U.S. Securities and Exchange Commission, Division of Enforcement
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U.S. Securities and Exchange Commission, Division of Enforcement Employees
Employee
Years
Job
Industry
BeLinda Mathie BeLinda Mathie's U.S. Securities and Exchange Commission, Division of Enforcement Experience January 2015 - Present
Job Enforcement Attorney at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission, Division of Enforcement January 2015 - Present
Katten Muchin Rosenman LLP July 2010 - December 2014
Katten Muchin Rosenman LLP September 2002 - June 2010
United States Court of Appeals for the Eighth Circuit August 2001 - August 2002
Skills
Appellate Practice, Civil Litigation, Real Estate, Litigation, Torts, Internal Investigations, Commercial Litigation, Appeals, Trials, White Collar Criminal..., Fraud, Breach Of Contract, Arbitration, Corporate Governance, Securities Litigation
Education
University of Chicago Law School 1998 — 2001
J.D.
University of Michigan 1994 — 1998
B.A., Political Science, Mathematics
Marquette Senior High School 1990 — 1994
High School
U.S. Securities and Exchange Commission, Division of Enforcement January 2015 - Present
Katten Muchin Rosenman LLP July 2010 - December 2014
Katten Muchin Rosenman LLP September 2002 - June 2010
United States Court of Appeals for the Eighth Circuit August 2001 - August 2002
Skills
Appellate Practice, Civil Litigation, Real Estate, Litigation, Torts, Internal Investigations, Commercial Litigation, Appeals, Trials, White Collar Criminal..., Fraud, Breach Of Contract, Arbitration, Corporate Governance, Securities Litigation
Education
University of Chicago Law School 1998 — 2001
J.D.
University of Michigan 1994 — 1998
B.A., Political Science, Mathematics
Marquette Senior High School 1990 — 1994
High School
Brandon Carr-Montano's U.S. Securities and Exchange Commission, Division of Enforcement Experience May 2013 - August 2013
Job Attorney
Industry Legal Services
Experience
Kane Law Firm July 2015 - August 2015
Joint Intelligence Center, Central Command, US Navy Reserve January 2011 - June 2014
Loyola Law School Center for Conflict Resolution August 2013 - November 2013
US Securities and Exchange Commission, Division of Enforcement May 2013 - August 2013
LegalZoom June 2011 - February 2012
Fleet Forces Command, US Navy Reserve April 2008 - December 2010
Nas Oceana Commissary April 2005 - December 2010
Skills
Legal Writing, Corporate Law, Westlaw, Criminal Law, Intelligence, Microsoft Office, Public Speaking, Databases, Mediation, Legal Research, Research, Contract Law, Copyright Law, Appellate Practice, Contract Negotiation, Analysis, Civil Litigation, Legal Assistance, LexisNexis, Microsoft Word, Corporate Governance, Mergers & Acquisitions, Litigation, Courts, Leadership
Education
Loyola Law School, Los Angeles 2012 — 2014
Doctor of Law (J.D.), Concentration in Corporate Law
Whittier Law School 2011 — 2012
Old Dominion University 2007 — 2010
Bachelor's degree, International/Global Studies and Political Science
Kane Law Firm July 2015 - August 2015
Joint Intelligence Center, Central Command, US Navy Reserve January 2011 - June 2014
Loyola Law School Center for Conflict Resolution August 2013 - November 2013
US Securities and Exchange Commission, Division of Enforcement May 2013 - August 2013
LegalZoom June 2011 - February 2012
Fleet Forces Command, US Navy Reserve April 2008 - December 2010
Nas Oceana Commissary April 2005 - December 2010
Skills
Legal Writing, Corporate Law, Westlaw, Criminal Law, Intelligence, Microsoft Office, Public Speaking, Databases, Mediation, Legal Research, Research, Contract Law, Copyright Law, Appellate Practice, Contract Negotiation, Analysis, Civil Litigation, Legal Assistance, LexisNexis, Microsoft Word, Corporate Governance, Mergers & Acquisitions, Litigation, Courts, Leadership
Education
Loyola Law School, Los Angeles 2012 — 2014
Doctor of Law (J.D.), Concentration in Corporate Law
Whittier Law School 2011 — 2012
Old Dominion University 2007 — 2010
Bachelor's degree, International/Global Studies and Political Science
Ehteshamul Haque Ehteshamul Haque's U.S. Securities and Exchange Commission, Division of Enforcement Experience September 2009 - December 2009
Job Legal Counsel at HewlettPackard
Industry Law Practice
Experience
Hewlett-Packard September 2014 - Present
U.S. Department of Justice November 2012 - September 2014
Versar May 2012 - August 2012
Cisco January 2011 - April 2012
U.S. District Court for the District of Columbia September 2010 - December 2010
Cisco April 2010 - August 2010
US Securities and Exchange Commission, Trial Unit January 2010 - April 2010
US Securities and Exchange Commission, Division of Enforcement September 2009 - December 2009
Cox Enterprises May 2009 - August 2009
Skills
Standards of Conduct..., FAR, Hatch Act, FOIA, Whistleblower..., Ethics in Government Act, Public Sector..., Legal Advice, Criminal Conflict of..., Management, Civil Litigation, Legal Research, Legal Writing, Intellectual Property, Government, Research, Mergers & Acquisitions, Technology Outsourcing, Licensing, SLED, Business Associate..., HIPAA Compliance, Data Security, Litigation, Legal Issues, Leadership
Education
Georgetown University Law Center 2008 — 2011
Doctor of Law (JD)
State University of New York at Binghamton 2005 — 2007
Master of Arts (M.A.), Economics
