 - October 2012
U.S. Securities & Exchange Commission   January 2011 - April 2011
American University Washington College of Law  May 2010 - April 2011
Bavarian Nordic A/S  January 2010 - April 2010
Berliner, Corcoran & Rowe, LLP   August 2009 - December 2009
Raoul Wallenberg Institute of Human Rights and Humanitarian Law   May 2009 - July 2009
Chateau Marmont  April 2008 - August 2008
Shakespeare & Company  May 2007 - October 2007
City Lights Booksellers and Publishers   November 2004 - December 2006

Skills
Legal Writing, Legal Research

Education
American University Washington College of Law   2008 — 2011
JD, Law

Linköpings universitet   2007 — 2008
MA, Language & Culture in Europe

University of California, San Diego   1999 — 2003
BA, Literature/Writing

David Neuman David Neuman Washington, District Of Columbia Details
David Neuman's U.S. SECURITIES & EXCHANGE COMMISSION Experience March 2003 - Present
Job Senior Investigations Counsel, Asset Management Unit, Division of Enforcement at U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   March 2003 - Present
Fried Frank  September 2000 - March 2003
Supreme Court of Missouri  September 1999 - August 2000

Skills
Investigations, Securities Law, Enforcement, Internal Investigations, Investment Advisers Act, Investment Advisor..., Federal Law Enforcement, Fraud, Securities Regulation, Government..., Legal Compliance, White Collar Criminal..., White Collar, Compliance, FCPA, SEC, Legal Writing, Administrative Law, Hedge Funds, Private Equity Firms, Alternative Investments, Securities, Securities Litigation, Investments, Corporate Governance, Civil Litigation, Corporate Law

Education
The George Washington University Law School   1996 — 1999
Juris Doctor, Law, Juris Doctor with Highest Honors; Order of the Coif; Class rank: 8 of 408; G.P.A

University of Michigan   1991 — 1995
Bachelor of Arts (B.A.), Political Science & Near Eastern Studies, 3.7/4.0

Peter Altman Peter Altman Los Angeles, California Details
Peter Altman's U.S. SECURITIES & EXCHANGE COMMISSION Experience March 2013 - Present
Job Attorney at U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission   March 2013 - Present
Akin Gump Strauss Hauer & Feld LLP  August 2012 - March 2013
Akin Gump Strauss Hauer & Feld LLP  October 2007 - August 2012
Honorable Frank S. Maas, U.S. Magistrate Judge for Southern District of New York   September 2006 - September 2007
DLA Piper  September 2005 - August 2006

Education
Brooklyn Law School   2002 — 2005
Doctor of Law (J.D.), Law

University of Michigan   1997 — 2001
Bachelor of Arts (B.A.), Political Science and Government

Matt Serventi Matt Serventi Raleigh-Durham, North Carolina Area Details
Matt Serventi's U.S. SECURITIES & EXCHANGE COMMISSION Experience May 2005 - August 2005
Job Electronic Communications Compliance Officer at Credit Suisse
Industry Financial Services
Experience
Credit Suisse  January 2015 - Present
H. Beck, Inc.   November 2012 - December 2014
E*TRADE Securities LLC   September 2008 - November 2012
U.S. Securities & Exchange Commission   May 2005 - August 2005

Skills
Series 7, Series 4, Series 24, Series 63

Education
St. John's University School of Law   2003 — 2006
Doctor of Law (JD)

Georgetown University   1998 — 2002
Bachelor of Arts (B.A.), English (Writing Concentration)

Phil Kosmala Phil Kosmala Chicago, Illinois Details
Phil Kosmala's U.S. SECURITIES & EXCHANGE COMMISSION Experience 1994 - 1999
Job Managing Director at Taiber Kosmala & Associates
Industry Investment Management
Experience
Taiber Kosmala & Associates   June 2012 - Present
Lowery Asset Consulting   November 2003 - June 2012
DiMeo Schneider & Associates  July 1999 - September 2003
U.S. Securities & Exchange Commission   1994 - 1999

Education
DePaul University   1989 — 1993

John P. Nolan, CPA, MBA John P. Nolan, CPA, MBA Severn, Maryland Details
John P. Nolan, CPA, MBA's U.S. SECURITIES & EXCHANGE COMMISSION Experience July 2008 - Present
Job Senior Assistant Chief Accountant/U.S. SEC/Financial Institutions
Industry Banking
Experience
U.S. Securities & Exchange Commission   July 2008 - Present
U.S. Securities & Exchange Commission   August 2004 - July 2008
U.S. Securities & Exchange Commission   August 1996 - August 2004
U.S. Securities & Exchange Commission   May 1992 - August 1996
Montgomery Bancorp, Inc.   November 1989 - May 1992
Citizens Bancorp (of MD)   November 1986 - November 1989
PwC (formerly Coopers & Lybrand)   September 1985 - November 1986

Skills
Accounting, Financial Reporting, Financial Analysis, Auditing, Internal Controls, US GAAP, Management, Strategic Planning, Finance, Sarbanes-Oxley Act, GAAP, Corporate Finance, Financial Accounting, SEC Filings, Internal Audit, Project Management, Analysis, Mergers & Acquisitions

Education
American University   1989 — 1991
Master of Business Administration (M.B.A.), Finance

University of Maryland College Park   1981 — 1985
Bachelor of Science (BS), Accounting, Magna Cum Laude Graduate

Paint Branch

Raymond Lombardo Raymond Lombardo Washington D.C. Metro Area Details
Raymond Lombardo's U.S. SECURITIES & EXCHANGE COMMISSION Experience September 2009 - Present
Job Branch Chief at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities & Exchange Commission   September 2009 - Present
U.S. Securities & Exchange Commission   August 2007 - September 2009
US Securities and Exchange Commission  May 2004 - September 2007

Skills
Securities Regulation, Broker-Dealer Compliance, Capital Markets, FINRA, AML, Corporate Governance, Internal Investigations, FCPA, Hedge Funds, Mutual Funds, Investment Advisory, Alternative Investments, Financial Regulation, Corporate Law, OFAC, International Law, Fraud, Private Equity

Education
Fordham University School of Law   1995 — 1998
Doctor of Law (JD), cum laude

Fordham University   1991 — 1995
BA, magna cum laude, Political Science

Chaminade High School   1987 — 1991
Academic high school diploma

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