University of New Hampshire 2003 — 2005
Master's Degree, Computer Science
The College of Wooster 2000 — 2003
Bachelor's Degree, Computer Science
Hewlett-Packard September 2014 - Present
U.S. Department of Justice November 2012 - September 2014
Versar May 2012 - August 2012
Cisco January 2011 - April 2012
U.S. District Court for the District of Columbia September 2010 - December 2010
Cisco April 2010 - August 2010
US Securities and Exchange Commission, Trial Unit January 2010 - April 2010
US Securities and Exchange Commission, Division of Enforcement September 2009 - December 2009
Cox Enterprises May 2009 - August 2009
Skills
Standards of Conduct..., FAR, Hatch Act, FOIA, Whistleblower..., Ethics in Government Act, Public Sector..., Legal Advice, Criminal Conflict of..., Management, Civil Litigation, Legal Research, Legal Writing, Intellectual Property, Government, Research, Mergers & Acquisitions, Technology Outsourcing, Licensing, SLED, Business Associate..., HIPAA Compliance, Data Security, Litigation, Legal Issues, Leadership
Education
Georgetown University Law Center 2008 — 2011
Doctor of Law (JD)
State University of New York at Binghamton 2005 — 2007
Master of Arts (M.A.), Economics
University of New Hampshire 2003 — 2005
Master's Degree, Computer Science
The College of Wooster 2000 — 2003
Bachelor's Degree, Computer Science
David Benson David Benson's U.S. Securities and Exchange Commission, Division of Enforcement Experience November 2013 - Present
Job Counsel, Asset Management Unit of the Enforcement Division of the U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission, Division of Enforcement November 2013 - Present
Dyson November 2012 - July 2013
Katten Muchin Rosenman LLP July 2011 - October 2012
Katten Muchin Rosenman LLP September 2003 - July 2011
Katten Muchin Rosenman LLP May 2002 - August 2002
Hewitt Associates May 1999 - July 2000
Skills
Internal Investigations, Litigation, Fraud, Securities, Risk Management, Competition Law, Private Equity, Civil Litigation, Legal Writing, Mergers & Acquisitions, Corporate Governance, Class Actions, Intellectual Property, Legal Research, ERISA, Securities Litigation, Arbitration, Securities Regulation, Due Diligence, Corporate Law, Trade Secrets, Commercial Litigation, Courts, Privacy Law, Legal Assistance
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2000 — 2003
JD with honors
Vanderbilt University 1995 — 1999
B.S., cum laude, Human and Organizational Development
Lake Forest High School 1991 — 1995
U.S. Securities and Exchange Commission, Division of Enforcement November 2013 - Present
Dyson November 2012 - July 2013
Katten Muchin Rosenman LLP July 2011 - October 2012
Katten Muchin Rosenman LLP September 2003 - July 2011
Katten Muchin Rosenman LLP May 2002 - August 2002
Hewitt Associates May 1999 - July 2000
Skills
Internal Investigations, Litigation, Fraud, Securities, Risk Management, Competition Law, Private Equity, Civil Litigation, Legal Writing, Mergers & Acquisitions, Corporate Governance, Class Actions, Intellectual Property, Legal Research, ERISA, Securities Litigation, Arbitration, Securities Regulation, Due Diligence, Corporate Law, Trade Secrets, Commercial Litigation, Courts, Privacy Law, Legal Assistance
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2000 — 2003
JD with honors
Vanderbilt University 1995 — 1999
B.S., cum laude, Human and Organizational Development
Lake Forest High School 1991 — 1995
Pamela Parizek Pamela Parizek's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1994 - 1999
Job Partner, Advisory at KPMG LLP
Industry Accounting
Experience
KPMG LLP 2004 - Present
Global Kids 2010 - 2015
Global Kids 2010 - 2015
Kroll Inc 2000 - 2004
US Securities and Exchange Commission, Division of Enforcement 1994 - 1999
Lord, Bissell & Brook LLP 1990 - 1994
Skills
Forensic Accounting, Internal Investigations, Regulatory Compliance, Compliance, FCPA, Due Diligence, Fraud, Risk Assessment, Financial Reporting, Accounting, Forensic Analysis, Investigation, SEC, Training, Auditing, Internal Controls, Securities Regulation, Internal Audit, Litigation Support, Restructuring, Certified Fraud Examiner, Corporate Governance, White Collar Criminal..., Leadership, Private Investigations, Litigation, Securities, SEC filings, Litigation Consulting, Anti-corruption, Private Equity, Financial Risk, Cross-border..., Mergers & Acquisitions
Education
Northwestern University School of Law 1987 — 1990
J.D.
Harvard University 1983 — 1987
A.B.
Milton Academy 1979 — 1983
KPMG LLP 2004 - Present
Global Kids 2010 - 2015
Global Kids 2010 - 2015
Kroll Inc 2000 - 2004
US Securities and Exchange Commission, Division of Enforcement 1994 - 1999
Lord, Bissell & Brook LLP 1990 - 1994
Skills
Forensic Accounting, Internal Investigations, Regulatory Compliance, Compliance, FCPA, Due Diligence, Fraud, Risk Assessment, Financial Reporting, Accounting, Forensic Analysis, Investigation, SEC, Training, Auditing, Internal Controls, Securities Regulation, Internal Audit, Litigation Support, Restructuring, Certified Fraud Examiner, Corporate Governance, White Collar Criminal..., Leadership, Private Investigations, Litigation, Securities, SEC filings, Litigation Consulting, Anti-corruption, Private Equity, Financial Risk, Cross-border..., Mergers & Acquisitions
Education
Northwestern University School of Law 1987 — 1990
J.D.
Harvard University 1983 — 1987
A.B.
Milton Academy 1979 — 1983
Alex Scoufis Alex Scoufis's U.S. Securities and Exchange Commission, Division of Enforcement Experience January 2014 - April 2014
Job Regulatory Analyst OFDMI at FINRA
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Financial Industry Regulatory Authority (FINRA) September 2014 - April 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
US Securities and Exchange Commission, Division of Enforcement January 2014 - April 2014
OtterBox May 2013 - August 2013
Education
The George Washington University Law School
Juris Doctor (J.D.), with honors
Colorado State University
Bachelor of Arts (B.A.), Political Science; Economics (minor), cum laude
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Financial Industry Regulatory Authority (FINRA) September 2014 - April 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
US Securities and Exchange Commission, Division of Enforcement January 2014 - April 2014
OtterBox May 2013 - August 2013
Education
The George Washington University Law School
Juris Doctor (J.D.), with honors
Colorado State University
Bachelor of Arts (B.A.), Political Science; Economics (minor), cum laude
J. Bradley Bennett J. Bradley Bennett's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1988 - 1992
Job Finra Enforcement
Industry Legal Services
Experience
FINRA January 2011 - Present
Baker Botts LLP January 2001 - December 2010
Miller, Cassidy, Larocca & Lewin 1992 - 2000
Miller, Cassidy, Larroca & Lewin 1992 - 2000
US Securities and Exchange Commission, Division of Enforcement 1988 - 1992
US Securities and Exchange Commission 1988 - 1992
Skills
Litigation, Securities Regulation, Corporate Law, Intellectual Property, Corporate Governance, Securities Litigation, Government, Due Diligence, White Collar Criminal..., Legal Writing, FCPA, FINRA, Class Actions, Enforcement, Appeals, Securities, Litigation Support, Trials, Fraud, Civil Litigation, Internal Investigations, Courts, Litigation Management, Country Music, Arbitration, Commercial Litigation, Legal Research
Education
Georgetown University Law Center 1985 — 1988
JD
St. Lawrence University 1981 — 1985
BA, Government
FINRA January 2011 - Present
Baker Botts LLP January 2001 - December 2010
Miller, Cassidy, Larocca & Lewin 1992 - 2000
Miller, Cassidy, Larroca & Lewin 1992 - 2000
US Securities and Exchange Commission, Division of Enforcement 1988 - 1992
US Securities and Exchange Commission 1988 - 1992
Skills
Litigation, Securities Regulation, Corporate Law, Intellectual Property, Corporate Governance, Securities Litigation, Government, Due Diligence, White Collar Criminal..., Legal Writing, FCPA, FINRA, Class Actions, Enforcement, Appeals, Securities, Litigation Support, Trials, Fraud, Civil Litigation, Internal Investigations, Courts, Litigation Management, Country Music, Arbitration, Commercial Litigation, Legal Research
Education
Georgetown University Law Center 1985 — 1988
JD
St. Lawrence University 1981 — 1985
BA, Government
Richard W. Jones Richard W. Jones's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1981 - 1983
Job Corporate Attorney | Securities | Mergers & Acquisitions
Industry Law Practice
Experience
Jones & Haley, PC February 1992 - Present
Hurt, Richardson, Garner, Todd & Cadenhead 1989 - 1991
Thrasher & Whitley 1983 - 1989
US Securities and Exchange Commission -- Division of Enforcement 1981 - 1983
Ernst & Young 1979 - 1981
Georgia Commissioner of Securities 1980 - 1980
Georgia Secretary of State 1980 - 1980
Skills
Mergers, Securities, SEC reporting, Negotiating Contracts, Venture Capital, Start-ups, Arbitration, Contract Negotiation, Small Business, Corporate Law, Corporate Governance, Trade Secrets, IPO, Reverse Mergers, Secondary Offerings, Debt Offerings, Securities Offerings, SEC filings, Private Equity Funding, Hedge Funds, Public Companies, Due Diligence, Corporate Finance, Securities Law, Private Placements, Mergers & Acquisitions, Private Equity, Tax, Business Transactions, Intellectual Property, Securities Regulation
Education
Haslam College of Business at the University of Tennessee 1976 — 1979
MBA, Accounting
University of Tennessee College of Law 1976 — 1979
JD, Law
University of Tennessee-Knoxville 1972 — 1976
BS, Accounting
Jones & Haley, PC February 1992 - Present
Hurt, Richardson, Garner, Todd & Cadenhead 1989 - 1991
Thrasher & Whitley 1983 - 1989
US Securities and Exchange Commission -- Division of Enforcement 1981 - 1983
Ernst & Young 1979 - 1981
Georgia Commissioner of Securities 1980 - 1980
Georgia Secretary of State 1980 - 1980
Skills
Mergers, Securities, SEC reporting, Negotiating Contracts, Venture Capital, Start-ups, Arbitration, Contract Negotiation, Small Business, Corporate Law, Corporate Governance, Trade Secrets, IPO, Reverse Mergers, Secondary Offerings, Debt Offerings, Securities Offerings, SEC filings, Private Equity Funding, Hedge Funds, Public Companies, Due Diligence, Corporate Finance, Securities Law, Private Placements, Mergers & Acquisitions, Private Equity, Tax, Business Transactions, Intellectual Property, Securities Regulation
Education
Haslam College of Business at the University of Tennessee 1976 — 1979
MBA, Accounting
University of Tennessee College of Law 1976 — 1979
JD, Law
University of Tennessee-Knoxville 1972 — 1976
BS, Accounting
Joan Quigley's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1996 - 2001
Job Author, Just Another Southern Town (2016), The Day the Earth Caved In: An American Mining Tragedy (Random House 2007)
Industry Writing and Editing
Experience
The Bond Buyer, Source Media February 2011 - February 2012
The Miami Herald 2002 - 2003
U.S. Securities and Exchange Commission, Division of Enforcement 1996 - 2001
Office of the Attorney General, Civil Litigation Division 1995 - 1996
Piper & Marbury L.L.P. 1992 - 1995
The Honorable Myron H. Bright, U.S. Court of Appeals for the Eighth Circuit 1991 - 1992
Skills
Journalism, Copy Editing, Newspapers, News Writing, Storytelling, Breaking News, Feature Articles, AP Style, Publications, Online Journalism, Editorial, Business Journalism, Headline Writing, Investigative Reporting, Web Content, Publishing
Education
Columbia University - Graduate School of Journalism 2001 — 2002
M.S.
William & Mary Law School 1988 — 1991
J.D.
Princeton University 1982 — 1986
Bachelor’s Degree, History
The Bond Buyer, Source Media February 2011 - February 2012
The Miami Herald 2002 - 2003
U.S. Securities and Exchange Commission, Division of Enforcement 1996 - 2001
Office of the Attorney General, Civil Litigation Division 1995 - 1996
Piper & Marbury L.L.P. 1992 - 1995
The Honorable Myron H. Bright, U.S. Court of Appeals for the Eighth Circuit 1991 - 1992
Skills
Journalism, Copy Editing, Newspapers, News Writing, Storytelling, Breaking News, Feature Articles, AP Style, Publications, Online Journalism, Editorial, Business Journalism, Headline Writing, Investigative Reporting, Web Content, Publishing
Education
Columbia University - Graduate School of Journalism 2001 — 2002
M.S.
William & Mary Law School 1988 — 1991
J.D.
Princeton University 1982 — 1986
Bachelor’s Degree, History
Nicole Della Ragione's U.S. Securities and Exchange Commission, Division of Enforcement Experience January 2015 - April 2015
Job J.D. Candidate, Hofstra Law School
Industry Law Practice
Experience
United States Army Judge Advocate General Corps June 2015 - Present
Hofstra Law Review February 2015 - Present
Professor J. Herbie DiFonzo February 2014 - Present
U.S. Securities and Exchange Commission, Division of Enforcement January 2015 - April 2015
Sterling Analytics Group April 2014 - December 2014
Assemblywoman Nily Rozic January 2013 - June 2013
New York State Coalition Against Sexual Assault May 2012 - August 2012
University at Albany August 2011 - May 2012
Office of the Attorney General of the State of New York May 2011 - August 2011
Skills
Public Speaking, Legal Research, Community Outreach, Legislative Research, Policy Analysis, Westlaw, Public Policy, Fundraising, Time Management, Legislative Relations, Program Development, Lexis Nexis Certified, Social Networking, Constituent Services, Bill Tracking
Education
Hofstra University School of Law 2013 — 2016
J.D, Law
University at Albany, State University of New York 2009 — 2013
Bachelor of Arts (BA), Political Science, Women's Studies, 3.67, Magna Cum Laude
United States Army Judge Advocate General Corps June 2015 - Present
Hofstra Law Review February 2015 - Present
Professor J. Herbie DiFonzo February 2014 - Present
U.S. Securities and Exchange Commission, Division of Enforcement January 2015 - April 2015
Sterling Analytics Group April 2014 - December 2014
Assemblywoman Nily Rozic January 2013 - June 2013
New York State Coalition Against Sexual Assault May 2012 - August 2012
University at Albany August 2011 - May 2012
Office of the Attorney General of the State of New York May 2011 - August 2011
Skills
Public Speaking, Legal Research, Community Outreach, Legislative Research, Policy Analysis, Westlaw, Public Policy, Fundraising, Time Management, Legislative Relations, Program Development, Lexis Nexis Certified, Social Networking, Constituent Services, Bill Tracking
Education
Hofstra University School of Law 2013 — 2016
J.D, Law
University at Albany, State University of New York 2009 — 2013
Bachelor of Arts (BA), Political Science, Women's Studies, 3.67, Magna Cum Laude
Noelia S. Rabino Noelia S. Rabino's U.S. Securities and Exchange Commission, Division of Enforcement Experience October 2011 - June 2014
Job Account Manager at SoBe Promos
Industry Marketing and Advertising
Experience
SoBe Promos July 2015 - Present
Robert Half Technology June 2014 - July 2015
US Securities and Exchange Commission- Division of Enforcement October 2011 - June 2014
Shuster & Saben, LLC June 2008 - October 2011
Skills
Management, Leadership, Securities Regulation, Recruiting, Legal Research, Sales, Marketing, Customer Service, Interviews, Legal Writing, Social Networking, Outlook, Westlaw, Strategic Planning, Trials, Office Administration, Hosting Events, Microsoft Office, Civil Litigation, Due Diligence, Legal Documents, Bloomberg Terminal, LexisNexis, Bloomberg Law, Analysis, Information Technology, Strategy, Temporary Placement
Education
University of Florida 2004 — 2008
Bachelors, Political Science
SoBe Promos July 2015 - Present
Robert Half Technology June 2014 - July 2015
US Securities and Exchange Commission- Division of Enforcement October 2011 - June 2014
Shuster & Saben, LLC June 2008 - October 2011
Skills
Management, Leadership, Securities Regulation, Recruiting, Legal Research, Sales, Marketing, Customer Service, Interviews, Legal Writing, Social Networking, Outlook, Westlaw, Strategic Planning, Trials, Office Administration, Hosting Events, Microsoft Office, Civil Litigation, Due Diligence, Legal Documents, Bloomberg Terminal, LexisNexis, Bloomberg Law, Analysis, Information Technology, Strategy, Temporary Placement
Education
University of Florida 2004 — 2008
Bachelors, Political Science
Bradley McAllister Bradley McAllister's U.S. Securities and Exchange Commission, Division of Enforcement Experience September 2015 - Present
Job Legal Extern at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission, Division of Enforcement September 2015 - Present
JURIST September 2013 - Present
IMG Midstream July 2015 - August 2015
Commonwealth Court of Pennsylvania, Judge Patricia A. McCullough May 2015 - June 2015
Alcoa, Inc. September 2014 - April 2015
Pennsylvania Department of Environmental Protection (PA DEP) May 2014 - August 2014
U.S. Department of Housing and Urban Development (HUD) June 2013 - July 2013
Cornerstone Government Affairs January 2013 - May 2013
BNY Mellon, N. A. February 2011 - December 2012
Quantum Alloys Corporation August 2009 - December 2010
Skills
Energy Policy, Governmental Affairs, Online News, Editing, Legal Research, Due Diligence, Legal Writing, PowerPoint, Portfolio Management, Presentations, Public Policy, Data Analysis, Metal Fabrication, Financial Analysis, Financial Planning, Internal Investigations, Environmental Policy, State Legislation, Government Contracting, State Government, Environmental Permitting
Education
University of Pittsburgh School of Law 2013 — 2016
Juris Doctor (J.D.), Energy and Environmental Law Concentration
Washington and Lee University 2005 — 2009
Dual BSc. Business Administration and Politics
National University of Ireland, Galway 2008 — 2008
International Study, Business and Economics
U.S. Securities and Exchange Commission, Division of Enforcement September 2015 - Present
JURIST September 2013 - Present
IMG Midstream July 2015 - August 2015
Commonwealth Court of Pennsylvania, Judge Patricia A. McCullough May 2015 - June 2015
Alcoa, Inc. September 2014 - April 2015
Pennsylvania Department of Environmental Protection (PA DEP) May 2014 - August 2014
U.S. Department of Housing and Urban Development (HUD) June 2013 - July 2013
Cornerstone Government Affairs January 2013 - May 2013
BNY Mellon, N. A. February 2011 - December 2012
Quantum Alloys Corporation August 2009 - December 2010
Skills
Energy Policy, Governmental Affairs, Online News, Editing, Legal Research, Due Diligence, Legal Writing, PowerPoint, Portfolio Management, Presentations, Public Policy, Data Analysis, Metal Fabrication, Financial Analysis, Financial Planning, Internal Investigations, Environmental Policy, State Legislation, Government Contracting, State Government, Environmental Permitting
Education
University of Pittsburgh School of Law 2013 — 2016
Juris Doctor (J.D.), Energy and Environmental Law Concentration
Washington and Lee University 2005 — 2009
Dual BSc. Business Administration and Politics
National University of Ireland, Galway 2008 — 2008
International Study, Business and Economics
Jacob Lesser Jacob Lesser's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1997 - 2000
Job Director at Promontory Financial Group, LLC
Industry Financial Services
Experience
Promontory Financial Group, LLC 2015 - Present
PCAOB 2004 - 2015
US Securities and Exchange Commission, Office of General Counsel 2000 - 2004
U.S. Securities and Exchange Commission, Division of Enforcement 1997 - 2000
Hale and Dorr 1996 - 1996
Skills
Securities Regulation, Financial Regulation, Securities, Policy, Fraud, SEC, Sarbanes-Oxley Act, Administrative Law, Corporate Governance, Internal Investigations
Education
Boston College Law School 1994 — 1997
JD, summa cum laude
Wesleyan University 1989 — 1991
BA, English
University of Michigan 1987 — 1988
Hopkins School 1981 — 1987
Promontory Financial Group, LLC 2015 - Present
PCAOB 2004 - 2015
US Securities and Exchange Commission, Office of General Counsel 2000 - 2004
U.S. Securities and Exchange Commission, Division of Enforcement 1997 - 2000
Hale and Dorr 1996 - 1996
Skills
Securities Regulation, Financial Regulation, Securities, Policy, Fraud, SEC, Sarbanes-Oxley Act, Administrative Law, Corporate Governance, Internal Investigations
Education
Boston College Law School 1994 — 1997
JD, summa cum laude
Wesleyan University 1989 — 1991
BA, English
University of Michigan 1987 — 1988
Hopkins School 1981 — 1987
Anne Shaughnessy's U.S. Securities and Exchange Commission, Division of Enforcement Experience May 2012 - August 2012
Job Associate at Schulte Roth & Zabel LLP
Industry Law Practice
Experience
Schulte Roth & Zabel LLP October 2014 - Present
Schulte Roth & Zabel LLP May 2013 - August 2013
US Securities and Exchange Commission, Division of Enforcement May 2012 - August 2012
Centerbridge Partners June 2011 - August 2011
James A. Baker III Institute for Public Policy - Rice University September 2008 - May 2011
TUDOR INVESTMENT CORPORATION June 2010 - August 2010
Garcia Peña & Andújar Abogados September 2009 - December 2009
Education
University of Michigan Law School 2011 — 2014
Juris Doctor (J.D.), Cum Laude
Rice University 2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government
Greenwich Academy
Schulte Roth & Zabel LLP October 2014 - Present
Schulte Roth & Zabel LLP May 2013 - August 2013
US Securities and Exchange Commission, Division of Enforcement May 2012 - August 2012
Centerbridge Partners June 2011 - August 2011
James A. Baker III Institute for Public Policy - Rice University September 2008 - May 2011
TUDOR INVESTMENT CORPORATION June 2010 - August 2010
Garcia Peña & Andújar Abogados September 2009 - December 2009
Education
University of Michigan Law School 2011 — 2014
Juris Doctor (J.D.), Cum Laude
Rice University 2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government
Greenwich Academy
Mitchell Herr Mitchell Herr's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1995 - 2000
Job Partner at Holland & Knight
Industry Law Practice
Experience
Holland & Knight Regional Trial CounselUS Securities and Exchange CommissionApril 1995 - November 2000
US Securities and Exchange Commission, Division of Enforcement 1995 - 2000
Cleary Gottlieb Steen & Hamilton LLP September 1990 - April 1995
Hogan & Hartson January 1986 - August 1990
US Army January 1982 - December 1985
Education
University of Chicago Law School 1979 — 1981
J.D., Law
Dickinson College 1974 — 1978
B.A., Political Science, Economics
Holland & Knight Regional Trial CounselUS Securities and Exchange CommissionApril 1995 - November 2000
US Securities and Exchange Commission, Division of Enforcement 1995 - 2000
Cleary Gottlieb Steen & Hamilton LLP September 1990 - April 1995
Hogan & Hartson January 1986 - August 1990
US Army January 1982 - December 1985
Education
University of Chicago Law School 1979 — 1981
J.D., Law
Dickinson College 1974 — 1978
B.A., Political Science, Economics
Ivan Knauer Ivan Knauer's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1995 - 1998
Job CoChair of Securities and Financial Services Enforcement Group and Partner at Pepper Hamilton LLP
Industry Law Practice
Experience
Pepper Hamilton LLP 2008 - Present
Financial Industry Regulatory Authority (formerly NASD) 2006 - 2008
Bingham McCutchen LLP 2003 - 2006
K&L Gates 1998 - 2003
U.S. Securities and Exchange Commission, Division of Enforcement 1995 - 1998
Ropes & Gray LLP 1989 - 1995
Skills
Securities, Securities Law, Securities Enforcement, Securities Regulation, FINRA, Financial Services, Internal Investigations, Litigation, Corporate Governance, Board of Directors, Class Actions, Securities Litigation, Arbitration, CFTC, Commercial Litigation, Trials, Enforcement, SEC
Education
New York University School of Law 1986 — 1989
J.D., Law
University of Pennsylvania 1979 — 1983
B.A., Biology
Pepper Hamilton LLP 2008 - Present
Financial Industry Regulatory Authority (formerly NASD) 2006 - 2008
Bingham McCutchen LLP 2003 - 2006
K&L Gates 1998 - 2003
U.S. Securities and Exchange Commission, Division of Enforcement 1995 - 1998
Ropes & Gray LLP 1989 - 1995
Skills
Securities, Securities Law, Securities Enforcement, Securities Regulation, FINRA, Financial Services, Internal Investigations, Litigation, Corporate Governance, Board of Directors, Class Actions, Securities Litigation, Arbitration, CFTC, Commercial Litigation, Trials, Enforcement, SEC
Education
New York University School of Law 1986 — 1989
J.D., Law
University of Pennsylvania 1979 — 1983
B.A., Biology
Bridget Ziegler Bridget Ziegler's U.S. Securities and Exchange Commission, Division of Enforcement Experience January 1999 - May 1999
Job Attorney & Counselor
Industry Legal Services
Experience
Ziegler Law Office September 2007 - Present
Wilson Elser Moskowitz Edelman & Dicker LLP March 2005 - September 2007
Hermes Sargent Bates 2004 - 2005
Roberts & Smaby, P.C. September 2003 - December 2004
Arter & Hadden LLP September 2000 - September 2003
Fulton County Landlord-Tenant Mediation Program, Magistrate & State Court, Atlanta, Georgia August 1999 - May 2000
Kutak Rock June 1999 - July 1999
US Securities and Exchange Commission, Division of Enforcement January 1999 - May 1999
Legacy Magazine 1994 - 1997
Skills
Contract Negotiation, Commercial Litigation, Collaborative Law, construction, consumer law, Consumer Law, Construction, Litigation, Alternative Dispute..., Personal Injury, Legal Advice, Marketing, Civil Litigation, Estate Planning, Mediation, Wills, Real Estate
Education
Emory University School of Law 1997 — 2000
J.D., Law
Louisiana State University 1992 — 2000
B.A., English--Creative Writing
Louisiana State University 1992 — 2000
B.S., Psychology
Springhill High School 1988 — 1992
High School
Ziegler Law Office September 2007 - Present
Wilson Elser Moskowitz Edelman & Dicker LLP March 2005 - September 2007
Hermes Sargent Bates 2004 - 2005
Roberts & Smaby, P.C. September 2003 - December 2004
Arter & Hadden LLP September 2000 - September 2003
Fulton County Landlord-Tenant Mediation Program, Magistrate & State Court, Atlanta, Georgia August 1999 - May 2000
Kutak Rock June 1999 - July 1999
US Securities and Exchange Commission, Division of Enforcement January 1999 - May 1999
Legacy Magazine 1994 - 1997
Skills
Contract Negotiation, Commercial Litigation, Collaborative Law, construction, consumer law, Consumer Law, Construction, Litigation, Alternative Dispute..., Personal Injury, Legal Advice, Marketing, Civil Litigation, Estate Planning, Mediation, Wills, Real Estate
Education
Emory University School of Law 1997 — 2000
J.D., Law
Louisiana State University 1992 — 2000
B.A., English--Creative Writing
Louisiana State University 1992 — 2000
B.S., Psychology
Springhill High School 1988 — 1992
High School
Barrett Atwood's U.S. Securities and Exchange Commission, Division of Enforcement Experience December 2014 - Present
Job Trial Attorney at U.S. Securities and Exchange Commission, Division of Enforcement
Industry Law Practice
Experience
U.S. Securities and Exchange Commission, Division of Enforcement December 2014 - Present
U.S. Department of Justice December 2008 - November 2014
Baker Botts LLP September 2000 - November 2008
Education
Georgetown University Law Center 1997 — 2000
Doctor of Law (J.D.), Cum Laude
Florida State University 1993 — 1997
B.S. with Honors, Cum Laude
U.S. Securities and Exchange Commission, Division of Enforcement December 2014 - Present
U.S. Department of Justice December 2008 - November 2014
Baker Botts LLP September 2000 - November 2008
Education
Georgetown University Law Center 1997 — 2000
Doctor of Law (J.D.), Cum Laude
Florida State University 1993 — 1997
B.S. with Honors, Cum Laude
Erin (Fitzgerald) Marvin's U.S. Securities and Exchange Commission, Division of Enforcement Experience May 2003 - July 2003
Job Assistant General Counsel at Bank of America
Industry Law Practice
Experience
Bank of America December 2013 - Present
McGuireWoods July 2011 - November 2013
Winston & Strawn LLP August 2010 - July 2011
Moore & Van Allen August 2004 - June 2010
McDonald, McKenzie, Rubin, Miller and Lybrand, LLP December 2003 - March 2004
US Securities and Exchange Commission - Division of Enforcement May 2003 - July 2003
Delphi Corporation (Paris, France) July 2002 - December 2002
Wachovia Bank, National Association May 2001 - March 2002
Skills
Banking, Corporate Law, Due Diligence, Finance, Mergers
Education
University of South Carolina - Darla Moore School of Business 2000 — 2004
International MBA, French Track
University of South Carolina School of Law 2000 — 2004
Doctor of Law (J.D.)
ESCP-EAP European School of Management 2002 — 2002
French Business/Language Program
Davidson College 1996 — 2000
Bachelor of Arts, Economics and French (double major)
Bank of America December 2013 - Present
McGuireWoods July 2011 - November 2013
Winston & Strawn LLP August 2010 - July 2011
Moore & Van Allen August 2004 - June 2010
McDonald, McKenzie, Rubin, Miller and Lybrand, LLP December 2003 - March 2004
US Securities and Exchange Commission - Division of Enforcement May 2003 - July 2003
Delphi Corporation (Paris, France) July 2002 - December 2002
Wachovia Bank, National Association May 2001 - March 2002
Skills
Banking, Corporate Law, Due Diligence, Finance, Mergers
Education
University of South Carolina - Darla Moore School of Business 2000 — 2004
International MBA, French Track
University of South Carolina School of Law 2000 — 2004
Doctor of Law (J.D.)
ESCP-EAP European School of Management 2002 — 2002
French Business/Language Program
Davidson College 1996 — 2000
Bachelor of Arts, Economics and French (double major)
David Strandberg's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1990 - 1994
Job Chief Counsel, Listing Qualifications, Nasdaq
Industry Financial Services
Experience
Nasdaq Stock Market March 2011 - Present
Donohoe Advisory Associates LLC September 2006 - March 2011
Archipelago Exchange/NYSE Group December 2001 - June 2006
Nasdaq Stock Market June 1998 - December 2001
Price Waterhouse January 1995 - June 1998
US Securities and Exchange Commission, Division of Enforcement 1990 - 1994
Morgan, Lewis & Bockius LLP September 1988 - September 1990
Skills
Securities, Capital Markets, FINRA, Corporate Governance, Securities Regulation, Derivatives, Corporate Law, Hedge Funds, Mergers & Acquisitions, Financial Regulation, Due Diligence, Private Equity, Financial Services, Equities, Venture Capital
Education
University of Michigan Law School 1985 — 1988
JD
Duke University 1980 — 1984
AB
Groton School 1976 — 1980
Nasdaq Stock Market March 2011 - Present
Donohoe Advisory Associates LLC September 2006 - March 2011
Archipelago Exchange/NYSE Group December 2001 - June 2006
Nasdaq Stock Market June 1998 - December 2001
Price Waterhouse January 1995 - June 1998
US Securities and Exchange Commission, Division of Enforcement 1990 - 1994
Morgan, Lewis & Bockius LLP September 1988 - September 1990
Skills
Securities, Capital Markets, FINRA, Corporate Governance, Securities Regulation, Derivatives, Corporate Law, Hedge Funds, Mergers & Acquisitions, Financial Regulation, Due Diligence, Private Equity, Financial Services, Equities, Venture Capital
Education
University of Michigan Law School 1985 — 1988
JD
Duke University 1980 — 1984
AB
Groton School 1976 — 1980
Cheryl Crumpton's U.S. Securities and Exchange Commission, Division of Enforcement Experience March 2015 - Present
Job Supervisory Assistant Chief Litigation Counsel at U.S. Securities and Exchange Commission, Division of Enforcement
Industry Law Practice
Experience
U.S. Securities and Exchange Commission, Division of Enforcement March 2015 - Present
U.S Securities and Exchange Commission, Division of Enforcement November 2012 - Present
United States Attorney's Office for the District of Maryland October 2007 - November 2012
McKee Nelson February 2005 - July 2007
Baker Botts LLP September 2002 - February 2005
U.S. Court of Appeals for the Eleventh Circuit August 2001 - July 2002
Skills
Jury Trials, Hearings, Appellate Practice, FCPA, Civil Litigation, White Collar Criminal..., Securities Law, Corporate Internal..., Trial Practice
Education
The University of Alabama School of Law 1998 — 2001
J.D., Law
Birmingham-Southern College 1994 — 1998
U.S. Securities and Exchange Commission, Division of Enforcement March 2015 - Present
U.S Securities and Exchange Commission, Division of Enforcement November 2012 - Present
United States Attorney's Office for the District of Maryland October 2007 - November 2012
McKee Nelson February 2005 - July 2007
Baker Botts LLP September 2002 - February 2005
U.S. Court of Appeals for the Eleventh Circuit August 2001 - July 2002
Skills
Jury Trials, Hearings, Appellate Practice, FCPA, Civil Litigation, White Collar Criminal..., Securities Law, Corporate Internal..., Trial Practice
Education
The University of Alabama School of Law 1998 — 2001
J.D., Law
Birmingham-Southern College 1994 — 1998
Kenneth Winer's U.S. Securities and Exchange Commission, Division of Enforcement Experience November 1984 - April 1988
Job Hearing Officer at FINRA
Industry Law Practice
Experience
FINRA September 2014 - Present
Foley & Lardner LLP February 1995 - September 2014
U.S. Securities and Exchange Commission, Division of Enforcement November 1984 - April 1988
Skills
Private Investigations, Securities Litigation, Corporate Governance, Corporate Law, Securities Regulation, FCPA, Litigation, Securities, Auditing, White Collar Criminal...
Education
Harvard Law School 1978 — 1981
J.D.
University of Pennsylvania - The Wharton School 1975 — 1978
B.S. in Economics, Finance
FINRA September 2014 - Present
Foley & Lardner LLP February 1995 - September 2014
U.S. Securities and Exchange Commission, Division of Enforcement November 1984 - April 1988
Skills
Private Investigations, Securities Litigation, Corporate Governance, Corporate Law, Securities Regulation, FCPA, Litigation, Securities, Auditing, White Collar Criminal...
Education
Harvard Law School 1978 — 1981
J.D.
University of Pennsylvania - The Wharton School 1975 — 1978
B.S. in Economics, Finance
Nancy Grunberg's U.S. Securities and Exchange Commission, Division of Enforcement Experience 2000 - 2002
Job Partner at McKenna Long & Aldridge LLP
Industry Law Practice
Experience
McKenna Long & Aldridge LLP May 2013 - Present
Venable LLP September 2002 - May 2013
US Securities and Exchange Commission May 1996 - September 2002
U.S. Securities and Exchange Commission, Division of Enforcement 2000 - 2002
Skills
White Collar Criminal..., Securities Regulation, FCPA, Securities Litigation, Enforcement, Litigation, Corporate Governance, Commercial Litigation, Trials, Fraud, Arbitration, Karate, Trade Secrets, Civil Litigation, Appeals, Business Litigation, Class Actions, Legal Research, Corporate Law, Administrative Law
Education
Columbia Law School 1976 — 1979
JD, Law
Stanford University 1971 — 1975
BA, History
McKenna Long & Aldridge LLP May 2013 - Present
Venable LLP September 2002 - May 2013
US Securities and Exchange Commission May 1996 - September 2002
U.S. Securities and Exchange Commission, Division of Enforcement 2000 - 2002
Skills
White Collar Criminal..., Securities Regulation, FCPA, Securities Litigation, Enforcement, Litigation, Corporate Governance, Commercial Litigation, Trials, Fraud, Arbitration, Karate, Trade Secrets, Civil Litigation, Appeals, Business Litigation, Class Actions, Legal Research, Corporate Law, Administrative Law
Education
Columbia Law School 1976 — 1979
JD, Law
Stanford University 1971 — 1975
BA, History
Alexander R. Zwillinger's U.S. Securities and Exchange Commission, Division of Enforcement Experience August 2011 - May 2012
Job Law Clerk at United States Attorney’s Office, District of Massachusetts, Public Corruption Unit
Industry Law Practice
Experience
United States Attorney’s Office, Public Corruption and Special Prosecutions Unit January 2014 - Present
U.S. Securities and Exchange Commission, Division of Enforcement August 2011 - May 2012
Department of the Treasury Summer Intern Honors Program, U.S. Mint June 2011 - August 2011
Honorable William D. Wall, U.S. Magistrate Judge, E.D.N.Y. September 2010 - December 2010
Office of the Nassau County Attorney, General Litigation Bureau May 2010 - August 2010
Unemployment Action Center February 2010 - May 2010
Skills
Legal Research, Legal Writing, Securities, Financial Regulation, Administrative Law, Employment Law, Government Affairs, Investigations, Litigation, Editing, Civil Litigation, Westlaw, Research, Motions
Education
Hofstra University School of Law 2009 — 2012
J.D.
American University, Washington College of Law 2011 — 2011
Credit toward J.D., Summer Institute on Law and Government
Tufts University 2005 — 2009
B.A, Political Science, Economics
United States Attorney’s Office, Public Corruption and Special Prosecutions Unit January 2014 - Present
U.S. Securities and Exchange Commission, Division of Enforcement August 2011 - May 2012
Department of the Treasury Summer Intern Honors Program, U.S. Mint June 2011 - August 2011
Honorable William D. Wall, U.S. Magistrate Judge, E.D.N.Y. September 2010 - December 2010
Office of the Nassau County Attorney, General Litigation Bureau May 2010 - August 2010
Unemployment Action Center February 2010 - May 2010
Skills
Legal Research, Legal Writing, Securities, Financial Regulation, Administrative Law, Employment Law, Government Affairs, Investigations, Litigation, Editing, Civil Litigation, Westlaw, Research, Motions
Education
Hofstra University School of Law 2009 — 2012
J.D.
American University, Washington College of Law 2011 — 2011
Credit toward J.D., Summer Institute on Law and Government
Tufts University 2005 — 2009
B.A, Political Science, Economics
Nancy Watters's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1980 - 1983
Job Panel Member: Commercial and LCC
Industry Alternative Dispute Resolution
Experience
American Arbitration June 1991 - Present
Nancy E. Watters, Esq. January 1991 - Present
Tropix (now Life Technologies) 1991 - 1997
Nutter, McClennen & Fish 1983 - 1991
U.S. Securities and Exchange Commission, Division of Enforcement 1980 - 1983
Kirkland & Ellis LLP 1978 - 1980
Skills
Litigation, Negotiation, Alternative Dispute...
Education
University of Pennsylvania Law School 1976 — 1978
JD
American Arbitration June 1991 - Present
Nancy E. Watters, Esq. January 1991 - Present
Tropix (now Life Technologies) 1991 - 1997
Nutter, McClennen & Fish 1983 - 1991
U.S. Securities and Exchange Commission, Division of Enforcement 1980 - 1983
Kirkland & Ellis LLP 1978 - 1980
Skills
Litigation, Negotiation, Alternative Dispute...
Education
University of Pennsylvania Law School 1976 — 1978
JD
Stephen Van Meter's U.S. Securities and Exchange Commission, Division of Enforcement Experience September 2003 - October 2007
Job Compliance Operating Officer at Federated Investors
Industry Investment Management
Experience
Federated Investors October 2011 - Present
U.S. Securities and Exchange Commission, Division of Investment Management October 2007 - October 2011
U.S. Securities and Exchange Commission, Division of Enforcement September 2003 - October 2007
Law Clerk to Hon. Gary L. Lancaster, U.S. District Court for the Western District of Pennsylvania September 2002 - August 2003
Reed Smith LLP September 2000 - August 2002
Education
University of Pittsburgh School of Law 1997 — 2000
J.D., Law
Loyola University Maryland 1993 — 1997
B.A., History, Business
Federated Investors October 2011 - Present
U.S. Securities and Exchange Commission, Division of Investment Management October 2007 - October 2011
U.S. Securities and Exchange Commission, Division of Enforcement September 2003 - October 2007
Law Clerk to Hon. Gary L. Lancaster, U.S. District Court for the Western District of Pennsylvania September 2002 - August 2003
Reed Smith LLP September 2000 - August 2002
Education
University of Pittsburgh School of Law 1997 — 2000
J.D., Law
Loyola University Maryland 1993 — 1997
B.A., History, Business
Craig Welter's U.S. Securities and Exchange Commission, Division of Enforcement Experience March 2000 - October 2009
Job Assistant General Counsel and Compliance Officer at Alden Global Capital
Industry Legal Services
Experience
Alden Global Capital July 2014 - Present
US Securities and Exchange Commission November 2012 - June 2014
U.S. Securities and Exchange Commission, Office of the Inspector General October 2009 - November 2012
U.S. Securities and Exchange Commission, Division of Enforcement March 2000 - October 2009
United States Attorney's Office, Eastern District of Virginia, U.S. Department of Justice, March 2005 - September 2005
Education
The College of William and Mary - Marshall Wythe Law School 1994 — 1997
Doctor of Law (J.D.), 3.3
Duke University 1990 — 1994
Bachelor of Arts (B.A.), Economics, 3.6
Alden Global Capital July 2014 - Present
US Securities and Exchange Commission November 2012 - June 2014
U.S. Securities and Exchange Commission, Office of the Inspector General October 2009 - November 2012
U.S. Securities and Exchange Commission, Division of Enforcement March 2000 - October 2009
United States Attorney's Office, Eastern District of Virginia, U.S. Department of Justice, March 2005 - September 2005
Education
The College of William and Mary - Marshall Wythe Law School 1994 — 1997
Doctor of Law (J.D.), 3.3
Duke University 1990 — 1994
Bachelor of Arts (B.A.), Economics, 3.6
Richard Barzaga's U.S. Securities and Exchange Commission, Division of Enforcement Experience September 2014 - April 2015
Job Associate at Weber Gallagher (Awaiting Admission to PA and NJ Bar)
Industry Law Practice
Experience
Weber Gallagher August 2015 - Present
U.S. Securities and Exchange Commission, Division of Enforcement September 2014 - April 2015
Weber Gallagher May 2014 - August 2014
State of New Jersey Office of the Attorney General, Division of Law June 2013 - August 2013
United States District Court for the District of New Jersey May 2013 - August 2013
Annenberg Public Policy Center 2011 - 2012
Education
Temple University - James E. Beasley School of Law 2012 — 2015
Juris Doctor (JD), Cum Laude
University of Pennsylvania 2010 — 2011
Postbaccalaureate
Columbia University in the City of New York 2006 — 2010
Bachelor of Arts (BA)
Weber Gallagher August 2015 - Present
U.S. Securities and Exchange Commission, Division of Enforcement September 2014 - April 2015
Weber Gallagher May 2014 - August 2014
State of New Jersey Office of the Attorney General, Division of Law June 2013 - August 2013
United States District Court for the District of New Jersey May 2013 - August 2013
Annenberg Public Policy Center 2011 - 2012
Education
Temple University - James E. Beasley School of Law 2012 — 2015
Juris Doctor (JD), Cum Laude
University of Pennsylvania 2010 — 2011
Postbaccalaureate
Columbia University in the City of New York 2006 — 2010
Bachelor of Arts (BA)
Marc-Philip Ferzan's U.S. Securities and Exchange Commission, Division of Enforcement Experience 1992 - 1997
Job Managing Director at PwC Advisory Services
Industry Management Consulting
Experience
PwC Advisory Services 2012 - Present
Office of the Attorney General, State of New Jersey 2010 - 2012
U.S. Attorney's Office, District of New Jersey 2001 - 2010
U.S. Department of Justice, Tax Division 1997 - 2000
U.S. Securities and Exchange Commission, Division of Enforcement 1992 - 1997
Education
Fordham University School of Law 1989 — 1992
Doctor of Law (JD)
Rutgers College 1985 — 1989
Bachelor of Arts (BA)
The Lawrenceville School 1982 — 1985
PwC Advisory Services 2012 - Present
Office of the Attorney General, State of New Jersey 2010 - 2012
U.S. Attorney's Office, District of New Jersey 2001 - 2010
U.S. Department of Justice, Tax Division 1997 - 2000
U.S. Securities and Exchange Commission, Division of Enforcement 1992 - 1997
Education
Fordham University School of Law 1989 — 1992
Doctor of Law (JD)
Rutgers College 1985 — 1989
Bachelor of Arts (BA)
The Lawrenceville School 1982 — 1985